Training to Appraiser

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    Appraisal Process

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    Performance appraisal is a systematic evaluation of individual with respect to

    his/her performance on the job and his/her potential for development.

    Meaning & Definition

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    Common Appraisal Errors

    What is the purpose of performance appraisal?

    Performance appraisal serves different organizational purposes:

    Providing feedback to employees about their performance

    Determining who gets promoted

    Encouraging performance improvement

    Motivating superior performance

    Setting and measuring goals

    Counseling poor performers

    Determining compensation changes

    Encouraging coaching and mentoring

    Supporting manpower planning or succession planning

    Determining individual training and development needs

    Determining organizational training and development needsConfirming that good hiring decisions are being made

    Improving overall organizational performance

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    Keep good records-Both praise and criticism are most meaningful when

    supported by factual examples.

    Review previous goals-Use previous goals to evaluate progress.

    Get input from others-Seek feedback from others who work with the appraisee

    in areas they will have objective knowledge of and get examples where available.

    Prepare carefully - Prepare in advance so that you can deliver the message that

    you intend to.

    Refer Checklist

    Appraisers Home-Work

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    Explain the meeting agenda - Outline what is about to happen for the session.

    Encourage communicationlisten encourage two-way communication ask for ideas

    on how they can improve their performance ask for how they feel you can help the mask

    for feedback on the appraisal section

    Stay focused -Keep the session focused on past and future performance, summaries

    discussion issues often to ensure agreement.

    Communicating shortcomings The employee expects and should know what he/she

    needs to improve.

    Be open Be versatile and open-minded if you hear things that cause you to change your

    opinion.

    During the Appraisal

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    Evaluation process- 1.Begin with the positive things that were well done.

    2.Follow this with areas that need improvement and a plan on how

    to address them.

    3.Conclude with a reinforcement of your desire to help the person

    grow and improve.

    Making promises-Dont make promises you do not have control over (e.g. salary

    increments, promotions, transfers etc)

    Review goals - Concentrate on a few areas- things that make a difference. Try to

    encourage continuation and growth in the areas of strength.

    During the Appraisal Contd

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    Avoid using subjective, vague or overly broad descriptions such as poor attitude

    or no initiative. Give specific, objective comments or examples.

    Examples of Subjective Comments Example of Objective Comments

    1. Lacks proactiveness Never asks for domain knowledge

    2.. Chronically absent Absent six days in last

    month

    3. Does not care about quality Has an error rate of 10%

    4. Lacks interest in the work Missed the due date for assignment

    Be consistent. If an issue (weakness of performance) was mentioned on the

    previous performance appraisal, it should be mentioned again if it is still an issue.An omission may assume the problem has been resolved. Conversely, if there has

    been improvement since the last appraisal, acknowledge it.

    During the Appraisal Contd

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    Becoming silent. An employee who is feeling hostility or resentment towards you may

    react by silence. Talk to the employee about whatever you need to, but do not push the

    issue by attempting to make small talk. Ask open-ended questions such as What

    would your approach to the problem be? Why do you think you were successful in

    completing that project? If the employee continues to refuse to talk, you may have to

    address the employee directly and request that he/she talk to you so that you can putthe problem behind you.

    Quick to Agree. The employee may want to get out of the appraisal meeting as soon as

    possible. If this situation occurs, ask the employee to summarize major points. Use

    questions such as, What is your understanding of the problem? Make sure there is a

    mutual understanding of overall performance, goals and objectives before the meeting

    ends.

    Addressing some situations .

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    1. Be honest and frank regarding performance deficiencies. Address areas that the

    employee has control over and can change.

    2. Use tact and sensitivity without getting personal when discussing the employees work

    performance.

    3. Have documentation available. Mark entries in your employee notes or journal withpaperclips so that you can quickly show examples of problems the employee has had with

    performance and/or behavior during the past year.

    4. Make sure you have also documented the times you have spoken to the employee about

    his or her performance. This chronological history will assist you when you discuss

    specific dates of performance deficiencies.

    5.Show the employee examples of how his/her work does not meet performance

    objectives. Tie individual tasks, goals, and directions to group and organizational goals.

    Dealing with the Low Performers

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    6. Set improvement goals. Set short-term goals that are specific and achievable

    for the employee. Explicitly state the level of performance you expect for the

    persons work to be considered acceptable. Make a contract with the employee

    to improve performance within a certain amount of time. Set measurable

    standards for improvement and work together to determine how the performance

    objectives can be accomplished. Be positive about the employees ability toimprove.

    7. Establish an action plan. If appropriate, arrange for extra training by yourself

    or a senior co-worker, or closer supervision by yourself.

    8. Schedule a follow-up on progress meeting in one or two months to assess theprogress that has been made, or establish another way to monitor the workers

    progress towards achieving the established goals.

    Dealing with the Low Performers Contd..

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    Appraisal Errors

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    Halo/horns effect

    Xs outstanding writing ability caused his

    supervisor to rate him highly in unrelated

    areas where his performance was actually

    mediocre.

    Inappropriate generalizations from one aspect of an

    individuals performance to all areas of that persons

    performance

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    First impression Error

    Tendency of a rater to make an initial positive or negative judgment of

    an employee and allow that first impression to colour or distort later

    information

    If a TL noticed

    an employee who was going

    through a severe family

    problem performing

    poorly. Within a month the

    employees performance

    returned to its previous highlevel, but The supervisors

    opinion of the individuals

    performance was affected by

    the initial negative impression.

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    Similar-to-me effect

    The tendency of individuals to rate people who resemble themselves more highly than they rateothers

    X was from a small village.

    Unknowingly she rated several other

    women who were from small villages

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    Contrast Effect

    Tendency of a rater to evaluate people in comparison withother individuals rather than against the standards for the

    job.

    Think of the most attractive person

    you know and rate this person on a

    scale of 1 to 10. Now think of your

    favorite glamorous movie star. Re-

    rate your acquaintance. If you

    rated your friend lower the second

    time, contrast effect is at work.

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    Stereotyping

    The tendency to generalize across groups and ignore individual differences

    Sanjay was quiet and reserved, however, he is well liked and respected byboth internal and external customers. His boss rated him lower than the

    other customer service personnel since he didnt fit the mold.

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    Negative and Positive skew

    The opposite of central tendency: the rating of allindividuals as higher or lower than their

    performance warrants

    X rates all of his employees higher than she

    feels they actually deserve , in the hope that this

    will cause them to live up to the high rating.

    While y sets impossibly high standards and isproud of never having met an employee who

    deserved a superior rating.

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    Attribution bias

    The tendency to attribute performancefailings to factors under the control of the

    individual and performance successes to

    external causes.

    xs, attributes the successes of her work

    group to the quality of her leadership and

    the failings to their bad attitudes andinherent laziness.

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    Central tendency

    The inclination to rate people in the

    middle scale even when their performanceclearly warrants a substantially higher or

    lower rating.

    Because Y had a concern that he would not

    be able to deal with confrontation during an

    appraisal session, he rated all of his employees as

    Meets Expectations.

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    Recency effectThe tendency of minor events that have happened recently to

    have more influence on the rating than major events of many

    months ago.

    X kept no records of

    critical incidents.

    When she began

    writing the appraisalsfor her

    employees she

    discovered that she

    could only recall

    examples of either

    positive or negative

    performance for

    the last two months.

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    A structured feedback processtheABCDEmodel

    TheABCDEmodel provides a structured process a manager can use to give

    feedback to their staff. It not only provides a sequential order to follow, butalso

    encourages good practice in delivering the feedback by incorporating allthese

    principles.

    The five stages of the model are:

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    ASK

    Firstly, the manager should ask themselves a series ofquestions, before engaging the staff member at all:

    Is my aim genuinely to encourage effective behaviour?

    Is it worth giving feedback about this particular behaviour?

    Is there something Im doing which is causing poorperformance?

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    BEHAVIOR

    The manager should tell the staff member which particular behaviours they have observed that theywish to talk about. Feedback should always start with what is observable, not conclusions aboutobservations. This means the manager focusing on what they have seen, what they have heard, or what

    they have read.

    We cannot observe abstract concepts like teamwork, attitude, laziness,

    enthusiasm or commitment; these are conclusions we draw from observing

    behaviours. In giving feedback, we should avoid starting with such

    interpretations because:

    We can easily misinterpret what we observe, which may damage the trust

    the staff member has in us.

    The staff member is asked to interpret what you mean, and they may get

    that wrong!

    Be as specific as possible, give examples, and stick to behaviours.

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    Consequences

    Having stated the behaviours, the manager should go on tostate the impact that those behaviours have, whether positive(in the case of affirming feedback) or negative (in the case ofadjusting feedback). As far as possible, these consequencesshould be framed in terms that affect the individualconcerned; the impact should have consequences for them.

    For example: Chandra, when you decide to stay late andmake sure everythings ready for tomorrows shift, it reallyhelps things run smoothly and I know the other staff reallyappreciate it Or: Martin, when you dont return my emails,

    even when I have asked you specifically to reply, whathappens is that I start to doubt whether youre on top ofthings or whether youre prioritising your work properly

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    DO

    Having stated what has been observed and how those behaviours impact onperformance, the manager then makes the ask: Please keep it up (affirming)or What can you do differently? (adjusting). The onus is on the member ofstaff to take responsibility and suggest how they can change (or to accept thepraise!).

    It may occasionally be appropriate to ask What do we need to dodifferently?, recognising a joint responsibility for a situation. But the staffmember should retain responsibility for their behaviour in any case.

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    Evaluate

    Most instances of feedback will not require any kind of follow up or evaluation,including almost all cases of affirming feedback. Feedback at its best is regular andlow-key, and will rarely turn into anything formal. In these cases, it will beappropriate for the manager to ask the staff member about a timescale for change,and how they can assess whether progress has been made or not.

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    Too often, we wade through the performance appraisal process believing our

    end result is simply the completion of a cycle. Change your perspective.

    Appraisals are more than assessments of the past yearThey are starting points

    for the next year. As such, be sure

    You devote equal time to creating tasks and high-level goals for the next year.

    These objectives serve as guideposts for employees, and they provide the

    benchmark against which future performance will be measured.

    Look to the future

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    Remember that your greatest assets are your employees. I will be assisting

    managers with identifying individual employee gaps and developing employees

    one by one.

    Incorporate these gaps into performance appraisal reports, and use the data to

    generate each employees personal development plan. After all, a performance

    appraisal is simply a measurement of what has already happened; development

    plans and follow-up action are the catalysts that actually improve individualsperformance, which should in turn positively influence the organizations

    overall performance.

    Dont just assess competencies, develop employees

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    Get Evidences

    Mantis Entries

    Customers commentsBug list

    Delay proof

    Explaining Forms

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