The Howard M. Holtzmann Papers, 1885-2014 Box Number Series I: Correspondence, 1923-2011 FOLDER NUMBER

Subseries 1: Arranged by Howard M. Holtzmann, 1982-2002 12 14-17 HMH Chronological Files, 1982-1993 [4 Folders] 13 1-6 HMH Chronological Files, 1982-1993 [6 Folders] 14 1-5 HMH Chronological Files, 1982-1993 [5 Folders] 15 1-6 HMH Chronological Files, 1982-1993 [6 Folders] 16 1-6 HMH Chronological Files, 1982-1993 [6 Folders] 17 1-6 HMH Chronological Files, 1982-1993 [6 Folders] 18 1-4 HMH Chronological Files, 1982-1993 [4 Folders] 19 1-5 HMH Chronological Files, 1982-1993 [5 Folders] 20 1-4 HMH Chronological Files, 1982-1993 [4 Folders] 21 1-2 HMH Chronological Files, 1982-1993 [2 Folders] 3 General Correspondence, 1982-1987 4 Yale, 1984-1986 5 Peace Palace, 1983 6 HMH CV, undated 7 ICCA, 1991-1994 22 1-3 January 1, 1995-April 30, 1995, 1995 [3 Folders] 4-5 May 1, 1995-Sept. 30, 1995, 1995 [2 Folders] 23 1 May 1, 1995-Sept. 30, 1995, 1995 2-3 Oct. 15, 1995-Dec., 1995, 1995 [2 Folders] 4-5 Jan. 1996-June 1996, 1996 [2 Folders] 24 1-2 Jan. 1996-June 1996, 1996 [2 Folders] 3-6 May, June, July, 1997, 1997 [4 Folders]

25 1 May, June, July, 1997, 1997 [2 Folders] 2-4 July 1996-Dec. 1996, 1996 [3 Folders] 5-6 Sept., Oct., Nov, Dec, 1997, 1997 26 1-3 Sept., Oct., Nov, Dec, 1997, 1997 [3 Folders] 4-6 Jan, Feb., March, 1998, 1998 [3 Folders] 27 1 Jan, Feb., March, 1998, 1998 2-4 April, May, June 1998, 1998 [3 Folders] 5-6 July, Aug, Sept 1998, 1998 [2 Folders] 28 1-3 Oct, Nov, Dec, 1998, 1998 [3 Folders] 4-6 1999, 1999 [3 Folders] 29 1-2 October-December 1999, 1999 [2 Folders] 3-5 July-September 1999, 1999 [3 Folders] 6 January-June 2000, 2000 30 1 “January-June 2000,” 2000 2 “July-December 2000,” 2000 3 “January-June 2001,” 2001 4-5 “Mass Claims Steering Committee,” 2000-2002 [2 Folders] 35 1-5 “Mass Claims Steering Committee,” 2000-2002 [4 Folders] Subseries 2: General, 1923-2011 6 American Bar Association Program on Arbitration, 1975-1976 227 1 Art Collection, 1994-2000 2 Concertgebouw, Amsterdam, 1993-1994 3 Delphi—Yacht, 1986 4 Denning Program Publications, 1976-1977 5-6 Emails (General and Miscellaneous), 2002-2003 [2 Folders] 7 Gerlach, Contracts, etc., 1994 228 1 Holtzmann, Anne F., 1966-1967 2 International Bar Association, 1987 3 International Peace Academy, 1974-1982 4 Koh, Harold Hongju, 2010 5 University of Virginia, 1989-1990 6 William Penn Life Insurance, 1988 32 By Date, 1923-2011 1 Undated, undated

2 1920s, 1923 3 1940s, 1941-1942 4 1950s, 1958 5 1970s, 1978-1979 228 7 1970s, 1978-1979 8 1980s, 1980-1989 32 6-8 1980s, 1980-1989 [3 Folders] 9 1990s, 1990-1999 228 9 1990s, 1990-1999 229 1 1990s, 1990-1999 2 2000s, 2009-2011 32 10 2000s, 2009-2011 Series II: Writings, 1934-2013 Subseries 1: “The Papers of Howard M. Holtzmann,” 1969-2010 56 1 Chronological Index, 1994 Transcripts, 1969-2010 1 Volume I, 1.01a-1.22, Scanned, Proofed, and Edited (Brown

Binder), 1969-2010 1 Arbitration in Cases Arising out of Long-Term Collaboration

Agreements Between Companies from Different Countries, 1969 [2010]

2 Remuneration of Arbitrators Introductory Notes, 2010 3 Opening Remarks by HMH at First Session of Moscow

Congress, 1972 [2010] 4 Communication on ‘Arbitration and Contracts Concerned

with Scientific, Research and Technical Work, 1972 [2010]

5 Communication on ‘Arbitration and Contract Guarantees,’ 1972 [2010]

6 Communication to be presented at the Concluding Session of the IVth International Congress on Arbitration, 1972 [2010]

7 Achievements of the Fourth International Congress on Arbitration: A Report from Moscow, 1972 [2010]

8 Arbitration Clauses: Valuable Methods for Solving Business Problems Arising in Long-Term Business Arrangements, 1973 [2010]

9 The Use of Impartial Technical Experts to Resolve Engineering and Other Technological Disputes before

Arbitration,” 1973

10 Report of Commercial Arbitration Committee to 1973 Annual Meeting of Council of Section of Corporation, Banking and Business Law American Bar Association, 1973 [2010]

11 Information for Audio Cassette Tape on ‘1973 Legal Developments in Doing Business Abroad, 1973 [2010]

12 New Uses for Arbitration in Soviet-American Contracts for Industrial, Scientific, and Technical Development, undated [2010]

13 Comments Concerning Negotiations Between U.S. Corporations and Soviet Foreign Trading Organizations, 1974 [2010]

14 The Anglo-Saxon Case from the American Point of View, undated [2010]

15 Arbitration in East-West Trade, 1975 [2010] 16 Motion of the American Arbitration Association for Leave to

File a Brief as Amicus Curiae, 1974 [2010] 17 The Value of Arbitration and Mediation in Resolving

Community and Racial Disputes Affecting Business: An Overview, 1974 [2010]

18 Comments on Preliminary Draft (April, 1974) of UNCITRAL Arbitration Rules, 1974 [2010]

19 Hypothetical Case: To Illustrate the Use of Arbitration to Fill ‘Gaps’ in Long-Term International Commercial Transactions, undated [2010]

20 Arbitration of East-West Trade Disputes, 1974 [2010] 21 Arbitration in Long-Term Business Transactions, 1974

[2010] 22 Study of Swedish Arbitration Law and Practice, undated

[2010] Vol. II, 1.23-1.33, Scanned, Proofed, and Edited (Brown

Binder), 1975-1976 23 Panel Discussion on Arbitration, undated [2010] 24 Introduction of the Subjects of the Four Working Parties,

undated [2010] 25 Powers of Arbitrators Under United States Law to Fill ‘Gaps’

Arising Under Long-Term Commercial Contracts, 1975 [2014]

26 Subject: Techniques for resolving problems in forming and performing long-term contracts., 1975 [2010]

27 The Desirability of Including More Specific Provisions Concerning Place of Arbitration in the Model Clause in the UNCITRAL Rules, 1975 [2010]

28 The Relative Importance of Trade Usage in the UNICTRAL [sic] Rules, 1975 [2010]

29 Achievements of the New Delhi Congress, 1975 [2010] 30 Settlement of Investment Disputes in East-West Trade, 1975

[2010] 2 1 Private Conflict Resolution Including the Problems of

Business in Meeting Challenges of Community Responsibility—Methods and Techniques with Particular Reference to Housing: Opening Remarks,

1975 [2010] 2 Arbitration: An Indispensable and Aid to Multinational

Enterprise, undated [2010] 3 Resolving Disputes in US-China Trade, 1976 [2010] Vol. III, 1.34-1.47, Scanned Proofed, and Edited (Brown

Binder), 1976-1979 4 Addendum Concerning Adoption of UNCITRAL Arbitration

Rules, 1976 [2010] 5 Subject: The New UNCITRAL Arbitration Rules, 1976

[2010] 6 Arbitrating International Commercial Cases in England: New

Developments and Old Differences, 1976 [2010] 7 Report of Commercial Arbitration Committee to 1977 Mid-

Winter Meeting of Council of Section of Corporation, Banking and Business Law American Bar Association, 1977 [2010]

8 United States of America: the American Arbitration Association, 1977 [2010]

9 The Importance of Choosing the Right Place to Arbitrate an International Case, undated [2010]

10 Summary of Remarks by Howard M. Holtzmann, Alternative Representative of the United States at United Nations Commission on International Trade Law Tenth Session, 1977 [2010]

11 United States Entry in International Council for Commercial Arbitration Yearbook, 1977 [2010]

12 Arbitration and the Courts: Partners in a System of International Justice, undated [2010]

13 New Arbitration Clause for Optional Use in US-USSR Trade, 1978 [2010]

14 Future Work on International Commercial Arbitration and Conciliation, 1978 [2010]

15 The Key Choices in International Arbitration—Issues and Developments, 1978 [2010]

16 Grounds for Refusing Enforcement of Awards Under the Convention on the Recognition and Enforcement of Foreign Arbitral Awards, 1978

17 The Lawyer as a Negotiator: Problems, Readings and Materials, 1979 [2010]

Vol. IV, 1.48-1.66, Scanned, Proofed, and Edited (Brown Binder), 1978-2010

18 Export Sales Contracts: Enforcement Problems Arbitration Provisions, 1978 [2010]

19 Achievements of the Sixth International Congress on Arbitration: A Report from Mexico City, 1979 [2010]

20 Dispute Resolution Procedures in East-West Trade, 1979 [2010]

21 Study of Austrian Arbitration Law and Practice, undated [2010]

22 Opening Remarks by Howard M. Holtzmann At Program of American Law Institute-American Bar Association, Held in the Great Hall of the Association of the Bar of the City of New York, October 19, 1979, 1979 [2010]

23 Editor’s Note about A New Look at Legal Aspects of Doing

Business with China—Developments a Year after Recognition, 2010

24 Conciliation: A Promising Procedure for Resolving Multiparty Disputes, 1980 [2010]

25 Whether, When, Where and How to Arbitrate in International Cases, 1980 [2010]

26 The UNCITRAL Arbitration Rules, 1981 27 Key Choices to be Made in Determining How to Resolve

International Commercial Disputes: The Lawyer’s Viewpoint on Whether, When, Where and How to Arbitrate, 1981 [2010]

3 1 Introduction—Recent Contributions of Pieter Sanders to the

Art of International Commercial Arbitration, 1982 [2010]

2 Enforcing Arbitral Awards, 1983 [2010] 3 The Conduct of Arbitral Proceedings Under the Draft

UNCITRAL Model Law on International Commercial Arbitration, 1984 [2010]

4 Address by Howard M. Holtzmann at the signing of the Agreement Establishing a Model Clause for Arbitration in Vienna of Disputes in U.S.-Hungarian Trade, 1984 [2010]

5 Editor’s Note on Article from International Handbook on Commercial Arbitration, 2010

6 Introductory Note to the American Code of Ethics for Arbitrators in Commercial Disputes, undated [2010]

7 Remarks of Howard M. Holtzmann at Meeting to Welcome New Iranian Members of Tribunal 22 January 1985, 1985 [2010]

8 What an Arbitrator Can Do to Overcome Delays in International Arbitration, 1985 [2010]

9 The Iran-United States Claims Tribunal: Its Lessons for International Business Lawyers, undated [2010]

10 Vol. V, 1.67-1.87, Scanned, Proofed, and Edited (Brown Binder), 1988-1991

11 Some Lessons of the Iran-United States Claims Tribunal, undated [2010]

12 The Role of Dispute Resolution in Facilitating International Trade and Investment, undated [2010]

13 ICCA, 1988 [2010] 14 Five Ways the American Arbitration Association Can Assist

in Resolving Disputes in Trade with the Soviet Union, 1988 [2010]

15 Introduction to the New Commercial Arbitration Rules of the American Arbitration Association, 1988 [2010]

16 International Commercial Dispute Settlement: Developments of a Decade, undated [2010]

17 Celebration of the Thirtieth Anniversary of the Italian Arbitration Association, 1988 [2010]

18 The Arbitral Process and the Independence of Arbitrators, 1988 [2010]

19 Dispute Resolution Under the UNCITRAL Conciliation

Rules, 1989 [2010] 20 Setting Aside Arbitral Awards: The Common Law

Viewpoint, 1989 [2010] 21 Introduction to the Mutual Cooperation Agreement Between

the Permanent Court of Arbitration and ICCA, undated [2010]

22 Editor’s Note on Yearbook Commercial Arbitration, 2010 23 A Guide to the UNCITRAL Model Law on International

Commercial Arbitration: Legislative History and Commentary, undated [2010]

24 Fact-Finding by the Iran-United States Claims Tribunal, 1990 [2010]

25 How to Prevent Delay and Disruption of Arbitration: Lessons of the 1990 ICCA Stockholm Congress, 1990 [2010]

26 Dispute Resolution in Europe Under the UNCITRAL Conciliation Rules, 1990 [2010]

27 Powers and Duties of Arbitrators in Disputes that Include Issues of Competition Law: The New United States View, 1990 [2010]

28 The Geopolitics of Arbitration, 1990 [2010] 29 Comments in Response to the Questionnaire in the Secretary-

General’s Background Paper, 1991 [2010] 30 Some Lessons from Awards of the Iran-U.S. Claims Tribunal

That May Be Useful in Disputes Concerning the Termination of Joint Ventures, 1991 [2010]

Vol. VI, 1.88-1.100, Scanned, Proofed, and Edited (Brown Binder), 1992-2011

31 Balancing the Need for Certainty and Flexibility in International Arbitration Procedures, 1992 [2010]

32 The Cook Who Eats His Own Soup: Experiences of a Judge Applying a Legal Text Co-Drafted By Him, 1992 [2010]

33 A Proposal for Future UNCITRAL Work on Arbitration, 1992 [2010]

34 Should Bermuda’s International Arbitration Law Be Changed—If so, How?, 1992 [2010]

4 1 Key Factors for the Success of Uniform International

Commercial Legal Texts, undated [2010] 2 Editor’s Note on Yearbook Commercial Arbitration, Volume

XVI, 1991 [2010] 3 Adoption of a New Egyptian Arbitration Law, 1992 [2010] 4 Some Reflections on the Nature of Arbitration, 1993 [2010] 5 Remarks on the Inauguration of the Bahrain International

Commercial Arbitration Centre, 1993 [2010] 6 International Commercial Arbitration, 1993 [2010] 7 An Introduction to the UNCITRAL Model Law, 1993 [2010] 8 A Task for the 21st Century: Creating a New International

Court for Resolving Disputes on the Enforceability of Arbitral Awards, 1993 [2010]

9 The Tribunal’s Use of Experts, 1994 [2010] 10 Recent Legislation that Combines Conciliation and

Arbitration, 1994 [2010]

General Papers & Personal Papers (2.1-2.27c), Scanned, Proofed, and Edited (Brown Binder), 1963-2011

11 Editor’s Note on In the Matter of United Steelworkers, 2010 12 In the Matter of United Steel Workers of America-CIO and

Various Steel and Iron Ore Companies, undated [2010] 13 Report of the Committee on Federal Constitution, 1963

[2010] 14 International Committee for Commercial Arbitration

Statement of Purposes and Procedures, undated [2010] 15 Statement of Purposes and Procedures of International

Council for Commercial Arbitration, 1975 [2010] 16 Correspondence with Pieter Sanders, 1977 [2010] 17 Code of Ethics for Arbitrators in Commercial Disputes,

undated [2010] 18 Documents Exchanged January 12, 1977 Between American

Arbitration Association, USSR Chamber of Commerce and Industry and Stockholm Chamber of Commerce, 1977 [2010]

19 Questionnaire for Organizations Seeking Consultative Status with the Economic and Social Council, undated [2010]

20 Stockholm Congress Plan for Working Group I, undated [2010]

21 Subjects to be Considered by the Group of Experts, 1991 [2010]

22 Introduction, 1992 23 Remarks, 1976 [2010] 24 The Lauterquack Lectures I: Arbitration and the Truncated

Family: Separability or Denial of Justice, 1983 25 The Lauterquack Lectures II: New Developments in

International Commercial Arbitration: The Link Between National Court Decisions Supporting Arbitration and Arbitration Supporting Retired Judges, 1983 [2010]

26 The Very Last Intermezzo, undated [2010] 27 Remarks at Constitution Day Dinner, 1987 [2010] 28 Correspondence with Robert MacCrate, 1987 [2010] 29 American Community Council Thanksgiving Day Service,

1989 [2010] 30 Commencement Jewish Theological Seminary of America,

1990 [2010] 31 Commemorative Tribute to Dr. Albert Bowers, 1990 [2010] 32 The Peace Palace, Home of Arbitration, 1991 [2010] 33 An International Judge at the Hague, undated [2010] 34 A Celebration of the Life of Richard B. Fisher, 1992 [2010] 35 A Braggiotti Birthday Ballad,” 1992 [2010] 36 The Second Annual Yale Jewish Alumni Forum ‘Jewish Life

at Yale: Then and Now,’ Reunion Weekend, 1992 [2010]

37 Remarks at Polytechnic Preparatory Country Day School Special Reunion, 1993 [2010]

Misc. Papers (3) Scanned, Proofed, and Edited, 1988-2010 38 Introduction to Occident and Orient, 1988 [2010] 39 A Prediction for the 21st Century and the Next 100 Years,

1993 [2010]

40 Centripetal and Centrifugal Forces in Modern Arbitration, 1999 [2010]

41 Correspondence with Mary Catherine, 1993 [2010] 42 Speech by Judge Howard M. Holtzmann from July 10, 2000,

2000 [2010] 43 Thank You Skal, 2003 [2011] 5 Speech Materials: Book 1, Scanned, Proofed, and Edited, 1977-

2011 1 Some Lessons from Awards of the Iran-US Claims Tribunal

that May be Useful in Disputes Concerning the Termination of Joint Ventures, 1991 [2011]

2 Introduction to Iran-US Tribunal, undated [2011] 3 The First Code of Ethics for Arbitrators in Commercial

Disputes, 1977 [2011] 4 Article 9. Arbitration Agreement and Interim Measures by

Court, undated [2011] 5 International Arbitration Rules of the World Arbitration

Institute, Third Draft, 1990 [2011] 6 Stella—Eulogy, undated [2011] Speech Materials: Book 2, Scanned, Proofed, and Edited, 1977-

2011 7 Adoption of a New Egyptian Arbitration Law, 1992 [2011] 8 Should Bermuda’s International Arbitration Law be

Changed—If So, How?, 1992 9 Appendix A: UNCITRAL Model Law on International

Commercial Arbitration, 1985 [2011] 10 ICCA-Permanent Court of Arbitration Mutual Cooperation

Agreement Between Permanent Court of Arbitration at the Hague and International Council for Commercial Arbitration, 1989 [2011]

11 The Desolate Wilderness, 1982 [2011] 12 Commencement Jewish Theological Seminary of America,

1990 [2011] 13 International Arbitration 60 Years on a Look at the Future,

undated [2011] 14 Address by Howard M. Holtzmann at the signing of the

Agreement Establishing a Model Clause for Arbitration in Vienna of Disputes in U.S.-East German Trade, 1990 [2011]

15 Optional Arbitration Clause for Use in Contracts in USA-USSR Trade—1977, 1977 [2010]

16 American Community Council Thanksgiving Day Service, 1989 [2011]

17 Constitution Day Dinner Remarks, 1987 [2011] 18 Outline of Panel Discussion of Arbitration Rules and

Institutions, undated [2011] 19 A Message from Howard Holtzmann to be Read at the

Dinner Honoring Prentis Hale on His Retirement from the Syntex Board of Directors,” undated [2011]

20 “The Growth of a World-Wide Community of Arbitration,” undated [2011]

21 “First Session—Far Eastern Countries,” undated [2011]

22 Donald Memorial Address, undated [2011] 23 “The Conduct of Arbitral Proceedings,” undated [2011] 24 “HMH Introduction Working Group 3,” undated [2011] 25 “The Role of Dispute Resolution in Facilitating International

Trade and Investment,” undated [2011] 26 “Administrating Institution,” undated [2011] 27 “International Business and Law in Asia and the Pacific”

Conference Time-Line, 1986 [2011] 28 “Five Ways the American Arbitration Association Can Assist

in Resolving Disputes in Trade with the Soviet Union,” undated [2011]

29 “The London Embassy,” undated [2011] 30 “Code of Ethics for Arbitrators in Commercial Disputes,”

undated [2011] 31 “The Importance of Choosing the Right Place to Arbitrate an

International Case,” 1977 [undated] 32 “News and Notes from the Institute for Transnational

Arbitration,” 1987 [2011] 33 Iran-US Claims Tribunal Resignation Letter, undated [2011] 34 Correspondence with Harold Hongju Koh, 2010 [2011] 35 The Peacemaker Award, 2006 [2011] 36 DeForest Prize, undated [2011] 37 Correspondence, 2003-2006 Originals of the “Papers of Howard M. Holtzmann,” 1969-1993 “Volume I”—Unnumbered, 1980-1993 38 “Recent Developments in Resolving International

Commercial Disputes,” 1986 39 “Dispute Resolution Under the UNCITRAL Conciliation

Rules,” 1989 40 “American Community Council Thanksgiving Day Service,”

1989 6 1 Remarks of Judge Howard M. Holtzmann at Signing of

Agreement Between the American Arbitration Association, the Polish Chamber of Commerce and the Federal Economic Chamber of Austria, 1988

2 What an Arbitrator Can Do to Overcome Delays in International Arbitration,” 1985

3 Whether, When, Where and How to Arbitrate in International Cases, 1980

4 Hypothetical Case for Use in a Comparative Study of Arbitration Practice in Various Legal Systems, 1984

5 Current Issues in International Commercial Arbitration (Including Lessons from the Iran-United States Claims Tribunal, 1991

6 The Peace Palace, Home of Arbitration, 1991 7 An Introduction to the UNCITRAL Model Law, 1993 8 The Geopolitics of Arbitration, 1990 9 Some Lessons from the Awards of the Iran-U.S. Claims

Tribunal that May be Useful in Disputes Concerning the Termination of Joint Ventures, 1991

10 Bologna Lecture Fact-Finding, undated 11 International Bar Association Biennial Conference, New

York, “Introduction to Session II,” 1986 12 “Resolving High-Tech Contractual Disputes in Europe after

1990,” 1990 13 “Commemorative Tribute to Dr. Albert Bowers,” 1990 14 “George,” 1993 15 “The Iran-United States Claims Tribunal: Its Lessons for

International Business Lawyers,” undated 16 “How Effective Dispute Resolution Procedures Help to

Facilitate International Trade and Investment,” undated 17 Dispute Resolution in Europe Under the UNCITRAL

Conciliation Rules,” 1990 18 Iran-US Claims Tribunal—Memorandum, “Comments on

Swiss Working Paper for Valletta Meeting,” 1990 19 Polytechnic Preparatory Country Day School Special

Reunion Remarks, 1993 20 Bologna Program on Interim Measures, 1991 21 “Stella,” undated 22 “Course of Study Outline,” undated 23 “Adoption of a New Egyptian Arbitration Law,” 1992 24 “The Conduct of the Arbitral Proceeding: Standards of

Behavior of Arbitrators,” 1988 25 HMH Scan Project Index,” 2011 26 Volume I, 1969-1975 7 1-3 Volume I, 1969-1975 [3 Folders] 4 Volume II, 1975-1976 8 1 Volume II, 1975-1976 2-3 Volume III, 1976-1979 [2 Folders] 9 1 Volume III, 1976-1979 2-5 Volume IV, 1978-2010 [4 Folders] 10 1-4 Volume V, 1988-1991 [4 Folders] 11 1-2 Volume VI, 1992-1994 [2 Folders] 3-4 General Papers, 1963-1977 [2 Folders] 5 Personal Papers, 1977-1993 12 1 Tribute to the Blessed Memory of Rabbi Sandor Scheiber, 1985 2 42 Reunion Class Panel, 1992 3 Resolving Disputes in US-China Trade, 1976 4 The Lawyer as a Negotiator, 1979 5 The Iran-United States Claims Tribunal: Welcoming Addresses,

1981 6 Report of the United States Delegation to UNCITRAL Working

Group on International Contract Practices, 1982-1984

7 Address Delivered by Howard M. Holtzmann at the Signing Ceremonies, 1985

8 What an Arbitrator Can Do to Overcome Delays in International Arbitration, 1985

9 The Work of the Iran-United States Claims Tribunal, 1988 10 Introduction to ICCA, 1989 11 Fact-Finding by the Iran-United States Claims Tribunal, undated 12 Balancing the Need for Certainty and Flexibility in International

Arbitration Procedures, 1993 13 The Yale ’42 Story, 1992 Subseries 2: Other Writings, 1974-2012 44 1 ABA-IBA-IABA,” undated 2 Advising Foreign Clients Doing Business in the USA—Chapter,

1979 3 American Community Council Thanksgiving Day Service:

Remarks of Howard M. Holtzmann,” 1989 230 3 Arbitration: An Indispensible Aid to Multinational Enterprise, 1975 4 Arbitration as a Sloth, 1991-1993 44 4 Arbitration in Long-Term Business Transactions,” 1974 5 Arbitrating International Commercial Cases in England: New

Developments and Old Differences,” 1976 6 Arbitration and the Courts: Partners in a System of International

Justice,” 1978 45 1 Arbitration of East-West Trade Disputes,” 1974 2 Arbitration: Rules, Laws, and Conventions,” 1975-1977 230 5 ASIL Article, 1993 49 3 Austria’s Qualifications as the Venue for Arbitration in East/West

Commercial Disputes,” 2005 4 Balancing the Need for Certainty and Flexibility in International

Arbitration Procedures”—Proofs, 1993 Bibliographies, 1979-1994 53 1 “Bibliography on Arbitration,” undated 2 Bibliography and Index—Floppy Disk, 1994 3 “Dispute Resolution Bibliography of Howard M. Holtzmann,”

1994 4 “List of Published Materials in the Offices of Holtzmann, Wise,

and Shepard,” 1979 Bios, 2012

45 5 For Abe, undated 6 Yale, 2012 7 Bulow Liber Amicorum—Chapter, 1979 8 “Can the Plausibility Standard of Proof Developed in Mass Claims

Arbitrations also be Useful in Commercial Cases?,” undated 231 1 Caron Book—Chapter on Rules, 1981-1983 45 9 A Caribbean Christmas Carol,” undated 46 1 The Centennial of the 1899 Peace Conference: the Roots of

Today’s Arbitration Culture,” 1999 Code of Ethics for Arbitrators, 1999-2001 231 2 Drafts, 2001 233 1-2 Drafts, 1999-2001 [2 Folders] 234 1-2 Revisions, 1999-2001 [2 Folders] 244 1 Revisions, 1999-2001 46 2 Comments Concerning Draft Optional Rules for Arbitration

Involving International Organizations,” 1995 3 Comments Concerning Negotiations Between US Corporations and

Soviet Foreign Trading Organizations,” 1974 236 1 Comments Concerning (1) Remedy Questions in Back Pay

Awards, and (2) certain Procedural Problems in Arbitration, 1964

46 4 Comments on the Third Draft of the International Arbitration Rules

of the AAA’s World Arbitration Institute, 1990 5 Communication on ‘Arbitration and Contract Guarantees,’ 1972 6 Comments on “International Arbitration Rules of the ABA,” 1991 236 2 Communication to First Working Party—The Relative Importance

of Trade Usage in the UNCITRAL Rules, undated 46 7 Conciliation: A Promising Procedure for Resolving Multiparty

Disputes, 1980

8 Concluding Session—Russian Translation, 1972 9 Constitution Day Dinner, 1987 Council of Corporation, Banking and Business Law—Meeting

Reports, 1975-1980 10 “Report of Ad Hoc Committee on Cooperation with

UNCITRAL to 1980 Annual Meeting of Council of Corporation, Banking, and Business Law,” 1980

11 “Report of Commercial Arbitration Committee to 1975 Mid-Winter Meeting of Council of Section of Corporation, Banking and Business Law,” 1975

12 “Report of Commercial Arbitration Committee to 1976 Annual Meeting of Council of Section of Corporation, Banking and Business Law, 1976

13 The Development of Evidentiary Procedures in International Commercial Arbitration Over the Last Twenty Years,” 1999

14 Dispute Resolution in Europe Under the UNCITRAL Conciliation Rules,” 1990

15 Efficient Organization of International Arbitrations,” 1996 47 1 Emergency Measures by Arbitrators Appointed by Institutions—

Effectiveness and Enforceability,” 1997 2 The First Code of Ethics for Arbitrators in Commercial Disputes,”

undated 3 Foundations of Modern Arbitration,” undated 4 The Geopolitics of Arbitration,” 1990 5 “Great” Dictionary Entries, undated 6 Guide to International Arbitration Under the Rules of the American

Arbitration Association,” undated Guide to the UNCITRAL Model Law on International Commercial

Arbitration: Legislative History and Commentary 235 1 Background for Book, 2004 2 Correspondence, 1989-1991 Drafts, 1987-2011 3-4 Article 7 and 35, 2011 [2 Folders] 245 1 Foreword, Introduction, Arrangement of Book, undated 2 “The Arrangement of this Book,” undated 3 “Introduction,” undated 234 3 Inscription for Copies of Book, undated 4 Kluwer Contract, 1987 236 3 Order Form, 1991 Printed Material, 1989-1994 4 Research Material, 1994 5 Reviews, 1989-1994 56

2-3 HMH Archives—Scanned, 1974-2000 [2 Folders] 47 7 HMH Lecture at Institute of Social Studies, 1982 8 Holtzmann Papers Memo, 1994 9 Holtzmann/Plotz Project, 2012 236 6 How Can Grievance Arbitration be Improved?, undated 47 10 ICCA Seoul Conference, 1996 11 ILA Lecture, 2001 12 The Impact of Decisions and Practices of the Iran-USA Claims

Tribunal on International Commercial Arbitration, 1984 13 The Indispensable Role of Libraries in Developing International

Law, 1994 14 International Handbook on Commercial Arbitration—“United

States,” undated International Congress of Arbitration, 1969 236 7 “Communication,” 1969 8 Writings and Presentation, 1969 47 15 The Iran-US Claims Tribunal: Its Lessons for International

Business Lawyers,” undated 16 International Law: What It Is, What It Can Do, and What It Cannot

Do,” 1995 17 International Trade, Foreign Investment and the Rule of Law: the

Use of Arbitration in Resolving Economic and Political Disputes,” undated

International Mass Claims Processes: Legal and Practical Perspectives, 1992-2009

Background Documents to International Mass Claims Processes, 1992-2005

39 1 American Arbitration Association, 2001-2003 2 CRPC (Bosnia), 2000-2005 3 Claims Resolution Tribunal-I, 2001-2005 40 1 Claims Resolution Tribunal-I, 2001-2005 2-3 Claims Resolution Tribunal-II, 2001-2002 [2 Folders] 41 1 Claims Resolution Tribunal-II & HVAP: Court Documents,

2001-2004 2-3 Claims Resolution Tribunal-II & HVAP: Special Master’s

Interim Report, 2003 [2 Folders]

42 1 Eritrea-Ethiopia Claims Commission, 2001-2003 2 HPCC (Kosovo), 2000-2004 3-4 International Commission on Holocaust Era Insurance

Claims, 1999-2005 [2 Folders] 43 1 IOM: GFLCP & HVAP, 2001-2004 2 Iran-US Claims Tribunal, 2002-2005 44 7 United Nations Compensation Commission, 1992-2005 8 WIPO, 1999-2001 229 Correspondence, 2000-2009 3 General, 2006-2009 33 1-2 General, 2005-2006 [2 Folders] 3-4 “Correspondence, Circular Letters, Agendae, Minutes,”

2000-2005 [2 Folders] 34 Drafts, 2002-2009 1-2 Draft of April 2002, 2002 [2 Folders] 3 April 2002, 2002 4 September 2003, 2003 35 1 September 2003, 2003 9 Sept. 2005, 2005 2 Vol. I, 2005 3 Vol. II, 2005 4-5 Draft 15 May 2005, 2005 [2 Folders] 36 1 December 12 2005, 2005 2-3 Introduction to Mass Claims Book, 2000-2005 [2 Folders] Rovine Comments on Draft of Book, 2005 4 Part I, 2005 37 1 Part I, 2005 2 Part II, 2005 3-5 Undated Draft with Corrections, undated [3 Folders] 38 1 Undated Draft with Corrections, undated 2-3 “July 23 Redlined Draft,” undated [2 Folders]

4-5 Chapters 1-5, undated [2 Folders] 6 Chapter 16—James Castello, “UNCITRAL Rules,” 2009 39 4 “Summary Table of Contents,” 2005 43 3-4 Offprints, 1997-2002 [2 Folders] 230 1 Overview, undated 44 9 Oxford University Press Agreement Drafts, 2004-2006 230 2 Oxford University Press Agreement Drafts, 2004-2006 48 Interviews, 1989-2001 1 “Judge Howard Holtzmann Interview 001—Lovett

Productions”, 2001 2 Leon Gortler, 1989 3 An Intro to the UNCITRAL Model Law,” 1993 4 Introduction of the Subjects of the Four Working Parties”—English

Original and French Translation, 1975 5 Introduction,” undated 6 Introductory Note to the American Code of Ethics for Arbitrators

in Commercial Disputes,” undated 236 9 Izzard Goes to Italy, 1985 48 7 Jewish Life at Yale: Then and Now,” 1992 8 Jewish Theological Seminary of America Commencement:

Remarks by Howard M. Holtzmann,” 1990 9 Judicial Application of the Convention on the Recognition and

Enforcement of Foreign Arbitral Awards,” 1998 10 The Key Choices in International Arbitration—Issues and

Developments,” 1978 11 Key Choices to be Made in Determining How to Resolve

International Commercial Disputes: the Lawyer’s Viewpoint on Whether, When, Where and How to Arbitrate,” undated

12 Key Elements of Post-Modern International Arbitration,” 2000 13 Lecture at McGeorge School of Law,” 1980 14 Lectures by Howard M. Holtzmann at a Plenary Session of the

Legal Committee of the Hungarian Chamber of Commerce,” 1979

15 Lecture Notes, 1970-1978 49 1 Lecture Notes, 1970-1978

237 1-2 Lecture Notes, 1988 [2 Folders] 3 Lecture to Pre-Law Students, St. Bonaventure University, 1951 49 2 Mass Claims Processes, 2002 3 Mass Claims Settlement Procedures: Responding to New

Circumstances—Forward, 2005 4 Max Planck Encyclopedia of Public International Law—“Mass

Claims” Entry, 2005-2008 50 1 Max Planck Encyclopedia of Public International Law—“Mass

Claims” Entry, 2005-2008 2 Mutual Cooperation Agreement between Permanent Court of

Arbitration at the Hague and International Council for Commercial Arbitration,” 1989

3 Neutrality of the Arbitrator: A Cultural Problem,” 1989 4 New Look at Resolving Disputes in US-China Trade,” 1979 51 1 Notes, undated 2 Notes for Lecture on Resolving Mass Claims, 2002 237 4-5 Papers/Speeches, 1981-1997 [2 Folders] 51 3 The PCA and the Evolution of a Worldwide Arbitration Culture,

1999 4 The Peace Palace, Home of Arbitration, 1991 5 Planning Efficient Arbitration Proceedings: the Accomplishments

of Working Group I of the 1994 ICCA Vienna Congress, 1995

6 The Power of Parties to Choose and Exclude Applicable Law, 1996 7 Politically Incorrect Bedtime Stories, 1995 8 Powers of Arbitrators Under United States Law to Fill ‘Gaps’

Arising Under Long-Term Commercial Contracts, 1975 238 1 Proposed Multi-Lingual Arbitration Glossary, 1989 51 9 Questions Concerning the Desirability and Text of the UNCITRAL

Project to Improve Planning of Arbitral Proceedings,” 1995 10 The Reason for the Project,” undated 11 Recent Developments at UNCITRAL,” 2002 12 Recent Legislation that Combines Conciliation and Arbitration,”

1994 13 Recent Work on Dispute Resolution by the United Nations

Commission on International Trade Law,” 1999 51

14 Remarks at Commencement of College of Nursing and College of Health Related Professions,” 1976

15 Remuneration of Arbitrators, Introductory Notes,” 1970 16 The Second Annual Yale Jewish Alumni Forum: Remarks of Judge

Howard M. Holtzmann,” 1992 17 Setting Aside Arbitral Awards: the Common Law Viewpoint,”

1989 238 2 Settlement of Investment Disputes, undated 52 1-2 Speech Materials II, 1988-1992 [2 Folders] 238 3 Speech Material, 1951-1958 52 3 Statement to Eleventh Session of UNCITRAL,” 1978 4 Stockholm Lecture, 1982 5 Stockholm—Background Material/Ethics, 1992 6 Streamlining Arbitral Proceedings: Some Techniques of the Iran-

United States Claims Tribunal,” 1995 7 Study of the Relative Dramatic Merits of the Playwrights

Aeschylus, Sophocles, and Euripides,” undated 8 Summary of Remarks by Howard M. Holtzmann, Alternative

Representative of the United States at United Nations Commission on International Trade Law Tenth Session,” 1977

238 4 Tweedle/CONF, 1989 53 5 The Use of the UNCITRAL Arbitration Rules in Cases Involving

State Parties, 2006 6 UNICITRAL—“Notes on Organizing Arbitral Proceedings,” 1998 238 5 UNCITRAL Model Law in Action, undated 53 7 Untitled Holograph MS, undated 8 Untitled Lecture, undated 9 Untitled MS, undated 10 What an Arbitrator Can Do to Overcome Delays in International

Arbitration,” 1985 11 Whether, When, Where and How to Arbitrate in International

Cases, 1980 238 6 The Wound and the Bow, 1950s 53

12 Yale Lectures, 2011-2012 13 Yale B24,” undated 14 The Yale ’42 Story: 50 Years Out,” 1992 Subseries 3: By Others, 1934-2013 238 7 Ajibola, Bola, 1994 54 1 Gold, Charlotte, 1980 2 Higgins, Francis J., William G. Brown, and Patrick J. Roach,

undated 3 Knott, De.T.A., 1934 4 Reisman, Michael, 2013 5 Silkenat, James R., 1990 6 Straus, Donald 7 Straus, Michael, 1981-1982 238 8 van Berg, Jill, 2004 55 1-4 Offprints, 1969-2005 [4 Folders] Series III: Iran-United States Claims Tribunal, 1981-2009 54 8 Administrative Directive No.2—Tribunal Rules, 1981 Analysis of Decisions, 1993 9-10 Volume I, 1993 [2 Folders] 57 1 Volume II, undated Annual Reports, 1993-1994 2 Period Ending 30 June 1993, 1993 3 Period Ending 30 June 1994, 1994 Appointment to Tribunal, 1981 4 Official Letter, 1981 70 Congratulatory Letters, 1981 57 5 Press Release, 1981 Arbitrators and Other Tribunal Personnel, 1981-1999 6 Appointment Letters, 1981 CVs and Resumes, 1981-1988 7 General, 1981-1988 58 1 General, 1981-1988 2 Mosk, Richard M., undated 3 Non-Current Materials, undated

4 “Desired Qualifications of Arbitrators to be Selected,” undated 5 “Individuals no longer under active consideration,” undated Legal Assistants, 1988-1999 6 General, 1988-1993 72 1 Former, 1999 58 7 “List of Initial Arbitrators,” undated 8 Meetings to Appoint Remaining Arbitrators , HMH Notes,” 1981 83 1 Resignation Letter, 1994 58 Bibliographies, 1993 9 Legal Writing Concerning United States & Iranian Relations Since

the Revolution with a Particular Focus on the Iran-United States Claims Tribunal, undated

10 List of Publications on the Tribunal, 1993 11 Boalt Tribunal Material Preliminary Finding Aid, undated Cases and Awards, 1991-2009 12 Awards with Opinions, Correction and Amendments by Award

Numbers—Spreadsheet, 1994 Cases, 1998-2009 13 No. A11, 2000 59 1 No. A15 and A24, 1998 2 No. A33, 2004-2005 3 No. A3, A8, A9, A14 and B61, 1996-2009 4 No. A/15 (II:A), A/26 (IV) and B/43, 1998 5 No. B1, 2004 6 No. 93, 1998 7 No. 102, 103, 1995 60 1 No. 103-121, 1993-1994 2 No. 148, 1998 3 No. 385, 1999 4 No. 457, 2000 5-6 No. 485, 2003 [2 Folders] 61 1-2 No. 485, 2003 [2 Folders] 3 No. 526-538, 1991-1992 62 1 No. 526-538, 1991-1992 2-3 No. 539-548, 1993 [2 Folders] 63 1 No. 539-548, 1993

2-3 No. 549-555, 1993-1994 [2 Folders] 64 1 No. 556-559, 1994 2 No. 823, 1999-2000 3 No. 946, 2003 4 Challenge to Judge Krzysztof Skubiszewski, 1999 65 Chron. Files, 1993-1994 1-2 1 Oct. 1993 thru 31 July 1994, 1993-1994 [2 Folders] 3 1 August, 1994 thru 21 November, 1994 66 Composition of Tribunal 2, 1983-1993 1 Notecard Summaries of Prospective Arbitrators, undated 2-3 Persons Considered for Appointment to Tribunal, 1983-1993 [2

Folders] 67 1 Prospects, 1985 Correspondence, 1981-2007 2 General, 1981-2007 3 Bahrain, 1994-2005 4 Congratulatory Letters re: Tribunal Appointment, 1981 5 Jaguar Sale, 1991-1994 Draft Rules, 1981-2000 68 1-2 Vol. 1, 1981 [2 Folders] 3 Vol. 2, 1981-1983 69 1-2 Vol. 2, 1981-1983 [2 Folders] 3-4 Vol. 3—Notes, 1981-1984 [2 Folders] 70 1 Vol. 3—Notes, 1981-1984 2 Article 13 (15)—Mosk Rule, 2000 3 Early History, 1981 4 Final Rules of Procedure, 1983 Full Tribunal Materials 5 Chamber 1, 1995-1997 6-7 Chamber 2, 1995-1997 [2 Folders] 71 1 Chamber 2, 1995-1997 2-3 Chamber 3, 1995-1997 [2 Folders] 72 2-3 Chamber 3, 1995-1997 [2 Folders] 4 Given by US Arbitrators to Iranian Arbitrators, 1988 5 HMH Dissenting Opinions, undated

Index to Issues, 1981-1993 Annex, 1981-1993 73 1 IV-XVI, 1981-1989 2 XVII, 1984-1986 74 1 XXI-XXVI, 1987-1993 2 XIX-XXI, 1983-1987 Volume, 1987-1991 I, 1987-1991 75 1 1981/1987, 1987 2-3 1981/1988, 1988 [2 Folders] 76 1 1981/1991, 1991 II, 1987-1991 2 1981/1987, 1987 3 1981/1988, 1988 239 4 1981/1989, 1989 5 1981/1991, 1991 III, 1987-1991 6 1981/1987, 1987 240 1 1981/1988, 1988 2 1981/1989, 1989 3 1981/1991, 1991 The Lighter Side, 1984-1991 241 1-3 Correspondence, Notes, Drafts, 1984-1991 [3 Folders] 242 1-2 Correspondence, Notes, Drafts, 1984-1991 [2 Folders] 3 Final Drafts, undated 77 Memos, 1982-1997 1 General, 1982-1996 2 Land Act References, 1986-1997 3 Neuhaus Memo, 1991 4 Mosk Rule Cases, 1993-1998 78 1 Notes, undated 2 Photographs, 1981-1987 Printed Material, 1981-1994 3-4 General, 1981-1994 [2 Folders]

79 1 “Articles re: Tribunal,” 1990-1993 2 Clippings Scrapbook, undated 3-4 “News Items, Newspapers, Magazines, FBIs, etc, all relating to

Iran and/or Tribunal,” 1981-1994 [2 Folders] 80 1 “News Items, Newspapers, Magazines, FBIs, etc, all relating to

Iran and/or Tribunal,” 1981-1994 2 Research Materials, 1986 Procedural Rules, 1981-1988 3 Volume I, 1981 81 1 Volume I, 1981 2 Volume II, 1981-1984 83 2 Research Notes, 1988 81 3 Roadmap, 2007 Significant Orders 4 Chronological, 1986 82 1 Chronological, 1986 2 Thematic Digest of Significant Orders Volume I, 1992 3 Thematic Digest of Significant Orders Volume II, 1992 4 Stockholm/Iran, 2001-2002 5 Tribunal Rules, undated 83 Writings, 1990-1993 3 Brower, Charles N.—“Resolution Outside the National Legal

Process: The Iran-US Claims Tribunal,” undated 4 Caron, David, 1990 5 Holtzmann and Richard Allison, “The Tribunal’s Use of Experts,”

1993 6 Iseman, Joseph, Nine Months on a Flying Carpet, 1991 7 Nasser, Ibrahim b. Abdulla, “The Position of Islamic Shariah

towards Banks,” undated Series IV: United Nations Commission on International Trade Law,

1974-2011 83 8 American Arbitration Association, 2002 American Bar Association, 2009-2010 9 Revisions—Correspondence, 2009-2010 84 1 Panel, 2009-2010

Arbitration Rules, 1975-2009 2 “Arrangements, 2009 June—Sent,” 2009 Article Drafts, 1975-2009 83 10 0, 1975 84 3 1-9, 1975-1976 4 2, 1975-1976 5 3, 1975-1976 6 4, 1975-1976 85 5, 1975-2001 1 Alternative Draft, 2001 2 Draft Suggestion for Report Language, undated 3 Paragraph 12, undated 4 Remarks Introducing Proposed Revision, undated 5 Second Alternative Draft, 2001 6 Worksheet Draft, 1975-1976 7 6, 1975-1976 7, 1975-2001 8 Draft of Article 7 on Written Form, 2000-2001 9 Worksheet Draft, 1975-1976 10 8, 1975-1976 86 1 9-10, 1975-1976 2 10-20, 1975-1976 11, 1975-1976 3 Worksheet Draft, 1975-1976 4 Markups, 1975-1976 5 12, 1975-1976 6 13—Alternative Version, undated 87 1 13-15, 1976-1978 2 15, undated 3 16, 1976-1978 17, 2001-2006 4 General, 2001 5 Proposed rewording of draft Article 17, 2006 6 18—Modification Proposed in Comparison, 2009 7 19, 1975-1976 88 1 21-23, 1975-1976 2 21-30, 1975-1976 3 23-27, 1975-1976 89 1-3 28-40, 1975-1976 [3 Folders]

90 1 31-33, 1975-1976 2 31-38, 1975-1976 3 39-41, 1975-1976 4 Addendum Concerning Adoption of UNCITRAL Arbitration Rules

to Report of the United States Delegation, 1976 5 Background Material for Detailed Drafting Suggestions, 1975 6 Checklist of Drafting Suggestions, 1975 Comments, 1974-1976 7 Comments and Suggested Modifications Proposed by United

States Delegation, 1975 91 1 Comments on Preliminary Draft (April, 1974) of UNCITRAL

Arbitration Rules, 1974 2 Pieter Sanders, undated 3 USA Comments on 1976 Draft, 1976 239 1 Corporate Counsel Meeting—“HMH Report on UNCITRAL,”

undated 91 4 Draft of Digest of CLOUT Cases, 1993 92 1-2 Draft of Digest of CLOUT Cases, 1993-2004 [2 Folders] Expert Group, 1993-2005 3 General, 1999-2005 4 Arrangements, 1993-2001 93 1-2 Conciliation Background for June 2002 Commission Meeting,

2002 [2 Folders] 3 Excerpt from Secretariat Paper for Expert Group, 16-17

December 1999, 1999 4 Form Sheet Originals, 1997 244 7 General Assembly--“Some Notes,” 2000-2005 93 5 Instructions/Work Sheets, 1997 6 Introductory Rules, 1976 Legislative History, 1976-2008 7 Article 0, 40, and 41, 1997 94 1 Article 1, undated 2 Background Materials and Superseded Drafts, 2004-2008 Draft Compilation and Analysis of the UNCITRAL Arbitration

Rules, undated 3-4 Volume 1, 1976 [2 Folders] 95

1-2 Volume 2, 1976 [2 Folders] 3-4 Volume 3, 1976 [2 Folders] 96 1-2 Volume 4, 1976 [2 Folders] 3 Final Text as Adopted, 1976 4 General Observation on Rules, undated 97 1 Historical Background on Rules, 1974-1976 Legislative History of UNCITRAL Arbitration Rules, 1976 2-3 Volume I—Articles 1-15, 1976 [2 Folders] 98 1-2 Volume II, 1976 [2 Folders] 3-4 Volume III, 1976 [2 Folders] 99 1 Volume III—Model Clause, 1976 2 Proposal re: Articles 1-21, 1976 3 Report of Committee II, 1976 4 Maritime Arbitration, 2005-2006 5 Master Sheets, Folder 1, 1976 100 1-2 Master Sheets, Folder 1, 1976 [2 Folders] 3 Model Clause, 1976 4 New York Convention, 1998 5 Part II, undated Preliminary Draft, 1974-2007 101 1 Preliminary Draft--April, 1974, 1974 2-3 Preliminary Draft—Session 8, 1975 [2 Folders] 102 1-3 Preliminary Draft—Session 8, 1975 [3 Folders] 103 1 Preliminary Draft—Session 8, 1975 2 Proposal for Including Preliminary Orders in the UNCITRAL

Arbitration Rules, 2007 3 Proposal of the Mexican Government, 2005 4 Requirement of Written Form for Arbitration Agreement, 1999 Revisions, 1975-2008 5 Comments of the UK on the Revised Draft, undated [2 Folders] 104 1-3 Revised Draft for Thirteenth Session, 1980 [3 Folders] 4-6 Revision of the UNCITRAL Arbitration Rules, 2006-2008 [3

Folders] 105 1 Revisions Materials, 2004

2 Revisions to Pp 24, 29, 1975 Rule Revisions 3 General, 2009 4 Extra Copies, 2007 5 Miscellaneous, 2006 6 I, undated 7 Article II, undated 8 Richard D. Kearney Draft, 1974 106 1 Secretarial Draft, WP 138, paragraph 4, 2005 Vis Draft 2 September 2, 1975, 1975 3 October 3, 1975, 1975 4 October 16, 1975, 1975 244 2 Worksheet, undated 106 5 Canada Proposal, undated 6 Cases Discussing New York Convention, undated 238 9-10 Castello, James—“UNCITRAL Rules,” 2007 [2 Folders] 106 7 Center for International Environmental Law, 2008 8 CISG Advisory Council, 2004 9 CLOUT and Digests, undated 10 Comments Concerning Draft Federal Law for the Year 2006,

Concerning International Arbitration, 2006 11 Commercial Arbitration and Other Alternative Dispute Resolution

Methods, 2001 Conciliation, 1976-2003 12 General, 1976 107 1 AAA, 2001 2 Background Materials, 2000 3 China, 2000 4 Correspondence, 1980 5 Documents on Conciliation, undated Model Conciliation Law 6 General, 2001-2003 108 1-2 General , 2001-2003 [2 Folders] 3 Report, 2002 Organization of the Conciliation Binder 109 1-3 Draft, 2000-2002 [3 Folders]

110 1-2 Updated Complete Binders, 2000-2002 [2 Folders] 3 PCA Conciliation Rules, 1992-2000 111 1 PCA Conciliation Rules, 1992-2000 2 Sanders/PCA Suggestions, 2000-2002 3 Statutes, 1999 Correspondence, 2003-2011 4 General, 2003-2011 112 1-2 General, 2003-2011 [2 Folders] 3 Liability for Wrongfully Obtained Interim Measures, 2003-2004 4 Transport Convention, 2006 5 Corporate Counsel Committee, 1999 6 Corporate Governance Program, 2003-2006 7 Draft Questionnaire on the Practical Aspects of Using Commercial

Arbitration in the UN/ECE Region, 2000 8 Economic and Social Council, 1999 9 Electronic Commerce, 2004 10 Enclosure to the Memorandum, 1996 113 1 European Commission—Draft Directive and Mediation, 2004 2 ICCA Matters, 1980 Interim Measures, 1996-2006 3-4 General, 1999-2005 [2 Folders] 5 36th Form, 2002 6 Abscal Questions, 2003 114 1 Background Material, 2000-2003 2 Cecil Branson Comment on Interim Measures, 2002 3 Commentary on Draft, 2006 4 Correspondence, 2002-2006 5 Drafting Notes, 2002 6 Enforcement, 2001 Ex Parte, 2003-2004 7 Background, 2003 8 Measures of Relief, 2004 115 1 “Miscellaneous History, 2003-2004 2 Pros and Cons, 2003-2004 3 Interim Measures and Written Form—Extra and Complete Docs,

2002 4 Power of Tribunal, undated 5 Printed Material—“Interim Measures Under UNCITRAL’s Model

Law: New Proposals” by James E. Castello, 2006 6 Supporting Docs, 2005-2006 116 1 Written Form, 1996-2001

2 Law Reform Committee, 2009 3 Limitations on Reports and Summary Rewards, 2004 4 Miscellaneous—Secretarial Notes, Agendas, etc., 2006-2008 5 Model Clause, 1980 Model Law 6 On International Commercial Arbitration, 1985 7 Neuhaus Revisions, 2010-2011 Notes, 1993-1996 8 General, undated 9 On Organizing Arbitral Proceedings, 1993-1996 117 1-2 Notes on Organizing Arbitral Proceedings, 1993-1996 [2 Folders] 3 Notebooks, 2005 4 Origin, Mandate, and Composition, 1998 PCA, 2009 5 General, 2009 118 1 Take to Vienna, 2009 2 Politically Incorrect Bedtime Stories, 1994 Printed Material, 1976-2006 3-4 General, 1998-2008 [2 Folders] 5 Journal of the United Nations, 1976-2001 119 1 Model Law on International Commercial Conciliation with Guide

to Enactment and Use, 2002 2 New Thinking on Developments in International Commercial

Arbitration—Developments at UNCITRAL, by John Beechey, 2005

3 Recent Practice/Future Possibilities: A Survey of Practitioners in International Commercial Arbitration, 2005

4 Reference Material, 2003-2004 5 Reports, 1999-2006 6 United Nations Convention on the Use of Electronic

Communications in International Contracts, 2006 120 1 UNCITRAL Second Edition, undated 2 Publications by and about UNCITRAL: Sources and Availability,

1998 3 Re: UNCITRAL at ICCA Mtng, 1993 4 Report of the Secretariat, 2003 5 Reports of US Delegation, 1976 6 Sanders, Pieter—“UNCITRAL’s Model Law on International and

Commercial Arbitration,” undated 7 Sixth UNCITRAL Symposium, 1995 121 1 Speech in Sixth Committee, 1980 2 State Department Advisory Committee—Working Group on

Arbitration—Full Commission, 2000 3 States of UNCITRAL Conventions and Model Laws, 2000

4 Study Group on Arbitration—US Department of State, 2000 5 UN 1994 and 1995, 1994-1995 239 2 UN General Assembly, Thirty-fifth session, 1980 121 UNCITRAL Sessions, 1972-2011 6 Fifth—International Commercial Arbitration,” by Ion Nestor,

Special Rapporteur, 1972 7 Sixth—Travaux Preparatoires of UNCITRAL Rules, 1987 122 1 Sixth—Travaux Preparatoires of UNCITRAL Rules, 1987 Eighth, 1975 2 General, 1975 3 Draft Report, 1975 4 Provisional Agenda, Notes on the Provisional Agenda, and

Tentative Schedule of Meetings, 1975 5 Provisional Summary Record of the One Hundred and Sixty-

Second Meeting, 1975 6 Provisional List of Participants, 1975 7 International Commercial Arbitration: Preliminary Draft Set of

Arbitration Rules for Optional Use in Ad Hoc Arbitration Relating to International Trade, 1974-1975

8 International Commercial Arbitration: Preliminary Draft Set of Arbitration Rules for Optional Use in Ad Hoc Arbitration Relating to International Trade—Addendum, 1975

9 Final Report, 1975 244 3 Summary Records, 1975 Ninth, 1976 123 1 Committee of the Whole II—UNCITRAL Arbitration Rules—

Report of the Committee of the Whole II, Amendments Suggested by the Representative of Norway, 1976

2 Committee of the Whole II—Summaries of Meetings 1-19, 1976

3 Committee of the Whole II—Report of actions taken by Committee II and text proposed for article 22, 1976

4 Committee of the Whole II—UNCITRAL Arbitration Rules Section I, Introductory Rules, 1976

Draft Report, 1976 5 Chapter I, 1976 6 Chapter II, 1976 7 Chapter III, 1976 8 Chapter IV, 1976 9 Chapter V, 1976 10 Chapters VI-IX, 1976 11 Alternative Draft Provisions, 1976 239

3 Draft Resolution: Australia, Austria, Netherlands, Nigeria, Philippines, Singapore, Sri Lanka, Sweden, United Kingdom of Great Britain and Northern Ireland and United States of America, 1976

124 1 List of Participants, 1976 2 Miscellaneous Secretariat Documents, 1976 3 “Proposal re: Article 1 (2),” 1976 4 “Proposal re: Articles 4-34,” 1976 5 Report of Drafting Group on Article 4, 1976 6 Revised draft set of arbitration rules for optional use in ad hoc

arbitration relating to international trade, 1976 7 Secretariat Report on Costs, 1976 8 Summary Records of Plenary Meetings 175-176, 1976 9 Summary Records of Plenary Meetings 177-179, 1976 Twelfth, 1979-1980 10 Issues relevant in the context of the UNCITRAL Arbitration

Rules, 1979 11 Further work in respect of international commercial arbitration,

1979 125 1 Conciliation of international trade disputes, 1979 2 Correspondence, 1979-1980 Thirteenth, 1980 3 Chinese Language Material, 1980 4-5 Reports, 1980 [2 Folders] 126 1 Reports, 1980 2 Fourteenth, 1981 3 Fifteenth, 1982 4 Twenty-sixth, 1993 Twenty-seventh, 1994 5 Draft Reports, 1994 6 HMH Notebook, 1994 7 Twenty-Eighth, 1995 127 1-2 Thirty-second—Full Commission, 1999 [2 Folders] 3 Thirty-third, 2000 4 34, 2001 128 Thirty-fifth, 2001-2002 1 Drafting Group, 2001 2 Conciliation Model Law Commission Session, 2002 3 Reports, 2002 244 4 Reports, 2002 128

4 “Extra Set of Complete Docs,” 2002 5 Thirty-sixth, 2003 129 1 Thirty-seventh, 2004 Thirty-Eighth, 2005 2 General, 2005 244 5 Swiss Draft, 2005 129 Thirty-Ninth, 2006 3 General, 2006 130 1 Interim Measures—Written Form, 2006 2 Forty-first, 2008 3 Forty-first through Forty-eighth, 2008 131 1 Forty-second, 2009 2-3 Forty-third, 2010 [2 Folders] 4 Forty-fourth, 2011 Uniform Conciliation Act, 1996-2003 I, 2003 132 1 Drafts—National Conference of Commissioners on Uniform

State Laws, 2003 2 Miscellaneous Background Materials—National Conference of

Commissioners on Uniform State Laws, 2003 3 Reports—National Conference of Commissioners on Uniform

State Laws, 2003 II, 1996-2002 4 National Conference of Commissioners on Uniform State Laws,

1996-2002 133 1 National Conference of Commissioners on Uniform State Laws,

1996-2002 2 Uniform Mediation Act, 2000-2001 3 US Enactment of UNCITRAL Model Laws, 1991-1996 134 1 US Enactment of UNCITRAL Model Laws, 1991-1996 2 Warsaw Conference, 1980 Working Group on Arbitration, 1981-2010 3 “Arbitration and Conciliation, 2000-Present,” 2003 4-5 Travaux preparatoires—Amendments Adopted in 2006, Vol. 1—

Working Group II Documents, 2006 [2 Folders] 6 Sessions, 1981-2010 135

1 2, 1981 2 32, 2000 3 33, 2000 136 34, 2001 1 Consolidated Report/HMH Working Copy, 2001 2 Notes, 2001 3-4 35, 2001 [2 Folders] 36, 2002 5 General, 2002 137 1 Interim Measures, 2002 2 Written Form, 2001-2002 37, 2002 3 General, 2002 4 Interim Measures, 2002 138 1 38-41, 2004-2008 2 39, 2003 3 40, 2004 4 41, 2004 5 42, 2005 43, 2005 6 General, 2005 7 Arrangement and Miscellaneous, 2005 8 44, 2006 45, 2006 9 General, 2006 139 1-2 “Settlement of Commercial Disputes: Revision of the

UNCITRAL Arbitration Rules,” 2006 [2 Folders] 3 46, 2007 4 47, 2007 5 48, 2008 6 49, 2008 7 50, 2009 140 1 51, 2009 2 52, 2010 3 Working Plan for Implementation of the SECI Arbitration Project,

2000 Written Form, 2005-2006 4 Reports, 2005 5 Supporting Material, 2006 Series V: American Arbitration Association, 1968-2012 6 1992 Clause: Russian Federation to AAA Agreement Letter, 1976 7 Annual Dinner, 1973 8 CCPIT Visit to Stockholm Chamber of Congress, 1975

9 Center for Dispute Settlement, 1968-1969 10 Comments on Developing Procedures for Emergency Measures,

undated 11 Commercial Arbitration Rules, 1988 141 1 Corporate Counsel Committee Bulletin, 1982 2 Correspondence, 1967-1973 3 East Europe Model Clauses, 1985-1991 4 General Counsel’s 1981 Annual Legal Report, 1981 5 Germany-Austria, 1990 6 Health Field—“Requests for Grants, etc., re: Dispute Prevention,”

1973 7 International Arbitration Rules, 1996 142 1 Ludlam Hospital Arbitration in LA, 1968 Meetings, 1969-1994 2 AAA Committee on UNCITRAL Model Law, 1994 Annual Meeting 3 March 11, 1969, 4:00 PM, 140 W.51st St, 1969 4 March 13, 1973, 1:30 PM, 1973 Corporate Counsel Committee Minutes 5 December 2, 1994, 1994 6 January 14, 1997, 1997 Executive Committee 7 January 14, 1969, 12:15 PM, 1969 8 Luncheon Meeting, February 11, 1969, 12:15 PM, 1969 9 May 13, 1969 10 September 9, 1969 12:15 PM, 1969 11 November 11, 1969 12 Dec. 9, 1969, 12:15 PM, 1969 13 January 9, 1973 12:00 Noon, 1973 14 February 13, 1973, 1973 15 April 10, 1973, 12:00 PM, 1973 143 1 Tuesday May 8/73 12:00 Noon, 1973 2 June 12, 1973 3 September 11, 1973 12:00, 1973 4 October 9, 1973, 1973 5 November 13, 1973, 1973 6 December 11, 1973, 1973 7 January 13, 1981 8 Nominating Committee, 1973 9 Pharmaceutical Industry Luncheon—March 1, 1973—HMH

Speaker on Program, 1973 10 Subcommittee on International Arbitration Programs Meeting

12:30, October 24, 1973, 1973 11 Memos, 1992 Optional Arbitration Clause for Use in Contracts in USA-USSR

Trade—1977” 12 Draft, 1977

13 HMH Remarks, Corr., Material 14 Parliamentary Procedure Project, 1968 Printed Materials, 1977-2012 15 Basic Documents on International Commercial Arbitration, 1992 16 Board of Director’s Guide, 2005-2006 144 1 International Rules Procedures—Miscellaneous Rules, A-E, 1977-

1997 2 International Rules Procedures—Miscellaneous Rules H-W, 1977-

1997 3 International Rules Procedures—Miscellaneous Rules V-Z and

Code of Ethics, 1977-1997 4 President’s Letter and Financial Statements, 2012 5 Public Service at the AAA, 2004 145 1 Agreements, 2005 2 Rules—Assorted, 1987-1998 3 A Proposal for the Fund for the City of New York, 1973 4 Regional Directors Conference, 1973 5 Report of Commercial Arbitration Committee to 1977 Mid-Winter

Meeting of Council of Section of Corporation, Banking and Business Law American Bar Association, 1977

6 Russian Chamber, 1992 7 Sylvan Gotshal Award, 1973 146 1 Task Force Commentary, undated 2 UNCITRAL Arbitration Rules, 1979-1981 3 Visit by Messrs Ren Jianxin and Tang Houzhi of CCPIT to NY, 1981 Series VI: Arbitration, 1973-2013 4 ACPIL—Secretary of State’s Advisory Committee on Private

International Law, 1997 5 Africa, undated 6 ALI-ABA International Arbitration Course of Study, undated 7 Andrea Giardina—Research Notes, undated 147 1 AOT Ltd v Hanwha, 1996-1997 2 Asia, 1999 3 Australia, 1995 4 Arbitration Reference Binder, 1997-1998 5 Bahrain Matters, 1996 148 1 Bahrain Matters, 1995 2 Bengt Broms—Research Notes, undated 3 Bermuda, 1992-1993 4 Bills, 1995 5 Bokius Matter, 1977 6 Bosnia Materials, 1995 7 British Columbia, 1986-1995

British Gas vs Grynberg, 1995 170 1 British Gas--Opinion Letter, undated 149 1-4 Charles Allen Jr. Estate, 1990-1995 [4 Folders] 150 1 The Chartered Institute of Arbitrators, 1996 China, 1973-2004 2 General, 1997 3 Arbitration Law, 1997-2003 4 Correspondence, 1998 First Mission, American Arbitration Association, 1974-1996 5 Itinerary, undated 6 AAA Visit to FTAC of the Peoples Republic of China, January

16-28, 1975: A Report of the Trip of Mr. and Mrs. Howard M. Holtzmann and Mr. and Mrs. Donald B Straus from Notes Taken by Donald B. Straus, 1975

7 Application of the UNIDROIT Principles, 1996 8 China Delegation to US, 1975 9 Correspondence, 1974 10 Memorandum to CCPIT, undated 151 1 Notebooks, 1975 2 Photographs, undated 3 Printed Material—Background Material, 1973-1976 4 Writings, Lectures, Talks, 1975-1982 152 1 Letters of Appointment, 1994-2001 2 “A New Look at Resolving Disputes in US-China Trade,” 1979 3 Research Material, 1997-2004 153 1 Research Material, 1997-2004 CIETAC, 1997-1999 2 CIETAC Arbitration Case No. M98324, 1999 3 CIETAC-JTEC v KTI, 1998 4 CIETAC-Wabo vs Photran, 1997-1998 5 CIM Computer/China, 1997 6 CITIC, 1997-1998 7 Confidentiality, 1999 8 Correspondence, 1996-2011 170 2 Correspondence, 1995-1999 154 1 Dabhol Power v The State of Maharashtra, 1996 2 Dictionaries and Ethics of Arbitration, 2013 3 Discovery, undated

4 Dissents, 1999 5 Enron, 1995-1997 6 Eritrea-Ethiopia Claims Commission, 2003 7 Framing Sekolee Resolutions, 2008 8 Gaya—Research Notes, 1988 9-10 General Arbitration Guidelines, 1988-1996 [2 Folders] 155 1 Hong Kong, undated 2 Hungary, undated 3-5 IACAC Arbitration Rules, 1997-2000 [3 Folders] 156 1 Indian Materials, 1995 2 Intellectual Property, 1995 3 International Arbitration Activities—Correspondence, 2012-2013 4 International Arbitrators 1—US Arbitration Act Amendments, 1981-

1988 5 International Commercial Arbitration—6x8 ½ Reference Cards,

undated 6 Investment Arbitration and the Energy Charter Treaty Conference,

2005 157 1 Investment Arbitration and the Energy Charter Treaty Conference,

2005 Iraq War Claims, 1991-1999 2-3 Gulf War Claims Reporter, 1994 [2 Folders] 4 UN-Iraq Arbitration Commission, 1991 158 1-3 UN-Iraq Compensation Commission, 1992-1999 [3 Folders] 159 1 UN-Iraq “Enclosure to Letter of February 24, 1993 to Alan

Gettner,” 1993 2 K/S Norjarl A/S and Hyundai Heavy Industries Co. Ltd—“Mark’s

Case”—“Background Material,” 1991 3 Lapine Technology Corp. v Kyocera Corp., 1995 171 1 The New LCIA Rules, 1997 159 4 London Court of Arbitration International Arbitration Rules, 1981 5 Miscellaneous Papers, 1973-1978 160 1 Miscellaneous Papers, 1973-1978 2 Mitsubishi, 1985 3 Model Arbitration Clause with Hungary—Study of Austrian

Arbitration Law, 1979-2005 4 Morrison and Foerster Indian Arbitration, 1997-2000

161 1 Mushrif Trading, 1999 2 PepsiCo, 1998-1999 3 Photran, 1997 Printed Material, 1986-2004 4-5 Offprints, 1990-1997 [2 Folders] 162 1-2 International Arbitration Materials (2), 1990-1994 [2 Folders] 3-4 Reference Material, 1986-2004 [2 Folders] 163 1 Reference Material, 1986-2004 2 Resnick Project, 2002-2003 3 RHI vs Bidermann, 1993-1994 4 Rules—Various, Country Specific, 1994-1997 164 1 Rules—Various, Country Specific, 1994-1997 2 Salini vs Sudan, 1995 3-4 South Africa Materials, 1996-1999 [2 Folders] 165 Stockholm Chamber of Commerce, 1985-2001 1 General, 1992-1999 2 Arbitration Institute Rules, 1999 3 Correspondence, 1985-2000 170 3 Documents Exchanged Between AAA, USSR, Chamber of

Commerce and Industry, and Stockholm Chamber of Commerce, undated

165 4 NNG Closing Statement, 2001 5 Preparatory Meeting, 1999-2000 6 Sanders First Draft, 2001 7 Swiss Arbitration, 1980 8 Syntex, 1987-1994 166 1-3 Syntex, 1987-1994 [3 Folders] TIOI/Texaco, 1992-2001 NGDU Sutorminskneft , 1992 4 Drafts, 1992 244 6 Extra Blanks, 1992 166 Noyabrsk, OJSC, 2000-2001 5 General, 2000-2001 6 Chrono File, 1999-2001 167

1 Chrono File, 1999-2001 2 Claimant Submissions, 2000-2001 3 Ernst and Young Expert’s Review, 2000 4 Respondent Submissions, 2000-2001 5 Statement Document Joint Binder 1, 1993-2001 168 1 Statement Document Joint Binder 2, 1992-2001 2-3 Statement of Claim, 1999 [2 Folders] 4 TPIF v Guam Port Authority of Guam and the Property Insurance

Facility Limited, 1993-1996 169 1 TPIF v Guam Port Authority of Guam and the Property Insurance

Facility Limited, 1993-1997 2-3 US Arbitration Act Amendments, 1987-1992 [2 Folders] 4 US Law, 1997-2001 170 4 US State Department Advisory Committee on Private International

Law, 1981 5 Valticos, 1988 6 Vienna, 1980-1981 7 Writings—Freshfields Arbitration Lecture, 1989 8 Zhuzhou—ZCCW, 1998 Series VII: Organizations, 1957-2010 171 American Bar Association, 1974-2005 2 Model Standards, 2003 3 Model Standards of Conduct for Mediators, 2003-2005 4 Report of the Annual Meeting of the Council, 1974 5 Annual Meeting Program, 1984 Conferences and Colloquiums, 1972-1973 American Bar Association Annual Meetings 214 DC, 1973 10 General, 1973 11 Report of Arbitration Committee, 1973 12 Writings and Presentations, 1973 San Francisco, 1972 215 1-2 General, 1972 [2 Folders] 3 Arbitration Committee Meeting, 1972 Arbitration Committee Program 4 General, 1972 5 “General Arrangements,” 1972 6 “HMH Statement,” 1972 216 1 Biographies of Participants, 1972

2 Council Meeting and HMH Report to Council, 1972 3 Registration and General 4 “Section of Corporation, Banking, and Business Law

Minutes of Council Meetings and Annual Section Meeting,” 1972

5 American Society of International Law—Panel, 1997 6 Association of Arbitrators (Southern Africa) Conference

Discussion Paper, 1997 7 Chartered Institute of Arbitrators Millenium Conference, 1999 8 International Arbitration and Comparative Law, 1990 9 International Arbitration Forum, 1978 217 International Congress of Arbitration, 1969-1971 1 AAA—Venice, 1969-1971 2 Printed Material, 1969 3 International Commercial Arbitration Course—Dubrovnik,” 2001 4 International Commercial Arbitration and Law Libraries: A View

from the Hague, 1994 5 IFCAI—Hong Kong, 1995 6 Iran-UNCITRAL, 1981 215 1 Multiple Parties, Multiple Problems, 2007 2 NYU Conference on International Courts and Tribunals, 1995 3 NYU Selected Institute on International Law, undated 219 1 UN Conference on International Commercial Arbitration, 1958 2 UNCITRAL 25th Anniversary, 1992 Environmental Law Institute, 1994-2000 171 6 General, 1994-2000 174 1 Annual Report, 1999 Board of Directors Meeting, 200-2005 2 2000, 2000 3 2001, 2001 4 2004, 2004 172 1 2005, 2005 2 Correspondence, 1999-2001 174 5 Development Audit Report, 2001 6 Opportunities for Advancing Environmental Justice, 2001 172 International Chamber of Commerce, 1969-2009 3 General, 1980

4 AAA/ICSID—Joint Colloquium, 1997 5-6 Arbitration Rules Revisions and Commission Bureau Meetings,

1995-1997 [2 Folders] 173 Commission on International Arbitration, 1997-2001 1-2 General, 1998-2001 [2 Folders] 3 Truncated Tribunals, 1997 4 IATA Agency-AD Travel Service, 1969 232 Printed Material, undated 175 Rules, 1970-2002 1 Arbitration Rules, 1996 2 Commission on International Arbitration Meeting, 1980 3 Forum on ICC Rules/Court—Report on Confidentiality, 1994-

2002 4 Minutes of ICC-AAA Meeting, 1970 5 Parking Liability Rules, 1996 6 Revisions, 1996-1997 173 5 Statement of Purposes and Procedures, 2009 Symposium on International Arbitration, 1970-1971 6 General, 1970-1971 175 7 Paris Talk Extra Copies, 1970 9 Paris Trip Background Material, 1970 176 1 UNIDROIT, 1994-1996 International Council for Commercial Arbitration, 1994-2010 2 General, 1994-2002 Congresses, 1994-2006 3-4 12th, 1994 [2 Folders] 184 1-2 14th, 1998[2 Folders] 178 1-2 18th, 2006 [2 Folders] 3-4 Seoul, 1996 [2 Folders] 179 1-2 Paris, 1998 [2 Folders] 3 London, 2002 4 Beijing, 2004 180 Meeting Minutes, 1980-1997 1-3 General, 1988-1996 [3 Folders]

181 1-2 General, 1988-1996 [2 Folders] 3 Warsaw, Poland, 1980 4 Paris, 1997 5 Meeting 4-5 March, 1995 in Stockholm, 1995 182 1 Vienna, 1994 2 Paris, 1994 3 Seoul, 1996 4 Council, 1996 5-6 Papers, 2001-2004 [2 Folders] 183 Restructuring, 1989-1994 1 Associates, 1993 2 Bahrain Discussion, 1993 3 Comments on 6 Jan Draft, 1993 4 Comments on Jan 23 Draft, 1993 5 Constitutional Committee, 1989 6 Documents, 1992 7 Drafts—Jan 6, 1993 8 General, 1989 9 Guidelines, Draft, 1993 10 Reports, 1993 11 Revision of SPP—Background Material, 1993-1994 12 Statement of Purposes and Procedures, 1993 184 3 Website, 2008-2009 4 Correspondence, 2007-2010 185 1 Correspondence, 2007-2010 2 International Centre for the Settlement of Investment Disputes, 1995-

2001 3 International Court of Justice, 2008 186 1 International Arbitration Committee, 1980-1985 Permanent Court of Arbitration, 1957-2009 2 Administrative Council Meeting Minutes, 2009 3 Ameli Proposals on Annulment and Revisions, 1999 4-5 Basic Documents—Extra Copies, 1957-1996 [2 Folders] 187 1-3 Basic Documents—Extra Copies, 1957-1996 [3 Folders] 188 1 Correspondence and Memos, 1995-1996 2 Fact-Finding Procedures—Drafts, 1996-1997 3 Introduction, 1995 4 Jonkman, Hans, 1993

5 Mass Claims Project, 2000 6 Meeting, January 1995 189 1 PCA-ICDR Meeting—Brussels, 2003 2 South Africa, 2002-2009 3-4 Steering Committee, 1999 [2 Folders] 5 Tjaco T. van den Hout, 2002 190 1 US Department of State Advisory Committee on Private International

Law, 1979 2 World Intellectual Property Organization, 1979 Series VIII: Claims Resolution Tribunal (CRT), 1997-2002 CRT I, 1997-2002 3-5 General, 1998-2002 [3 Folders] 191 1 General, 1998-2002 2 Applicable Law Guidelines, 1999-2000 3 ASA Conference, 1999 192 Expenses, 1997-2000 1 1999, 1999 2 2000, 2000 3 Historic Materials, 1998-1999 4 HMH Appointment Disclosures, 1997-1999 5 HMH Comments on Procedures, 1998-1999 Interest and Fees, 1999-2000 6 Development of Guidelines, 1999 7 Final Rules, 2000 193 1 National Fonds, 2001 2 Rules of Procedure for the Claims Resolution Process, 1997 3-4 Press Clippings, April 1997-December 1999, 1997-1999 [2

Folders] 194 1-3 Press Clippings, April 1997-December 1999, 1997-1999 [3

Folders] 195 1-2 Press Packs, 2000-2001 [2 Folders] 3 Settlement/Liability and Insurance/Interest and Fees, 1998-1999 196 1 Volcker Report, 1999 CRT II, 2000-2001 2 Correspondence, 2002 3 Reference Material, 2001

197 1 Special Master’s Proposal, 2000 Series IX: Business Files, 1973-2013 2 American Association for the International Commission of Jurists,

1995-2007 3 American Judicature Society, 1995-2013 American Society of International Law, 1973-2007 4 1990s-2000s, 1991-2007 5 1980s, 1981-1989 6 1970s, 1973-1979 7 Honorary Members, 1995-2005 198 American Arbitration Association, 1984-2013 1-3 General, 1984-2013 [3 Folders] 199 1-2 General, 1984-2013 [2 Folders] 3 75th Anniversary, 1999 4 Martinez, Louis, 1997 5 Arbitration Committee, 1996-2002 6 Bylaws, 2002 200 Meetings, 1992-2004 1 1992, 1992 2 1993, 1993 3-4 1995, 1995 [2 Folders] 5 1997, 1997 201 1 1998, 1998 2 2003-2004, 2003-2004 3 Task Force, 2007-2008 4 ABILA—Memberships, 2008-2009 5 American Bar Association, 1985-2012 6 ADR Associates, 1996 7 American Foreign Law, 1983-2006 202 1 Appellate Div. Committee on C & F, 1995 2 Arbitration Institute of Stockholm, 1994 3 Arbitration Activities, 1992 4 Arbitration International—Publication of HMH Freshfield Lecture and

Faxes, 1995 5 Arbitration—Russian, 2005-2007 6 ASA, 1998 Asser Institute, 1994-2002 7 70s, 80s, 90s, and Onward, 1995-2002 8 The Hague 75th Anniversary, 1998 9 Evaluation Committee, 1994-1995 10 Association of the Bar of the City of New York, 1985-2001 11 Australian Center for International Arbitration, 1997

12 Boalt Hall Law School, 1995 13 Baker & McKenzie, 1997 14 Center for American and International Business, 2006-2011 203 1 The Chartered Institute of Arbitrators, 1995-1999 2 CIETAC, 2001 3 CLE—Credits, 2006 4 Club of Arbitrators, 1998-1999 5 Code of Ethics, 2001 6 College of Commercial Arbitrators, 2001-2010 7 Commercial Law Association, 1997-1998 Environmental Law Institute, 1999-2013 8 General, 1999-2013 204 1 Carothers, 2003-2005 2 Essex Court Chambers, 1996 3 Euromoney, 1996 4 Freshfields, 1995-1998 Friends of the Hague 5 Academy of International Law, 1996-1998 6 General, 1996 7 Hague Conference on Private International Law, 1998 8 Hague—Miscellaneous, 1991-2000 9 HMH State Department, 2003 10 Human Rights First, 2004 11 IACAC—Rules, 1997-2000 12 ICAC—Membership, 2005 ICC, 1997-2002 13 General, 2001 14 2000s, 2001-2002 15 1999, 1999 16 1998, 1998 205 1 1997, 1997 ICCA, 1989-2012 2 General, 2000-2012 3 London Conference, 2002 4 “90s,” 1997-1999 5 Paris, 1996 6 “1989-1991”, 1989-1991 206 1 The Hague 12/98, 1998 2 Handbook, 1998-2011 3 ICSID, 2000 4 ILSA, 1999 ILA, 1988-1999 5 1998-1999, 1989-1999 6 1990-1995, 1990-1995 7 1980s, 1978-1988 8 Institute of International Commercial Law—Moot Court, 1994

9 International Arbitration Committee, 1995 10 International Association of Jewish Lawyers, 2010 11 International Bar Association, 1996-2010 207 1 International Law Week, 1998-1999 2 International Society for Labor Law, 1996 Iran-US Claims Tribunal, 1990-2011 3 General, 2001-2011 4 Challenge of Judge Broms, 2001 5 1996-1998, 1996-1998 6 1990-1995, 1990-1995 208 1 1990-1995, 1990-1995 2 International Institute for the Unification of Private Law, 1998 3 Law Business Research, 2001 4 Law Clerks, 2007-2010 5 Law Library, 2008 LCIA, 1995-2008 6 Membership, 1995-2008 7 North American Council—Bermuda, 1996 8 Malta Arbitration Centre, 2004 9 Mass Claims Book Related, 2006-2007 10 Mauritius, 1996 11 Membership Lists, 2007 12 Memberships—NYC Bar Association, 2011 209 1 Miscellaneous, 2008-2012 2 NAFTA, 1994-1995 3 NYC Bar Association, 2013 4 NY County Lawyers, 1992-2012 5 NY State Bar Association, 1996-2013 6 NVIK/ASIL, 1997 7 State of New York/Office of Court Administration, 1979-2001 8 Office of the Legal Adviser, 1996-1997 Permanent Court of Arbitration, 1996-2012 9 Miscellaneous, 2002-2009 10 1999, 1998-2010 11 Mass Claims Steering Committee, 2001 210 1 Request for Assistance, 2012 2 Bosnia, 1996-1999 3 The Hague, 1995-1999 4 National Center for State Courts, 1995 5 Society of Professionals in Dispute Resolution, 1976-1995 6 Southwestern Legal Foundation, 1995-1996 7 Transnational, 1998-2001 8 Telders International Law Moot Court, 1995-1997 9 Jessup Moot Court Competition, 1997 211

UNCITRAL, 1983-2010 1 NY Convention, 1998 2 25th Anniversary Party, 1992 3-4 General, 1983-2010 [2 Folders] 5 UNCTAD Handbook, 2002 6 UNIDROIT, 1995-1999 212 1 UNIFORM Law, 2003 2 UN Information, 2008 3 Private International Law, 1979-1989 4 Review of Guide of the UNCITRAL Model, 1978-1997 5 World Intellectual Property Organization, 1997 Speeches, 1993-2002 6 Recent Articles and Speeches, undated 7 NYU, 2002 213 1 The Hague—May 17-19, 1999, 1999 2 Berkeley, 1999, 1999 3 Zurich, Jan 1999, 1999 4 NY Nov. 1998-International Law Weekend, 1998 5 The Hague, July 3, 1998, 1998 6 The Hague, 1997, 1997 7 Boston, Feb. 4, 1997, 1997 8 Nov. 25, 1996, 1996 214 1 New York, Nov. 15, 1996, 1996 2 Venezuela, Nov. 8, 1996, 1996 3 Boston Talk, October 12, 1996, 1996 4 Boston, Sept. 28, 1996, 1996 5 Boston, Sept. 25, 1996, 1996 6 June 18, 1996, 1996 7 June 22, 1994, 1994 8 London, Sept. 22, 1993, 1993 9 Yale Dedication of Portrait, 2007 Series X: Personal, 1941-2012 219 3 General, 1966-2005 4 Address Lists, 1992-1993 5 Appointment Calendars, 2000-2007, 2000-2007 6 Appointment Calendars, 2007-2012, 2007-2012 220 1 Army, 1942 2 Bill of Sale—Purchase Agreement, 1963 3 Calendar, 2012 4 Caneel, 2004 245 4 Certificate, undated

220 5 Citations for Awards, Medals, and Prizes—Listed Chronologically,

2012 Finances, 1992-2007 6 College of Commercial Arbitrators, 2006 7 Invoices—Miscellaneous, 1992-1994 8 NY Weill/Cornell Medical Center Council, 2006 9 Medical Bills, 2001-2007 [2 Folders] 221 1 Frankenslag Break-In, 1993 2 George H W Bush Inaugural Reception, 1981 3 Hague Memorabilia, undated 4 Henry Holtzmann, 1941 5 HMH 65th Birthday Party, 1986 6 HMH Illness (Progress Report and Messages), 1993 Holtzmann, Wise, and Sheppard, 1986-1997 7 Correspondence and Memos, 1996-1997 8 Files, undated 9 HMH and Rosen Memos and Syntex Fees and Exxon Valdez, 1995 10 HMH Liability on Bank Loans, 1993-1995 11 HMH Liability on Lease, 1993 12 HMH Materials in HW&S Safe, 1995 222 1 Notes to H, W, and S Withdrawing as Partner and Removing

Name, 1993-1995 2 Office, 1986-1995 3 Partnership Agreement, 1986 4 Removal of Paneling on HMH Office at HW&S, 1995 5 Resignation Announcement from Holtzmann, Wise, and Sheppard,

undated 6 US Trust, 1991-1996 7 Jacob Holtzmann Last Will and Testament, 1963 8 JTS Honorary Degrees Committee Meeting, 2012 9 Judaic Services, undated 10 Lawyers Weekly Report, 1954 11 Mamaroneck, 1981 12 Notes, undated Photographs, 1980-2000s 243 2 General, 1980-2000s 3 Budapest Funeral of Rabbi Sheider, 1988 4 Henry and Theresa Holtzmann, 1992-2000s 222 Polar Star Award, 2004 13 Certificate, 2004 243 1 Medal, 2004

222 14 Receptions 1988+1989,” 1988-1989 Printed Material, 1955-2011 226 General, 1955-2011 246 General, 1955-2011 247 General, 1955-2011 248 General, 1955-2011 177 1 Alabama Claims, 1885 2 Brochures of Programs on which Howard M. Holtzmann Has

Lectured, 1971-1980 249 International Arbitration Materials, 1980-2010 177 3 Report of the Lemmon Slave Case, 1886 Yale, 1964-2007 223 Alumni Fund—Class of ’42, 1989-2007 1-2 General, 2004-2006 [2 Folders] 224 1 General, 2004-2006 2 50th Reunion, 1989-1992 3 Correspondence, 2006-2007 4 Correspondence, 2002-2007 225 Endowments, 1964-2004 1 General, 1992-1997 2 Howard M Holtzmann Fund for International Programs at Yale

Law School, 1992-2004 3 Howard M Holtzmann Professorship of International Law at

Yale Law School Endowment, 1997 4 Joseph Slifka Center for Jewish Life at Yale—Board of Trustees

Meeting, 1964-2001 5 Judaic Studies Fellowship, 1984 6 Photographs, undated 7 To Do, 2005