The GEORGE WASHINGTON UNIVERSITY...the George Washington University compliance. September 18, 2013 2...

The GEORGE WASHINGTONUNIVERSITYConsolidated Financial Statements andSchedule of Expenditures of FederalAwards and Reports in Accordance withOMB Circular A-133 ThereonFor the year ended June 30, 2013EIN 530196584

The George Washington UniversityIndexJune 30, 2013

Page(s)

Independent Auditor's Report ............................................................................................................1-2

Consolidated Financial Statements for the years ended June 30, 2013 and 2012 .................................3-6

Notes to the Consolidated Financial Statements for the years ended June 30, 2013 and 2012............ 7-33

Schedule of Expenditures of Federal Awards for the year ended June 30, 2013.............................. 34-60

Notes to Schedule of Expenditures of Federal Awards for the year ended June 30, 2013 ................ 61-62

Independent Auditor's Report on Internal Control Over Financial Reporting and onCompliance and Other Matters Based on an Audit of Financial StatementsPerformed in Accordance with Government Auditing Standards .................................................. 63-64

Independent Auditor's Report on Compliance with Requirements That Could Have aDirect and Material Effect on Each Major Program and on Internal ControlOver Compliance in Accordance with OMB Circular A-133..................................................... 65-67

Schedule of Findings and Questioned Costs................................................................................... 68-72

Summary Schedule of Prior Year Audit Findings and Questioned Costs ............................................. 73

PricewaterhouseCoopers LLP, 1800 TyT: (703) 918-3000, F: (703) 918 3100, www.pwc.com/us

To the President and Board of TrusteesThe George Washington University:

Report on the Consolidated Financial Statements

We have audited the accompanying consolidated financial statements of the George WashingtonUniversity and its subsidiaries, which comprise the

June 30, 2013 and 2012, and the related consolidated statements of unrestricted activities, consolidatedstatements of activities, and consolidated statements of cash flows for the years then endedrelated notes to the financial statements.

Management’s Responsibility for the Consolidated Financial Statements

Management is responsible for the preparation and fair presentation of the consolidated financialstatements in accordance with accounting principles generally accepted in the United States of America;this includes the design, implementation, and maintenaand fair presentation of consolidated financial statements that are free from material misstatement,whether due to fraud or error.

Auditor’s Responsibility

Our responsibility is to express an opinionWe conducted our audit in accordance with auditing standards generally accepted in the United States ofAmerica and the standards applicableissued by the Comptroller General of the United States. Those standards require that we plan andperform the audit to obtain reasonable assurance about whether the consolidated financial statements arefree from material misstatement.

An audit involves performing procedures to obtain audit evidence about the amounts and disclosures inthe consolidated financial statements. The procedures selected depend on our judgment, including theassessment of the risks of material misstatement of the cfraud or error. In making those risk assessments, we consider internal control relevant to the entity'spreparation and fair presentation of the consolidated financial statements in order to design auditprocedures that are appropriate in the circumstances, but not for the purpose of expressing an opinion onthe effectiveness of the entity's internal control. Accordingly, we express no such opinion. An audit alsoincludes evaluating the appropriateness of acaccounting estimates made by management, as well as evaluating the overall presentation of theconsolidated financial statements. We believe that the audit evidence we have obtained is sufficienappropriate to provide a basis for our audit opinion.

Opinion

In our opinion, the consolidated financial statements referred to above present fairly, in all materrespects, the consolidated financial position of The George Washington Universityof June 30, 2013 and 2012, and the changes in its net assets and cash flows for the yearaccordance with accounting principles generally accepted in the United States of America.

PricewaterhouseCoopers LLP, 1800 Tysons Boulevard, McLean, VA 22102-42613000, F: (703) 918 3100, www.pwc.com/us

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Independent Auditor’s Report

To the President and Board of Trustees ofThe George Washington University:

Report on the Consolidated Financial Statements

accompanying consolidated financial statements of the George WashingtonUniversity and its subsidiaries, which comprise the consolidated statements of financial position as ofJune 30, 2013 and 2012, and the related consolidated statements of unrestricted activities, consolidatedstatements of activities, and consolidated statements of cash flows for the years then ended

financial statements.


Management is responsible for the preparation and fair presentation of the consolidated financialstatements in accordance with accounting principles generally accepted in the United States of America;this includes the design, implementation, and maintenance of internal control relevant to the preparationand fair presentation of consolidated financial statements that are free from material misstatement,

Our responsibility is to express an opinion on the consolidated financial statements based on our audit.We conducted our audit in accordance with auditing standards generally accepted in the United States ofAmerica and the standards applicable to financial audits contained in Government Auditingissued by the Comptroller General of the United States. Those standards require that we plan andperform the audit to obtain reasonable assurance about whether the consolidated financial statements arefree from material misstatement.

dit involves performing procedures to obtain audit evidence about the amounts and disclosures inthe consolidated financial statements. The procedures selected depend on our judgment, including theassessment of the risks of material misstatement of the consolidated financial statements, whether due tofraud or error. In making those risk assessments, we consider internal control relevant to the entity'spreparation and fair presentation of the consolidated financial statements in order to design audit

cedures that are appropriate in the circumstances, but not for the purpose of expressing an opinion onthe effectiveness of the entity's internal control. Accordingly, we express no such opinion. An audit alsoincludes evaluating the appropriateness of accounting policies used and the reasonableness of significantaccounting estimates made by management, as well as evaluating the overall presentation of theconsolidated financial statements. We believe that the audit evidence we have obtained is sufficienappropriate to provide a basis for our audit opinion.

In our opinion, the consolidated financial statements referred to above present fairly, in all materfinancial position of The George Washington University

of June 30, 2013 and 2012, and the changes in its net assets and cash flows for the yearaccordance with accounting principles generally accepted in the United States of America.

accompanying consolidated financial statements of the George Washingtonof financial position as of

June 30, 2013 and 2012, and the related consolidated statements of unrestricted activities, consolidatedstatements of activities, and consolidated statements of cash flows for the years then ended, and the


Management is responsible for the preparation and fair presentation of the consolidated financialstatements in accordance with accounting principles generally accepted in the United States of America;

nce of internal control relevant to the preparationand fair presentation of consolidated financial statements that are free from material misstatement,

on the consolidated financial statements based on our audit.We conducted our audit in accordance with auditing standards generally accepted in the United States of

Government Auditing Standards,issued by the Comptroller General of the United States. Those standards require that we plan andperform the audit to obtain reasonable assurance about whether the consolidated financial statements are

dit involves performing procedures to obtain audit evidence about the amounts and disclosures inthe consolidated financial statements. The procedures selected depend on our judgment, including the

onsolidated financial statements, whether due tofraud or error. In making those risk assessments, we consider internal control relevant to the entity'spreparation and fair presentation of the consolidated financial statements in order to design audit

cedures that are appropriate in the circumstances, but not for the purpose of expressing an opinion onthe effectiveness of the entity's internal control. Accordingly, we express no such opinion. An audit also

counting policies used and the reasonableness of significantaccounting estimates made by management, as well as evaluating the overall presentation of theconsolidated financial statements. We believe that the audit evidence we have obtained is sufficient and

In our opinion, the consolidated financial statements referred to above present fairly, in all materialfinancial position of The George Washington University and its subsidiaries as

of June 30, 2013 and 2012, and the changes in its net assets and cash flows for the years then ended inaccordance with accounting principles generally accepted in the United States of America.

Other Matters

Other Information

Our audit was conducted for the purpose of forming an opinion on the consolidated financial statementsas a whole. The accompanying schedule of expenditures of federal awards is presented for purposes ofadditional analysis as required by Office of ManageLocal Governments, and Non-financial statements for the year ended June 30, 2013. Such information is the responsibility ofmanagement and was derived from and relates directly to the underlying accounting and other recordsused to prepare the consolidated financial statements. The information has been subjected to the auditingprocedures applied in the audit of the consolidated financialprocedures, including comparing and reconciling such information directly to the underlying accountingand other records used to prepare the consolidated financial statements or to the consolidated financialstatements themselves, and other additional procedures in accordance with auditing standards generallyaccepted in the United States of America. In our opinion, the schedule of expenditures of federal awardsis fairly stated, in all material respects, in relation to th

Other Reporting Required by

In accordance with Government Auditing Standards2013 on our consideration of the University's internal control over financial reporting and on our tests ofits compliance with certain provisions of laws, regulations, contracts and grant agreements and othermatters for the year ended June 30, 2013. The purptesting of internal control over financial reporting and compliance and the results of that testing and notto provide an opinion on internal control over financial reporting or on compliance. That reportintegral part of an audit performed in accordance withthe George Washington Universitycompliance.

September 18, 2013

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Our audit was conducted for the purpose of forming an opinion on the consolidated financial statementsas a whole. The accompanying schedule of expenditures of federal awards is presented for purposes ofadditional analysis as required by Office of Management and Budget Circular A

-Profit Organizations and is not a required part of the consolidatedfinancial statements for the year ended June 30, 2013. Such information is the responsibility of

d was derived from and relates directly to the underlying accounting and other recordsused to prepare the consolidated financial statements. The information has been subjected to the auditingprocedures applied in the audit of the consolidated financial statements and certain additionalprocedures, including comparing and reconciling such information directly to the underlying accountingand other records used to prepare the consolidated financial statements or to the consolidated financial

mselves, and other additional procedures in accordance with auditing standards generallyaccepted in the United States of America. In our opinion, the schedule of expenditures of federal awardsis fairly stated, in all material respects, in relation to the consolidated financial statements as a whole.

Other Reporting Required by Government Auditing Standards

Government Auditing Standards, we have also issued our reporton our consideration of the University's internal control over financial reporting and on our tests of

its compliance with certain provisions of laws, regulations, contracts and grant agreements and othermatters for the year ended June 30, 2013. The purpose of that report is to describe the scope of ourtesting of internal control over financial reporting and compliance and the results of that testing and notto provide an opinion on internal control over financial reporting or on compliance. That reportintegral part of an audit performed in accordance with Government Auditing Standards

University and its subsidiaries' internal control over financial reporting and

Our audit was conducted for the purpose of forming an opinion on the consolidated financial statementsas a whole. The accompanying schedule of expenditures of federal awards is presented for purposes of

ment and Budget Circular A-133, Audits of States,and is not a required part of the consolidated

financial statements for the year ended June 30, 2013. Such information is the responsibility ofd was derived from and relates directly to the underlying accounting and other records

used to prepare the consolidated financial statements. The information has been subjected to the auditingstatements and certain additional

procedures, including comparing and reconciling such information directly to the underlying accountingand other records used to prepare the consolidated financial statements or to the consolidated financial

mselves, and other additional procedures in accordance with auditing standards generallyaccepted in the United States of America. In our opinion, the schedule of expenditures of federal awards

e consolidated financial statements as a whole.

, we have also issued our report dated September 18,on our consideration of the University's internal control over financial reporting and on our tests of

its compliance with certain provisions of laws, regulations, contracts and grant agreements and otherose of that report is to describe the scope of our

testing of internal control over financial reporting and compliance and the results of that testing and notto provide an opinion on internal control over financial reporting or on compliance. That report is an

Government Auditing Standards in considering' internal control over financial reporting and

The accompanying notes are an integral part of these consolidated financial statements.

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2013 2012

ASSETSCash and cash equivalents 224,255$ 498,628$Short-term investments 100,336 344Accounts receivable, net 40,902 56,452Pledges receivable, net 68,441 68,288Investments 1,760,862 1,684,691Loans and notes receivable, net 29,350 29,747

Physical properties, net:Land and buildings 1,213,953 1,043,575Furniture and equipment 76,935 76,645

Other assets 30,804 25,786

Total assets 3,545,838$ 3,484,156$

LIABILITIESAccounts payable and accrued expenses 205,413$ 189,894$Deferred revenue:

Tuition and other deposits 30,261 30,489Grants and contracts payments 11,883 13,910

Bonds and notes payable 1,378,834 1,390,181Funds advanced for student loans 28,887 28,532

Total liabilities 1,655,278 1,653,006

NET ASSETSUnrestricted net assets (deficit):

Unrestricted operating (25,731) (23,513)Unrestricted capital and investing 1,407,340 1,375,291Total unrestricted 1,381,609 1,351,778

Temporarily restricted 281,284 255,393Permanently restricted 227,667 223,979

Total net assets 1,890,560 1,831,150

Total liabilities and net assets 3,545,838$ 3,484,156$

(in thousands)

Consolidated Statements of Financial Position

As of June 30, 2013 and 2012


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Capital and Total Capital and TotalOperating Investing Unrestricted Operating Investing Unrestricted

REVENUEStudent tuition and fees 827,985$ -$ 827,985$ 789,371$ -$ 789,371$

Less: University funded scholarships (229,031) - (229,031) (220,409) - (220,409)Net student tuition and fees 598,954 - 598,954 568,962 - 568,962

Grants and contractsProgram funds 143,340 8,938 152,278 136,303 681 136,984Indirect cost recoveries 21,171 - 21,171 21,027 - 21,027

Investment income (loss), net 286 52,546 52,832 31 (16,109) (16,078)Investment real property rents and appreciation - 77,775 77,775 - 81,092 81,092Change in value of split-interest agreements - 11 11 - (48) (48)Auxiliary enterprises 101,667 - 101,667 98,474 - 98,474Contributions, net 14,805 2,423 17,228 11,963 436 12,399Net assets released from restrictions 10,266 33,920 44,186 7,358 20,304 27,662Medical education agreements 55,434 2,832 58,266 53,109 2,832 55,941Other income 22,328 2,767 25,095 23,699 3,089 26,788- - - -

Total revenue 968,251 181,212 1,149,463 920,926 92,277 1,013,203

EXPENSESSalaries and wages 506,304 39 506,343 471,492 - 471,492Fringe benefits 110,322 3 110,325 105,917 - 105,917Purchased services 183,442 1,276 184,718 165,439 699 166,138Supplies 13,246 10 13,256 13,587 4 13,591Equipment 13,574 2,087 15,661 11,698 1,968 13,666Bad debt 1,672 - 1,672 1,082 - 1,082Occupancy 58,574 62,104 120,678 60,175 60,072 120,247Investment real property expense - 39,146 39,146 - 39,355 39,355Scholarships and fellowships 19,373 5 19,378 17,590 - 17,590Communications 5,274 2 5,276 5,083 - 5,083Travel and training 28,398 - 28,398 24,548 2 24,550Interest 8 42,664 42,672 4 34,944 34,948Other 27,877 4,372 32,249 28,480 6,310 34,790- - - -

Total expenses 968,064 151,708 1,119,772 905,095 143,354 1,048,449

OTHER INCREASES (DECREASES) IN NET ASSETSDebt service and mandatory purposes (56,889) 56,889 - (51,288) 51,288 -Endowment support 62,531 (63,891) (1,360) 53,339 (54,447) (1,108)Capital expenditures (18,980) 18,980 - (18,168) 18,168 -Postretirement related changes - 1,198 1,198 - (1,147) (1,147)Support/investment 10,933 (10,631) 302 243 (1,442) (1,199)- - - -

Total other changes in net assets (2,405) 2,545 140 (15,874) 12,420 (3,454)

INCREASE (DECREASE) IN NET ASSETS (2,218) 32,049 29,831 (43) (38,657) (38,700)

NET ASSETS (DEFICIT) AT THE BEGINNING OF THE YEAR (23,513) 1,375,291 1,351,778 (23,470) 1,413,948 1,390,478

NET ASSETS (DEFICIT) AT THE END OF THE YEAR (25,731)$ 1,407,340$ 1,381,609$ (23,513)$ 1,375,291$ 1,351,778$

20122013

Consolidated Statements of Unrestricted Activities

Years Ended June 30, 2013 and 2012

(in thousands)


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Total Temporarily Permanently Total Temporarily PermanentlyUnrestricted Restricted Restricted Total Unrestricted Restricted Restricted Total

REVENUEStudent tuition and fees 827,985$ -$ -$ 827,985$ 789,371$ -$ -$ 789,371$

Less: University funded scholarships (229,031) - - (229,031) (220,409) - - (220,409)Net student tuition and fees 598,954 - - 598,954 568,962 - - 568,962

Grants and contractsProgram funds 152,278 - - 152,278 136,984 - - 136,984Indirect cost recoveries 21,171 - - 21,171 21,027 - - 21,027

Investment income (loss), net 52,832 31,911 - 84,743 (16,078) (13,396) 7 (29,467)Investment real property rents and appreciation 77,775 - - 77,775 81,092 - - 81,092Change in value of split-interest agreements 11 409 1,995 2,415 (48) (382) (1,287) (1,717)Auxiliary enterprises 101,667 - - 101,667 98,474 - - 98,474Contributions, net 17,228 37,513 866 55,607 12,399 47,787 1,811 61,997Net assets released from restrictions 44,186 (44,186) - 27,662 (27,662) - -Medical education agreements 58,266 - 58,266 55,941 - - 55,941Other income 25,095 - 13 25,108 26,788 - 21 26,809

Total revenue 1,149,463 25,647 2,874 1,177,984 1,013,203 6,347 552 1,020,102

EXPENSESSalaries and wages 506,343 - - 506,343 471,492 - - 471,492Fringe benefits 110,325 - - 110,325 105,917 - - 105,917Purchased services 184,718 - - 184,718 166,138 - - 166,138

Supplies 13,256 - - 13,256 13,591 - - 13,591Equipment 15,661 - - 15,661 13,666 - - 13,666Bad debt 1,672 - - 1,672 1,082 - - 1,082Occupancy 120,678 - - 120,678 120,247 - - 120,247Investment real property expense 39,146 - - 39,146 39,355 - - 39,355Scholarships and fellowships 19,378 - - 19,378 17,590 - - 17,590Communications 5,276 - - 5,276 5,083 - - 5,083Travel and training 28,398 - - 28,398 24,550 - - 24,550Interest 42,672 - - 42,672 34,948 - - 34,948Other 32,249 - - 32,249 34,790 - - 34,790- - - -

Total expenses 1,119,772 - - 1,119,772 1,048,449 - - 1,048,449

OTHER INCREASES (DECREASES) IN NET ASSETSEndowment support (1,360) 199 1,161 - (1,108) (218) 1,326 -Postretirement related changes 1,198 - - 1,198 (1,147) - - (1,147)Support/investment 302 45 (347) - (1,199) 288 911 -- -

Total other changes in net assets 140 244 814 1,198 (3,454) 70 2,237 (1,147)

29,831 25,891 3,688 59,410 (38,700) 6,417 2,789 (29,494)

NET ASSETS AT THE BEGINNING OF THE YEAR 1,351,778 255,393 223,979 1,831,150 1,390,478 248,976 221,190 1,860,6440 0NET ASSETS AT THE END OF THE YEAR 1,381,609$ 281,284$ 227,667$ 1,890,560$ 1,351,778$ 255,393$ 223,979$ 1,831,150$

INCREASE (DECREASE) IN NET ASSETS

Consolidated Statements of Activities


(in thousands)

2013 2012


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2013 2012

CASH FLOWS FROM OPERATING ACTIVITIES

Increase (decrease) in net assets 59,410$ (29,494)$

Adjustments to reconcile change in net assets to net cash

provided by operating activities:

Donated assets (2,201) (2,564)

Depreciation, amortization and accretion expenses 63,251 61,061

Provision for bad debt 1,672 1,082

Change in value of split-interest agreements (2,415) 1,717

Net unrealized (gain) loss on investments (70,936) 3,504

Net realized (gain) on investments (22,483) (12,034)

Realized (gain) on sale of real property (441) -

(Increase) decrease in operating assets:

Accounts receivable 13,869 10,118

Pledges receivable (153) (22,888)

Other assets (1,099) 21,022

Increase (decrease) in operating liabilities:

Accounts payable and accrued expenses (9,491) 6,360

Tuition and other deposits (228) 1,849

Grants and contracts deferred revenue (2,027) (155)

Contributions restricted for long-term investment (9,711) (6,602)

Net cash provided by operating activities 17,017 32,976

CASH FLOWS FROM INVESTING ACTIVITIES

Purchases of investments (306,469) (376,383)

Proceeds from sales and maturity of investments 328,422 404,153

Purchase of short-term investments (149,950) -

Proceeds from sales and maturity of short-term investments 50,000 -

Purchases and renovations of land and buildings (192,976) (91,767)

Additions of furniture and equipment (19,334) (18,476)

Net proceeds from sale of real property 683 -

(Increase) decrease in other loans and notes receivable 780 (513)

Net cash (used in) investing activities (288,844) (82,986)

CASH FLOWS FROM FINANCING ACTIVITIES

Receipts from contributions restricted for long-term investment 9,711 6,602

Principal payments and refinancing of bonds and notes payable (348,847) (63,123)

Proceeds from borrowings and refinancing of bonds and notes payable 338,000 350,000

Payments of debt issuance costs (1,765) (2,012)

Increase in refundable advances from the U.S. Government 355 333

Net cash provided by (used in) financing activities (2,546) 291,800

NET INCREASE (DECREASE) IN CASH AND CASH EQUIVALENTS (274,373) 241,790

CASH AND CASH EQUIVALENTS AT THE BEGINNING OF THE YEAR 498,628 256,838

CASH AND CASH EQUIVALENTS AT THE END OF THE YEAR 224,255$ 498,628$

SUPPLEMENTAL DISCLOSURE OF CASH FLOW INFORMATION

Cash paid during the year for interest 56,144$ 47,380$

Gross value of additions to capital leases 1,211 600

Note receivable on sale of real property 375 500

Consolidated Statements of Cash Flows


(in thousands)

THE GEORGE WASHINGTON UNIVERSITYNOTES TO THE CONSOLIDATED FINANCIAL STATEMENTS

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Note 1 - The University

The George Washington University (the University) is a private, not-for-profit institution of highereducation based in Washington, D.C. The University provides education and training services, primarilyfor students at the undergraduate, graduate, and postdoctoral levels, and performs research, training, andother services under grants, contracts, and similar agreements with sponsoring organizations, primarilydepartments and agencies of the U.S. Government. The University’s revenues are predominantly derivedfrom student tuition, room, and other fees. The University is exempt from federal income taxes underSection 501(c)(3) of the Internal Revenue Code.

Note 2 - Summary of Significant Accounting Policies

Basis of Presentation and Principles of Consolidation

The consolidated financial statements have been prepared in conformity with accounting principlesgenerally accepted in the United States of America (GAAP) and reporting practices prescribed for not-for-profit entities. The consolidated statements include the accounts of the George WashingtonUniversity and its wholly owned subsidiaries. Significant intercompany transactions and balances havebeen eliminated.

Cash and Cash Equivalents

Highly liquid financial instruments with original maturities at dates of purchase of three months or lessare classified as cash equivalents and include U.S. Treasury securities, collateralized interest-bearingrepurchase agreements carried at fair value, and other short-term, highly liquid investments carried at fairvalue. Cash and cash equivalents held by endowment fund investment managers are included inInvestments.

Aggregate cash and cash equivalent balances maintained at financial institutions exceed the amountguaranteed by federal agencies and therefore bears risk. The University has not experienced any loss dueto this risk.

Short-Term Investments

The University may invest excess cash in highly liquid securities of varying maturities as a part of aprudent cash and liquidity management strategy to maximize returns available in the market with minimalrisk. Investments with maturities at dates of purchase between three months and one year are classified asShort-term investments and include U. S. Treasury securities or other high quality, highly liquidinvestments carried at fair value.

Contributions

Contributions, including unconditional promises to give, are recognized as revenues in the periodreceived. Contributions received for capital projects, endowment funds, or student loans andcontributions under split-interest agreements or perpetual trusts are reported as capital and investingunrestricted revenues, temporarily restricted revenues, or permanently restricted revenues according todonor-imposed restrictions. All other contributions are reported as operating revenues unless the donorhas otherwise restricted the contributions. Conditional promises to give are not recognized until theconditions on which they depend are substantially met. Contributions of assets other than cash are


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recorded at their estimated fair value at the date of the gift. Promises to give with payments to bereceived after one year from the date of the financial statements are discounted. For promises to givereceived prior to July 1, 2008, the discount rate was the risk-free rate of return at the date of the gift. Forpromises to give received on or after July 1, 2008, payments expected to be received more than one yearfrom the balance sheet date are discounted at a risk-adjusted rate approximating the market rates forunsecured borrowing as required by fair value measurement accounting standards. Allowance is made foruncollectible contributions based upon management’s judgment after analysis of the creditworthiness ofthe donors, past collection experience, and other relevant factors.

Investments and Investment Income

Investments include both endowment and non-endowment investments owned by the University and arefurther detailed in Note 5. Investment income (loss) is included in unrestricted revenues, temporarilyrestricted revenues, or permanently restricted revenues depending on donor restrictions.

Investments known as split-interest agreements are unique to not-for-profit organizations. These areagreements where donors enter into trust or other arrangements under which the University receivesbenefits shared with other beneficiaries. The assets associated with these arrangements are recorded attheir fair value and are included in Investments (Note 5). Once liabilities to other beneficiaries aresatisfied, the residual assets are transferred to the University.

The University manages the following types of arrangements. The associated liabilities to beneficiaries inthese arrangements are calculated based on various actuarial assumptions and are recorded in Accountspayable and accrued expenses (Note 9).

Gift annuities consist of non-trust assets donated to the University in exchange for a fixedpayment for the life of the beneficiary(s).

Pooled life income funds are donated funds received by the University in which the donorreceives or assigns a life income. The funds are pooled by the University and are assigned aspecific number of units in the pool. The beneficiary(s) is paid the amount of income earned onthe donor's assigned units.

Charitable remainder trusts consist of trust assets donated to the University in exchange for apercentage of fair value-based payment for the life of the beneficiary(s).

The University is a beneficiary of trusts held by third parties which include:

Perpetual trusts where the University has an irrevocable right to income on trust assets inperpetuity, but never receives the assets held in trust. These beneficial interests are shown at fairvalue of the underlying assets, which approximates the discounted present value of theanticipated cash flows.

Charitable remainder trusts similar to those described above, except that the University does nothold the assets as trustee. These beneficial interests are shown at present value which iscalculated using the fair value of the trust assets at the measurement date, discounted based onvarious actuarial assumptions impacting the timing of cash flows to the University.


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Accounts Receivable

Accounts receivable are reported at net realizable value. Accounts are written off against the allowancefor doubtful accounts when determined to be uncollectible based upon management’s assessment ofindividual accounts. The allowance for doubtful accounts is estimated based on the University’s historicalexperience and periodic review of individual accounts. The University does not accrue interest on theseaccounts.

Loans Receivable and Refundable Advances

Loans receivable are primarily related to federal student financial aid programs and are carried at facevalue, less an allowance for doubtful accounts, of $0.12 million and $0.13 million for the years endedJune 30, 2013 and 2012, respectively. The allowance for doubtful accounts is estimated based on theUniversity’s historical experience and periodic review of individual accounts. The majority of theUniversity’s loans receivable represents amounts due under federally guaranteed programs; therefore noreserves are recorded for the federal portion. Generally, payment on loans receivable commences upongraduation and can extend up to 10 years. These loans carry interest rates ranging from 3% to 9%. Thecarrying value of loans receivable approximates fair value. Funds provided by the U.S. Government underthe Federal Perkins and Health Professions Student Loan Programs are loaned to qualified students andmay be loaned again after collection. These funds are ultimately refundable to the U.S. Government.These federal loan programs have cash restricted as to their use of $4.0 million and $2.6 million as ofJune 30, 2013 and 2012, respectively.

Physical Properties

Land is stated at cost or appraised value at date of donation; buildings, furniture, and equipment are statedat cost. Buildings, furniture, and equipment are depreciated on a straight-line basis over the estimateduseful life of the assets. Construction in progress costs are included in Land and buildings on theConsolidated Statements of Financial Position. Interest cost incurred during construction is capitalized aspart of the cost of capital projects. Equipment under capital leases is included in assets and liabilities atthe value of future minimum lease payments discounted by the University’s incremental borrowing rate.Property acquired on federally funded awards that meets the University’s capitalization criteria isrecorded as an asset of the University and depreciated in accordance with the University's depreciationpolicy. These assets are disposed of as prescribed by relevant federal requirements at the conclusion ofthe award.

Net Asset Classes

Net assets and revenues, gains, and losses are classified based on the existence or absence of donor-imposed restrictions. Accordingly, net assets of the University are classified and reported as follows:

Permanently restricted - Net assets subject to donor-imposed restrictions that stipulate they bemaintained permanently by the University. Generally, the donors of these assets permit the University touse all or part of the income earned on related investments for general or specific purposes.

Temporarily restricted - Net assets subject to donor-imposed restrictions that may be or will be meteither by actions of the University and/or by the passage of time.


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Unrestricted - Net assets that are not subject to donor-imposed restrictions.

Revenues from sources other than contributions or investment income are reported as increases inunrestricted net assets. Contributions are reported as increases in the appropriate category of net assets,except contributions that impose restrictions that are met in the same fiscal year they are received areincluded in unrestricted revenues. Expenses are reported as decreases in unrestricted net assets. Gainsand losses on investments are reported as increases or decreases in unrestricted net assets unless their useis restricted by explicit donor stipulations or by law. Expirations of temporary restrictions recognized onnet assets, i.e., the donor-stipulated purpose has been fulfilled and/or the stipulated time period haselapsed, are reported as releases from temporarily restricted net assets to unrestricted net assets.Temporary restrictions on gifts to acquire or construct long-lived assets are considered met in the periodin which the assets are acquired.

The University follows a practice of classifying its revenues and expenses within unrestricted net assets ascapital and investing or operating. Items classified as capital and investing include accounts andtransactions related to endowment funds and plant facilities, except for donor-restricted contributions toendowment principal and plant. Substantially all of the net assets classified as unrestricted in theConsolidated Statements of Financial Position have been invested in property and equipment,consolidated endowment pool, or are designated for specific uses.

Other Increases (Decreases) In Net Assets

Debt service and mandatory purposes - Transfers from operating net assets to capital and investing netassets are for principal and interest payments.

Endowment support - Transfers of University investment income provide support for operatingactivities based on the spending policy of the Board of Trustees.

Capital expenditures - Transfers from operating net assets to capital and investing net assets are forequipment purchases.

Postretirement related changes - Recognition in unrestricted net assets of changes in the actuarialliability for postretirement benefit plans other than net periodic benefit cost, as well as amortization ofchanges recognized in prior years from unrestricted net assets to expenses as a component of the netperiodic benefit cost.

Support/investment - Other transfers among operating net assets, capital and investing net assets, andtemporarily/permanently restricted net assets.

Tuition, Fees, and Scholarships

The University recognizes unrestricted revenues from student tuition and fees within the fiscal year inwhich the academic term is predominantly conducted. Deferred tuition and fees are included in Deferredrevenue: Tuition and other deposits in the Consolidated Statements of Financial Position.


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Tuition discounts in the form of scholarships and grants-in-aid, including those funded by theendowment, research funds, and gifts, have been reported as a reduction of tuition revenues. A tuitiondiscount represents the difference between the stated charge for tuition and fees and the amount that isbilled to the student and/or third parties making payments on behalf of the student. Cash payments tostudents, excluding compensation, are reported as Scholarships and fellowships expense in theConsolidated Statements of Activities.

Occupancy

The University uses the category of Occupancy to group costs associated with depreciation andmaintenance of physical property. Occupancy expense includes depreciation, rent, utilities, insurance,taxes, repairs, and maintenance.

Use of Estimates

The preparation of financial statements in conformity with GAAP requires management to makeestimates and assumptions that affect the reported amounts and disclosures at the date of the financialstatements. Actual results could differ in material amounts in the near term.

Reclassifications to Prior Year Financial Statements

Certain prior year amounts have been reclassified to conform to the current year’s presentation.

Subsequent Events

The University has performed an evaluation of subsequent events through September 18, 2013, which isthe date the financial statements were issued, noting no other events which affect the financial statementsas of June 30, 2013.

Note 3 - Accounts Receivable

June 30

(in thousands) 2013 2012

Student tuition and fee accounts $20,048 $18,189

Grants and contracts 14,678 14,489Due from hospital limited partnership 3,218 6,697Due from affiliation agreements 3,008 3,621

Medical resident FICA tax refund receivable 619 12,944Other 2,135 3,055Allowance for doubtful accounts (2,804) (2,543)

Total $40,902 $56,452


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Note 4 - Pledges Receivable

June 30(in thousands) 2013 2012Unconditional promises expected to be collected in:

Less than one year $27,145 $27,041One year to five years 47,699 51,392More than five years 1,387 1,216

Subtotal 76,231 79,649Allowance for uncollectible pledges (2,430) (4,070)Unamortized discount to present value (5,360) (7,291)

Total $68,441 $68,288

Pledges receivable expected to be fulfilled more than one year from the date of the financial statementsare recorded at fair value at the date of the gift, discounted at 1.01% - 5.16%, with the discount amortizedover the life of the pledge.

At June 30, 2013 and 2012, the University had received notification of outstanding bequest intentions andcertain conditional promises to give of approximately $138 million and $131 million, respectively. Theseintentions and conditional promises are not recognized as assets and, if received, will generally berestricted for specific purposes stipulated by the donors, primarily endowments for faculty support,scholarships, or general operating support of a particular department or division of the University.

Note 5 - Investments

June 30(in thousands) 2013 2012

Cash and cash equivalents $24,464 $58,126Equity - global 449,148 328,068Equity - strategic (private, long-term) 246,014 276,311Fixed income - asset-backed securities 2,573 9,739Fixed income - domestic convertible instruments 63,643 52,520Fixed income - corporate debt securities 25,036 37,664Fixed income - credit funds 21,668 22,029Fixed income - US state & federal bonds 1,273 795Fixed income - mutual funds 2,963 3,073Real estate 813,743 793,312Split-interest agreements - GW as trustee 12,558 11,948Split-interest agreements - trusts held by others 26,884 25,284Deferred compensation plan assets 24,845 20,551Other 46,050 45,271Total $1,760,862 $1,684,691


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Investments are managed by a diverse group of investment managers. Managers may utilize hedgingstrategies or invest in financial instruments with off-balance sheet risk. Management has estimated thatthe risk associated with derivatives is not material to the University as of June 30, 2013 and 2012, andtherefore has not been accounted for in the financial statements.

Investment income (loss), net: June 30(in thousands) 2013 2012

Interest and dividends $11,686 $10,584Net gains (losses) on investments carried at fair value 73,008 (40,840)Net gains on investments carried at other than fair value 9,719 9,183Administrative expenses (9,670) (8,394)Total $84,743 $(29,467)

Investment real property rents and appreciation: June 30(in thousands) 2013 2012

Real property rents $57,256 $57,827Net unrealized appreciation 20,519 47,146Lease receivable - (23,881)Total $77,775 $81,092

The University holds two ground leases with a private developer for the redevelopment of Square 54, theformer site of the GW Hospital. During the year ended June 30, 2012, the University ceased applying thestraight-line accounting to rents under the ground leases. This change resulted in removal of the leasereceivable from Other assets and was not material to the University’s operations.

The University holds a 28.56% interest in the Columbia Plaza Limited Partnership, whose income anddistributions are accounted for under the equity method, which is included in Real estate at $22.6 millionand $22.9 million as of June 30, 2013 and 2012, respectively. The University also holds a 20% interest inDistrict Hospital Partners, L.P., accounted for under the equity method, which is included in Otherinvestments, valued at $33.6 million and $33.0 million as of June 30, 2013 and 2012, respectively.

Note 6 - Fair Value

Fair value is defined as the price that would be received to sell an asset or paid to transfer a liability (i.e.,the “exit price”) in an orderly transaction between market participants at the measurement date. The fairvalue accounting standard provides a framework for measuring fair value and to categorize the inputsused in valuation techniques. The three broad levels of fair value established by the standard are asfollows:

Level 1 - Quoted prices in active markets for identical assets or liabilities. Level 2 - Quoted prices in markets that are not active or other pricing inputs that are either directly or

indirectly observable. Level 3 - Prices or valuation techniques in which one or more significant inputs or significant value

drivers are unobservable. The determination of fair value for these financial instruments requires oneor more inputs subject to significant management judgment or estimation.


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Assets Measured at Fair Value on a Recurring Basis

(in thousands) 2013

Reported atfair value

Not subject tofair valuereporting Total

Cash and cash equivalents $217,267 $6,988 $224,255Short-term investments 99,992 344 100,336Investments 1,691,475 69,387 1,760,862Total $2,008,734 $76,719 $2,085,453

(in thousands) 2012

Reported atfair value

Not subject tofair valuereporting Total

Cash and cash equivalents $492,642 $5,986 $498,628Short-term investments - 344 344Investments 1,615,859 68,832 1,684,691Total $2,108,501 $75,162 $2,183,663

Items not subject to fair value reporting include cash deposits, two limited partnership investments wherethe University’s interest exceeds 20% accounted for under the equity method of accounting, andintangible assets.

For items reported at fair value, the following table summarizes the valuation of financial instruments bypricing observability levels.

June 30, 2013(in thousands) Level 1 Level 2 Level 3 Total

Cash equivalents at fair value $217,267 $ - $ - $217,267

Short-term investments at fair value 99,992 - - 99,992

Investments:Cash equivalents 23,145 1,279 - 24,424Equity - global 327,218 - 121,202 448,420Equity - strategic (private, long-term) - - 246,014 246,014Fixed income - asset-backed securities - 2,573 - 2,573Fixed income - domestic convertible instruments 9,677 53,966 - 63,643Fixed income - corporate debt securities - 25,036 - 25,036Fixed income - credit funds - 18,662 3,006 21,668Fixed income - US state & federal bonds 463 810 - 1,273Fixed income - mutual funds 2,963 - - 2,963Real estate - - 791,174 791,174Split-interest agreements - GW as trustee 12,558 - - 12,558Split-interest agreements - trusts held by others - - 26,884 26,884Deferred compensation plan assets 11,617 9,157 4,071 24,845Total investments reported at fair value 387,641 111,483 1,192,351 1,691,475

Total assets reported at fair value $704,900 $111,483 $1,192,351 $2,008,734


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June 30, 2012(in thousands) Level 1 Level 2 Level 3 Total

Cash equivalents at fair value $492,642 $ - $ - $492,642

Investments:Cash equivalents 56,812 1,314 - 58,126Equity - global 226,143 - 101,260 327,403Equity - strategic (private, long-term) - - 276,311 276,311Fixed income - asset-backed securities - 9,739 - 9,739Fixed income - convertible bonds - 52,520 - 52,520Fixed income - corporate debt securities - 37,664 - 37,664Fixed income - credit funds - 16,874 5,155 22,029Fixed income - US state & federal bonds - 795 - 795Fixed income - mutual funds 3,073 - - 3,073Real estate - - 770,416 770,416Split-interest agreements - GW as trustee 11,948 - - 11,948Split-interest agreements - trusts held by others - - 25,284 25,284Deferred compensation plan assets 8,526 8,122 3,903 20,551Total investments reported at fair value 306,502 127,028 1,182,329 1,615,859

Total assets reported at fair value $799,144 $127,028 $1,182,329 $2,108,501

The following estimates and assumptions were used to determine the fair value of each class of financialinstruments listed above:

Cash equivalents - Cash equivalents include cash deposits in investment funds and short-term U.S.Treasury securities, and other short-term, highly liquid investments which are actively traded. Cashequivalents as of June 30, 2013 also include a bank repurchase agreement valued at $5.1 millioncollateralized by bank-owned securities issued by the U.S. Government or agencies thereof. Cashequivalents are priced using independent market prices in the primary trading market and areclassified as either Level 1 or Level 2.

Short-term investments - Short-term investments include U.S. Treasury securities with originalmaturities at dates of purchase of 3 months to one year. These securities are actively traded, arepriced using independent market prices in the primary trading market and are classified as Level 1based on the availability of quotes for identical assets.

Equity investments - Equity investments generally include separately held accounts, shares incommingled funds, and limited partnership holdings. These assets, which are grouped by investmentobjective, consist of both publicly traded and privately held securities, diversified globally.

Publicly traded securities - These investments generally include global equity holdings.Securities traded on an active exchange are priced using unadjusted market quotes foridentical assets and are classified as Level 1.


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Privately held securities - These investments generally include strategic equity, as well assome global equity holdings, and are not publicly traded. The valuations are calculated bythe investment manager based on traditional valuation techniques that take into account eachfund’s underlying assets. The valuation policies adopted by the manager are reviewed by theUniversity for propriety, consistency, compliance, and completeness. Funds that are valuedat net asset value (NAV) or similar measure, are redeemable in the near term, and require noadjustment to the manager-provided valuation typically are classified as Level 2. All otherfunds are typically classified as Level 3. Inputs used to determine fair value are based uponthe best available information provided by the investment manager and may incorporatemanagement judgments and best estimates after considering a variety of factors. For a smallpercentage of these investments, the manager reported NAV is prepared using non-USGAAP, which may differ from fair value reported under US GAAP. Where materialdifferences are known to exist, management bases its measurements on fair value estimatesobtained from the investment managers. Quantitative information about the significantunobservable inputs used in arriving at these fair value measurements is not readily available.Changes to these inputs may result in changes to the fair value measurement.

Fixed income securities - These investments generally include asset-backed securities, convertiblebonds, corporate debt, investment funds with fixed income portfolios, and municipal bonds. Theseassets are primarily valued using market prices, such as broker quotes, for the same or similarinstruments; as these securities typically trade in less active markets and are redeemable in the nearterm, they are typically categorized as Level 2. Investment funds that are not publicly traded may becategorized as Level 2 or 3 depending upon redemption terms.

Real estate - Real estate investment properties are valued based on results from an independentappraisal and a professional third-party market valuation and are included in Level 3. To determinefair value in cases where the two valuation methods yielded resulting values within 5%, theUniversity adopted the average of the two values as the fair value. In cases where the variancebetween the two valuations was greater than 5%, the University considered the ranges of valuesprovided by the valuators and made certain assumptions with respect to future property cash flowexpectations and risk pricing in the form of income capitalization rates and discount rates. Valuationadjustments represent management’s assumptions of how a market participant would view theproperties, and are based on the range of future cash flows and risk pricing presented in the appraisalsand professional valuations. Different assumptions or changes in future market conditions couldsignificantly affect the estimated fair value.


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As of June 30, 2013

Fair Value(in thousands)

ValuationTechniques Unobservable Inputs Range

Hotels $58,989 Discountedcash flow

Exit capitalization rate

Discount rate

7.50%

9.50-10.50%

Office buildings $463,360 Discountedcash flow

Exit capitalization rate

Discount rate

6.25-7.50%

7.00-8.65%

Investment realestate subject toground lease

$267,500 Discountedcash flow

Discount rate 5.06%

Split-interest agreements - Assets received under split-interest agreements from donors where theUniversity serves as trustee are categorized as Level 1 based on the observability of pricing inputs tothe underlying investments held in those trusts. The University’s beneficial interests in perpetualtrusts held by third parties are categorized as Level 3. These are valued using a discounted cash flowanalysis based on the assumed timing and duration of those cash flows.

Deferred compensation plan assets - Assets purchased under deferred compensation arrangementsinclude mutual funds, insurance company pooled separate accounts, and variable annuities and arecategorized as Level 1, Level 2, or Level 3 based on the observability of pricing inputs for theinvestment vehicles. Funds that are publicly traded are categorized as Level 1, while Level 2 assetsinclude funds which are not publicly traded, but have established NAV or are based on quoted pricesfor similar assets. Level 3 assets include annuity contracts issued by an insurance company.


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The University follows guidance that allows investment funds without a readily determinable fair value toreport NAV or its equivalent as a practical expedient to estimate fair value if certain criteria are met. Thefair values of the following investments have been estimated using reported NAV:


Category of Investment Fair ValueUnfunded

commitments

Redemptionfrequency (if

currently eligible)Redemptionnotice period Fair Value

$158,548 $1,960 Daily to bi-annually 30 to 120 daysEquity - global $116,264

Equity - strategic (private,long-term) 246,014 126,895

Redemption notpermitted during life

of fund N/A 276,311

Fixed income - credit funds 21,668 - Monthly 10 days 22,029Total $426,230 $128,855 $414,604

Equity - global - These funds are typically composed of publicly traded developed and emerging-market stocks, long/short equity, equity hedges with options, futures or swaps, and preferred stock.Approximately 3% of these are in liquidation and distributions are anticipated over the next 5 years asthe underlying assets are sold. Approximately 30% of these assets are currently locked up for up to 1-3 years.

Equity - strategic (private, long-term) - These assets are primarily composed of long term lock-upfunds to include private equity, venture capital, oil and gas, land, distressed debt, infrequently tradedsmall-capitalization and micro-capitalization securities. Distributions from the majority of theseinvestments are received through the liquidation of the underlying assets. It is estimated thatapproximately 71% of the underlying assets will be liquidated within 10 years.

Fixed income - credit funds - These funds are primarily composed of high-yield bonds and distresseddebt. Approximately 14% of these assets are in liquidation with distributions anticipated over the next5 years as the underlying assets are sold.


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Changes in Level 3 Assets

(in thousands) 2013

Equity –global

Equity -strategic(private,

long-term)

Fixedincome -

creditfunds

Realestate

Split-interest

agreements- trustsheld byothers

Deferredcompensation

plan assets

Beginning of year $101,260 $276,311 $5,155 $770,416 $25,284 $3,903Net realized/unrealized

gains (losses) 13,418 8,578 909 20,551 1,662 83Purchases/additions 10,840 34,536 - 2,054 - 307Sales (4,316) (73,411) (3,058) (1,847) (62) (222)Transfers into Level 3 - - - - - -

End of year $121,202 $246,014 $3,006 $791,174 $26,884 $4,071

Total net gains (losses)included in earningsattributable to thechange in netunrealized gains(losses) for assets stillheld at June 30, 2012 $12,309 $2,161 $3,132 $20,563 $1,662 $ -

(in thousands) 2012

Equity -global

Equity -strategic(private,

long-term)

Fixedincome -

creditfunds

Realestate

Split-interest

agreements- trusts held

by others

Deferredcompensation

plan assets

Beginning of year $66,691 $265,960 $7,098 $723,891 $24,922 $3,395Net realized/unrealized

gains (losses) (1,831) (4,879) 368 46,739 (1,068) 96Purchases/additions - 45,669 - 1,101 1,811 412

Sales (21,104) (30,439) (2,639) (1,315) (381) -

Transfers into Level 3 57,504 - 328 - - -

End of year $101,260 $276,311 $5,155 $770,416 $25,284 $3,903

Total net gains included inearnings attributable tothe change in netunrealized gains forassets still held at June30, 2011 $(2,507) $(14,870) $220 $46,768 $(1,148) $ -

Level transfers are accounted for at the beginning of the reporting period and are typically the result of achange in the observability of significant valuation inputs. There were no transfers between Level 1 andLevel 2 for the years ended June 30, 2013 and 2012.


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Realized/unrealized gains (losses) on Level 3 assets included in changes in net assets are reported inrevenues as follows:

(in thousands) 2013

Investmentincome

Investment realproperty rents

and appreciation

Change invalue of split-

interestagreements

Total net gains included in changes in net assets $22,937 $20,519 $1,662

Change in net unrealized gains relating to assetsstill held at June 30 $17,646 $20,519 $1,662

(in thousands) 2012

Investmentincome

Investment realproperty rents

and appreciation

Change invalue of split-

interestagreements

Total net gains (losses) included in changes in netassets $(6,749) $47,146 $(1,068)

Change in net unrealized gains (losses) relating toassets still held at June 30 $(17,535) $47,146 $(1,148)

Note 7 - Endowment

The University’s Endowment (Endowment) includes approximately 1,195 individual endowment funds,as well as the real estate investment properties. The Endowment provides stable financial support to awide variety of programs and activities in perpetuity, playing a critical role in enabling the University toachieve its mission. Programs supported by the Endowment include scholarships, chairs andprofessorships, fellowships, research activities, and libraries. The Endowment includes both donor-restricted endowment funds and funds designated by the Board of Trustees to function as endowments.Net assets associated with endowment funds, including Board-designated endowment funds, are classifiedand reported based on the existence or absence of donor-imposed restrictions.

Interpretation of Relevant Law

The Board of Trustees of the University approved management’s interpretation of the Uniform PrudentManagement of Institutional Funds Act of 2007 (UPMIFA) in the period it was enacted by the Council ofthe District of Columbia. UPMIFA requires the preservation of the fair value of the original gift as of thegift date of the donor-restricted endowment funds absent explicit donor stipulations to the contrary.


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As a result of this interpretation, the University classifies as permanently restricted net assets (a) theoriginal value of gifts donated to the permanent endowment, and (b) accumulations to the permanentendowment made in accordance with the direction of the applicable donor gift instrument at the time theaccumulation is added to the fund. The remaining portion of the donor-restricted endowment fund that isnot classified in permanently restricted net assets is classified as temporarily restricted net assets untilthose amounts are appropriated for expenditure by the University in a manner consistent with the standardof prudence prescribed by UPMIFA. The classification of temporarily restricted net assets includes fundsdonated to the University under an agreement permitting the Board to expend below the original value ofthe gift in periods of deficient earnings.

In accordance with UPMIFA, the University considers the following factors in making a determination toappropriate or accumulate donor-restricted endowment funds:

(1) The duration and preservation of the fund(2) The purposes of the organization and the donor-restricted endowment fund(3) General economic conditions(4) The possible effect of inflation and deflation(5) The expected total return from income and the appreciation of investments(6) Other resources of the organization

Endowment funds are categorized in the following net asset classes:

June 30


Donor-restricted

EndowmentFunds

Board-designated

EndowmentFunds

Donor-restricted

EndowmentFunds

Board-designated

EndowmentFunds

Unrestricted $(4,105) $985,703 $(5,881) $947,764

Temporarily restricted 203,220 - 176,248 -

Permanently restricted 190,384 - 187,761 -

Total endowment funds $389,499 $985,703 $358,128 $947,764


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Changes in endowment funds by net asset classification are summarized as follows:

(in thousands) 2013

UnrestrictedTemporarilyRestricted

PermanentlyRestricted Total

Endowment net assets,beginning of year $941,883 $176,248 $187,761 $1,305,892

Investment return:Investment income 23,956 4,773 - 28,729Net appreciation (realized

and unrealized) 61,319 31,552 - 92,871Administrative expenses (5,413) (4,257) - (9,670)

Total investment return 79,862 32,068 - 111,930Contributions 5,844 14,472 1,462 21,778Appropriations of assets for

expenditure (47,818) (20,502) - (68,320)Reinvestment of payout and

internal transfers toendowments 1,827 934 1,161 3,922

Endowment net assets, end ofyear $981,598 $203,220 $190,384 $1,375,202

(in thousands) 2012

UnrestrictedTemporarilyRestricted

PermanentlyRestricted Total

Endowment net assets,beginning of year $947,259 $199,421 $184,420 $1,331,100

Investment return:Investment income 25,221 3,128 - 28,349Net appreciation

(depreciation) (realizedand unrealized) 20,061 (13,385) - 6,676

Administrative expenses (5,282) (3,112) - (8,394)Total investment return 40,000 (13,369) - 26,631Contributions 1,485 9,159 2,078 12,722Appropriations of assets for

expenditure (47,410) (19,297) - (66,707)Reinvestment of payout and

internal transfers toendowments 549 334 1,263 2,146

Endowment net assets, end ofyear $941,883 $176,248 $187,761 $1,305,892


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Endowments with Eroded Corpus

From time to time, the fair value of assets associated with individual donor-restricted endowment fundsmay fall below the level that the donor or UPMIFA requires the University to retain as a fund of perpetualduration. In accordance with GAAP, deficiencies of this nature that are reported in unrestricted net assetswere $4.1 million and $5.9 million as of June 30, 2013 and 2012, respectively.

Return Objectives and Risk Parameters

The goal of the Endowment is to preserve and enhance its purchasing power while providing a relativelypredictable and stable source of income to meet the needs that endowment funds were established tosupport. While it is the University’s goal to maintain purchasing power in practice, it is not theUniversity’s accounting policy to accommodate purchasing power adjustments by classifying anyadditional portion of net appreciation as permanently restricted. The specific investment objective to berealized over complete market cycles is to achieve an average annual rate of return, net of investmentmanagement fees and expenses, of at least 5% above inflation.

Strategies Employed for Achieving Objectives

Asset allocation policy is the cornerstone of a disciplined, consistent, and diversified approach toachieving the Endowment's investment objectives. The Endowment's long-term target asset allocation isapproved by the Investment Committee of the Board of Trustees. The Endowment's long time horizonand need to provide resources for current spending as well as preserve purchasing power calls for a biastowards equity and equity-like asset classes.

Spending Policy and How the Investment Objectives Relate to Spending Policy

The University's Board of Trustees establishes a spending policy that determines how endowmentdistributions are made. The spending policy is designed to balance current and future spendingrequirements by ensuring that a portion of investment return is distributed for current expenditure with theremainder reinvested to shield against inflation. The payout rate is approved annually by the Board ofTrustees as part of the budget process. Currently, spending increases in the payout are capped by thechange in the Consumer Price Index for the Washington, DC metro area, adjusted for new gifts receivedduring the year. The annual payout is intended to approximate 5% of the average fair value of theendowment. In establishing this policy, the University considered the long-term expected return on itsendowment.

Accumulated appreciation in endowment funds with donor-restricted corpus is classified as temporarilyrestricted net assets until appropriated for spending under the Board of Trustees’ spending policy. At thetime of appropriation, the amount of investment income necessary to satisfy the Board of Trustees’spending policy for the endowment fund and related purpose restrictions, if applicable, is reflected as aNet assets released from restriction, which reduces temporarily restricted net assets and increasesunrestricted capital and investing net assets. Any excess of income earned over the approved spendingamount is retained in unrestricted, temporarily restricted, or permanently restricted net assets dependingon donor restrictions.


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Note 8 - Physical Properties

(in thousands) June 302013 2012

Land $151,676 $150,682Buildings 1,345,061 1,277,164Construction in progress 227,998 87,234Building under capital lease 6,527 6,527Accumulated depreciation (517,309) (478,032)Total $1,213,953 $1,043,575

Furniture and equipment $116,619 $116,628Library and historical research materials 86,224 86,713Equipment under capital leases 9,117 8,911Accumulated depreciation (135,025) (135,607)Total $76,935 $76,645

The value of Construction in progress includes the addition of capitalized interest of approximately $4.5million and $1.9 million as of June 30, 2013 and 2012, respectively.

Furniture and equipment expenditures (in thousands): June 302013 2012

Capitalized $21,244 $18,868Expensed 15,661 13,666Total $36,905 $32,534

Depreciation expense (in thousands): June 302013 2012

Buildings $39,394 $37,370Furniture and equipment 18,730 18,208Equipment under capital leases 1,909 2,271Total $60,033 $57,849


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Note 9 - Accounts Payable and Accrued Expenses


Accrued building construction payable $44,157 $21,690Accrued interest payable 16,588 15,598Accrued other liabilities 19,216 17,860Accrued payroll and related liabilities 66,917 62,506Accumulated postretirement liability 19,329 20,422Asset retirement obligation 1,609 1,524FICA refund due to medical residents 1,101 13,214Split-interest agreements 6,817 6,731Trade payables 11,894 11,757Other payables 17,785 18,592Total $205,413 $189,894

Note 10 - Bonds and Notes Payable

June 30(in thousands)

FinalScheduledMaturities

2013 2012

EndingInterest Rate

AmountOutstanding

AmountOutstanding

Tax-exempt bonds:Series 1999B/C - $ - $167,730

Taxable bonds:2002 Series A/B - - 172,8002007 Series General Obligation 2/01/2017 Fixed 5.3% 50,000 50,0002009 Series General Obligation 2/01/2019 Fixed 6.0% 200,000 200,0002010 Series General Obligation 9/15/2020 Fixed 4.72% 116,435 124,0602011 Series General Obligation 9/15/2021 Fixed 4.452% 100,000 100,0002011A Series General Obligation 9/15/2021 Fixed 3.576% 50,000 50,0002012 Series General Obligation 9/15/2022 Fixed 3.485% 300,000 300,0002012A Series General Obligation 9/15/2017 Fixed 1.827% 168,000 -2013 Series General Obligation 9/15/2043 Fixed 4.363% 170,000 -

Non-recourse debt:Notes payable – secured by real estate 3/11/2017 Fixed 5.9% 200,000 200,000Notes payable – secured by real estate 5/11/2014 Fixed 5.703% 9,331 9,664Notes payable – secured by real estate 7/11/2015 Fixed 4.955% 14,940 15,285

Unsecured notes payable 5/01/2021 Fixed 3% 128 642

Total $1,378,834 $1,390,181

Estimated fair value (Level 2) at June 30: $1,422,493 $1,495,898


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The University’s long-term debt is not reported at fair value on the Consolidated Statements of FinancialPosition and the fair value is being provided for disclosure purposes only. The fair value is based ondiscounted future cash flows using current market interest rates.

Recent bond issuances (in thousands):

Issue date Series Type Amount Purpose

March 2013 2013 Taxable $170,000 Refund Series 2002A/B taxable bondsJuly 2012 2012A Taxable $168,000 Refund Series 1999B/C tax-exempt bondsMarch 2012 2012 Taxable $300,000 Provide funding for general University

purposes including capital projects

As of June 30, 2013 the University has two renewable available lines of credit with a national banktotaling $150 million. These lines of credit have variable interest rates and expire in 2014. There were noamounts outstanding under lines of credit at June 30, 2013 or 2012.

The agreements for certain debt issuances require the University to deposit and maintain specifiedamounts in trustee-controlled accounts as repair and maintenance, taxes, and insurance reserves. Insatisfaction of these requirements, $3.6 million and $3.1 million were included in Other assets at June 30,2013 and 2012, respectively. Other assets include unamortized debt issuance costs of $6.4 million and$7.6 million as of June 30, 2013 and 2012, respectively.

June 30Interest expense (in thousands) Expense Category 2013 2012

Bonds/notes payable Interest $42,576 $34,821Rental property Investment real property 14,461 14,732Capital leases Interest 96 127Total $57,133 $49,680

As of June 30, 2013, principal payments are due on bonds and notes payable in accordance with thefollowing schedule:

Fiscal Year Ending June 30 (in thousands)

2014 $17,8032015 8,9922016 23,3352017 259,6962018 178,266Thereafter 890,742Total $1,378,834


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Note 11 - Commitments and Contingencies

The University is a defendant in certain pending civil suits. Based upon information currently available,management believes that any liability resulting therefrom will not materially affect the financial positionor changes in net assets of the University.

Amounts received and expended by the University under various federal and state programs are subject toaudit by government agencies. Management believes that adjustments, if any, which might result fromsuch audits would not have a significant impact upon the consolidated financial position or changes in netassets of the University.

The University leases certain office, academic, residential, and administrative facilities under non-cancelable operating leases expiring at various dates through 2026. Rent expense under operating leasestotaled $30.5 million and $27.8 million for the years ended June 30, 2013 and 2012, respectively. Theaggregate minimum lease payments under these operating leases are as follows:


2014 $23,1072015 16,0302016 15,3352017 7,3892018 3,536Thereafter 20,018Total $85,415

The University has entered into capital leases on equipment for academic and administrative purposes.Minimum lease payments under capital leases and the present value of the net minimum lease paymentsare as follows:


2014 $8192015 5482016 2272017 57Minimum lease payments 1,651Less amount representing interest (46)Total $1,605

Capital leases payable are recorded as trade payables in Accounts payable and accrued expenses (Note 9).


28

Note 12 - Net Assets

Net assets and revenues, gains, and losses are classified based on the existence or absence of donor-imposed restrictions. Accordingly, net assets of the University are classified and reported as follows:

Permanently restricted - Net assets subject to donor-imposed restrictions that stipulate they bemaintained permanently by the University. Generally, the donors of these assets permit the University touse all or part of the income earned on related investments for general or specific purposes.

Temporarily restricted - Net assets subject to donor-imposed restrictions that may be or will be meteither by actions of the University and/or by the passage of time.

Temporarily and permanently restricted net assets consist of the following:


TemporarilyRestricted

PermanentlyRestricted

TemporarilyRestricted

PermanentlyRestricted

Building funds $4,803 $ - $4,996 $ -

Endowment funds:Instruction & academicsupport 134,933 122,771 116,589 120,738Student aid 65,026 66,015 56,576 65,425Building funds 884 632 829 632Other endowments 2,377 966 2,254 966

203,220 190,384 176,248 187,761

Loan funds - 3,481 - 3,528

Pledges:Instruction & academicsupport 36,125 878 34,431 1,036Student aid 10,133 246 9,794 294Building funds 821 19 9,490 285Other pledges 5,157 127 3,729 144

52,236 1,270 57,444 1,759

Split-interest agreements 5,288 27,497 4,770 25,896

Other 15,737 5,035 11,935 5,035

Total $281,284 $227,667 $255,393 $223,979


29

Note 13 - Program and Supporting Activities Expense


Instruction and academic support $592,143 $547,939Research and research support 146,105 140,377Auxiliary enterprises 94,089 92,964Student services 98,830 89,342Institutional support 126,527 117,504Independent operations 40,052 39,968Student aid 22,026 20,355Total $1,119,772 $1,048,449

Independent operations include expenses associated with the University’s investment real estateoperations.

Costs related to the maintenance and operation of physical plant of $169.7 million and $163.1 million forthe years ended June 30, 2013 and 2012, respectively, include depreciation of plant assets and interest onplant debt. These costs are allocated among program and supporting activities based upon periodicinventories of facility square foot usage. Interest on plant debt is allocated based on the percentage ofactual interest expense attributable to properties.

Technology costs of $75.4 million and $70.6 million for the years ended June 30, 2013 and 2012,respectively, are allocated to other functions based upon relative benefits provided to academic andadministrative users of the services. Technology costs include expenses associated with the operation andmaintenance of administrative systems, campus network and telecommunications systems, computinglabs, and related support for students and faculty.

Note 14 - Retirement Plans and Postretirement Benefits

Full-time and regular part-time faculty and staff are eligible for participation in the University’s definedcontribution retirement program. The program is administered by the University. Independent vendorsreceive contributions for the plan for investment purposes and process distributions from the plan. Anypresent or future employee who completes two years of service becomes eligible to participate in theprogram.

The plan consists of both a noncontributory and a matching component. All eligible participants receive acontribution equal to 4% of their base salary. In addition, for those employees electing to participate inthe matching portion of the program, the University contributes an additional amount equal to 1½% foreach 1% of eligible compensation contributed by the employee, but not to exceed an amount equal to 6%of the participant’s eligible compensation. Participants are immediately fully vested in both types of theUniversity’s contributions. Eligible participants direct the investment of contributions made on theirbehalf. For eligible participants who do not provide investment direction for contributions, the Universitycontributions are invested in a Qualified Default Investment Alternative based on the expected year ofretirement. University contributions to the retirement plan amounted to $33.1 million and $31.3 millionfor the years ended June 30, 2013 and 2012, respectively.


30

The University provides health care and life insurance benefits to certain retired employees. Theseemployees become eligible for benefits after meeting age and service requirements.

GAAP for postretirement benefit plans requires the recognition of the funded status of a defined benefitpostretirement plan on the Consolidated Statements of Financial Position. An overfunded plan isrecognized as an asset and an underfunded plan is recognized as a liability. The unamortized transitionobligation and net actuarial gains or losses as well as subsequent changes in the funded status arerecognized as Postretirement related changes in the Consolidated Statement of Activities. TheUniversity’s policy is to fund postretirement benefits as payments are made.

Net periodic postretirement benefit costs: June 30(in thousands) 2013 2012

Service cost - benefits earned during the year $556 $411Interest cost on accumulated benefit obligation 844 1,005Amortization of net actuarial loss 66 -Amortization of transition obligation 231 231

Net periodic benefit cost $1,697 $1,647


31

The postretirement benefit plan’s funded status and the amount of accumulated postretirement benefitplan costs, using a measurement date of June 30, consist of the following:

Years Ended June 30(in thousands) 2013 2012

Change in Accumulated Postretirement BenefitObligation:

Accumulated postretirement benefit obligation atbeginning of year $20,422 $18,902

Service cost 556 411Interest cost 844 1,005Net actuarial (gain)/loss (901) 1,378Plan participants’ contributions 1,643 1,523Medicare subsidy - 265Benefits paid (3,235) (3,062)

Accumulated postretirement benefit obligation atend of year 19,329 20,422

Change in Fair Value of Plan Assets:Fair value of plan assets at beginning of year - -

Plan participants’ contributions 1,643 1,523Employer contributions 1,592 1,274Medicare subsidy - 265Benefits paid (3,235) (3,062)

Fair value of plan assets at end of year - -

Funded Status at End of Year:Accumulated postretirement liability reflected in theConsolidated Statements of Financial Position inAccounts payable and accrued expenses $(19,329) $(20,422)

Amounts Not Recognized in Net Periodic Benefit Cost:Net actuarial loss $1,602 $2,569Transition obligation 458 689Total $2,060 $3,258

June 30Discount rates: 2013 2012

Net periodic benefit cost 4.30% 5.50%Postretirement benefit obligation 4.90% 4.30%


32

The following changes were recognized in unrestricted net assets for the year ended June 30, 2013:

(in thousands)

Current year net actuarial gain $901Amortization of transition obligation 231Amortization of loss 66Total $1,198

A portion of the transition obligation of $0.23 million is expected to be amortized from unrestricted netassets into net periodic benefit cost for the year ending June 30, 2014.

Assumed health care cost trend rates have a significant effect on the amounts reported for health careplans. The liability calculation as of June 30, 2013 above assumes a 7.0% increase in health care costs forthe year ended June 30, 2014, with the rate decreasing by 0.4% annually for the next five years to anultimate trend rate of 5.0% thereafter. The liability calculation as of June 30, 2012, assumed a 7.5%increase in health care costs for the year ended June 30, 2013, with the rate of increase diminishing by0.5% annually for the next five years to an ultimate trend rate of 5.0% thereafter. A one percentage pointchange in these health care cost trend assumptions would have the following impact on the reportedamounts:


Effect of a 1% increase:Postretirement benefit obligation $538 $753Net periodic benefit cost 136 173

Effect of a 1% decrease:Postretirement benefit obligation $(2,654) $(2,864)Net periodic benefit cost (205) (221)

The following benefit payments, which reflect expected future service, are expected to be paid over thenext 10 fiscal years:

Fiscal Year Ending June 30 (in thousands)2014 $1,5842015 1,5512016 1,4562017 1,3652018 1,3062019 – 2023 (total) 5,264


33

Note 15 - Related Parties

MEDICAL FACULTY ASSOCIATES, INC.

The University has an Academic Affiliation Agreement with Medical Faculty Associates, Inc. (MFA).Under the agreement, MFA provides clinical teaching, research, and administrative services to theUniversity. In addition, MFA leases certain office space, uses operational services, and providesacademic support. Medical education agreements revenue of approximately $10.7 million and $9.9million was reported for the years ended June 30, 2013 and 2012, respectively. Approximately $25.9million and $24.9 million in purchased services from the MFA were reported for the years ended June 30,2013 and 2012, respectively. The University had an outstanding receivable balance due from MFA of$0.9 million and $1.1 million as of June 30, 2013 and 2012, respectively. The University had anoutstanding payable balance due to MFA of $0.9 million and $0.7 million as of June 30, 2013 and 2012,respectively.

DISTRICT HOSPITAL PARTNERS, L.P.

The University has a 20% limited partnership interest in District Hospital Partners, L.P. (DHP), whichowns and operates the GW Hospital and provides support to the University in developing and maintainingthe medical academic and research programs. The University’s investment in DHP is recorded on theequity basis of accounting. The University’s share of the partnership’s profits for the years ended June30, 2013 and 2012 was approximately $7.2 million and $7.5 million, respectively.

The University and DHP have executed several agreements, which reimburse or compensate theUniversity for providing services or personnel to assist in the continued operations of the GW Hospital.Medical education agreements revenue of approximately $30.4 million and $29.8 million was reported forthe years ended June 30, 2013 and 2012, respectively. The receivable from DHP for the unpaid balanceof these services is $3.2 million and $6.7 million as of June 30, 2013 and 2012, respectively.Approximately $0.4 million and $0.1 million in purchased services from the GW Hospital were reportedfor the years ended June 30, 2013 and 2012, respectively.

Schedule of Expenditures of Federal AwardsNotes to Schedule of Expenditures of Federal Awards and

Reports under OMB Circular A-133

The George Washington UniversitySchedule of Expenditures of Federal Awards

For the year ended June 30, 2013

CFDA#Agency or Pass Through Number

Total Expenditures

STUDENT FINANCIAL AID CLUSTER

DEPARTMENT OF EDUCATIONFederal SEOG Program Fall 2012‐Summer 2013 84.007 1,252,274$ Federal Work Study Program Fall 2011‐Summer 2013 84.033 1,819,297 Federal Pell Grants Fall 2011‐Summer 2013 84.063 5,996,644 TEACH Grants Program Fall 2011‐Summer 2013 84.379 80,500

DEPARTMENT OF EDUCATION TOTAL 9,148,715

STUDENT FINANCIAL AID CLUSTER TOTAL $ 9,148,715

TRIO CLUSTER

Direct TRIO AwardsDEPARTMENT OF EDUCATION

The Upward Bound Program 84.047 P047A070893 69,688$ The Upward Bound Program 84.047 P047A121428 181,062

Direct TRIO Awards Total 250,750

Federal Pass Through TRIO Awards (PASS THROUGH ENTITY)DEPARTMENT OF EDUCATION

The Upward Bound Program Year 10 (NATIONAL COUNCIL OF LA RAZA) 84.047 P047A070805 9,216 Federal Pass Through TRIO Awards Total 9,216

TRIO CLUSTER TOTAL $ 259,966

RESEARCH AND DEVELOPMENT CLUSTER

Direct Research and Development Awards

DEPARTMENT OF AGRICULTUREEconomic Research Service

Understanding Under‐Reported of SNAP in the NHANES Survey 10.250 58‐4000‐2‐0086 29,669$ Economic Research Service Total 29,669

National Institute of Food and AgricultureSecond Language & Culture Exposure for Children & Youth (SLCECY) Project 10.500 2011‐48731‐31191 434,868

National Institute of Food and Agriculture Total 434,868

DEPARTMENT OF AGRICULTURE TOTAL 464,537

Program Description

The accompanying notes are an integral part of this Schedule34




Total Expenditures Program Description

DEPARTMENT OF COMMERCENational Institute of Standards and Technology

Optimal Materials for Ultraglow Magnetic Field Sensors 11.609 70NANB10H281 176,831$ National Institute of Standards and Technology Total 176,831

DEPARTMENT OF COMMERCE TOTAL 176,831

DEPARTMENT OF DEFENSEDefense Advanced Research Projects Agency

Autonomous Symbiosis of Locomotion and Manipulation with HMMR 12.910 HR0011‐11‐1‐0012 50,339 Defense Advanced Research Projects Agency Total 50,339

Defense Threat Reduction AgencyCreating Tools and Building Capacity for Global Implementation of the International Health 12.HDTRA1‐13‐C‐0035 HDTRA1‐13‐C‐0035 37,516

Defense Threat Reduction Agency Total 37,516

Department of the Air ForceArchitectural Support for Detection and Recovery Using Hardware Wrappers 12.800 FA9550‐09‐1‐0194 78,649 Making Cybersecurity Quantifiable 12.800 FA9550‐12‐1‐0334 126,732

Department of the Air Force Total 205,381

Department of the ArmyAlternative Fuel Vehicle Assessment 12.W91CRB‐11‐C‐0058 W91CRB‐11‐C‐0058 191,708 A Methodology for Programming Under Probabilistic Constraints 12.431 W911NF‐09‐1‐0497 20,215 The Stochastis of Cooperative Systems 12.431 W911NF‐09‐1‐0039 140,485

Department of the Army Total 352,408

Department of the Navy, Office of the Chief of Naval ResearchBiosensor‐Magnetoelectronics Integration 12.300 N00173‐04‐2‐C004 100,261 Building Computational Models for Graphene Nanostrips, Electrical Double Layers, and Shock Waves 12.300 N00173‐09‐2‐C014 38,215 Development of a Novel Spectral Difference Method for Large Eddy Simulation of a Coupled Rotor/Stator System 12.300 N00014‐12‐1‐0500 44,962 Direct and Large‐Eddy Simulation of Air Bubble and Water Droplet Generation in Turbulent Boundary Layers 12.300 N00014‐11‐1‐0588 173,658 GW‐Carderock Collaboration 12.300 N00014‐11‐1‐0316 75,829 Impact of Medical Stability Operations 12.300 N00014‐12‐1‐0852 16,294 Large‐Eddy Simulations of Wake‐Propulsion Interactions 12.300 N00014‐11‐1‐0455 160,801 Photovoltaic Materiel and Device Research and Development 12.300 N00173‐10‐2‐C0005 572,900 Risk Assessment of IHR (2005) Compliant Nations 12.300 N00244‐13‐1‐0025 10,259 Vibrating Sample Magnetometer 12.300 N00014‐12‐1‐0892 258,127

Department of the Navy, Office of the Chief of Naval Research Total 1,451,306






National Security AgencyHierarchical Models for Record Linkage 12.901 H98230‐10‐1‐0232 8,243$ Investigating Algebraic Structures Motivated by Knot Theory 12.901 H98230‐11‐1‐0175 28,559 Summer Program for Women in Mathematics 12.901 H98230‐12‐1‐0224 33,851

National Security Agency Total 70,653

US Army Medical CommandDevelopment of a Mobile Health Research Framework and Evaluation of the Text4Baby Pilot Program 12.420 W81XWH‐10‐2‐0142 109,068

US Army Medical Command Total 109,068

DEPARTMENT OF DEFENSE TOTAL 2,276,671

CENTRAL INTELLIGENCE AGENCYHollow Carbon Nanosphere Encapsulated Alloy Anodes 13.2010‐1044607‐000 2010‐1044607‐000 114,919 Hollow Carbon Nanosphere Research and Development and IC Postdoc Program Support 13.2012‐12040900005 2012‐12040900005 107,852 Improving Robot Perception to Lower Energy Usage 13.2012‐12081600003 2012‐12081600003 48,182 Powering Long‐Term Wireless Devices from Human Locomotion by Broadband Vibration Energy Harvesting 13.2011‐11071400012 2011‐11071400012 45,963

CENTRAL INTELLIGENCE AGENCY TOTAL 316,916

DEPARTMENT OF HOUSING AND URBAN DEVELOPMENTCreative Federalism, Empowered Citizens: Shaping the Great Society City 14.516 H‐21628 SG 20,833

DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT TOTAL 20,833

DEPARTMENT OF THE INTERIORUnited States Geological Survey

Geology of Mesoproterozoic Basement Rocks 15.810 G11AC20169 6,172 Geology of Mesoproterozoic Basement Rocks 15.810 G12AC20180 9,012

United States Geological Survey Total 15,184

National Park ServiceThe Archeological and Maritime Archeological Signatures of Slavery: Research and Education 15.945 P11AC30805 25,453

National Park Service Total 25,453

DEPARTMENT OF THE INTERIOR TOTAL 40,637

DEPARTMENT OF JUSTICEDevelopment of a SNP Assay Panel for Ancestral Origin Inference and Individuals Somatic Traits 16.2009‐DN‐BX‐K178 2009‐DN‐BX‐K178 8,883 Proximity Litigation Real Time PCR for the Detection of Spermatazoa 16.560 2012‐DN‐BX‐K034 32,820 Ancestry/Phenotype SNP Analysis & Integration with Established Forensic Markers 16.562 2011‐CD‐BX‐0123 9,884

DEPARTMENT OF JUSTICE TOTAL 51,587






DEPARTMENT OF TRANSPORTATIONFederal Aviation Administration

Non‐Linear Element Modeling and Material Model Development for Aircraft Engine Failure 20.108 11‐G‐015 434,887$ Federal Aviation Administration Total 434,887

Federal Highway AdministrationAdvanced Crash Analysis to Improve Safety and Security 20.DTFH61‐09‐D‐00001 DTFH61‐09‐D‐00001 2,121,834 Nano Material Modeling and Simulation by New Multiple Length/Time Scale Theories and Algorithms 20.200 DTFH61‐10‐H‐00005 274,159

Federal Highway Administration Total 2,395,993

DEPARTMENT OF TRANSPORTATION TOTAL 2,830,880

NATIONAL AERONAUTICS AND SPACE ADMINISTRATIONScientific Project Coordination for Small Satellites 43.NNX09AC08A NNX09AC08A 125,218 Communication Theory, Research and Applications for NASA Astrobiology and Related Programs 43.NNX09AI58A NNX09AI58A 83,158 New Model Function for Seawater Dielectric Constant at L Band 43.NNX09AU72G NNX09AU72G 139,183 Micro‐Cathode Arc Thruster for PhonSat 43.NNA13AB33P NNA13AB33P 8,307 ExaVolt Antenna: Supporting Technology for Suborbital Ultra‐High Energy Particle Observatories 43.001 NNX12AC54G 83,262 NRA/ Research Opportunities in Space and Earth Sciences 43.001 NNX11AH78G 1,890 Dual‐pump CARS ‐ Interferometric Rayleigh Scattering Measurements in Supersonic Combusting Flows 43.002 NNX08AB31A 756 Strategies for Encouraging Innovation at NASA through Organizational Design and Technology Investment 43.007 NNX11AR54 100,852

NATIONAL AERONAUTICS AND SPACE ADMINISTRATION TOTAL 542,626

NATIONAL ENDOWMENT FOR THE HUMANITIESThe Documentary History of the First Federal Congress, 1789‐1791: Second Session 45.161 RQ‐50584‐11 120,281 Moving Beyond "Rags to Riches": New York's Irish Immigrants and their Surprising Savings Accounts 45.161 RZ‐51352‐11 109,529 Eleanor Roosevelt Papers Project 45.161 RQ‐50576‐11 186,999

NATIONAL ENDOWMENT FOR THE HUMANITIES TOTAL 416,809

INSTITUTE OF MUSEUM AND LIBRARY SERVICESCultural Imaginings: The Creation of the Arab World in the Western Mind 45.312 LG‐05‐09‐0197‐09 8,807

INSTITUTE OF MUSEUM AND LIBRARY SERVICES TOTAL 8,807

NATIONAL SCIENCE FOUNDATIONIPA‐National Science Foundation 47.BCS‐1036845‐002 BCS‐1036845‐002 46,777 CAREER: Squeezing and Shear Behaviors of Liquid Films in Confined Geometry 47.041 CMMI‐1149704 47,859 CDI Type II: Collaborative Research: Understanding Complex Biological Networks: A Process Viewpoint 47.041 CMMI‐0941228 353,145 Chemical Morphology of Carbonaceous Particles and their Precursors in Diffusion Flames 47.041 CBET‐1236280 38,461 CHREC: The NSF Center for High‐Performance Reconfigurable Computing 47.041 IIP‐0706352 79,883 CHREC: The NSF Center for High‐Performance Reconfigurable Computing 47.041 IIP‐1161014 5,706






Collaborative Research: A Complementary‐Free Contact Model for Robotics Applications 47.041 CMMI‐1100532 51,200$ Collaborative Research: Damage Inelastic Design Parameters for Performance‐Based‐Seismic‐ Design of Slender RC Columns 47.041 CMMI‐1000797 9,490 Collaborative Research: Engineering Monodisperse Lipid‐Coated Microbubbles with Distinct Scattering Spectra for Ultrasound Molecular Imaging Applications 47.041 CBET‐1205322 53,135 Collaborative Research: Modeling the Efficacy of Inventory for Extreme Event Preparedness Decision Making in Interdependent Systems 47.041 CMMI‐0963718 56,529 Collaborative Research: New Methods for Measuring, Evaluating, and Predicting the Safety Impact of Road Infrastructure Systems on Driver Behavior 47.041 CMMI‐0927138 68,758 Collaborative Research: Soot Formation in Time‐Varying Nonpremixed Flames 47.041 CBET‐0828950 28,215 Commercialization Feasibility Research and Demonstration Preparation for Privacy‐Preserving Location Based 47.041 IIP‐1158737 12,945 Computational Geometric Uncertainty Propagation for Hamiltonian Systems on a Lie Group 47.041 CMMI‐1243000 38,715 EAGER: Engineering of Universally Immunocompatible Biological Tissues Using Genetically Modified Embryonic Stem Cells and Decellularized Scaffolds 47.041 CBET‐1231549 90,076 EAGER: Exploring Plasma Mechanism of Synthesis of Graphene in ARC Discharge 47.041 CBET‐1249213 64,785 EAGER: Raman Analysis of Thermophoretically Sampled Soot Particulate 47.041 CBET‐1142284 46,217 Exploring Plasma Mechanism of Synthesis of the Ultra‐Long Single Wall Carbon Nanotubes in Arc Discharge Plasma 47.041 CBET‐0853777 2,249 I/UCRC: FRP: Productive Scientific Computing on Heterogeneous Systems 47.041 IIP‐1230815 13,568 I‐Corps: Highly Effective/Low Cost Method for Mass Production of Graphene Platelets 47.041 IIP‐1242993 49,999 Magnetic Tunable Nanostructures: Property Characterization and Modeling 47.041 CMMI‐1031619 107,947 Multiscale Meshfree Analysis of Failure in Geostructures Founded on or Containing Liquefiable Soils 47.041 CMMI‐0825483 13,333 NSF I‐Corp‐Next‐Gen Diagnostics 47.041 IIP‐1334101 12,353 NUE: Nano Undergraduate Engineering at The George Washington University 47.041 EEC‐0939276 51,958 Three‐Dimensional Separated Flows Around a Bump Imbedded in a Boundary Layer with Pulsatile Freestream: Biofluid Dynamics of Phonation 47.041 CBET‐1236351 59,799 Workshop on Strategies for Setting Occupational Exposure Limits for Engineered Nanomaterials 47.041 CBET‐1236344 2,858 A Group Travel Proposal for the NSF/India CDS&E Workshop 47.049 DMS‐1210504 3,368 CAREER: Nonlinear Phenomena in Evolution PDE 47.049 DMS‐1151618 27,214 CAREER: Nuclear Physics from Lattice QCD in the Chiral Regime 47.049 PHY‐1151648 45,915 CAREER: To the Frontiers of Few‐Nucleon Effective Field Theories 47.049 PHY‐0645498 7,878 Collaborative Research: Echogenic Lipid Nanoparticle for Concurrent Ultrasound Imaging and Drug Delivery 47.049 DMR‐1239105 51,135 Combinatorial Link Homologies and their Applications 47.049 DMS‐1205879 49,264 Experimental Studies of Molecular Kinetics, Structure and Thermodynamic Properties of Pure and Doped Amorphous Solid Water at Temperatures Above 160k 47.049 CHE‐1012692 54,484 GOALI: Multi‐Electron Electrochemical Energy Storage 47.049 DMR‐1006568 103,203 Instrument Development and Analysis Tools for Standoff Identification and Mapping of Binders in Paintings 47.049 CHE‐1041827 227,462 Knots in Washington: A Conference Series on Knot Theory and its Ramifications 47.049 DMS‐1137422 23,781 Precision Measurements of Parity Violation in Nucleon‐Nucleon and Electron‐Proton Scattering 47.049 PHY‐0901152 118,956 SEP: Sustainable Co‐Synthesis of Cement and Fuels 47.049 CHE‐1230732 279,404 Single Cell and Subcellular Analysis by Laser Ablation Electrospray Ionization Mass Spectrometry 47.049 CHE‐1152302 187,609






Statistical Algorithms for Threat Detection via Sensor Networks 47.049 DMS‐0915156 240,402$ Topics in Computable Mathematics 47.049 DMS‐0904101 561 Topics in Computable Structure Theory 47.049 DMS‐1202328 56,588 Topics in Global Behavior of Solutions to Nonlinear Dispersive PDE 47.049 DMS‐1103274 53,858 Middle‐to‐Late Jurassic Terrestrial Vertebrates of China: Systematics and Geochronology 47.050 EAR‐0922187 50,855 CAREER: A System for Resilient, Misso‐Critical Embedded Computation 47.070 CNS‐1149675 58,793 CAREER: A Theoretical Foundation for Achievability and Optimization in Privacy‐Preserving Data Mining 47.070 CCF‐0852674 146,941 CAREER: An Introspective Architecture for Manycore Performance and Power Debugging 47.070 CCF‐1149557 70,664 CAREER: Secure Public Key Cryptography 47.070 CNS‐1237429 47,021 Collaborative Research III: Suppressing Sensitive Aggregates Over Hidden Web Databases: A Novel and Urgent Challenge 47.070 CNS‐0915834 74,643 Collaborative Research: CT‐M: Hardware Containers for Software Components 47.070 CNS‐0830910 151,575 Collaborative Research: NEDG: Throughput Optimization in Wireless Mesh Networks 47.070 CNS‐0831852 2,000 Collaborative Research: Spectrum Efficient Waveform Design with Application to Wireless Networks 47.070 CNS‐1247694 42,413 CSR: Small: Collaborative Research: Per‐Process Energy Accounting in Mobile Systems 47.070 CNS‐1218200 35,594 EAGER: Electronics End‐to‐End Independently Verifiable (E2E) Voting Systems 47.070 CNS‐0937267 5,850 EAGER: Prototype Dense Motion Capture for Large‐Scale Deformable‐Scene Tracking 47.070 IIS‐1249409 67,650 MRI: Acquisition of a High‐Performance Instrument for Interdisciplinary Computational Science and Engineering 47.070 CNS‐0923256 90,173 NeTS: Medium: Collaborative Research: Integrated Dynamic Spectrum Access for Throughput, Delay, and Fairness Enhancement 47.070 CNS‐1162057 98,711 NeTS: Medium: Collaborative Research: Opportunistic and Compressive Sensing in Wireless Sensor Networks 47.070 CNS‐0963957 138,694 NeTS: Small: Collaborative Research: Holistic and Integrated Design of Layered Optical Networks 47.070 CNS‐0915795 59,229 NeTS: Small: Exploring the Signal Sparsity in Sensor Networks Based on Compressive Sampling 47.070 CNS‐1017662 110,724 RAPID: Secure Bulletin Boards and Absentee Voting in Real‐World Independently‐Verifiable Elections 47.070 CNS‐1137973 16,922 SBES: Small: Cyber Security Workshops for Social Science Researchers 47.070 CNS‐1223630 59,703 SHF: Small: Software and Hardware Integration with Feedback and Transparency for Many‐Core Computing 47.070 CCF‐1117243 37,740 Stimulating SaTC Research through PI Meeting 47.070 CNS‐1243386 65,410 Summit on Education in Secure Software 47.070 CNS‐1039564 43,112 TC: Small: Collaborative Research: Membership Inference in a Differentially Private World and Beyond 47.070 CNS‐1117297 1,535 CAREER: Influences of Plant Traits on Wood Decomposition Rates Across Scales: From Fungal Microbe Communities to Carbon Turnover 47.074 DEB‐1302797 211,294 CDI Type II: From Ion Channels to Blood Flow and Heart Sounds: A New Paradigm in Cyber‐Enabled Multiphysical Analysis of Heart Function 47.074 IOS‐1124813 32,867 Collaborative Research: ARTS: Taxonomy and Systematics of Selected Neotropical Clades of Arachnids 47.074 DEB‐1144492 101,609 Collaborative Research: Assembling the Euteleost Tree of Life Addressing the Major Unresolved Problem in Vertebrate Phylogeny 47.074 DEB‐1019308 9,106 Collaborative Research: Automated and Community‐Driven Synthesis of the Tree of Life 47.074 DEB‐1301820 41,994 Collaborative Research: Development, Performance and Evolutionary Ramifications of Premaxillary Protrusion in Teleosts: A Transdisciplinary Study of Convergent Evolution 47.074 IOS‐0726087 49,928






Collaborative Research: Tritrophic Interactions and the Temporal Stability of Host‐Use by an Oligphagous Herbivore 47.074 DEB‐1258056 16,457$ Cypriniform Morphological Novelties: Origin, Performance, and Evolutionary Implications 47.074 IOS‐1025845 98,083 Dissertation Research: Priority Effects in the Establishment of the Oak Leaf Tie Community 47.074 DEB‐1210600 7,507 Diversity of the 185/333 System and Innate Immunity in the Purple Sea Urchin 47.074 MCB‐0744999 10,654 Hedgehog Signaling in Growth and Development of the Teleostean Pharyngeal Skeleton 47.074 IOS‐0721662 365 Maternal Determinants of Neural Fate 47.074 MCB‐1121711 234,779 Mechanism of Action of MID1, a Novel E3 Ligase and Regulator of PP2A 47.074 MCB‐1052520 173,774 Molecular Specification of the Pre‐Placodal Ectoderm 47.074 IOS‐0817902 1,574 PBI: Collaborative Research: The Megadiverse, Microdistributed Spider Family Oonopidae 47.074 DEB‐0613928 3,428 Research Coordination Network: Deep Fin Will Advance the Phylogeny of Fishes 47.074 DEB‐1004765 45,009 Skeletal Preservation and the Life History of Virunga Mountain Gorillas 47.074 BCS‐0852866 41,323 The SP185/333 System in the Sea Urchin; Gene Family Structure, Gene Regulation and Protein Function 47.074 IOS‐1146124 143,979 Addressing Privacy Online: A Study of Privacy in Context 47.075 SES‐1311823 29,929 CAREER: The Evolution of Cultural Learning 47.075 BSC‐0748717 56,011 Collaborative Research: Acheulean Hominin Behavior at Elandsfontein, South Africa 47.075 BCS‐1219455 35,123 Collaborative Research: Evolutionary Origins of the Brain Energetics and Adaptive Plasticity of Humans 47.075 BCS‐0827531 139,831 Collaborative Research: Integrative Analysis of Hominid Feeding Biomechanics 47.075 BCS‐0725122 79,514 Collaborative Research: Legislative Tactics and the Durability of Legislation 47.075 SES‐0961303 35,776 Collaborative Research: Paleoanthropological Investigation of the Ledi‐Geraru Hominin Site (Afar, Ethiopia) 47.075 BCS‐1302067 8,589 Collaborative: Tax Evasion and Corruption Across the World: Are firms Victims or Perpetrators? 47.075 SES‐0924910 18,370 Developing Standardized Policies: A Comprehensive Evaluation of Factors Relevant to Ethical Considerations 47.075 SES‐1058186 114,788 Doctoral Dissertation Improvement Grant: Material Symbolism and Ochre Use in Middle Stone Age East‐Central Africa 47.075 BCS‐1240694 5,790 Doctoral Dissertation Improvement: Fossil Footprints and the Dynamics of Footprint Formation: Implications for the Evolution of Human Gait 47.075 BCS‐1232522 8,574 EAGER: Gaze Click: A New Procedure for Assessing Cognitive Competence in Pre‐ and Non‐Verbal Populations 47.075 BCS‐0946376 2,201 Generating Popular Support in Non‐Democratic Regimes: The Case of China 47.075 SES‐0921570 5,909 Genetic Testing, Forensic Practice, and Changing Cultures of War Dead Commemoration 47.075 BCS‐1318080 13,079 Group‐Centrism in American Public Opinion 47.075 SES‐1155226 11,606 Hominin Footprints, Fossils, and their Context in the Early Pleistocene of Koobi Fora, Kenya 47.075 BCS‐1128170 74,232 Life Lived in Relief: Experiences with Humanitarianism Since 1948 47.075 SES‐1026287 85,728 Mineralized Tissue Research on the Life History of Virunga Mountain Gorillas 47.075 BCS‐0964944 49,776 The Constraining Capacity of Law on the U.S. Supreme Court 47.075 SES‐1123701 21,384 Uncertainty Reduction: The Guiding Principle of Attentional Allocation 47.075 BCS‐1059523 166,952 Workshop: Collaborative Research: A Workshop on the Normative Implications of Empirical Research in Law and Courts 47.075 SES‐1228306 19,866 Argumentation in Middle School Classrooms: A Video Ethnographic and Corpus Analysis of Discourse 47.076 DRL‐1008582 24,521 Bridging the Expert‐Novice Problem‐Solving Gap with the GW‐ACCESS Protocol 47.076 DUE‐0837330 24,202 Evaluation of Teacher Education Programs: Toward a Framework for Innovation 47.076 DRL‐1153848 78,358 Graduate Research Fellowship Program 47.076 DGE‐0749446 11,000






Graduate Research Fellowship Program 47.076 DGE‐1246908 237,860$ High‐5 STEM Collaborative for the Diversification of the Professoriate 47.076 HRD‐1111173 81,560 IGERT: Dynamics of Behavioral Shifts in Human Evolution: Brains, Bodies and Ecology 47.076 DGE‐0801634 519,683 Multiple Instrumental Case Studies of Inclusive STEM‐Focused High Schools: Opportunity Structures for Preparation and Inspiration 47.076 DRL‐1118851 745,965 Partnerships for Adaptation, Implementation, and Dissemination (PAID): Collaborative Award ‐ PAY IT FORWARD 47.076 HRD‐0930126 33,517 PISCES 2014: Partnership in Securing Cyberspace through Education and Service 47.076 DUE‐1027425 717,229 Teaching Strategic, Operational and Defensive Cybersecurity to the Next Generation from Sea to Shining Sea 47.076 DUE‐1129398 77,642 The DC Consortium on Research and Evaluation for DC Public Schools 47.076 DRL‐1150999 74,691 Collaborative Research: Interactions Between Air Temperature, Permafrost and Hydrology in the High Latitudes of Eurasia 47.078 ARC‐1204110 70,699 RCN‐SEES: Building a Research Network for Promoting Arctic Urban Sustainability in Russia 47.078 ARC‐1231294 49,487 ARRA‐Balanced Scalable Architectures for Data‐Intensive Supercomputing 47.082 OCI‐0937875 176,034 ARRA‐Collaborative Research: Development of Efficient Petascale Algorithms for Inhomogeneous Quantum‐Mechanical Systems 47.082 OCI‐0904887 181,481 ARRA‐The Circumpolar Active Layer Monitoring Network 47.082 ARC‐1002119 334,270

NATIONAL SCIENCE FOUNDATION TOTAL 10,057,951

DEPARTMENT OF ENERGYA Data Analysis Center for Electromagnetic and Hadronic Scattering Processes 81.049 DE‐FG02‐99ER41110 620,345 Control of Hydrothermal UO2n+ Systems: A Solution Phase Approach to New Solid State Materials 81.049 DE‐FG02‐05ER15736 39,918 Interface Induced Carbonate Mineralization: A Fundamental Geochemical Process Relevant to Carbon Sequestration 81.049 DE‐FG02‐ER15366 43,601 Low‐Energy Photonuclear Studies at HIGS and LUND 81.049 DE‐FG02‐06ER41422 143,634 Mechanism of Synthesis of Ultra‐long Single Wall Carbon Nanotubes in Arc Discharge Plasma 81.049 DE‐SC0001169 25,652 Nanophotonic and Atmospheric Pressure Ion Production 81.049 DE‐FG02‐01ER15129 122,038 Nuclear Physics Calculations from QCD and EFT 81.049 DE‐FG02‐95ER40907 195,674

DEPARTMENT OF ENERGY TOTAL 1,190,862

DEPARTMENT OF EDUCATIONProsody and Voice Characteristics of Children with Cochlear Implants 84.133 H133G120272 11,264

DEPARTMENT OF EDUCATION TOTAL 11,264

NATIONAL ARCHIVES AND RECORDS ADMINISTRATIONThe Documentary History of the First Federal Congress, 1789‐1791 89.003 NAR12‐PC‐50058‐12 84,765 The Documentary History of the First Federal Congress, 1789‐1791 89.003 NAR13‐PC‐50073‐13 84,768 The Eleanor Roosevelt Papers Project 89.003 NAR11‐PM‐50065‐11 5,050 The Eleanor Roosevelt Papers Project 89.003 NAR12‐PM‐50087‐12 187,411

NATIONAL ARCHIVES AND RECORDS ADMINISTRATION TOTAL 361,994






DEPARTMENT OF HEALTH AND HUMAN SERVICESAgency for Healthcare Research and Quality

Reducing Hospital Readmissions for Medicaid Patients through Collaborative Learning and Innovation 93.HHSA2902010000301 HHSA2902010000301 137,196$ Agency for Healthcare Research and Quality Total 137,196

Centers for Disease Control and PreventionEtiologic Frameworks to Prevent Gender‐Based Violence Among Immigrant Latinos 93.136 5R01CE001409‐03 (55,902)

Centers for Disease Control and Prevention Total (55,902)

Centers for Medicare and Medicaid ServicesHealth Care Innovation Challenge 93.610 IC1CMS331004‐01‐00 192,015

Centers for Medicare and Medicaid Services Total 192,015

Health Resources and Services AdministrationEvaluation and Initial Assessment of HRSA Teaching Health Centers 93.HHSH250200646025I HHSH250200646025I 301,232 Integrating Perinatal Depression Screening & Prevention for High Risk Women 93.110 1 R40 MC17179‐01‐00 249,417 Medical Education Partnership Initiative Coordinating Center 93.145 1 UC3HA21113‐02‐00 847,518 Medical Education Partnership Initiative Coordinating Center 93.266 UC3HA21113‐03 1,574,674

Health Resources and Services Administration Total 2,972,841

National Institutes of HealthEpidemiology of Diabetes Interventions and Complications: Data Coordinating Center 93.N01DK62204 N01DK62204 542,709 Social‐Structure Stressors, Resilience and Sexual Behaviors Among Black Men 93.RFA‐MH‐12‐080 RFA‐MH‐12‐080 16,060 Allergic Asthma and Chromium Exposure 93.113 5R21 ES017307 19,717 Environmental Endocrine Disruptors and Human Sperm Chromosomal Abnormalities 93.113 7R01ES017457‐04 348,069 Mechanisms of Particulate Chromium Lung Carcinogenesis 93.113 1R21ES017334‐01‐AI 67,831 The Effects of Phthalates on the Heart: Molecular Pathways and Clinical Relevance 93.113 1F32ES019057 50,448 Gene Regulation of Cranial Sensory Placode Development 93.121 5R01DE022065‐02 227,371 Glottal Physiology and Gender Perception of Transgender Speakers 93.173 1R03DC012134‐01A1 27,491 Multisensory Processing: Plasticity and Accommodation to a Sensory Prosthesis 93.173 7R01DC008308‐05 159,274 Specification of Peripheral Olfactory Stem Cells 93.173 1R01DC011534‐01A1 378,058 Visual Form‐Based Spoken Word Processing 93.173 1R21DC012634‐01A1 51,365 Visual Speech Perception and Neural Processing 93.173 5R01DC008583‐05 128,323 Applying Computational Linguistics to Fundamental Components of Schizophrenia 93.242 1R21MH097999‐01A1 3,605 Etiology and Course of Depressive Symptoms in African American Adolescents 93.242 1R01MH078995‐01A1 15,386 First Episode Psychosis and Pre‐Onset Cannabis Use 93.242 R01 MH081011 98,947 Structural Barriers to HIV Prevention Service Utilization Among Black MSM 93.242 1R21MH097586‐01A1 136,590 Alcohol‐Induced Liver Fibrosis: An In‐Vitro Model 93.273 R01 AA009231 216,537 Brain SOCS3 and PTP1B‐Adipose Leptin Feedback Axis in Alcoholic Hepatosteatosis 93.273 1R21AA020209‐01 79,631






Novel Modulators of Alcohol Induced Metabolic and Liver Injury 93.273 5R01AA020720‐02 363,246$ Robust Test for Genetic Effect in Presence of Interaction with Age‐At‐First‐Drink 93.273 1R03AA021986‐01A1 10,060 Role of Acetaldehyde on PDGF‐BB Induced HSC Migration and Proliferation 93.273 R01AA010541‐17 15,340 Chronic Nicotine Effects on Receptor Subtypes 93.279 R01 DA015767 338,592 Cocaine Enhances HIV Replication by Inducing Transcriptionally Active Chromatins 93.279 1R21DA033924‐01 13,572 Cocaine Induced Selective Epigenetic and Signaling Pathways Enhance HIV Replication 93.279 1R03DA033900‐01 4,788 Discrimination, Drug Use & Risky Sex Cognitions Among Young African Americans 93.279 1R21DA034290‐01 98,490 Impact Evaluation of a Policy Intervention for HIV Prevention in Washington, DC 93.279 IR01DA031649 371,248 NIMHD Research Center on Latino Immigrant/Refugee Health Disparities 93.307 P20MD006898 949,196 Cardioprotective Efficacy of Mg‐Supplementation during HAART Therapy 93.361 R21NR012649 151,582

Pricing of Major Cancer Surgeries: Impact of Insurance, Outcomes, and Severity 93.393 R01 CA129766 235,677 Quit4Baby: Reaching Pregnant Smokers with Health Information via Text Messaging 93.393 IR15CA167586‐01A1 13,823 Role of Liver Fluke Granulin in Cholangiocarcinogenesis 93.393 1R01CA164719‐01A1 157,092 The Importance of EMT in Breast Cancer in African American Women 93.393 1R21CA149478‐01 6,084 The Role of BMI1 in Breast Cancer 93.393 5R01CA094150 363,074 The West Virginia Smoking Cessation or Reduction in Pregnancy Treatment Trial 93.393 R01CA124429‐02 14,102 Biomarkers of Opisthorchis Viverrini‐Induced Cholangiocarcinoma 93.394 1R01CA155297‐01 646,456 miRNA Biomarkers from FFPE Tissue for Early Breast Cancer Detection 93.394 1R21CA159103‐01A1 123,902 The East Coast AIDS and Cancer Specimen Resource 93.395 5U01CA066535 1,221,932 DNA Replication Control and its Application to Selective Killing of Cancer Cells 93.396 4R00CA136555‐04 193,922 Mapping Gene Networking Colon Cancer 93.396 R01CA120316 (38) MTA1 in Oncogenesis 93.396 R01 CA098823 330,152 Pak 1 Signaling and Targets in Breast Cancer Progression 93.396 2R01CA090970‐10A1 335,273 District of Columbia City‐Wide Patient Navigation Research Program 93.399 3U01CA116937‐05S3 77,432 ARRA‐CPCRA Clinical Trials Unit 93.701 3U01AI069503 460,233 ARRA‐Cyclophilin‐CD147 Interaction in Autoimmune Arthritis 93.701 R56 AI081152‐01A1SI 26,141 ARRA‐Diabetes Prevention Program Outcomes Study 93.701 3U01DK048489‐16S2 120,471 ARRA‐District of Columbia City‐Wide Patient Navigation Research Program 93.701 5U01CA116937‐05S2 20,480 ARRA‐Inhibition of the Nonmevalonate Pathway to Kill Mycobacterium Tuberculosis 93.701 1RC1AI086453‐01 41,354 ARRA‐Modeling Officer‐Level Effects of Crisis Intervention Team (CIT) Training 93.701 7R01 MH082813‐03 228,265 ARRA‐Modulators of Alcoholic Lipidemia & Steatosis: Key Role of Scavenger Receptor B1 93.701 1R21AA017965‐01A1 6,238 ARRA‐MTA1 in Oncogenesis 93.701 3R01CA098823‐06S1 3,656 ARRA‐Regional Differentiation during Forebrain Development 93.701 R01HD029178‐17A1 434 ARRA‐Role of PAK1‐MORC2 Pathway in Breast Cancer 93.701 R01 CA139573 81,721 ARRA‐Synaptic Transmission during Neuronal Differentiation 93.701 2R01DC000970‐18 63,022 ARRA‐Ultrasound‐Enhanced Ocular Drug Delivery 93.701 5R21EY018737‐02 18,280 Acute Myocardial Ischemia: When Too Little is Too Much 93.837 1R01HL095828‐01A1 314,524 EGFR Tyrosine Kinase Inhibition ‐ Induced Cardiomyopathy 93.837 5R21HL108311‐02 207,987 HIV Disease and Impairment of High Density Lipoprotein Metabolism 93.837 R01HL101274 751,578 Mechanism of Cardiorespiratory Rhythm in Neonates 93.837 R01 HL59895 440,159






Mechanisms of Virus‐Induced Impairment of Reverse Cholesterol Transport 93.837 R01 HL093818 367,804$ Neurophysiology of Parasympathetic Cardiac Neurons 93.837 R01‐HL049965 417,685 Nicotine Modulation of Parasympathetic Cardiac Neurons 93.837 R01 HL072006 371,150 Data Coordinating Center‐Microbiome of the Lung and Respiratory Tract 93.838 5U01HL098958 500,753 Randomized Trial of Antenatal Late Preterm Steroids (ALPS) ‐ DCC 93.838 5U01HL098354 1,247,051 Molecular Chimerism Therapy for Hemophilia A 93.839 R01 HL065519 808 Concordant Integrative Analysis of Multiple Gene Expression Data Sets 93.847 5R01DK056108‐08 186,906 Cytokine Gene Polymorphism in CRIC Cohort 93.847 7R01DK073665 19,958 Diabetes Prevention Program Outcomes Study 93.847 5U01DK048489 4,916,724 Epidemiology of Diabetes Interventions and Complications: Data Coordinating Center 93.847 1U01DK094176‐01A1 3,043,152 Gene‐Environment Interplay and Childhood Obesity: An Adoption Study 93.847 1R01DK090264‐01A1 667,626 Glycemia Reduction Approaches in Diabetes: A Comparative Effectiveness Study 93.847 1U01DK098246‐01 4,251,060 Multi‐Center Study of Tamsulosin for Ureteral Stone in the Emergency Department 93.847 1U01DK096037‐01 358,874 Planning a Multi‐Center Trial of Tamsulosin for Urolithiasis 93.847 1U34DK090957‐01 49,344 RCU for Lifestyle Interventions in Overweight and Obese Women Consortium 93.847 U01DK094466 733,638 The Studies to Treat or Prevent Pediatric Type 2 Diabetes‐STOPP‐T2D 93.847 5U01DK061230 11,258,341 Using Exergaming to Promote Physical Activity in Preschoolers 93.847 1R2IDK090687‐01A1 159,798 Transcriptional Dynamics Of Neuronal Survival 93.853 R01 NS041391 15,676 Anti‐HIV Activity in Genital Tract Secretions of Postmenopausal Women 93.855 1R03AI102837‐01 75,180 CD8+ T Cell Effectors Against Microsporidia 93.855 1R01AI096978‐01A1 126,642 CPCRA Clinical Trails Unit 93.855 U01 AI069503‐06 238,029 Dendritic Cell Response to Microsporidians 93.855 R01 AI071778 162,353 Developing Tools for Genetic Manipulation of Hookworms 93.855 1R21AI101369‐01A1 23,668 Long Term Immunity Against Toxoplasmosis 93.855 2R01 AI033325‐16A2 317,059 Molecular Detection of Blood Stream Infections in Women with Gynecologic Cancer 93.855 R01AI073342 205,003 Role of Insulin‐Like Signaling in the Hookworm Infective Process 93.855 R01 AI069293 3,844 Terry Berin CPCRA Clinical Trial Unit 93.855 UM1 AI069503 6,412,167 The District of Columbia Development Center for AIDS Research 93.855 P30A1087714 2,056,052 Transduction of Schistosoma Mansoni by Pseudotyped Retrovirus 93.855 R01 AI072773 34,699 A Linked and Enhanced DSR for Modeling Scientific Workforce Dynamics 93.859 5U01GM094142‐02 237,416 Concordant Integrative Analysis of Multiple Gene Expression Data Sets 93.859 1R01GM092963‐03 123,284 Crosstalk Between the Glucose Signaling Pathways in Yeast 93.859 5R01GM087470‐05 229,189 A Follow‐up of Children Enrolled in the Management of Myelomeningocele Study 93.865 U01HD068541 1,082,975 Famine Exposure during First 1000 Days and Intellectual Disability 93.865 1R03HD072104‐01 53,217 Gendered Social Context of Adolescent HIV Risk Behavior Family, Peer Group and Community Influences in South Eastern Ghana 93.865 1R01HD061017 461,040 Hedgehog‐Mediated Regulation of Cell Adhesion 93.865 4R00HD065873‐03 126,490 HIV Prevalence, Sexual Behavior, and Attitude Toward Circumcision Among Columbian MSM 93.865 R01 HD057785 449,000 How Maternal Stress Influences Offspring Health & Development in Wild Chimpanzees 93.865 4R00HD057992‐03 329,035 Intracellular Signaling in the Development of Human Cognitive Function 93.865 4R00HD067379‐03 719






Myelomeningocele Repair Randomized Trial: Data and Study Coordinating Center 93.865 U01 HD041665‐05 82,969$ NICHD Cooperative Multicenter Maternal Fetal Medicine Units: Data Coordinating Center 93.865 5U10HD036801 16,861,200 Regulation of 22q11 Genes in Embryonic and Adult Forebrain 93.865 R01HD042182 293,546 Post‐Meal Exercise and Glycemic Control of Aging 93.866 5R21 AG031550‐02 80,763 Cortical Responses, and their Modification, with Limited Attentional Contribution 93.867 1R21EY021644‐01A1 81,337 Molecular Approaches to Reversing Corneal Goblet Cell Hyperplasia 93.867 1R21EY023106‐01 72,847 Molecular Aspects of Corneal Epithelial Migration 93.867 R01 EY008512 468,010 Role of the Ground Plane in Judging Absolute Distance After Brief Glimpses of Real Environments 93.867 1R01EY021771‐01 233,609

National Institutes of Health Total 70,874,642

Office of the SecretaryEmpowering Latino Teen Youth: Reducing Teen Pregnancy in DC and MD 93.297 TP2AH000015‐02 755,871

Office of the Secretary Total 755,871

DEPARTMENT OF HEALTH AND HUMAN SERVICES TOTAL 74,876,663

UNITED STATES POSTAL SERVICEUnited States Postal Service Product Costing 99.2BTSER‐10‐B‐0065 2BTSER‐10‐B‐0065 87,982

UNITED STATES POSTAL SERVICE TOTAL 87,982

Direct Research and Development Total 93,733,850$

Federal Pass Through Research and Development Cluster (PASS THROUGH ENTITY)

DEPARTMENT OF COMMERCEAssessment and Evaluation of Economic Development Investments (UNIVERSITY OF NORTH CAROLINA) 11.303 99‐06‐07559 167,228$


DEPARTMENT OF DEFENSEDefense Advanced Research Projects Agency

Mission Oriented Resilient Clouds (TT GOVERNMENT SOLUTIONS, INC.) 12.FA8750‐11‐C‐0254 FA8750‐11‐C‐0254 115,523 Defense Advanced Research Projects Agency Total 115,523

Defense Threat Reduction AgencyGlobal Biosecurity, Local Action: Sustaining the International Health Regulations (PENNSYLVANIA STATE UNIVERSITY) 12.DTRA01‐03‐D‐0010 DTRA01‐03‐D‐0010 445,305

Defense Threat Reduction Agency Total 445,305






Department of the Air ForceSimulation Tool for Modeling Weakly Ionized Plasma (TECH‐X CORPORATION) 12.FA9550‐12‐C‐0039 FA9550‐12‐C‐0039 157,769$ Center for Hypersonic Combined Cycle Flow Physics (UNIVERSITY OF VIRGINIA) 12.800 FA9550‐09‐1‐0611 208,828 Comprehensive Study of Plasma Wall Sheath Transport Phenomena (GEORGIA INSTITUTE OF TECHNOLOGY) 12.800 FA9550‐11‐1‐0160 86,603

Department of the Air Force Total 453,200


DEPARTMENT OF THE INTERIORIntegrated Water Use Impact Assessment for DC Urban Infrastructure (UNIVERSITY OF DISTRICT OF COLUMBIA) 15.805 G11AP20070 5,722


DEPARTMENT OF LABORARRA‐Identification and Documentation of Promising Practices and Service Delivery Tools for Reemploying Unemployment Insurance Claimants (CAPITAL RESEARCH CORPORATION) 17.225 MI‐18876‐09‐75‐A‐24 86,521 American Recovery and Reinvestment Act Fund Implementation Study (THE CENTER FOR EMPLOYMENT SECURITY EDUCATION AND RESEARCH, INC.) 17.262 MI19159‐09‐60‐A‐11 5,215

DEPARTMENT OF LABOR TOTAL 91,736

DEPARTMENT OF STATESustaining International Health Regulations Implementation in the Middle East and North Africa (U.S. CIVILIAN RESEARCH AND DEVELOPMENT FOUNDATION) 19.S‐LMAQM‐10‐GR‐090 S‐LMAQM‐10‐GR‐090 98,820 Zoonotic Infectious Diseases Epidemiology Surveillance and Research in Egypt (CRDF GLOBAL) 19.S‐LMAQM‐10‐GR‐090 S‐LMAQM‐10‐GR‐090 43,473 Small Scale Sewage Treatment and Wastewater Reuse System for Pakistan (NATIONAL ACADEMY OF SCIENCES) 19.017 S‐LMAQM‐10‐CA‐384 57,247 Enhancing Scientific Engagement in the Broader Middle East and North Africa (AMERICAN ASSOCIATION FOR THE ADVANCEMENT OF SCIENCE) 19.700 S‐LMAQM‐12‐GR‐1145 22,352

DEPARTMENT OF STATE TOTAL 221,892

DEPARTMENT OF TRANSPORTATIONPerformance of Longitudinal Barriers on Curved Superelevated Roadway Sections (NATIONAL ACADEMY OF SCIENCES) 20.DTFH61‐08‐H‐000035 DTFH61‐08‐H‐000035 247,154 Mass Reduction for Light Duty Vehicles for Model Years 2017‐2025 (ELECTRICORE, INC.) 20.DTNH22‐11‐C‐00193 DTNH22‐11‐C‐00193 42

DEPARTMENT OF TRANSPORTATION TOTAL 247,196

GENERAL SERVICES ADMINISTRATIONGPU‐Based Multigrid for High‐Fidelity Micro Air Vehicle Simulation (HIGH PERFORMANCE TECHNOLOGIES, INC.) 39.GS04T09DBC0017 GS04T09DBC0017 34,461

GENERAL SERVICES ADMINISTRATION TOTAL 34,461






NATIONAL AERONAUTICS AND SPACE ADMINISTRATIONThermal Emission from the Famous Double Pulsar J0737‐3039 (SPACE TELESCOPE SCIENCE INSTITUTE) 43.HST‐GO‐12494.04‐A HST‐GO‐12494.04‐A 1,120$ ACS Polarimetry of the Vela Pulsar Wind Nebula (SPACE TELESCOPE SCIENCE INSTITUTE) 43.NAS5‐26555 NAS5‐26555 3,126 Robust Multi‐Frame Visual Pose Adjustment (CALIFORNIA INSTITUTE OF TECHNOLOGY) 43.NAS7‐03001 NAS7‐03001 62,333 The Inventory of Organics in a Planetary Body‐Acquisition and Modification during Biogenic and Abiogenic Processes (UNIVERSITY OF WISCONSIN) 43.NN08CN86A NN08CN86A 107,590 Coherent Anti‐Stokes Spectroscopy (CARS) from BNNT Pressure Chamber (THE NATIONAL INSTITUTE OF AEROSPACE ASSOCIATES) 43.NNL09AA00A NNL09AA00A 738 Archival Study of Isolated Pulsars and their Winds (PENNSYLVANIA STATE UNIVERSITY) 43.NNX09AC84G NNX09AC84G 40,898 A Legacy Study of the Realistic Shocks of PWNe (SMITHSONIAN INSTITUTION) 43.001 NAS8‐03060 1,866 Habitability, Life Detection, and the Signatures of Life on the Terrestrial Planets (UNIVERSITY OF WISCONSIN) 43.001 NNA13AA94A 63,646 Is Hess J1741 Truly Dark? (SMITHSONIAN INSTITUTION) 43.001 NAS8‐03060 12,973 Multiwavelength Spectra of the Fine Structure of the Crab (SMITHSONIAN INSTITUTION) 43.001 NAS8‐03060 1,120 The Urban Transition in Ghana and its Relation to Land Cover and Land Use Change through Analysis of Multi‐Scale and Multi‐Temporal Satellite Image Data (SAN DIEGO STATE UNIVERSITY RESEARCH FOUNDATION) 43.001 NNX12AC88G 18,253 Unveiling the Nature of Galactic Sources Detected by Chandra (SMITHSONIAN INSTITUTION) 43.001 NAS8‐03060 2,339 X‐Ray Emission from the Double Neutron Star Binary J1537‐1155 (SMITHSONIAN INSTITUTION) 43.001 NAS8‐03060 4,646 Young, Hot PSR J1357 and its PWN (SMITHSONIAN INSTITUTION) 43.001 NAS8‐03060 631


NATIONAL ENDOWMENT FOR THE HUMANITIESIn Our Time ‐ Older Residents of District of Columbia Take Us on a Photo Journey (HUMANITIES COUNCIL OF WASHINGTON, DC) 45.129 SO‐50353‐10 4,995

NATIONAL ENDOWMENT FOR THE HUMANITIES TOTAL 4,995

NATIONAL SCIENCE FOUNDATIONBiometric Pumping and Scalar Transport by Oscillating Place Arrays (UNIVERSITY OF MARYLAND) 47.041 CBET‐1067066 45,718 Drinking Water Distribution System Management Incorporating Health and Risk Assessment (JOHNS HOPKINS UNIVERSITY) 47.041 CMMI‐1031046 15,938 Integration of Experiments and Simulations for Molecular‐Level Understanding of Membrane Fouling Mechanisms (UNIVERSITY OF MARYLAND) 47.041 CBET1158601 59,870 CIF: IHCS; Medium: Collaborative Research: Design and Implementation of Positive‐Encoded 3D Microarrays (CALIFORNIA INSTITUTE OF TECHNOLOGY) 47.070 0963717 192 Automatic Detection of Cortical Networks Across Frequencies in Audiovisual Speech Integration (MASSACHUSETTS INSTITUTE OF TECHNOLOGY) 47.075 BCS‐1134780 23,440 CyberWatch Phase II (PRINCE GEORGE'S COMMUNITY COLLEGE) 47.076 DUE‐0902747 21,892 National CyberWatch: Cybersecurity Education Solutions for the Nation (PRINCE GEORGE'S COMMUNITY COLLEGE) 47.076 DUE‐1204533 67,732






The Effectiveness of Inclusive STEM Schools at Scale: A Multistate Longitudinal Quasi‐Experiment (SRI INTERNATIONAL) 47.076 DRL‐1118993 18,751$ CC‐NIE Integration: SDNX‐Enabling End to End Dynamic Science DMV (UNIVERSITY OF MARYLAND) 47.080 OCI1246386 103,568 I‐CORPS NODE: Maryland, DC and Virginia Region (UNIVERSITY OF MARYLAND) 47.080 OIA‐1304387 2,548 ARRA‐Collaborative Research: Explicit Filtering and Adaptive Mesh Refinement for Large‐Eddy Simulations (UNIVERSITY OF MARYLAND) 47.082 CBET‐0932613 45,896 ARRA‐Collaborative Research: Petascale Algorithms for Multi‐Body, Fluid‐Structure Interactions in Viscous Incompressible Flows (UNIVERSITY OF MARYLAND) 47.082 OCI‐0904920 189,462 ARRA‐Ecological and Evolutionary Impacts of Ecosystem Engineering: Wood‐Boring Beetles, Arboreal Ants, and Trophic Interaction in Brazilian Cerrado (UNIVERSITY OF MISSOURI‐ST. LOUIS) 47.082 DEB‐0842144 15,673

NATIONAL SCIENCE FOUNDATION TOTAL 610,680

ENVIRONMENTAL PROTECTION AGENCYPuget Sound Project (MAKAH INDIAN TRIBE) 66.121 PA‐00‐J33201‐0 74,272 Vessel Traffic Risk Assessment (STATE OF WASHINGTON) 66.123 R10‐PS‐1007 120,435

ENVIRONMENTAL PROTECTION AGENCY TOTAL 194,707

DEPARTMENT OF ENERGYFuel Economy Improvement through Surface Technology and Weight Reduction (UT‐BATTELLE, LLC.) 81.4000103851 4000103851 102,652 NEAMS Reactor IPSC Pathways: Flow Induced Vibration in Two‐Phase Flows and New Diagnostics Development (ARGONNE NATIONAL LABORATORY) 81.DE‐AC02‐06CH11357 DE‐AC02‐06CH11357 31,483 Research in Physics of Particle Accelerator Sources (JEFFERSON SCIENCE ASSOCIATES, LLC.) 81.DE‐AC05‐060R23177 DE‐AC05‐060R23177 21,353 Validation Data and Model Development for Fuel Assembly Response to Seismic Loads (BATTELLE ENERGY ALLIANCE, LLC) 81.DE‐AC07‐05ID14517 DE‐AC07‐05ID14517 250,978 ARRA‐Actinide Materials for the 21st Century (UNIVERSITY OF NOTRE DAME) 81.049 DE‐SC001089 281,684 ARRA‐Magnetic Refrigeration (GE GLOBAL RESEARCH) 81.086 DE‐EE0003839 143,248 EXAFS Studies of High‐Activity Dealloyed Cathode Catalysts (GENERAL MOTORS) 81.087 DE‐EE0000458 65,395 ARRA‐Participation in a Nationwide Consortium of Universities to Revitalize Electric Power Engineering Education by State‐of‐the‐Art Laboratories (UNIVERSITY OF MINNESOTA) 81.122 DE‐OE0000427 9,181

DEPARTMENT OF ENERGY TOTAL 905,974

DEPARTMENT OF EDUCATIONRehabilitation Engineering and Research Center on Hearing Enhancement (GALLAUDET UNIVERSITY) 84.133 H133E080006 203,187

DEPARTMENT OF EDUCATION TOTAL 203,187

DEPARTMENT OF HEALTH AND HUMAN SERVICESAdministration for Children and Families

Tribal Personal Responsibility Education Program (ZUNI YOUTH ENRICHMENT PROJECT) 93.092 90AT0009/01 21,670 Administration for Children and Families Total 21,670






Centers for Medicare and Medicaid ServicesComprehensive Medicaid Integrity Plan Support (CATAPULT CONSULTANTS, LLC) 93.HHSM‐500‐2010‐00049C HHSM‐500‐2010‐00049C 15,648$

Centers for Medicare and Medicaid Services Total 15,648

Centers for Disease Control and PreventionReducing Social Disparities of Heat Waves Impacts in a Changing Climate (UNIVERSITY OF MICHIGAN) 93.061 R18EH000348‐03 801 Public Health Risk Assessment (METROPOLITAN WASHINGTON COUNCIL OF GOVERNMENTS) 93.069 U90TP316831 133,247 West Virginia Prevention Research Center (WEST VIRGINIA UNIVERSITY RESEARCH CORPORATION) 93.135 1U48DP001921‐01 50,400 Survivorship Resource Center (AMERICAN CANCER SOCIETY) 93.283 U50DP003054 93,969 HIV/AIDS Research Partnership (THE DISTRICT OF COLUMBIA DEPARTMENT OF HEALTH) 93.940 IU1BPS003261‐01 760,633

Centers for Disease Control and Prevention Total 1,039,050

National Institutes of HealthSexually Transmitted Infections Clinical Trials Group (THE REGENTS OF THE UNIVERSITY OF CALIFORNIA) 93.HHSN2662004000074C HHSN2662004000074C 14,406 Evaluating a Structural and Behavioral HIV Risk Reduction Program for Black Men (UNIVERSITY OF CALIFORNIA ‐ SAN DIEGO) 93.R01MH096657 R01MH096657 67,064 Perceptions of HIV Prevention Research Participation Among Women Working as Sex Workers in Andhra Pradesh, India (FORDHAM UNIVERSITY) 93.R25‐DA031608 R25‐DA031608 9,133 Anti‐Mullerian Hormone and Diabetic Complications in Type 1 Diabetes (UNIVERSITY OF MICHIGAN) 93.1 DP3 DK098129‐01 1 DP3 DK098129‐01 1,932 Uncertainties in Modeling Spatially‐Related Climate Change Health Impacts (EMORY UNIVERSITY) 93.113 5 R21 ES020225‐02 9,831 Ethical Legal and Social Implications Issues in the Comparative Effectiveness Research on Personalized Genomic Medicine (CASE WESTERN RESERVE UNIVERSITY) 93.172 1R01HG006149‐01 27,743 The Ethics of Post‐Conflict and Post‐Disaster DNA Identification (CARNEGIE MELLON UNIVERSITY) 93.172 R01 HG005702 91,671 CIT and Mental Health Service Accessibility in Police Encounters: Impact on Outcomes of Persons with SMI (UNIVERSITY OF ILLINOIS) 93.242 1R01 MH096744‐01A1 18,977 Data Synthesis for Adolescent Depression Trials (UNIVERSITY OF MIAMI) 93.242 2 R01MH04040859‐22 86,184 Group Interventions for Abused Suicidal Black Women (EMORY UNIVERSITY) 93.242 5R01 MH078002‐05 3,029 PREMIS: Preventive Misconception in HIV Prevention Trials (DUKE UNIVERSITY) 93.242 5R21MH092253‐02 2,281 CARE Corrections: Technology for Jail HIV/HCV Testing, Linkage and Care (TLC) (THE MIRIAM HOSPITAL) 93.279 1R01DA030747‐01 516,730 Conditional Dicer 1 Manipulation to Study miRNA Involvement in Opioid Addiction (UNIVERSITY OF MARYLAND) 93.279 R21 DA033803 130,128 Genes, Prenatal Drug Exposure, and Postnatal Environment: An Adoption Study (PENNSYLVANIA STATE UNIVERSITY) 93.279 1 R01 DA020585‐04 23,951 Better, Stronger, Faster, Translating Biomedical Informatics Tools to Accelerate Comparative Effectiveness Research (CHILDREN'S RESEARCH INSTITUTE) 93.350 KL2TR000076‐03 13,104 Palliative Care in People Living with AIDS: Integrating into Standard Care (CHILDREN'S RESEARCH INSTITUTE) 93.361 1R01NR014052‐01 22,045 A Low Divergence 2940 nm Laser System for Mass Spectrometry Ionization (OPOTEK, INC.) 93.389 1R43RR032261‐01 1,225 Antimicrobial Stewardship through Rapid MRSA Diagnosis in ED Patients with Abscesses (CHILDREN'S RESEARCH INSTITUTE) 93.389 8KL2TR000076‐03 12,618 Clinical and Translational Science Award (CHILDREN'S RESEARCH INSTITUTE) 93.389 8UL1TR000075‐3 623,483






Engaging District of Columbia Communities in Improving Health through Knowledge Dissemination (CHILDREN'S RESEARCH INSTITUTE) 93.389 8UL1TR00075‐03 11,735$ HIV‐Associated Neurocognitive Disorders and Cognitive Control Among Older Adults: A Pilot Study Using fMRI Among a High Risk, Community‐Based Sample in District of Columbia (CHILDREN'S RESEARCH INSTITUTE) 93.389 UL1RR031988‐02 69,506 Identifying African Americans at Risk for CKD Based on Genotype and Urine Markers (CHILDREN'S RESEARCH INSTITUTE) 93.389 UL1RR031988‐02 32,479 New Technologies for Novel Vaccine Adjuvants: Innovative Methods for Evaluating Vaccine Immunogenicity of Novel TLR‐4 Receptor Agonists (CHILDREN'S RESEARCH INSTITUTE) 93.389 5UL1RR031988 60,541 Epidemiology of Cancer in a Cohort of Older Women (UNIVERSITY OF MINNESOTA) 93.393 R01CA039742 50,042 Radiotherapy with Adaptive Real‐Time Tumor Tracking (UNIVERSITY OF MARYLAND) 93.393 1 R01 CA133539‐01A2 29,994 ARRA‐Lipoproteins and PEDF in the Vascular Complications of Diabetes (UNIVERSITY OF OKLAHOMA HEALTH SCIENCES CENTER) 93.701 1 R01 DK080043‐02 3 ARRA‐Protocolized Care of Early Septic Shock (S1) (UNIVERSITY OF PITTSBURGH) 93.701 3P50GM076659‐04S1 9,638 The Pathogenesis of Kawasaki Disease (NORTHWESTERN UNIVERSITY) 93.837 R01 HL063771 964 Biomarkers and Outcomes in the Diabetes Prevention Program (UNIVERSITY OF MIAMI) 93.847 1R01‐DK078907‐01A1 93,748 Biomarkers of Vascular Disease Progression in Type 1 Diabetes Mellitus Project (MEDICAL UNIVERSITY OF SOUTH CAROLINA) 93.847 1 R01 DK081352 10,342 Fine‐Mapping and Characterization of Metabolic Loci in the DPP Outcomes Study (MASSACHUSETTS GENERAL HOSPITAL) 93.847 2R01DK072041‐06 131,475 Metabolomic Predictors of Insulin Resistance and Diabetes (MASSACHUSETTS GENERAL HOSPITAL) 93.847 2R01DK081572‐05A1 32,049 Multiethnic Study of Type 2 Diabetes Genes (BROAD INSTITUTE OF MIT AND HARVARD) 93.847 UO1DK085526 1,214 Optimizing Recovery and Preservation of Endogenous Insulin Secretion (SEATTLE INSTITUTE FOR BIOMEDICAL AND CLINICAL RESEARCH) 93.847 U01DK094406 158,772 Prognostic Markers in Postoperative Acute Kidney Injury (MEDICAL UNIVERSITY OF SOUTH CAROLINA) 93.847 R01DK080234 11,215 Protocolized Goal‐Directed Resuscitation of Septic Shock to Prevent AKI (ProGRreSS) (UNIVERSITY OF PITTSBURGH) 93.847 1R01DK083961‐01A1 30,147 URO‐EDICII: Risk and Progression of Urologic Complications in Type 1‐Diabetes (UNIVERSITY OF WASHINGTON) 93.847 1 R01 DK083927‐01 110,095 Hemispheric Specialization and Communication (GEORGIA STATE UNIVERSITY) 93.853 7R01NS042867‐10 152,658 Heritability of Neuroanatomical Asymmetries in Primates (AGNES SCOTT COLLEGE) 93.853 1R01NS073134‐01A1 1,009 Heritability of Neuroanatomical Asymmetries in Primates (GEORGIA STATE UNIVERSITY) 93.853 R01NS073134 84,264 Thymectomy in Non‐Thymomatous MG Patients on Prednisone (UNIVERSITY OF ALABAMA) 93.853 5U01NS042685 77,451 Dynamics of Drug‐Induced Resistance to Schistosoma Mansoni (CENTRO DE PESQUISAS RENE RACHOU) 93.855 1P50AI098507‐01 9,279 Facile Detection of Soil‐Transmitted Helminth Infections (MONSANTO COMPANY) 93.855 1R43A1085744‐01A1 727 HIV‐1 Inhibitions Using TAT Peptide Derivatives (GEORGE MASON UNIVERSITY) 93.855 2R01A1043894‐11A2 29,318 Low Cost Rapid Quantitative Isothermal Assay for HIV RNA Using ZNA (BIOHELIX CORPORATION) 93.855 1R43AI098393‐01 10,380 Pathogenesis, Carcinogensis, and Ecology of Opisthorchiasis in Thailand (KHON KAEN UNIVERSITY) 93.855 1P50AI098639 44,303 Product Development of a Membrane Tetraspanin Vaccine Against Schistosomiasis (SABIN VACCINE INSTITUTE) 93.855 1R56AI090577‐01 75,918 Statistical and Data Management Center for the AIDS Clinical Trials Group (HARVARD COLLEGE) 93.855 5UM1A1068634‐07 18,161 The Women's Interagency HIV Study (GEORGETOWN UNIVERSITY) 93.855 U01 AI034994 38,493 Towards a Vaccine to Prevent Toxoplasmosis (UNIVERSITY OF CHICAGO) 93.855 U01AI077887 89,906






Developmental Change in Temperament in Preschoolers: Implications and Etiology (BOSTON UNIVERSITY) 93.865 1R01H068435‐01A1 41,486$ Early Dual Language Development in Children from Spanish Speaking Families (FLORIDA ATLANTIC UNIVERSITY) 93.865 1 R01 HD068421‐01 91,633 Estimating the Impacts of Health and Human Capital Investments on Long‐Run Life Outcomes in Kenya (THE REGENTS OF THE UNIVERSITY OF CALIFORNIA) 93.865 2R01HD044475‐06 7,170 Health, Poverty and Place: Modeling Inequalities in Accra using RS and GIS (SAN DIEGO STATE UNIVERSITY) 93.865 5R01HD054906‐05 26,295 Parenting and Adolescence: A Pooled Data Analysis of Ethnically Diverse Families (NEW YORK UNIVERSITY) 93.865 1R21HD061722‐01A1 14,749 Prenatal Cytogenetic Diagnosis by Array‐Based Copy Number Analysis (COLUMBIA UNIVERSITY) 93.865 2 U01 HD055651‐06 275,116 Prenatal Cytogenetic Diagnosis Using Comparative Genomic Hybridization Microarray (COLUMBIA UNIVERSITY) 93.865 R01‐HD055651‐01 96 Paradigms of Wound Healing (THOMAS JEFFERSON UNIVERSITY) 93.867 1R01EY021784‐01 136,810

National Institutes of Health Total 3,744,716


UNITED STATES AGENCY FOR INTERNATIONAL DEVELOPMENTThe Kabeho Study: Kigali Antiretroviral and Breast Feeding Assessment for the Elimination of HIV (ELIZABETH GLASER PEDIATRIC AIDS FOUNDATION) 98.001 APS‐OAA‐11‐000002 52,895 Translating Research into Action Project (TRAction) Project (UNIVERSITY RESEARCH CO., LLC.) 98.001 GHS‐A‐00‐09‐00015 312,791

UNITED STATES AGENCY FOR INTERNATIONAL DEVELOPMENT TOTAL 365,686

Federal Pass Through Research and Development Cluster Total 9,209,855$

RESEARCH AND DEVELOPMENT CLUSTER TOTAL 102,943,705$






All Other Federal Awards Direct and Pass Through (PASS THROUGH ENTITY)

DEPARTMENT OF COMMERCEModeling, Simulation and Analysis Guidance for Homeland Defense Applications 11.609 70NANB10H302 77,457$ NIST Summer Undergraduate Research Fellowship 11.609 70NANB13H055 8,250 NIST Summer Undergraduate Research Fellowship 11.609 70NANB12H075 1,250

Subtotal 11.609 86,957


DEPARTMENT OF DEFENSEMapping the Trajectories of Military Interventions and Occupations: Towards an Empirical Model (PENNSYLVANIA STATE UNIVERSITY) 12.300 N00014‐09‐1‐0557 13,861

IPA‐US Army Medical Research and Materiel Command 12.420 IPA‐TATRC 76,327

Army Educational Outreach Program (VIRGINIA POLYTECHNIC INSTITUTE) 12.630 W911NF‐10‐2‐0076 2,522,212

GW‐CNRM Collaboration Exercise Tolerance in Traumatic Brain Injury (HENRY JACKSON FOUNDATION) 12.750 HU0001‐09‐2‐0004 (2,519)

GW STARTALK Second Language Instruction for Arabic Teachers: the Essentials 12.900 H98230‐12‐1‐0092 52,808 Persian Curriculum Design (Advanced) 12.900 H98230‐12‐1‐0045 54,189 Persian Curriculum Design (Advanced) 12.900 H98230‐13‐1‐0125 16,122

Subtotal 12.900 123,119

Summer Program for Women in Mathematics 12.901 H98230‐12‐1‐0224 187,636 Summer Program for Women in Mathematics 12.901 H98230‐10‐1‐0237 1,347

Subtotal 12.901 188,983

2011 IASP Scholarship and Capacity Building 12.902 H98230‐11‐1‐0467 13,580 DoD Information Assurance‐Information Security Grant Program 12.902 H98230‐12‐1‐0405 46,538

Subtotal 12.902 60,118

IPA‐Department of the Army 12.IPA‐ARMY IPA‐ARMY 147,270

IPA‐Defense Threat Reduction Agency 12.IPA‐DTRA IPA‐DTRA 186,559






IPA‐National Defense University 12.IPA‐NDU IPA‐NDU 26,764$ IPA‐National Defense University 12.IPA‐NDU IPA‐NDU 107,370 IPA‐National Defense University 12.IPA‐NDU IPA‐NDU 36,380

Subtotal IPA‐NDU 170,514


DEPARTMENT OF THE INTERIORNational Center for the Preservation and Sustainability Policy 15.923 P11AC260475 2,212

Chesapeake Watershed Cooperative Ecosystem Studies Unit 15.945 P11AC30805 20,576 Preservation and Analysis of National Park Service‐National Capital Region Museum Collections 15.945 P11AC30805 588

Subtotal 15.945 21,164


DEPARTMENT OF STATEWomen and Water in South and Central Asia: Building International Social Capital for Sustainable Peace and Development 19.040 S‐IN650‐12‐GR‐073 6,475

Development Marketplace Innovative Tourism Concepts 19.201 S‐TS 800‐12‐GR‐093 44,287

Managing the Masses in Russia's Hybrid Regime (NATIONAL COUNCIL FOR EURASIAN AND EAST EUROPEAN RESEARCH) 19.300 S‐LMAQM‐11‐GR‐1038 33,990

Support for Chinese Rule of Law and Citizen's Rights Initiatives, 2010‐2011 19.345 S‐LMAQM‐10‐GR‐541‐A002 449,905

Iraq Museum Residencies Program (INTERNATIONAL RELIEF AND DEVELOPMENT, INC.) 19.415 S‐ECACU‐09‐CA‐202 105,886

GW to Host Afghan Visiting Scholar 19.501 SAF20012GR0113 39,750 United States‐Pakistan Higher Education Initiative on Civic Engagement (INNOVATIONS IN CIVIC PARTICIPATION) 19.501 SCAPPD‐11‐GRP‐300‐SCA‐070111 10,591

Subtotal 19.501 50,341

Global Biosecurity, Local Action: Sustaining the International Health Regulations (THE HENRY L. STIMSON CENTER) 19.S‐LMAQM‐05‐GR‐114 S‐LMAQM‐05‐GR‐114 26,623

DEPARTMENT OF STATE TOTAL 717,507

DEPARTMENT OF TRANSPORTATIONRailroad Research Foundation Suicide Prevention (RAILROAD RESEARCH FOUNDATION) 20.313 FR‐RRD‐0014‐10‐01‐00 25,107

DEPARTMENT OF TRANSPORTATION TOTAL 25,107






NATIONAL AERONAUTICS AND SPACE ADMINISTRATIONSpace Communication and Navigational Technical Support (ASRC RESEARCH AND TECHNOLOGY SOLUTIONS) 43.NNH11CC35B NNH11CC35B 94,593$

IPA‐National Aeronautics and Space Administration 43.NNH12IA07P NNH12IA07P 173,381

Micropropulsion Research at GW (AMERICAN UNIVERSITY) 43.NNX10AT91H NNX10AT91H 34,390

NRA: NASA Research Announcement for Graduate Student Researchers Program ‐ Advanced Nuclear Propulsion Methods to Provide Small Mass and Reliability on Long Time Scales 43.008 NNX11AJ92H 29,983


NUCLEAR REGULATORY COMMISSIONThe Science of Nuclear Materials: Development of a Modular, Laboratory‐Based Curriculum to Explore the Properties 77.006 NRC‐HQ‐11‐G‐38‐0081 147,252

NUCLEAR REGULATORY COMMISSION TOTAL 147,252

DEPARTMENT OF ENERGYAssessing Risk: Global Health Security in Malaysia and Beyond (SANDIA NATIONAL LABORATORIES) 81.DE‐AC04‐94AL85000 DE‐AC04‐94AL85000 57,601

Wind Curriculum Development at The George Washington University 81.087 DE‐EE0003548 26,772 DEPARTMENT OF ENERGY TOTAL 84,373

DEPARTMENT OF EDUCATIONTitle VI‐National Resource Centers 84.015 P015A100111 153,413

South Asian Languages K‐12 Research Study 84.017 P017A090374 36,558

Learning through Interdisciplinary Frameworks for Teachers 84.116 P116B1100294 224,211 Training Leaders for 21st Century Biotechnology: Joint GW‐MSU Educational Program 84.116 P116S090023 54,217

Subtotal 84.116 278,428

Collaborative Vocational Evaluation Training 84.129 H129F090006 115,641 Comprehensive System of Personnel Development 84.129 H129W100005 92,608 Hybrid Model Rehabilitation Long Term Training 84.129 H129B100038 159,388 Job Development and Job Placement Services to Individuals and Disabilities 84.129 H129R100005 90,912

Subtotal 84.129 458,549






Bridges to Curriculum Access 84.195 T195N070219 73,778$ Communities of Practice: Supporting English Language Learners (COPSELL) 84.195 T195N0701070 27,317

Subtotal 84.195 101,095

The George Washington University CIBER 84.220 P220A100040 138,209

National Capital Language Resource Center 84.229 P229A100021 142,366

National Technical Assistance Partnership to Improve Employment Outcomes for Individuals with Disabilities 84.235 H235M110006 333,863

National Rehabilitation Leadership Institute (SAN DIEGO STATE UNIVERSITY) 84.246 H246D070002 20,104

Institute on Rehabilitation Issues 84.264 H264C090004 146,274 Rehabilitation Continuation Education Program: Technical Assistance and Continuing Education Centers 84.264 H264A090002 871,120

Subtotal 84.264 1,017,394

Appalachia Regional Comprehensive Center (EDVANTIA, INC.) 84.283 S‐45000‐05‐012 43,774 Mid‐Atlantic Regional Comprehensive Center 84.283 S283B050060 2,032,316

Subtotal 84.283 2,076,090

A Technology Rich Teacher Professional Development Intervention that Supports Content‐Based Curriculum Development for English Language Learners (EDUCATIONAL TESTING SERVICE) 84.305 R305A100105 17,864

Advancing Critical Competencies for Exceptional Students' Services 84.325 H325D100051 260,845 Building School's Capacity to Serve Students with Brain Injuries: A Master's Degree Program with Teacher Licensure 84.325 H325K110238 193,377 Combined Priority for Personnel Development 84.325 H325K090115 237,294 Combined Priority for Personnel Preparation: Special Education Trainers for Serving Students with Cognitive Linguistic Disabilities 84.325 H325K070242 4,015 Improving Student's Independence and Post School Outcomes: Preparing Personnel for Delivery of Effective Transition Services 84.325 H325K110512 234,430 Infant Toddlers and Preschool: Combined Priority for Personnel Preparation 84.325 H325K060120 (20) Innovation for Infants, Toddlers and Preschoolers 84.325 H325K100125 335,084 Leadership for Diverse Students 84.325 H325D080023 108,171 Leadership for Excellence in Early Achievement and Development 84.325 H325D110078 228,912 Preparation of Leadership Personnel 84.325 H325D090050 156,483 Special Education‐Personnel Development to Improve Services and Results for Children with Disabilities 84.325 H325K120159 96,386

Subtotal 84.325 1,854,977






District of Columbia ACTS II (DC OFFICE OF THE STATE SUPERINTENDENT OF EDUCATION) 84.336 S366B100009 137,950$ District of Columbia FAME II (DC OFFICE OF THE STATE SUPERINTENDENT OF EDUCATION) 84.336 MSP072310 10,500

Subtotal 84.336 148,450

Preparing Rural Educator's Practice in Support of ELLs 84.365 T365Z120258 255,513 Promoting Equity in Early Childhood Education 84.365 T365Z110202 347,726 Promoting Equity in Early Childhood Education (PRINCE GEORGE'S COUNTY PUBLIC SCHOOLS) 84.365 NONE GIVEN 33,901

Subtotal 84.365 637,140

District of Columbia ACTS Blended Learning (DC OFFICE OF THE STATE SUPERINTENDENT OF EDUCATION) 84.366 S366B100009 13,118

National Clearinghouse of English Language Acquisition and Language Instruction Educational Programs 84.ED‐04‐CO‐0094 ED‐04‐CO‐0094 903,630 DEPARTMENT OF EDUCATION TOTAL 8,331,248

JAPAN ‐ US FRIENDSHIP COMMISSIONGW Sigur Center 2011 US‐Japan‐South Korea Legislative Exchange Program 90.300 11‐13 8

GW Sigur Center 2012 US‐Japan‐South Korea Legislative Exchange Program 90.300 12‐11 48,732

GW Sigur Center 2013 US‐Japan‐South Korea Legislative Exchange Program 90.300 13‐21 15,934 JAPAN ‐ US FRIENDSHIP COMMISSION TOTAL 64,674

DEPARTMENT OF HEALTH AND HUMAN SERVICESArea Health Education Centers Point of Service Maintenance and Enhancement 93.107 U77HP23067‐01‐00 82,190

Leadership Education in Neurodevelopmental and Related Disabilities (LEND) (CHILDREN'S RESEARCH INSTITUTE) 93.110 5T73MC03181‐05‐00 215

Nursing Workforce Diversity 93.178 D19HP24305‐01‐00 226,185

Symposium on Patient Engagement 93.226 1R13HS021600‐01 42,691 The Quality of Emergency Care and Relationship to Patient‐Reported Outcomes 93.226 5K01HS017957‐05 159,899

Subtotal 93.226 202,590

First Episode Psychosis and Pre‐Onset Cannabis Use 93.242 R01 MH081011 420,029

Capitol Cares: Comprehensive Approach to Reduce Risk for and Eliminate Youth Suicide Project (THE DISTRICT OF COLUMBIA DEPARTMENT OF HEALTH) 93.243 1U79SM059169‐02 72,134

Advancing Nursing Practice: The National DNP Education Initiative 93.247 D09HP09351 2,860






Affordable Care Act Public Health Training Centers (JOHNS HOPKINS UNIVERSITY) 93.249 UB6HP22829 32,392$

Comprehensive Geriatric Education Program 93.265 D62HP15052‐01‐00 12,882 Comprehensive Geriatric Education Program 93.265 D62HP24184‐01‐00 261,391

Subtotal 93.265 274,273

A Computerized Adaptive Testing Version of the ASI (INFLEXXION, INC.) 93.279 2R44DA023322‐02A2 25,241

IPA‐Centers for Disease Control and Prevention 93.283 11 IPA 1109285 3,738 IPA‐Centers for Disease Control and Prevention 93.283 11 IPA 1109578 6,116 IPA‐Centers for Disease Control and Prevention 93.283 11 IPA 1109580 (495) IPA‐Centers for Disease Control and Prevention 93.283 11 IPA 1109581 3,482 National Cancer Survivorship Resource Center (AMERICAN CANCER SOCIETY) 93.283 U50DP003054 108,778

Subtotal 93.283 121,619

Primary Care Workforce Study: Examining the Output of U.S. Graduate Medical Education 93.307 1K22MD006135‐01 54,567

Acquisition of Zeiss Cell Observer Spinning Disk Confocal System 93.351 1S10OD01710‐01 494,373 Being Me (CHILDREN'S RESEARCH INSTITUTE) 93.351 R25OD010969 44,537

Subtotal 93.351 538,910

GW Teaching and Transforming through Technology Program 93.359 D11HP22190 260,539

IPA‐National Institutes of Nursing Research 93.361 NBS#1437189 31,000 Physical Activity: Using Concept Mapping to Sustain Participation in Youth Sport 93.361 1K01NR012770‐01 94,120

Subtotal 93.361 125,120

Antimicrobial Stewardship through Rapid MRSA Diagnosis in ED Patients with Abscesses (CHILDREN'S RESEARCH INSTITUTE) 93.389 KL2RR031987‐02 75,520 Genetic Disparities Associated with Nephropathy, Retinopathy & Neuropathy in Type 1 Diabetes Patients (CHILDREN'S RESEARCH INSTITUTE) 93.389 KL2RR031987 80,650

Subtotal 93.389 156,170

Using Email to Enhance Counseling Services at NCI's Smoking Cessation Quitline 93.398 1K07 CA124579‐01A2 184,510

Oregon Health Information Exchange (OREGON HEALTH AUTHORITY) 93.624 G1 CMS 331183 3,580

ARRA‐Impact of Information Prescriptions on Medication Adherence in ED Patients (JOHNS HOPKINS UNIVERSITY) 93.701 1 RC1 LM010424‐01 9,893

ARRA‐Space Renovation for New Research Center for the Neglected Diseases of Poverty 93.702 1C06RR030112‐01 10,549,072






ARRA‐GW HITECH University‐Based Training 93.721 1T15OC000056‐01 1,280,255$

ARRA‐DC Community by Community MAPPS (THE DISTRICT OF COLUMBIA DEPARTMENT OF HEALTH) 93.724 1U58DP002537‐01 (1,234)

Planning for Health Homes for Individuals with Chronic Conditions (ALABAMA MEDICAID AGENCY) 93.778 NONE GIVEN 1,183

District of Columbia Office on Aging (DISTRICT OF COLUMBIA GOVERNMENT) 93.779 13E‐12 36,948 State Health Insurance Counseling Program (DISTRICT OF COLUMBIA GOVERNMENT) 93.779 GWU‐13C‐13 207,590

Subtotal 93.779 244,538

Glycemic Reduction Approaches for Treating Diabetes: An Effectiveness Study (MASSACHUSETTS GENERAL HOSPITAL) 93.847 1U34DK088043‐01A1 13,937 Structure‐Function Studies of the Dimerization of the N‐Terminal Domain of NBCe1‐A 93.847 7K01DK082646‐03 134,198 Targeting Inflammation Using Salsalate in Type 2 Diabetes (TINSAL) (JOSLIN DIABETES CENTER) 93.847 U01 DK074566 795

Subtotal 93.847 148,930

The Effect of Perinatal Hypoxia on White Matter Astrocytes 93.853 1F31NS073355‐01A1 (2,487)

HIV Prevention Trials Network Leadership: HPTN Black Caucus Chair (FAMILY HEALTH INTERNATIONAL) 93.855 UM1 A1068619 10,310

Adolescent Latino Sexual Behavior: More Reactive or Reasoned? 93.865 5F31HD070765‐02 29,573 Gendered Social Context of Adolescent HIV Risk Behavior Family, Peer Group and Community Influences in South Eastern Ghana 93.865 3R01HD061017 20,278 Intellectual and Developmental Disabilities Research Centers (IDDRC) at Children's Research Institute (Cellular Imaging Core) (CHILDREN'S RESEARCH INSTITUTE) 93.865 2P30HD040677‐11 40,552

Subtotal 93.865 90,403

SPNS Information Technology Networks of Care Local Demonstration Site Application (LOUISIANA STATE UNIVERSITY) 93.928 NONE GIVEN 3,480

TLC Plus‐A Study to Evaluate the Feasibility of an Enhanced Test, Link to Care Plus Treat Approach for HIV Prevention in the U.S. (FAMILY HEALTH INTERNATIONAL) 93.936 U01 AI68619 106,839

Behavioral and Social Science Volunteer Program Evaluation (AMERICAN PSYCHOLOGICAL ASSOCIATION) 93.939 U01 765PS001706‐04 33,516

Public Health Traineeship 93.964 1A03HP24235‐01‐00 15,000

Geriatric Education Centers 93.969 UB4HP19200 428,938

Enhanced Intervention to Prevent Repeat Teen Pregnancy in the District of Columbia (WASHINGTON HOSPITAL CENTER) 93.995 1APHPA006064‐01‐00 6,893






ARRA‐Statewide Health Information Exchange System (ALABAMA MEDICAID AGENCY) 93.10‐047 10‐047 165,234$

IPA‐Centers for Disease Control and Prevention 93.12IPA1208829 12IPA1208829 45,604




IPA‐National Institute on Minority Health and Health Disparities 93.2301769 2301769 92,829

IPA‐National Institutes of Health 93.279001 2790010 53,771

Research and Evaluation Activities to Minority and At‐Risk Populations (DEVELOPMENT SERVICES GROUP) 93.DSG.GW.10.21.11 DSG.GW.10.21.11 14,394

Intersection of Health Insurance Exchanges and Health Information Exchanges (A+ GOVERNMENT SOLUTIONS, INC.) 93.GS35F0465T GS35F0465T 1,171

Technical Assistance to Support State Efforts to Integrate Care for High‐Need, High‐Cost Individuals (MATHEMATICA POLICY RESEARCH, INC.) 93.HHSM‐500‐2010‐00026I HHSM‐500‐2010‐00026I 35,980

Advantage Quality Bonus Payment Demonstration (L & M POLICY RESEARCH, LLC.) 93.HHSM‐500‐2011‐00083C HHSM‐500‐2011‐00083C (6,606)

National Early Periodic Screening, Diagnostic and Treatment Improvement Workgroup (NATIONAL OPINION RESEARCH CENTER) 93.HHSM‐500‐T0002 HHSM‐500‐T0002 220,176

Medical Residents for NIH Clinical Center 93.HHSN272200900024C HHSN272200900024C 224,144

HIV/AIDS Community Information Outreach Project 2011: Health Information Partners 93.HHSN276201100652P HHSN276201100652P 17,485

HIV/ AIDS Community Outreach Project 2012: Health Information Partners 93.HHSN276201200584P HHSN276201200584P 11,854

Analytic Summaries for Request for Comments (RFC) and Notice of Proposed Rule Making (NPRM) 93.HHSP23320095635WC HHSP23320095635WC 224,434 ARRA‐Study and Report to Identify Methods to Create Efficient Reimbursement Incentives to Improve Health Care Quality and Understand the Impact of Health IT in Underserved Communities and those with Health Disparities 93.HHSP23320095635WC HHSP23320095635WC 87,866 Consultant to the SSA on the Design, Implementation and Evaluation of Research and Demonstration Projects 93.HHSP23320095635WC HHSP23320095635WC 33,306

Subtotal 93.HHSP23320095635WC 345,606 Evaluating the Impact of Office‐Based Visit on Emergency Departments Revisit Rates (ACTUARIAL RESEARCH CORPORATION) 93.HHSP233‐2010‐00615G HHSP233‐2010‐00615G 21,594






IPA‐Department of Health and Human Services 93.IPA‐DHHS IPA‐DHHS 51,312$ IPA‐Office of the National Coordinator for Health Information Technology 93.IPA‐DHHS IPA‐DHHS 72,020

Subtotal 93.IPA‐DHHS 123,332

IPA‐National Institutes of Health 93.IPA‐NIH IPA‐NIH 12,636 IPA‐National Institutes of Health 93.IPA‐NIH IPA‐NIH 66,481

Subtotal 93.IPA‐NIH 79,117

IPA‐Department of Health and Human Services 93.IPIPA13OS103633 IPIPA13OS103633 124,616

Reforming Social Security Disability Benefits System (NATIONAL DISABILITY INSTITUTE, INC.) 93.NCD12267 NCD12267 3,160

Advancing Public Health Policy through Effective Implementation of Hospitals' Community Benefit Obligations Under Health Reform (NATIONAL NETWORK OF PUBLIC HEALTH INSTITUTES) 93.NONE GIVEN NONE GIVEN 111,721


CORPORATION FOR NATIONAL AND COMMUNITY SERVICEDistrict of Columbia Learn and Serve (DISTRICT OF COLUMBIA GOVERNMENT) 94.005 09LHADC001 3,584

Jumpstart for Young Children (JUMPSTART NATIONAL) 94.006 JS‐SITE #80 47,186 CORPORATION FOR NATIONAL AND COMMUNITY SERVICE TOTAL 50,770

DEPARTMENT OF HOMELAND SECURITYClinical Utility of Preemptive Surge Measures Enacted as a Result of Conventional and Internet‐ Based Influenza Surveillance (JOHNS HOPKINS UNIVERSITY) 97.061 2010‐ST‐061‐PA0001 13,501

Executive Secretariat Team Support (DISTRICT OF COLUMBIA GOVERNMENT) 97.067 11SHSP646‐01 13,041 DEPARTMENT OF HOMELAND SECURITY TOTAL 26,542

UNITED STATES AGENCY FOR INTERNATIONAL DEVELOPMENTDemocratic Leadership Development Program (NATIONAL DEMOCRATIC INSTITUTE) 98.524‐A‐00‐10‐0003‐00 524‐A‐00‐10‐0003‐00 173,975

Global Sustainable Tourism Alliance ‐ Ethiopia (ACADEMY FOR EDUCATIONAL DEVELOPMENT) 98.011 3714‐01‐GWU‐00 59,975 UNITED STATES AGENCY FOR INTERNATIONAL DEVELOPMENT TOTAL 233,950

All Other Federal Awards Direct and Pass Through (PASS THROUGH ENTITY) Total 31,120,006$

TOTAL EXPENDITURES OF FEDERAL AWARDS 143,472,392$


The George Washington UniversityNotes to Schedule of Expenditures of Federal Awards


61

Note 1 – Basis of Presentation

The accompanying Schedule of Expenditures of Federal Awards (the Schedule) includes the federal grant,contract and cooperative agreement activity of The George Washington University (the University orGW) and is presented on the accrual basis of accounting. The information in this Schedule is presented inaccordance with requirements of OMB Circular A-133, Audits of States, Local Governments, and Non-Profit Organizations. Therefore, some amounts presented in this Schedule may differ from amountspresented in, or used in the preparation of, the consolidated financial statements. Negative numbers in theSchedule represent adjustments to amounts previously reported in the normal course of business. FullCFDA and pass-through numbers are included in the Schedule when available. Expenditures arerecognized following the cost principles contained in OMB Circular A-21, Cost Principles forEducational Institutions, wherein certain types of expenditures are not allowable or are limited toreimbursement.

Note 2 – Federal Student Loan Programs

The University originates loans to eligible students under federal student loan programs. Federallyguaranteed loans are also issued to students of the University by financial institutions and the Departmentof Education.

Campus-based loan programs (Federal Perkins, Primary Care Student Loans, and Loans forDisadvantaged Health Students) are administered directly by the University. Balances and transactionsrelating to these programs are included in the basic consolidated financial statements of the University.Information regarding these programs for the year ended June 30, 2013, is summarized below:

FY 2013Loans Issued

Outstanding atJune 30, 2013

Campus-Based Loan Programs:Federal Perkins (CFDA No. 84.038) $2,894,406 $25,975,291

Health Professions Student Loans:Primary Care Student Loans (CFDA No. 93.342) - 1,850,182Loans for Disadvantaged Health Students (CFDA No. 93.342) - 338,460

Total $2,894,406 $28,163,933

The amount of Perkins loan principal cancelled for the year ended June 30, 2013 under CFDA 84.037 is$89,264.

The University is responsible only for the performance of certain administrative duties with respect tofederal loans disbursed by external lenders or the Department of Education to or on behalf of Universitystudents under the guaranteed loan programs (Federal Stafford, Federal Parents Loans for Undergraduateand Graduate Students, and Unsubsidized Federal Stafford Loans, collectively CFDA #84.268 for theDirect Loan Program). It is not practical to determine the balance of loans outstanding to students andformer students of the University under these federally guaranteed loan programs at June 30, 2013.

The George Washington UniversityNotes to Schedule of Expenditures of Federal Awards


62

Information regarding these programs for the year ended June 30, 2013, is summarized below:

FY2013Loans Issued

CFDA No. 84.268

Guaranteed Loan Programs:Federal Stafford $ 15,601,909Federal Parents Loans for:

Undergraduate Students 15,302,745Graduate Students 78,216,320

Unsubsidized Federal Stafford Loans 134,659,850Total $ 243,780,824

Note 3 – Subrecipients

Of the federal expenditures presented in the Schedule, the University provided federal awards tosubrecipients as follows:

CFDA Number Federal Program Name TotalVarious Research and Development Cluster $ 39,047,118

19.345 Support for Chinese Rule of Law and Citizen's RightsInitiatives, 2010-2011

446,513

47.070 Summit on Education in Secure Software 7,793

84.ED-04-CO-0094 National Clearinghouse of English Language Acquisitionand Language Instruction Educational Programs

26,569

84.229 National Capital Language Resource Center 1,218

84.235 National Technical Assistance Partnership to ImproveEmployment Outcomes for Individuals with Disabilities

135,805

84.264 Institute on Rehabilitation Issues 55,846

84.264 Rehabilitation Continuation Education Program:Technical Assistance and Continuing Education Centers

25,000

84.283 Mid-Atlantic Regional Comprehensive Center 240,381

93.HHSP23320095635WC ARRA-Study and Report to Identify Methods to CreateEfficient Reimbursement Incentives to Improve HealthCare Quality and Understand the Impact of Health IT inUnderserved Communities and those with HealthDisparities

87,866

93.107 Area Health Education Centers Point of ServiceMaintenance and Enhancement

75,000

93.242 First Episode Psychosis and Pre-Onset Cannabis Use 277,303

93.969 Geriatric Education Centers 73,562

Totals $ 40,499,974

PricewaterhouseCoopers LLP, 1800T: (703) 918-3000, F: (703) 918 3100, www.pwc.com/us

Independent Auditor's Report on Internal Control OCompliance and Other Matters Based on

Accordance with


We have audited, in accordance with auditing standards generally accepted in the United States ofAmerica and the standards applicable to financial audits contained inissued by the Comptroller General of the United States, tGeorge Washington University and its subsidiaries (the University), which comprisestatements of financial position as of June 30, 2013 and 2012, and the related consolidated statementsof unrestricted activities, consolidated statements of activities, and consolidated statements of cashflows for the years then endedreport thereon dated September 18, 2013.

Internal Control Over Financial Reporting

In planning and performing our audit of the financial statements, we considered the University'sinternal control over financial reporting (“internal control”) to determine the audit procedures that areappropriate in the circumstances for the purpose of expressing our opinion on the financial statements,but not for the purpose of expressing an opinion on the effectiveness of the University's internalcontrol. Accordingly, we do not express an opinion on the effectiveness of thcontrol.

A deficiency in internal controlmanagement or employees, in the normal course of performing their assigned functions, to prevent, ordetect and correct, misstatements on a timely basis. Acombination of deficiencies, in internal control such that there is a reasonable possibility that amaterial misstatement of the entity's financial statements will not be prevented, orcorrected on a timely basis. Ain internal control that is less severe than a material weakness, yet important enough to merit attentionby those charged with governan

Our consideration of internal control was for the limited purpose described in the first paragraph ofthis section and was not designed to identify all deficiencies in internal control that might be materialweaknesses or significant deficiencies. Giany deficiencies in internal control that we consider to be material weaknesses. However, materialweaknesses may exist that have not been identified.


63

Independent Auditor's Report on Internal Control Over Financial Reporting and onCompliance and Other Matters Based on an Audit of Financial Statements Performed in

Accordance with Government Auditing Standards


We have audited, in accordance with auditing standards generally accepted in the United States ofAmerica and the standards applicable to financial audits contained in Government Auditing Standardsissued by the Comptroller General of the United States, the consolidated financial statements of TheGeorge Washington University and its subsidiaries (the University), which comprisestatements of financial position as of June 30, 2013 and 2012, and the related consolidated statements

ricted activities, consolidated statements of activities, and consolidated statements of cashflows for the years then ended, and the related notes to the financial statements, and have issued ourreport thereon dated September 18, 2013.

l Over Financial Reporting

In planning and performing our audit of the financial statements, we considered the University'sinternal control over financial reporting (“internal control”) to determine the audit procedures that are

stances for the purpose of expressing our opinion on the financial statements,but not for the purpose of expressing an opinion on the effectiveness of the University's internalcontrol. Accordingly, we do not express an opinion on the effectiveness of th

deficiency in internal control exists when the design or operation of a control does not allowmanagement or employees, in the normal course of performing their assigned functions, to prevent, or

tatements on a timely basis. A material weaknesscombination of deficiencies, in internal control such that there is a reasonable possibility that amaterial misstatement of the entity's financial statements will not be prevented, orcorrected on a timely basis. A significant deficiency is a deficiency, or a combination of deficiencies,in internal control that is less severe than a material weakness, yet important enough to merit attentionby those charged with governance.

Our consideration of internal control was for the limited purpose described in the first paragraph ofthis section and was not designed to identify all deficiencies in internal control that might be materialweaknesses or significant deficiencies. Given these limitations, during our audit we did not identifyany deficiencies in internal control that we consider to be material weaknesses. However, materialweaknesses may exist that have not been identified.

ver Financial Reporting and onAudit of Financial Statements Performed in

We have audited, in accordance with auditing standards generally accepted in the United States ofGovernment Auditing Standards

he consolidated financial statements of TheGeorge Washington University and its subsidiaries (the University), which comprise the consolidatedstatements of financial position as of June 30, 2013 and 2012, and the related consolidated statements

ricted activities, consolidated statements of activities, and consolidated statements of cash, and the related notes to the financial statements, and have issued our

In planning and performing our audit of the financial statements, we considered the University'sinternal control over financial reporting (“internal control”) to determine the audit procedures that are

stances for the purpose of expressing our opinion on the financial statements,but not for the purpose of expressing an opinion on the effectiveness of the University's internalcontrol. Accordingly, we do not express an opinion on the effectiveness of the University's internal

exists when the design or operation of a control does not allowmanagement or employees, in the normal course of performing their assigned functions, to prevent, or

material weakness is a deficiency, or acombination of deficiencies, in internal control such that there is a reasonable possibility that amaterial misstatement of the entity's financial statements will not be prevented, or detected and

is a deficiency, or a combination of deficiencies,in internal control that is less severe than a material weakness, yet important enough to merit attention

Our consideration of internal control was for the limited purpose described in the first paragraph ofthis section and was not designed to identify all deficiencies in internal control that might be material

ven these limitations, during our audit we did not identifyany deficiencies in internal control that we consider to be material weaknesses. However, material

Compliance and Other Matters

As part of obtaining reasonable assurance about whether the University’sfrom material misstatement, we performed tests of its compliance with certain provisions of laws,regulations, contracts and grant agreements, noncompliance with which couldmaterial effect on the determination of financial statement amounts. However, providing an opinionon compliance with those provisions was not an objective of our audit, and accordingly, we do notexpress such an opinion. The results ofmatters that are required to be reported under

Purpose of this Report

The purpose of this report is solely to describe the scope of our testing of internal contrcompliance and the results of that testing, and not to provide an opinion on the effectiveness of theentity’s internal control or on compliance. This report is an integral part of an audit performed inaccordance with Government Auditing Standardscompliance. Accordingly, this communication is not suitable for any other purpose.

September 18, 2013

64

Compliance and Other Matters

reasonable assurance about whether the University’s financial statements are freefrom material misstatement, we performed tests of its compliance with certain provisions of laws,regulations, contracts and grant agreements, noncompliance with which couldmaterial effect on the determination of financial statement amounts. However, providing an opinionon compliance with those provisions was not an objective of our audit, and accordingly, we do notexpress such an opinion. The results of our tests disclosed no instances of noncompliance or othermatters that are required to be reported under Government Auditing Standards

The purpose of this report is solely to describe the scope of our testing of internal contrcompliance and the results of that testing, and not to provide an opinion on the effectiveness of theentity’s internal control or on compliance. This report is an integral part of an audit performed in

Government Auditing Standards in considering the entity’s internal control andcompliance. Accordingly, this communication is not suitable for any other purpose.

financial statements are freefrom material misstatement, we performed tests of its compliance with certain provisions of laws,regulations, contracts and grant agreements, noncompliance with which could have a direct andmaterial effect on the determination of financial statement amounts. However, providing an opinionon compliance with those provisions was not an objective of our audit, and accordingly, we do not

our tests disclosed no instances of noncompliance or otherGovernment Auditing Standards.

The purpose of this report is solely to describe the scope of our testing of internal control andcompliance and the results of that testing, and not to provide an opinion on the effectiveness of theentity’s internal control or on compliance. This report is an integral part of an audit performed in

in considering the entity’s internal control andcompliance. Accordingly, this communication is not suitable for any other purpose.

PricewaterhouseCoopers LLP, 1800 Tysons Boulevard, McLean, VA 22102T: (703) 918-3000, F: (703) 918 3100, www.pwc.com/us

Independent Auditor's Report on Compliance with RequirementsThat Could Have a Direct and Material Effect on Each Major Program and on Internal Control

Over Compliance


Report on Compliance for Each Major Federal Program

We have audited The George Washington University'scompliance requirements described in the OMBhave a direct and material effect on each ofJune 30, 2013. The University’s major fresults section of the accompanying schedule of findings and questioned costs.

Management’s Responsibility

Management is responsible for compliance with the requirements of laws, regulations, cgrants applicable to its federal programs.

Auditor’s Responsibility

Our responsibility is to express an opinion on compliance for each of the University's major federalprograms based on our audit of the types of compliance requirements raudit the University's complianceconversion compliance requirements specified by the Federal Perkins Loan Program and described inthe OMB Circular A-133 Comby other auditors whose report has been furnished to us, and our opinion, insofar as it relates to theUniversity's compliance with those requirements, is based solely on the report of theWe conducted our audit of compliance in accordance withthe United States of America; the standards applicable toAuditing Standards, issued by the Comptrol133, Audits of States, Local Governments, and NonCircular A-133 require that we plan and perform the audit to obtain reasonable assurance aboutwhether noncompliance with the types of compliance requirements referred to above that could have adirect and material effect on a major federal program occurred. An audit includes examining, on atest basis, evidence about the University's compliance with those reother procedures as we considered necessary in the circumstances.

We believe that our audit provides a reasonable basis for our opinion on compliance for each majorfederal program. However, our audit does not provide a lcompliance.


65


Over Compliance in Accordance with OMB Circular A


Report on Compliance for Each Major Federal Program

The George Washington University's (the University) compliancedescribed in the OMB Circular A-133 Compliance Supplement

have a direct and material effect on each of the University's major federal programs. The University’s major federal programs are identified in the summary of auditor's

results section of the accompanying schedule of findings and questioned costs.

Management’s Responsibility

Management is responsible for compliance with the requirements of laws, regulations, cgrants applicable to its federal programs.

Our responsibility is to express an opinion on compliance for each of the University's major federalprograms based on our audit of the types of compliance requirements referred to above.audit the University's compliance with maintaining contact with and billing borrowers and timely loan

requirements specified by the Federal Perkins Loan Program and described in133 Compliance Supplement. Compliance with these requirements was audited

by other auditors whose report has been furnished to us, and our opinion, insofar as it relates to theUniversity's compliance with those requirements, is based solely on the report of theWe conducted our audit of compliance in accordance with auditing standards generally accepted inthe United States of America; the standards applicable to financial audits contained in

, issued by the Comptroller General of the United States; and OMB Circular AAudits of States, Local Governments, and Non-Profit Organizations. Those standards and OMB

133 require that we plan and perform the audit to obtain reasonable assurance aboutcompliance with the types of compliance requirements referred to above that could have a

direct and material effect on a major federal program occurred. An audit includes examining, on atest basis, evidence about the University's compliance with those requirements and performing suchother procedures as we considered necessary in the circumstances.

We believe that our audit provides a reasonable basis for our opinion on compliance for each majorfederal program. However, our audit does not provide a legal determination of the University's


in Accordance with OMB Circular A-133

compliance with the types of133 Compliance Supplement that could

major federal programs for the year endedederal programs are identified in the summary of auditor's

results section of the accompanying schedule of findings and questioned costs.

Management is responsible for compliance with the requirements of laws, regulations, contracts, and

Our responsibility is to express an opinion on compliance for each of the University's major federaleferred to above. We did not

maintaining contact with and billing borrowers and timely loanrequirements specified by the Federal Perkins Loan Program and described in

Compliance with these requirements was auditedby other auditors whose report has been furnished to us, and our opinion, insofar as it relates to theUniversity's compliance with those requirements, is based solely on the report of the other auditors.

auditing standards generally accepted infinancial audits contained in Government

ler General of the United States; and OMB Circular A-. Those standards and OMB

133 require that we plan and perform the audit to obtain reasonable assurance aboutcompliance with the types of compliance requirements referred to above that could have a

direct and material effect on a major federal program occurred. An audit includes examining, on aquirements and performing such

We believe that our audit provides a reasonable basis for our opinion on compliance for each majoregal determination of the University's

Opinion on Each Major Federal Program

In our opinion, based on our audit and the report of other auditorsmaterial respects, with the types of compliance requirements referred to above that could have a directand material effect on each of its

Other Matters

The results of our auditing procedures disclosed instances of noncompliance, which are required to bereported in accordance with OMB Circular Aschedule of findings and questioned costs as item 2013program is not modified with respect to these matters.

The University's response to the noncompliance finding identified in our audit is describedaccompanying schedule of findings and questioned costs and correctiveresponse was not subjected to the auditing procedures applied in the audit of compliance and,accordingly, we express no opinion on the response.

Report on Internal Control Over Compliance

Management of the University is responsible for establishing and maintaining effective internalcontrol over compliance with the requirements of laws, regulations, contracts, and grants applicable tofederal programs. In planning and performing our audit, except as noted in the following paragraph,we considered the University’s internal control over compliance with the requirements that couldhave a direct and material effect on a major federal program in orprocedures for the purpose of expressing our opinion on compliance and to test and report on internalcontrol over compliance in accordance with OMB Circular Aexpressing an opinion on the effecnot express an opinion on the effectiveness of the University's internal control over compliance.

We did not consider internal control over compliance with maintaining contact with and billborrowers and timely loan conversionand described in the OMBcompliance requirements was considered by the other auditors refeinsofar as it relates to the Universitysolely upon the report of the other auditors.

A deficiency in internal control over compliancecompliance does not allow management or employees, in the normal course of performing theirassigned functions, to prevent, or detect and correct, noncompliance with a type of compliancerequirement of a federal program on a ticompliance is a deficiency, or combination of deficiencies, in internal control over compliance, suchthat there is a reasonable possibility that material noncompliance with a type of compliancerequirement of a federal program will not be prevented, or detected and corrected, on a timely basis.A significant deficiency in internal control over compliancedeficiencies, in internal control over compliance with a t

66

Federal Program

based on our audit and the report of other auditors, the University complied, in allmaterial respects, with the types of compliance requirements referred to above that could have a directand material effect on each of its major federal programs for the year ended June 30, 2013.

The results of our auditing procedures disclosed instances of noncompliance, which are required to bereported in accordance with OMB Circular A-133 and which are described in theschedule of findings and questioned costs as item 2013-001. Our opinion on each major federalprogram is not modified with respect to these matters.

The University's response to the noncompliance finding identified in our audit is describedaccompanying schedule of findings and questioned costs and corrective action plan. The University'sresponse was not subjected to the auditing procedures applied in the audit of compliance and,accordingly, we express no opinion on the response.

Report on Internal Control Over Compliance

Management of the University is responsible for establishing and maintaining effective internalcontrol over compliance with the requirements of laws, regulations, contracts, and grants applicable to

programs. In planning and performing our audit, except as noted in the following paragraph,we considered the University’s internal control over compliance with the requirements that couldhave a direct and material effect on a major federal program in order to determine our auditingprocedures for the purpose of expressing our opinion on compliance and to test and report on internalcontrol over compliance in accordance with OMB Circular A-133, but not for the purpose ofexpressing an opinion on the effectiveness of internal control over compliance. Accordingly, we donot express an opinion on the effectiveness of the University's internal control over compliance.

We did not consider internal control over compliance with maintaining contact with and billtimely loan conversion compliance requirements specified by Perkins Loan Program

and described in the OMB Circular A-133 Compliance Supplement. Internal control over thesecompliance requirements was considered by the other auditors referred to above, and our report,insofar as it relates to the University’s internal control over those compliance requirements, is basedsolely upon the report of the other auditors.

deficiency in internal control over compliance exists when the design or operation of a control overcompliance does not allow management or employees, in the normal course of performing theirassigned functions, to prevent, or detect and correct, noncompliance with a type of compliancerequirement of a federal program on a timely basis. A material weakness in internal control over

is a deficiency, or combination of deficiencies, in internal control over compliance, suchthat there is a reasonable possibility that material noncompliance with a type of compliance

uirement of a federal program will not be prevented, or detected and corrected, on a timely basis.significant deficiency in internal control over compliance is a deficiency, or a combination of

deficiencies, in internal control over compliance with a type of compliance requirement of a federal

, the University complied, in allmaterial respects, with the types of compliance requirements referred to above that could have a direct

major federal programs for the year ended June 30, 2013.

The results of our auditing procedures disclosed instances of noncompliance, which are required to be133 and which are described in the accompanying

Our opinion on each major federal

The University's response to the noncompliance finding identified in our audit is described in theaction plan. The University's

response was not subjected to the auditing procedures applied in the audit of compliance and,

Management of the University is responsible for establishing and maintaining effective internalcontrol over compliance with the requirements of laws, regulations, contracts, and grants applicable to

programs. In planning and performing our audit, except as noted in the following paragraph,we considered the University’s internal control over compliance with the requirements that could

der to determine our auditingprocedures for the purpose of expressing our opinion on compliance and to test and report on internal

133, but not for the purpose oftiveness of internal control over compliance. Accordingly, we do

not express an opinion on the effectiveness of the University's internal control over compliance.

We did not consider internal control over compliance with maintaining contact with and billingcompliance requirements specified by Perkins Loan Program

Internal control over theserred to above, and our report,

internal control over those compliance requirements, is based

operation of a control overcompliance does not allow management or employees, in the normal course of performing theirassigned functions, to prevent, or detect and correct, noncompliance with a type of compliance

material weakness in internal control overis a deficiency, or combination of deficiencies, in internal control over compliance, such

that there is a reasonable possibility that material noncompliance with a type of complianceuirement of a federal program will not be prevented, or detected and corrected, on a timely basis.

is a deficiency, or a combination ofype of compliance requirement of a federal

program that is less severe than a material weakness in internal control over compliance, yetimportant enough to merit attention by those charged with governance

Our consideration and the other auditors' of internal control over compliance was for the limitedpurpose described in the first paragraph of this section and was not designed to identify alldeficiencies in internal control over comdeficiencies and therefore, material weaknesses or significant deficiencies may exist that were notidentified. We did not identify any deficiencies in internal control over compliance that we consito be material weaknesses.internal control over compliance that they consider to be material weaknesses.identified a deficiency in internal control over compliaof findings and questioned costs as item 2013

The University's response to the internal control over compliance finding identified in our auditdescribed in the accompanyingThe University's response was not subjected to the auditing procedures applied in the audit ofcompliance and, accordingly, we express no opinion on the r

The purpose of this report on internal control over compliance is solely to describe the scope of ourtesting of internal control over compliance and the results of that testing based on the requirements ofOMB Circular A-133. Accordingly, this

December 13, 2013

67

program that is less severe than a material weakness in internal control over compliance, yetimportant enough to merit attention by those charged with governance.

Our consideration and the other auditors' of internal control over compliance was for the limitedpurpose described in the first paragraph of this section and was not designed to identify alldeficiencies in internal control over compliance that might be material weaknesses or significantdeficiencies and therefore, material weaknesses or significant deficiencies may exist that were notidentified. We did not identify any deficiencies in internal control over compliance that we consito be material weaknesses. Also, the report of the other auditors did not identify any deficiencies ininternal control over compliance that they consider to be material weaknesses.

in internal control over compliance, as described in the accompanying schedulegs and questioned costs as item 2013-002, which we consider to be a significant deficiency

sponse to the internal control over compliance finding identified in our auditdescribed in the accompanying schedule of findings and questioned costs and corrective action plan

response was not subjected to the auditing procedures applied in the audit ofcompliance and, accordingly, we express no opinion on the response.

The purpose of this report on internal control over compliance is solely to describe the scope of ourtesting of internal control over compliance and the results of that testing based on the requirements of

133. Accordingly, this report is not suitable for any other purpose.

program that is less severe than a material weakness in internal control over compliance, yet

Our consideration and the other auditors' of internal control over compliance was for the limitedpurpose described in the first paragraph of this section and was not designed to identify all

pliance that might be material weaknesses or significantdeficiencies and therefore, material weaknesses or significant deficiencies may exist that were notidentified. We did not identify any deficiencies in internal control over compliance that we consider

Also, the report of the other auditors did not identify any deficiencies ininternal control over compliance that they consider to be material weaknesses. However, we

nce, as described in the accompanying schedulea significant deficiency.

sponse to the internal control over compliance finding identified in our audit isschedule of findings and questioned costs and corrective action plan.

response was not subjected to the auditing procedures applied in the audit of

The purpose of this report on internal control over compliance is solely to describe the scope of ourtesting of internal control over compliance and the results of that testing based on the requirements of

report is not suitable for any other purpose.

Schedule of Findings and Questioned Costs

The George Washington UniversitySchedule of Findings and Questioned Costs


68

Section I – Summary of Auditor’s Results

Financial StatementsType of auditor’s report issued: Unmodified

Internal control over financial reporting:

Material weakness(es) identified? _____ yes __x__ no

Significant deficiency(ies) identified that are notconsidered to be material weaknesses? _____ yes __x__ none reported

Noncompliance material to financial statements noted? _____ yes __x__ no

Federal AwardsInternal control over major programs:

Material weakness(es) identified? _____ yes __x__ no

Significant deficiency(ies) identified that are notconsidered to be material weaknesses? ___x__ yes ____ none reported

Type of auditor’s report issued on compliancefor major programs: Unmodified

Any audit findings disclosed that are required to bereported in accordance with section 510(a) of OMBCircular A-133?

__x__ yes _____ no

Identification of major programs:CFDA Number(s):

Various

Various

93.702

Dollar threshold used to distinguish between typeA and type B programs:

Name of Federal Program or Cluster:

Student Financial Assistance Cluster

Research and Development Cluster

ARRA - Space Renovation for the NewResearch Center for the Neglected Diseases ofPoverty

$3,000,000

Auditee qualified as low-risk auditee? __x__ yes ____ no



69

Section II – Financial Statement Findings

There are no matters to be reported.

Section III – Federal Award Findings and Questioned Costs

2013-001: ALLOWABLE COSTS/COST PRINCIPLES: COST TRANSFERS

CFDA Federal Agency Program Name Award NumberAward

Year

Pass-

through

Number

84.246

Department of

Education/

(San Diego State

University)

National

Rehabilitation

Leadership Institute

H246D070002 2013

55002C

P1208

7802 212

93.226Department of Health

and Human Services

Symposium on

Patient Engagement1R13HS021600-01 2013 N/A

93.389

Department of Health

and Human Services/

National Institutes of

Health / (Children’s

Research Institute)

HIV-Associated

Neurocognitive

Disorders and

Cognitive Control

Among Older

Adults: A Pilot

Study

Using fMRI

Among a High Risk,

Community-Based

Sample in District of

Columbia

UL1RR031988-02 201330000671

-12-01

93.847

Department of Health

and Human Services/

National Institutes of

Health

The Studies to Treat

or Prevent Pediatric

Type 2 Diabetes-

STOPP-T2D

5U01DK061230 2012 N/A

CriteriaOMB Circular A-21 C.4

The National Institutes of Health Grants Policy Statement which includes requirements for the timelyidentification and processing of cost transfers as well as the documentation required to accompanycost transfers.

The George Washington University cost transfer policy which includes requirements for thedocumentation and approval that must accompany cost transfers as well as the general timeframe inwhich cost transfers must be processed (generally within 90 days after the initial charge).



70

ConditionWe selected a sample of sixty cost transfers for testing totaling $212,214. We noted the followingwith regards to the sample selected for testing:

Four of sixty cost transfers totaling $2,547 were processed in excess of 90 days from theinitial charge.

We noted that all cost transfers had adequate documentation to support allowability and includedevidence of authorization along with justification for the cost transfer.

Questioned CostsThere are no questioned costs associated with this finding as all cost transfers were accompanied bysupporting documentation evidencing allowability.

CauseManagement revised its cost transfer policy and procedures in fiscal year 2012 in order to improve thetimeliness of detecting and processing cost transfers. The policy was updated to specifically include atimeframe during which cost transfers should be detected and processed (generally 90 days).

While the policy states that errors in the allocation of direct costs to sponsored agreements should beidentified, corrected, and documented in a timely and consistent manner (generally 90 days), therewere certain cost transfers processed in excess of the stated timeframe. As required by the costtransfer policy, the cost transfers included documentation to support allowability, justification for thecost transfer, and reasons for the cost transfers occurring outside the specified timeframe.

EffectCosts transfers are processed outside of the timeframe that is allowable by the federal regulations.

RecommendationWe recommend management continue its efforts to educate the research community on the revisedcost transfer policy, with a specific emphasis on the timely detection and processing of necessary costtransfers. Ongoing and targeted training should include departments which generate frequent costtransfers.

Views of responsible officials and planned corrective actionsGW concurs with this recommendation and remains focused on decreasing the volume of costtransfers. In fiscal year 2013, we estimate that less than 1% of total federal expenditures required acost transfer transaction. We continue improving systems and resources available to support financialmanagement of awards. For instance, in October 2012, GW implemented an enhanced electronicexpense system for Procurement Cards that facilitated the ability to accurately record charges at thefirst point of entry. We are also continually improving reporting tools to provide PIs andadministrators with greater visibility into award finances and other information. We continue toreview cost transfer queries on a quarterly basis to identify potential issues and areas at risk for non-compliance. Based on these quarterly reviews, Finance division personnel provide additionaltrainings throughout the year with departments and individuals to review cost transfer policy andprocedures.

GW will continue to stress throughout the research community the importance of timely review offinancial reports and initiation of cost transfers to support accurate financial reporting.



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2013-002: SPECIAL TESTS AND PROVISIONS - SCHEDULE OF EXPENDITURES OFFEDERAL AWARDS

Federal Agency: Department of Health and Human Services

Program: ARRA - Space Renovation for the New Research Center for the NeglectedDiseases of Poverty

CFDA #: 93.702

Award #: 1C06RR030112-01

Award year: 2/4/2010 - 2/3/2015

Pass-through: Not applicable

Criteria

OMB Circular A-133 - Section _.310(b) sets forth that the auditee shall prepare a Schedule ofExpenditures of Federal Awards ("SEFA") for the period covered by the auditee's financialstatements.

ConditionDuring our review of the SEFA, we noted an accrual for $1,610,488 which was not recorded for theARRA - Space Renovation for the New Research Center for the Neglected Diseases of Povertyprogram. Management subsequently recorded the accrual to the 2013 SEFA.

Questioned CostsThere are no questioned costs associated with this finding as the charges were allowable under theprovisions of the grant.

CauseManagement has a robust process to accrue for expenses incurred within the fiscal year, which is arequired cut-off procedure for financial statement preparation purposes. This process has historicallyexcluded evaluation and accrual of expenditures associated with grants and therefore accruals havealso been excluded from the SEFA.

EffectThe expenditures related to the ARRA - Space Renovation for the New Research Center for theNeglected Diseases of Poverty program were initially understated within the current year SEFA.

RecommendationManagement should enhance the year end accrual process to include the evaluation of an accrual ofmaterial grant expenses on the SEFA.



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Views of responsible officials and planned corrective actionsGW concurs with this recommendation. As noted above, the FY13 SEFA was adjusted to includematerial items paid after year end. Our year-end procedures will be modified to ensure similarevaluation of accruals is performed each year to ensure the SEFA is materially complete andaccurate.

Summary Schedule of Prior Year Audit Findings

and Questioned Costs

The George Washington UniversitySummary Schedule of Prior Year Audit Findings and Questioned CostsFor the year ended June 30, 2013

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Section II- Financial Statement Findings

There were no matters reported.

Section III- Federal Award Findings and Questioned Costs

2012-1 – Cost Transfers (also refer to 2012-1 and 2011-4)PwC selected a sample of sixty cost transfers for testing totaling $572,815 and noted the followingwith regards to the sample selected:

Six of sixty cost transfers totaling $3,913 were processed in excess of 90 days from the initialcharge. Seven federal awards were impacted as certain cost transfers impacted more than oneaward.

PwC noted that all cost transfers had adequate documentation to support allowability and includedevidence of authorization along with justification for the cost transfer.

See current year finding 2013-001.

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