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CQNG HOA xA HQI can NGHiA VI~'T NAMDQc l~p - Tl}' do - Hanh plnic

THE SOCIALIST REPUBLIC OF VIETNAMIndependence - Freedom - Happiness

Ngay.~ thang 11 nam 2018

BAo cAo KET QuA GIAO DJCH co PmEU/ClIUNG cHi QvY CDA NGU'01 NQIBQ CDA CONG TY D..;.!CmlNG, NGU'01 NQI BQ CDA QvY D..;.! CHUNG vA

NGU'01 CO LIEN QUAN CUA NGU'01 NQI BQREPORT ON RESULTS OF TRANSACTION IN SHARESIFUND CERTIFICATES OF

INTERNAL PERSON OF PUBLIC COMPANY, INTERNAL PERSON OF PUBLIC FUNDAND RELATED PERSONS OF INTERNAL PERSON

Kinh gui: - Uy ban Chung khoan Nha mroc- So' Giao dich chirng khoan- Cong ty C6 phan Vang eac ~aquy Phu Nhuan

To: - The State Securities Commission- The Stock Exchange- Phu Nhucn Jewelry Joint Stock Company

1. Thong tin v€ ca nha.n1t6clnrc thirc hien giao dichllnformation on individual/ organization:

- HQva ten ca nhan/Ten t6 chirc/ Name of individual/organization: CAO THI NGQC DUNG

- Quoc tich/ Nationality: Vi~t Nam

- S6 CMND, H9 chi€u, The can ciroc (d6i voi ca nhan) hoac S6 Gi~y chirng nhan dang leY doanhn~hi~p, Giay phep hoat d9ng hoac gi~y to phap ly nrong duong (d6i voi t6 chirc), ngay dp, noi .cap/ ID card/Passport No. (in case of individual) or Certificate of business registration No. (incase of organization), date of issue, place of issue. S6 hQ chieu/ Passport number:Ngay dp/ Date of issue: ,NO'idp/ Place of issue:

- Dja chi lien h~lDia chi t1"\1sq chinh/ Address:

- Dien thoai/ Telephone:

- Chirc vu hien nay tai cong ty dai chung, cong ty quan ly quy (neu co) hoac m6i quan h~ voicong ty dai chung, cong ty quan ly quy /Current position in the public company, the fundmanagement company (if any) or relationship with the public company, the fund managementcompany: Chu tich H9i d6ng Quan tri

- Chirc vu tai cong ty dai chung, cong ty quan ly quy tai ngay dang ky giao dich (neu co)!Posittion in the public company, the fund management company at registration date (if any):........................ va ngay khong con la ngiroi n9i b9 hoac ngiroi co lien quan cua ngiroi n9i b9cua cong ty dai chung, cong ty quan ly quy: .., (neu ro ly do) */ and date onwhich' is no longer internal person or related person of internal person of the public company,the fund management company: .

*: Muc nay chi danh cho truong h(7JJchua hit thai han dang ky giao dich, d6i tuong dang leYkhong con la nguai noi br,5hoac nguai co lien quan cua nguai nr,5ibr,5cua cong ty dai chung,cong ty quem ly quy/ This item is only for cases not yet registration deadline of transaction, theregistrant is no longer the internal person or related person of internal person of the publiccompany, the fund management company.2. Thong tin v~ nguoi n9i b9 cua cong ty dai chung/quy dai chung la nguoi co lien quan cua ca

nhanJt6 chirc thirc hien giao dich (t16i voi truong hop nguai thuc hien giao dich la nguoi co lienquan cua nguoi n9i b9 cua cong ty dai chung/quy dai chung)! Information about internal personof the public company/public fund is related person of trading individual/organization (in casetrader is related person of internal person of the public company/public fund):

- HQ va ten nguoi nQi bQ/ Name of internal person:

- Quoc tich/ Nationality:

- se CMND, HQ chieu, The can cucrc/ID card/Passport No.:

- Dia chi thirong tni/ Permanent address: -~

- Dien thoai lien h~/ Address: Fax: Email:

- Chirc vu tai cong ty dai chung, cong ty quan ly quy tai ngay ca nhanJt6 chirc neu tai muc 1 dangky giao dich/ Posittion in the public company, the fund management company at date on whichindividual/organization referred to in paragraph 1to register the transaction:

- Chirc vu hien nay tai cong ty dai chung, cong ty quan ly quy/ Currently posittion in the publiccompany, the fund management company: .

- M6i quan h~ gitta ca nhan/t6 chirc thuc hien giao ~ich' voi nguoi nQi bQ/ Relationship ofindividual/organization executing transact/on with internal person:

- se lUQ11g,tY l~ c6 phieu/chirng chi quy ma ngiroi nQi bQ dang nfun gill' (n€u co)/ Number,ownership proportion of shares held by the internal (if any):

3. Ma chirng khoan giao dich/ Securities code: PNJ

4. Cac tai khoan giao dich co 96 phieu/chirng chi quy neu tai muc 3/ Trading account numberwith shares/fund certificates mentioned above: tai cong ty chirng khoan/ Insecurities company:

5. S6 lUQ11g,tY 1~c6 phieu/chirng chi quy nfun gill' tnroc khi thuc hien giao dich/ Number,ownership proportion of shares/fund certificates held before transaction: 14,950,064 c6 phAn

6. S6 lUQ11gc6 phieu/chirng chi quy dang ky mua/ban/cho/duoc cho/tang/duoc tang/thirak€/chuy€n nhirong/nhan chuyen nhUQ11g/ Number of shares/fund certificates registered topurchase/ sale/ give/ be given! donate/ be donated /inherit/ transfer/ transferred: .150,000 c6phAn

7. S6 lUQ11gc6 phieu/chimg chi quy da giao dich (mua/ban/cho/diroc cho/tang/diroc t~ng/thirak€/chuy€n nhuong/nhan chuyen nhuong/hoan d6i) **/ Number of shares/fund certificates traded(purchase/ sale/ give! be given! donate/ be donated /inherit/ transfer/ transferred/swap): 150,000c6 phAn

8. S6 IUQ11g,tY l~ c6 phieu/chirng chi quy nam gifr sau khi, thuc hien giao dich/ Number,ownership proportion of shares/fund certificates held after executing transaction: 15,100,064 c6phAn

9. Phuong thirc giao dich/ Mode of transaction: Thuc hien quyen mua ESOP.

10. Thai gian thuc hien giao dich/ Transaction period: Mll.l.~8 .

** (Trong tnrong hop khong thuc hien h€ts6 hrong dang ky, nguoi nQi bQI nguoi c6lien quan phai giai trinh nguyen nhan.)/*(In case offailing to execute fullregistered number, the internal person!related person of internal person shallneed to explain the,reasons.)

o TH! NGQC DUNG