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Analele Universităţ ţii din Oradea, Seria Geog grafie Year XXII, no. 2/2012 (December), pp. 284-293 ISSN 1221-1273, E-ISSN 2065-3409 Article no. 222111-593 http://istgeorelint.uoradea.ro/Reviste/Anale/anale.htm THE USE OF GIS TECHNIQUES IN THE EVALUATION OF THE SUSCEPTIBILITY OF THE FLOODS GENESIS IN THE HYDROGRAPHICAL BASIN OF BÂSCA CHIOJDULUI RIVER Romulus COSTACHE University of Bucharest, Faculty of Geography, Bucharest, Romania, e-mail: [email protected] Remus PRĂVĂLIE University of Bucharest, Faculty of Geography, Bucharest, Romania, e-mail: [email protected] Abstract. The hydrographical basin of Bâsca Chiojdului river presents an important potential of floods formation, by its position in the area of the Curvature Carpathians and Subcarpathians, a vulnerable area at the hydrological phenomena of risk, and also by its distinctive morphometric and hydrographical features. The present paper aims to analyse the susceptibility of the floods’ genesis in the area of Bâsca Chiojdului basin, by the analysis of several environmental variables which generate the premises for the formation and triggering of this hydrological phenomenon of risk. At the same time, for the quantification of the different degrees of susceptibility, it has been proposed the FSI index (Floods Susceptibility Index), this being a result of the overlaying of 8 environmental factors with a major role in the floods formation. Thus, the application of the FSI index highlighted within the basin the areas inclined to the flood phenomenon, namely the riverain area of the main river Bâsca Chiojdului (upstream of Bâsca Chiojdului village), but also other areas in the middle sector, respectively, the inferior one of Stâmnic and Bătrâneanca affluents. Key words: floods, Bâsca Chiojdului, susceptibility, analysis. * * * * * * INTRODUCTION The floods represent, at a global level, one of the most frequent and expensive natural disasters regarding the economical and human losses, thus being remarked among the most devastating natural dangers in the world (Adiat et al., 2012). The intensification of the flood phenomena at a global level in the last three decades because of the natural (climatic changes) and anthropical causes (the extension of the urbanization, deforestations, changes regarding the way in which the terrains are used etc.) (Kourgialas & Karatz, 2011) determined at the same time the intensification of the scientists’ concerns regarding the study of these hydrological phenomena of risk. Flood represents the situation in which the water from fall-out, rivers, lakes, etc. covers temporarily a terrain which normally isn’t covered with water, terrain in which can be found anthropical elements of risk (human settlements) which can be severally affected (Adiact et al, 2012). It is a phenomenon associated with other hydrological phenomena of risk, such as the high floods, these two being close related. In fact, the

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AAnnaalleellee UUnniivveerrssiittăăţţiiii ddiinn OOrraaddeeaa,, SSeerriiaa GGeeooggrraaffiiee Year XXXXIIII, no. 22//22001122 (December), pp. 228844--229933 ISSN 11222211--11227733, E-ISSN 22006655--33440099 Article no. 222111-593

http://istgeorelint.uoradea.ro/Reviste/Anale/anale.htm

THE USE OF GIS TECHNIQUES IN THE EVALUATION OF THE SUSCEPTIBILITY OF THE FLOODS GENESIS IN THE

HYDROGRAPHICAL BASIN OF BÂSCA CHIOJDULUI RIVER

Romulus COSTACHE University of Bucharest, Faculty of Geography, Bucharest, Romania,

e-mail: [email protected]

Remus PRĂVĂLIE University of Bucharest, Faculty of Geography, Bucharest, Romania,

e-mail: [email protected]

Abstract. The hydrographical basin of Bâsca Chiojdului river presents an important potential of floods formation, by its position in the area of the Curvature Carpathians and Subcarpathians, a vulnerable area at the hydrological phenomena of risk, and also by its distinctive morphometric and hydrographical features. The present paper aims to analyse the susceptibility of the floods’ genesis in the area of Bâsca Chiojdului basin, by the analysis of several environmental variables which generate the premises for the formation and triggering of this hydrological phenomenon of risk. At the same time, for the quantification of the different degrees of susceptibility, it has been proposed the FSI index (Floods Susceptibility Index), this being a result of the overlaying of 8 environmental factors with a major role in the floods formation. Thus, the application of the FSI index highlighted within the basin the areas inclined to the flood phenomenon, namely the riverain area of the main river Bâsca Chiojdului (upstream of Bâsca Chiojdului village), but also other areas in the middle sector, respectively, the inferior one of Stâmnic and Bătrâneanca affluents. Key words: floods, Bâsca Chiojdului, susceptibility, analysis.

* * * * * *

INTRODUCTION The floods represent, at a global level, one of the most frequent and expensive natural

disasters regarding the economical and human losses, thus being remarked among the most devastating natural dangers in the world (Adiat et al., 2012).

The intensification of the flood phenomena at a global level in the last three decades because of the natural (climatic changes) and anthropical causes (the extension of the urbanization, deforestations, changes regarding the way in which the terrains are used etc.) (Kourgialas & Karatz, 2011) determined at the same time the intensification of the scientists’ concerns regarding the study of these hydrological phenomena of risk. Flood represents the situation in which the water from fall-out, rivers, lakes, etc. covers temporarily a terrain which normally isn’t covered with water, terrain in which can be found anthropical elements of risk (human settlements) which can be severally affected (Adiact et al, 2012). It is a phenomenon associated with other hydrological phenomena of risk, such as the high floods, these two being close related. In fact, the

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high flood represents the quick rise of the level and flow of a river, as an effect of a great quantity of fall-out in a short period of time, this being corroborated with an accelerated flow at the surface due to some favourable factors (Norbiato et al,. 2008). Therefore, in the majority of cases, the high floods become temporary floods, thus, the floods represent a direct consequence of the high floods.

In this direction, at the level of Europe there have been numerous cases of floods in 1950-2006 period, over 40% of their majority being due to the flash floods (Marchi et al. 2006). Therefore, in the last five decades, there has been remarked a series of catastrophical floods at the European level, caused by the phenomena of high floods, the socio-economical negative consequences being quite significant (Gaume et al., 2009).

According to the Joint Research Centre of the European Union, Romania is among the states with the highest risk at the flood phenomena (Minea, 2011). Moreover, the area of the Curvature Carpathians and Subcarpathians (which also includes the area of study), it is inclined to the flood phenomena due to various related causes (high degree of torrentiality, deforestations, low degree of facilities etc.).

Thus, at the level of Bâsca Chiojdului hydrographic basin, among the most important studies regarding the phenomenon and floods and other related phenomena, such as the high floods, have been realized by Zarea (2011).

THE STUDY AREA Situated in one of the most vulnerable areas at the hydrological phenomena of risk in the

country (the bent area), the hydrographical basin of Bâsca Chiojdului river is a subbasin of Buzău (figure 1) which extends at the limit between the Curvature Carpathians and Subcarpathians, the two relief unities dividing almost equally the surface of the basin. In the mountain area, the surface of the basin corresponds with Buzău Mountains, while in the subcarpathian unity it overlaps Cornetului, Pripor, Salciei Hills and Pătârlagele Depression. Also, the submountain depression Drajna expands between the hill and mountain unities.

With a surface of 340 sqkm and with heights between 239 m (Pătârlagele Depression) and 1496 m (Curmătura Peak) in Tătarului crest (Zarea, 2011), the analyzed basin presents areas which are favourable to the genesis of floods, namely those which are under 450 m height, these occupying approximately 20% of the entire basin. The average slope of the basin is of 11,6°, and from the entire surface of the basin, 6% presents declivity values lower than 3°, these being the most exposed to the stagnation of the water which comes from the overflow of the rivers. The lithology is characterized mainly by the presence of the sedimentary formations of the Paleogene flysch, and in a small measure of the Cretaceous (Velcea & Savu, 1982).

The Cretaceous formations include hard rocks (limy sandstones, schistous green shales, greenish schists etc.) (The Geological Map of Romania, 1:200 000 scale, 1970), favoring to the utmost extent the stagnation of the water at the surface.

The climate is characterized by annual average temperatures of 7°C (Clima României, 2008) on the entire territory of the basin, while the fall-out quantities rise from 600 mm in Pătârlagele Depression to 1050 mm in Tătarului Crest (Zarea, 2011).

The hydrography is formed by Bâsca Chiojdului, the main collector river (multiannual average flow of 1.2 m3/s at the exit from the mountain space, respectively 2.65 m3/s at the flow in Buzău river), and the main affluents Bâsca fără Cale, Stâmnic, Zeletin etc. One of the most important factors of the hydrography in generating the floods is the convergence, which favors the water concentration along the hydrographic network.

The natural vegetation of the basin plays an important hydrological role (Arghiriade, 1977), and in the main, it is constituted by broadleaf forests (beech, oak, etc.) and mixed forests in the sector which overlaps the Curvature Carpathians. The analysed hydrographical basin is forestated in proportion of 50% (CLC, 2006), thus being a high potential of formation of the floods towards the areas at lower heights, as an effect of the lack of the forest’s layer on approximately half of the basin’s surface.

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The pedological layer of Bâsca Chiojdului river is formed in proportion of 53% of cambisols and loamy soils with clayey texture, which slows down the infiltration of the water from the fall-out, or the one overflowed from the river.

Figure 1. Localizing the hydrographical basin of Bâsca Chiojdului river in Romania

(data processing geo-spatial.com)

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METHODOLOGY For the highlight of the areas with a certain potential in generating the floods, it has been

proposed the FSI. Thus, for establishing the surfaces with a high susceptibility in the formation of the floods, the FSI index was obtained by the integration of 8 physic-geographical and anthropical factors (figures 2, 3, table 1), namely: lithology, relief elevation, altitude above channel network, the relief slope, the annual average sums of precipitations, the convergence index, the texture of the soils and the land cover from the territory of the basin.

Figure 2. The spatial representation of the lithology (a), the slope values (b), elevation values (c) and the

altitude above channel network values in Bâsca Chiojdului basin

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Figure 3. The spatial representation of the annual average sums of precipitations (a), the convergence index

(b), the pedological texture (c) and of the land cover (d) in Bâsca Chiojdului basin The index proposed, FSI, it is based on the methodology developed by Shaban (2001,

2006), methodology borrowed by Kourgialas & Karatzas (2011) for the evaluation of the flooding potential in Koiliaris hydrographical basin, from the north-west of Crete Island, Greece. Unlike their methodology, FSI is based on an improved methodology, which takes into consideration two additional factors with a major role in the flood formation, namely the altitude above channel index and the convergence index.

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The argument which stood at the base of the confinement of the two factors started from the premise according to which, in the majority of cases, the floods are formed along a hydrographical network, at the level of the first height levels in relation to the level of the river. Moreover, the high convergence of the hydrographical network/torrential organisms essentially conditions the genesis and the intensity of the floods. It has to be mentioned the fact that the utilized methodology for the confinement of FSI index can be further improved, existing other environmental factors with role in the genesis of floods.

From the point of view of the analyzed factors, the lithological formation, the fall-out, the terrain coverage, the texture of the soils, they have been initially obtained in a vector shape file, these factors being transformed in ArcGIS 9.3, in a raster format with the cell dimension of 20 m*20m (400 sqm).

Table 1. The classification and the labelling of the physic-geographical and anthropic factors

for obtaining the susceptibility index FSI in Bâsca Chiojdului basin.

Parameters Type/values

Lithology

Clays, sands, marls,

sandstones, calcareous sandstones

Gray marls, sandstones, siliceous sandstones, marls,

limestones, silicates, dacite tuffs

Shists, clay

shales, gypsum

sandstones

Sandstones,

granodiorite, shists

Slope gradient (˚)

> 25 15.1 - 25 7.1 - 15 3.1 - 7 0 - 3

Elevation (m) 1178 - 1433

937 - 1177 700 - 936 441 - 699 239 - 440

Altitude above channel (m)

> 4 3.1 - 4 2.1 -3 1.1 - 2 0 - 1

Precipitations (mm/an)

600 - 700 700 - 800 800 - 1000 1000 - 1200

Convergence index

> 0 0 - (-1) (-1) - (-2) (-2) – ( -3) (-3)- (-100)

Soil texture

Sandy-loamy... loamy-sandy

Loamy-sandy... loamy,

Loamy-sandy

Loamy... Loamy-clayey,

varying textures, loamy

Loamy-clayey... clayey, Loamy-clayey

Loamy

Land use

Broad-leaved forests,

coniferous forests, mixed forests

Fruit-trees, transitional woodland-

shrub

Arable land, agricultural lands

with natural vegetations, moors

and heathland

Natural grasslands,

pastures

Artificial surfaces, bare

rocks

Score given 1 2 3 4 5

FSI (class) Very low 10 - 14

Low 14.1 - 17

Medium 17.1 - 20

High 20.1 - 24

Very high 24.1 - 31

At the same time, in the case of the lithological application was utilized the Geological Map

of Romania 1:50 000 in the projection system Stereo 70, while in the case of the fall-out it was utilized Clima României 2008 as a cartographic support. The coverage of the terrains was taken

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from Corine Land Cover 2006 database (European Environmental Agency), while the soil texture was obtained by digitization from the pedological map 1:20 000 in Stereo 70 projection.

Georeferencing and the projection of the cartographical support were realized with the help of Global Mapper 12. The other four factors were obtained by deduction from the Digital Elevation Model corresponding to Bâsca Chiojdului hydrographical basin, obtained by the digitization of the isolines and the altitude points from the topographical maps 1:25 000, Stereo 70 projection. The slope and the altitude breaks were derived with the help of the adequate tools within ArcGIS 9.3 software. The index of convergence (the maximum divergence is marked by positive values, and the maximum convergence, by negative values) (Constantinescu, 2006) and the height of the bordering surfaces related to the level of the rivers was obtained by deduction from the Digital Elevation Model in the Basic Terrain Analysis module, from SAGA GIS 2.0.8 software. The addition operation of the eight factors presented above, and their application all along the hydrographical basin was realized in ArcGIS 9.3 software, with the help of the Raster Calculator tool. Each factor was divided into 5 classes of values (table 1) depending on the degree of favorability at the occurrence of floods, which is presented by their characteristics.

RESULTS AND DISCUSSIONS By the application of the previous methodology it was obtained the FSI index, applied on the

surface of Bâsca Chiojdului hydrographical basin, with values between 10 and 31 (figure. 4). The FSI values have been classified into five groups of values, taking into consideration the standard deviation.

Figure 4. The spatial representation of FSI index values within Bâsca Chiojdului basin

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Over 50% of the basin’s area presents a low and a very low susceptibility at the formation of the floods, the FSI values being between 10 and 17. These spaces are generally present in the Carpathian part of the basin, at heights which exceed 600 m and great distances related tot level of the neighbouring rivers, being characterized by slopes with values higher than 7°, and a higher degree of forestation. Moreover, the convergence of the hydrographical network in these regions is a lower one. The average values of FSI, between 17 and 20, occupy 26% of the territory of the hydrographical basin studied, these being spread especially in Drajna Depression and in the higher parts of Bâsca Chiojdului valley.

The high and the highest values of FSI, which exceed 24, are present on 22% of the territory of Bâsca Chiojdului basin (figure 5).

Figure 5. The spatialization of the areas with a very high susceptibility in the

floods genesis at the level of the main human settlements within Bâsca Chiojdului basin

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These appear especially in the areas which do not exceed 450 m height, in the proximity of the lower layers of the rivers, on surfaces with a declivity lower than 3°, characterized by a high impermeability, distinctive for the built areas. The majority of these areas is situated along Bâsca Chiojdului river, on the territory of Chiojdu and Cătina villages, but also downstream of the junction with Zeletin river (figure 5). All along this valley can be found the most important elements of vulnerability, exposed to the risk of floods. Parallel with the main river of the basin, starting with Chiojdu village and until the junction with Zeletin River, on the left side on the flowing direction, there is the County Road 102 L.

With the purpose of defending the road infrastructure from the overflow of the water from the shallow lower layer, this has been embanked especially between Chiojdu and Cătina. On the same sector of the river, but on the left side on the flowing direction there are various households, which are extremely exposed to the floods, because these are situated at a lower level than the thalweg of the river, being separated only by the higher left margin.

Likewise, the high convergence of the hydrographical network in the southern part of Starchiojd and Bătrâneanca villages, corroborated with the reduced slope of the relief and the lack of forest vegetation leads to the fact that these areas are inclined to the floods, especially in the context in which in the upstream there is a very high potential of generating high floods (Prăvălie & Costache, 2012).

CONCLUSIONS The FSI index represents an overall image of the potential of flood formation in certain

areas with favourable environmental factors, such as the most obvious cases of Bătrâni, Starchiojd and Chiojdu villages. At the same time, the utilization of the FSI index can demostrate a real aplicability directly by the confinement of the areas with a high susceptibility in the flood formation and thus, indirectly, in the evaluation of the vulnerability of the risk elements at this extremely hydrological phenomenon. It must be taken into consideration the fact that, as in the case of the high floods, the floods are hydrological phenomena of risk, hardly predictable, with a formation/triggering potential which depend on many environmental variables, thus their severe prevention proving to be a relative one.

Acknowledgments This paper has been financed through the contract POSDRU/86/1.2/S/57462, strategic

project „Education and professional training in support of the economic growth and the development of the knowledge-based society”, „Quality in the higher education”, co-financed by the European Social Fund, through the Sectoral Operational Programme for the Human Resources Development 2007 - 2013.

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Submitted: Revised: Accepted and published online August 10, 2012 September 21, 2012 Octomber 12, 2012