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Tracheal Extubation of Patients Cared for in the Anesthesia Setting - Experiences Described by Registered Nurse Anesthetists and Anesthesiologists Linda Rönnberg Main supervisors: Ove Hellzén Co-supervisors: Ulrica Nilsson, Christina Melin-Johansson Faculty of Human Sciences Thesis for Licentiate degree in Nursing Sciences Mid Sweden University Östersund, 2020-05-28

Transcript of Tracheal Extubation of Patients Cared for in the ...

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Tracheal Extubation of Patients Cared

for in the Anesthesia Setting

- Experiences Described by Registered Nurse Anesthetists and

Anesthesiologists

Linda Rönnberg

Main supervisors: Ove Hellzén

Co-supervisors: Ulrica Nilsson, Christina Melin-Johansson

Faculty of Human Sciences

Thesis for Licentiate degree in Nursing Sciences

Mid Sweden University

Östersund, 2020-05-28

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Akademisk avhandling som med tillstånd av Mittuniversitetet i Östersund framläggs

till offentlig granskning för avläggande av filosofie licentiatexamen torsdag, 28 maj,

kl. 10:00, via Zoom, Mittuniversitetet Östersund. Seminariet kommer att hållas på

svenska.

Tracheal Extubation of Patients Cared for in the Anesthesia Setting

- Experiences Described by Registered Nurse Anesthetists and

Anesthesiologists

© Linda Rönnberg, 2020

Printed by Mid Sweden University, Sundsvall

ISSN: 1652-8948

ISBN: 978-91-88947-51-2

Faculty of Human Sciences

Mid Sweden University, Östersund

Phone: +46 (0)10 142 80 00

Mid Sweden University Licentiate Thesis 170

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Dedication

For Linnéa, Lovisa & Leonora

You are the miracles of my life

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“When it rains look for rainbows, when it’s dark look for stars”

Oscar Wilde

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Table of contents

Abstract ................................................................................................................ i

Summary in Swedish ........................................................................................ iii

List of papers ...................................................................................................... v

Preface ............................................................................................................... vii

Introduction ......................................................................................................... 1

Background ......................................................................................................... 3

Professionals performing extubations in the anesthesia setting ........................... 3

Nurse Anesthetists ........................................................................................ 4

Anesthesiologists .......................................................................................... 4

Extubation of a patient in the anesthesia setting .................................................. 5

Clinical decision-making ....................................................................................... 7

The encounter with a patient undergoing general anesthesia .............................. 8

Rationale ............................................................................................................. 9

Aim ..................................................................................................................... 11

Methods ............................................................................................................. 13

Design ................................................................................................................ 15

Setting and context ............................................................................................. 15

Procedures ......................................................................................................... 15

Participants ......................................................................................................... 16

Study I ......................................................................................................... 16

Study II ........................................................................................................ 16

Data collection .................................................................................................... 17

Study I ......................................................................................................... 17

Study II ........................................................................................................ 18

Data analysis ...................................................................................................... 18

Study I ......................................................................................................... 18

Study II ........................................................................................................ 19

Merging of Studies I and II .......................................................................... 19

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Ethical considerations ......................................................................................... 20

Results ............................................................................................................... 23

Assembling unique decisions ............................................................................. 24

Acting upon sensibilities ..................................................................................... 25

Being guided by intuition .................................................................................... 25

Safeguarding the patient .................................................................................... 26

Being in a vulnerable position ............................................................................. 27

Using their own receptivity .................................................................................. 28

Discussion ........................................................................................................ 29

Methodological considerations ........................................................................... 33

Conclusion ........................................................................................................ 37

Clinical implications ............................................................................................ 37

Future research .................................................................................................. 38

References ........................................................................................................ 39

Acknowledgements .......................................................................................... 45

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Abstract

Background In Sweden, extubation is an interdisciplinary process involving

teamwork between Registered Nurse Anesthetists (RNA) and Anesthesiologists,

and comprehensive demands are placed on the professionals providing

anesthesia. The extubation of the endotracheal tube after General Anesthesia (GA)

is a critical moment for the patient. In that moment, the patient is in a vulnerable

state and at risk of suffering severe complications, such as hypoxia,

laryngospasm, aspiration, and hypertension. Anesthesia deals with

identifying options, making risk assessments and reconsiderations. Clinical

decision-making in anesthesia includes making decisions quickly and

sometimes re-evaluating these just as quickly. In the often brief meeting prior

to anesthesia, a relationship with the patient emerges and an unspoken

demand arises: to care for the life that is placed in the hands of the anesthetists.

Aim The overall aim was to gain an understanding of the Registered Nurse

Anesthetists’ and Anesthesiologists’ experiences of their decision-making

practices in the process of extubation of the endotracheal tube in the

anesthesia setting with patients undergoing general anesthesia.

Method This licentiate thesis consists of two studies (I, II), both conducted

with a qualitative design using focus-group interviews (I) and Individual

interviews (II) to collect data. A total of 20 RNAs from two hospitals and 17

Anesthesiologists from three hospitals were included, using a consecutive

sampling strategy. Both studies were analyzed with qualitative content

analysis and adopted an inductive approach to seek a deeper understanding

of the phenomena, using manifest content analysis. In order to explore how

the RNAs and Anesthesiologists experience the process of extubation and to

identify nuances between them, the two studies were merged together in this

licentiate thesis.

Results When merging these studies (I, II) together by combining

subcategories from both, six themes emerged. The theme, Assembling unique

decisions, deals with the how the RNAs (I) and Anesthesiologists (II) assess,

prepare, prevent and reconsider when planning for the extubation. Acting

upon sensibilities consists of them recognizing patterns, leaning on their

experience, and being receptive to different inputs from the patient and other

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professionals. The third theme, Being guided by intuition, included how the

RNAs and Anesthesiologists relied on their feelings and were guided by

emotions when deciding when to extubate. Safeguarding the patient deals with

them protecting and acting as an advocate for the patient and how they focus

on and are humble in the process of extubation. In the fifth theme, Being in a

vulnerable position, the RNAs (I) felt they were on their own when making the

decision on when to extubate, while the Anesthesiologists (II) felt as if they

were one of the team. Using their own receptivity included how they established

a connection with the patient and sensed the atmosphere.

Discussion In their first encounter with the patient, or when obtaining

knowledge about the patient, the RNAs and Anesthesiologists had already

started to tailor a mental plan of the extubation unique to each patient. The

plan consisted of small pieces of information being gathered and assembled

together during the anesthesia, and this information is then combined with

their experience of similar situations and with their intuition with the aim of

safeguarding the patient. RNAs and Anesthesiologists act upon sensibilities

when deciding on when to extubate. These strategies align with the concept

of phronesis, a form of knowledge understood as practical wisdom that

facilitates good clinical judgement in being rational, which is based on pre-

understanding, experience, and interpersonal relationships and which is

difficult to teach to someone else.

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Summary in Swedish

Bakgrund

I Sverige är extubation av patienter som genomgått generell anestesi (GA) i

den anestesiologiska kontexten en interdisciplinär process mellan

anestesisjuksköterskor och anestesiologer, som utför extubationen

självständigt eller i samarbete med varandra. Inför extubation görs

bedömningar om patienten återfått tillräcklig funktion respiratoriskt,

cirkulatoriskt och neuromuskulärt för att klara av att spontanandas och

skydda sin luftväg på ett säkert sätt efter extubering.

Anestesi handlar om att identifiera valmöjligheter, göra riskbedömningar och

att kontinuerligt ompröva sina beslut. Kliniskt beslutsfattande inom anestesi

innebär att snabbt behöva fatta ett beslut som ibland behöver revideras lika

fort. Att utföra extubation ställer höga krav på de professioner som utför den

i en högteknologisk och tidspressad miljö. Det finns risk för att patienten

drabbas av allvarliga komplikationer som hypoxi, laryngospasm, aspiration

eller hypertension i samband med extubationen.

I det ofta korta mötet med patienten inför anestesi finns ett outtalat krav att ta

hand om det liv som läggs i händerna på anestesisjuksköterskorna och

anestesiologerna.

I dagsläget saknas forskning kring vad anestesisjuksköterskor och

anestesiologer baserar sitt beslut att extubera på.

Syfte

Att få en förståelse för hur anestesisjuksköterskor och anestesiologerna erfar

beslutsfattande i extubationsprocessen i den anestesiologiska kontexten hos

patienter som genomgått GA.

Metod

Denna licentiatavhandling består av två studier (I, II), båda genomförda med

en kvalitativ design med induktiv ansats. För att samla in data genomfördes

fokusgruppintervjuer (I) och individuella intervjuer (II). Totalt 20

Anestesisjuksköterskor (I) från två sjukhus och 17 Anestesiologer (II) från tre

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sjukhus inkluderades med hjälp av ändamålsenligt urval. Båda studierna

analyserades med kvalitativ manifest innehållsanalys beskriven av

Graneheim och Lundman (2004). För att identifiera mönster och nyanser

mellan anestesisjuksköterskornas (I) och anestesiologernas (II) erfarenheter

av extubationsprocessen sammanfördes de två studierna. Detta genom att

subkategorier från de båda studierna med liknande innehåll bildade teman

som resulterade i licentiatavhandlingens resultat.

Resultat

Att fatta beslut i extubationsprocessen utifrån anestesisjuksköterskor och

anestesiologer erfarenheter, beskrivs i sex teman. Temat Utforma unika beslut

beskriver hur de båda professionerna bedömer, förbereder, förhindrar risker

och utvärderar sina beslut i extubationsprocessen. Agera utifrån känslointryck,

hur de känner igen mönster, lutar sig mot sin erfarenhet och är mottaglig för

den information som patienten och andra professioner ger. Temat Vara guidad

av intuition, beskriver hur de förlitar sig på sin magkänsla när de beslutar sig

för att extubera. Skyddande av patienten beskriver deras agerande som

företrädare samt hur de är fokuserade och ödmjuka i extubationsprocessen. I

temat, Vara i en sårbar position, beskriver anestesisjuksköterskorna att de kände

sig ensamma i extubationsprocessen medan anestesiologerna att de behövde

lita på anestesisjuksköterskorna när de själva inte var på plats i

operationssalen vilket bidrog till en känsla av att vara sårbar. Temat Använda

sin egen receptivitet beskriver hur anestesisjuksköterskorna etablerade en

relation till patienten och hur anestesiologerna kände in atmosfären i

operationssalen i extubationsprocessen.

Konklusion

Denna licentiatavhandling tillför kunskap och förståelse för

anestesisjuksköterskor och anestesiologers erfarenheter av att fatta beslut i

extubationsprocessen när de tar hand om en patient i ett sårbart tillstånd.

Samt hur de trots att de utför extubationen i en teknisk miljö med många

potentiella störningsmoment kan se patienten bortom monitorer och skapa en

relation med patienten.

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List of papers

This licentiate thesis is based on the following studies, referred to in the text

by their Roman numerals:

I. Rönnberg, L., Nilsson, U., Hellzén, O., & Melin-Johansson, C.

(2019). The Art Is to Extubate, Not to Intubate-Swedish

Registered Nurse Anesthetists' Experiences of the Process of

Extubation After General Anesthesia. Journal of PeriAnesthesia

Nursing, 34(4), 789-800. doi: 10.1016/j.jopan.2018.11.007

II. Rönnberg, L., Nilsson, U., Hellzén, O., & Melin-Johansson, C.

Beyond the monitors: Anaesthesiologists’ experiences of the

process of extubation (submitted manuscript)

Reprints were made with the permission of the respective publishers.

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Preface

Ever since I started working in a ward caring for patients with pulmonary

diseases during my studies, to becoming a registered nurse (RN), and after

becoming an RN working in the acute care setting, my interest in airway

trouble has grown. This resulted in me becoming a critical care nurse and a

RNA. My own experience of being an RNA performing extubations is that it

can be one of the most challenging tasks during the entire anesthesia, not

because of the technique, but due to all the aspects concerned and which may

affect the outcome of the extubation. It can be difficult to know when to

perform the extubation so that it assures patient safety in the best possible

way. This licentiate thesis focuses on the decision-making practices in the

process of extubation as experienced by RNAs and Anesthesiologist. The

intention was to gather experiences of the process of extubation in the two

studies, separating the two groups of professionals in each study, and then

merging these two studies together to be able reach an understanding of their

decision-making practices in the process of extubation.

My view of humanity is humanistic, meaning that I, as an RNA, a PhD-

student, and as a person, believe in acknowledging everyone’s equal value

and that every patient or participant I meet is a unique person with personal

stories and needs. For this licentiate thesis, which focuses on the phenomenon

of decision-making practices in the process of extubation when caring for a

patient under GA, I’ve sought in-depth knowledge with a holistic and

contextually sensitive understanding (Patton, 2015). The naturalistic inquiry

situates me, as a researcher, entering the real world setting to observe and

handle the knowledge that emerges via my interpretation of the patterns that

emerge from the data.

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Introduction

A patient’s emergence from anesthesia and the extubation of the endotracheal

tube has been shown to be related to more complications than the induction

of anesthesia and intubation (Koga, Asai, Vaughan, Latto, & Asai, 1998).

Physiological changes in the patient, due to surgery and anesthetic drugs

along with time pressure, contribute to a complex situation at the time of

extubation, one that differs from that when intubating (Popat et al., 2012).

Comprehensive demands are placed on the professionals who provide and

support anesthesia during the process of extubation (Fletcher, McGeorge, Flin,

Glavin, & Maran, 2002). Therefore, it would be valuable to gain a deeper

understanding of the decision-making practices during extubation when

caring for a patient under anesthesia by performing qualitative studies and

thereby gathering experiences from the professionals who perform

extubations in daily clinical practice. Currently there is a lack of studies

dealing with extubation in the anesthesia setting. This licentiate thesis

concerns an exploration of the decision-making process and provides a

description of the process of the extubation of the endotracheal tube, as

experienced by Swedish Registered Nurse Anesthetist’ (RNA) and

Anesthesiologists.

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Background

The insertion of the endotracheal tube is called intubation and its removal is

called extubation. In this licentiate thesis, the extubation of the endotracheal tube

is referred to as the extubation.

The extubation of a patient undergoing GA is frequently performed in

anesthesia practice. In Sweden, the responsibility for performing the

extubation itself might be designated to either an RNA or an Anesthesiologist.

Despite the fact that extubation is related to more complications than the

induction of anesthesia and intubation, importance is often placed on the

intubation process in research and education as well as in clinical practice.

Professionals performing extubations in the anesthesia

setting

Undertaking an anesthetic procedure comprises interdisciplinary teamwork

between RNAs and Anesthesiologists (Aagard et al., 2017). During the

perioperative period, the RNAs and Anesthesiologists have a shared

responsibility for providing safe anesthetic care for patients under anesthesia.

An RNA in Sweden is allowed to independently induce, carry out, and

complete GA for patients with physical statuses I and II (American Society of

Anesthesiologist, ASA), according to specified protocols and agreements, but

under the indirect supervision of an anesthesiologist. For patients with

physical status III or higher, the RNAs plan and, in collaboration with the

Anesthesiologist, administer GA in elective surgery. This is also the case for

all patients (ASA I-V) undergoing acute surgery (SSF, 2019; Lyk-Jensen,

Jepsen, Spanager, Dieckmann, & Ostergaard, 2014; Nilsson & Jaensson, 2016).

How these professionals are assembled to compose the anesthesia team

differs between countries. Two different work-models of anesthesia providers

have been identified in Europe. In the first model, RNAs have specialist

training and are allowed to intubate, extubate and maintain anesthesia with

the direct or indirect supervision of an anesthesiologist. The second model

includes anesthetics nurses or circulation nurses who assist anesthesiologists

but are neither trained nor allowed to monitor patients and maintain

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anesthesia alone. Countries such as Bulgaria, the Czech Republic, Denmark,

Estonia, France, Hungary, Iceland, Lithuania, Luxembourg, The Netherlands,

Norway, Poland, the Slovak Republic, Switzerland, and Sweden adhere to the

first model (Meeusen et al., 2010; Nilsson & Jaensson, 2016).

Nurse Anesthetists

Integrating patient care in the highly technological environment of the OR is

complex and leads to the divided attention of the RNAs, where they must

focus on both the technical procedures and on interacting with the patient

(Aagaard, Laursen, Rasmussen, & Sorensen, 2017). In Sweden, the nurse

specialists working in anesthesia care are RNAs who have completed a

specialized postgraduate one-year training program after completing the

necessary three years of study to become Registered Nurses. Anesthetic

nursing is characterized by watching over the patient, keeping in touch with

them and being one step ahead (SSF, 2019; Nilsson & Jaensson, 2016).

Watching over includes making observations, monitoring and documenting

vital signs and depth of anesthesia, as well as judging blood and fluid

requirements. Keeping in touch means seeing and learning to become familiar

with the person behind the patient; this begins preoperatively by engaging

with the patient and continues intraoperatively by making physical contact

with the unconscious patient (Nilsson & Jaensson, 2016; Schreiber &

Macdonald, 2010). By keeping in touch, the patient becomes involved in their

own care, a process that aligns with the concept of person-centered care

(Ekman et al., 2011). When caring for a patient under anesthesia, the RNAs

safeguard the patient’s autonomy by deciding what is right for them

according to the patient’s wishes, prior to the induction of anesthesia. Further,

the RNAs take action to ensure that the patient is protected from harm,

maintain blood and fluid balance, and protect the patient from inexperienced

professionals making decisions that may contravene patient safety protocols

(Sundqvist & Carlsson, 2013).

Anesthesiologists

An Anesthesiologist is trained in anesthesia and perioperative medicine

(Sieber, 2017). In Scandinavia, anesthesiologists are involved in a variety of

medical settings, including anesthesia, intensive care units (ICU), emergency

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medicine and pain control medicine (Sieber, 2017). This means that they

perform extubations in multiple settings, including the anesthesia setting.

Anesthesiologists in Sweden are physicians who have completed a minimum

of five years of specialist training in anesthesia after completing five-and-a-

half years of medical studies and between one and one-and-a-half years of

internship (SFAI, 2017 & Sieber, 2017). During their specialist training, they

work in the anesthesia setting performing extubations. Often,

Anesthesiologists in Sweden are responsible for several patients who are

under anesthesia at the same time, due to the fact that they are often only

present in the operating room (OR) at the induction and at the end of

anesthesia or if there are any complications (Larsson, 2004). They meet the

patient before anesthesia to establish trust and to ensure they practice person-

centered care. They maintain control over the situation in the OR, even if they

are not there, by keeping themselves informed (Larsson & Holmström, 2013).

Extubation of a patient in the anesthesia setting

At extubation, the patient moves from a controlled phase, comprising an

established airway with controlled ventilation, to an uncontrolled situation

unlike that at intubation (Popat et al., 2012). The anesthesia providers who

manage the extubation should have knowledge and training in how to

manage any complications that might accompany the process of extubation

(Hagberg & Artime, 2015; Mellin-Ohlsen et al., 2007). A patient’s emergence

from anesthesia and the extubation are related to a risk of complications of

different severity, such as local trauma, breath-holding, coughing,

desaturation, laryngospasm, bronchospasm, aspiration, hypoxia,

hypertension or tachycardia. Broadly speaking, the complications related to

extubation may be divided into either respiratory or cardiovascular (Artime

& Hagberg, 2014; Hartley & Vaughan, 1993). The ASA has shown that

incidences of airway complications have decreased at the time of intubation

over the last twenty years, whereas the numbers of complications at

extubation have not (Artime & Hagberg, 2014). An evaluation of the patient’s

condition, risk factors due to the surgical procedure, and anesthesia method

are of importance when making a decision about when to extubate (Heiner &

Gabot, 2014).

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General anesthesia is a medically induced coma, a condition that is necessary

if the surgical procedure is difficult for the patient to tolerate or too painful

for a conscious patient to cope with. During GA, the installation of an

endotracheal tube is required to ensure a secure airway and adequate

breathing function. This is also required when the patient is at high risk of

suffering from aspiration of the stomach content, secretions, or blood, and if

they are critically ill or in need of neuromuscular relaxation (Hagberg &

Artime, 2015). Usually, the plan is to extubate the patient in the OR after

general anesthesia (Nagelhout, 2010). The extubation is a critical moment and

takes place when the patient is in a transition from the controlled anesthetic

situation to a less controlled situation, passing through the excitation stage

(Popat et al., 2012). The stage of excitation is a time when the patient is

particularly vulnerable (Miller, Harkin & Bailey, 1995) and therefore exposed

to more risks than during the intubation (Popat et al., 2012). The patient’s

emergence from anesthesia is associated with tracheal irritation, which may

evoke respiratory reflexes that may affect the outcome of extubation in a

negative way (Koga et al., 1998). To avoid coughing and bucking, one strategy

is to perform extubation under deep anesthesia, i.e., to extubate before

recovery of consciousness. The disadvantage of deep extubation is the risk of

causing upper airway obstruction and the risk of aspiration due to inadequate

airway protection. Another strategy is to perform the extubation when the

patient is awake and has regained muscle tone in the pharyngeal musculature

and airway reflexes (Artime & Hagberg, 2014). These strategies, and the

different anesthetic agents used for each, are factors that are important to

consider during the point at which extubation should be performed, as each

has a differing effect, for example, propofol-based total intravenous

anesthesia (TIVA) has been shown to reduce time between the end of the

surgical procedure and extubation in relation to inhaled desflurane anesthesia

(Lai, et al., 2017).

There are guidelines for how to manage a difficult airway (Brambrink &

Hagberg, 2013) and how to manage a tracheal extubation (Popat et al., 2012).

But, to my knowledge, although extubation-related incidents may be included

in other registers, there is no single comprehensive national register to record

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only complications related to extubation. There also appear to be limitations

in the documentation of outcomes in the anesthesia setting in any register.

Clinical decision-making

Clinical decision-making is a process that is central to the practices of

healthcare professionals who face important clinical judgements on a daily

basis (Ramezani-Badr, Nasrabadi, Yekta, & Taleghani, 2009; Tanner, 2006). It

is a complex process and includes having relevant knowledge from reliable

sources and knowledge of the current health status of the patient (O´Neill,

Dluhy, & Chin, 2005). Clinical decision-making has been defined as choosing

between alternatives (Thompson & Dowding, 2002), and includes analytical

and intuitive processes, which makes it complex (Lauri et al., 2001). It also

includes identifying deviations from what is normal to identify illness

(Cranley, Doran, Tourangeau, Kushniruk, & Nagle, 2009). It also involves

receiving information from a variety of sources to be able to make a clinical

judgement. Decision-making is influenced most by all of the experiences of

the decision-maker, but also by intuition, education, and surroundings

(Benner, 2000). Benner’s intuitive and humanistic decision-making model

describes how skills in clinical nursing knowledge depend on the clinical

experience of nurses, and includes progressing through steps; from being a

novice to becoming an expert. Experience is described by Benner (2000) as a

process of repeated exposure to situations, leading to the refining of earlier

ideas. This experience provides nurses with a knowledge base on which to

reflect and develop into their own practice. Both theoretical and practical

knowledge form the basis of a decision (Benner, 2000). To gain knowledge,

especially tacit knowledge, and achieve skills, the inexperienced learn from

those with experience by listening to them talking about what they are doing,

but it is not always easy to articulate a skill (Pope, Smith, Goodwin, & Mort,

2003). Tacit knowledge is defined as having the ability to recognize and act on

the basis of implicit practical experience in a particular context; further, it is

characterized as being highly personal, abstract, and difficult to express

(Polanyi, 1966). Intuition is related to experience and deals with what to do in

an unclear situation. It combines personal knowledge with ethical and

empirical to act on awareness (Rew, 2000). Phronesis has also been described

as a comprehensive concept in nursing practice to describe other ways of

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knowing, that is to say, practices that are ethical, intuitive and learned from

experience (Flaming, 2004).

Decision-making is part of Anesthetist Non-Technical Skills (ANTS), and

includes how the anesthesia provider identifies options, chooses between

these options and makes risk assessments, as well as how they re-evaluate

their decisions (Flin & Patey, 2011). In anesthesia, a decision may need to be

taken quickly, and this decision must sometimes be re-evaluated just as

quickly, therefore, anesthesia providers often describe that they have a sixth

sense (Smith & Arfanis, 2013).

The encounter with a patient undergoing general anesthesia

When caring for a patient in the anesthesia setting, the patient and the RNA

can be seen as a unit where the patient transfers responsibility for themselves

to another person (Rudolfsson, Von Post, & Eriksson, 2007). Normally, people

meet with trust in each other and trust each other’s words; but, by showing

trust, we also leave ourselves exposed to the other. Any person, in meeting

another person, can be seen to have an ethical obligation, because

encountering another person means holding some part of the other person’s

life in their hands (Løgstrup, 1997). For the anesthesia providers who meet the

patient, this meeting includes an unspoken demand to take care of this life

that is placed in our hands when caring for another person. It might be

suggested that there is no relationship with the patient during GA; the patient

is unconscious and not able to communicate verbally. In addition, the only

opportunity to communicate is in the preoperative period, often within a

limited time-frame and with a patient who is experiencing stress or who has

already been given some sedative drugs. According to Buber (1993), a

dialogue between two people is always present as a possibility, whether you

use it or not depends on the responsibility you take in providing the other

with an answer. Genuine actions are not always planned, but can

spontaneously arise from the will to be there for another person. In the

preoperative period, the anesthesia providers meet these obligations; as they

encounter the patient, they listen to what they have to say, thus establishing

trust through both verbal and non-verbal communication, by looking them in

the eye and physically holding their hand in reassuring them (Sundqvist et al.,

2013).

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Rationale

When caring for a patient during anesthesia, RNAs and Anesthesiologists in

Sweden, who have completed specialist education and training in anesthesia

practice, must contend with being responsible for another person’s life. So far,

little is known about what they base their decision on when they deem it to

be an appropriate time to extubate. But this is not only about the technique

and what is visible. The decision on when to extubate seems to deal with some

other aspects as well. To extubate a patient in the highly technological

environment of the anesthesia setting includes making assessments about

whether the patient has regained sufficient respiratory, circulatory, and

neuromuscular function so they are capable of breathing by themselves and

to protect their airway in a secure way. Often there are a lack of focus on the

extubation. This lack of focus on extubation might affect patient safety when

it comes to handling extubations in the anesthesia setting. In Sweden, both

RNAs and Anesthesiologists perform extubations, a common task in daily

practice. In the current research there is a lack of knowledge relating to how

RNAs and Anesthesiologists experience the process of extubation and, more

specifically, of how they make the decision about when to extubate a patient

in the anesthesia setting.

Therefore, this qualitative licentiate thesis is important, as it illustrates beyond

the technique of performing extubations. Furthermore, it describes the RNAs’

and Anesthesiologists’ experiences of the process of extubation and reveals

patterns to identify nuances between their experiences. This licentiate thesis

makes a unique contribution to the knowledge base by revealing important

information towards gaining an understanding of decision-making practices

in the process of extubation, and may contribute to an increased focus on

ensuring patient safety in the critical moment of the extubation in the

anesthesia setting. It will also highlight the relationship between the

anesthesia providers and the patients they care for in the anesthesia setting.

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Aim

The overall aim was to gain an understanding of the Registered Nurse

Anesthetists’ and Anesthesiologists’ experiences of their decision-making

practices in the process of extubation of the endotracheal tube in the

anesthesia setting with patients undergoing general anesthesia.

Specific aims for each study:

I. The aim was to describe Registered Nurse Anesthetists’

experiences of the process of extubation of the endotracheal tube

in patients undergoing general anesthesia.

II. The aim was to describe Anesthesiologists’ experiences of the

process of extubation of the endotracheal tube in the anesthesia

setting.

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Methods

Methodological position

Because this licentiate thesis explores the experiences of the RNAs and

Anesthesiologists in their decision-making practices in the process of

extubation when caring for a patient under GA, the research was conducted

from a methodological positioning that was situated within the philosophical

paradigm of naturalism. Adopting a naturalistic perspective is appropriate in

such qualitative studies as these, as the aims of my studies were to describe

experiences of RNAs (I) and Anesthesiologists (II). These studies were

conducted, and the data gathered, in a real-world setting in the context of

focus in both studies, to which the naturalistic perspective belongs (Patton,

2015). In qualitative paradigms, research studies are conducted in the natural

setting of the participants, with an attempt to interpret or make sense of the

phenomena in focus (Creswell, 2013; Denzin & Lincoln, 2018). The ontology

of this paradigm is that reality is not a stable unit, meaning that the

participants in these studies and the researcher conducting it are the ones who

construct reality in their context (Polit & Beck, 2016). In these studies, both

researchers and participants have experience of performing extubations,

which contributes to that reality being constructed by how the participants

experience the phenomenon and how the researcher understands and

interprets it. The goal of this licentiate thesis was to describe the experiences

of decision-making in the process of extubation, using subjective descriptions

gathered from the RNAs and Anesthesiologists. A holistic picture of this

phenomenon is created by the researcher when exploring a human or social

problem by analyzing words or reporting the views of the participants

(Creswell, 2013).

Pre-understanding

Pre-understanding is unique to the individual and relates to the familiarity of

the researcher with the tradition or their knowledge of the context in which

the research is conducted. To deal with pre-understanding, it is important to

maintain an open attitude throughout the entire process of research; only then

can we see ‘the otherness’ of the phenomena that we do not already know

(Gadamer, Weinsheimer & Marshall, 2004). Managing one's pre-

understanding is about being able to hold back one's own experiences in order

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to open up opportunities, and to keep these open throughout the process, to

reveal what emerges from the material. As such, it is about being aware of

how that pre-understanding affects our understanding. Pre-understanding

can both promote but also constrain an understanding of the phenomenon in

focus. According to Gadamer, pre-understanding is an intentional structure

of thoughts and emotions that are activated when we recognize something as

something. My pre-understanding of this phenomenon, the process of the

extubation of patients under anesthesia, is for me a well-known area because

of the number of years that I have worked in clinical practice as an RNA,

regularly performing extubations in the anesthesia setting. In these qualitative

studies, I, as a researcher, can be seen as the instrument of data collection,

indicating that the data are mediated through the researcher and that the role

of the researcher plays a key part in the research process (Denzin & Lincoln,

2018).

This licentiate thesis consists of two studies (I, II), both of which were

conducted with a qualitative design. Both studies were analyzed with

qualitative content analysis, as described by Graneheim and Lundman (2004),

and both adopted an inductive approach to seek for a deeper understanding

of the phenomenon, using manifest content analysis. Table 1 provides an

overview of the included studies.

Table 1.

Overview of included studies

Study Design Participants Data collection Data analysis

I Qualitative

descriptive

20 Registered Nurse

Anesthetists

Focus-group

interviews

Qualitative

manifest

content

analysis

II Qualitative

descriptive

17 Anesthesiologists Individual

interviews

Qualitative

manifest

content

analysis

To reveal patterns and identify nuances between the experiences of RNAs’

and Anesthesiologists’ decision-making practices in the process of extubation,

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the results of both studies (I, II) are merged together and presented as a

coherent whole in this licentiate thesis.

Design

A qualitative design with a descriptive inductive approach was applied in

both Studies I and II to describe RNAs’ and Anesthesiologists’ experiences of

the process of extubation. Qualitative design is appropriate for searching in-

depth knowledge from a person’s experiences of a phenomenon in the

research. By using an inductive approach, the various dimensions of the

analysis emerge from patterns found within the data, not from anything

predetermined, such as a theory (Patton, 2015).

Setting and context

The included hospitals differed in sizes and were geographically separate, but

each was located in Sweden. Study I included one university hospital and one

county hospital, and Study II included three county hospitals. All anesthesia-

departments in both studies (I, II) cared for patients of different genders and

ages, and all performed extubations in multiple surgical settings.

Procedures

Prior to the start of each study, the directors of each anesthesia department

were informed about the study and their permission was sought to recruit

participants from their departments. Written and verbal information was

given in person at a staff meeting and by e-mail to the RNAs and

Anesthesiologists at the included hospitals of each study. Included with this

information was an invitation to participate in focus-group interviews for

Study I and individual interviews for Study II. Those who chose to participate

were asked to complete a written consent form and, if they were available at

work on the days when the interviews took place, they were included in the

studies. One pilot interview for each study was conducted in one separate

county hospital similar to each study setting in order to evaluate whether the

plan for data collection was suitable for answering the aims of the studies

(Polit & Beck, 2016). The data gathered in these pilot studies were not included

in the results.

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Participants

To promote the possibility of recruiting as many RNAs (I) and

Anesthesiologists (II) as possible at a given period of time, a consecutive

sampling strategy was chosen, indicating that those who met the inclusion

criteria were given the opportunity to participate (Polit & Beck, 2016). The

inclusion criteria were determined as: any RNA (Study I), or any

Anesthesiologist or physician training to become an Anesthesiologist (Study

II), who had experience of working in clinical practice at either of the included

hospitals on the days of data collection, on the condition that they were

informed about the study and had signed a written consent form. The sample

size of each study was based on the concept of information power, as

described by Malterud, Siersma, and Guassora (2016). This is a method to

determine the appropriate number of participants needed in relation to the

amount of information generated by the sample. The more information the

sample holds, the fewer participants are needed. This means that the

appropriate number of participants depends on how narrow or broad the aim

is, the specificity of the participants’ experience of the phenomena, and

whether an established theory is applied. It also depends on the quality of the

dialogue and the strategy of analyses (Malterud, Siersma, & Guassora, 2016).

Study I

In Study I, RNAs from one university hospital and one county hospital were

recruited to the study. A total of 86 RNAs were informed about the study and

invited to participate. Of these 86, a total of 20 RNAs were included after

signing a written consent form. Fifteen female and five male RNAs were

included in focus-groups interviews. These participants had a range of time

working as RNAs of between eighteen months and 24 years and had a mean

age of 43 years.

Study II

In Study II, both Anesthesiologists and physicians training to become

anesthesiologists were included and were referred to as Anesthesiologists in

study (II). They were recruited from three county hospitals of different sizes.

Twenty-eight Anesthesiologists were informed of the study and invited to

participate; of these, a total of 17 were included: ten Anesthesiologists, and

seven physicians training to become Anesthesiologists. They had a range of

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working at the anesthesia departments of between one and 40 years and had

a mean age of 48 years.

Data collection

In both studies, qualitative interviews were used to gather data. The purpose

of a qualitative interview is to reach an understanding of the research area

from the participants’ own experiences. In a qualitative method, the focus is

to understand and describe the research area using the participant’s own

experiences and opinions (Patton, 2015). To be able to include RNAs and

Anesthesiologists from daily practice, the data collection took place in private

rooms in or near the anesthesia department. Approximately two weeks prior

to the start of data collection, in both studies (I, II), information was sent to

the participants, encouraging them to reflect over three situations; a normal,

a difficult, and a well-managed extubation that they had experienced.

Study I

Data collection for Study I was performed with focus group interviews, which

intend to obtain perceptions about the area of interest from the participants

through discussions and interactions in the group, led by a moderator and

observed by an observer (Krueger, 2014). A total of six focus groups were

performed; three at each hospital, with three-to-four participants in each

group. To enable the researcher to reach a deeper understanding of the

phenomenon and increase the possibility to ensure that everyone has the

opportunity to share their experiences, a small focus group is appropriate

(Krueger, 2014) and was therefore chosen for this study. When constructing

groups, the individuals responsible for planning the work at the anesthesia

departments assisted with this task and were instructed to include RNAs of

different genders and work experience in each group. To approach the topic

and encourage the RNAs to share their experiences about the situations they

had been encouraged to reflect upon (Krueger, 2014), the moderator (LR) of

the focus group asked them to: Tell me about … referring to the situations they

had been encouraged to reflect upon prior to the start of the data collection.

To guide the discussion, further follow-up questions, such as How did you feel?

and What did you think at the time? were asked. The observer (CM-J or UN)

ensured that everyone in the group had the opportunity to share their

experiences and focused on the interaction between the RNAs in the group

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while keeping track of time (Krueger, 2014). The focus groups were conducted

between February and April 2014. They were held in Swedish, were digitally

recorded, and lasted from between 50 and 80 minutes.

Study II

In Study II, data collection was performed using individual semi-structured

interviews, with open-ended questions (Kvale & Brinkmann, 2014). A total of

17 interviews were conducted by LR in the three hospitals: four, eight, and

five interviews were performed, respectively. Both Anesthesiologists and

physicians training to become Anesthesiologists from all three hospitals

participated. The interviews started with a question regarding their working

experience and then moved the focus to the three situations they had reflected

upon prior to the interviews, starting with the question: Tell me about any of the

three situations you reflected upon. Follow-up questions, such as How did you feel?

or What did you think at the time? were asked to encourage the participants to

continue their descriptions and guide the interview further (Kvale &

Brinkmann, 2014). The interviews were conducted in Swedish between

September and October in 2017, and lasted between 28 and 52 minutes.

Data analysis

Data in both Studies I and II were analyzed with qualitative content analysis,

which is a research method suitable for describing a specific phenomenon by

providing a systematic and objective description of patterns, nuances and

variations in between the participants (Patton, 2015). Both studies were

analyzed according to Graneheim and Lundman’s (2004) descriptions of

qualitative content analysis and adopted an inductive approach to seek for a

deeper understanding of the phenomenon. Manifest content analysis was

used in both studies (I, II). Manifest content analysis deals with what the text

says and what is visible (Downe-Wamboldt, 1992).

Study I

In Study I, data were analyzed using qualitative manifest content analysis, as

described by Graneheim and Lundman (2004). Because there is a lack of

research in this specific area, the main focus was placed on the manifest

content of the text. The purpose of this approach was to describe what

emerged during the interviews using the RNAs’ own words, focusing on the

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visible components of the unit of analysis (Downe-Wamboldt, 1992). The

focus-group interview recordings were listened to several times and

transcribed verbatim. To gain an overview of the RNAs’ experiences of the

process of extubation and to achieve a sense of the whole, the transcripts were

read and re-read several times. Focusing on the aim of the study, the unit of

analysis, the transcript, was divided into meaning units, consisting of words

relating to the context and the aim of the study. These meaning units were

then condensed, i.e., shortened with retained content, describing the manifest

content of the text (Graneheim & Lundman, 2004). The condensed meaning

units were then abstracted and labelled with a code, which were sorted by

similarity, to create sub-categories and categories. The sorting of the data was

performed using tables in Word, including columns for each step in the

content analysis and the created sub-categories and categories.

Study II

In Study II, the individual interviews were transcribed verbatim and analyzed

using qualitative manifest content analysis, as described by Graneheim and

Lundman (2004), focusing on the manifest content of the text. To gain a sense

of the content and an overview of the Anesthesiologists’ experiences, the

transcripts were read and the interview recordings listen to several times.

With the aim of the study in focus, the unit of analysis was first divided into

meaning units, which were then condensed. The condensed meaning units

were then abstracted and labelled with a code, describing the manifest content

of the text. These were sorted by similarity, creating sub-categories and

categories (Graneheim & Lundman, 2004). The sorting of data was performed

by using QSR NVivo© 10 (QSR International, released in 2014), to classify, sort

and structure qualitative data.

Merging of Studies I and II

In this licentiate thesis, Studies I and II were merged together by combining

the results from both studies. In order to explore the patterns, nuances, and

variations between the RNAs’ and Anesthesiologists’ experiences, the content

of the subcategories in Studies I and II were sorted into different areas

corresponding to the aim of this licentiate thesis: to gain a deeper

understanding of the decision-making practices during the process of

extubation, as described by RNAs and Anesthesiologists.

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Ethical considerations

As the research presented in this licentiate thesis in both studies (I, II)

involved human beings, close attention was paid to the ethical guidelines

relevant for this type of research. These studies (I, II) were conducted within

the standards set out by the Declaration of Helsinki (WMA, 2013) and were

approved by the Regional Ethical Board in Umeå (Dnr 2014-19-31M). The

research also followed the main advice provided by the Swedish Research

Council (Vetenskapsrådet, 2002).

In both studies, the participants were informed about the study aims and their

role in the research process (Vetenskapsrådet, 2002), both verbally and in

writing, prior to the start of data collection. They were also informed that their

participation was voluntary and that they could withdraw from the study at

any time, but that any data that had already been gathered would be included

in the study.

Data collection was performed during working hours in a private room,

separate from other professionals. When participating in interviews, the

process affects both the interviewer and the interviewees by evoking thoughts,

experiences, and feelings (Patton, 2015). The participants were informed in

advance of the data collection and were given information about how the

interviews (focus groups (I) or individual (II)) may evoke emotional reactions.

The participants were therefore also given contact information for the

researcher responsible for conducting the studies (LR) if they had any

concerns about their participation in the studies.

Everyone who participates in research has the right to decide for themselves

whether to participate (Vetenskapsrådet, 2002). Therefore, the participants in

both studies (I, II) were asked to sign a written informed consent form prior

to taking part in the research.

Each participant was informed that all data with sensitive personal

information would be anonymized, treated confidentially, and stored so that

no one is able to access it except the researchers (Vetenskapsrådet, 2002). To

assure confidentiality, the participants were given an identifying code and no

names or places were transcribed nor revealed in the reporting of the results

of the studies. They were informed that the data would be presented so that

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they could not be recognized. All electronic copies of recorded interviews and

transcripts were kept on a password-protected server, and printed copies of

the transcripts were kept in a locked filing cabinet at Mid Sweden University.

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Results

The results presented in this licentiate thesis consist of the main findings for

Studies I and II, comparing these between the two groups of professionals;

the RNAs’ (I) and Anesthesiologists’ (II) experiences of extubation in the

anesthesia setting, in order to reach an understanding of the critical moment

of extubation. In the process of creating the results presented in this licentiate

thesis, subcategories from Studies I and II were brought together to identify

nuances between the RNAs (I) and Anesthesiologists (II). Throughout the

thesis, these are marked with I or II, respectively. An overview of which sub-

categories emerged from each study (I and II), and the categories presented in

this licentiate thesis, are presented in Table 2.

Table 2.

Overview of subcategories from Study I, Study II and the resulting themes

Subcategories (study) Themes

Assess and prevent (I)

Prepare and reconsider(I)

Be prepared and prepare (II)

Create tailored plans (II)

Assembling unique

decisions

Recognize patterns (I)

Lean on experience (I)

Be receptive to input (II)

Acting upon sensibilities

Rely on a feeling (I)

Guided by emotions (II)

Being guided by intuition

Protect and advocate (I)

Be calm and strategic (II)

Be humble (II)

Safeguarding the patient

On their own in a team (I)

Trust the RNAs (II)

Being in a vulnerable

position

Establish a connection (I)

Sense the atmosphere (II)

Using their own receptivity

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Assembling unique decisions

This theme includes the subcategories Assess and prevent (I), Prepare and

reconsider (I), Be prepared and prepare (II), and Create tailored plans (II). These

subcategories relate to the RNAs’ (I) and Anesthesiologists’ (II) experiences of

planning and preparing the patient and themselves for the extubation process.

The RNAs described how their plan for the extubation already starts to take

form in their first meeting with the patient where they assess and observe (I).

Both RNAs (I) and Anesthesiologists (II) took into consideration the history

and preoperative condition of the patient. The Anesthesiologists created a

mental and tailored plan for each patient, a plan that they constantly revised

due to the response that the patient had to anesthesia and surgery (II). The

RNAs’ and Anesthesiologists’ plans were built upon observation and

assessments of risk factors, such as obesity or risk of pulmonary aspiration.

The RNAs described how they wanted to be a step ahead to prevent adverse

events due to the extubation, meaning that they continuously made

assessments of the patient’s condition to prevent complications (I). The

Anesthesiologists took in different aspects in making their tailored plans, such

as breathing pattern or skin color, based on previous experience or

information they received from RNAs caring for the patient (II).

When preparing the patient for the extubation, the Anesthesiologists

described how they wanted the patient to regain spontaneous breathing,

normalization of circulation, regained neuromuscular function, and

consciousness (II). The Anesthesiologists knew the importance of being

focused when it came to the extubation (II) and, along with the RNAs (I),

knew the importance of being prepared to call for assistance if needed. The

RNAs described the importance of having an alternative plan for when to

extubate if something unexpected occurred (I). Prior to the extubation, the

RNAs (I) and Anesthesiologists (II) preferred to have safety equipment tested,

specific drugs prepared, and to be close to the patient. This enables them to

be ready to act if any complications arise with the patient at the time of

extubation. Measures to prevent complications included having control over

the situation, which the RNAs achieved through making assessments.

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Acting upon sensibilities

In this theme, the subcategories Recognize patterns (I), Lean on experience (I), and

Be receptive to input (II) have been merged together due to them being related

to how RNAs (I) and Anesthesiologists (II) use different senses to be open to

and to respond to inputs and thereby gather information that might be of

relevance for the extubation. They know the importance of staying focused on

the patient. The RNAs look at the anesthetized patient and place their hands

on them to know how their skin feels. They view themselves as being on their

toes, signifying an openness in all senses to respond to reactions from the

patient and being able to act on them (I).

The Anesthesiologists described the importance of looking beyond the

monitors and being receptive to inputs from the anesthetized patient when

gathering information of importance for the extubation. They also described

how they combined the patient’s unique reactions with the information they

had gathered from other professionals and the surrounding environment in

the OR when creating a mental map for extubating (II).

Having experienced difficulties with extubation, and in particular if these

experiences were recent, both the RNAs (I) and the Anesthesiologists (II)

expressed how they were affected by this. Because of their knowledge about

how difficulty during intubation implies a risk of the same difficulty at

extubation, the RNAs described how, in these situations, they performed their

work extra carefully when it came to planning and performing the extubation.

The sum of their experiences was important when putting the pieces of

different sensibilities together for making a decision on when to extubate (I).

When feeling stressed, the Anesthesiologists (II) perceived themselves as

being unfocused and not able to obtain an overview of what other

professionals are saying or doing. Having previous experience helped the

RNAs (I) to focus and be aware of the different sensibilities arising from the

patient and the surroundings in the OR.

Being guided by intuition

In this theme, the subcategories Rely on a feeling (I) and Guided by emotions (II)

have been brought together due to them being related to how RNAs and

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Anesthesiologists use intuition in their decision-making practices regarding

the extubation.

Both the RNAs and the Anesthesiologists described how intuition guides

them in their decision about when to extubate. They described this by using

such words as “gut-feelings” (I) or “guided by the feeling you get” (II). In the

moment of extubation, the Anesthesiologists described how they were guided

in their decision by reacting to their emotions (II), and the RNAs described

how they base their decision on when to extubate mostly on intuition (I).

When basing the decision on when to extubate on feelings or emotions, the

RNAs and Anesthesiologists confirm this by ensuring that the patient is in a

good respiratory and circulatory condition (I) and in their observations of the

patient (II).

To be able to trust their intuition, the RNAs and Anesthesiologists both

emphasized the importance of having experience of earlier extubations. The

RNAs described how they need to have experience of extubations (I).

The Anesthesiologists described how, with growing experience, they were

able to use intuition and thereby trust their feelings if something did not feel

right (II). The RNAs perceived this feeling as being difficult to describe but a

part of clinical intuition. This clinical intuition forms a base for making the

decision on when to extubate that they combine with experience and

theoretical knowledge (I).

Not having experience and not being able to trust their intuition was

perceived as a limitation (II) and evoked feelings of frustration for the RNAs

(I) and Anesthesiologists (II). In addition, both RNAs and Anesthesiologists

experienced a lack of established guidelines for the extubation process to use

in their clinical practice. The frustration they felt was partly due to their desire

for having guidelines for the extubation when they were inexperienced in the

anesthesia setting (I, II).

Safeguarding the patient

This theme consists of the subcategories Protect and Advocate (I), Be calm and

strategic (II), and Be humble (II).

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The importance of keeping the patient safe was expressed by both RNAs and

Anesthesiologists. Feeling responsible for patient safety and acting as the

patient’s advocate during anesthesia was described by the RNAs; likewise,

they also spoke about the importance of acting on the patient’s behalf and

speaking for them during anesthesia (I). To ensure the patient’s safety, the

Anesthesiologists described how they, through experience, learned to be

ready for both expected and unexpected events when it came to the

extubation (II). Having knowledge of the complexity of the situation and how

unpredictable the situation of the extubation can be necessitates that the

Anesthesiologists are humble (II).

Stress and time pressures are factors that were described as contributing to a

feeling of the need to hasten the extubation, but the RNAs argued that patient

safety needed to be considered first (I). In the extubation situation, it was not

always perceived as being easy to stand up for the patient in arguing against

rushing the process (I). The Anesthesiologists described how, despite the

stress that they might feel in the extubation situation, they had learned that,

by staying calm, they could influence others to remain focused and to work

as a team, and this was perceived as contributing to promoting patient safety

(II). In contrast, the RNAs described how they sometimes needed to challenge

other professionals whose opinions differed to their own on when to extubate.

This was not easy for them and could contribute to feelings of being

questioned (I). The Anesthesiologists described the advantage of having a

more experienced Anesthesiologist at their side if the situation was stressful,

helping them to work strategically to keep the patient safe (II).

Being in a vulnerable position

This theme consists of the subcategories; On their own in a team (I), and Trust

the RNAs (II).

The Anesthesiologists described how they need to trust the RNAs in charge

of the patient to call them in if they were not present in the OR when

something unexpected happened. This situation occurs due to the number of

patients they are responsible for at the same time (II). If the Anesthesiologists

are familiar with the RNA, they described how it is easier to trust them and

to work as a team when making the decision about when to extubate (II). Both

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the RNAs (I) and the Anesthesiologists (II) had knowledge about the

importance of creating silent surroundings for the patient when they are

moving from being anesthetized to being awake and during the moment of

extubation. Also, they described that they knew that this often differs from

the silent situation at the induction of anesthesia and intubation. The RNAs

described that the other professionals situated around the patient in the OR

respected the importance of being quiet and not touching the patient during

the intubation process, but that, in their experience, this was not always the

same when it came to the extubation process. These disturbances from others

affected the RNAs, who did not feel respected for their work or for their

promotion of patient safety when it came to the extubation (I).

Using their own receptivity

In this theme, the subcategories Establish a connection (I) and Sense the

atmosphere (II) have been brought together, as they relate to the RNAs’ and

Anesthesiologists’ ability to be receptive when it comes to making decisions

on when to extubate.

The RNAs described how they, by being with the patient during anesthesia,

learned to know them by being observant to what information the patient

provided them with (I). This was interpreted as a connection between them;

the RNAs described this as the feeling they get for the patient. This connection

often starts with them meeting with the patient prior the anesthesia, when

they exchange information and gain trust. During anesthesia, this connection

was characterized by nonverbal communication, where the RNAs described

using their receptivity to gather signs and information from the patient (I).

The Anesthesiologists, on the other hand, often use the information they

gather by being receptive to inputs from both the patient, other professionals,

and the environment when entering the OR and tuning in to being a part of

the professionals who surround the patient in the process of extubation (II).

By sensing the atmosphere and being receptive to the mood in the OR, the

Anesthesiologists lead the anesthesia team in a focused and structured way

during the process of extubation.

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Discussion

This licentiate thesis intended to gain an understanding of the RNAs’ and

Anesthesiologists’ experiences of decision-making practices in the process of

extubation. An unexpected but prominent finding was that there were more

similarities than differences between RNAs and Anesthesiologists when

caring for a patient in GA. The decision-making practices included their

creating plans by being receptive and acting upon sensibilities, leaning on

experience and intuition, and being receptive in their relationship with the

patient. Their clinical decision-making deals with combining experience,

recognizable patterns, and intuition in order to safeguard the patient.

Although an important difference emerged, their experiences of being in a

team differed: the RNAs experienced that they were alone in the team when

making decisions in the extubation process, while the Anesthesiologists felt

like one of a team. It was unexpected that what I considered to describe the

specific experiences of the RNAs’ care in the process of extubation in Study I

also emerged in the data gathered from the Anesthesiologists in Study II.

The process of extubation is described and interpreted as dealing with

decision-making by RNAs and Anesthesiologists as commencing when they

first meet the patient or when they read about them in the patient record

documentation. At this point they are already forming a mental plan for the

extubation. This mental plan is composed of information gathered, and risk

assessments made and assembled during the anesthesia. These processes are

comparable to clinical decision-making, with its composition of both

analytical and intuitive parts (Lauri et al., 2001). They are also similar to

clinical judgement, which includes drawing conclusions and interpreting a

patient’s needs, using approved methods, deciding on whether to take actions

or not, to use or modify these methods in reaction to the patient’s response

(Tanner, 2006).

The RNAs establish a connection with the patient and the Anesthesiologists

sense the atmosphere in the OR, thereby using their own receptivity to gather

information from, first of all, the patient, but also the surroundings. According

to Buber (1993), a dialogue between two persons is always present as a

possibility, whether you use it or not depends on the responsibility you take

for giving the other an answer. Løgstrup (1997) indicates that a person, when

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meeting another person, has an ethical obligation, because encountering

another person means holding some part of the other person’s life in their

hands. When the patient shows trust, it is a demand to the nurse to receive

the patient and listen to his or her needs. To care for another signifies a

demand that we cannot change, thus, caring includes a professional ethical

sensibility.

It can be inferred from the analysis that the RNAs and Anesthesiologists act

upon sensibilities when deciding when to extubate and found it difficult to

describe and put into words how they made the decision to extubate. These

practices are similar to what Aristotle called phronesis, which can be

understood as practical wisdom, good clinical judgement, or being rational,

which are skills that are difficult to teach and which deal with

preunderstanding and are anchored in interpersonal relationships (Flaming,

2004). In the often brief meeting with the patient preoperatively, trust is

established between the RNAs or Anesthesiologists and the patient. Through

trust one acquires part of someone else's life (Løgstrup, 1997). To care for

another presents a demand that we cannot change; an ethical and professional

sensibility, signifying the ability to familiarize ourselves with the other

person's situation, similar to how the RNAs felt a connection with the patient,

and how the Anesthesiologists assembled sensibilities that they had gathered

from the patients. These descriptions are similar to how experienced Intensive

Care nurses described using ‘practical wisdom’ when caring for patients,

including them being alert to changes in the patient’s condition and acting

appropriately upon them while working effectively in prioritizing tasks

(Sørensen, Frederiksen, Grøfte, & Lomborg, 2013). The extubation is an

important goal in a patient’s recovery from being anesthetized, but is

associated with severe complications. Because anesthesia is not a treatment in

itself but a prerequisite for being able to perform certain surgical procedures,

the ethical demand of keeping the patient safe may be even higher on those

who are providing anesthesia. By safeguarding the patient, the RNAs and

Anesthesiologists strive for a safe outcome of the extubation; likewise, the

RNAs provide safe care as a form of patient advocacy (Sundqvist & Carlsson,

2013).

A key component in the RNAs’ and Anesthesiologists’ receptivity seems to be

them being on their toes when they assemble and respond to sensibilities. This

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signifies that they must have the ability or the capacity to respond to or be

affected by the patient’s condition and how they react to surgery, anesthesia

or other interventions, similar to how anesthetic nursing is described as being

one step ahead (SSF, 2019; Nilsson & Jaensson, 2016), and that in their

planning and preparing for the extubation they must react to the information

they receive. To be able to react, the RNAs and Anesthesiologists need to be

familiar with these sensibilities by recognizing patterns and having adequate

theoretical and practical knowledge of extubation as well as experience of it.

They also need to sort the information and choose the elements that concern

the extubation; from this they create mental plans for how the extubation

might progress, including making risk assessments. They recognize patterns

and collect information to make a decision about when to extubate at the right

moment with patient safety in focus, similar to collecting and gathering cues

when making decisions in a post-operative or intensive care unit (Hoffman,

Aitken, & Duffield, 2009).

The process of extubation is not a linear process, and may vary from time to

time, and from minute to minute. In decision-making, to tailor the plan to be

unique for each patient, RNAs and Anesthesiologists are receptive to inputs

from the patient and their surroundings. The relationship emerging between

the RNAs or Anesthesiologists and the patient may be interpreted as an I-

Thou relation (Buber, 1993), signifying that the patient’s subjectivity is

considered in this meeting of a silent dialogue between two persons. In

contrast, when the RNAs and Anesthesiologists focus on making assessments

of vital functions and taking precautions to prevent risks with the extubation,

for example, having safety equipment ready, then the relation is instead an I-

It relation, where experience of earlier extubations and the recognizing of

patterns will play an important role (Buber, 1993).

The Anesthesiologists described how experience has contributed to the

importance of them being humble when it comes to the extubation process.

This due to their experience of the unpredictability of this critical moment.

The RNAs highlight the importance of being ready to reconsider existing

plans. In the anesthesia setting, a decision often has to be made quickly and

then revised just as quickly (Smith & Arfanis, 2013). In anesthetic nursing,

being one step ahead includes having evidence-based and clinical knowledge,

as well as the necessary skills, and the ability to maintain situational

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awareness in order to be alert for changes and being able to react immediately

(Nilsson & Jaensson, 2016). In being prepared, both the RNAs and

Anesthesiologists include a readiness to call in additional assistance or to use

the other professionals in the OR if they need assistance or when something

unfavorable occurs. Further, in the process of the extubation, their ability to

be guided by intuition enabled them to trust their feelings that something is

not right. This in line with the notion of a sixth sense described by Smith and

Arfanis (2013), where experienced clinicians have the feeling that something

is ´not right´ but are not able to express it in words. Being inexperienced was

expressed as a limitation when it came to the extubation, as both RNAs and

Anesthesiologists described having had experiences of performing

extubations when being inexperienced and shared stories of their frustration

at being told by their tutors or more experienced colleagues that they relied

on a feeling when performing extubations, a feeling they themselves did not

yet have and saw as a limitation in their decision-making practices. To

develop from being a novice inexperienced nurse to attaining the expert stage

requires that they gain experience by being clinically active for a long period

of time in the same field. A nurse gains experience not only through long-term

professional activities, but also through contact with many patients

(Pilhammar Andersson, 2006). An experienced and competent practitioner

learns and develops by repeatedly performing an action (Schön, 2003). The

experienced nurse compares the current situation with previously similar

situations, changes, deviations and signs.

The notable difference between the two groups of professionals might be

understood by them describing their different roles, but both groups

perceived that they were in a vulnerable position, especially when they were

inexperienced. While the RNAs described how they felt disrespected by the

other professionals around the patient during the critical moment of

extubation and that they rarely shared their plan for the extubation, the

Anesthesiologists instead felt as though they were part of a team from the

point at which they entered the OR until they made decisions about when to

extubate. However, both the RNAs and the Anesthesiologists described that

patient safety needed to be considered first and both were familiar with the

disrespect that other professionals in the OR could show at the moment of

extubation by being loud and manipulating the patient or equipment attached

to the patient. These experiences are similar to those described by RNAs when

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questioned for defending the patient’s rights (Sundqvist & Carlsson, 2013).

One reason why the RNAs experience loneliness may be due to the fact that

they may be the only member of the anesthesia team in the OR at the time of

the extubation, in contrast to when an Anesthesiologist might be called in.

Another reason might be that the RNAs may be identified as belonging to two

different teams in the OR in Sweden; the anesthesia team, which includes

Anesthesiologists and RNAs, and the Operating team, which includes

operating theatre nurses, surgeons, and enrolled nurses (Rydenfalt, Borell, &

Erlingsdottir, 2019).

Methodological considerations

Using qualitative methods suits the naturalistic paradigm by focusing on the

individual’s experiences within their context, and the design chosen for this

thesis was considered relevant for answering its specific aims (Polit & Beck,

2016). According to the naturalistic paradigm, with a goal of understanding

how the participants construct reality within their context, in these studies,

the extubation in the anesthesia setting, qualitative methods are suitable (Polit

& Beck, 2016). A strength and a limitation of these studies (I, II) and this

licentiate thesis is the experience that I have of working as an RNA performing

extubations on a daily basis. This preunderstanding of the area in focus may

have affected how the data have been interpreted, but it can also be regarded

as a strength to be familiar with and understand the context in which data are

collected. Having experience of extubations may have increased the influence

that I had on the participants and the results of these studies, however, I was

not familiar with any of the participants, nor had I previously worked at any

of the included hospitals. To address this limitation, the choice of using

content analysis, which provides a systematic and objective means to describe

the phenomenon (Downe-Wamboldt, 1992), and an inductive approach was

therefore suitable, as this method comprises searching for patterns arising

from the unit of analysis (Patton, 2015). During the entire process of research,

a continuous peer debriefing process was undertaken with my tutors and

senior researcher who have experience of anesthetic nursing and other

nursing areas, such as surgical and psychiatric nursing, as well as in a number

of different research methods.

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Determining an appropriate sample size was guided by information power

(Malterud, Siersma, & Guassora, 2016) in both studies (I, II). In both of these

studies, the aims were narrow and the participants were all well familiar with

the process of extubation. However, because the approach was inductive, and

because I, as a researcher, did not have prior experience of performing

qualitative interviews, the sample size eventually included 20 RNAs in Study

I, and 17 Anesthesiologists in Study II. A consecutive sampling strategy was

chosen as it is adequate for recruiting participants over a specific time interval

(Polit & Beck, 2016). One limitation of this choice of sampling was that only

those who worked on the days when the data collection took place could

participate in the studies (I, II).

Having two different sets of qualitative data may be seen to complement each

other and, in both studies, the interviews started with similar questions and

the participants were encouraged to reflect upon the same three situations. As

this was the first ever study to focus on the RNAs’ experiences of the process

of extubation, and because the aim of the study (I) did not include asking for

sensitive information, focus groups were a suitable way to gather a wide

range of opinions from the participants, within and between the groups

(Krueger, 2014). In areas where the existing research is limited, focus groups

are seen as a valuable method for gathering data from several individuals at

the same time (Krueger, 2014) and therefore an adequate choice for Study I.

In addition, it was considered an advantage for me as the moderator and an

inexperienced researcher to be supported by two of my supervisors (one at

each hospital). One of them had experience of working as an RNA in the

anesthesia setting, performing extubations, and the other had experience of

caring for postoperative patients in a surgical ward, and they acted as the

observer during the focus groups (Krueger, 2014; Morgan, 1998).

To achieve trustworthiness in these studies (I, II) and in the reporting of this

licentiate thesis, situated in the naturalistic paradigm, I aimed to fulfill the

four criteria of credibility, transferability, dependability, and confirmability

(Lincoln & Guba, 1985). To complement the focus groups, individual

interviews were performed in Study II, a suitable method for gathering data

on a more in-depth level. The gathering of these multidisciplinary experiences,

offers the possibility of triangulation and contributed to the credibility and

trustworthiness of these studies and licentiate thesis (Lincoln & Guba, 1985;

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Shenton, 2004). When planning for Study I, the goal was to have, at a

minimum, four RNAs in each focus group, as a mini focus group consists of

four to six individuals and normally a focus group consists of five to eight

individuals (Krueger, 2014). Because of the impracticality of releasing several

RNAs at the same time from clinical practice, the possibility of organizing

larger focus groups was limited. Further, due to sick-leave and unplanned

acute situations demanding RNAs’ assistance, some of the groups consisted

of three participants. The small group sizes may have been a limitation, but

even a small group size may provide valuable data in focus groups (Peek &

Fothergill, 2009). Although the focus-group sizes were small, the participants

did not have any trouble discussing the situations they reflected upon. Rather,

it may have been an advantage to have had fewer participants in the groups,

as a small group is more comfortable and, as we wanted to reach an

understanding of their experiences, a small group was preferable (Krueger,

2014). To weigh up the possible limitations of few participants in each group,

a total of six focus groups were conducted, and three to five focus groups is

recommended to reach the point where no new information emerges in the

data (Krueger, 2014; Morgan, 1998).

Detailed information is provided in this thesis about the area in focus, the

setting, context, participants, anesthesia departments, and method of sample,

which, together allows for transferability and thereby increases the

trustworthiness of the research and enables the readers to decide whether the

findings could be applied to another similar setting or situation (Shenton,

2004). This also allows the research to meet the criteria of dependability and

to enable a future researcher to repeat the study, as its research design and

implementation has been clearly described (Lincoln & Guba, 1985).

The fourth criteria, confirmability, includes the process of ensuring that the

findings really are a result of the participants’ experiences, and not solely

derived from the researcher (Patton, 2015). In these qualitative studies, I, as a

researcher, can be seen as the instrument of data collection, which means that

the data are mediated through the researcher and that the role of the

researcher plays a key part in the data collection process (Denzin & Lincoln,

2018). To achieve confirmability, the method has been clearly described and

triangulated in the form of adopting several different approaches to gathering

data from both the RNAs (I) and the Anesthesiologists (II) and by using a

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combination of focus-group interviews (I) and individual interviews (II). An

important difference between these data collection methods is that data are

generated via interactions between the participants in the focus-group

interviews, whereas the individual interviews gather individual reflections,

contributing to the confirmability of the findings. Also, the participants were

recruited from both university and county hospitals that are geographically

separate as well as from different professional groups, both of which provide

anesthesia and perform extubations. This may increase the confirmability and

also generate variety in the participants’ experiences. In the naturalistic

paradigm, it is assumed that there are multiple interpretations of reality,

meaning that the researcher is trying to understand how each reality is created

by each individual within their context. Therefore, a qualitative research

methodology is an appropriate one to use when the research is situated in the

naturalistic paradigm (Polit & Beck, 2016).

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Conclusion

All health care processes should rest on a scientific basis and best practice

experience. However, in the area of anesthesia and especially in the area of

the process of extubation, there is a lack of research and, for those who are

inexperienced anesthesia providers, there is also a lack of experience to rely

on. Decision-making in the process of extubation is described as being

complex, characterized as a critical moment for the patient.

The studies presented in this licentiate thesis show how RNAs and

Anesthesiologists combine their previous experiences of similar situations

and intuition with being a step ahead when creating tailored plans for the

unique patient under GA. This licentiate thesis provides insight and

understanding of how the RNAs and Anesthesiologists experience their

decision-making in the process of extubation when caring for a patient in a

vulnerable condition. It reveals how their professional ethical sensibility

enables them to familiarize themselves with the patient in the process of the

extubation in a highly technological environment with possible disturbances

related to the completion of surgery and anesthesia. The evidence-based

knowledge about extubation and the decision-making practices in the process

of extubation revealed here can be used to inform the content and provision

of education for specialist training for RNAs and Anesthesiologists.

Clinical implications

Placing a focus on the experiences of those who perform and make decisions

about extubations in clinical practice on a daily basis can contribute to a

greater understanding of this complex and critical moment for inexperienced

anesthesia providers, and may contribute to a change in culture in the OR at

the moment for the extubation. This implication, along with the results of

these studies (I, II) has the potential to promote a greater understanding

between the two professional groups of the similar and different challenges

that each unique role faces. Having this awareness and understanding will

ultimately improve patient safety and enhance person-centered care by

reducing the risk of complications related to the extubation process by

understand the importance of clinical training and of sharing experience with

colleagues.

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Future research

The studies (I, II) in this licentiate thesis focused on the RNAs’ and

Anesthesiologists’ descriptions about their experiences of the extubation. It

would be interesting to perform a study of how they act and reflect about their

actions in the process of extubation by performing an observation study. It

would also be valuable to explore the differences between those who are

inexperienced and those who do have work experience and their use of

Anesthetists Non-Technical Skills (Flin & Patey, 2011), including Task

management, Team working, Situation awareness, and Decision making in

the process of extubation. In addition, as this licentiate thesis shows, would it

be interesting to gain a deeper understanding of the similarities between the

RNAs and Anesthesiologists while focusing on practical wisdom or phronesis.

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Acknowledgements

My humble thanks to all of the RNAs and Anesthesiologists who so

generously shared their experiences, stories and knowledge with me. Without

your help, this licentiate thesis would not have been possible.

To my main tutor, professor Ove Hellzén, thank you for being the one in the

first place who allowed me to focus on the area of anesthesia in my PhD

studies. Thank you for your support and for guiding me in the qualitative

field of research and especially for sharing your never-ending knowledge of

theories with me.

To my co-tutors and professors, Titti Melin-Johansson and Ulrica Nilsson, two

strong women and role-models in the academy. Thank you for your great

support and for always making my path more structured and moving in the

right direction. To Titti, thank you for invaluable support in research and in

life, for always supporting my choices, encouraging and guiding me in

research ethics and in qualitative studies, you make me believe in myself.

Ulrica, you, who first introduced me to the world of research and inspired me

to send in the application for doctoral studies. For your sincere joy in being

an RNA and a researcher, and combining these two roles, you are a true

inspiration. Thank you for your enthusiastic tutoring.

For all senior researchers, who contributed to or have been responsible for

PhD seminars, your experience is invaluable, you have taught me a lot.

For all my former colleges in the anesthesia settings from Huddinge,

Karolinska University Hospital and Östersunds Hospital. You have always

inspired me to keep up my interest in performing research in anesthesia.

To all my colleagues and friends in Mid Sweden University at the Institution

of Nursing Sciences. Thank you for guiding me in the world of PhD studies

and in lecturing in nursing education. But mostly thank you for knocking on

my door reminding me to take a break or a run, and for all our great talks.

To Cecilia, Emma and Åsa, thank you for giving me the missing pieces of the

puzzle when reviewing this licentiate thesis, you are valuable friends and

professional researchers.

For past and present PhD students in Nursing Science, you have been a great

support for me and still are.

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For the trefoil that first introduced me to the world of being a PhD student,

Lena, Linda and Åsa. You made me feel welcome from the moment I set foot

in House L. Thank you for your endless support, never-ending talks and

friendship. Linda, the most fantastic person I have ever met, I miss you so,

you are the diamond glints on snow.

For All friends who have been there for me, always supporting me, no matter

what time of the day it was or what I needed support for. Thank you for

encouraging me to challenge myself and taking my mind away from research

for a while. You mean a lot to me!

My friend Cathrine and family, I miss working with you but our friendship

will last forever, thank you for all of the meals and talks. You are a valuable

friend and a great RNA.

Ewa, I´m happy to have you in my life! Thanks for letting me be a part of your

family during data collection, and for trusting me to include you in future

research.

To Frida with family, you came into my and my family’s life when it was

upside down, showing us how the possibilities are unlimited, including us in

the family of Sockertoppen. Thank you for being a good friend, for all the

talks, runs and application writings.

To my parents, big brothers and families and my parents-in-law, for always

giving me support in all my choices in life. Thank you for pretending to know

what I was talking about when talking about my world of research in a reality

far from yours. To Maria, my twin, you will always live in my heart.

Last but not least, the warmest thanks to my family, my husband Lars, for

letting me live in the world of research always keeping parts of my mind

occupied. To the most wonderful girls in the world Linnéa, Lovisa and

Leonora for completing our family. You always bring me back to what’s

important in life. I love you!