Track and trace according to UN/CEFACT; PDF; 3.1 MB€¦ · UNECE –United Nations Economic...

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UNECE – United Nations Economic Commission for Europe UN/CEFACT – UN Centre for Trade Facilitation and e-Business Track and Trace according to UN/CEFACT AgGateway Europe Friday 20 October 2017 Frans van Diepen Coordinator Agriculture, Fisheries and Agri-food domain

Transcript of Track and trace according to UN/CEFACT; PDF; 3.1 MB€¦ · UNECE –United Nations Economic...

UNECE– UnitedNationsEconomicCommissionforEuropeUN/CEFACT– UNCentreforTradeFacilitationande-Business

TrackandTraceaccordingtoUN/CEFACT

AgGateway Europe

Friday20October2017

FransvanDiepen

CoordinatorAgriculture,FisheriesandAgri-fooddomain

UNECE– UnitedNationsEconomicCommissionforEuropeUN/CEFACT– UNCentreforTradeFacilitationande-Business

Content

• Introtraceability- compliance• Frameworkfortraceability• Uncefact trackandtracestandard

UNECE– UnitedNationsEconomicCommissionforEuropeUN/CEFACT– UNCentreforTradeFacilitationande-Business

3aspects related to traceability• Transparancy

• Privacy• Competion• Sensitive data• Opendata/shareddata

• Traceability• Trackingboxes (transport,logistics)• Recording events• Retreving information• Productand processpecifications /documentation

• Compliance• Industry /retail demands• Regulations• Certification

UNECE– UnitedNationsEconomicCommissionforEuropeUN/CEFACT– UNCentreforTradeFacilitationande-Business

TraceabilityTransparancy

Compliance

Certfication

UNECE– UnitedNationsEconomicCommissionforEuropeUN/CEFACT– UNCentreforTradeFacilitationande-Business

Agri food• Foodsafety• Animal and planthealth(sanitairy issues)• Legalrequirements

• Businessrequirements• Privatecertification labels

UNECE– UnitedNationsEconomicCommissionforEuropeUN/CEFACT– UNCentreforTradeFacilitationande-Business

Characteristics ofagri food

• Complexsupply chain• Many smallproducers,traders and processors• Bulkproducts.• m:nrelationsbetween products andbetween parties

• Thesuppliers areunknown for the processorortrader

• MostT&Tareprivateimplementations

UNECE– UnitedNationsEconomicCommissionforEuropeUN/CEFACT– UNCentreforTradeFacilitationande-Business

Traceability informationentities• Identification

• Product• Party• Location• Transport• Proces

• Events• what,when,why,where,who

• Registration

• Sharing data(ownership,accessrights)

UNECE– UnitedNationsEconomicCommissionforEuropeUN/CEFACT– UNCentreforTradeFacilitationande-Business

Businessagreements andregulations

GeneralFoodLaw :• Requirements:Each producerreports in24h

about hissupplier enbuyer.

• Littleabout HowTo report

• Businessagreements aremuch moredemandingthen regulations.

UNECE– UnitedNationsEconomicCommissionforEuropeUN/CEFACT– UNCentreforTradeFacilitationande-Business

Results in• Each bigretailerhashisown solutionfortrackand trace /productinformation/productquality• Nostandardimplementations• Nouse ofstandards• Poor interoperability• Closedsystemnodatasharing…

UNECE– UnitedNationsEconomicCommissionforEuropeUN/CEFACT– UNCentreforTradeFacilitationande-Business

Regulation for foodlabeling (EU1169)

• Onlineshopsshould provide all productinformationabout ingredients.

• Enforced abigupdateofproductidentification andproductinformation.

From retailer>supplier >packer /processor

UNECE– UnitedNationsEconomicCommissionforEuropeUN/CEFACT– UNCentreforTradeFacilitationande-Business

Frameworkfor sustainable trade

UNECE– UnitedNationsEconomicCommissionforEuropeUN/CEFACT– UNCentreforTradeFacilitationande-Business

Traceability chain(network)

Only asection ofthe supply chainOrcovering the fullsupply chain?

What isthe starting pointand the endpoint?

UNECE– UnitedNationsEconomicCommissionforEuropeUN/CEFACT– UNCentreforTradeFacilitationande-Business

Traceability models

UNECE– UnitedNationsEconomicCommissionforEuropeUN/CEFACT– UNCentreforTradeFacilitationande-Business

Productsegregation

• Bulkcommodity• Mixing ofcertified material• From differentproducers

• Fresh fruits and vegetables (mixedsalad)

• Identitypreservation• Segregation ofcertified and noncertiefied productthoughoutthe supply chain

• Traceability from grower to retailer

• Fairtrade bananas

UNECE– UnitedNationsEconomicCommissionforEuropeUN/CEFACT– UNCentreforTradeFacilitationande-Business

Massbalance• Policyclaimdisassociated from physically traced assets• Refers to accumulated assets• Indivudual assetscannot be traced• Aggregated quanty can havewell-defined state

• Cotton sugar,cacoa,tea

UNECE– UnitedNationsEconomicCommissionforEuropeUN/CEFACT– UNCentreforTradeFacilitationande-Business

Book and claim• Freeflowofcertified and noncertified assets• Nosegregation ofassets• Companiesobtain certificates

• Greenelctricity,carbonemmision,soy,palmoil

UNECE– UnitedNationsEconomicCommissionforEuropeUN/CEFACT– UNCentreforTradeFacilitationande-Business

Traceability models

AdvancedICT

Including all farmersandSME

Used inhighriskproductand indelicateproduct,such asfresh food

Less advanced ICTrequired

Based onsetofrules

Auditsofstakeholdersrequired

USAGEofthe Sustainability mapand network ?

UNECE– UnitedNationsEconomicCommissionforEuropeUN/CEFACT– UNCentreforTradeFacilitationande-Business

UN/CEFACTstandards forelectronic informationexchange

DevelopedinclosecooperationwithotherUnitedNationsbodies,governments,businessandnon-governmentalorganizations.Use ofthesestandards makesystemsandapplications worldwideinteroperable.Electronicinformationexchangeusing globalstandards ismorereliable.Paperlesstradewillreducethecostandtimerequiredfortradeformalities.

UNECE– UnitedNationsEconomicCommissionforEuropeUN/CEFACT– UNCentreforTradeFacilitationande-Business

Results UN/CEFACTstandardisation projects inagriculture

Ageneric model,structure and dataformats

Definitions

All chainproducts Implementationguides

UNECE– UnitedNationsEconomicCommissionforEuropeUN/CEFACT– UNCentreforTradeFacilitationande-Business

Theagri fooddomain

UNECE– UnitedNationsEconomicCommissionforEuropeUN/CEFACT– UNCentreforTradeFacilitationande-Business

Trackand Trace Liveanimal,Fish,Animal product,Plantand Plantproduct

• EventdrivenEvent: modification oflocation,product,proces

transportorparty• Recording ofevents• Retrieving informationabout events.

• Based on- Who,What,Why,Where,When- generic levelISO/IEC19987(EPCIS)- detailedlevelforanimal,plantandproductdetails

UNECE– UnitedNationsEconomicCommissionforEuropeUN/CEFACT– UNCentreforTradeFacilitationande-Business

Activitydiagramact Lev el 0 activ ity diagram

the tracking and tracing repositorytracking and tracing party

start request

send a search and a request for the details about animal

product, location, processing or transport event

(from Level 0 )

search and request for T&T data

(from Level 0 )

receive search and request

(from Level 0 )

Process the search and request for data

(from Level 0 )

send the response

(from Level 0 )

response T&T data

(from Level 0 )

Receive the T&T response data

(from Level 0 )

Stop end of level0

UNECE– UnitedNationsEconomicCommissionforEuropeUN/CEFACT– UNCentreforTradeFacilitationande-Business

Trackand TraceEventrecording and dataretrieving

What productIDand producttype

When read and recording datetime

Where read and businesslocation

Who partyinvolved

Why process /businessstep/disposition

FMS ERP

atabattoir/atfoodprocesseratfarm

slaughtering deboning cutting packagingbreeding fattening

Wholesale/Retail

labelling

tracking

Services:discovery/search/smartphoneapps

EPCISRepository

tracing

EPCISRepository ERP

EPCISRepository ERP

EPCISRepository

SourceAngelaSchillings-SchmitzGS1GermanyGmbH

Trackand Trace EventKey informationentities

x

TT_PartyTT_Location

TT_Animal/PlantProductTT_Transport

Movement

TT_TransportMeans

TT_Processingstep

Timestamp

BusinessEntityViewDiagram TT_Product class diagram

«MA»TT_ Product Message

«ABIE»TT Exchanged_ Document

«BBIE»+ Description: Text [0..1]+ Identification: Identifier+ Issue: Date Time [0..1]+ Purpose: Code [0..1]+ Status: Code [0..1]+ Type: Code [0..1]

«ABIE»TT_Party

«BBIE»+ Identification: Identifier [1..*]+ Name: Text [0..1]+ Residence_ Country: Identifier [0..1]+ Role: Code [0..*]+ Type: Code [0..*]+ TypeID: Identifier [0..*]

«ABIE»Species Additional_TT_Production

«BBIE»+ Product_Type: Code [0..1]+ Production Step: Code [0..1]

«ABIE»Party_ Contact

«BBIE»+ Department Name: Text [0..1]+ Identification: Identifier+ Person Name: Text [0..1]

«ABIE»Unstructured Telecommunication__

Communication

«BBIE»+ Complete Number: Text [0..1]

«ABIE»Structured_ Address

«BBIE»+ Building Name.: Text [0..1]+ Building Number: Text [0..1]+ City Name: Text [0..1]+ Country: Identifier [0..1]+ Identification: Identifier [0..1]+ Post Office Box: Text [0..1]+ Postcode: Code [0..1]+ Street Name. : Text [0..1]

«ABIE»Technical_ Characteristic

«BBIE»+ Capacity Value: Measure [0..1]+ Certification: Code [0..1]+ Construction: DateTime [0..1]+ Description: Code [0..n]+ Identification: Identifier [0..1]+ Latest_ Renovation: DateTime [0..1]+ License: Text [0..1]+ Measurement Methode: Code [0..1]+ SubordinateType: Code [0..1]+ Type: Code [0..*]

«ABIE»TT Product Process_Ev ent

«BBIE»+ Business Step: Code [0..1]+ Location: Identifier [0..1]+ Ocurrence: DateTime+ Output object instance: Identifier [0..*]+ Type: Code

«ABIE»TT_Product

«BBIE»+ Product_Type: Code (1)

«ABIE»LocationResponsible_ Organization

«BBIE»+ Business_ Type: Code [0..1]+ Identification: Identifier [0..*]+ Legal Classification: Code [0..1]+ Members And Managers: Quantity [0..1]+ Name: Text [0..1]

«ABIE»TT_Product_TradeDeliv ery

«BBIE»+ Identification: Identifier [0..1]

«ABIE»TT_Transport_Mov ement

«ABIE»TT_ Location

«BBIE»+ Description: Text [0..*]+ Identification: Identifier [0..1]+ Name: Text [0..*]+ Type: Code [0..1]

«ABIE»TT_Consignment

«ABIE»TT_Transport Means

«BBIE»+ Identification: Identifier+ Name: Text+ Type: Code

«ABIE»Delimited_Period

«BBIE»+ Complete: DateTime [0..1]+ Description: Text [0..*]+ Duration: Measure [0..1]+ End: DateTime [0..1]+ Function: Code [0..*]+ Inclusive: Indicator [0..1]+ Purpose: Code [0..1]+ Start: DateTime [0..1]

«ABIE»Geographical_ Area

«BBIE»+ Identifcation: Identifier+ Name: Text

«ABIE»Transport_ Person

«BBIE»+ Birth: DateTime [0..1]+ Identification: Identifier [0..1]+ Language: Identifier [0..*]+ Name: Text [0..1]+ Role: Text [0..*]

«ABIE»TT Product_Batch

«BBIE»+ BreakUp: DateTime [0..1]+ Creation: DateTime [0..1]+ FLUX_ Identification: Identifier [0..*]+ Identification: Identifier [0..1]+ Maximum_Size: Measure [0..1]+ Minimum_Size: Measure [0..1]+ Sale: DateTime [0..1]+ Sale Note: Identifer [0..1]+ Unit: Quantity [0..1]+ Weight: Measure [0..1]

«ABIE»Species AdditionaL_TT_ Product

«BBIE»+ Description: Code [0..1]+ Production Mode: Code [0..1]- Type: Code (1)

«ABIE»TT_ Batch History Record

«BBIE»+ Initial_ Batch: Identifier [0..1]+ Issuer Assigned_ Identification: Identifier [0..1]+ Origin_ Batch Country: Identifier [0..1]+ Status: Code [0..1]

«ABIE»TT Product_ Identity

«BBIE»+ Identification: Identifier (1)+ Identifier Length: Numeric [0..1]+ IDLength: Numeric [0..1]+ Legal Basis: Text [0..1]+ Version: Identifier [0..1]

«ABIE»TT Product_Label

«BBIE»+ Attachment: Date Time [0..1]+ Type: Text [0..1]

«ABIE»Product_Certificate

«BBIE»+ Actual Effective: Date Time [0..1]+ Aplicable_Object: Code [0..*]+ Description: Text [0..*]+ Expiry: Date Time [0..1]+ Identification: Identifier [0..1]+ Issue: Date Time [0..1]+ Issue Reason: Code [0..1]+ Issuing_Party: Identifier [0..1]+ Purpose: Code [1..*]+ Requested Effective: Date Time [0..1]+ Type: Code [0..1]

«ABIE»Species_TT_Product

«BBIE»+ Regulation_SpeciesName: Code [0..*]+ Scientific_ SpeciesName: Code [0..*]+ Species_ Type: Code [0..*]+ Trade_ SpeciesName: Code [0..*]

«ABIE»Specified_ Geographical Coordinate

«BBIE»+ Altitude: measure [0..1]+ Latitude: measure [0..1]+ LatitudeDirection: Indicator [0..1]+ Longitude: measure [0..1]+ LongitudeDirection: Indicator [0..1]+ System: identifier [0..1]

«ABIE»TT_Ev ent

«ABIE»E mail_Communication

0..*

Specified

0..1

FA_ Specified

0..*Occurence

0..1

0..*

0..*Specified

0..*

related

0..1

10..* 1

0..*specified

0..*

Specified

«ASBIE»0..1

0..*

Specified

0..1

Specified

0..*Related

0..*intermediate

0..*

Specified

0..*

Related

0..*

Dispatch

0..*Related

0..*Related

0..1

0..1

Responsible

0..*Specified

1..*

Specified

0..*

included

0..*

0..*Related

0..1

Specified«ASBIE»

0..1

Specified

0..*

AggregatedSpecified

0..*

0..*

Reciever_Specified

0..*

Delivery

1Sender_Specified

0..*

Specified

0..1Responsible

0..1

1..*Related

0..*

Specified

0..1

Carrier

0..1

TT Responsible

0..1

1

0..1

1

0..1

Specified

1

0..1

0..1

Specified

1..*Defined

0..*

Occurence

1departure

0..*

Specified

0..*

0..*

postal

0..*

0..1

Specified

0..1

Actual

0..*

Specified

0..1

Specified

0..1

0..*Disassembled_Related

1

applicable

1

0..1

Used

1arrival

1

PartyResponsible

0..1

Specified

UNECE– UnitedNationsEconomicCommissionforEuropeUN/CEFACT– UNCentreforTradeFacilitationande-Business

• Sensitive data• Businesspartners not known• Differentbusinessconditions• Productbatchesareputtogether,splituporused asinputs• Presentinformationexchangefrom nodeto node

Issuesintraceability projects

UNECE– UnitedNationsEconomicCommissionforEuropeUN/CEFACT– UNCentreforTradeFacilitationande-Business

UN/CEFACTT&Tstandardimplementation

Stakeholdersagree on:

• Who registerswhat information

• Who can acceswhat information

• Who is/arerepository parties

• Howthenetwork ofrepositories will function

• Softwareisdeveloped accordingly

UNECE– UnitedNationsEconomicCommissionforEuropeUN/CEFACT– UNCentreforTradeFacilitationande-Business

Presentstatus

Standardpublished• TrackingandTracing ofanimals andfish (2016).

• TrackingandTracing ofanimal andplantproducts (2017).

UNECE– UnitedNationsEconomicCommissionforEuropeUN/CEFACT– UNCentreforTradeFacilitationande-Business

Implementation guides• Handbookonelectronicbusinessstandardsforagriculturaltradefacilitation(HeinerLehr,UNECE2016)

• Guideforbestpracticeinthesetupoftraceabilityprojectsincrossbordertrade(AndrewBaxter,UNNExT 2016)

• ElectronicProductCodeInformationServices(EPCIS)implementationguidelineGS1,2015

• http://www.unece.org/cefact/brs/brs_index.html• http://www.unece.org/cefact/xml_schemas/index

UNECE– UnitedNationsEconomicCommissionforEuropeUN/CEFACT– UNCentreforTradeFacilitationande-Business

To be done

} Implementation guidelines

} T&Ttextile supply chains?} EQuality certificate?

}CompatibilityEPCIS– UNCEFACT

UNECE– UnitedNationsEconomicCommissionforEuropeUN/CEFACT– UNCentreforTradeFacilitationande-Business

Contact

FransvanDiepen(Domaincoordinator)[email protected]

NikiDieckmann(ProjectT&T)[email protected]