Thomson Reuters Comments on Regulatory Notice …...Thomson Reuters appreciates the opportunity to...

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Transcript of Thomson Reuters Comments on Regulatory Notice …...Thomson Reuters appreciates the opportunity to...

Page 1: Thomson Reuters Comments on Regulatory Notice …...Thomson Reuters appreciates the opportunity to comment on the rule proposal by the Financial Industry Regulatory Authority ("FINRA")
Page 2: Thomson Reuters Comments on Regulatory Notice …...Thomson Reuters appreciates the opportunity to comment on the rule proposal by the Financial Industry Regulatory Authority ("FINRA")
Page 3: Thomson Reuters Comments on Regulatory Notice …...Thomson Reuters appreciates the opportunity to comment on the rule proposal by the Financial Industry Regulatory Authority ("FINRA")
Page 4: Thomson Reuters Comments on Regulatory Notice …...Thomson Reuters appreciates the opportunity to comment on the rule proposal by the Financial Industry Regulatory Authority ("FINRA")
Page 5: Thomson Reuters Comments on Regulatory Notice …...Thomson Reuters appreciates the opportunity to comment on the rule proposal by the Financial Industry Regulatory Authority ("FINRA")
Page 6: Thomson Reuters Comments on Regulatory Notice …...Thomson Reuters appreciates the opportunity to comment on the rule proposal by the Financial Industry Regulatory Authority ("FINRA")
Page 7: Thomson Reuters Comments on Regulatory Notice …...Thomson Reuters appreciates the opportunity to comment on the rule proposal by the Financial Industry Regulatory Authority ("FINRA")
Page 8: Thomson Reuters Comments on Regulatory Notice …...Thomson Reuters appreciates the opportunity to comment on the rule proposal by the Financial Industry Regulatory Authority ("FINRA")