SF278 (Rev. 03"12000)

;5 C.F.R Part 2634

U:S. Office of Go\'errunelit Ethics Date of Appointment:. Candidaev.-l;leCtion oiNomimltion (MQ"ill. D{fJI, Year) ,

~porting Individual's Nam~

Position for \Vhich Filin~

Location of Present Office (ot.forwarding address)

Position(s)lietd wjth' theFtd~ral GovemmentDllring the Preceding 12 MonthS (If Not Siune lIS Abo'lo-e)

Presid~Dnal Nominees 'Subject to SeIlate,ConfirmatloD

t,;eruucagon l CERTIFY tb3.fthe 'stat~eittS 1 have made on 1his fann and all attached sclJedtilesar.c true.. colIlJ)1eteand correct to the best or my lai.owl~e, '

Other'R~view (1fdesi~by

a2tn~y)

IA2entv,EthitS'OfficialtsOllinioD On,the basis of irifc.innauollcan'tained in ,this rePort, I Conclude dlat the f11er is in cOnlPliiuiCe wit)rapplicable laws an,d regulations (subject to a,ny comments ~ t;h~ bOx below).

Office ofGovemment Ethics UseOnlv

" ~ . ' - .c (If JJ,

rOlDl Approved:

, Executive Branch Personnel PUBLIC FlNANCIAL DISCLOSURE REPORT OMB No. 3209-000,1

Reponing-Status ' 'Calendar Year Termination Date Clf;JtDDJi- Fe'e:forLMe:'1tllhn?' «('=t,

:0 Incumbent Cove~d by Report' New,Entrant, Nominee., ' Termination Cable) (ly10J1th, aay. '1'ear) Any individllal '"'bo ,is required to

"[1pioprliJI4 btnQ) I I]]or Candidate DFiler I file tJus report and dOG so mq,reilinn 30,da\'Safter the dnte·thereoort is

LaSt Name Flrst-Name and.Mii1dle liutiill required to be fi1ed~ Of. if IlD extension

Strickling LawrenceE. is,~ted. moretlwi,30 days after (he last day oftlie filing extension period

Title of Position 'or A oi':n~,j (T(t4nn!il"nh1a) shall be subjectio n $200 fee. Assistant Secretary for Telecommunications a:nd U.S. Department of Con),merce

Renortim!' Periods AAA .......... IAT ...... "" .. '?Irppf rill,. .. ~/nIP nndZ;PCode) Telenhone No. rl ... ,..I,U'I4; 'J""M -r:f'J{JP!" TnL',tlmb~nt~~ Thl': n':n6rtini:7 nP.nnti i<:

312:343.1500 me'preceding':calendar year. exce~l ' cia Court Theatre, 5535 S.'Ellis Avenue, Chicago, IlIinois '60S'37 Part Ir of Schedule C and Part I Of

Schedul~ D where,youm~st nlso' Title ofPosirion(s)lUl.d.Date(s) Held 'inc1Lld~ the filing,yeru. up to l1ie'dBte

None you file. PaJ;t U ~fScbeiJ'u1e D is not applicable.

" Tp.rmin~tinn 'FiI,.r~! Thp. TP,nortinlJ Name of Coilgressionill·Gommittee COllsiderin!!'Nomination ' Do YOiJintcndto'Create,a.01i8lified,Diversified TruSt? period begins aBbe end of the period

Commerce, Science and Transportation D~es EJao covered by your previous filing and ends ~t the date ofter.mination.. Part II of Schedule D is ,not applicable.

Si~nature 'Of Reporun1!JitdlViduni uale t JYlOnfll; voy; lear)

Nomi~ees. N.ew Entrants and

tY~~£ ~~~77- kla.rcA 2S; 2009 Candidates fC),r "President and Vice President:

M},;MUIJO A_Th .. r .. nn"'n" .-"",1 fIV ~'l!mll'UJ!C of UUll:r KeVtewer V 1"1 ...... IU,,"f" f}m, Year) , income '(BLOCK C) isllic preceding

~~ .:Jf13 ){( t?.( , ?/3r/, ,calend~vear, andthe current ealendar

I J ' ~ year up to tho diltcof filing. V41ue

,({)~ ~~ .. ~OO, ' assets,as,ofany dateYOl1ch~e'thatjs

within 3 I daysorthe daie of filing.

SillDarure' of.Desi!!Ilatid,Al?encv Ethics OfficiallRe ... i.ewintr Official '":' ,.,- ,r, ' f)m, Yllar \ S",hMIlIp. ,R-Not'l\nnlir~"hl~

gc--~2 p~3f.2oaj ~c.'hp.d"ll'\ ' r.. Plal"t, ( (T i~hm~\-

;""". The tePortingperiQ(Hs th~.p~ing calendar y~ and:.the cunentcalendar

/ ,.... year u,p to'any dateypu choose thaI ,is SiiUlat\ire ..-/7 ~ \",1 - .• - nm. YPhr' within 31 davsofthe dat~offiJjn~ .

'l~J<~~V ,t"/:r/07 &h .. ttl1IJO r PAri, n f A_m"nt" nr Arnmgements}:- Show':lny agreel1l'cmts

.t, ,;t: ,.;mrti,.Rn lI,J,. ',h"'YPVpr'p, .dth, ro_',,_ .r, f I . or:~ents as oftbe date of

(Check box !fftiing I!;Kt~1fsiongronted &'indicClte number oj dctys ;0 ' f.tJ.ing..

~L"hHflllil, n-Th~ Tannrtmt:t ",".rind i~ the 'Preceding two caJcndatyWs and the currcot:calendac year up to ,the date of:fiJin2.

A.J!'enev,·Use,Onli

(Check box ifcommenrs are ~ol)tinlJJ!d on the :reverse Sitk)'1:::J OGEllse.OIWl.

MIL\rt j I LUU~

Supersedes Prior Editions. Which cannot Be Used. - -278~1l2. Fo,m De$i~oed in MicrQ.~cift'Exccl2000 NSN'7540-01-07o;.8444

SF218 (Rcv:03'I:2000) 5 C.F.R.Pan 2614

Emies

lIL.awrence E. Strickllhg

Assets and Income

BLOCK A

vonf'mom:e '211!l dependent children. for inveslment OT th~

come which had a fair mnrkel lya1~e.exceeding:$I.()OO i1t ihe close of the report·

,or whi~ ~~ne~~d mor:e tItaD $20(­dUrUunhe reportinR period, toaelliel

such rome.

IForvo.urself.1iIIS.O ~eport ~le s0urt?e and ~ctual amouQtof~anred Ulcome ~ceedUlR $200 (othel' than from the' US. OovernmeIit); FOrYour Sp( ..... nnrt the source: but not the -amount of eamet

Qfmpre t1)an .$l~OOO (excep~ repQrt.$e acoUlltofany honoraria over $200 of

spouse).

N~neD

Labs Common (I, S, DC)

Technologies Common (I)

lAmerican Express Common (I)

IAmeriprise Common (I)

Valuation of Assets .. at dose of. .

reporting :period B

SCHEDULE A

IInc(}ni~ :type and amount. ~f !'Nont! (or less than $200" 'is checked, Tio ntl. .......... h-Ir .is n~ded 'in' Block C for tha~ item.

Other Income (Specify Type & Actual

Amount)

2

Date (Mo., Day,

Yr.)

Only if Honoraria

SF21S (Rev. 03l2000) S C.F.R:Pa:rt.2634

ILaWrence E. Stricklif)g

Assets and Income

BLOCK A

NoneD

Intemational CommQ'n (S)

Bristol-Myers Squibb Common (5)

Cardinal Health Com'mon (8)

Systems Common (I,IRA)

Citigroup Common (S. DC, Trust)

Valuation ,of Assets at,closeof

ScHEDl)LE 1\ continued

'InCome: ~eand amount If''None (or less than $201)" is'checked, no entry is ne~ded, in Block C for that :item.

Other Income (S~ify 1:ype& Actual

AmOtmt)

spouse or

3

Date ,(Mo •• Dav.

Yr-J

Ontyif HonorSria

SF278 (~Y. 03/20(0) S c.:F.R l"art2634 US.

I Lawrence E. Strickling

Assets and IncOIne

'SLOCICA

NoneO

Ully Cqmmon (I. S)

Mohll Common (I. S, DC. Trust)

France ielecqm Common'(IRA)

General Electric Cornman (I. DC, IRA)

Valuation· of ASsets at close of

re.porting perlo9 B

scimDULE A continued

·IIIicome: tY:pe and amount If ''None (or less than $2'0i)" is·checked, no 'entry is needed in Block C for that item,

Oth~r Income (SpCcifY Typc&' Ai:tunl

Amount)

spouse or

4

Dl!te (Mo .• Day.

Yr.)

OnlY'if, Honoraria

SFZ78 (Rev. ~3IiooO) S C.F.RPan 2634 U,S."''''' reportlllg

lLawrence E. Strickling

Assets 'and 'IncOme

BI:.otKA

Nona

1 IIBM Common (I. 8, DC, Trust)

Z ·lnteJ·Common {Trust}

3 IJohnson & Jhnsn Common (S, Trust)

4

IJP:Morgan. Chase Common (I, IRA)

. Kimberly Clark Common (Trust)

s· IKraft Foods.CommDll (IRA)

7 I Level 3 Communications COlllmon (J)

8

IMcGrawHiII Commpn {I}

9 IMedco Health Common (Trust)

I• This category~ppm ...... ,uy u .

,Illark the other higbe_rf:il!e@iiesofvaltJ;~~ Prior Editions t.;anoot t\e USed.

~ ,.

~;.

Valuation 'of Assets at clos~ of

reporting p.eriod BLOCKB

1::~111 t; ~f.1~ tt~i~ Jq ~;,~ '11", ~,~

. !:,

~.~ .j ; 'j. ;X;

L-::. ~);~ 1i ::.~{ ~~ ~~ > ~ .. : ""

. ~ .. .~ .. I

,ot-t', :a~J.;~ ~~;: ~

'~-::.-j . i

I : ! ...

.~~.~~ ." ~~ i

I,,':· . : ;'~I~~x: : •. ~: .~

.. '. r,:': -.: , -

I>'~ . ! ,

~I fl·:\( , ',' f " ...

{

.,. !.'

:'-:

':;.11 If:;' I '1· I I· 'il I·.: .!~ _,_~ __ '. .. ___ - =t'; • . • ..:... "---

I::.:· U x R'I Ill';' .; '11 I:i i"

~IL:~ ____ :. . >: .-,: F,~,''-,;, ',!I r,::1 1'1 \ t·· ~~ I'~ ' I:;~i x ~:i.:, ~' ~'. ;, '. il ~.

: is.soleJy that-ofthef1ler'S :;PU':"'C'UI

SCllEDuL£ A cQntinned (Use o~lY,.if nee~d)

TO!:

\ . ~.~' !"

'o.

" 1· ;J .;

~ l ,

i~:" :.

'-'-'-11

~

~ .~

IInCOIDe: type and' amount. If "No'ne (or less throJ $':201)" is checked. no other'entry is needed in Block C for that item,.

BLOCKe

rr·,pc Amoull

iii i I ; ~ g"iit ;~~~ ~~t ,~ ~tl? c:> ~A g :~~ 8.:'~ 'g: ~ ~ C). ~i·o .~ ... 0 .... ,,$J c ," ~: !ll J.~ iii' ~~~ '~~1il' t:>' }~ ~ ~.: .r;; .·.~i .,,: ~~1 ~;

~ ~ ~I .:. !i~' • ~ • 't~ ... ~k.{ ~.'

'''it ~ :~~ i ~:~~: ~ ~~~ :~!' .; ~ ! - ,~ ;z: \~;;;. ~ti, ~ -.;z;:! ~:~ 0 ~I . :~~ ~f~ . r'f: :~:.~; ~.~f ~

'Qther Income (Spe('.ifj Type & AchUll

Amoun,t)

,~ .i:~'1 ~ 1;0:" r·~ i -

..• : . ; , . . 1 .! : ;

1-: ~

I,:':' '1 I:·:!:· ... ~ .

~~ ~l:':

I~.;.·

I',';'

~ .. .,.', : .... !-... ' .. ,:, ~ ~~, ~

~ .. ~ .. ;

f{;:

: \. ~ .r :.r··

.J ~ .

i. ."'".:.~

.. -".

I:.;~:·

~~~ .. ::.t' ~

~I· I'

~ .1 ' " r ' ,..

l't

: ~

~ ~ .~. ",

II .:.,:-.

.-f,.! · ~· · I '~Sc.: .' : ! ~

J:} ,

I' ;

I' : .

to': j .. "

~ .. ~ . ! ... : . ... i . .d .~ ', - '-~.: . ~

r ;

! .. : .•

i'X·· '.)1 I : .:;: "

x L

,~'ll I;. .:"

::-'~I I r' '.j ~ .:j .. • I ~.~ ,:I :",;

r-·, I'''' , , · '>11 x ~1.' , ,.;:::: · .! .~ ,

1'":-

H .; .::~~ .

. i

'j

::.t:

IJ·: I '~,"';'~ ~--t: ~ ,

~.~ [,. 7··~

f:";"';

r

:·! ::; ... : .....

':1

~ .. .;. !

~ .. ~ -·r··1

H] ~ elmer th~t'ofthe filer or jointly held by th~ filenyith the spOuse or

5

Date (Mo .• POl'.

Yr.)

OnJyif Hono.mria

SF,2l1 ~.O:l/lllOO) ;S·CJ'.R Pon 261~

U:s.Oll"l:)OoCGoY<tIlIn<1IIElbl",

RtP.ortiJigl\1diyjd,~I$ N4me

Lawrence E. StricklIng

AsS'etsau'd Income

BLOC~A

.NonQ

Merck Cornmoo (Trust IRA)

2, Microsoft Corrimon (iRA)

3'

Oracle Common (IRA)

·4

Pepsico Common (I. ,DC)

Procter & Gamble Common (IRA)

. 6,

I

Rockwell Automation Cqrwnon lS, DC)

Rockwell Collins Common (I.S. DC)

Schlumbei9er Common (IRA)

Telecom New Zealand Common (I)

SCl{EDULE A continued (t.1se oDly ifneeded)

"""'.~~.t

Valuation of Assets at"aloseof

mportlng period 'BLOCKS

Income: type and amount (f"None (or less than' $20.lj is checked, no other ~try Isneededin:Block C for th3t item,

BLOC{<C

~ ~;:r: ~ 'c: tq. ~;;j I~lt~ ~rj . ~ !I-~ 1tr.· .! J..;!. ,i'.';~ co " . o · :'Q! 0 I~ ::5

t} :- H ,g' ~§l .g ~ Q, t~ g k~ t:> .

iii 1~ !t~ ~ ~i ~ ~I :~~ ,.! :: t-c;; .~ ~~ .~ ~~ 8~ ~ '~~ t ~~.! ~

... ~\ '~~:! ~ ~f~ ~']~ ~ ~~ o~: 0 ~~:,. .. :ffi1 ~t ~ it,. ~~ ~,)'

~ V!II !:' il' '1':::1 ·1-····1 ·1~-;~I-l-;.-:tll.:.t:II·-·!::' r:-:'·1 ~} ~ X'~: , ~. ' './ .;\:~ h ,i:;' x ;·"

:~:J ·,,;1

/

.~.!

" ~

.~ ~ \

,~ ,II x ·· ··f

:~J ,:-:: ""r :: "

~' "

iX,:

';·llx.['; ': j

::'::'1

'il I:'; , . .j 'X'! ~ ·n· . . !

.X

j .

;'.0.:'

r'~ .J Ull x IT~ .. ~.!-~ .I ... ••

. ~ ~ I'

"

' : ~ .. "

,:;!

·n:·

.~.:.{

; ... ~, I. lt"".;,

~i· • . ~

U ;;":.:1-::l.+ .' ~:

:: ~ ,.;. i .. " Fr-!

~ '1 f

" '! L.~ ;,;1. t· ... ;.

i,

:~

r'l" f} ... -:; ;'_', ~'!.:,

r-; ~ .. :. ~'., 'j.: i: .~

i.;. to;'

~.r :

k'~ .! ....

~-

~:'., ~

t1 ' '' 1~: 1·

'!:,;

t

3 )1

X. ;, :! '

.~. \~

oJ' ...

:.l-: .... ;

" .• x

. ~( ~ " , : .• x

x .. i' .

ho-,

r·· '; ... , x,·:'

I:-:~ U.

. • ! ~

!~+' ~ . t'

:-'\:'1 x: C r~,,~ i :,~.

: .. ,~~

, " , ' .

: 'iJ x ", ).

~". ,

t.'l".

i.';1 X

. f ... :~

.xi

,X:·,

'. ~. X Il ~

·.,. t. .. J

",~';t

i···

h !:; '

X I; i :,;,.!

'.:

, f

.; ~

,'1 . ~ ~"1 : ~

" ; '/

:.' . '

'. ~I .

.,~.

:.: r.

"

' r

:i :i. ~ ;.

t ~ r 11 x':;:jl 1':1,:11' !~I l 'l'II;:\'~llr~1 ~ 1:~llt l:ri:1 Ir!:II:: 'l~1 x 1''-:: ; ;.,,~j ki§ ";.:.~: _ .. :;, _;3 . ~-,;. h· ,; ~d H h; :'1 il 1'~ ' ·Lt-"I. ~,' 'j

OIlier Income (Sped(y

T)'~4:

Ac:illill .... lDOIIIIt)

6

Dilte

(Mo., Day. Yr.)

Onlyj(

Honoraria

.. TIiI5 c~tegory applies on1y"if~ metllueo'me Is sol~ly- !bit cif'tli; filer', spouscor dl:pen'dei)t Childreo. {{the wet/income if.diller that or-the filer.orjoiiltiv held by the filer with ihe spouse or dependent cbildceQ,

. sma (Rc\". 0l1lOOO)

5 CJ:,R P.ut lG)~ U.S.Offioc·ofGcv.I1UlItht "EWe,

!RePortiogllldiVidtW·s NAme

Lawrence .E •. S1riel<ling

As$etsaod Income

Bt.QCKA

. NoneD l'

Travelers Common (Trust)

Z

Under Armour Common '(i)

3.

Yerizon Common(l, sj

YumBtands Common (I, DC)

'$-

Zinii'ner Holdrngs' COmmon' (S)

G'

I

Gamp~1I Sttatl!lillcA:l.IOcation Fund. L.P, (IRA)

Clough Global Opp~l1W1itie$ Fund (IRA)

DavIs New Vork Venture Funi:l (J)

Meslrow Large. Cap Value Fund <I>

V~Juiltion of Assets :ateiose of

reportiD~ period BLOCK' a

':i.: ;f:1j ~1 hi ~ .~'.

I !v ~1 :j;'~ tl h'

~.

~~~ 'tl:i ~~

~ '~

! ~~ .l~1 ~ jtW ~

d~ ~~ ' 1 ''''1 .~ .~~ ~ ; ~ . ~J I ~: ~~t;: g: -; ~~ ~ o~~ ·~I :0' ;1 C> .'¢;>

Ii I '~,!t11 :1 ,~.~~ ~~ ':;'!~~ ~ ~i ~I .. ~ ~ C;{~ ~~1 .a 1 6~

~' ~~ -::-~ ~j .. .;~

.: ... :,~ .rh.!, " OJ', !.:+;, :/::~ r~~ x ~';

~.:. , .. ;.~ ... ~'i A, ~:.f.:': . :~ . ~-;"i

; ~':! :~:.:: .:-~

:""j M ~j .. ~ ::;:1 :;~:J . ~ I

("~1 . ~.~.~ ' .

~: .; ~ ~. , '} !: -. "., :i~ "'r ,r: :::.: ......

1"'}

,~J ":.: ':"l:'

;~.;; T' i~ :: :.:.,,:,. .; ... r:~; ~.~.j ."..,:.'

r')' '~f . ~ . . ; .~ ! .j"

; .1 .t"lI,? .... .. ',' .. }. : ~ . · : .,.";,. -+:0:'

: "1 x :-1 .. ': · ' . .1 :. o:l

)1 " ~. ~ . ~, .L H. ~ ' ," 'L! ,:t"{ ,:':

· , :1:. "- ! · , '.:J ,«;~ t·

~;. j ,J'" . ..:.i ... ~:J .. ~i ~ :-p

" 1 U ·s i-, .~ ::1 I

.)t. ·k J ':, j ;::'J .• i-

: . .1 if:'-. ~ .,.4'.

'"':" ; '.' :.:x, ~~;; ... "

-; .. : :·'~~·.1 ' .. :.'·1 J' -! .. :. .j

,SCHEDULE Acontinued P"agcN;""bc,

7

.(Use.onlY:ifneeded)

Income: type and amount If "None (or Jesstban $10 l)~ is checked;· no other entI'Y. is needed in Block C'fonl!3t"item,

BLOCKC

i~~ j ". ) ~ .. . ) T pe Anultllit p~: ;~ ~r.~' t1~1:'

~ . . i

~ ~I r.~ ;r.J M

-;::: Othct , D:lte

.~~ Income (MCI,.Dl1)~ %.).r :·; (specify Yr.)

~J > . :~~ f£i lYpe~

:;)~

@I ~, AtftW 'Onlyif

8' ~ ~: ~} Honomria 0·1· .~.:.

~ ~f j~ [I gl;~ • t c . . §. f§~ q~

i;i-~' I' .: r;;~ ~: '-~ e 1.1 :-~. ~ .•

il - fr:' g ~; g ~ .g ~~ § i'~: g

1- f . !"S!;Il1 ' •. :.5' "~cSl" ,' o

].~. - ig tf,;Jl ~ Iii t; -~, o·;:i!i 8 .. l-' ~J "" ~.' " ~ Cl.!jS< • 0·"" "'1' .;. "~9 .... " -I '" t~,

Co ._

ir~ ~~l ~I~ ~I~ ~ ,J i ~. ~: O~· l~ ~.~ ... ~ :z . - , . - ~, t: 0 .,fII!I: I~ ""' \"T., '1 ~ ~~ ~ [J r-r ~~;f ~~) .~ ~~ ~~ n~ :~ ~l ~t:

.; ~ r " " .-{ . ~. I:

:r:l ',;

~ ; . i~ ..' .:.~ " , ';1 X j' ': .... !

:. ; ~ ' . .~.;:: ':.1"1 : -~ · . , ':'i " ;"

.. ; :'0 ':Y;:l , ; ,-., ! .0,

.} .~ .'. X " '":. 'i ~J

.~ '~ :' , 1(-1 . . ~

; . .. ' -' .!; :" .~- :i·...; ! ; . .:- .,

X }~.I :: ,~,

:'{: .. :,, :.

f~ £ X ·.L ,:yl.:i 1 ~ ' .'

:""j '.' ~ ... i I': ' ~ . ; : . : :"""1 - . r . ... .. ~·i t! ~ i. .:l) x · "

; . .'; 't

" • J

! ~-' r>: •• ~. f

~ .. !:: X ~\ .: ::1 ' .. , . , ; .

; , ,

.' ~. ..~ :~

"~!: x :.1 '

r ~ '.': . ,-; ," ! "i.r, . ! :. } i:

':~i ~'-t . i s ' , : ~ • !

~ ~ ix,

:r.:: .~ .:

j.~t .. ~ . ' .. -, I .. : .

~f: ~ .... : • 1"". :

~. : ' ;x~· .x ''i: .. ~~.j

I .i .• : •... . ''''". ~:.~ , , .' .. . 1_ •

.: ~ f .' : ~ "!" . ~ :.:1·

~xt ' . ' .' ... '~ .: ; : i : i ... X ;.;. 1 ~ .; · 'r: .... -. ~ 'J .:.c .!~:~:

I , ,. ·,r.""'! '"!·,:r· r:i !- l" . I ~ .1.: •

.. This:categQfYapplies .o.n1y. it.the usetlirteome luok-Iy lhat.of the. filer's spouse or-·dependel1tchiJdrciI. If !he. assctli.l)!:.C1ini: is either that of the filet orjointly llel~· by the,1i1er with the~usc Or :dependent childien,

sma (lUiV. o3lloop) 5CF.RPut.2IiJJ U5. 0fl'i<oe .. r·co, .. ...".,GI.I!lhlcJ

reporting lndi~d....rs NlIIDe

lawrence E. Strickling

;z.

3 '

..

0:

7'

9

ASsets· and.Income

D.I;.OCK.A

NDnO

Me.si~ Smqll Cap Value Fund 'I}

MFS InlemaUanal Fund (IRA)

MunclerSmall Cap Value Fund (J)

OalImark FunCl (J, OC)

Oakroark International Fund (J)

Templaton Emergll\g ~art::els:Fund (I~)

:Templeton Foreign Fund (I)

illinois 529. Bright start Fixed Income Por1follo(I) ·

C(>mcast Cornmon (I)

I SCHED~E ,A ~(lntin"ed. .(Use;only·if,heeded) .

Pa£1:' NUmbc-r

Valuation of Assets atdO'seof

reporting period

.• Income. type llrid amount If-None (or less than S20.l)~ is cbel:ked; DO other elltly is needea 1D Block .C for tJ13t item.

1_= ~ :tl; ~ '~e

I:\~ ~'~i~ ,~~,

, , ~:.!

': ~i

.;· :]~. In

. '1 ., "1

'>-'j

Xlr! . ~ t .~. :~

fi ::H !', ·f··

~~ j ,~ .. !

1---1

"'\ I';' ~ x !· j . ~ . ~

13LOCK B BLacK:.C

. ~ :. ,­

~;

?: J . <fo, ,:,

;x;

'".~}:'

. X

l'

... ;,..

·1·

,'.

. i ..

~-

!. !'

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TypeJ:: Ac:O,t!l

Amount)

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. yl':)

Only if HOriOcliia

., This eateg~ry applies ~'y Itthe~ctllne"~mc /$s(jl~~ofthe1ilti's $POilS~or ilt:pe.ndeilt chifdTcll. Ifthi:.assetlineonild$ .Cillicfthai'orlh~.filer-oi}olllflY h~bYihc filer with the spouse ~r ~dent children,

Sfl1a'tI!ey, OJIZOOO) 5 C.Fll·PoiI24.1-I

U.s. otr ... oCGlVClNl>elil e:wcs

iReportins lilruvidu3l's Nama

Lawr&nce E. Striclding

ASsetS and Income

BLOCR ....

1'1l1li0

University of Chicago (8)

.2 Level 3 CQI'Mlunications. (I)

,3

OfIice of the President elect (I)

Obama for America (I)

·s

I

American P.sychologieal Association (S)

IS'

Vanguard GNMA Fund (1M)

Vanguarit Strategic Equity Fund' (IRA. 8)

s· Vanguard Euro~an Index Fund (IRA)

9

Venguard·Pae-me Index Fund (IRA)

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S'CHEDULE A ~onth:ioed Pa;eNuinbl!l

9

(Use o'nly jf needed)

Incomeaype and amount: . if "None (or Jess' than $201)" is checked. M

othei'entty is needed in BloCk;·G for that item,

BLOCl<C

. ~ H .<, (1

Tvpe Amount t~~

II III1 ! ~~.{~ (.1:: ~il .~{;

, Other Dale ;~.:J i} ;F;- lncome (Mo.. Day. . ~g~~ :~~.~.;.

~V ~'t:'{ (Specify 'fr,)

k.;t I . ~~ ;:Ype.t.

g j~ · .... CIIIaI Only if ,~,c ~ ~$,I ~~ I , ~ ~ .,~ .

~ , AmoLlllI) Honoraria or j~j ~ ~ ;~ '·~h ~ .:~ ::; ; ~ .";i~ i ~i ~" ~f;; .. ~. 8: ~ ". ~ . :&;\~ l~~ ~I ;~ t~~ • t..rt\ , . '. ,! . F-'''' g

? i 8:1 '8 ~ O"; ,)t;l g ~ C> ,- ~,

@ .. w. if. ~ .' frft~~: ~. ~j§ ~U; ~ &1 .g: '" A.~; 11'C' ii~~ :; If · t~!.:! !' . .:.. ~ ..: ~i~ lSi

lN~ ~ i~ ~· ,i~ :i IF i ~ g !s: 81 8... ~ - <.I ~~ t

~ :;a\ ~ j, '-~ c~, ~ol...: .~. ~ ,i .• c>. ~ g!!~ ':. ~ 4 ,... ••

Z r.-.' 'r.,' ~' .::l .~ .,~, ~'" ~~ 0

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:~. t i. l. e-• .- q .~ : i Salary. -i •. : ·f !'. . ~-

:~( : ,: ..

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.~ .. , . " ~ . ! :.j ~ . ·:( t· , ,

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~ :';', . : : ~. ''i' ', .j ' •. ! :.{ '$125.000 ' I .' ;": ~.i :·;,1 ·: .. ·t

':"f .T· it ~ j ; .. ; '.;:.j ·Salary. $19,674

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SFl1a.(Ilcf.o)llllOo)

1!! ... .pI' ... ll<I~ u.s. c;r ... ora"' ........ "'" EOaiot

R..Cl""ii'lS Ih<li~i~';·al·$ !o!.me

lawren¢8 ·E. Stricl<ling I Assets and"lncame

BLOCK:."

N'*LJ

Vanguard Intema!iooaJ vall/~ f;und ·(8)

Vanguard SeJeeled Value Fund (S)

·3

Vi\nguard S.mall·C8p;lndei(.Fulld (5)

V?TIQuard ~'ndSQrll t:"und. (S)

Valuation of Assets at-closeD!

reporting period BLOCK:B

SCHEDULE A continued (Use only jf needed)

. 'Pal:e'Numbci 10

Income:·Iyp¢ :~· amoLlllt. ,r"Np!le (or leu thanS201r is chccked. no olhercnhy is n~·m Block C for tha[ item.

!3LOCKC

Wi~ :~~.~ 1~

~:,~ §:

O'tllet'

mme· (S'pccify Typc&

AduJII AzaQuot)

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+ This ~telOty applies·oOiYif:thi:.~sdliricOme:js :sOlely'ih;ll orllle fifc(s.lpousa or dep:nlknt$il~n. Ifthuuelf~lIlO is eillieTthaI. ofthe·llier orjointlylicfd bttho filer With thb~ot ~l Prk Edilicas C.:viotbc· Used.

SF21& (Rev, O)/2QOO) SC,F.RP~$ljj·

u.s. Office of Govtl'lUl'enl Elhics Rq)orttng IndlVldua!'s Name

lawrence E. Strickling

2

3

·4

5

~

7

13

'9

Assets and Income

BLOCICA

WoneD

ING JlJ!i\Jl? Ba~r Foreign Portfolio I{I '& S Annuities)

ING Intem'iedial"e Bond Portfolio 1(1 & S Annuities)

ING Davis New York Ventur.e Portfolio S.AnnuJtY)

ING Janus Contrarian PortfoliO 1(I.Annulty) .

~~l

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I ~ i!~J i1 ~~..i

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~porting pc.riod BLOCKS

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SCHEDULE A continued (Use only if needed)

Pl\ge Nu'n)b~r

Income: type and amount. If'~one-(or less than. $201)" is checked, no lotber entry is: ~eded in.Block C'for that item.

.;.j-a...: ..

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Other inCOsTfC (~pecify' Typc~ ActUal

Amount)

11

Date (Mo.,Dav.

Yr.)

Ora1yif Honoraria'

i/Jo-Thisctit'eioij'aPplies only itthe-rissetlmeome lSsolely-that oftheliretsspoineor-dependeili'CJ1ili:lren. If the assetlll1come·is eidieTiliat"'Of' the tiler ()J' jointly"tieJa-:-oy-the filer with the spouseordepeildeJitcll}fdrel mar:!<' the ·oJher· Qigh~e.ategories of value. ·a,s ,appropriate.

Prior Editions·Carinot be Used.

SF278 (Rev. 0312(00) S C.F.R p~ 2C?34 U.S .. Offi~ of Gov~ent.Ethics

lReponmg Individual'.fName

Lawrence E. Strickling

Part 1: Liabilities

I Report liabilities over $10,000 owed to any one credit~r at :iny·time during the-teporting period by yo\!, your spouse, or dependenrchildten. Checlnhe highest lUI'iount owed during the reporting period Exclude a mortgage on your

Creditors (Name and Address)

Examples: ~!.s!'p1.@~n..~~nJl!.2..~l2f - _. - - - ---. John Jones. 123 J St Washin~on. DC . .

1

2

3

4

5

SCHEDULEC

persQual residence. unless it is ·rented ,out: loans secured Nonem by~utomobiIes, hOtlSehold furnitnreor appliances~ and Hahilities owed to certain rel~ves listed .in instructions. See' instructions for revolving charge accounts. Date Interest Tam if .

IncUJJed Rate appli- 8 8' cable ~~ Type of Liability ~ 0

~~~lIj~l!.'!.l!~!..2.r~~ • .Q~!~_. _________ -1%9.1-. 8% .~t~_ ---1-1'00/;,--Promissory n'ote ·199~. on demand·

~ This category applies oply ifthe·liabiliry is solely tbat of the filer's spouse· or' dependent children. If the liability is that of the iller-ora joint liability of the filer with 1Jie.sooUse or deoendent children mark·the othcr·hirrlien:atee:ories. as ·aooropriate.

~art IT: Agreements or Arrangements

1

.- 0 gg eFg .... fI>

'--

Pa:je:Numbcr

12

Category of Amount or Value (j:)

§: ,

'0 .gg. 0 .0 ..... - 0 8 .~- o ·

§~ ·s· g .... 0 -8 g.g o~ g g. g ·o 0 00 a g. 00 ..& gg 00 8~ ~. g~ g"8 &~ ~ 'i " 8 It) 0 ~£ ~ .l; ... N <'" I() ..,. .... ;;··fi; on .... .... -.~ ...

Cb "'" 0;';

~- 0 ...

2._ ~-----1---- '-- --1---

"

I

Report your agreements .or arrangem~nrsJor: continulQg'·participation in an of absen~e; 'and (4) future employment,. 'See i~tructions regarding. the.reporting employe.c b-enefit plan. {e.g. 4Olk, deferred·cOrnpenSatiQ~; (2:) <;Ontinuatlon of negotiations for any of these arrangements or benefits payment by a former employer (iricluding·severance-payinen1;s); (3) leaves

.N~ne c:&:i Stat\!$ and Terms orany-Agreement or Arrangement . 'Parties Date

Example: I Pursuant to partnersliipa~ent. wID receive lump' sum payment of capital account & partnership share . Doe Jones:&' Smith. Homcto.Wn. Srate 1185 caJeuJated..on s.c:zvlCc nerlOnned Wo1,l2h·l/.l)O.

1

2

3

I 4 l

5

6

Prior EditionSCtrnDot'Be Used.

SF 2ia (Rev; 0312000) S C.F.R Pan 2634 U.S. Office 'of Govc'mmezlf EIhle·

ReportlO~ Indi~ldual's Naroe

LawrenceE. Strickling I P·art I: Positions Held'Outs"ide U.S.' Government Report any .positions held during the applical,)le r¢porting .~fiod) whether compensated or not. Positio.ns include but are.Dot limit~a ioth.9se of an officer. director. trust~. J!eneral partner, proprietor, .represeritalive~employee. or

Organization (Name and Addr~.ss.) • m:t'l Assn~ ~fRock Collectors .. NY NY

Examples: Doe Jon~;& sifu~ Ho;;;eto\~. si!t";" ~ - - - - - - - - - - - - - - -1 Lawrence E. Strickling Trust. dated "April 7! 1.997

2 Office'ofthe President-Elect, Washington, DC

3 Court Theatre, Chicago, Il

4 Music of the Baroque, Chicago. IL

5 Uniliersity of Mary land SchOol of Public Policy, CotI~ge Park, MD

6 BroadWing C.ommunications. Austin, TX (acquired by Level 3 in 1/07)

(rage l'Ium()cr

SCHEDULED ·t3

.cqnsultant of any corporation, flrmi .partnership, or other \:)llsiness enterprise Of allY non~orofit o!9;anizntion or educational institution. Exclude positions with reliJ!ious. SQcial. fraternal. or political entities and those solely of an honor3ry na~ure.

'None CJ Type ofOlganization Position liela Fr~m (Mo.) Yr.} To (Mo .• Yr.)

_l'i~!01!! ~lL<;aF2ll . _______ . _ ~ ~.?r~i~e]!. ___________ :- )i!22• __ -- _gr~!'L __ L-awfinn .Partner 7/85 1/00

. Family trust Trustee 4/97 . Present

Non-profit organization Public Uai$on for Policy Groups '11108 2109

Non·prcifit arts· o(ganization Board Chairman 1995 Present

Non-profit arts. organjzation Bc>ard Treasurer 2003 Present

Public educational institUtion Member, Bo~rq of Visitors 2006 Present

Corporation . Chief Regulatory Officer 9/04 . 4"107

Part]I: Complmsation, In Excess OfSS,OOO Paid by One Source 00 not complete' Uti.s part Report so~s"Of ID()J'e fuan.$StOOO compensation re~ived'by you or your corporation. fum, partners~~Pt or otl:ler busines.s enterprise. or any other nonwprotlt if you are 'an 'Incumbent, business affiliatipn for services provided:directly by yo.u during. any: one .year of organization 'when you·directly: provided the services generating. a Tee or payment TerminationF.iler. or the reporting period. This includesihe names otclients and customers of -any of more tlian $5,000. You need not report the. U.S. Government as a.source. Vic,e Presjd~nti~1

or Presideritial. C.andidate . None' c:::J

I

Souree(.Name muI.Addre"ss ) Brief Description of Duties !

Exam lcs' ~~:.Ji:m~.:!:~mi!f!,:Y2I!l~\:P~~!.. - ........ - - - - -- - - - - - - . -- ~~ . I -:r ~ - -- -- .. - -- -- -'TtV- - - - - -- - - -- -- -'- -- - - ---- -- - - - - -- --P . MetroUnlversity'(clicntofDoe-Jones&-Smith): Money town, State . . ~1.se.rviceS in connectiOn with tiniveTSi' construction . 1 Office of the President~Elect. Washington, DC (200a-09} Managed public outreaCh for PTIpolicy groups

'2 Broadwing·Communications. Austin, TX (2007) Developed ana executed federal and state regulato/y.polfcy for company (~.cqulr~d by Leve.l3 in 1/07)

:3

4

5

6

Prior Editions Cannot B~ Used.

SF 218 (~. 0312000) 5, C.F,RPart2~34

U.S. Office qfGov~=nt ElhiCJ ~epOrting Indlv,ldual's Name

Lawrence E. Strickling I Part 1: Positions Held Outside U~S. Government Report t!Jly pos~tipns held during the applicable reporting period; Wl1e~er ~ril~nsated or not. Positio~s in~lude ,but are not 1.imit~d to 'those' .of an officer. director. tn,Jstee. general partner.. propnetor. repres,entatlVe~ employee, or

Organization (Name and Address) Exampies. ,~!l As~n..J!t:..Rocl£ Col~r;]'!Y~ NY ________________

.' Doe Jones & Smith. Hometown.,State 1 Estate of Edwarq Strickling

2

3

' 4

'5

6

II'age NumOer

SC'HEDULED 14

consultant ofnny corporation, fiim, partnership, or. other business enterprise or any non-profitorszanization dr educatipnal ' institutiQ~. Exclu~e ,positions with religious. .social. fraternal. ot political entities and those'solely ofan honorary nature.

CJ None

Type ofOi'ganizarion Position Held :From (Mo., Yr.) TQ(Mo .• Yr.} _~~rti..ffi~~a..ti~ ________ .; I-f.resigent ----------- ..... -~~- ... -~ _ !~e.!\L _--.:

Law finn ·Partner 7/85' 1100, '

Decedent trust Co-Truste~ 3/07 Present

Part n: Compensation In Excess Or:$5;000 Paid by One Source Do not complete thiS part Report sour~of more than $S.QOO compensation received by you'or.your corporation. , firm, partnership, or other business enterprise, or any other non-profit if you are ,an Incumbent., b~n~ss'affiliation for services provided'directly by you during any one-:year of organization when.you directly provided the services 'generating a, fee or pa.yment Termination Flier, or the reporting:period. 'This includes the names of clients wid cuStomers of any ,of more thanSS.OOO. You need OQt report the, U.S. Goventrnent as'a source. .vi~,e :Presidential

or Presidential ,Candidate ' None c:J

Source (Nome 0JUi Addr.ess ) ,BrlefDesctiDtion of Duties

~~ Jo~ &. Sniith. Hometown;.State ~ptes: M;Ir;-Uoi;'~itY(~lT;t"'ofn;eTari~&ts-;iihl.Md;;;'to;;;' Smit - -- --

..!;} ~...i£~ ______________________ ....;, ____________________ , Le" serviccs'ineoimectionwith university cOnstruction '

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