TRADE ORDER MANAGEMENT SOLUTIONS (TOMS)

> > > > > > > > > > > > > > > > > > > > > > > > > > > > > > > > > > > > > > > > > > > > > > > > > > > > > > > > > > > > > > > > > >

A Bloomberg Trading Solutions Offering

BE AGILE

Bloomberg Trading Solutions delivers front-end portfolio, inventory, sales and trading, and middle and back office operations solutions. With these solutions, buy-side and sell-side firms gain unrivaled agility to respond to their changing business needs, and market regulations and innovations. Fully integrated with the Bloomberg Professional® service, Bloomberg Trading Solutions provides access to unmatched analytics, data, news and the largest financial network, supported by Bloomberg global customer service at the local level.

EXPAND YOUR REACH

CONTENTS 02 TRADE ORDER MANAGEMENT SOLUTIONS04 OPTIMIZE YOUR WORKFLOW05 INCREASE GLOBAL DISTRIBUTION TO THE MARKETS06 MANAGE RISK AND COMPLIANCE07 IMPROVE OPERATIONAL EFFICIENCY

BUY-SIDE AND SELL-SIDE FIRMS GAIN UNRIVALED AGILITY TO RESPOND TO CHANGING BUSINESS NEEDS AND MARKET REGULATIONS & INNOVATIONS

TRADE ORDER MANAGEMENT SOLUTIONS

Whether you’re a trader, compliance manager, or IT manager, you face the challenge of doing your job in the most efficient way possible. You need sell-side solutions that help you generate revenue, attain best execution, manage risk and compliance and deliver the best technology solution. Bloomberg provides solutions to meet those needs.

For sell-side fixed income firms, Bloomberg Trade Order Management Solutions (TOMS) delivers global, multi- asset solutions for front-end inventory, trading and middle and back office operations. TOMS enables you to manage inventory, market making, risk, P&L and straight-through processing in a fully customizable workflow. With TOMS, you can optimize your workflow, increase global distribution to the markets, manage risk and compliance and improve operational efficiency. TOMS optimizes your workflow for the entire firm. The front office gains a multi-asset system with workflows designed specifically for traders and salespeople. The middle office receives trade processing solutions and the ability to manage regulatory connections. The back office gains integration with third-party back offices and the downstream systems.

GLOBAL, MULTI-ASSET SOLUTIONS FOR SELL-SIDE FIXED INCOME FIRMS

° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° °

Leverage the largest financial network in the world ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° °

BLOOMBERG TRADE ORDER MANAGEMENT SYSTEM 02 // 03

° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° °

TOMS is fully integrated with the Bloomberg Professional service, so you can take greater advantage of easy access to Bloomberg business and financial news, data, and analytics ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° ° °

To increase global distribution to the markets, you can capitalize on the Bloomberg financial community. Integrate all of your offices on the same platform and reach your c urrent and prospective customers in all corners of the globe. With TOMS, you leverage the largest financial network in the world.

With the TOMS suite of analytics and reporting solutions, you can better manage risk and compliance. TOMS also improves operational efficiency by automating processes to achieve straight-through processing.

Bloomberg delivers TOMS on a hosted platform for flexibility and scalability because markets evolve and your needs change. It eliminates the need to have dedicated workstations or servers on your premises, so you can lower your total cost of ownership. We take on the burden of keeping up with the costs of development inherent with changing markets, instruments, and technologies, such as infrastructure build-outs, version upgrades, data sourcing, continual tuning and system maintenance.

Bloomberg recognizes that traders, salespeople, middle office professionals and administrators all have very different needs. TOMS provides a single workspace customized for individual users to optimize your workflow. Users have the flexibility to define and change display options based on their individual needs. TOMS also provides intuitive navigation, real-time monitoring, and customizable-user reports.

TOMS FOR TRADERS:

• Buildcustomformulas,columnsandalertsto display key data elements that are most critical to your workflow

• Createstrategiesandviewhistoricalperformance• GainbettertransparencyintoP&Llogicwithmore

flexibility in P&L reporting

TOMS FOR SALES:

• Createtradeideasandstrategies,andshopthem to customers

• Viewreal-timeandhistoricalcommissionreports• Searchcustominventory• Receivecorporateactionalertsoncustomerportfolios

TOMS FOR MIDDLE OFFICE: • Accessacentralblotterwithtrades,summaryviews,

and ticket-matching features • Confirmandallocatecustomerblocktradeswith

post-trade processing tools• Managecomplianceandregulatorysummaryon

a custom middle-office dashboard

TOMS FOR ADMIN:

• Easilyviewandcreatetradinginventories,sales blotters and user privileging with an intuitive administrative set-up wizard, books, users and hierarchies with the consolidation of 160 TOMS administrative applications

TOOLS FOR SALES, TRADING AND OPERATIONS

SELL-SIDE SOLUTIONS

OPTIMIZE YOUR WORKFLOW

With TOMS, you can capitalize on the largest network of buy-side and sell-side investors, including your customers who already rely on the Bloomberg Professional service. Use advanced pricing tools to generate and distribute quotes to the global markets, many already pre-integrated into TOMS.

• AccesstheTOMSPricingEngine,whichsupportsawide range of asset classes and pricing models, and is supported by a customizable user interface

• Createauto-routingrulesandmanageinquiriesonaconsolidated order management blotter or configurable trader pop-up

• LeveragetheBloombergFixedIncomeTradingplatformsto ensure a seamless workflow for electronic and voice trades

• Connecttoavarietyofpre-integratedcash(D2D orD2C)marketsandelectronictradingplatforms

CONNECT TO EXCHANGES AND DIVERSE LIQUIDITY POOLS

TOMS CONNECTIVITY

INCREASE GLOBAL DISTRIBUTION TO THE MARKETS

TOMS

BLOOMBERG FIXEDINCOME TRADING

BROKERMARKETS

ELECTRONICTRADING PLATFORMS

EXCHANGECONNECTIVITY

ORDERMANAGEMENT

AUTO-ROUTINGRULES

BLOOMBERG TRADE ORDER MANAGEMENT SYSTEM 04 // 05

TOMS provides a full range of solutions for managing market, credit and counterparty risk. It also supports regulatory and firm compliance requirements with reporting and real-time monitoring, which show the status of all reportable trades, including automated reporting.

TRACK FIRM-WIDE POSITIONS AND ORDER HISTORY

• Increasevisibilitythroughoutyourfirmwitheasy access to real-time P&L and sophisticated risk management tools and analytics, including an aggregate view of enterprise risk

• Runwhat-ifscenarioanalysisontraderinventory for better decision making

• Strengthenyouroversighteffortstobettermanage counterparty risk, prevent trading errors and ensure users are abiding by firm-wide compliance policies

• Gaineasyaccesstoreportingformanyglobal regulators,includingTRACE,MSRB,LSEandothers

• CapitalizeonTOMSreal-timemonitoringcapabilitiestoshow the status of all reportable trades

REAL-TIME REGULATORY REPORTING

TRACETOMS TRACELSE

MSRB

MANAGE RISK AND COMPLIANCE

SEAMLESS WORKFLOW FOR STRAIGHT THROUGH PROCESSINGTOMS INTEGRATION

TRACETOMS TRADINGSYSTEMS FEEDS

AUTOMATIONAND ALLOCATION

AGGREGATEORDER ANDINQUIRIES

THIRD-PARTYPROVIDERS

IMPROVE OPERATIONAL EFFICIENCY

TOMS improves firm-wide operational efficiency through seamless workflow and pre-integration with the Bloomberg Professional service, Bloomberg Fixed Income Trading Platforms and post-trade matching facilities to achieve straight through processing.

• Integratewiththird-partyprovidersforbest-of-breed solutions

• Automatetradingsystemfeeds,bothinboundandoutbound

• Executeyourelectronictradesfasterandavoiddouble entry with pre-integration to TOMS

• On-boardnewusers,accessnewassetclassesandenter new markets quickly

• Aggregateordersandinquiriesfromsalesdesksand electronic trading platforms

• Automatethematching,confirmation,andallocation process with the buy-side

BLOOMBERG TRADE ORDER MANAGEMENT SYSTEM 06 // 07

08 // 09 BLOOMBERG TRADE ORDER MANAGEMENT SOLUTIONS

Bloomberg is the world’s most trusted source of information forfinancialprofessionalsandbusinesses.Combining innovative technology with unmatched analtyics, data, news and tools, Bloomberg delivers critical information via the Bloomberg Professsional service and multimedia platforms. BloombergEnterpriseProductsandSolutionsprovidesleaders in corporations, finance and government with a dynamic network that allows them to access, integrate, distribute, and manage information and technology across organizations more efficiently and effectively.

ABOUTBLOOMBERG

ABOUTBLOOMBERG

BEIJING +86 10 6649 7500

DUBAI +971 4 364 1000

FRANKFURT +49 69 9204 1210

HONG KONG +852 2977 6000

LONDON +44 20 7330 7500

MUMBAI +91 22 6120 3600

NEW YORK +1 212 318 2000

SAN FRANCISCO +1 415 912 2960

SÃO PAULO +55 11 3048 4500

SINGAPORE +65 6212 1000

SYDNEY +61 2 9777 8600

TOKYO +81 3 3201 8900

/ / / / / / / / / / / / / / / / / / / / / / / / / / / / / / / / / / / / / / / / / / / / / / / / / / / / / / / / / / / / / / / / / / / / / /

Bloomberg Trading Solutions and TOMS not only help address the needs you have today, but also prepare you for those to come. To learn more, email our TOMS team at tomsb@bloomberg.net / / / / / / / / / / / / / / / / / / / / / / / / / / / / / / / / / / / / / / / / / / / / / / / / / / / / / / / / / / / / / / / / / / / / / /

©2013BloombergL.P.Allrightsreserved.536785000513