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    UNIT 1

    STUDY OF VARIOUS PARAMETERSUNIT 5

    AIR LUBRICATED BEARINGSUNIT 8

    BEARING MATERIALSUNIT 6

    FRICTION

    Written by

    Challa Sai Priyatham

    Kolla Chaitanya Krishna

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    UNIT 1

    TRIBOLOGY INTRODUCTION

    Tribology, which focuses on friction, wear and lubrication of interacting surfaces in

    relative motion, is a new field of science defined in 1967 by a committee of the Organization

    for Economic Cooperation and Development. The word Tribology is derived from the

    Greek word tribos meaning rubbing or sliding. Wear is the major cause of material wastage

    and loss of mechanical performance and any reduction in wear can result in considerable

    savings. Friction is a principal cause of wear and energy dissipation. Considerable savings

    can be made by improved friction control. It is estimated that one third of the world's

    energy resources in present use is needed to overcome friction in one form or another.

    Lubrication is an effective means of controlling wear and reducing friction. Tribology

    is a field of science which applies an operational analysis to problems of great economic

    significance such as reliability, maintenance and wear of technical equipment ranging from

    household appliances to spacecraft. The question is why the interacting surfaces in relative

    motion are so important to our economy and why they affect our standard of living. The

    answer is that surface interaction controls the functioning of practically every device

    developed by man. An analysis of machine break-downs shows that in the majority of cases

    failures and stoppages are associated with interacting moving parts such as gears, bearings,

    couplings, sealings, cams, clutches, etc. The majority of problems accounted for are

    tribological. Our human body also contains interacting surfaces, e.g. human joints, which are

    subjected to lubrication and wear. Despite our detailed knowledge covering many disciplines,

    the lubrication of human joints is still far from fully understood.

    Tribology affects our lives to a much greater degree than is commonly realized. It is

    common knowledge that the human skin becomes sweaty as a response to stress or fear. It

    has only recently been discovered that sweating on the palms of hands or soles of feet of

    humans and dogs, but not rabbits, has the ability to raise friction between the palms or feet

    and a solid surface. In other words, when an animal or human senses danger, sweating occurs

    to promote either rapid flight from the scene of danger, or else the ability to firmly hold a

    weapon or climb the nearest tree.

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    A general result or observation derived from innumerable experiments and theories is

    that tribology comprises the study of:

    The characteristics of films of dominant material between contacting bodies. The consequences of either film failure or absence of a film which are usually

    manifested by severe friction and wear.

    The practical objective of tribology is to minimize the two main disadvantages of solid to

    solid contact: friction and wear, but this is not always the case. In some situations minimizing

    friction and maximizing wear or minimizing wear and maximizing friction or maximizing

    both friction and wear is desirable. For example, reduction of wear but not friction is

    desirable in brakes and lubricated clutches, reduction of friction but not wear is desirable in

    pencils, increase in both friction and wear is desirable in erasers.

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    LUBRICATION

    Lubrication is a process of applying lubricant between two rubbing surfaces which are

    in contact to each other and to carry away the heat generated by friction. It can generally be

    defined as the reduction of friction by using a fluid lubricant.

    TYPES OF LUBRICANTS

    Solid EX: GRAPHITE Semi-solid GREASE Liquid OILS

    TYPES OF LUBRICATION

    Hydrodynamic lubrication

    When a fluid lubricant is present between two rolling or sliding surfaces, a thicker

    pressurized film can be generated by the movement of the surfaces. The non compressible

    nature of this film separates the surfaces resulting in no metal-to-metal contact. The condition

    in which surfaces are completely separated by a continuous film of lubricating fluid is

    commonly referred to as Hydrodynamic or Full Fluid Film Lubrication. It can be formed by

    wedging the lubricant through a convergent gap with the tangential surface velocities. It often

    occurs in components such as cylinders, gears and plain bearings.

    Boundary lubrication or thin film lubrication

    Boundary Lubrication is a condition in which the lubricant film becomes too thin to

    provide total separation. This may be due to excessive loading, speeds or a change in the

    fluid's characteristics. In such a situation, contact between surface peaks and valleys occurs.

    Friction reduction and wear protection is then provided through chemical compounds rather

    than properties of the lubricating fluid. Boundary lubrication often occurs during the start-up

    and shutdown of equipment or when loading becomes excessive.

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    Mixed Film Lubrication

    Mixed Film Lubrication is a combination of both hydrodynamic and boundary

    lubrication. In such a situation only occasional asperity contact occurs. This condition can be

    the result of lubricant breakdown or increased load placed upon the lubricant.

    Elastohyrodynamic Lubrication

    This Lubrication occurs as pressure or load increases to a level where the viscosity of

    the lubricant provides higher shear strength than the metal surface it supports. This regime

    can occur in roller bearings or gears as the lubricant is carried into the convergent zone

    approaching a contact area or the intersection of two asperities. As a result, the metal surfaces

    deform elastically in preference to the highly pressurized lubricant which increases the

    contact area and thus increases the effectiveness of the lubricant.

    The requirements that lubricants need to satisfy generally consist of the following

    (1) High oil film strength

    (2) Low friction

    (3) High wear resistance

    (4) High thermal stability

    (5) Non-corrosive

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    (6) Highly anti-corrosive

    (7) Minimal dust/water content

    (8) Consistency of grease must not be altered to a significant extent even after it is repeatedly

    stirred.

    Wear

    Wear occurs to the parts when the two mating surfaces are in contact with each other.

    Film failure impairs the relative movement between solid bodies and inevitably causes

    severe damage to the contacting surfaces. Wear in these circumstances is the result of

    adhesion between contacting bodies and is termed adhesive wear. It creates the loss of

    material from the materials used.

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    BASIC THEORY (DYNAMIC VISCOSITY)

    Viscosity is defined as the property of fluid which offers resistance to the movement

    of one layer of fluid to adjacent layer of another fluid. The relationship between the shear

    stress and the velocity gradient can be obtained by considering two plates closely spaced at a

    distance y, and separated by a homogeneous substance. Assuming that the plates are very

    large, with a large area A, such that edge effects may be ignored and the velocities of lower

    and upper plate are taken as u & u+dy and the thickness of the fluid films which are adjacent

    to each other are taken as y and y+dy. The lower plate is fixed, let a force F be applied to the

    upper plate which causes shear stress between the layers.The applied force is proportional to the area and velocity gradient in the fluid and

    inversely proportional to the distance between the plates. The viscosity together with relative

    velocity causes shear stress acting between the fluid layers. The top surface causes a shear

    stress on adjacent lower layer and vice versa. This shear stress is directly proportional to rate

    of change of velocity with respect to y.

    Mathematically

    Represents the rate of shear strain or rate of shear deformation or velocity gradient

    Thus viscosity is defined as shear stress required to produce unit rate of shear strain. The SI physical unit of dynamic viscosity is the Pascal-second (Pa-s), if a fluid with a

    viscosity of one Pa-s is placed between two plates and one plate is pushed sideways with a

    shear stress of one Pascal, it moves a distance equal to the thickness of the layer between the

    plates in one second.

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    The CGS physical unit for dynamic viscosity is the poise (P), named after Jean Louis

    Marie Poiseuille. It is more commonly expressed, particularly in ASTM standards, as

    centipoises (cP).

    TEMPERATURE VARIATION OF VISCOSITY

    Temperature variation has an opposite effect on the viscosities of liquids and gases.

    The viscosity of liquid decreases with increase of temperature and viscosity of gases

    increases with increase of temperature. This is due to reason that viscous forces in a fluid are

    due to cohesive forces and molecular momentum transfer. In liquids the cohesive forces

    predominates the molecular momentum transfer, due to closely packed molecules and with

    increase of temperature the cohesive forces decreases with result of decreasing viscosity. In

    cases of gases the molecular momentum transfer increases and hence viscosity increases.

    For liquids

    For gases

    KINEMATIC VISCOSITY

    Kinematic viscosity is defined as the ration of dynamic viscosity to density of fluid

    and also defined as ratio of the inertial force to the viscous force. This ratio is characterized

    by the kinematic viscosity defined as follows:

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    Units

    The CGS physical unit for kinematic viscosity is stokes (St), named after George

    Gabriel Stokes. It is sometimes expressed in terms of centistokes (CST). In U.S. usage, stoke

    is sometimes used as the singular form.

    The kinematic viscosity is sometimes referred to as diffusivity of momentum, because

    it has the same unit as and is comparable to diffusivity of heat and diffusivity of mass. It is

    therefore used in dimensionless numbers which compare the ratio of the diffusivities.

    Shear viscosity

    It is the ratio between the pressures exerted on the surface of a fluid, in the lateral or

    horizontal direction, to the change in velocity of the fluid as you move down in the fluid (this

    is what is referred to as a velocity gradient).

    Volume viscosity

    It is called as bulk viscosity or second viscosity; it becomes important only for such

    effects where fluid compressibility is essential. Examples would include shock waves and

    sound propagation. It appears in the Stokes' law (sound attenuation) that describespropagation of sound in Newtonian liquid. Alternatively,

    Extensional viscosity

    A linear combination of shear and bulk viscosity, describes the reaction to

    elongation, widely used for characterizing polymers. For example, at room temperature,

    water has a dynamic shear viscosity of about 1.0 103 Pa-s and motor oil of about 250

    103 Pa-s.

    VISCOSITY INDEX

    The viscosity index (V.I) of oil is a number that indicates the effect of temperature

    changes on the viscosity of the oil. Low V.I signifies a relatively large change of viscosity

    with changes of temperature and high V.I signifies relatively little change in viscosity

    over a wide temperature range.

    The oil becomes extremely thin at high temperatures and extremely thick at low

    temperatures. Ideal oil for most purposes is one that maintains a constant viscosity

    throughout temperature changes. The importance of the V.I can be shown easily by

    considering automotive lubricants. Oil having a high V.I resists excessive thickening when

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    the engine is cold and, consequently, promotes rapid starting and prompt circulation; it resists

    excessive thinning when the motor is hot and thus provides full lubrication and prevents

    excessive oil consumption.

    The Viscosity index of an oil may be determined if its viscosity at any two

    temperatures is known. Tables, based on a large number of tests, are issued by the

    American Society for Testing and Materials (ASTM). These tables permit calculation of

    the V.I from known viscosities. Fig below shows the viscosity chart with variation of

    temperature. Different oils may have different ASTM slopes the viscosity index can be

    calculated from the following formula:

    VI = (L U) / (L H) 100

    H- Viscosity of standard 100% VI oil at 100oF

    U - Viscosity of oil with unknown VI oil at 100oF

    EXAMPLE PROBLEM

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    Table 2.2

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    It was proposed by Dean and Davis (1929) as an indication of an oils viscosity-

    temperature characteristics in terms of its Say bolt viscosities at 311 K (100F) and 372 K

    (210F). Two series of reference lubricating-oil fractions (H and L) were used for

    comparison. Series H exhibited little change of viscosity with temperature while the

    viscosities of series L oils exhibited large variation with temperature. Series H and L

    represented, respectively, the best and worst oils available in 1929. Series H oils were

    assigned a VI of 100, series L a Correspondence concerning this article should be addressed

    to P. T. Cummings Value of 0. The VI of an oil under test ( T ) was calculated from the

    equation

    VI = (L U) / (L H) 100

    Where U is the kinematic viscosity at 311 K of the oil in question, L and H, respectively, are

    the kinematic viscosities at 311 K of the series L and H having the same kinematic viscosity

    at 372 K as the oil T. Thus, the higher the VI the less the viscosity of an oil is affected by

    temperature and, therefore, the better the oil.

    TYPESOF FLUID FLOWS

    Steady and unsteady flow.

    Uniform and non-uniform flow.

    Laminar and turbulent flow.

    Compressible and incompressible flow.

    Rotational and irrotational flow.

    One, two and three-dimensional flows.

    Steady and Unsteady flow:Steady flow is defined as that type of flow in which the fluid characteristics like

    velocity, pressure, density, etc. at a point do not change with time.

    Unsteady flow is that type of flow, in which the velocity, pressure or density at a

    point changes with respect to time.

    Uniform and Non-uniform flow:Uniform flow is defined as that type of flow in which the velocity at any given

    time does not change with respect to space.

    Non-uniform flow is that type of flow in which the velocity at any given time

    changes with respect to space.

    http://www.engineerszone.net/2010/11/types-of-fluid-flow.htmlhttp://www.engineerszone.net/2010/11/types-of-fluid-flow.htmlhttp://www.engineerszone.net/2010/11/types-of-fluid-flow.html
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    Laminar and Turbulent flow:Laminar flow is defined as that type of flow in which the fluid particles move

    along well-defined paths or streamline and all the streamlines are straight and parallel.

    Thus the particles move in laminas or layers gliding smoothly over the adjacent layers.

    This type of flow is also called as streamline flow or viscous flow.

    Turbulent flow is that type of flow in which the fluid particles move in zigzag

    way. Due to the movement of fluid particles in a zigzag way, the eddies formation takes

    place which are responsible for high-energy loss. For a pipe flow, the type of flow is

    determined by a non-dimensional number called the Reynolds number.

    If the Reynolds number is less than 2000, the flow is laminar. If the Reynolds number is

    more than 4000, it is called turbulent flow. It the Reynolds number lies between 2000 and

    4000, the flow may be laminar or turbulent.

    Compressible and Incompressible flows:Compressible flow is that type of flow in which the density of the fluid changes

    from point to point or in other words the density is not constant for the fluid.

    Incompressible flow is that type of flow in which the density is constant for the

    fluid flow. Liquids are generally incompressible while gases are compressible.

    Rotational and Irrotational flows:Rotational flow is that type of flow in which the fluid particles while flowing

    along streamlines also rotate about their own axis.

    Irrotational flow is that type of fluid particles while flowing along the

    streamlines do not rotate about their own axis.

    One, Two and Three-Dimensional flows:One-dimensional flow is that type of flow in which the flow parameter such as

    velocity is a function of time and one space co-ordinate only. For a steady one-

    dimensional flow, the velocity is a function of one-space-co-ordinate only. The variation

    of velocities in other two mutually perpendicular directions is assumed negligible.

    Two-dimensional flow is that type of flow in which the velocity is a function of

    time and two rectangle space co-ordinates. For a steady two-dimensional flow the

    velocity is a function of to space co-ordinates only. The variation of velocity in the third

    direction is negligible.

    Three-dimensional is that type of flow in which the velocity is a function of time and

    three mutually perpendicular directions. But for a steady three-dimensional flow the fluid

    parameters are functions of three space co-ordinates.

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    TYPES OF VISCOSITY FLUIDS

    Newton's law of viscosity is not a fundamental law of nature but an approximation

    that holds in some materials and fails in others. Non-Newtonian fluids exhibit a more

    complicated relationship between shear stress and velocity gradient than simple linearity.Thus there exist a number of forms of viscosity:

    Newtonian: fluids, such as water and most gases which have a constant viscosity.

    Shear thickening: viscosity increases with the rate of shear.

    Shear thinning: viscosity decreases with the rate of shear. Shear thinning liquids are very

    commonly, but misleadingly, described as thixotropic.

    Thixotropic: materials which become less viscous over time when shaken, agitated, or

    otherwise stressed.

    Rheopectic: materials which become more viscous over time when shaken, agitated, or

    otherwise stressed.

    A Bingham plastic is a material that behaves as a solid at low stresses but flows as a viscous

    fluid at high stresses.

    A magneto rheological fluid is a type of "smart fluid" which, when subjected to a magnetic

    field, greatly increases its apparent viscosity, to the point of becoming a viscoelastic solid.

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    VISCOMETERS

    A viscometer is an instrument used to measure the viscosity of a fluid. For liquids

    with viscosities which vary with flow, an instrument called a rheometer is used. Viscometers

    only measure less than one flow condition. In general, either the fluid remains stationary andan object moves through it, or the object is stationary and the fluid moves past it. The drag

    caused by relative motion of the fluid and a surface is a measure of the viscosity. The flow

    conditions must have a sufficiently small value of Reynolds for there to be laminar flow.

    TYPES OF VISCOMETERS

    Capillary ViscometersCapillary viscometers determine viscosity through measurement of the flow rate of the

    fluid travelling through a capillary tube. A capillary tube is one with a large length to

    diameter ratio.

    Capillary viscometers are typically made of glass and consist of a bulb

    reservoir connected to the capillary tube.

    The theory of operation for a capillary tube viscometer is based on the

    Poiseuille model of laminar flow which describes flow through a tube. The

    volume flow rate, in a pipe can be derived from the Navier-Stokes equations

    for steady, laminar, fully developed, incompressible flow as:

    Where R is the pipe radius, is the viscosity and dP/dx is the

    pressure gradient which is the driving head for the flow. In the case of a

    vertical tube with both ends open to the ambient, the pressure gradient iscaused by the hydrostatic pressure gradient:

    By rearranging: The user is instructed to measure the time for the fluid to

    travel a specified distance and then the kinematic viscosity is calculated as:

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    Types of viscometers/options:

    There are 3 primary types of capillary tube viscometers.

    Original Ostwald Suspended level Reverse flow capillary viscometers

    Original Ostwald The Ostwald Viscometer is one of the simplest capillary tube

    viscometer. The viscometer consists of a bulb connected to a long

    capillary tube. To use the viscometer one partially fills it and then

    draws the fluid to the upper mark above the right side bulb. The

    fluid is released to flow through the capillary tube and the time for

    the upper bulb to empty is measured. Some of the problems

    associated with the use of the Ostwald viscometer include the need

    to keep the viscometer vertical, the requirement for a specific

    volume of fluid and the effect of temperature on the viscosity

    measurement.

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    Suspended Level Viscometers

    Reverse Flow Viscometers

    Rotational Viscometers

    Rotational viscometers are based on the principle that the fluid whose viscosity is

    being measured is sheared between two surfaces (ASTM D2983). In these viscometers one of

    the surfaces is stationary and the other is rotated by an external drive and the fluid fills the

    space in between. The measurements are conducted by applying either a constant torque and

    measuring the changes in the speed of rotation or applying a constant speed and measuring

    the changes in the torque. These viscometers give the dynamic viscosity. There are two

    main types of these viscometers: rotating cylinder and cone-on-plate viscometers.

    To determine viscosity, the test liquid is loaded into the upper bulb and

    then released. The liquid flowing through the capillary is separated

    from the reservoir bulb at the bottom. The third tube which connects the

    bottom of the capillary tube to the ambient ensures that the only

    pressure difference between the top of the bulb and the bottom of the

    capillary is that due to the hydrostatic pressure--i.e., the weight of the

    liquid.

    Reverse Flow Viscometers are used to measure the viscosity of opaque

    fluids. They measure the flow rate through a dry capillary tube so that the

    leading edge of the opaque fluids can be easily identified. Reverse Flow

    viscometers must be cleaned between each measurement. In addition to there

    are a number of variations including small volume viscometers requiring one

    mL or less of fluid dilution viscometers with extra large reservoirs for dilution

    of the sample and vacuum viscometers for fluids with high viscosities such as

    asphalt. There is generally a range of types available for each capillaryviscometer with capillary tubes of varying lengths to allow for the

    measurement of a range of viscosities. There also exist more rugged capillary

    tube viscometers that are used under continuous flow condition for industrial

    applications.

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    Rotating Cylinder Viscometer

    The rotating cylinder viscometer, also known as a Couette viscometer, consists of

    two concentric cylinders with an annular clearance filled with fluid as shown in Figure 2.13.

    The inside cylinder is stationary and the outside cylinder rotates at constant velocity. The

    force necessary to shear the fluid between the cylinders is measured. The velocity of the

    cylinder can be varied so that the changes in viscosity of the fluid with shear rate can be

    assessed. Care needs to be taken with non-Newtonian fluids as these viscometers are

    calibrated for Newtonian fluids. Different cylinders with a range of radial clearances are used

    for different fluids. For Newtonian fluids the dynamic viscosity can be estimated from the

    formula

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    F IGURE shows Schematic diagram of a rotating cylinder viscometer

    When motor oils are used in European and North American conditions, the oil

    viscosity data at -18C is required in order to assess the ease with which the engine starts. A

    specially adapted rotating cylinder viscometer, known in the literature as the Cold Cranking

    Simulator (CCS), is used for this purpose (ASTM D2602). The schematic diagram of this

    viscometer is shown in Figure 2.14.

    The inner cylinder is rotated at constant power in the cooled lubricant sample of

    volume about 5 [ml]. The viscosity of the oil sample tested is assessed by comparing the

    rotational speed of the test oil with the rotational speed of the reference oil under the same

    conditions. The measurements provide an indication of the ease with which the engine will

    turn at low temperatures and with limited available starting power. In the case of very viscous

    fluids, two cylinder arrangements with a small clearance might be impractical because of the

    very high viscous resistance; thus a single cylinder is rotated in a fluid and measurements are

    calibrated against measurements obtained with reference fluids.

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    Cone on Plate Viscometer

    The cone on plate viscometer consists of a conical surface and a flat plate. Either of these

    surfaces can be rotated. The clearance between the cone and the plate is filled with the fluid and the cone angle ensures a constant shear rate in the clearance space. The advantage of this

    viscometer is that a very small sample volume of fluid is required for the test. In some of

    these viscometers, the temperature of the fluid sample is controlled during tests. This is

    achieved by circulating pre-heated or cooled external fluid through the plate of the

    viscometer. These viscometers can be used with both Newtonian and non-Newtonian fluids

    as the shear rate is approximately constant across the gap. The schematic diagram of this

    viscometer is shown in Figure 2.15.

    The dynamic viscosity can be estimated from the formula:

    Schematic diagram of a cone on plate viscometer

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    Falling Ball Viscometer

    Many other types of viscometers, based on different principles of measurement, are also

    available. Most commonly used in many laboratories is the Falling Ball Viscometer. A

    glass tube is filled with the fluid to be tested and then a steel ball is dropped into the tube.The measurement is then made by timing the period required for the ball to fall from the first

    to the second timing mark, etched on the tube. The time is measured with accuracy to within

    0.1 [s]. This viscometer can also be used for the determination of viscosity changes under

    pressure and its schematic diagram is shown in Figure 2.16. The dynamic viscosity can be

    estimated from the formula:

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    UNIT 5

    AIR LUBRICATED BEARINGS

    AERODYNAMIC BEARINGS

    Aerodynamic bearings, which are sometimes known as active gas bearings, function

    depending on the relative motion between the bearing surfaces and usually some type of

    spiral grooves to draw the air between the bearing lands. This bearing action is very similar to

    hydroplaning on a puddle of water in the case of automobiles moving at high speeds. At a

    lower speed, the tyre cuts through the water on the road. In a similar way, aerodynamic

    bearings require a relative motion between surfaces, when there is no motion or when the

    motion is not fast enough to generate an air film, the bearing surfaces will come into contact.

    Aerodynamic bearings are often referred to as foil bearings or self-acting bearings, and they

    generate pressure within the gas film by viscous shearing. This type of bearing is relatively

    simple because it is independent of an external pressure source and mechanism. However, its

    application is limited due to the fact that the surfaces require a very high standard of accuracy

    and a low load capacity is also not suitable for applications where frequent starts and stops or

    change of direction is required. The aerodynamic bearing system is however simpler and

    cheaper to operate compared to the aerostatic system.

    AEROSTATIC BEARINGS

    In contrast to aerodynamic bearings, aerostatic bearings can bear loads at a zero

    speed. Air bearings offer a solution for many high-tech applications where a high

    performance and high accuracy are required. Aerostatic bearings require an external

    pressurized air source due to which aerostatic bearings are also sometimes known as passive

    air bearings. Pressurized air is introduced between the bearing surfaces through precision

    holes, grooves, steps or by using porous compensation techniques and discharges through the

    edges of the bearings. If the correct design is used, a very High stiffness can be obtained.

    The aerostatic bearing is able to support a higher load than the aerodynamic bearing, but it

    requires a continuous Source of power for supplying pressurized air. Overall, aerostatic

    bearings perform well in most aspects such as having a long life, noise-free Operations and

    are free from contamination. Since air has a very low viscosity, the bearing gaps need to be

    small, of the order of 110 m. As the object floats on a thin layer of air, the friction is

    extremely small and even zero when stationary.

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    Fig shows the air lubricated bearing

    Gas lubricated bearings advantages:

    Gas viscosity increases with temperature thus reducing heating effects duringoverload or abnormal operating conditions,

    Some gases are chemically stable over a wider temperature range than hydrocarbonlubricants,

    A non-combustible gas eliminates the fire hazard associated with hydrocarbons, If air is selected as the hydrostatic lubricant, then it is not necessary to purchase or

    recycle the lubricant,

    Gases can offer greater cleanliness and non-toxicity than fluid lubricants.ADVANTAGES OF HYDRODYNAMIC BEARING

    Low noise: Since an oil film separates the moving components in a hydrodynamic bearing,

    very little noise is produced. Rolling element bearings, on the other hand, because they

    consist of several balls or rollers that can vibrate, often create unacceptable levels of noise.

    Size:

    The advantage of the compact geometry of hydrodynamic bearings is that it takes

    occupies less space when compared to the other bearings.

    Conformability:

    The ability of hydrodynamic bearing materials to conform to minor misalignments

    resulting either from assembly or changes during service provides a favorable degree of

    forgivingness to the components.

    Embeddable:

    It is the ease by which foreign particles may embed below the bearing surface in the

    soft overlay, thus reducing abrasive damage to the mating surface.

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    Long Life:

    Hydrodynamic bearings are not subject to contact fatigue under monotonic loading

    conditions. Consequently, extremely long service life can be expected from well-designed

    and maintained hydrodynamic bearings.

    Shock load resistance:

    Hydrodynamic oil films can adjust their thickness and pressure distribution in

    response to shock loading. Therefore, hydrodynamic bearings can generally withstand shock

    loading for extended periods without failure.

    LIMITATION OF HYDRODYNAMIC BEARING

    Limited low speed capability:

    HDL films break down at low operating speeds. This leads to the onset of mixed

    hydrodynamic and boundary film lubrication in which somewhat higher friction and wear

    rates prevails.

    Lubricant maintenance:

    The performance characteristics of HDL components are dependent on the condition

    of the lubricant employed. Lubricant maintenance recommendations must be carefully

    observed to avoid loss of adequate oil supply or viscosity, chemical changes or excessive

    contamination which affects performance.

    Bearing material, geometry, and surface finish:

    The type of material selected will have a direct impact on costs. While some materials

    are expensivee.g. tin, Teflon and graphite fibers others are comparatively less expensive

    e.g., lead and low tin bronze. The need for high tolerances will also boost costs, as will

    intricate designs and very smooth surface finishes.

    Precision requirements:

    In certain applications e.g., in high-speed bearings a high level of precision is

    often required. Fabrication procedures to achieve a more precise bearing could involve

    grinding, lapping or burnishing operations and/or individual matching of components, thus

    creating higher manufacturing costs. From all these basic considerations, initial cost

    projections can be compiled.

    Maintenance and replacement costs: The performance of hydro dynamically lubricated

    components depends on the lubricant used. Thus, to achieve full benefit from the lubricant

    the system must be constantly maintained to avoid loss of adequate oil supply, reduction in

    viscosity, and to prevent chemical changes that affect performance. Inadequate system

    monitoring and improper lubricant maintenance are probably the main causes of repair and

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    replacement expenditures. Fluid levels, oil filters, and various other critical parts need to be

    inspected regularly. If neglected or inadequately checked, interrupted lubricant supply or

    contamination can lead to wearand eventually to component failure.

    APPLICATIONS OF HYDRODYNAMIC JOURNAL BEARINGS:

    For construction and farm equipment, this product is typically used in kingpins, rock

    shafts, differentials, hinges, pedals and many other pivot points.

    This bearing is designed as a direct replacement with conventional 1/16" wall

    bushings. These bearings are used in self-lubricated chain, variable speed sheaves,

    boom pivot points on forklifts and many similar applications.

    Applications include suspension points on large trucks and railroad cars. These

    products are also used in the boom foot pivot of large cranes.

    These bearings are used in many harsh applications and in food handling machinery.

    ADVANTAGES OF HYDRODYNAMIC THRUST BEARINGS

    Thrust Bearings

    Hydrodynamic, wear-free thrust bearings carry loads which act along the axis of the shaft.

    They can be combined with journal bearings. Depending on the application thrust bearings

    will be designed with fixed wedges or tilting pads.

    Advantages

    Decrease friction & save electricity Vibration free & noise free due to dynamically balanced It can run high RPM due to best polymer material Self lubricating & reduce heating Excellent sliding and dry running properties Low co-efficient of friction Good thermal conductivity High chemical resistance Excellent dimensional stability High fatigue resistance

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    APPLICATIONS OF HYDRODYNAMIC THRUST BEARINGS

    These bearings accommodate thrust in clutches, hospital beds, screw jacks, valve

    actuators, vehicle suspensions, and many other applications.

    These bearings are used in cam actuator arms, turntable support bearings, exerciseequipment, truck differentials and many other applications.

    These bearings are used in articulated frame joints, pivot arm supports, kingpins and

    many other applications.

    These bearings are used in crane boom foot positions, wheels and pallet jacks, frame

    supports for large trucks and other construction equipment and many other

    applications.

    Advantages and Disadvantages of Aerostatic Bearings

    Low viscosity and hence low friction during shaft rotation Low power loss and cool operations due to low friction High rotational speed operations Precise axis definition and a high accuracy over a wide speed range Long life due to a virtually zero wear rate Low noise and vibration levels Virtually no necessity for periodic maintenance Ample and clean lubricant. No necessity for oil or grease lubrication No contamination of surfaces by the lubricant. Minimal contamination to the

    surrounding environment

    No necessity for a fluid-recovery system; these systems are clean Good performance of the lubricant at extremely low and extremely high temperatures.

    The very-high-temperature operations feasible are limited only by the less capabilities

    of bearing and journal materials [5]

    No breaking down of the film due to cavitation or ventilation [9] Availability for both linear and rotary application.

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    Disadvantages

    The surfaces must have an extremely fine finish The alignment must be extremely good Dimensions and clearances must be extremely accurate The speed must be high The loading must be low Careful designing is required to avoid vibration due to compressibility of the fluid Careful filtering is required to avoid scoring and binding More power is required to pressurize a compressible fluid The design is more empirical since the flow relationships are almost impossible to

    solve

    A very small film thickness is required to confine the fluid flow to reasonable values,thus requiring very precise machining in manufacturing

    The stability characteristics are poorAPPLICATIONS OF HYDROSTATIC THRUST BEARINGS

    These bearings mostly find their applications in the field of marine engineering

    As they are having high load carrying capacity, they are highly applicable in marine

    turbo chargers, marine engine shafts and in similar applications.

    These also find their applications in machine tools. In vertical milling machines,

    boring machines, drilling machines etc, they are widely applicable

    They are also used mainly in case of highly prcised machine tools as in case of

    spindle of lathe head stock etc.

    In gas compressors, vertical turbines, electrical generators, motors and many other

    applications involves the use of hydrostatic thrust bearings.

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    HYDROSTATIC BEARING ANALYSIS

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    Load Capacity

    The total load supported by the bearing can be obtained by integrating the pressure

    distribution over the specific bearing area

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    After eliminating the unnecessary terms the final frictional power is

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    UNIT 8

    BEARING MATERIALS

    The bearing industry uses different materials for the production of the various bearing

    components. Each and every bearing is carefully designed by choosing appropriate bearing

    materials. The selection of bearing material plays very crucial role in designing the bearing.

    Since every material has its own significance there should be certain classification of

    materials that gives the appropriate choice for selection of bearing materials.

    The bearing materials should pocesses certain properties for the full function of

    bearing. When the journal and the bearings are having proper lubrication separating the two

    surfaces in contact, the only requirement of the bearing material is that they should have

    sufficient strength and rigidity. The conditions under which bearings must operate in service

    are generally far from ideal, so the other properties must be considered in selecting the best

    material. Some of them are listed below.

    Properties Bearing Materials

    Compressive strength:

    The maximum bearing pressure is considerably greater than the average pressure obtained

    by dividing the load to the projected area. Therefore the bearing material should have high

    compressive strength to withstand this maximum pressure so as to prevent extrusion or the

    other permanent deformation of the bearing.

    Fatigue strength:

    The bearing material should have sufficient fatigue strength so that it can withstand

    repeated loads without developing surface cracks. It is of major importance in aircraft and

    automotive engines.

    Conformability:

    It is the ability of the bearing material to accommodate shaft deflections and bearing

    inaccuracies by plastic deformation (or creep) without excessive wear and heating.

    Embedability:

    It is the ability of bearing material ti accommodate (or embed) small particles of dust ,

    grit etc., without scoring the material of the journal.

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    Bondability:

    Many high capacity bearings are made by bonding one or more thin layers of a bearing

    material to a high strength steel shell. Thus, the strength of the bond i.e. Bondability is an

    important consideration in selecting bearing material.

    Corrosive Resistance:

    The bearing material should not corrode away under the action of lubricating oil. This

    property is of particular importance in internal combustion engines where the same oil is used

    to lubricate the cylinder wall s and bearings. In the cylinder, the lubricating oil comes into

    contact with hot cylinder walls and may oxidize and collect carbon deposits from the walls.

    Thermal conductivity:

    The bearing materials should be of high thermal conductivity so as to permit the rapid

    removal of the heat generated by friction.

    Thermal expansion:

    The bearing materials should be of low coefficient of thermal expansion, so that when

    the bearing operates over a wide range of temperature, there is no undue change in the

    clearance.

    Various materials are used in practice, depending on the requirement of the actual

    service conditions.

    Comparison of properties of bearing materials

    Bearing

    material

    Fatigue

    strengthConformability

    Embed

    ability

    Anti

    scoring

    Corrosive

    Resistance

    Thermal

    conductivity

    Tin base

    BabbittPoor Good Excellent Excellent Excellent Poor

    Lead base

    Babbitt

    Poor to

    fairGood Good

    Good to

    Excellent

    Fair to

    goodPoor

    Lead

    bronze Fair Poor Poor Poor Good Fair

    Copper

    leadFair Poor

    Poor to

    fair

    Poor to

    fairPoor to fair Fair to good

    Aluminum Good Poor to fair Poor Good Excellent Fair

    Silver Excellent Almost none Poor Poor Excellent Excellent

    Silver lead

    depositedExcellent Excellent Poor

    Fair to

    goodExcellent Excellent

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    Materials Used For Sliding Contact Bearings:

    Babbitt metal:

    The tin base and lead base babbits are widely used as a bearing material because they

    satisfy most requirements for general applications. The babbits are recommended where the

    maximum bearing pressure (on projected area) is not over 7 to 14 N/mm .When applied in

    automobiles, the babbit is generally used as thin layer , 0.05 mm to 0.15 mm thick, bonded to

    an insert or steel shell. The composition of the metals is as follows:

    Tin base babbits: Tin 90%; Copper 4.5%; Antimony 5%; lead0.5%. Lead base babbits: lead 84%; Tin 6%; Antimony 9.5%; Copper 0.5%.

    Bronzes:

    The bronzes (alloys of copper, tin and zinc) are generally used in the form of

    machined bushes pressed into the shell. The bush may be in one or two pieces. The bronzes

    commonly used for bearing material are gun metal and phosphor bronzes.

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    Gun Metal: (copper 88%; Tin 10%; zinc2%) is used for high grade bearingssubjected to high pressures (not more than 10 N/mm of projected area ) and high

    speeds.

    Phosphor Bronze: (copper 80%;Tin 10; Lead 9%; Phosphorus 1%) is used forbearings subjected to very high pressures (not more than 14 N/mm of projected area)

    and speeds.

    Cast iron:

    The cast iron bearings are usually used with steel journals. Such type of bearings are

    fairly successful where lubrication is adequate and the pressure is limited to 3.5 N/mm and

    speed to 40 meters per minute.

    Silver:

    The silver and silver lead bearings are mostly used in air craft engines where the

    fatigue strength is the most important consideration.

    Non-metallic bearings:

    The various non-metallic bearings are made of carbongraphite, rubber, wood and

    plastics. The carbongraphite bearings are self lubricating, dimensionally stable over a wide

    range of operating conditions, chemically inert and can operate at higher temperatures than

    other bearings. Such types of bearings are used in food processing and other equipment

    where contamination by oil or grease must be prohibited. These are also used in applications

    where the shaft speed is too low to maintain a hydrodynamic oil film. The soft rubber

    bearings are used with water or other low viscosity lubricants, particularly where sand or

    other large particles are present. In addition to the high degree of Embedability and

    conformability, the rubber bearings are excellent for absorbing shock loads and vibrations.

    These are used mainly on marine propeller shafts hydraulic turbines and pumps. The wood

    bearings are used in many applications where low cost, cleanliness in attention to lubrication

    and anti seizing is important.

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    Tin bronze

    This covers a range of alloys of copper and tin containing between 5% and 12% tin.

    The tin content improves strength at the expense of tribological bearing properties such as

    conformability and Embedability. At tin contents below 5% there is no significant increase in

    strength and wear resistance, and above 12% tin alloys are brittle and difficult to machine.

    Phosphor bronze

    Small additions of phosphorus in tin bronze, typically 0.4% to l%, improve the

    castability of the alloy. The very hard copper phosphide phase is introduced, increasing the

    hardness, wear resistance and strength of the alloys, again at the expense of bearing

    properties. Hardened mating surfaces are essential. Small additions of lead can be added to

    improve bearing properties, but will reduce strength.

    Leaded bronze

    Lead is added to bronze in small quantities of 1% - 2% to improve machinability.

    Further additions of lead, up to about 30%, improve tribological properties significantly but

    reduce the mechanical properties such as strength and fatigue resistance. Lead is insoluble in

    the solid phases, and separates out during solidification. The cooling rate should be controlledto ensure that it occurs as small isolated globules dispersed throughout the matrix.

    Copper-lead

    These are materials formed by adding lead to unalloyed soft copper or copper with

    minor additions. They contain large quantities of lead, typically 20% to 35%, with sometimes

    as much as 50%. They have a low load capacity relative to other copper alloys, but excellent

    tribological properties. They are often cast onto steel backing to improve load capacity. Such

    high contents of lead make these alloys difficult to cast by conventional techniques; very

    rapid cooling is required. Small additions of alloying elements such as tin, zinc or nickel are

    used to improve castability. These materials are sometimes confusingly also termed lead

    bronze. The lead phase is susceptible to corrosion by weak organic acids and can therefore be

    overlay plated to advantage with a very thin layer of lead-tin or lead-indium for protection.

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    Aluminum bronze

    Basically, these are alloys of copper with up to 11% of aluminum but frequently

    contain other additions such as iron, manganese and silicon to further improve strength,

    hardness and impact resistance. The alloys usually contain very hard particles, resulting in

    good mechanical properties and wear resistance, at the expense of bearing properties.

    Hardened mating surfaces and good lubrication are essential. They have excellent resistance

    to corrosion and erosion, especially in marine and similar aggressive environments

    Gunmetal

    The addition of zinc to tin bronze in quantities up to 6% improves the cast ability of

    the alloys which are known as gunmetals. Besides improving the cast ability, the zinc

    improves the retention of mechanical properties at elevated temperatures but it reduces the

    tribological properties. Up to 8% lead can be added to improve bearing properties. A wide

    range of gunmetals is available with differing additions of tin, zinc and lead suitable for a

    variety of end user requirements and manufacturing techniques.

    Brass

    Brasses are alloys of copper and zinc, typically containing between 20% and 40%zinc. They are available as cast and in all wrought forms such as plate, sheet, rod, section,

    forgings and tube. Without further alloying additions, brass has moderate tribological

    properties. Additions of lead give free-machining brasses that are easy to machine and have

    potential economic advantages. These are ideal for components with non-critical bearing

    applications involving light loadings. Other additions such as manganese, silicon, aluminum

    and iron are made to give high-tensile brasses with improved load capacity and tribological

    properties.

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    UNIT 6

    FRICTION

    DRY FRICTION REGIME

    There is no lubrication film between the sealing end faces. The friction is mainly

    decided by the solid interaction of the gliding plane. Under the general engineering condition,

    the sealing surface may adsorb the gas (or the steam of the medium) or oxide layer. Now two

    end faces directly contact, which leads to severe wear and tear. The load and the material of

    the friction pairs have obvious influence on the friction process.

    BOUNDARY FRICTION

    When the friction between the sealing faces happens, On the surfaces, there is a layer

    of boundary film of the fluid molecules. This fluid film is very thin and separate two end

    faces. This friction is called the boundary friction. In boundary friction regime, the boundary

    film has the lubrication function, and the liquid pressure is difficult to be measured [2].

    Generally, the boundary film consists of 3-4 layers of the molecules, and its thickness is

    about 200 A (1 A= I 0-1 m) [3]. The boundary film is partly discontinuous, and there are

    solid contacts in some areas. The micro-convex bodies of the solid surface bear almost all the

    load, as shown in Fig.2. The viscosity of the liquid film has no significant effect on thefriction properties. The frictional behavior depends largely on the lubricating properties of the

    boundary film and the material of the friction pairs.

    According to boundary friction theory Mayer studied the true state of the leak flowing

    in the gap of the end faces of mechanical seals when exits no obvious pressure difference and

    built up the flowing theory of the fluid exchange [2].The liquid mainly permeates through the

    seal faces through the gap. There are many rough discontinuous maze caves along the whole

    width of the seal faces, so while the scaling rings revolve, the liquid exchanges in the dinky

    gaps and the caves of two contacting friction surfaces is under the residual pressure and the

    centrifugal force. The gaps of friction surface seldom connect each other in the boundary

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    friction regime. The above-mentioned gaps are formed because of the separation of the solid.

    When one of two rings revolves, the liquid is transferred from one gap to another, which

    causes the leakage, as shown in fig.3.

    FLUID FRICTION REGIME

    There is a layer of stable lubricant film between the friction pairs of the end faces of

    mechanical seals. This extremely thin lubricant film can separate one end face front the other

    so that the sliding surfaces don't directly contact. At this time the friction force is generated

    only by the sheer force of the viscous fluid, and it is much less than that in the dry friction

    regime. And there is no wear and tear of the solid surfaces. This friction regime is called the

    fluid friction. In completely fluid friction regime the dynamic viscosity of the lubricant

    affects the frictional property. Now the lubricant fluid shows its volume property. The

    friction happens in the interior of the lubricant.

    MIXED FRICTION REGIME

    With the wave of the seal end face reduced, the gap of friction pairs becomes smaller.

    The highest peak of the surface roughness will contact,. This is called the mixed friction

    regime. The end faces of mechanical seals are irregular rough surfaces. The fluid film

    between the end faces is extremely thin, and it has the same order of magnitude as the surface

    roughness. Therefore, the high-frequency roughness and low-frequency wave of the surface

    topography and the radial taper of the overall form error have great influence on the

    performance of mechanical seals. The lubricant film of hydrodynamic pressure or hydrostatic

    pressure is formed between the end faces, that is, there are several mixed frictions between

    the contact surfaces at the same time, such as the fluid friction and the boundary friction, the

    boundary friction and the dry friction, the fluid friction and the dry friction, and the boundary

    friction and the dry friction.

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    In mixed friction regime, the fluid film and the contact micro-convex body between

    the end faces of mechanical seals bear the total external load caused by the force of the elastic

    element and the sealed medium pressure. The total friction forces include two parts, namely,

    one generated by the sheer force of the viscous fluid film in the lubricating regime and the

    other generated by the cleformation of micro-convex bodies in the contact regime of micro-

    convex bodies. The dynamic viscosity and the material of the friction pairs have obvious

    influence on the frictional process. Now, there is minor wear, and the friction factor is also

    very small.

    METHODS FOR JUDGING FRICTION REGIMES OF EDN FACES OF

    MECHANICAL SEALS

    FRICTION FACTOR METHOD

    The friction factor of the end faces is one of the main parameters characterizing the

    friction regime. In different friction regime, the friction factor of the friction end faces is not

    the same. Mayer presented the friction factors of the different friction regimes [2], which are

    listed in Table 1

    DUTY PARAMETER METHOD

    The duty parameter G was put forward by Stribeck after his research on the bearing

    lubricity in 1900-1902. Afterwards,

    SommerleId, Gimbel, Hershey .etc applied this similarity number of the friction characteristic

    in the field of the sealing technology. The duty parameter could express the friction

    characteristic of mechanical seals. Its magnitude indicates the operating condition of

    mechanical seals and the carrying power of the liquid film. The duty parameter of mechanical

    seals was defined as the ratio of the viscosity force of the liquid film between the end faces to

    the locking force of the end faces Pg. Where p is Fluid dynamic viscosity (Pass), v is Average

    slide speed of the seal surfaces (m/s), b is Effective seal width of the seal ring (m), n is

    Rotational speed (rpm), pg is Locking force of the end faces (Pa), A is Area of the seal

    surface (m), p,p is Spring pressure (Pa), fi is Balance factor, ps is Medium pressure (Pa) .

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    Where is Fluid dynamic viscosity (Pa-s), v is Average slide speed of the seal

    surfaces (m/s), b is Effective seal width of the seal ring (m), n is Rotational speed (rpm), pg is

    Locking force of the end faces (Pa), Aa is Area of the seal surface (m), mg is Spring pressure

    (Pa), is Balance factor, Ps is Medium pressure (Pa).

    The method that the friction regime is judged by the duty parameter G has been put

    forward by Chen [5]. When G.>I x10-6, 2x10-8

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    The relationship among the average thickness of the liquid Min between the end faces ofmechanical seals he, the duty parameter G, the friction factor f and the average radius of the

    end faces r, can be expressed by Eq.(4) [6].