Thermal Transport in Nanostrucutures Jian-Sheng Wang Center for Computational Science and...
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Transcript of Thermal Transport in Nanostrucutures Jian-Sheng Wang Center for Computational Science and...
Thermal Transport in Nanostrucutures
Jian-Sheng WangCenter for Computational Science and Engineering
and Department of Physics, NUS; IHPC & SMA
IHPC 08
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Outline
• Heat transport using classical molecular dynamics
• Nonequilibrium Green’s function (NEGF) approach to thermal transport, ballistic and nonlinear
• QMD – classical molecular dynamics with quantum baths
• Outlook and conclusion
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Approaches to Heat Transport
Molecular dynamics Strong nonlinearity Classical, break down at low temperatures
Green-Kubo formula Both quantum and classical
Linear response regime, apply to junction?
Boltzmann-Peierls equation
Diffusive transport Concept of distribution f(t,x,k) valid at nanoscale?
Landauer formula Ballistic transport T→0, no nonlinear effect
Nonequilibrium Green’s function
A first-principle method Perturbative. A theory valid for all T?
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Fourier’s Law of Heat Conduction
Fourier, Jean Baptiste Joseph, Baron (1768 – 1830)
Fourier proposed the law of heat conduction in materials as
J = - κ T
where J is heat current density, κ is thermal conductivity, and T is temperature.
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Normal & Anomalous Heat Transport
TL THJ
3D bulk systems obey Fourier’s law (insulating crystal: Peierls’ theory of Umklapp scattering process of phonons; gas: kinetic theory, κ = 1/3 cvl )
In 1D systems, variety of results are obtained and still controversial. See S Lepri et al, Phys Rep 377, 1 (2003); A Dhar, arXiv:0808.3256, for reviews.
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Carbon Nanotubes
Heat conductivity of carbon nanotubes at T = 300K by nonequilibrium molecular dynamics.
From S Maruyama, “Microscale Thermophysics Engineering”, 7, 41 (2003). See also Z Yao at al cond-mat/0402616, G Zhang and B Li, cond-mat/0403393.
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A Chain Model for Heat Conduction
m
ri = (xi,yi)
Φi
22
1
1( , )
2 2
cos( )
ir i i
i
ii
H K am
K
pp r r r
TL
TR
Transverse degrees of freedom introduced
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Nonequilibrium Molecular Dynamics
• Nosé-Hoover thermostats at the ends at temperature TL and TR
• Compute steady-state heat current: j =(1/N)i d (i ri)/dt,
where i is local energy associated with particle i
• Define thermal conductivity by <j> = (TR-TL)/(Na)
N is number of particles, a is lattice spacing.
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Conductivity vs size N
Model parameters (KΦ, TL, TR):
Set F (1, 5, 7), B (1, 0.2, 0.4), E (0.3, 0.3, 0.5), H (0, 0.3, 0.5), J (0.05, 0.1, 0.2) ,
m=1, a=2, Kr=1.
From J-S Wang & B Li, Phys Rev Lett 92, 074302 (2004). ln N
slope=1/3
slope=2/5
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Nonequilibrium Green’s Function Approach
, ,
,
1 1,
2 21
3
T TL LC C C CR Rn
L C R
T T
C C Cn ijk i j k
ijk
H H u V u u V u H
H u u u K u
H T u u u
Left Lead, TL Right Lead, TR
Junction Part
T for matrix transpose
mass m = 1,
ħ = 1
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Heat Current
( 0)
1Tr [ ]
2
1Tr [ ] [ ] [ ] [ ]
2
L L
LCCL
r aL L
CL LCL L
I H t
V G d
G G d
V g V
Where G is the Green’s function for the junction part, ΣL is self-energy due to the left lead, and gL is the (surface) Green’s function of the left lead.
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Landauer/Caroli Formula
• In systems without nonlinear interaction the heat current formula reduces to that of Laudauer formula:
0
/( )
1[ ] ,
2
[ ] Tr ,
,
1
1B
L R L R
r aL R
r a
k T
I I d T f f
T G G
i
fe
See, e.g., Mingo & Yang, PRB 68, 245406 (2003); JSW, Wang, & Lü, Eur. Phys. J. B, 62, 381 (2008).
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Contour-Ordered Green’s Functions
( '') ''
0
'
0
( , ') ( ) ( ') ,
( , ') lim ( , ' '),
, , , ,
,
ni H dT
t t
r t a t
G i T u u e
G t t G t i t i
G G G G G G G G
G G G G G G
τ complex plane
See Keldysh, or Meir & Wingreen, or Haug & Jauho
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Adiabatic Switch-on of Interactions
t = 0
t = −
HL+HC+HR
HL+HC+HR +V
HL+HC+HR +V +Hn
gG0
G
Governing Hamiltonians
Green’s functions
Equilibrium at Tα
Nonequilibrium steady state established
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Contour-Ordered Dyson Equations
0 1 2 1 1 2 0 2
0 1 2 0 1 1 2 2
†
0 0 2
0 0 0
1
0
( , ') ( , ') ( , ) ( , ) ( , ')
( , ') ( , ') ( , ) ( , ) ( , ')
Solution in frequency domain:
1, 0
( )
,
1,
C C
n
r aC r
r a
r
r rn
r an
G g d d g G
G G d d G G
G Gi I K
G G G
GG
G G G
0( ) ( )r r a an nI G G I G
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Feynman Diagrams
Each long line corresponds to a propagator G0; each vertex is associated with the interaction strength Tijk.
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Leading Order Nonlinear Self-Energy
' ' ', 0, 0,
'' '' '', ' 0, 0,
, ''
4
'[ ] 2 [ '] [ ']
2
'2 '' [0] [ ']
2
( )
n jk jlm rsk lr mslmrs
jkl mrs lm rslmrs
ijk
di T T G G
di T T G G
O T
σ = ±1, indices j, k, l, … run over particles
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Energy Transmissions
The transmissions in a one-unit-cell carbon nanotube junction of (8,0) at 300 Kelvin. From JSW, J Wang, N Zeng, Phys. Rev. B 74, 033408 (2006).
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Thermal Conductance of Nanotube Junction
Con
d-m
at/0
6050
28
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Molecular Dynamics
• Molecular dynamics (MD) for thermal transport– Equilibrium ensemble, using Green-Kubo formula
– Non-equilibrium simulation• Nosé-Hoover heat-bath• Langevin heat-bath
• Disadvantage of classical MD– Purely classical statistics
• Heat capacity is quantum below Debye temperature of 1000 K
• Ballistic transport for small systems is quantum
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Quantum Corrections
• Methods due to Wang, Chan, & Ho, PRB 42, 11276 (1990); Lee, Biswas, Soukoulis, et al, PRB 43, 6573 (1991).
• Compute an equivalent “quantum” temperature by
• Scale the thermal conductivity by
1 1
exp( / ) 2BB Q
Nk Tk T
MDQ
dT
dT
(1)
(2)
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Quantum Heat-Bath & MD
• Consider a junction system with left and right harmonic leads at equilibrium temperatures TL & TR, the Heisenberg equations of motion are
• The equations for leads can be solved, given
,
,
L LCL L C
C CL CRC L R
R RCR R C
u K u V u
u F V u V u
u K u V u
0
2 20
2 2
( ) ( ) ( ') ( ') ',
where
( ) 0, ( ) ( )
tLC
L L L C
L LL L
u t u t g t t V u t dt
d dK u t K g t t I
dt dt
(3)
(4)
1
2
j
u
u
u
u
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Quantum Langevin Equation for Center
• Eliminating the lead variables, we get
where retarded self-energy and “random noise” terms are given as
( ') ( ') 't
CC C L Ru F t t u t dt
0
, ,
, ,
C CL R
CL R
V g V
V u
(5)
(6)
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Properties of Quantum Noise
† 0 0
†
†
( ) 0,
( ) ( ') ( ) ( ')
( ') ( '),
( ') ( ) ( '),
( ') ( ) [ ] 2 ( )Im [ ]
CL T LCL L L L
CL LCL L
T
L L L
T i tL L L L
t
t t V u t u t V
V i g t t V i t t
t t i t t
t t e dt i f
For NEGF notations, see JSW, Wang, & Lü, Eur. Phys. J. B, 62, 381 (2008).
(7)
(8)
(9)
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Quasi-Classical Approximation, Schmid (1982)
• Replace operators uC & by ordinary numbers
• Using the quantum correlation, iħ∑> or iħ∑< or their linear combination, for the correlation matrix of .
• Since the approximation ignores the non-commutative nature of , quasi-classical approximation is to assume, ∑> = ∑<.
• For linear systems, quasi-classical approximation turns out exact! See, e.g., Dhar & Roy, J. Stat. Phys. 125, 805 (2006).
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Implementation
• Generate noise using fast Fourier transform
• Solve the differential equation using velocity Verlet• Perform the integration using a simple rectangular
rule• Compute energy current by
2 /1( ) i lk M
kk
t lh ehM
( ') ( ') 't
TLL C L c L
dHI u t t u t dt
dt
(10)
(11)
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Comparison of QMD with NEGF
QMD ballistic
QMD nonlinear
Three-atom junction with cubic nonlinearity (FPU-). From JSW, Wang, Zeng, PRB 74, 033408 (2006) & JSW, Wang, Lü, Eur. Phys. J. B, 62, 381 (2008).
kL=1.56 kC=1.38, t=1.8 kR=1.44
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From Ballistic to Diffusive Transport
1D chain with quartic onsite nonlinearity (Φ4 model). The numbers indicate the length of the chains. From JSW, PRL 99, 160601 (2007).
NEGF, N=4 & 32
4
16
64
256
1024
4096
Classical, ħ 0
,S
J TL
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Electron Transport & Phonons
• For electrons in the tight-binding form interacting with phonons, the quantum Langevin equations are
†
( ') ( ') ' ,
( ') ( ') '
tk
k
t
ic Hc t t c t dt M u c
u Ku t t u t dt c Mc
† †
†
( ) ( ') ( '), ( ') ( ) ( '),
( ) ( ') ( '), ( ') ( ) ( ')
T
TT
t t i t t t t i t t
t t i t t t t i t t
(12)
(13)
(14)
(15)
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Ballistic to Diffusive
Electronic conductance vs center junction size L. Electron-phonon interaction strength is m=0.1 eV. From Lü & JSW, arXiv:0803.0368.
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Conclusion & Outlook
• MD is useful for high temperature thermal transport but breaks down below Debye temperatures
• NEGF is elegant and efficient for ballistic transport. More work need to be done for nonlinear interactions
• QMD for phonons is correct in the ballistic limit and high-temperature classical limit. Much large systems can be simulated (comparing to NEGF)
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Collaborators
• Baowen Li• Pawel Keblinski• Jian Wang• Jingtao Lü• Nan Zeng
• Lifa Zhang• Xiaoxi Ni• Eduardo Cuansing• Jinwu Jiang
• Saikong Chin• Chee Kwan Gan• Jinghua Lan• Yong Xu