THE SOCIALIST REPUBLIC OF VIETNAM · CQNG HOA xA HQI cHiJ NGHlA VT¢T NAM DQc l~p - Tu do - Hanh...

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CQNG HOA xA HQI cHiJ NGHlA VT¢T NAM DQc l~p - Tu do - Hanh pluic THE SOCIALIST REPUBLIC OF VIETNAM Independence - Freedom - Happiness Ngay.),t. thong 11 ndm 2018 BAo cAo KET QuA GIAO DlCH co PIDEU/CIIlJNG CHi QuY CDA NGUOl NQI BQ CDA CONG TY D~I CHUNG, NGUOl NQI BQ CDA QuY D~I CHUNG vA NGUOl co LIEN QUAN CDA NGUOI NQI BQ REPORT ON RESULTS OF TRANSACTION IN SHARES/FUND CERTIFICATES OF INTERNAL PERSON OF PUBLIC COMPANY, INTERNAL PERSON OF PUBLIC FUND AND RELATED PERSONS OF INTERNAL PERSON Kinh giri: - Uy ban Chung khoan Nha mroc - S6' Giao dich chirng khoan - Cong ty C6 phan Yang bac da guy PhU Nhuan To: - The State Securities Commission - The Stock Exchange - Phu Nhuan Jewelry Joint Stock Company 1. Thong tin v€ ca nhanlt6 chirc thuc hien giao dich/ Information on individual/ organization: - HQ va ten ca nhan/Ten t6 chirc/ Name of individual/organization: DANG NGQC TRAo - QU6c tich/ Nationality: Vi~t Nam - S6 CMND, H~>chi€u, The din cuoc (d5i voi ca nhan) hoac S6 Giay chimg nhan dang ky doanh nghiep, Giay phep heat dong hoac gifty to' phap ly nrong duong (d6i voi t6 chirc), ngay dp, noi dp/ ID card/Passport No. (in case of individual) or Certificate of business registration No. (in case of organization), date of issue, place of issue. S6 hQ chieu/ Passport number: ~- - Ngay dp/ Date of issue: -, Noi dp/ p'lace of issue: - Dia chi lien h~lDia chi tru so chinh/ Address: ' - Di~n thoai/ Telephone: - Chtrc vu hien nay tai cong ty dai chung, cong ty quan ly guy (neu e6) hoac m6i guan h~ voi cong ty dai chung, cong ty quan Iy guy /Current position in the public company, the fund management company (if any) or relationship with the public company, the fund management company: Giam d6e cong ty con - Chirc vu tai cong ty dai chung, cong ty quan Iy guy tai ngay dang ky giao dich (n€u e6)/ Posittion in the public company, the fund management company at registration date (if any): ........................ va ngay khong con la ngiroi n<)i b<) hoac ngiroi c6 lien guan cua ngiroi n<)i b<) cua cong ty dai chung, cong ty quan ly guy: (neu ro ly do) */ and date on which is no longer internal person or related person of internal person of the public company, the fund management company: . *: Muc nay chi danh sho truimg h9'P chua hit thai han dang kj giao dich, d6i tU9'11gdang kj kh6ng con la nguoi n(3i b(3 hoac nguoi co lien quan cua nguai noi b(3 cua cong ty dai chung, cong ty quem If' quy/ This item is only for cases not yet registration deadline of transaction, the registrant is no longer the internal person or related person of internal person of the public company, the fund management company. 2. Thong tin v€ ngiroi nQi b<) cua cong ty dai chung/quy dai chung la nguoi e6 lien guan cua ca

Transcript of THE SOCIALIST REPUBLIC OF VIETNAM · CQNG HOA xA HQI cHiJ NGHlA VT¢T NAM DQc l~p - Tu do - Hanh...

Page 1: THE SOCIALIST REPUBLIC OF VIETNAM · CQNG HOA xA HQI cHiJ NGHlA VT¢T NAM DQc l~p - Tu do - Hanh pluic THE SOCIALIST REPUBLIC OF VIETNAM Independence - Freedom - Happiness Ngay.),t.

CQNG HOA xA HQI cHiJ NGHlA VT¢T NAMDQc l~p - Tu do - Hanh pluic

THE SOCIALIST REPUBLIC OF VIETNAMIndependence - Freedom - Happiness

Ngay.),t. thong 11 ndm 2018

BAo cAo KET QuA GIAO DlCH co PIDEU/CIIlJNG CHi QuY CDA NGUOl NQIBQ CDA CONG TY D~I CHUNG, NGUOl NQI BQ CDA QuY D~I CHUNG vA

NGUOl co LIEN QUAN CDA NGUOI NQI BQREPORT ON RESULTS OF TRANSACTION IN SHARES/FUND CERTIFICATES OF

INTERNAL PERSON OF PUBLIC COMPANY, INTERNAL PERSON OF PUBLIC FUNDAND RELATED PERSONS OF INTERNAL PERSON

Kinh giri: - Uy ban Chung khoan Nha mroc- S6' Giao dich chirng khoan- Cong ty C6 phan Yang bac da guy PhU Nhuan

To: - The State Securities Commission- The Stock Exchange- Phu Nhuan Jewelry Joint Stock Company

1. Thong tin v€ ca nhanlt6 chirc thuc hien giao dich/ Information on individual/ organization:

- HQ va ten ca nhan/Ten t6 chirc/ Name of individual/organization: DANG NGQC TRAo

- QU6c tich/ Nationality: Vi~t Nam

- S6 CMND, H~>chi€u, The din cuoc (d5i voi ca nhan) hoac S6 Giay chimg nhan dang ky doanhnghiep, Giay phep heat dong hoac gifty to' phap ly nrong duong (d6i voi t6 chirc), ngay dp, noidp/ ID card/Passport No. (in case of individual) or Certificate of business registration No. (incase of organization), date of issue, place of issue. S6 hQ chieu/ Passport number: ~- -Ngay dp/ Date of issue: -, Noi dp/ p'lace of issue:

- Dia chi lien h~lDia chi tru so chinh/ Address: '

- Di~n thoai/ Telephone:

- Chtrc vu hien nay tai cong ty dai chung, cong ty quan ly guy (neu e6) hoac m6i guan h~ voicong ty dai chung, cong ty quan Iy guy /Current position in the public company, the fundmanagement company (if any) or relationship with the public company, the fund managementcompany: Giam d6e cong ty con

- Chirc vu tai cong ty dai chung, cong ty quan Iy guy tai ngay dang ky giao dich (n€u e6)/Posittion in the public company, the fund management company at registration date (if any):........................ va ngay khong con la ngiroi n<)i b<)hoac ngiroi c6 lien guan cua ngiroi n<)i b<)cua cong ty dai chung, cong ty quan ly guy: (neu ro ly do) */ and date onwhich is no longer internal person or related person of internal person of the public company,the fund management company: .

*: Muc nay chi danh sho truimg h9'P chua hit thai han dang kj giao dich, d6i tU9'11gdang kjkh6ng con la nguoi n(3i b(3 hoac nguoi co lien quan cua nguai noi b(3 cua cong ty dai chung,cong ty quem If' quy/ This item is only for cases not yet registration deadline of transaction, theregistrant is no longer the internal person or related person of internal person of the publiccompany, the fund management company.

2. Thong tin v€ ngiroi nQi b<)cua cong ty dai chung/quy dai chung la nguoi e6 lien guan cua ca

Page 2: THE SOCIALIST REPUBLIC OF VIETNAM · CQNG HOA xA HQI cHiJ NGHlA VT¢T NAM DQc l~p - Tu do - Hanh pluic THE SOCIALIST REPUBLIC OF VIETNAM Independence - Freedom - Happiness Ngay.),t.

nhan/t6 chirc thirc hien giao dich (06i voi truong h9P nguoi thuc hien giao dich la nguoi co lienquan cua nguoi noi bo cua cong ty dai chUng/quy dai chung)! Information about internal personof the public company/public fund is related person of trading individual/organization (in casetrader is related person of internal person of/he public company/public fund):

- HQ va ten ngiroi nQi bQI Name of internal person: Dang Thi Lai

- Quoc tich/ Nationality: Vi~t Nam

- se CMND, HQ chien, The can cuaclID card/Passport No.:

- Dja chil Address:!!.,,;-

- Fax: Email:

- Chirc vu tai cong ty dai chung, cong ty quan ly quy tai ngay ca nhan/t6 clnrc neu tai muc 1 dangley giao dich/ Posittion in the public company, the fund management company at date on whichindividual/organization referred to in paragraph 1 to register the transaction: Giam d6c v~nhanh kiem Giam d6c kh6i

- Chirc vu hien nay tai cong ty dai chung, cong ty quan ly quyl Currently posittion in the publiccompany, the fund management company: Giam d6c v~n hanh kiem Giam d6c kh6i

- M6i quan h~ gitra ca nhan/t6 chirc thuc hien giao djch voi nguoi nQi bQI Relationship ofindividual/organization executing transaction with internal person: Em ruot

- s6 luong, ty l~ c6 phieu/clnrng chi quy ma nguoi nQi bQ dang n~m gifr (n~u co)1 Number,ownership proportion of shares held by the internal (if any): 1~it.(Crf c6 phAn

3. Ma clnrng khoan giao dich/ Securities code: PNJ

4. Cac tai khoan giao djch c6 c6 phieu/chirng chi quy neu tai rnuc 31 Trading account numberwith shares/fund certificates mentioned above: tai cong ty chimg khoan/ Insecurities company:

>

5. s6 IUQng, tY -l~ c6 phieu/clnmg chi quy n~m giu' truce khi thuc hien giao dich/ Number,ownership proportion ofshareslJund certificates held before transaction: 61,424 c6 phan

6. s6 IUQng c6 phieu/chimg chi quy dang ky mua/ban/cho/duoc cho/tang/duoc tang/thuak~/chuy~n nhirong/nhan chuyen nhirong/ Number of shares/fund certificates registered topurchase/ sale/ give/ be given/ donate/ be donated /inherit/ transfer/ transferred: 56,000 c6 phAn

7. s6 IUQng c6 phieu/chirng chi quy da giao dich (mua/ban/cho/duoc cho/tang/duoc tang/thirak~/chuy~n nhuong/nhan chuyen nhuong/hoan d6i) **/ Number of sharesIJund certificates traded(purchase/ sale/ give/ be given! donate/ be donated /inherit/ transfer/ transferred/swap): 56,000c6 ph~n

8. se luong, tY l~ c6 phieu/clumg chi quy nam gifr sau khi thirc hien giao dich/ Number,ownership proportion of shares/fund certificates held after executing transaction: I 17,424 c6phAn

9. Phuong thirc giao dich/ Mode of transaction: Thuc hien quyen mua ESOP.

10. Thoi gian thuc hien giao dich/ Transaction period: .. ./l~1.1.I.f.~f. .

** (Trong truong hop khong thuc hien h€tso luong dang ky, nguoi n9i b9/ nguoi colien quan phai giai trinh nguyen nhan.)/*(In case offailing to execute fullregistered number, the internal person!related person of internal person shallneed to explain the reasons.)

NGUOIBANAMEOFREPO

D~NG NGQC THAo