TRANSLATING RESEARCH INTO ACTION What is Randomized Evaluation? Why Randomize? J-PAL South Asia,...

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TRANSLATING RESEARCH INTO ACTION What is Randomized Evaluation? Why Randomize? J-PAL South Asia, April 29, 2011

Transcript of TRANSLATING RESEARCH INTO ACTION What is Randomized Evaluation? Why Randomize? J-PAL South Asia,...

Page 1: TRANSLATING RESEARCH INTO ACTION What is Randomized Evaluation? Why Randomize? J-PAL South Asia, April 29, 2011.

TRANSLATING RESEARCH INTO ACTION

What is Randomized Evaluation?Why Randomize?

J-PAL South Asia, April 29, 2011

Page 2: TRANSLATING RESEARCH INTO ACTION What is Randomized Evaluation? Why Randomize? J-PAL South Asia, April 29, 2011.

Life Cycle of an Evaluation

< Needs assessment > <~~~~~~~~~~~ Process Evaluation ~~~~~~~~~~~~> <~~~~~~~~~ Impact Evaluation ~~~~~~~~>Other types of Evaluations: Review / Cost-benefit analysis / Cost-effectiveness Analysis

Page 3: TRANSLATING RESEARCH INTO ACTION What is Randomized Evaluation? Why Randomize? J-PAL South Asia, April 29, 2011.

Balsakhi Program

Case 2: Remedial Education in IndiaEvaluating the Balsakhi Program

Incorporating random assignment into the program

Case 2: Remedial Education in IndiaEvaluating the Balsakhi Program

Incorporating random assignment into the program

Page 4: TRANSLATING RESEARCH INTO ACTION What is Randomized Evaluation? Why Randomize? J-PAL South Asia, April 29, 2011.

• Class sizes are large• Many children in 3rd and 4th standard are not

even at the 1st standard level of competency• Social distance between teacher and some of

the students is large

What was the issue?

Page 5: TRANSLATING RESEARCH INTO ACTION What is Randomized Evaluation? Why Randomize? J-PAL South Asia, April 29, 2011.

• Hire local women (balsakhis) from the community

• Train them to teach remedial competencies– Basic literacy, numeracy

• Identify lowest performing 3rd and 4th standard students– Take these students out of class (2 hours/day)– Balsakhi teaches them basic competencies

Proposed solution

Case 2: Remedial Education in IndiaEvaluating the Balsakhi Program

Incorporating random assignment into the program

Case 2: Remedial Education in IndiaEvaluating the Balsakhi Program

Incorporating random assignment into the program

Page 6: TRANSLATING RESEARCH INTO ACTION What is Randomized Evaluation? Why Randomize? J-PAL South Asia, April 29, 2011.

Pros• Reduced class size• Teaching at appropriate

level• Reduced social distance

• Improved learning for lower-performing students

• Improved learning for higher-performers

Cons• Less qualified• Teacher resentment• Reduced interaction with

higher-performing peers

Possible outcomes

Page 7: TRANSLATING RESEARCH INTO ACTION What is Randomized Evaluation? Why Randomize? J-PAL South Asia, April 29, 2011.

• We want to look at impact• What do we do?

Study design

Page 8: TRANSLATING RESEARCH INTO ACTION What is Randomized Evaluation? Why Randomize? J-PAL South Asia, April 29, 2011.

What is the impact of the balsakhi?

What would have happened without the balsakhi program?

Page 9: TRANSLATING RESEARCH INTO ACTION What is Randomized Evaluation? Why Randomize? J-PAL South Asia, April 29, 2011.

• Look at average change in test scores over the school year for the balsakhi children

Pre-post (Before vs. After)

Page 10: TRANSLATING RESEARCH INTO ACTION What is Randomized Evaluation? Why Randomize? J-PAL South Asia, April 29, 2011.

What was the impact of the balsakhi program?

Before vs. AfterImpact = 26.42 points?

75

50

25

0

02002 2003

26.42 points?

Page 11: TRANSLATING RESEARCH INTO ACTION What is Randomized Evaluation? Why Randomize? J-PAL South Asia, April 29, 2011.

Impact: What is it?

Time

Prim

ary

Out

com

e

Impact

Counterfactual

Intervention

Page 12: TRANSLATING RESEARCH INTO ACTION What is Randomized Evaluation? Why Randomize? J-PAL South Asia, April 29, 2011.

Impact: What is it?

Time

Prim

ary

Out

com

e

ImpactCounterfactual

Intervention

Page 13: TRANSLATING RESEARCH INTO ACTION What is Randomized Evaluation? Why Randomize? J-PAL South Asia, April 29, 2011.

Impact: What is it?

Time

Prim

ary

Out

com

e

ImpactCounterfactual

Intervention

Page 14: TRANSLATING RESEARCH INTO ACTION What is Randomized Evaluation? Why Randomize? J-PAL South Asia, April 29, 2011.

Impact is defined as a comparison between:

1. the outcome some time after the program has been introduced

2. the outcome at that same point in time had the program not been introduced

the ”counterfactual”

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How to measure impact?

Page 15: TRANSLATING RESEARCH INTO ACTION What is Randomized Evaluation? Why Randomize? J-PAL South Asia, April 29, 2011.

1. Randomized Experiments • Also known as:

– Random Assignment Studies – Randomized Field Trials – Social Experiments– Randomized Controlled Trials (RCTs)– Randomized Controlled Experiments

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Impact evaluation methods

Page 16: TRANSLATING RESEARCH INTO ACTION What is Randomized Evaluation? Why Randomize? J-PAL South Asia, April 29, 2011.

2. Non- or Quasi-Experimental Methods a. Pre-Postb. Simple Differencec. Differences-in-Differencesd. Multivariate Regressione. Statistical Matchingf. Interrupted Time Seriesg. Instrumental Variablesh. Regression Discontinuity

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Impact evaluation methods

Page 17: TRANSLATING RESEARCH INTO ACTION What is Randomized Evaluation? Why Randomize? J-PAL South Asia, April 29, 2011.

• There are more sophisticated non-experimental methods to estimate program impacts:– Multivariable Regression– Matching– Instrumental Variables– Regression Discontinuity

• These methods rely on being able to “mimic” the counterfactual under certain assumptions

• Problem: Assumptions are not testable

Other Methods

Page 18: TRANSLATING RESEARCH INTO ACTION What is Randomized Evaluation? Why Randomize? J-PAL South Asia, April 29, 2011.

• We constructed results from the different ways of estimating the impacts using the data from the schools that got a balsakhi

1. Pre – Post (Before vs. After)2. Simple difference3. Difference-in-difference4. Other non-experimental methods5. Randomized Experiment

Methods to estimate impacts

Page 19: TRANSLATING RESEARCH INTO ACTION What is Randomized Evaluation? Why Randomize? J-PAL South Asia, April 29, 2011.

TRANSLATING RESEARCH INTO ACTION

II – What is a randomized experiment?

The Balsakhi Example

povertyactionlab.org

Page 20: TRANSLATING RESEARCH INTO ACTION What is Randomized Evaluation? Why Randomize? J-PAL South Asia, April 29, 2011.

The basics

Start with simple case: • Take a sample of schools• Randomly assign them to either:

Treatment Group – is offered treatment Control Group - not allowed to receive treatment

(during the evaluation period)

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Page 21: TRANSLATING RESEARCH INTO ACTION What is Randomized Evaluation? Why Randomize? J-PAL South Asia, April 29, 2011.

• Suppose we evaluated the balsakhi program using a randomized experiment

• QUESTION #1: What would this entail? How would we do it?

• QUESTION #2: What would be the advantage of using this method to evaluate the impact of the balsakhi program?

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6 – Randomized Experiment

Source: www.theoryofchange.org

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How to Randomize, Part I - 22

Random assignment in Vadodara

2006

Baseline Test Scores

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10

0Treat Compare

28 28

Page 23: TRANSLATING RESEARCH INTO ACTION What is Randomized Evaluation? Why Randomize? J-PAL South Asia, April 29, 2011.

Key advantage of experiments

Because members of the groups (treatment and control) do not differ systematically at the outset of the experiment,

any difference that subsequently arises between them can be attributed to the program rather than to other factors.

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Page 24: TRANSLATING RESEARCH INTO ACTION What is Randomized Evaluation? Why Randomize? J-PAL South Asia, April 29, 2011.

• Pratham had received funding to introduce balsakhis in all schools

• Principals wanted balsakhis in their school• Teachers wanted balsakhis in their class• If denied a balsakhi, they may block data

collection efforts

Constraints of design

Page 25: TRANSLATING RESEARCH INTO ACTION What is Randomized Evaluation? Why Randomize? J-PAL South Asia, April 29, 2011.

Random assignment

Page 26: TRANSLATING RESEARCH INTO ACTION What is Randomized Evaluation? Why Randomize? J-PAL South Asia, April 29, 2011.

Round 1Red: Std. 3Blue: Std. 4

Round 1Red: Std. 3Blue: Std. 4

Rotation design

Round 2Std 3 from Round 1 Std 4 in Round 2——————————————————————————

Std 4 from Round 1 Std 3 in Round 2

Page 27: TRANSLATING RESEARCH INTO ACTION What is Randomized Evaluation? Why Randomize? J-PAL South Asia, April 29, 2011.

Round 1Red: Std. 3Blue: Std. 4

ComparisonRed: TreatmentBlue: ControlStd 3Std 4

Rotation design

Page 28: TRANSLATING RESEARCH INTO ACTION What is Randomized Evaluation? Why Randomize? J-PAL South Asia, April 29, 2011.

The counterfactual:

School Groups

Year 1 (2001-2002) Year 2 (2002-2003)

Grade 3 Grade 4 Grade 3 Grade 4

Group A Balsakhi No Balsakhi No Balsakhi Balsakhi

Group B No Balsakhi Balsakhi Balsakhi No Balsakhi

Page 29: TRANSLATING RESEARCH INTO ACTION What is Randomized Evaluation? Why Randomize? J-PAL South Asia, April 29, 2011.

Key steps in conducting an experiment

1. Design the study carefully

2. Collect baseline data

3. Randomly assign people to treatment or control

4. Verify that assignment looks random

5. Monitor process so that integrity of experiment is not compromised

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Page 30: TRANSLATING RESEARCH INTO ACTION What is Randomized Evaluation? Why Randomize? J-PAL South Asia, April 29, 2011.

Key steps in conducting an experiment (cont.)

6. Collect follow-up data for both the treatment and control groups

7. Estimate program impacts by comparing mean outcomes of treatment group vs. mean outcomes of control group.

8. Assess whether program impacts are statistically significant and practically significant.

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Page 31: TRANSLATING RESEARCH INTO ACTION What is Randomized Evaluation? Why Randomize? J-PAL South Asia, April 29, 2011.

Impact of Balsakhi - Summary

Method Impact Estimate

(1) Pre-post 26.42*

(2) Simple Difference -5.05*

(3) Difference-in-Difference 6.82*

(4) Regression 1.92

*: Statistically significant at the 5% level

Page 32: TRANSLATING RESEARCH INTO ACTION What is Randomized Evaluation? Why Randomize? J-PAL South Asia, April 29, 2011.

Impact of Balsakhi - Summary

Method Impact Estimate

(1) Pre-post 26.42*

(2) Simple Difference -5.05*

(3) Difference-in-Difference 6.82*

(4) Regression 1.92

(5)Randomized Experiment 5.87*

*: Statistically significant at the 5% level

Page 33: TRANSLATING RESEARCH INTO ACTION What is Randomized Evaluation? Why Randomize? J-PAL South Asia, April 29, 2011.

Bottom Line: Which method we use matters!

Impact of Balsakhi - Summary

Method Impact Estimate

(1) Pre-post 26.42*

(2) Simple Difference -5.05*

(3) Difference-in-Difference 6.82*

(4) Regression 1.92

(5)Randomized Experiment 5.87*

*: Statistically significant at the 5% level

Page 34: TRANSLATING RESEARCH INTO ACTION What is Randomized Evaluation? Why Randomize? J-PAL South Asia, April 29, 2011.

• This program improved average test score by nearly 10%

• The lowest-performing kids in balsakhi schools improved the most (relative to the control group)

• Highly cost effective: intervention cost less than Rs.100 per child and results far outweigh the cost

• Can be scalable, especially in light of RTE Act: remedial education

Results