Top FAQs Slides Sept 30

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    Top FAQs

    Hospital AccreditationSeptember 30, 2015

    Donna Tiberi ,RN, BS, HA

    Standards !nterpretation "Accreditation ana#er

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    Objectives

    Review of actual HFAPs

    frequently asked questions (FAQs)

    Increase awareness and

    understanding of Acute Carestandard co!liance

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    PLEASE NOTE

    All Allied Healt" Professional

    requireents "ave #een deletedfro C"a!ter $ and are now

    located in C"a!ter % & 'edical

    ta*

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    FAQs +e t"oug"t it would "el!ful to review frequently asked questions

    su#itted #y "os!itals to !rovide clari,cation*

    -ften ties accreditation organi.ations are told t"at t"ere isinconsistency wit" t"eir FAQ res!onses* -rgani.ations re!ort t"att"ey ask t"e sae questions/ #ut receive dierent answers* 0"iscan #e true* However/ one reason w"y FAQs are answered dierentlyis #ecause questions were !"rased dierently* Its not uncoonfor organi.ations to call in to A-s any ties or su#it t"e saequestion ulti!le ties for t"e sae issue* 1ven one word canc"ange t"e answer2

    Its i!ortant to ree#er t"at #ased on "ow a question is writtenor asked will deterine "ow our tandards Inter!retationde!artent will res!ond to your question*

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    01.00.07Governing Body es!onsibi"ities

    Q3 0"e Acute Care standard (45*44*46)

    requires t"at t"e governing #oard#ylaws address t"e res!onsi#ilities fort"e !"ysical !lant* I do not understand"ow to i!leent t"is* 7o I need a

    stateent in t"e #ylaws t"at s!eak tow"at our current !rocess entails8

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    01.00.07Governing Body

    es!onsibi"itiesAns#er$0"e #ylaws of t"e governing #ody ust state t"at t"e governing #ody isres!onsi#le for t"e 9!rovision for t"e adequacy of t"e !"ysical !lant*9 0"isstateent esta#lis"es t"e role and res!onsi#ilities of t"e governing #ody toensure a safe environent for !atients/ visitors/ and sta*

    It is t"e res!onsi#ility of t"e governing #ody to review safety re!orts/ins!ections/ and ot"er re!orts of t"e !"ysical condition and take correctiveaction/ including t"e release of funds as necessary*

    :e sure t"e coittee inutes at eac" level/ es!ecially t"e governing#ody/ re;ect t"e review of t"ese re!orts and any corrective actions taken

    as indicated*

    0"e

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    . .&tegories E"igib"e /or

    A!!oint+entid"eve" Pr&ctitioners

    Q3 0"e Acute Care standard states t"att"e nu#er of allied "ealt"!rofessionals t"at ay #e su!ervised#y a single !"ysician is liited in soestates*

    +"ere can I ,nd t"e ratio so t"at I awit"in t"e state liitations8

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    . . &tegories E"igib"e /or A!!oint+ent

    S,!ervision o/ A""ied 2e&"t%Pr&ctitionersAns#er$

    =ou ay refer to your state>s Advanced ?ursePractice Act and t"e P"ysician Assistant Practice

    Act to identify w"et"er t"ere is a liit*

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    10.01.0-3n/or+&tion in edic&"

    ecordsQ3 0"e Acute Care standard (54*45*4$)states t"at !arts of t"e edical record t"at

    are t"e res!onsi#ility of t"e !"ysician ust#e aut"enticated #y t"e !"ysician*

    0"e standard also sti!ulated t"at it is u! tot"e institution to de,ne t"e rules @regulations for aut"enticationdelegation*Are all "istory @ !"ysicals (H@Ps) su#Bect tocosignature8

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    10.01.0-3n/or+&tion in edic&"

    ecordsAns#er$'edical sta !olicies identify t"ose !ortions of t"e edicalrecord/ if any/ t"at ay #e delegated to a non!"ysician!ractitioner* 'edical sta !olicy/ consistent wit" tate law de,nes30"e !ortions of t"e edical record t"at ay #e delegated to non!"ysician !ractitioners/ suc" as3

    'edical History

    P"ysical 1Daination

    Progress ?otes

    -!erative Re!ort

    7isc"arge uary

    0"e requireents for cosignature andor aut"entication/ consistent wit"

    tate law for non!"ysician !ractitioners/ es!ecially3

    ?urse Practitioners

    P"ysician Assistants

    Certi,ed Registered ?urse Anest"etists (CR?A)

    Certi,ed ?urse 'idwifes

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    0(.01.14e5,ired A!!"ic&tion &nd e&!!"ic&tion$

    3n/or+&tion to be evie#edri+in&" B&c6gro,nd %ec6s

    Q3 +"at ty!e of criinal #ackground c"ecks are required to

    run on e!loyees8 Per Indiana state law/ we are required too#tain liited criinal #ackground "istory*

    +e are not o#taining3 5) social security traceE $) countycriinal c"eck for all counties livedE %) ultistate/ ultiBurisdiction searc"E and ) all G4 states seD oender registries*

    7uring our last survey/ we were not cited #ut were questioneda#out our searc"es* 0"e surveyor entioned t"at statewidesearc"es are !ulled dierently t"an ultistate searc"es*

    Are our current searc"es acce!ta#le8

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    0(.01.14e5,ired A!!"ic&tion &nd e&!!"ic&tion$

    3n/or+&tion to be evie#ed

    Ans#er$

    HFAP is not !rescri!tive* Criinal #ackgroundc"ecks is often a state requireent and variesgreatly/ state to state* 0"ere are any ty!es ofsearc"es to consider* =our "uan resourcesde!artent s"ould develo! t"is !olicy in colla#orationwit" t"e legal de!artent*

    0"e "os!ital will conduct criinal #ackgroundinvestigations #ased on inforation !rovided in t"ea!!lication or as required #y federal and stateregulations

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    0(.01.14e5,ired A!!"ic&tion &nd

    e&!!"ic&tion$ 3n/or+&tion to beevie#ed

    'contin,ed )

    0"e "os!ital will conduct criinal #ackground c"ecksas allowed #y tate law for all !otential new "ires

    0"is !olicy s"ould esta#lis" "ow eDtensive t"ecriinal #ackground c"eck will #e in ters of3

    0"e nu#er of years to #e searc"ed

    +"et"er t"e searc" will #e liited to your state or #eyond* oefacilities "ave i!leented ,nger!rinting for new e!loyees/ #ut

    again t"is is not an HFAP requireent

    Certain states "ave ore eDtensive requireents for t"ose e!loyedin nursing "oes/ #e"avioral "ealt" or ental "ealt" facilities

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    0(.01.14e5,ired A!!"ic&tion &nd

    e&!!"ic&tion

    Q3 1!loyent veri,cation fro forere!loyers "as #een increasingly dicultand a tie consuing task* +e wouldlike to know w"at ot"er eans wouldeet t"e standard8

    +e currently conduct skills c"ecklists onclinical sta and all new "ires "ave a#ackground c"eck*

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    0(.01.14e5,ired A!!"ic&tion&nd

    e&!!"ic&tionAns#er$+e would suggest develo!ing a !olicy in colla#oration wit" yourlegal de!artent outlining your !rocess for o#taining referenceinforation*

    0"is !olicy s"ould s!ecify t"e nu#er of atte!ts t"at will #e ade

    to o#tain references* Per"a!s you will ail two requests and send at"ird as 9certi,ed ail*9

    0"e !olicy s"ould also outline docuentation eD!ectations/ e*g*/9?o res!onse received fro letter ailed on uly 5/ DDDD* econdletter ailed to DDDD on uly 56/ DDDD*9

    =our facility ay also consider t"e use of electronic eans torequest t"is inforation* For soe facilities/ t"is "as #een aneective eans used #y t"e 'edical ta ocers to o#tainreferences in a tiely anner*

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    0(.01.14e5,ired A!!"ic&tion &nd e&!!"ic&tion$

    3n/or+&tion to be evie#ed'contin,ed)

    Ans#er$

    At tie of survey/ your facility s"ould #ea#le to s!eak to t"e requireents

    esta#lis"ed #y your state and #e a#le toeD!lain your !olicy @ !rocedures*

    0"e "os!ital ust #e a#le to s!eak to t"ea!!lication request inforation regardingany criinal "istory

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    0(.01.1Te+!or&ry Privi"eges

    Q3 +"at are t"e standardrequireents for assigningte!orary !rivileges to a

    !"ysician8

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    0(.01.1Te+!or&ry Privi"eges

    Ans#er$It is not !eritted to grant te!orary!rivileges until suc" tie as t"e a!!ointent orrea!!ointent !rocess can #e co!leted*

    All a!!licants requesting !rivileges ust got"roug" t"e entire credentialing and !rivileging!rocess for a!!roval*

    For t"ose t"at cannot wait/ t"is eans t"at anad "oc or 'edical 1Decutive Coitteeeeting s"ould #e sc"eduled sooner t"an!lanned*

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    0(.01.1Te+!or&ry Privi"eges

    'contin,ed)

    Ans#er$

    0"e edical sta #ylaws s"ould clearly de,ne t"e !rocess for grantingte!orary !rivileges* -f course/ your edical sta ay !refer to wait untilall % references #efore t"e a!!lication is su#itted to t"e c"iefde!artent

    c"air and C1-* 0e!orary !rivileges s"ould #e te!orary and tieliited*Ina!!ro!riate granting of te!orary !rivileges could #e a violation of t"eAcute Care standard (4%*45*5$) Jnifor A!!lication of 'e#ers"i! Criteria)t"at requires a unifor a!!lication of e#ers"i! criteria* It is not!eritted to grant te!orary !rivileges until suc" tie as t"e a!!ointentor rea!!ointent !rocess can #e co!leted* Please review t"e Acute Care

    standard (4%*45*5K) for additional inforation*

    All a!!licants requesting !rivileges m$st #o t%ro$#% t%e entirecredentialin# and pri&ile#in# process 'or appro&al( For t"ose t"atcannot wait/ t"is eans t"at &n &d %oc or edic&" E8ec,tiveo++ittee +eeting s%o,"d be sc%ed,"ed sooner t%&n !"&nned.

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    09.00.04o+!etency

    Q3 Can you !rovide a

    descri!tion of t"e sco!e of!ractice for Licensed Practical?urses (LP?s)8

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    09.00.04o+!etency

    Ans#er$

    0"e sco!e of !ractice for LP?s is de,nedt"roug" your facility>s !olicies @ !roceduresand in accordance wit" your state law*

    0"e Bo# descri!tions ust re;ect t"e sco!eof !ractice and "ow t"is individual willfunction wit"in your organi.ation/ includingsu!ervision requireents in certain settings ofcare*

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    09.00.04ode B",e

    Q3 Is t"ere a requireent for

    conducting a ock Code :lue(eergency code) eDercise8

    0"ere is a requireent for ,re/#ut not sure a#out Code :lue*

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    09.00.04o+!etency

    ode B",eAns#er$HFAP standards are not !rescri!tive* 0"ere is no standard t"ats!eaks to "os!ital codes* However/ t"e Acute Care standard

    (4*44*4G) s!eaks to sta co!etency !er "os!ital !olicy*

    ta ust #e quali,ed and co!etent to !erfor t"eir dutiesas assigned* Conducting a ock 9Code :lue9 ay #e oneeDa!le your facility "as de,ned as a !olicy to ensure staco!etence via !ractice*

    If sta is required to #e certi,ed in Advanced CardiovascularLife u!!ort (ACL)/ Pediatric Advanced Life u!!ort (PAL)/ :asicLife u!!ort (:L)/ etc*/ t"e sta ust also aintain certi,cation

    every t#o ye&rs &s re5,ired !er certi:c&tion.Again/ t"ere isno HFAP requireent for conducting a ock Code :lue*

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    09.00.0;Ev&",&tion o/ o+!etence

    Q3 0"e Acute Care standard (4*44*4M)indicated t"at co!etence evaluations

    s"ould #e at least on an annual #asis*-ur organi.ation is considering a c"angein t"e tieline/ #ut will aintain on anannual #asis* +it" t"is c"ange/ soeevaluations ay #e earlier or later t"ant"e last evaluation* Is t"is acce!ta#le8

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    09.00.0;Ev&",&tion o/ o+!etence

    Ans#er$

    =es/ suc" !ro!osed c"anges would #e

    acce!ta#le* However/ #e sure toeoriali.e your !lan and t"e details of allc"anges*

    Also/ #e sure to docuent t"ese c"angesin your Leaders"i! eeting inutes*

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    09.00.0;Ev&",&tion o/ o+!etence

    Q3 -ur leaders"i! sta is consideringallowing Cat" La# 0ec"nicians to insertPeri!"erally Inserted Central Cat"eters(or PICC lines)*

    Is t"ere a standard requireent a#outw"o s"ould #e inserting intravenouslines8

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    09.00.0;Ev&",&tion o/ o+!etence

    Ans#er$=our facility de,nes t"e duties and res!onsi#ilities of eac"disci!line t"roug" a Bo# descri!tion*

    0"e Acute Care standard (4*44*4M) requires t"at sta ust #e

    co!etent in knowledge/ skills and a#ility to !erfor t"eirres!onsi#ilities*

    0"ere ust #e an o#Bective !rocess !erfored at de,ned intervalsfor assessing and evaluating t"e co!etence of all e!loyees*

    As long as your sta "ave co!leted a!!ro!riate training and!assed co!etency assessents/ sta ay !erfor !rocedures orservices wit"in t"eir sco!e of !ractice and in accordance wit""os!ital !olicy/ state law @ regulations*

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    09.00.10Ne# E+!"oyee Orient&tion r&!!ing* Stor&ge o/*< ?istrib,tion o/ Steri"e E5,i!+ent < S,!!"ies

    Q3 Is t"ere a standard t"at

    address storage of sterileinstruents8

    +"at is t"e recoendedte!erature for all sterilestorage areas8

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    07.0-.09Pre!&ring* Asse+b"ing* >r&!!ing* Stor&ge o/* s entire care during "is"er in!atient

    or out!atient treatent*

    0"e edical record ust containinforation to Bustify adission/ continued

    "os!itali.ation/ su!!ort t"e diagnosis/ anddescri#e t"e !atient>s !rogress and res!onseto edications and treatent services*

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    . .3n/or+&tion in edic&"

    ecords

    Q3 7oes HFAP recogni.e t"ea#ility of idlevel !ractitioners/

    suc" as P"ysician Assistants(PAs)/ to cosign for !"ysicians

    t"at "ave delegated t"e!erforance of edical serviceto t"is individual8

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    10.01.0-3n/or+&tion in edic&" ecords

    Ans#er$@es HFAP recogni.es t"e a#ility of idlevel!ractitioners cosign for !"ysicians*

    'edical sta !olicies identify t"ose !ortions of t"e edical record/

    if any/ t"at ay #e delegated to a non!"ysician !ractitioner*

    Jnder standard 54*45* 4$ it states t"at t"e 'edical sta !olicy/consistent wit" tate law de,nes t"e !ortions of t"e edical recordt"at ay #e delegated to non!"ysician !ractitioners/ suc" as3

    'edical History

    P"ysical 1Daination Progress ?otes

    -!erative Re!ort

    7isc"arge uary

    Also refer to standard %4*44*54 History @ P"ysical*

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    10.01.0-3n/or+&tion in edic&"

    ecords'contin,ed)

    Ans#er$

    0"e requireents for cosignature andoraut"entication/ ust #e consistent wit" tate law fornon!"ysician !ractitioners/ es!ecially3

    ?urse Practitioners

    P"ysician Assistants

    Certi,ed Registered ?urse Anest"etists (CR?A)

    Certi,ed ?urse 'idwifes

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    10.01.04Pre!rinted Orders* Order Sets

    < Protoco"s

    Q3 In regards to t"e Acute Care

    standard (54*45*4G)/ ite %/w"at is t"e required frequencyfor reviewing !re!rintedorders/ order sets and!rotocols8

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    10.01.04Pre!rinted Orders* Order Sets

    < Protoco"sAns#er$

    All edication standing orders or routine !rotocolsare su#Bect to &nn,&" revie# &ndor revision

    A"" !rotoco"s &nd !r&ctice g,ide"ines for!atient care ust #e reviewed on an &nn,&" b&sisto ensure all inforation is u!todate wit" current

    !ractice guidelines* 0"e 'edical standing ordersand !rotocols are to #e reviewed #y t"e !rofessionaledical sta via its coittee structure

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    10.01.1?isc%&rge S,++&ry

    Q3 Is it a requireent to

    "ave a list (or te!late) ofw"at to include in a

    disc"arge suary8

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    10.01.1?isc%&rge S,++&ry

    Ans#er$=our facility s"ould "ave a !olicy a!!roved #y t"e edical sta t"atoutlines t"e eD!ectations for t"e disc"arge suary/ includingtieliness for co!letion and content* Please refer to t"e Acute Carestandard (54*45*5K) 7isc"arge uary/ for t"e entire requireent*0"e edical records ust contain a disc"arge suary wit" outcoeof "os!itali.ation/ dis!osition of case/ and !rovisions for followu! care*

    0"e disc"arge suary requireent would include out!atientrecords* For eDa!le3

    5* 0"e outcoe of t"e treatent/ !rocedures/ or surgery

    $* 0"e dis!osition of t"e case

    %* Provisions for followu! care for an out!atient surgery !atient or aneergency de!artent !atient w"o was not aditted or transferred toanot"er "os!ital

    7isc"arge suaries ust #e co!leted wit"in 6 days of disc"arge*0"e edical record ust #e co!leted wit" in %4 days*

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    14.01.0(o+!"&ints &nd Griev&nces

    Q3 If t"e governing #ody "as

    delegated t"e !rocess forresolution of co!laints andgrievances to a coittee or

    de!artent/ does t"at coitteeor de!artent need to re!ort #ackto t"e governing #ody8

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    14.01.0(P&tient Griev&nces

    Ans#er$=es/ t"e coittee for co!laintsgrievances would need tore!ort #ack to t"e governing #ody* Counication re!orting s"ouldalways go u! to all leaders"i! levels*

    Please ree#er t"at t"e "os!ital>s governing #ody is res!onsi#le

    for t"e eective o!eration of t"e grievance !rocess* 0"is includest"e "os!ital>s co!liance wit" all of t"e C' grievance !rocessrequireents*

    A written co!laint is always considered a grievance andinforation o#tained fro !atient satisfaction surveys usually does

    not eet t"e de,nition of a grievance*

    7ata collected regarding !atient grievances/ as well as ot"erco!laints ust #e incor!orated in t"e "os!ital>s QualityAssessent and Perforance I!roveent (QAPI) Progra*

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    1.00.10onscio,s Sed&tion

    Q3 +"en !erforingconscious sedation/ t"e nurse

    !roviding t"e sedation is alsoonitoring t"e !atient ands"ould not #e t"e circulatingnurse* Is t"is correct8

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    1.00.10oder&te Sed&tion$ Assisting >it%

    t%e Proced,reAns#er$=es/ t"is is correct* tandard 5K*44*54 states t"at t"e !roceduralist s"all"ave an assistant assigned w"enever oderate sedation is adinisteredE t"isassistant ay #e anot"er !"ysician/ R?/ LP?LS?/ or tec"nician*

    0"e +onitoring R? ay #e counted as t"e 9R? !lanning and su!ervising

    nursing careT for t"e !atient*D$rin# s$r&e* t%e s$r&e*ors ill re&ie to determine t%at polic*re/$ires moderate sedation cases to %a&e a minim$m o' to 2 sta

    one 1 to monitor

    one 1 to assist t%e p%*sician

    0"e nurse adinistering sedation cannot #e t"e nurse assisting wit" t"e!rocedure or #e t"e circulating nurse in t"e roo*

    Please review t"e Acute Care standard (5K*44*4K 'oderate edation) foradditional inforation

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    1;.00.1(Q,&"i:ed Personne"

    Q3 +"at stang

    quali,cations are requiredto assist and !rovide

    oderate sedation during a#ronc"osco!y8

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    1 . .1Q,&"i:ed Personne" St&C

    Q,&"i:c&tionso+!etencyAns#er$=our edical sta will need to de,ne t"e quali,cations for sta t"at can assist wit"

    !atients receiving oderate sedation*

    Hos!itals are eD!ected to regularly reassess sta co!etency and to !rovide!eriodic training needed to kee! sta skills u!todate*

    0"e "os!ital ust docuent training co!letion dates and evidence of satisfactoryco!etence*

    ta t"at co!lete training #ut cannot deonstrate satisfactory co!etence ustnot #e !eritted to use radiologic equi!ent andor adinister !rocedures

    0"e quali,cations s"ould #e written in eit"er t"e Bo# descri!tion or a!!roved !olicy*It is recoended t"at t"e education de!artent !re!are a training !rogra wit" a!osttest to ensure co!etency* :ot" training !rogra and !osttest ust #e

    su#itted to t"e director of anest"esia for a!!roval* =ou ay review t"e Acute Carestandards (5M*44*5%$4*44*465G*4$*%4) for additional inforation*

    T%e Associ&tion o/ !eriO!er&tive egistered N,rses 'AON) is a valua#leresource and ay oer eDa!les3 '%tt!s$###.&orn.orged,c&tionc,rric,",+con:denceb&sedD"e&rning+oder&teDsed&tion.&s!8). A"so* t%e A+eric&n Society o/ Anest%esio"ogists'ASA) #ebsite !rovides g,ide"ines re"&tive to +oder&te sed&tion.

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    -4.01.0(Sec,rity o/ edic&tions

    Q3 -ur cras" cart and -ni

    edication syste is located in analcove #y t"e nurses> station* 7ot"ey "ave to #e #e"ind locked

    doors8

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    -4.01.0(Sec,rity o/ edic&tions

    Ans#er$

    0"e cras" cart and -ni edication systeust #e aintained in an area t"at allows for

    sucient sta trac to notice anyoneatte!ting to access cart w"en not aut"ori.ed*

    ta ust #e a#le to view t"e cart fro t"estation or ;oor area* It is recoended t"at

    your facility conduct a risk assessent todeterine !otential unaut"ori.ed access to t"ecart*

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    (0.00.04S,rgic&" Privi"eges

    Q3 7oes a "os!ital

    e!loyed First Assist needto #e credentialed and

    !rivileged8

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    (0.00.04S,rgic&" Privi"eges* N :rst

    &ssist&ntsAns#er$@es* t%e :rst &ssist&nt +,st be credenti&"ed &nd !rivi"eged* #%et%ere+!"oyed by t%e %os!it&"* & !%ysici&n or ot%er entity* or & contr&cted!rovider.

    0"e First Assist/ also known as Certi,ed urgical First Assistant CFA)

    'ust #e considered a edical !rofessional w"o assists surgeons during surgeries*

    0"e !ractitioner is individually credentialed #ased on t"eir own individualquali,cations* =ou ay wis" to refer to t"e Acute Care anual standard (%4*44*4G)for ore detail on Allied Healt" Practitioner categories* If t"e "os!ital utili.es R?First Assistants/ surgical PA/ or ot"er non'77- surgical assistants/ t"e "os!italust esta#lis" criteria/ quali,cations and a credentialing !rocess to grant s!eci,c

    !rivileges to individual !ractitioners #ased on eac" individual !ractitionersco!liance wit" t"e !rivilegingcredentialing criteria and in accordance wit"Federal and tate laws and regulations* 0"is would include surgical services tasksconducted #y t"ese !ractitioners w"ile under t"e su!ervision of an '77-*

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    (0.00.04S,rgic&" Privi"eges

    Q3 7oes "os!itale!loyed

    urgical Assistants andurgical 0ec"nicians need to#e credentialed t"roug" t"eedical sta !rocess8

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    (0.00.04S,rgic&" Privi"eges

    Ans#er$=our facility ay c"oose to use eit"er t"e edical sta or "uanresources de!artent !rocess in accordance wit" federal and state laws @regulations* =our facility ust3

    Have edical sta a!!roved quali,cations t"at details t"e eD!ectations regardingeducation/ training/ eD!erience/ certi,cationlicense as a!!ro!riate to t"e !osition*

    Have edical sta a!!roved !rivileges t"at detail t"e surgical tasks t"at area!!ro!riate for t"e !osition* 0"is ay #e in t"e for of eit"er a Bo# descri!tion or listof !rivileges*

    Have a !rocess to credentialvalidate t"e quali,cations of t"e individual/ includingeducation/ training/ eD!erience/ certi,cationlicense as a!!ro!riate to t"e !osition*

    Have a !rocess for t"e ongoing evaluation of co!etency of t"e individual* "ouldyour facility deterine t"ese individuals are to go t"roug" t"e edical stacredentialing !rocess/ t"ey ust follow t"e sae !rocedures as t"e edical sta!ersonnel*

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    (0.00.04S,rgic&" Privi"eges

    contin,edAns#er$Credentialing and !rivileging criteria requireents a!!ly to all categories of!ractitioners utili.ed in t"e facility* 0"e granting of surgical !rivileges is a function ofgovernance u!on t"e recoendation of t"e Professional 'edical ta* Initial andrevised renewed !rivileges are co!ied to t"e surgical services*

    Requireents a!!ly to all categories of !ractitioners utili.ed in t"e facility* 0"e grantingof surgical !rivileges is a function of governance u!on t"e recoendation of t"e

    Professional 'edical ta* Initial and revised renewed !rivileges are co!ied to t"esurgical services

    If t"e "os!ital utili.es R? First Assistants/ surgical PA/ or ot"er non'77- surgicalassistants/ t"e "os!ital ust esta#lis" criteria/ quali,cations and a credentialing !rocessto grant s!eci,c !rivileges to individual !ractitioners #ased on eac" individual!ractitioners co!liance wit" t"e !rivilegingcredentialing criteria and in accordance wit"Federal and tate laws and regulations* 0"is would include surgical services tasksconducted #y t"ese !ractitioners w"ile under t"e su!ervision of an '77-*

    +"en !ractitioners w"ose sco!e of !ractice for conducting surgical !rocedures requirest"e direct su!ervision of an '77- surgeon/ t"e ter Usu!ervisionT would ean t"esu!ervising '77- surgeon is !resent in t"e sae roo/ working wit" t"e sae !atient*

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    . .ondition o/ P&rtici!&tion$

    edic&" Le&ders%i! /or Anest%esi&

    Services

    Q3 +e were infored t"at

    "os!itals will #e cited for not"aving an Anest"esia RescueCa!acity !olicy* +"at needs to#e included in t"is !olicy forco!liance8

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    (0.01.00ondition o/ P&rtici!&tion$

    edic&" Le&ders%i! /or Anest%esi&

    ServicesAns#er$

    0"e "os!ital ust deonstrate t"at its eergency services areintegrated into its ot"er de!artents* 0"e integration ust #esuc" t"at t"e "os!ital can iediately ake availa#le t"e fulleDtent of its !atient care resources to assess and rendera!!ro!riate care for an eergency !atient*

    A /&ci"ity +,st be &b"e to res!ond to &ny "i/e t%re&tening

    !&tient e+ergency b&sed on %os!it&" services !rovided in&ccord&nce #it% t%eir !&tient !o!,"&tion 'i.e.* neon&t&"*!edi&trics* &d,"ts etc.).

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    . .ondition o/ P&rtici!&tion$

    edic&" Le&ders%i! /or Anest%esi&Services

    contin,edAns#er$esc,e &!&city$ :ecause t"e level of sedation of a !atient receivinganest"esia services is a continuu/ it is not always !ossi#le to !redict "ow

    an individual !atient will res!ond* Furt"er/ no clear #oundary eDists #etweensoe of t"ese services* Hence/ "os!itals ust ensure t"at !rocedures are in!lace to rescue !atients w"ose level of sedation #ecoes dee!er t"an

    initially intended/ for eDa!le/ !atients w"o inadvertently enter a state of

    7ee! edationAnalgesia w"en 'oderate edation was intended*

    esc,e fro a dee!er level of sedation t"an intended requires anintervention #y a !ractitioner wit" eD!ertise in airway anageent andadvanced life su!!ort*

    0"e quali,ed !ractitioner corrects adverse !"ysiologic consequences of t"e

    dee!ert"an intended level of sedation and returns t"e !atient to t"eoriginally intended level of sedation* (Rescue ca!acity is not only required asan essential co!onent of anest"esia services/ #ut is also consistent wit"

    t"e requireents*

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    (0.01.0(oder&te Sed&tion

    Q30"e Acute Care standard (%4*45*4%) liits!rivileges only to a list of !roviders t"at canadinister dee! sedation*

    In our eergency de!artent (17)/ t"e!"ysicians are credentialed to give dee!sedation and to su!ervise* -ur registerednurses are also trained to give IS dee!

    sedation in unusual circustances* Is t"is!ractice acce!ta#le8

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    (0.01.0(oder&te Sed&tion

    'onscio,s Sed&tion)

    Ans#er$0"e Acute Care standard (%4*45*4%) requires t"at anest"esia is furnis"edin a wellorgani.ed anner and liited to quali,ed individuals*Anest"esia services ust #e delivered in a anner t"at is consistentwit" t"e needs and t"e resources of t"e "os!ital*

    "ould your facility deterine/ as a!!ro!riate/ to adinister IS dee! sedation int"e 17 or areas ot"er t"an surgery/ t"e 17 !"ysicians ust #e granted !rivilegesa!!roved #y t"e edical eDecutive coittee and t"e governing #ody* 0"e 17!"ysician requesting t"is !rivilege ust deonstrate co!etency*

    0"e credentials coittee/ wit" in!ut fro t"e director of anest"esia/ isres!onsi#le to deterine t"e training requireents and t"e et"od to #e used to

    evaluate co!etency*

    Facilities will de,ne co!etency/ training requireents/ and et"ods toevaluate all sta t"at is !eritted to adinister sedation of any ty!e*

    Co!etency is to #e reassessed wit" eac" rea!!ointent*

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    E+!"oyee Ed,c&tion Fi"eetention

    Q3 How long s"ould we kee!

    educational records on staeducation requireents/

    e*g*/ education on restraintsor CPR8

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    E+!"oyee Ed,c&tion Fi"eetention

    Ans#er$HFAP "as no standard regarding t"e lengt" of tie for saving t"ese sta education,les* =ou ay want to seek direction fro your facility>s Risk 'anageent andor legalcounsel regarding t"e !referred !ractice* =ou ay also wis" to contact your state to

    o#tain additional inforation as soe states ay "ave retention requireents* =ouay wis" to review Civil Rig"ts Act of 5MN and FLA se #elow3

    Jnder t"e Civil Rig"ts Act of 5MN/ 0itle SII/ and t"e A7A/ e!loyers wit" at least,fteen e!loyees ust retain a!!lications and ot"er !ersonnel records relating to"ires/ re"ires/ tests used in e!loyent/ !rootion/ transfers/ deotions/ selection fortraining/ layo/ recall/ terinations of disc"arge/ for one year fro aking t"e recordor taking t"e !ersonnel action* ee ore at3 %tt!$cor!or&te.:nd".co+%,+&nreso,rcest%e%o#"ong+,ste+!"oyersret&ine+!"oyeerecords.%t+"st%&s%.tFnv9QFG.d!,/

    $45G Jnder t"e FLA/ t"e recordkee!ing requireents are eit"er two years or t"reeyears de!ending on t"e ty!e of record involved3 ee ore at3%tt!$cor!or&te.:nd".co+%,+&nreso,rcest%e%o#"ong+,ste+!"oyersret&ine+!"oyeerecords.%t+"st%&s%.tFnv9QFG.d!,/

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    ?irect Access L

    Q3 7oes HFAP "ave state

    s!eci,c guidelines for statest"at allow direct access

    (wit"out a !"ysicianorder)to !"ysical t"era!y8

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    ?irect P&tient Access L

    Ans#er$HFAP will survey to ensure co!liance to state law @regulations for !"ysical t"era!y access*

    oe states do not allow direct access and require a

    !"ysician>s order/ !lan/ and signature to !roceed wit"treatent

    oe states allow for u! to $5 days of care wit"insco!e of P0 !ractice guidelines to !rovide services#efore o#taining !"ysician order and signatures*

    =ou ay wis" to refer to t"e following we#site3 $45G%tt!$###.&!t&.org,!"o&dedFi"esAPTAorgAdvoc&cySt&te3ss,es?irectDAccess?irectAccessbySt&te.!d/. ' !"e&se revie# (1.00.11 Orders /orO,t!&tient Services).

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    onitoring End Tid&" O-

    Q3 Is t"ere a requireentfor onitoring 1nd 0idalC-$ levels during

    oderate sedation8

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    onitoring End Tid&" O-

    Ans#er$HFAP standards are not !rescri!tiveE "owever/ yourfacility is required to follow currentASA AmericanSociet* o' Anest%esiolo#ists !ractice guidelines to

    ensure !atient care is delivered in a safe and eectiveanner*

    =ou ay wis" to review t"e ASA g,ide"ines and ot"er

    inforation at3###.&s&%5.orgFore+bersSt&nd&rdsG,ide"ines&ndSt&te+ents.&s!8

    ###.ncbi.n"+.ni%.gov!+c&rtic"esP(1=714(H

    ###.dre+ed.co++edic&"De5,i!+entDne#s+eetne#&s&st&nd&rds#it%#&ve"ineto,c%+onitors

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    QIEST3ONSJ

    Please submit questions to:

    Donna Tiberi

    Standard nter!retation

    Dtiberi"#$a!%or&

    or

    in$o"#$a!%or&

    or

    Please 'all 312(202(8073