The comprehensive competitiveness evaluation of American universities in Bridge Engineering
Transcript of The comprehensive competitiveness evaluation of American universities in Bridge Engineering
The comprehensive competitiveness evaluationof American universities in Bridge Engineering
Yuan Wang • Ruimin Ma • Tianhao Tang • Xia Liu • Ping Xie •
Jianxin Wang • Jianxiang Liu • Haideng Zhou • Siwei Zhang
Received: 10 June 2011 / Published online: 28 January 2012� Akademiai Kiado, Budapest, Hungary 2012
Abstract This article explores a method of evaluating the comprehensive competitive-
ness of American universities in Bridge Engineering, which is beneficial for students’
picking up an ideal university for further study in America. Making use of ESI database,
SCI database and EI database as well as the ranking of American universities from U.S.
News and World Report, the author evaluates the comprehensive competitiveness of
American universities in Bridge Engineering, and then develops the ranking of compre-
hensive competitiveness of American universities in Bridge Engineering specialty. From
the ranking, the author reaches the conclusion that American universities such as Uni-
versity of Illinois-Urbana-Champaign and Georgia Institute of Technology and so on, have
comparatively higher international influence and competitiveness in the field of Bridge
Engineering.
Keywords University rankings � American universities � Bridge engineering �Competitiveness � Evaluation
Y. Wang (&) � X. LiuLibrary, China University of Mining and Technology, Xuzhou, Jiangsu 221116,People’s Republic of Chinae-mail: [email protected]
R. MaSchool of Management, Shanxi University, Taiyuan, Shanxi 030006, People’s Republic of China
T. TangSchool of Transportation, Southeast University, Nanjing, Jiangsu 210096, People’s Republic of China
P. XieLibrary, Jiangsu University, Zhenjiang, Jiangsu 212013, People’s Republic of China
J. Wang � J. Liu � S. ZhangFaculty of Safety Engineering, China University of Mining and Technology,Xuzhou, Jiangsu 221116, People’s Republic of China
H. ZhouSchool of Mines, China University of Mining and Technology, Xuzhou, Jiangsu 221116,People’s Republic of China
123
Scientometrics (2012) 91:693–701DOI 10.1007/s11192-012-0616-x
Introduction
Nowadays, many students aspire to travel abroad for further study. However, the first
question coming to their minds is that which university has the comparatively higher
comprehensive competitiveness to suit their needs. The ranking of global universities is
always the main resource for them to refer to.
On the basis of the data from ESI (Essential Science Indicators) database, the Research
Center for Chinese Science Evaluation of Wuhan University has done a research and
obtained 23 rankings including ranking of research competitiveness in worldwide uni-
versities and ranking of discipline competitiveness in worldwide research institutions
(universities and research institutions included). In these 23 rankings, 22 key disciplines
like ‘‘Engineering’’ in the ranking of discipline competitiveness in worldwide research
institutions in 2009–2010 are included (Network of Science and Education Evaluation in
China 2011).
U.S. News and World Report has released the ranking of some popular areas of study
such as the Ranking of American Universities in Civil Engineering, but there are still some
less popular disciplines which are not included in the research such as Bridge Engineering.
Therefore, by evaluating the comprehensive competitiveness of worldwide universities
with the example of Bridge Engineering in American universities, this paper aims at
searching for ranking methods of worldwide universities which might be useful to college
students.
Evaluation of the comprehensive competitiveness of worldwide universities
Object of evaluation
ESI database, the high-level and authoritative evaluation tool in the world, sets up 22 key
disciplines according to the characteristics of discipline development. Only the total
citations of papers ranking in the top 1% of the U.S. ESI database in recent 11 years can be
included in the ranking list. As for Engineering, there are 1,095 institutions entering the
ranking. American universities among these 1,095 research institutions are the object of
this evaluation (Essential Science Indicators 2010).
Data source
The original data of evaluation is gathered from ESI, U.S. News and World Report, SCI
expanded and EI.
ESI database
Essential Science Indicators (ESI), launched by ISI (Institution for Scientific Information)
in 2001, is a resource that enables researchers to conduct ongoing, quantitative analyses of
research performance and track trends in science. Covering a multidisciplinary selection of
more than 11,000 journals from around the world, this in-depth analytical tool offers data
for ranking scientists, institutions, countries, and journals. Compilation of science per-
formance statistics and science trends data is based on journal article publication counts
and citation data from Thomson Scientific databases. Available as a ten-year rolling file,
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ESI covers 10 million articles in 22 specific fields of research, and is updated every
2 months. The ESI is an analytical tool to assess scientific research performance and track
research trend as it develops. Only those institutions whose total citations of published
papers are in the top 1% can enter the ranking list of ESI discipline. Therefore, the
institutions included in the ranking list of ESI discipline are those enjoying high prestige
and making great contribution to worldwide academic exchange. There are 1,095 insti-
tutions included in the ESI discipline ranking list in the field of Engineering (Huo 2003).
U.S. News and World Report
University specialty evaluation abroad starts earlier than that in China and it is more
normative. The evaluation conducted by media outlets such as U.S. News and WorldReport of America and The Times Higher Education Supplement of U.K, begins to take
shape and has the universal influence. In recent years, U.S. News and World Reportreleases the ranking of Civil Engineering of American universities every year.
SCI database and EI database
The ProQuest Dialog is the biggest international online retrieval system and the leading
supplier of creative information worldwide. It collects more than 600 industrial databases,
including SCI, Science, Chemical Abstracts, and Derwent Biotechnology Abstracts. Papers
on Bridge Engineering in each database can be searched by the ProQuest Dialog. This
paper selects the frequently-used retrieval platform DialogLink-Version 5. DIALINDEX is
a central index to all the databases on Dialog. It allows you to compare the number of
records retrieved by a certain strategy among various databases, thus enabling you to
identify which file(s) contains the information you want.
To start a DIALINDEX search, enter BEGIN 411 in the Type-Ahead Buffer to open the
BEGIN window. The following query sentence is used: bridge and py C 2,000. The
detailed steps are listed as follows. Firstly enter ‘‘b 411’’ in the Type-Ahead Buffer to
display the BEGIN window. Then enter ‘‘alleng’’ in the Set Files text box. Next enter
‘‘bridge and py C 2,000’’ in the Select text box. Finally, click ‘‘Run Search’’. The results
of your DIALINDEX search are displayed in the BEGIN window. Some of the retrieval
results are shown in Table 1 (Databases by Search Options 2011; Dialog Bluesheets 2011).
EI, the US-based Engineering Index database, is one of the most frequently used
abstract index databases. EI database is an essentially significant platform for evaluating
scientific research progress and achievements. Whether or not the paper is collected by EI
database is an important quantified standard for judging the quality of the paper. Another
frequently used index database is the Web of Science, including the following three
citation index databases, i.e., SCI expanded, SSCI and A&HCI.
The number of published papers is an important factor for evaluating the scientific
research productivity and a reflection of the contribution to worldwide academic com-
munication. The scientific research influence can be evaluated according to citations of the
Table 1 The number of recordsretrieved from SCI, EI andINSPEC
Note: the above data are fromDialogLink5 [2011-2-13]
Hits File Name
26381 2 INSPEC 1898–2011/Feb W1
40554 8 Ei Compendex(R) 1884–2011/Feb W1
39494 34 SciSearch(R) Cited Ref Sci 1990–2011/Feb W1
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paper. Therefore, EI database and SCI database are chosen as the sources of the evaluated
data for this paper.
Construction of evaluation index system
Both teaching and research play important roles in the development of a university. The
ranking of U.S. News and World Report (2011) mainly focuses on the teaching situation of
a university, which lacks the evaluation indicators on research. To make up for this
inadequacy, some indicators are imported such as the number of published papers that
stands for research productivity and the citations of them, which are indicative of its
research influence.
The amount of published papers is an important factor for evaluating the scientific
research productivity of the institution. Papers collected by SCI and EI database have been
evaluated by the prestigious experts, so they are of high quality and very influential in the
corresponding discipline. The research influence is measured by the citations of the papers
indexed in the SCI.
Another key task that we must face is the weights assignment. In our practice, we asked
five experts in technology policy or library and information science to assign the weights of
these indicators. Then we took the average value of the weights as the corresponding
weights. The experts all agree that the teaching is as important as the research leading to an
equal weight, i.e. 50%, to them. For the research index, the experts gave bigger weights to
research influence than research productivity, which indicates that the influence index is
more important than that of the productivity. On the basis of the experts’ views, the index
system of comprehensive competitiveness evaluation of American universities is con-
structed as shown in Table 2 (Qiu et al. 2006; Qiu and Ma 2006; Isidro et al. 2010; Mi and
Li 2009; Li and Ren 2007; U.S. News and World Report 2011).
Analytical method and procedure
The main procedure is as follows. The first step is to list the 1,095 institutions included in
the ranking list of Engineering from ESI database and the top 94 American universities of
Civil Engineering issued by U.S. News and World Report in 2010, and then data is
extracted from SCI database and EI database. The last step is to obtain the ranking of
American universities on comprehensive competitiveness in Bridge Engineering specialty.
The detailed analytical procedure is shown in Fig. 1.
Table 2 Weight of each evaluation index of American universities
First levelindex
Second level index Third level index Weight(%)
Teaching Ranking Ranking in the U.S. News and World Report P1 = 50
Research Scientific researchproductivity
Quantity of paper collected in SCI P2 = 15
Quantity of paper collected in EI P3 = 10
Scientific research influence Total citations of paper in SCI P4 = 25
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Evaluation procedure
Evaluation set ‘‘A’’ of data collected from ESI database
The 1,095 institutions included in the ranking list of Engineering in ESI database are those
whose total citations of their papers are in the top 1%, and they all enjoy high prestige in the
field of Engineering. Therefore, the American universities out of these 1,095 institutions are
regarded as set ‘‘A’’. The collecting process is as follows: First, log in to the website of ISI
Web of Knowledge, choose the analytical tool ‘‘Essential Science Indicators’’, next choose
‘‘institution’’, and then choose discipline ‘‘Engineering’’. In this way, the 1,095 institutions
included in the top 1% of Engineering from ESI database and their rankings are acquired.
Select the American universities among these 1,095 institutions as set ‘‘A’’.
Evaluation set ‘‘B’’ of data collected from U.S. News and World Report
In 2010, U.S. News and World Report issued the ranking of Civil Engineering for post-
graduate program in American universities, and then the top 94 universities are selected as
set ‘‘B’’ (U.S. News and World Report 2010).
Evaluation set ‘‘C’’
Through comparative analysis of set ‘‘A’’ and set ‘‘B’’, data shared in both set A and set B
are located, namely, the union of these two sets, which constitutes set ‘‘C’’ of research
competitiveness evaluation of American Bridge Engineering majors. There are 90
American universities in evaluation set ‘‘C’’. These 90 American universities are in the top
1% of the ranking of Engineering discipline from ESI database, and also are the top 94
American universities of Civil Engineering for postgraduates in 2011.
C ¼ A \ B
A: the American universitiesout of these 1095 institutions
No B: 94 American universities
A B : 90 Americanuniversities
Ranking of comprehensive competitiveness ofAmerican universities in bridge engineering
No
Fig. 1 Technology roadmap of object selection
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Collection of papers on Bridge Engineering from SCI database
As for the 90 American universities in evaluation set ‘‘C’’, acquire the amount of papers on
Bridge Engineering of each university from SCI database since 2000. In SCI, the purposes
can be achieved by the following steps: Search for ‘‘bridge’’ in ‘‘Topic’’ field in pull-down
menu to the right of the search box on the initial SCI screen and limit time span from 2000
to 2011. Then select the database SCI expanded, i.e. SCI-E. Then click the button
‘‘Search’’ and obtain the initial results: 42,160 records (papers). However, we should carry
out some refinement in order to get the final results. Firstly, refine the search results from
the aspect of ‘‘Subject Areas’’. Check ‘‘Engineering, Civil’’ and ‘‘Construction and
Building Technology’’. Click ‘‘Refine’’ to get the results: 4,866 records. Secondly, refine
the search results from the aspect of ‘‘Document Types’’. Check ‘‘article’’ and ‘‘pro-
ceedings paper’’. Click ‘‘Refine’’ and get the results: 4,535 records. Thirdly refine the
search results from the aspect of ‘‘Countries/Territories’’. Check ‘‘USA’’;click ‘‘Refine’’
and get the results: 1,974 records, which are the final papers that will be used in next
analysis. Finally, click ‘‘Analyze Results’’ on the results page to go to the Analyze Results
page. Select ‘‘Institution Name’’ to analyze from the list. Then select 2,500 records in the
set that you want to analyze. Show the top 250 results sorted by record count. From the list
of the Results page, the amount of papers of the top 250 American universities can be
viewed. For example, the amount of papers of University of California-San Diego on
Bridge Engineering from SCI database is 56 (ISI Web of Knowledge 2011).
Collection of total citations of papers on Bridge Engineering from SCI database
As for the 90 American universities in evaluation set ‘‘C’’, the author retrieves total
citations of papers on Bridge Engineering of each university from SCI database since 2000.
The citation frequency can reflect the influence of institutions. The high-quality papers can
be retrieved from search results by the Web of Science’s tool of ‘‘Sort by’’ and ‘‘Time
Cited’’, which helps to pin down papers of great influence from varieties of search results.
Therefore their corresponding institutions are clear. For instance, the procedure of
retrieving the total citations of SCI-listed papers on Bridge Engineering in the University
of California-San Diego is shown below.
On the Analyze Results page in 2.5.4, use the check boxes below to view the records.
You can choose to view those selected records. Check ‘‘UNIV CALIF SAN DIEGO’’, click
‘‘View Records’’ to go to the Results page to view the records that contain the selected field
values. On the Results page, click ‘‘Create Citation Report’’, and the result that the sum of
the times cited is 255 can be required. And get back to the Analyze Results page, choose
another university. Click ‘‘View Records’’. Get the sum of the times cited of other uni-
versities by the same method. The search result is that the amount of papers on Bridge
Engineering of University of California-San Diego from SCI database is 56 and the total
citations of these papers is 255 (ISI Web of Knowledge 2011).
Collection of the amount of papers on Bridge Engineering from EI database
As for the 90 American universities in evaluation set ‘‘C’’, acquire the amount of papers on
Bridge Engineering of each university from EI database since 2000.
On the initial EI screen, choose either ‘‘Quick Search’’ or ‘‘Expert Search’’, and com-
bine the searching fields logically. Take University of California-Berkeley for example.
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Choose ‘‘Quick Search’’: Select EI Compendex database. Search for ‘‘bridge or via-
duct’’ in ‘‘Subject/Title/Abstract’’ field from the Search in pull-down menu to the right of
the search box. Search for ‘‘University of California’’ in ‘‘Author affiliation’’ field. Search
for ‘‘Berkeley’’ in ‘‘Author affiliation’’ field. Combine terms using AND (results contain all
specified terms). Limit time span from 2000 to 2011. Sort by relevance. Autostemming is
ON. Click ‘‘Search’’ and get the results: 359 records. Then refine results for the first time.
After performing the initial search, lists of facets appear on the right side of the search
results screen. These facets (categories) include Author, Classification code, Country and
so on. Under each facet, a list of the most recurring terms in that category will appear in
descending order. Each facet displays the first 10 items that are relevant to your search.
Click ‘‘More’’ to find further information within each facet. The 10 items most relevant to
Bridge Engineering are selected as shown in Table 3 (Engineering Village 2 2011).
According to ten items listed above, Check these 10 boxes under the Classification code
facets and click ‘‘Include’’, and the most relevant terms in Classification code that you
selected will be added to your initial search terms, therefore refine the results set and get
the results: 128 records. Then Refine the results again. Check ‘United States’ box under the
Country facets and click ‘‘Include’’. The United States will be added to your initial search
terms, therefore the final search results are 108 records (Engineering Village 2 2011).
It is noted that there is another way to gather the expected data, i.e., by choosing the
submenu ‘‘Expert Search’’. In Expert Search, the search terms are linked using Boolean
operators. A single search box is provided in Expert Search. Use the ‘‘Within’’ command,
WN, and a field code to execute a search within a specific field. Field codes for EI database
are shown in Table 4.
Query sentence is as follows. [((Bridge or viaduct) WN KY) AND ((University of Cal-
ifornia) WN AF)] AND ((Berkeley) WN AF)) and {United States} WN CO and ({401.1} OR
{409} OR {723.5} OR {421} OR {408.1} OR {408} OR {422} OR {422.2} OR {484.1} OR
{545.3}) WN CL. By this query sentence, we also can obtain the result: there are 108 papers
published by University of California-Berkeley (Engineering Village 2 2011).
Calculation of evaluation score of the 90 American universities
As for the 90 American universities in evaluation set ‘‘C’’, the evaluation score of each
university can be obtained with the following formula.
Table 3 Classifications relevantto Bridge Engineering (top 10)
No. Classification Correspondingcode
1 Bridges 401.1
2 Civil engineering, general 409
3 Computer applications 723.5
4 Earthquake measurements and analysis 484.1
5 Steel 545.3
6 Strength of building materials; mechanicalproperties
421
7 Strength of building materials; test equipmentand methods
422
8 Strength of building materials : test methods 422.2
9 Structural design 408
10 Structural design, general 408.1
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SK1 ¼X4
i¼1
PiXi ¼ 0:5X1 þ 0:15X2 þ 0:1X3 þ 0:25X4
In this formula, SK1 stands for the evaluation score, Xi (i = 1, 2, 3, 4) stands for the
standardized score of the ith index and Pi (i = 1, 2, 3,4) stands for the weight of the ithindex. The standardized method is that the value of each cell divides the maximum of the
column. For the X1, the ranking is dealt with like this; The first is regarded as 100 score and
the last (i.e. 191st) as 15 score. So the linear regression equation between the order (X) and
the score (Y) is built as below.
itY ¼ � 17
38xþ 100
17
38
The higher the total score is, the higher the scientific competitiveness of the university is.
Therefore, the ranking of universities can be obtained by calculating the total score of each
university.
Results of discipline evaluation
As for the 90 American universities in evaluation set ‘‘C’’, rank them according to the total
score of each university and get the ranking of research competitiveness on Bridge
Engineering of American universities, as shown in Table 5.
Table 4 Partial EI databasesearch codes
Field Code
Subject/title/abstract KY
Affiliation AF
Country of origin CO
Classification code CL
Table 5 Ranking of research competitiveness on Bridge Engineering of American universities (top 10)
Rank College name Final score
1 University of Illinois-Urbana-Champaign, Urbana, IL 77.68
2 Georgia Institute of Technology, Atlanta, GA 73.34
3 Princeton University, Princeton, NJ 73.22
4 University of California—Davis, Davis, CA 69.77
5 University of California—San Diego, La Jolla, CA 69.03
6 University of California—Berkeley, Berkeley, CA 67.98
7 Columbia University in the City of New York, New York, NY 65.79
8 California Institute of Technology, Pasadena, CA 64.22
9 Carnegie Mellon University, Pittsburgh, PA 63.94
10 The Ohio State University, Columbus, OH 63.13
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Conclusions
Based on scientometrics, this article filters the ranking of comprehensive competitiveness
of American universities in Bridge Engineering. The information in Table 5 shows that the
universities, like University of Illinois-Urbana-Champaign and Georgia Institute of
Technology, are comparatively more influential and competitive in the field of Bridge
Engineering.
This article adopts, by far, the most authoritative data from ESI database, and the data
from U.S. News and World Report, the famous institution of ranking universities as well as
the data from SCI and EI database, the frequently-used citation index databases. At last,
ranking of research competitiveness of American universities in Bridge Engineering is
acquired.
Ranking of comprehensive competitiveness of American universities on Bridge Engi-
neering will exert great influence on the feasibility and operation of the ranking of the
discipline competitiveness of the worldwide research institutions.
This study not only provides a DIY method of ranking the research competitiveness of
universities, but also some helpful suggestions on employment and enrollment into insti-
tutions of higher education for university students. Moreover, the greatest significance of
this study is that it pushes the university students’ horizon onto a higher level for their
employment and work by connecting the database mastered by university students with
their practice.
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