TRACK RECORD OF THE PUBLIC ISSUES MANAGED BY THE … · 1 Type of issue (IPO/ FPO) SME IPO 2 Issue...

TRACK RECORD OF THE PUBLIC ISSUES MANAGED BY THE MERCHANT BANKER IN THE LAST 3 FINANCIAL YEARS

Name of the issue:

1 Type of issue (IPO/ FPO) SME IPO

2 Issue size (Rs crore) 8.56

3 Grade of issue alongwith name of the rating agency Not Applicable

4 Subscription level (number of times) 1.18

5(i) allotment in the issue Nil

(ii) at the end of the 1st Quarter immediately after the listing of the issue Nil

(iii) at the end of 1st FY Nil

(iv) at the end of 2nd FY Nil

(v) at the end of 3rd FY Nil

6

(Rs. in crores)

Parameters1st FY (March 31,

2013)

2nd FY (March 31,

2014)

3rd FY (March

31, 2015)

Income from operations 38.70 1.85 2.09

Net Profit for the period 0.17 0.24 0.01

Paid‐up equity share capital 17.28 17.28 17.28

Reserves excluding revaluation

reserves8.26 8.29 0.00

7

Particulars BSE SME Platform(i) at the end of 1st FY Frequently Traded(ii) at the end of 2nd FY Frequently Traded(iii) at the end of 3rd FY Frequently Traded

8

Name of DirectorAppointed /

Resigned(i) at the end of 1st FY(March 31,

2013)Nil Nil

(ii) at the end of 2nd FY(March 31,

2014)

Mr. Sumit Sharma

Mr. Prasanta Nath

Mr. Goutam Gupta

Mr. Manoj Bajaj

Resigned

Appointed

Appointed

Resigned (iii) at the end of 3rd FY(March 31,

2015)#

Mr. Amit Bansal

Mr. Prasanta Nath

Appointed

Resigned# Changes till date

9

(i) as disclosed in the offer

document

(ii) Actual implementation

(iii) Reasons for delay in

implementation, if any

10


document(ii) Actual utilization

(iii) Reasons for deviation, if any

Source: Company / Annual Report

11

NA

NA

NA

TRACK RECORD OF THE PUBLIC ISSUES MANAGED BY THE INVENTURE MERCHANT BANKER SERVICES PRIVATE LIMITED IN THE LAST 3 FINANCIAL

YEARS

(c) Any other reservations expressed by the monitoring agency about the end

QIB holding (as a % of total outstanding capital) as disclosed to stock exchanges

(b) Comments on deviation, if any, in the use of proceeds of the issue from the

objects stated in the offer document

The funds raised from the IPO Issue shall be utilized for the specified Objects prior to April 30,

2013.

N.A

N.A.

(a) Comments on use of funds

Status of implementation of project/ commencement of commercial production (as submitted to stock

exchanges under Clause 41 (IV) (e) of the listing agreement)

Bronze Infra Tech Limited

Financials of the issuer (as per the annual financial results submitted to stock exchanges under Clause 41 of

the listing agreement)

Trading status in the scrip of the issuer (whether frequently traded (as defined under Regulation 2 (j) of SEBI

(SAST) Regulations, 2011) or infrequently traded/ delisted/ suspended by any stock exchange, etc.)

Change, if any, in directors of issuer from the disclosures in the offer document (See Clause 30 of the listing

agreement)

Status of utilization of issue proceeds (as submitted to stock exchanges under Clauses 41, 43 and 43A of the

listing agreement)

Funds were deployed within the schedule

Rs. 855 Lacs ‐ The funds raised from the IPO shall be utilized for the specified Objects prior to

April 30, 2013.Rs. 855 Lacs were utilised as per the object of the issue

Comments of monitoring agency, if applicable (See Regulation 16 of SEBI (ICDR) Regulations, 2009 read with

Clause 43A of the listing agreement)

1


12 Price‐ related data Issue price (Rs):

Closing price High

(during the

FY 2013)

Low

(during

the FY

2013)Market Price 16.30 16.05 14.65 10.00 20.10 6.20Sexsex(BSE Being the Designated

Stock Exchange):

18902.41 19424.1 19639.72 18835.77 20203.66 18255.69

Sectoral Index (mention the index

that has been considered and

reasons for considering the same)#

N.A. N.A. N.A. N.A. N.A. N.A.

Closing price High (during the FY

2014)

Low (during the

FY 2014)

Closing price High

(during the

FY)

Low

(during

the FY)Market Price 14.40 17.75 5.80 58.5 63.50 14.25

Sexsex(BSE Being the Designated

Stock Exchange):

22386.27 22467.21 17448.71 27957.49 29681.77 22277.23



reasons for considering the same)

N.A. N.A. N.A. 186.57 191.29 168.02

#S&P BSE India Infrastructure Index

started from May 28, 201413

Accounting ratio Name of company

As disclosed in the

offer document (See

Clause (2) (VII) (K)

of Schedule VIII to

SEBI (ICDR)

Regulations, 2009)

At the end of

1st FY 2013

At the end of

2nd FY 2014

At the end

of 3rd FY

2015

Bronze Infra‐Tech

Limited 0.11 0.10 0.01 0.00

Peer Group:

Welspun Projects

Limited 1.00 1.37 ‐14.56 0.59

VSF Projects Limited 1.20 1.43 1.54

RPP Infra Projects

Limited 4.80 4.80 5.00 7.64

Industry Avg: NA NA NA NA

Bronze Infra‐Tech

Limited 136.36 100.00 1,440.00

Peer Group:

Welspun Projects

Limited 20.60 9.06 NA 52.80


RPP Infra Projects

Limited 8.50 8.40 11.82 14.14

Industry Avg: 16.00 18.95 22.7 23.7

Bronze Infra‐Tech

Limited 0.70 0.65 0.09 0.02

Peer Group:

Welspun Projects

Limited 0.30 1.12 Loss 0.68


RPP Infra Projects

Limited 25.50 10.54 9.42 12.71


Bronze Infra‐Tech

Limited 15.10 14.78 14.80 14.80

Peer Group:

Welspun Projects

Limited 119.90 121.29 106.73 85.61


RPP Infra Projects

Limited 41.30 45.51 53.08 60.11


14 Any other material information

EPS

At close of 90th

calendar day

from listing day

Price parameters As at the end of 2nd FY 2014 after the listing of the issue

At close of listing day At close of 30th

calendar day from

listing day

Company has change the Registrar and Share Transfer Agent from CB Management Services Private Limited to Maheshwari

Datamatics Private Limited w.e.f February 7, 2014

Source: Money Control and Capital Market Magzine and BSE

As at the end of 3rd FY after the

RoNW (%)

NAV per share based on balance

sheet

P/E

Basis for Issue Price and Comparison with Peer Group & Industry Average (Source of accounting ratios of peer group and industry

average may be indicated; source of the accounting ratios may generally be the same, however in case of different sources, reasons for

the same may be indicated)

As at the end of 1st FY 2013 after the

listing of the issue

Price parameters

2


Name of the issue:










6

(Rs. in crores)


2014)

2nd FY (March 31,

2015)

3rd FY (March

31, 2016)Income from operations 12 08 3 32 Not Available


YEARS

GCM Securities Limited




1

Income from operations 12.08 3.32 Not Available

Net Profit for the period 9.29 1.07 Not Available

Paid‐up equity share capital 18.99 18.99 Not Available


reserves21.17 21.3 Not Available

7


8

Name of Director Appointed / (i) at the end of 1st FY(March 31, 2014) Nil Nil

(ii) at the end of 2nd FY(March 31, 2015)

Resigned

Appointed

Appointed

Resigned (iii) at the end of 3rd FY(March 31, 2016) NA NA

9





agreement)

Mr. Ashok Bothra Mr.

Laxmi Narayan Sharma Ms.

Urmi Bose Mr.

Alok Kumar Das



i l ki i l b ili d d i(i) as disclosed in the offer

document




Source: Company

10


document

(ii) Actual utilization

(iii) Reasons for deviation, if anySource: Company/ Annual Report

11

(a) Comments on use of funds NA

NA

NA

N.A.


Utilization of marging money is dependent on market conditions and hence there was delay in

implementation due to same

Augmenting long term working capital Rs. 11.58 Crores ‐ To be utilised during FY 2014


listing agreement)






9 Crore was utilised till March 31, 2014 as per the Objects of the Issue and the balance amount of

Rs. 2.58 was utilised by September 2014

9 Crore was utilised till March 31, 2014 as per the Objects of the Issue and the balance amount of

Rs. 2.58 was utilised by September 2014

1



Closing price High

(during the

FY 2014)

Low

(during

the FY


Stock Exchange):

18450.23 19575.64 19495.82 22386.27 22467.21 17448.71






2015)

Low (during the

FY 2015)

Closing price High

(during the

FY 2016)

Low

(during

the FY

2016)Market Price# 37.00 800.00 37.00 N.A. N.A. N.A.


St k E h )

27957.49 29681.77 22277.23 N.A. N.A. N.A.

At close of 90th

calendar day

from listing day



Price parameters As at the end of 2nd FY 2015 after the listing of the issue As at the end of 3rd FY 2016 after

Price parameters At close of listing day At close of 30th

calendar day from

listing day

2

Stock Exchange):Sectoral Index (mention the index




#Equity shares were subdivided

toRs. 1 face value w.e.f.October 28,

2014

13


As disclosed in the

offer document (See


of Schedule VIII to

SEBI (ICDR)

Regulations, 2009)

At the end of

1st FY 2014

At the end of

2nd FY 2015

At the end

of 3rd FY

2016

GCM Securities

Limited 0.66 0.05 0.06 NA

Peer Group:

BNK Capital 3.00 0.53 3.60 NA

Frontline Sec. 3.80 3.40 6.64 NA

India Infoline 2.30 3.20 3.17 NADB (International)




EPS

DB (International)

Stock Brokers 1.60 1.30 0.53 NA

Industry Avg: NA NA NA NAGCM Securities

Limited 30.09 7,100.00 616.67 NA

Peer Group:

BNK Capital 6.80 39.43 10.00 NA

Frontline Sec. 7.90 11.84 8.43 NA



Industry Avg: 15.10 19.40 NAGCM Securities

Limited 2.59 0.23 2.65 NAPeer Group:

BNK Capital 7.60 0.13 8.23 NAFrontline Sec. 9.50 9.50 13.08 NA



Industry Avg: NA NA NA NAGCM Securities

Limited 25.71 21.14 2.12 NA

Peer Group:

P/E

RoNW (%)

BNK Capital 38.50 40.66 43.65 NAFrontline Sec. 36.50 36.80 50.77 NA




14 Any other material information N.A.Source: Money Control and Capital Market Magzine and BSE


sheet

2


Name of the issue:

1 Type of issue (IPO/ FPO) SME IPO ‐ Offer for Sale




5(i) allotment in the issue Nil(ii) at the end of the 1st Quarter immediately after the listing of the issue Nil(iii) at the end of 1st FY Nil(iv) at the end of 2nd FY Nil(v) at the end of 3rd FY Nil

6

(Rs. in crores)


2014)

2nd FY (March 31,

2015)

3rd FY (March

31, 2016)

Income from operations 167.89 85.6 Not Available

Net Profit for the period 0.48 0.47 Not AvailablePaid‐up equity share capital 19.79 19.79 Not AvailableReserves excluding revaluation


7


8

Name of DirectorAppointed /

Resigned(i) at the end of 1st FY(March 31,

2014)Mr. Mohan Lal Sureka Resigned

(ii) at the end of 2nd FY(March 31,

2015)#Devangna Tiwari Appointed

(iii) at the end of 3rd FY(March 31,

2016)N.A. N.A.

9


document

(ii) Actual implementation(iii) Reasons for delay in


10


document(ii) Actual utilization(iii) Reasons for deviation, if any

11

NA

NA

NA


YEARS

SILVERPOINT INFRATECH LIMITED


Financials of the issuer (as per the annual financial results submitted to stock exchanges under Clause 41 of the

listing agreement)




agreement)



N.A. as the Issue comprised only Offer for Sale and no funds were received by the Company

N.A.

N.A.


listing agreement)

N.A.

N.A.N.A.


Clause 43A of the listing agreement)(a) Comments on use of funds




1



Closing price High

(during the

FY 2014)

Low

(during

the FY


Stock Exchange):

17996.15 19727.27 20570.28 22386.27 18567.55 20659.5






2015)

Low (during the

FY 2015)

Closing price High

(during the

FY 2016)

Low

(during

the FY

2016)Market Price 7.6 9.7 7.1 N.A. N.A. N.A.Sexsex(BSE Being the Designated

Stock Exchange):

27957.49 29681.77 22277.23 N.A. N.A. N.A.




186.57 191.29 168.02 N.A. N.A. N.A.




As disclosed in the

offer document (See


of Schedule VIII to

SEBI (ICDR)

Regulations, 2009)

At the end of

1st FY 2014

At the end of

2nd FY 2015

At the end

of 3rd FY

2016

Silverpoint Infratech

Limited 0.25 0.24 0.24

Peer Group:Arihant

Superstructures

Limited 1.26 0.68 2.36 NA

VSF Projects Limited 1.43 1.54 NA

RPP Infra Projects

Limited 4.8 5.00 7.64 NA

Kyra Landscapes

Limited

(Aricent Infra Limited)0.3 0.16



Limited 60 29.58 31.67 NA

Peer Group:Arihant

Superstructures

Limited 29.17 47.65 15.25 NA


RPP Infra Projects

Limited 7.14 11.82 14.14 NA

Kyra Landscapes

Limited

(Aricent Infra Limited)577.17 633.44 NA

Industry Avg: 18.95 22.7 23.7 NA


Limited 1.20 1.15 1.12

Peer Group:


calendar day from

listing day

At close of 90th

calendar day

from listing day




the listing of the issue




EPS

P/E

2


Arihant

Superstructures

Limited 8.93 4.25 13.13 NA


RPP Infra Projects

Limited 10.55 9.42 12.71 NA

Kyra Landscapes

Limited

(Aricent Infra Limited)2.99 3.15



Limited 20.50 20.88 21.12

Peer Group:Arihant

Superstructures

Limited 13.35 15.97 17.97 NA


RPP Infra Projects

Limited 45.54 53.08 60.11 NA

Kyra Landscapes

Limited

(Aricent Infra Limited)10.00 5.04 NA


14 Any other material information

RoNW (%)


sheet


3


Name of the issue:










6

(Rs. in crores)


2014)

2nd FY (March 31,

2015)

3rd FY (March

31, 2016)Income from operations 2.22 5.11 Not Available





7


8

Name of Director Appointed /

(i) at the end of 1st FY(March 31, 2014)Mr. Arjun Singh

Mr. Vinay Kumar

Appointed

Resigned

(ii) at the end of 2nd FY(March 31, 2015)Ms. Asha Rani Mr.

Arjun Singh

Appointed

Resigned

(iii) at the end of 3rd FY(March 31, 2016)#

Ms. Asha Devi Ms.

Archana Devi Mr.

Arun Kumar

Chalukya

Resigned

Appointed

Resigned

# Year to date

9


document




Source: Company

10


document



11


NA

NA


YEARS

VKJ INFRADEVELOPERS LIMITED







agreement)



To meet the fund requirements for execution of Ongoing and Forthcoming Projects and other

working capital requirements ‐Rs. 10.65 Cr; General Corporate Purposes ‐ Rs. 1.5 Cr To be utilised

during FY 2014Money was utilised as per objects during FY 2014

N.A.


listing agreement)

To meet the fund requirements for execution of Ongoing and Forthcoming Projects and other

working capital requirements ‐Rs. 10.65 Cr; General Corporate Purposes ‐ Rs. 1.5 Cr To be utilised

during FY 2014

Money was utilised as per objects during FY 2014

N.A.






1



Closing price High

(during the

FY 2014)

Low

(during

the FY


Stock Exchange):

18619.72 19727.27 20791.93 22386.27 22386.27 18234.66






2015)

Low (during the

FY 2015)

Closing price High

(during the

FY 2016)

Low

(during

the FY

2016)Market Price 55.1 220 23.85 N.A. N.A. N.A.


Stock Exchange):

27957.49 29681.77 22277.23 N.A. N.A. N.A.




186.57 191.29 168.02 N.A. N.A. N.A.




As disclosed in the

offer document (See


of Schedule VIII to

SEBI (ICDR)

Regulations, 2009)

At the end of

1st FY 2014

At the end of

2nd FY 2015

At the end

of 3rd FY

2016

VKJ Infradevelopers

Limited 0.07 0.04 0.06 NA

Peer Group:Arihant

Superstructures

Limited 1.26 0.68 2.36 NA

VSF Projects Limited 1.43 1.54 NARPP Infra Projects

Limited 4.8 5.00 7.64 NAAricent Infra Limited/

Kyra Landscapes

Limited 0.3 0.16 NA

Industry Avg: NA NA NA NAVKJ Infradevelopers

Limited 338.72 1,382.50 916.67 NA

Peer Group:Arihant

Superstructures

Limited 29.17 47.65 15.25 NAVSF Projects Limited 6.13 4.94 NARPP Infra Projects


Kyra Landscapes

Limited 577.17 633.44 NA

Industry Avg: 18.95 22.70 23.70 NAVKJ Infradevelopers

Limited 0.71 0.22 0.38 NA

Peer Group:Arihant

Superstructures

Limited 8.93 4.25 13.13 NA



Kyra Landscapes

Limited 2.99 3.15 NA

Industry Avg: NA NA NA NAVKJ Infradevelopers

Limited 10.40 14.46 14.52 NAPeer Group:Arihant

Superstructures

Limited 13.35 15.97 17.97 NA



Kyra Landscapes

Limited 10 5.04 NA


14 Any other material information N.A.

EPS


calendar day from

listing day

At close of 90th

calendar day

from listing day



P/E

RoNW (%)


sheet






2


Name of the issue:










6

(Rs. in crores)


2014)

2nd FY (March 31,

2015)

3rd FY (March

31, 2016)Income from operations 26.00 ‐ Not Available





7

Particulars BSE SME Platform(i) at the end of 1st FY Frequently Traded(ii) at the end of 2nd FY Frequently Traded(iii) at the end of 3rd FY N.A.

8



Mr. Manish Baid

Mrs. Amrita Baid

Mr. Alok Das Mr.

Laxmi Narayan

Sharma

Resigned

Appointed

Resigned

Appointed

(iii) at the end of 3rd FY(March 31, 2016) NA NA# Changes till date

9


document




Source: Company

10


document



11


NA

NA


YEARS

GCM COMMODITY & DERIVATIVES LIMITED







agreement)



Augmenting long term working capital Rs. 6 Crores ‐ To be utilised during FY 2014; Acquiring

Membership of MCX Rs. 57.68 Lacs;Investment in Shares, Securities & Mutual FundsRs. 48.55 Lacs; Lying with Scheduled Banks in

form of FDR Rs. 552.25 Lacs; Utilized in ordinary course of busines Rs. 101.20

The Company was of the view that with the current NSEL developments the area of operation of

business needs to be widened. Earlier, the Company had raised Rs. 702 Lacs through IPO for

Augmenting long term working capital and Acquiring Membership of MCX. However, keeping in

mind the present situations of NSEL the scope of utilization of funds needs to be diversified. The

Company expanded the Scope of Utilisation of Funds of Rs. 702.00 Lacs raised through IPO vide

EGM dated October 9, 2013

i. Acquiring the Membership of MCX to expand the Business of Commodity Broking.

ii. To acquire the Membership of NCDEX.

iii. Investment and Trading in Gold, Silver and other precious metals

iv. The Company will also engage into buying and selling of various Agri as well as Non ‐ Agri

Commodities


listing agreement)


Investment in Shares, Securities & Mutual Funds Rs. 48.55 Lacs; Lying with Scheduled Banks in

form of FDR Rs. 552.25 Lacs; Utilized in ordinary course of busines Rs. 101.20

Reasons for deviations are as detailed above






1



Closing price High

(during the

FY 2014)

Low

(during

the FY


Stock Exchange):

19367.59 19997.45 20281.91 22386.27 22386.27 17905.91






2015)

Low (during the

FY 2015)

Closing price High

(during the

FY 2016)

Low

(during

the FY

2016)Market Price 12.1 19.45 9.25 N.A. N.A. N.A.


Stock Exchange):

27957.49 29681.77 22277.23 N.A. N.A. N.A.





13


As disclosed in the

offer document (See


of Schedule VIII to

SEBI (ICDR)

Regulations, 2009)

At the end of

1st FY 2014

At the end of

2nd FY 2015

At the end

of 3rd FY

2016

GCM Commodity &

Derivatives Limited 0.97 0.04 0.13 NA

Peer Group:Comfort Commotrade

Limited 0.15 0.47 0.82 NA

Industry Avg: NA NA NA NAGCM Commodity &



Limited 278.67 55.32 12.32 NA

Industry Avg: N.A. N.A. NA NAGCM Commodity &



Limited 1.05 4.35 7.18 NA

Industry Avg: NA NA NA NAGCM Commodity &



Limited 10.54 10.78 11.35 NA



EPS


calendar day from

listing day

At close of 90th

calendar day

from listing day



P/E

RoNW (%)


sheet

Source: Money Control and BSE





2


Name of the issue:










6

(Rs. in crores)


2014)

2nd FY (March 31,

2015)

3rd FY (March


Net Profit for the period ‐0.02 0.12 Not Available




7


8



Mr. Puneet

Bhawakar Mr.

Sachin Kumar

Agarwal

Appointed

Resigned

(iii) at the end of 3rd FY(March 31, 2016) NA NA

9


document




Source: Company

10


document



11


NA

NA


YEARS

ANISHA IMPEX LIMITED







agreement)



Augmenting long term working capital Rs. 610.12 Lacs ‐ To be utilised during FY 2015

Entire amount was utilised as per objects of the Issue

N.A.


listing agreement)



N.A.






use of funds

1



Closing price High

(during the

FY 2014)

Low

(during

the FY


Stock Exchange):

21832.61 22628.84 25521.19 22386.27 22386.27 21740.09

Sectoral Index (S&P BSE Basic

Materials)

1487.89 1692.47 2138.79 1647.43 1647.43 1487.89


2015)

Low (during the

FY 2015)

Closing price High

(during the

FY 2016)

Low

(during

the FY



Stock Exchange):

27957.49 29681.77 22277.23 N.A. N.A. N.A.


Materials)

1954.71 2212.97 1632.28 N.A. N.A. N.A.




As disclosed in the

offer document (See


of Schedule VIII to

SEBI (ICDR)

Regulations, 2009)

At the end of

1st FY 2014

At the end of

2nd FY 2015

At the end

of 3rd FY

2016

Anisha Impex Limited 5.03 ‐0.01 0.07 NA

Peer Group:

Carvatex Limited 20.10 15.94 8.82 NALahoti Overseas

Limited 6.30 4.54 2.58 NAVisagar Polytex

Limited 0.60 0.60 1.02 NA


Anisha Impex Limited 1.99 NA 101.43 NA

Peer Group:



Limited N.A. 1,336.67 83.87 NA

Industry Avg: 15.10 27.00 NA

Anisha Impex Limited 1.66 ‐0.11 0.71 NAPeer Group:



Limited 4.10 4.17 6.64 NA


Anisha Impex Limited 303.12 10.16 10.23 NAPeer Group:



Limited 13.90 14.42 15.32 NA



EPS


calendar day from

listing day

At close of 90th

calendar day

from listing day



P/E

RoNW (%)


sheet






2


Name of the issue:










6

(Rs. in crores)


2015)

2nd FY (March 31,

2016)

3rd FY (March

31, 2017)Income from operations 1.05 Not Available Not Available

Net Profit for the period 2.40 Not Available Not Available

Paid‐up equity share capital 16.94 Not Available Not Available


reserves17.30 Not Available Not Available

7

Particulars BSE SME Platform(i) at the end of 1st FY Frequently Traded(ii) at the end of 2nd FY N.A.(iii) at the end of 3rd FY N.A.

8

Name of Director

Appointed /

Resigned

(i) at the end of 1st FY(March 31, 2015)

(ii) at the end of 2nd FY(March 31, 2016)#

(iii) at the end of 3rd FY(March 31, 2017) NA NA NA# Changes till date

9


document




Source: Company

10


document



11


NA

NA


N.A.


listing agreement)

Augmenting long term working capital Rs. 860 Lacs ‐ To be utilised during FY 2015


YEARS

GCM CAPITAL ADVISORS LIMITED







agreement)


N.A.






use of funds

Mrs. Shilpa Baid Mr.

Laxmi Narayan Sharma Mr.

Alok Kumar Das Mr.

Manish Baid

Appointment

Appointment Resignation

Resignation



Augmenting long term working capital Rs. 860 Lacs ‐ To be utilised during FY 2015

1



Closing price High

(during the

FY 2015)

Low

(during

the FY


Stock Exchange):

24298.02 25246.25 26420.67 27957.49 29681.77 24217.34





2016)

Low (during the

FY 2016)

Closing price High

(during the

FY 2017)

Low

(during

the FY

2017)Market Price N.A. N.A. N.A. N.A. N.A. N.A.


Stock Exchange):






13


As disclosed in the

offer document (See


of Schedule VIII to

SEBI (ICDR)

Regulations, 2009)

At the end of

1st FY 2015

At the end of

2nd FY 2016

At the end

of 3rd FY

2017

GCM Capital Advisors

Limited 0.61 0.01 NA NA

Peer Group:

AK Capital Services 45.70 27.74 NA NA

Ladderup Finance 2.10 1.36 NA NA

Motilal Oswal Finance 2.90 4.32 NA NA

Industry Avg: NA NA NA NAGCM Capital Advisors

Limited 32.79 11,530.00 NA NA

Peer Group:




Industry Avg: 11.20 19.40 NA NAGCM Capital Advisors


Peer Group:AK Capital Services 11.50 5.76 NA NA



Industry Avg: NA NA NA NAGCM Capital Advisors


Peer Group:










EPS


calendar day from

listing day

P/E

RoNW (%)


sheet


At close of 90th

calendar day

from listing day



2


Name of the issue:


2 Issue size (Rs crore) 643








6

(Rs. in crores)


2014)

2nd FY (March 31,

2015)

3rd FY (March






7


8

Name of Director Appointed / (i) at the end of 1st FY(March 31, 2014) Nil Nil(ii) at the end of 2nd FY(March 31, 2015)# Nil Nil(iii) at the end of 3rd FY(March 31, 2015) NA NA# Changes till date

9


document




Source: Company

10


document



11


NA

NA


YEARS

UNISHIRE URBAN INFRA LIMITED







agreement)



Development of the residential building complex at Kolkata Rs. 1259.44 Lacs, Rs. 643 Lacs IPO

Proceeds to be utilised for the same ‐ To be utilised by March 2016The Company has not yet started the project and is finalising a different land for the project

Delay due to land clearence issues


listing agreement)

Development of the residential building complex at Kolkata Rs. 1259.44 Lacs, Rs. 643 Lacs IPO

Proceeds to be utilised for the same ‐ To be utilised by March 2016The Company has not yet started the project and is finalising a different land for the project

Delay due to land clearence issues






use of funds

1



Closing price High

(during the

FY 2014)

Low

(during

the FY


Stock Exchange):

21120.12 22386.37 19495.82 22386.27 22386.27 20946.65

Sectoral Index (S&P BSE REALTY) 1203.5 1468.4 1882.96 1468.4 1468.4 1203.22


2015)

Low (during the

FY 2015)

Closing price High

(during the

FY 2016)

Low

(during

the FY



Stock Exchange):

27957.49 29681.77 22277.23 N.A. N.A. N.A.

Sectoral Index (S&P BSE REALTY) 1664.51 2256.01 1360.9 N.A. N.A. N.A.

13


As disclosed in the

offer document (See


of Schedule VIII to

SEBI (ICDR)

Regulations, 2009)

At the end of

1st FY 2014

At the end of

2nd FY 2015

At the end

of 3rd FY

2016

Unishire Urban Infra

Limited ‐0.002 0.03 0.02 NA

Peer Group:Sunteck Realty

Limited 2 21.81 11.86 NADS Kulkarni

Developers Limited 6.6 5.06 7.17 NA

Lok Housing

Constructions Limited 3.9 0.07 NATCI Developers

Limited 1.9 1.42 6.02 NA

Industry Avg: NA NA NA NAUnishire Urban Infra

Limited ‐‐ 366.67 547.50 NA


Limited 173.2 12.84 20.24 NADS Kulkarni


Lok Housing


Limited 71.4 215.81 49.00 NA

Industry Avg: 98.10 22.70 23.70 NAUnishire Urban Infra

Limited ‐0.02 0.28 0.22 NA


Limited 3.32 27.07 12.87 NADS Kulkarni


Lok Housing


Limited 1.27 0.96 3.94 NA

Industry Avg: NA NA NA NAUnishire Urban Infra

Limited 10.49 10.13 10.16 NAPeer Group:Sunteck Realty

Limited 59 80.55 92.13 NADS Kulkarni


Lok Housing


Limited 145.3 146.73 152.63 NA



EPS


calendar day from

listing day

At close of 90th

calendar day

from listing day



P/E

RoNW (%)


sheet






2


Name of the issue:










6

(Rs. in crores)


2014)

2nd FY (March 31,

2015)

3rd FY (March


Net Profit for the period ‐0.06 5.27 Not Available



reserves‐0.03 0.03 Not Available

7


8

Name of Director

Appointed /

Resigned

(i) at the end of 1st FY(March 31, 2014) NA NA


Mrs. Purnima Maity

Mr. Akash Kumar

Mr. Sharad

Jhunjhunwala

Appointed

Appointed

Resigned


9


document




Source: Company

10


document



11


NA

NA


YEARS

NEWEVER TRADE WINGS LIMITED







agreement)




Entire working capital was used during FY 2014

N.A.


listing agreement)


Entire working capital was used during FY 2014

N.A.






use of funds

1



Closing price High

(during the

FY 2014)

Low

(during

the FY


Stock Exchange):

20415.51 20399.42 21063.62 22386.27 22386.27 20193.35


Materials)

1423.75 1468.24 1505.59 1647.43 1647.43 1402.47


2015)

Low (during the

FY 2015)

Closing price High

(during the

FY 2016)

Low

(during

the FY



Stock Exchange):

27957.49 29681.77 22277.23 N.A. N.A. N.A.


Materials)

1954.71 2212.97 1632.28 N.A. N.A. N.A.

13


As disclosed in the

offer document (See


of Schedule VIII to

SEBI (ICDR)

Regulations, 2009)

At the end of

1st FY 2014

At the end of

2nd FY 2015

At the end

of 3rd FY

2016

Newever Trade Wings

Limited 0.17 ‐0.03 0.02 NA

Peer Group:

Aseem Global 1.30 1.28 ‐9.31 NA

Nirav Commercial 4.60 9.36 6.95 NARain Industries (Rain

Commodities) 1.60 0.45 0.73 NA

Ushdev International 22.60 30.67 60.12 NA

Industry Avg: NA NA NA NANewever Trade Wings

Limited 58.82 NA 360.00 NA

Peer Group:

Aseem Global 10.40 2.31 NA NA


Commodities) 21.80 98.56 54.86 NA


Industry Avg: 15.10 27.00 NANewever Trade Wings

Limited 0.22 ‐0.26 0.21 NA

Peer Group:

Aseem Global 9.70 5.40 ‐64.61 NA




Industry Avg: NA NA NA NANewever Trade Wings

Limited 9.95 9.99 10.1 NA

Peer Group:

Aseem Global 22.50 23.63 14.41 NA






EPS


calendar day from

listing day

At close of 90th

calendar day

from listing day



P/E

RoNW (%)


sheet






2


Name of the issue:










6

(Rs. in crores)


2015)

2nd FY (March 31,

2016)

3rd FY (March






7

Particulars BSE SME Platform(i) at the end of 1st FY Frequently Traded(ii) at the end of 2nd FY N.A.(iii) at the end of 3rd FY N.A.

8


(ii) at the end of 2nd FY(March 31, 2016)#

Mr. Baskaran

Sathya Prakash Mr.

Kesavan Suresh

Kumar

Appointed

Resigned

(iii) at the end of 3rd FY(March 31, 2017) NA NA# Changes till date

9


document




Source: Company

10


document


(iii) Reasons for deviation, if any

Source: Company/ Annual Report

11


NA

NA


YEARS

CAREWELL INDUSTRIES LIMITED







agreement)



(A) Brand Building Rs. 208.28 Lacs ‐ To be utilised during FY 2015; (B) Additional working capital

requirements Rs. 240 Lacs ‐ To be utilised during FY 2015 (C) Public Issue Expenses Rs. 45.60 Lacs

Company has started brand building exercise and partially utilised the working capital during FY

2015

Delay is change in strategies of the Company, wherein Company has appointed new MD to take

forward the business


listing agreement)(FY 2015)

(A) Brand Building Rs. 208.28 Lacs ‐ To be utilised during FY 2015; (B) Additional working capital

requirements Rs. 240 Lacs ‐ To be utilised during FY 2015 (C) Public Issue Expenses Rs. 45.60 Lacs

(A) Brand Building Rs. 49 Lacs ‐ To be utilised during FY 2015; (B) Additional working capital

requirements Rs. 80 Lacs ‐ To be utilised during FY 2015 (C) Public Issue Expenses Rs. 53.23 Lacs.

The balance amount is lying as follows: Rs. 40 Lacs in FD; Rs. 230 Lacs as interest bearing loans

and Rs. 44.57 Lacs in Shares

Delay is change in strategies of the Company, wherein Company has appointed new MD to take

forward the business






use of funds

1



Closing price High

(during the

FY 2015)

Low

(during

the FY


Stock Exchange):

25880.77 26965.91 27910.06 27957.49 29681.77 25880.77

Sectoral Index (There is no separate

sectoral index for our industry)#



2016)

Low (during the

FY 2016)

Closing price High

(during the

FY 2017)

Low

(during

the FY



Stock Exchange):


Sectoral Index (There is no separate

sectoral index for our industry)#


13


As disclosed in the

offer document (See


of Schedule VIII to

SEBI (ICDR)

Regulations, 2009)

At the end of

1st FY 2015

At the end of

2nd FY 2016

At the end

of 3rd FY

2017

Carewell Industries


Peer Group:Ambica Agarbathies &

Aroma Industries


Industry Avg: NA NA NA NACarewell Industries

Limited 1500 273.00 NA NA


Aroma Industries





Aroma Industries





Aroma Industries




EPS


calendar day from

listing day

At close of 90th

calendar day

from listing day



P/E

RoNW (%)


sheet

Source: Money Control and BSE





2


Name of the issue:










6

(Rs. in crores)


2015)

2nd FY (March 31,

2016)

3rd FY (March






7

Particulars BSE SME Platform

(i) at the end of 1st FY Frequently Traded

(ii) at the end of 2nd FY Frequently Traded

(iii) at the end of 3rd FY Frequently Traded

8

Name of Director Appointed / Resigned

(i) at the end of 1st FY(March 31, 2015) Nil Nil

(ii) at the end of 2nd FY(March 31, 2016)# NA NA


9


document




Source: Company

10


document




YEARS

AANCHAL ISPAT LIMITED


Financials of the issuer (as per the annual financial results submitted to stock exchanges under Clause 41 of the

listing agreement)




agreement)



Expansion and modernizing by upgradation and automation of our TMT Bar manufacturing

facilities ‐ Rs. 5.36 Cr to be utilised by May 2015; Additional Working Capital Requirements ‐ Rs.

10.15 Cr to be utilised in FY 2014‐15

11.89 Crore was utilised till September 30, 2015 as per the Objects of the Issue, Rs. 1.23 cr was used

for expansion and mordenisation out of Rs. 5.36 Cr earmarked for the same

The utilisation in expansion and mordenisation has been delayed due to th edemand situation in

the market


listing agreement)

Expansion and modernizing by upgradation and automation of our TMT Bar manufacturing

facilities ‐ Rs. 5.36 Cr to be utilised by May 2015; Additional Working Capital Requirements ‐ Rs. 11.89 Crore was utilised till September 30, 2015 as per the Objects of the Issue, Rs. 1.23 cr was used

for expansion and mordenisation out of Rs. 5.36 Cr earmarked for the same

N.A.

1


11


NA

NA

12 Price‐ related data

Issue price (Rs):

Closing price High (during

the FY 2015)

Low

(during

the FY

2015)Market Price 21.00 17.40 12.50 11.75 21.00 11.10


Stock Exchange):

27831.1 27458.38 28709.87 27957.49 29681.77 26710.13




10785.75 10487.43 9858.9 9465.65 10966.15 9318.25


2015)

Low (during the

FY 2015)

Closing price High (during

the FY 2016)

Low

(during

the FY



Stock Exchange):






#S&P BSE Metal ‐ Based on the

Business of the Company13


As disclosed in the

offer document (See

Clause (2) (VII) (K) of

Schedule VIII to SEBI

(ICDR) Regulations,

2009)

At the end of

1st FY 2015

At the end of

2nd FY 2016

At the end

of 3rd FY

2017

Aanchal Ispat Limited 1.76 0.19 NA NA

Peer Group:

Kamdhenu Ispat 3.00 3.43 NA NA

Mahamaya Steel 1.90 1.56 NA NA

Gallant Metal 2.00 4.17 NA NA



Peer Group:




Industry Avg: 11.00 11.60 NA NA


Peer Group:






Peer Group:










(c) Any other reservations expressed by the monitoring agency about the end use

of funds

EPS


calendar day from

listing day

At close of 90th

calendar day

from listing day



P/E

RoNW (%)


sheet


Price parameters As at the end of 2nd FY 2016 after the listing of the issue As at the end of 3rd FY 2017 after the

Basis for Issue Price and Comparison with Peer Group & Industry Average (Source of accounting ratios of peer group and industry average

may be indicated; source of the accounting ratios may generally be the same, however in case of different sources, reasons for the same may

be indicated)

2

TRACK RECORD OF THE PUBLIC ISSUES MANAGED BY THE … · 1 Type of issue (IPO/ FPO) SME IPO 2 Issue...

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