The Big Switch CWF

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    Q: Are campaign contributions generally provided to

    support a particular political party, candidate or

    ideology? Or does money simply follow power, implying

    that the contributor is seeking a return on the

    investment?

    A: When the Republican Party held a majority of seats

    in the New York State Senate in 2008, Republican

    legislative committee chairs were showered with

    campaign cash from corporations, including senators

    who did not face a competitive election. When the

    Democrats took control in 2009, a big switch occurred:

    money flowed away from the Republicans and toward

    the new Democratic committee chairs. When the

    Republicans regained control in 2011, we witnessed

    another big switch.

    A Report By

    Center for Working Families

    1133 Broadway, Suite 332

    New York, NY 10010

    www.cwfny.org

    October 2012

    http://www.cwfny.org/http://www.cwfny.org/
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    Credits

    Research

    Mark Treskon, Senior Policy Analyst

    Analysis and writing

    Joseph G. Rappaport, Policy Director

    Additional research

    Sunshine Ludder, Senior Economic Policy Strategist

    Stephan Edel, Green and Equitable Economies Organizer

    Editing, analysis and logo design

    Dave Palmer, Executive Director

    Additional assistance

    Susie Lim, CWF Administrator

    Jessica Wisneski and Charlie Albanetti, Citizen Action of New York

    Michael Kink, Strong Economy For All

    The Center for Working Families is a non-partisan and independent think- and do-tank

    that conducts research and advocates for policy change in New York State to benefit

    low- and middle-income people.

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    In Table of contents

    SECTION PAGESummary and recommendations 4

    Overall corporate donations 7

    Top 15 committee profiles 8

    Civil Service and Pensions 9

    Codes 11

    Commerce, Economic Development

    and Small Business 13

    Consumer Protection 15

    Energy and Telecommunications 17

    Environmental Conservation 19Finance 21

    Health 23

    Housing, Construction and

    Community Development 25

    Insurance 27

    Judiciary 29

    Racing, Gaming and Wagering 31

    Rules 33

    Transportation 35

    Veterans, Homeland Security and

    Military Affairs 37

    Appendix A: Methodology 39

    Appendix B: Annual contributions

    by committee 43

    Appendix C: 2008 and 2010 electoral results

    involving committee chairs 48

    Appendix D: Average corporate contributions 50

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    In Summary & recommendations

    Q: Are campaign contributions generally provided to support a particular political party,

    candidate or ideology? Or does money simply follow power, implying that the

    contributor is seeking a return on the investment?

    A: When the Republican Party held a majority of seats in the New York State Senate in

    2008, Republican legislative committee chairs were showered with campaign cash from

    corporations, including senators who did not face a competitive election. When the

    Democrats took control in 2009, a big switch occurred: money flowed away from the

    Republicans and toward the new Democratic committee chairs. When the Republicans

    regained control in 2011, we witnessed another big switch.

    For nearly a half-century,power in Albanys two legislative houses had stayed

    constantthe Republicans the majority in the senate and the Democrats in the

    assembly. That ended with the election of 2008, when Democratic candidates won a

    majority of the senates seats and took control of the chamber in 2009.

    The change-over from Republican to Democratic control, and then back again from

    Democratic to Republican control in 2011, provided the equivalent of a real-life

    experiment. While Albany observers might speculate where corporate dollars would go

    in a change of legislative power, here was a once-in-a-half-century chance to see what

    would actually occur.

    Our findings, based on a review of 48,699 campaign finance filings from 2008 to August 2012,

    show that corporate money did indeed follow the leader. In 2009 and 2010, when the

    Democrats held power (other than a brief interlude in June and July 2009), corporationsswitched their allegiance to them from the Republicans. And when the Republicans regained

    control, corporations switched back.

    Our key findings include:

    A big switch took place in 2009 and again in 2011, when the senate changedhands (see chart and table, page 5).

    -- In 2008, the Republican senate majority collected almost $5 million in

    corporate donations, while Democrats collected nearly $2.8 million.

    -- In 2009, when the Democrats took power, corporations sent almost

    $3.7 million their way. In 2010, the Democrats took in about $4.2 million.

    Over the two years they held power, their corporate take increased 41

    percent annually.

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    Meanwhile, the Republican take in 2009 and 2010 fell by about half,

    averaging $2.5 million annually.

    In 2011, when the Republicans regained power, corporations also

    switched allegiance, donating $4.1 million. In 2012 (through August),

    another $3.2 million came to the Republicans.

    Meanwhile, the Democrats took in corporate donations of$1.7 million in2010 and another $1.4 million through August 2012.

    Leadership of the 15 committees (those with the most corporate contributionsannually) changed from one party to another 30 times during this periodand in

    22 of those handovers, corporate donors redirected the bulk of their funds to

    the new chair.

    In the other eight instances, Republicans retained their corporate fund-raising

    advantage even when the Democrats controlled the committee.

    For committees like Transportation or Housing, corporate donors with aninterest in the committees area typically did not discriminate between

    Republican and Democrat in giving campaign funds to the chair. Our individual

    committee profiles outline this.

    Contributions rolled into the chairs of the top 15 committeeseven when theyfaced little or no opposition at the polls. In the 58 races we reviewed, all but

    eight of the chairs won by more than 14 percentage points. In 21 of the races,

    the chairs either ran uncontested or won with more than 80 percent of the vote.

    On average, corporate donations to Republican senate committee chairsoutpaced those to Democratic chairs. In the top 15 committees, Republican

    chairs received an average of $199,759 in corporate donations in the two full

    years we examined (2008 and 2011).

    Meanwhile, Democrats received an average of $167,327 in 2009 and 2010, when

    they controlled the senate.

    Corporate donations to sitting senators made up 66.2 percent of the total valueof all non-individual campaign contributions. (By contrast, union donations made

    up 22.6 percent of such gifts.)

    When corporate donations are combined with individual gifts of $1,000 or more,they account for nearly seven out of every ten dollars donated to legislative

    incumbents.

    The results of this real-life experiment go to the heart of our political system. Elected

    officials typically deny that corporate donationsor any donationto their campaign

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    chests affect the decisions they make in the capitol. And it is difficult to trace a quid pro

    quo.

    But with millions in corporate campaign donations given no matter which party is in

    power, New Yorkers may rightly question who ultimately influences policy in Albany.

    They might speculate that some bills get taken up or left to languish based on who is

    giving money, rather than which party is in charge. They may wonder if there is a role

    for the regular citizen, who legislators are in fact elected to represent.

    Clearly, though, the men and women who run corporations believe that its better to

    give to candidates, even those who face no real electoral challenges, than to abstain.

    And, as our report shows, they believe it is best to give to whichever party holds power.

    To alter the balance of power and lessen the influence of corporate donors, the Center

    for Working Families has joined with more than 120 other groups in the Fair Elections

    campaign, which has proposed the public financing of elections in New York State and

    other campaign finance changes. Our specific recommendations follow.

    RECOMMENDATIONS

    1) The single most important reform to lessen the improper influence of large corporate

    contributions to candidates running for office in New York State is to implement Fair

    Elections a system of public financing of elections that would provide qualifying

    candidates with public matching funds on small donations (e.g., $6 for every $1 of

    private donation on donations up to $175).

    2) Any Fair Elections system must also include other key campaign finance reforms, such

    as:

    a. lower contribution limits for participating and non-participating candidates;

    b. reasonable limits and rules on housekeeping accounts; and

    c. increased enforcement and candidate compliance services.

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    In All corporate donations

    Corporate donors gave more moneynearly $5 millionto Republicans when the party

    held the senate majority in 2008. But when the Democrats finally took over in 2009

    after more than four decades out of power, corporate donors turned to them, and the

    Democrats out-raised the Republican minority. In 2010, with the Republicans back in

    power, corporate donors also went back to them. (Solid line indicates party was inpower.)

    All Senate (all corporate donations)

    Year Republicans Democrats

    2008 $4,968,859 $2,784,380

    2009 $1,896,570 $3,660,335

    2010 $3,110,693 $4,182,087

    2011 $4,101,691 $1,662,3922012 $3,264,967 $1,398,138

    Totals $17,342,780 $13,687,331

    2009-2010 $5,007,263 $7,842,421

    2011-2012 $7,366,658 $3,060,530

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    In Top 15 committees

    The chairs of these 15 senate committees collected the most corporate dollars on

    average over the past five years.

    We determined this by first ranking the senates 33 standing committees by the dollar

    amount committee chairs received in corporate contributions. We identified theamount of corporate contributions given to Republican chairs in 2008, 2011 and January

    through August 2012 and to Democratic chairs in 2009 and 2010.*

    We then ranked these contributions to committee chairs annually; the overall ranking is

    the five-year average of those individual-year rankings. We then used these overall

    rankings to select the top fifteen committees. (See Appendix A for donation information

    and methodology for further explanation of our rankings.)

    Our charts illustrate the path of these corporate donations, with the darker lines

    representing corporate donations during the period when a senator chaired the

    committee. Republican senators are represented by red lines and Democratic senators

    are represented by blue.

    *For sake of simplicity, the analysis does not account for the period in June and July 2009 when

    Democratic senators joined with Republicans in an effort to switch senate control.

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    In Civil Service and Pensions

    The Civil Service and Pensions committee attracted limited corporate donations from

    companies we identified as having direct interest in its work. However, the Republican

    chairs of the committeesenators Joseph Robach in 2009 and Martin Golden in 2011 to

    August 2012took in substantial dollars from corporate donors.

    Both Republicans outraised the Democratic Senator Diane Savinos corporate take, even

    when she chaired the committee. While no switch occurred, the Republicans did see

    some loss in corporate donations when they were out of power, particularly Robach.

    CORPORATE CONTRIBUTIONS OVERALL

    In 2008: Corporations donated $197,546 to Robach, who chaired the committee.

    Savino, the ranking minority member, received $33,600.

    In 2009-2010: Savino brought in $42,125 as chair. Her predecessor, Robach, saw

    corporate donations decrease to $62,361 during his two years in the minority.

    In 2011-2012: Golden, now the chair, collected $428,250 in corporate donations.

    Meanwhile, Savino collected $94,675 as the ranking minority member.

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    (Not surprisingly, unions contributed generously to the Republican chairs and Democrat

    Diane Savino, who chaired the committee in 2009-2010. In total, however, corporate

    donations to the chairs exceeded union donations.)

    MARGIN OF VICTORY

    Money follows power in the form of campaign contributions, even when an incumbent

    faces little or no electoral competition at the polls. While Robach faced a real challenge

    in 2008 and won by only three percentage points, his successor, Savino, won with nearly

    79 percent of the vote. Golden won with 66 percent in 2010.

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    In Codes committee

    Since the Codes committee often considers legislation first reviewed by other

    committees, our review focuses on all corporate contributions to the chairs. Money

    flowed to power, whether Republican senators Dale Volker or Stephen Saland chaired

    the committee or Democrat Eric Schneiderman.

    CORPORATE CONTRIBUTIONS OVERALLCODES

    In 2008: Volker, chair in 2008, took in corporate donations of $190,349. Schneiderman

    took in only $22,500 in corporate donations when he held the committees ranking

    minority position in 2008.

    In 2009 and 2010:Schneidermans fortunes didnt change immediately when he took

    over the committee in 2009, though he did increase his take by $16,300 for a total of

    $38,800. By 2010, though, corporations found Schneiderman worthy of their money and

    gave him $155,250. (Schneiderman ran for attorney general that year, which

    undoubtedly made him more attractive to corporate donors.)

    In 2011 and 2012: Saland ascended as chair when the Republicans took back the senate

    and brought in $181,425 in corporate donations in the next 20 months. Salands vote in

    favor of the Marriage Equality Act may have brought him some additional corporate

    funding.

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    Why contribute?

    The Codes committee reviews legislation on changes in New York State law on

    everything from motor vehicle penalties to drug policy. In the past year, legislation

    concerning battery recycling and campaign finance came under its purview.

    Which interests gave money?

    Whether a Republican or Democrat led Codes, real estate interests and developers

    donated the most money to them. These tables show the top five contributors byindustry when each senator chaired the committee.

    VolkerIndustry 2008 % of Total

    TOTALS $190,349 100.0%

    Real Estate and development $68,600 36.0%

    Health care $16,247 8.5%

    Construction, contracting, building $10,650 5.6%

    Legal $9,600 5.0%Lobbyist $6,150 3.2%

    SchneidermanIndustry 2009 2010 TOTALS % of Total

    TOTALS $38,800 $155,250 $194,050 100.0%

    Real Estate and development $5,000 $29,750 $34,750 17.9%

    Health care $4,500 $24,500 $29,000 14.9%

    Legal $9,250 $15,150 $24,400 12.6%

    Lobbyist $4,750 $13,000 $17,750 9.1%Insurance $2,100 $6,600 $8,700 4.5%

    SalandIndustry 2011 2012 TOTALS % of Total

    TOTALS $98,575 $82,850 $181,425 100.0%

    Real Estate and development $26,275 $26,900 $53,175 29.3%

    Construction, contracting, building $8,625 $6,200 $14,825 8.2%

    Health care $4,725 $5,200 $9,925 5.5%

    Insurance $6,250 $2,200 $8,450 4.7%Lobbyist 8525 6100 $14,625 8.1%

    MARGIN OF VICTORY

    Money follows power in the form of campaign contributions, even when an incumbent

    faces little or no electoral competition at the polls. In 2008, Schneiderman won with 91

    percent of the vote; in 2010, Saland won with 60 percent of the vote. However, he won

    in a very close primary this September.

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    In Commerce committee

    Whether the Commerce, Economic Development and Small Business committee was led

    by Republican senators James Alesi (in 2008 and 2011 to June 2012) and Patrick Gallivan

    (current chair) or Democrat William Stachowski in 2009-2010, money from corporations

    flowed into their campaign chests.

    CORPORATE CONTRIBUTIONS OVERALLCOMMERCE

    In 2008, Alesi collected $189,000 in total corporate donations; Stachowski collected

    $131,435. That changed in 2009-2010, when Stachowski took over the committee and

    collected $219,397 in corporate donations. Alesi, who became the committees ranking

    minority member, saw his take fall to $156,275.

    In the two full years Republicans chaired Commerce, they collected an average of

    $123,565 annually. The Democrat took in $109,699 annually as chair.

    INDUSTRY CONTRIBUTIONS

    *

    Why contribute?

    With Commerces power to legislate everything from eminent domain law to the

    publishing of environmental regulations, decisions by the committees chairs can affect

    corporate profits and practices.

    *Since we did not match all contributions to particular interests, industry-specific tallies likely

    underestimate the overall contribution dollars coming from particular industries.

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    In 2008: As chair in 2008, Alesi collected $64,000 from corporate donors we identified

    as potentially interested in influencing Commerce legislation.

    In 2009 and 2010: Stachowski, now the chair, collected $35,885. Meanwhile, Alesis take

    still exceeded Stachowskis, but fell by more than a quarter to $46,250.

    In 2011 through August 2012: In 2011-2012, Alesi collected $36,500 from corporatedonors with potential interest in Commerce committee legislation. (Gallivan, who took

    over the committee in July because Alesi announced he would not run in 2012, has

    collected $46,366 from corporate donors with potential interest in Commerces work

    since he became a senator, though much of that money came before he took over the

    committee.)

    Overall: Altogether, Alesi took in an average of $45,625 in the two full years he led the

    committee. Stachowski took in an average of $17,943 in his two years at the helm.

    MARGIN OF VICTORY

    Money follows power in the form of campaign contributions, even when an incumbent

    faces little or no electoral competition at the polls. Alesi won by a 6-4 margin in 2008,

    though Stachowski won by a relatively close six percent in 2008 and lost in a 2010

    Democratic primary.

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    In Consumer Protection

    No matter who led the Consumer Protection committeeRepublicans Charles Fuschillo,

    Jr. in 2008 and Lee Zeldin in 2011-2012 or Democrats Hiram Monserrate in 2009 and

    Jose Peralta in 2010money from corporate donors flowed into their campaign chests.

    Corporate donors with a likely interest in influencing consumer protection legislation

    also contributed to their campaigns generously.

    CORPORATE CONTRIBUTIONS OVERALLCONSUMER PROTECTION

    As chair in 2008, Fuschillo collected $151,928 in corporate donations (including

    Consumer Protection-related donations), while Zeldin raised $351,925 in his near-two

    years as chair. In their two full years chairing Consumer Protection, the Republicans

    raised an average of $146,064 annually. Zeldin also raised $133,600 from corporate

    donors in his race for the job in 2010.

    Monserrate and Peralta collected $141,712 in 2009-2010. In their two years at the helm,

    Democrats raised an average of $70,856 annually. Monserrate also raised $216,659from corporate donors in his race for the job in 2008. Peralta also raised corporate

    money in his campaign for his seat in mid-2010.

    INDUSTRY CONTRIBUTIONS*

    Why contribute?

    The Consumer Protection committee has the power to affect everything from conditions

    for nail salons employees to the proper disposal of mattressesquestions that affect

    profits and the operation of small and large businesses alike.

    *Since we did not match all contributions to particular interests, industry-specific tallies likely

    underestimate the overall contribution dollars coming from particular industries.

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    In 2008: As chair in 2008. Fuschillo collected $27,950 from donors likely to be interested

    in influencing consumer protection legislation.

    In 2009 and 2010: Two Democratic senators served as chair and collected $20,500 in all.

    Monserrate collected only $4,000 in 2009 and no money in 2010. (Monserrate was

    expelled from the senate in 2010 after a misdemeanor conviction on assault charges.)

    However, Peralta collected $16,500 when he joined the senate and took over the

    committees helm in 2010.

    In 2011 and 2012: Zeldin, now the committees chair, collected $38,805 from corporate

    contributors with a potential interest in consumer protection legislation. Peraltas take

    decreased to $10,300 during this period.

    Overall: Republicans who headed the committee received an average of $22,438 in

    Consumer Protection-related donations during the two full years theyve headed the

    committee. Democrats collected an average of $10,250 in such donations during the

    two years they held power.

    MARGIN OF VICTORY

    Money follows power in the form of campaign contributions, even when an incumbent

    faces little or no electoral competition at the polls. For example, Monserrate had no

    opponent in 2008, when he received generous corporate donations. Zeldin won his

    2010 race by 14 percentage points, though he was facing an incumbent.

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    In Energy & telecom

    The Energy and Telecommunications committees chairs attracted more than $1 million

    dollars in overall corporate donations between 2008 and August 2012. However, unlike

    other committees we examined, the Republican chair, Senator George Maziarz, never

    lost his corporate funding advantage to the Democrat, Senator Darrell Aubertine.

    CORPORATE CONTRIBUTIONS OVERALL

    Overall, corporations (including energy and telecommunications-related interests)

    contributed $1.02 million to Maziarz in the four years he chaired the committee, an

    average of $254,847 annually. Aubertine received $95,150 in the one year he headed

    the committee. Unlike many other committees, no switch occurred.

    INDUSTRY CONTRIBUTIONS*

    Why contribute?

    The Energy and Telecommunications committees oversight and decisions affect rates

    for electricity and telephone service, the introduction of new technologies for energy

    production and jobs programs for green retrofits of homes and business. For example,

    the committee has considered legislation to increase the use of solar energy in New

    York State and held hearings to close the Indian Point nuclear facility, which attract

    considerable corporate interest.

    *Since we did not match all contributions to particular interests, industry-specific tallies likely

    underestimate the overall contribution dollars coming from particular industries.

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    In 2008: As chair in 2008, Maziarz collected $43,000 from energy and

    telecommunications interests.

    In 2009: Aubertine, now the chair, received $16,250 from energy and

    telecommunications interests. Meanwhile, Maziarzs take fell $25,000 to $18,000,

    though he still exceeded contributions to Aubertine by $1,750.

    In 2010: Maziarz assumed leadership of Energy and Telecommunications in 2010,

    although the Democrats still controlled the chamber. Industry contributions to his

    campaign fund grew to $57,832. Meanwhile, Aubertine took in $9,820.

    In 2011 through August 2012: Maziarz stayed on as Energy and Telecommunications

    chair when the Republican regained the majority. He collected $115,462 over this 20-month period.

    Overall: Altogether, Maziarz collected $216,294 during his four years as chair. In the

    three full years he led the committee, he collected an average of $60,250 in industry-

    related corporate donations. In the one year Aubertine ran the committee, he collected

    $16,250.

    MARGIN OF VICTORY

    Money follows power in the form of campaign contributions, even when an incumbent

    faces little or no electoral competition at the polls. Maziarz won with 68 percent of thevote in 2008 and 2010. Aubertine won by only six percentage points in 2008; he lost in

    2010.

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    In Environmental Conservation

    Corporations gave the chairs of the Environmental Conservation committee

    Republican senators Carl Marcellino in 2008 and Mark Grisanti in 2011-2012 and

    Democrat Antoine Thompson in 2009-2010nearly a half-million dollars between 2008

    and August 2012. Overall corporate donations showed a significant switch depending on

    which party held power.

    CORPORATE CONTRIBUTIONS OVERALL

    In 2008, corporations gave Marcellino $106,762 and Thompson $104,487, nearly the

    same amount of money. That changed dramatically in 2009 when Thompson became

    the committees chair, as he received $198,361 over two years. Meanwhile, Marcellino

    received $84,975 in corporate donations.

    In 2011, Grisanti took the committee helm and collected $189,770 in corporate

    donations. In the two full years theyve led the committee, Republicans received

    $110,455 annually; the Democrat collected $99,181 annually.

    INDUSTRY CONTRIBUTIONS*

    Why contribute?

    The Environmental Conservation committees purview includes the recycling of

    electronic goods, water and air quality and the heavily disputed use of hydraulic

    fracturing to obtain natural gas.

    *Since we did not match all contributions to particular interests, industry-specific tallies likely

    underestimate the overall contribution dollars coming from particular industries.

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    In 2008: As chair in 2008, Marcellino collected $5,250 from corporate donors we

    determined had an interest in environmental conservation legislation. Thompson, the

    ranking minority member, collected $2,428.

    In 2009 and 2010: Thompson, now the chair, collected $11,855 in industry donations.

    Meanwhile, industry contributions to Marcellino, now the ranking minority member,

    increased to $6,750. His take trailed Thompsons by $5,105.

    In 2011 through August 2012:Grisanti, now the committees chair, collected $8,329 in

    industry contributions.

    Overall: Republicans chairs collected $13,579 from corporations wedetermined had an

    interest in Environmental Conservation-related matters, an average of $6,790 annually

    over the three full years they have run the committee. The Democratic chair collected

    $5,928 annually in his two years as chair.

    MARGIN OF VICTORY

    Money follows power in the form of campaign contributions, even when an incumbentfaces little or no electoral competition at the polls. In 2008, Thompson won by a 6-4

    margin; however, Grisanti defeated him in the 2010 election by a less than a percentage

    point.

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    \ In Finance committee

    Senator Owen Johnson, the Republican Finance committee chair in 2008, took in limited

    dollars from corporate interests. But his successor in 2009-2010, Democratic Senator

    Carl Kruger, took in hundreds of thousands of dollars. In 2011-2012, Republican Senator

    John DeFrancisco also took in substantial corporate contributions as chair, though

    nowhere close to Krugers take. The Finance committee attracted limited corporatedonations from companies we identified as having direct interests in its work.

    CORPORATE CONTRIBUTIONS OVERALL

    Corporations flipped the bulk of their contributions to the chairs based on who was in

    power. Overall, they contributed $1.5 million to Johnson, Kruger, and DeFrancisco from

    2008 to August 2012. That includes $676,665 for Kruger during his one term as chair and

    $281,424 for DeFrancisco in 2011 through August 2012.

    In 2008: Corporations donated $73,775 to Owen Johnson, who chaired the committee.

    In 2009-2010: Kruger brought in $676,665 in his two years as chair. Kruger had

    bargained with his Democratic colleagues to take over the Finance committee when the

    party won the majority and corporate donors clearly responded to his influential

    position. Meanwhile, his predecessor, Johnson, saw corporate donations decrease to

    $38,400 during his two years in the minority.

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    In 2011-2012: DeFrancisco, now the chair, collected $281,424 in corporate donations.

    (Kruger resigned from the Senate in December 2011 after a federal indictment on

    corruption charges. He was convicted earlier this year.)

    Overall: In the two full years Republicans led Finance, they collected an average of

    $116,337 annually. Democrat Kruger vastly outraised them, with an average of $408,258

    annually in the two years he was chair.

    MARGIN OF VICTORY

    Money follows power in the form of campaign contributions, even when an incumbent

    faces little or no electoral competition at the polls. In 2008 Johnson had a 20 percent

    margin of victory and Kruger won with 93.3 percent of the vote. DeFrancisco received

    more than 60 percent of the vote in both 2008 and 2010.

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    In Health committee

    The Health committees chairs attracted hefty campaign contributions from

    pharmaceutical companies, pharmacies, health insurance and other health-related

    interests between 2008 and 2012. Republican Kemp Hannon took in $258,950 as chair in

    2008 and 2011-2012; his Democratic counterpart, Thomas Duane, took in $94,350 as

    chair in 2009-2010.

    CORPORATE CONTRIBUTIONS OVERALL

    Overall, Hannon has attracted about double the amount of corporate donations as

    Duane. But corporations, health-related and otherwise, did start sending campaign cash

    Duanes way after the Democrats took power in 2009. He received $131,300 in

    corporate dollars that year, and another $76,775 in 2010.

    But Hannon proved a strong fund-raiser, even in the second year his party was out of

    power. Altogether, he has collected $677,625 in corporate donations from 2008 to

    2012; Duanes take was $326,750. Between the two senators, they have collected about$1 million.

    INDUSTRY CONTRIBUTIONS*

    Why contribute?

    The Health committee can determine policy on medical and dental treatment, nursing

    homes, womens health care and prescription drugs rules, among other things. These

    issues can affect funding and practices in a wide range of for-profit corporations.

    *Since we did not match all contributions to particular interests, industry-specific tallies likely

    underestimate the overall contribution dollars coming from particular industries.

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    In 2008:Hannons take as committee chair in 2008 of $121,950 outpaced industry

    contributions to ranking minority member Duane by a 17-1 margin. Duane brought in

    only $7,300.

    In 2009: A year later, Duane led the committee, which gave his industry fund-raising a

    shot in the arm. He received $57,050, a two-to-one advantage over ranking minority

    member Hannons $28,800.

    In 2010: That trend reversed itself sooner than for other committees, however. In 2010,

    Hannons campaign coffers grew by $83,200 in health-related industry contributions,

    while Duane took in only $37,300.

    In 2011:Hannon again took the Health committees helm when the Republicans gained

    control of the senate. As chair in 2011, he brought in another $88,650more than six

    times Duanes $13,750 take as ranker. Overall, the two senators brought in industry

    contributions of about a half-million dollars$496,350between 2008 and 2012, with

    Hannon collecting about two-thirds.

    MARGIN OF VICTORY

    Money follows power in the form of campaign contributions, even when an incumbent

    faces little or no electoral competition. Hannon did face a tough race in 2008, winning

    with only 51 percent of the vote. But in 2010, he beat his Democratic opponent by a

    three-to-two margin. Duane never faced a viable opponent, winning 86 percent of the

    vote in 2008 and 85 percent in 2010. He is retiring from the senate this year.

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    In Housing committee

    The foundation of a sturdy campaign chest in New York State often starts with generous

    donations from corporations promoting real estate and construction interests. The

    chairs of the senates Housing, Construction and Community Development committee

    Republicans John Bonacic in 2008 and Catherine Young in 2011- 2012 and Democrat

    Pedro Espada Jr. in 2009-2010can attest to this.

    CORPORATE CONTRIBUTIONS OVERALL

    Other corporations flipped the bulk of their contributions from Bonacic to Espada to

    Young, depending on who was in power. Overall, corporations (including housing

    interests) contributed $1.04 million to Bonacic, Espada and Young from 2008 to August

    2012. That includes $389,215 for Republicans Bonacic and Young when they were chairs

    of Housing; Espada collected $223,500 when he chaired the committee.

    INDUSTRY CONTRIBUTIONS*

    Why contribute?

    With the Housing committees power over rent regulation in New York City, grants and

    other housing-related matters, its no wonder its chairs attract significant contributions

    from the industry.

    *Since we did not match all contributions to particular interests, industry-specific tallies likely

    underestimate the overall contribution dollars coming from particular industries.

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    In 2008: As chair, Bonacic collected $57,600 from industry-related interests. Meanwhile,

    Espada saw no industry-related money that year.

    In 2009 and 2010: Espada, now the chair, collected $112,625 from contributors we

    identified as having real-estate related interests, including $92,725 in his first year in the

    job. Meanwhile, Bonacics take dipped to $52,655 as the committees ranking minority

    member.

    In 2011 through August 2012:Young, now the committees chair, collected $123,556

    from real-estate interests. She had collected $12,675 in 2009-2010.

    Overall: Altogether, the Housing chairs collected $293,781 since 2008 from the housing-

    related interests we identified. In the two full years theyve held the position,

    Republicans Bonacic and Young collected an average of $77,515 annually. Espada, the

    Democrat, collected an average of $56,313 in his two years at the helm.

    MARGIN OF VICTORY

    Money follows power in the form of campaign contributions, even when an incumbent

    faces little or no electoral competition at the polls. In 2008, Bonacic faced no opposition

    and Espada won with 97.5 percent of the vote. Young won by an 85-15 percent marginin her 2010 race.

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    In Insurance committee

    Senators angling for a lucrative committee to lead should consider the Insurance

    committee. No matter who led the committeeRepublican James Seward in 2008 and

    2011-2012 or Democrat Neil Breslin in 2009-2010money from insurance interests that

    we identified and other corporations flowed into their campaign chests.

    CORPORATE CONTRIBUTIONS OVERALL

    Corporations flipped the bulk of their contributions from Seward to Breslin and back

    again to Seward, based on who was in power. Overall, corporations (including insurance

    interests) contributed $1.4 million to Breslin and Seward from 2008 to August 2012.

    That includes $379,459 for Breslin during his one term as chair; Seward has collected

    $571,261 during his two terms.

    INDUSTRY CONTRIBUTIONS*

    Why contribute?

    With the power to affect rates, health insurance coverage and other industry practices,

    the committees chairs clearly get the attention ofinsurance companies. For example,

    the Insurance committee in 2010 considered a proposal requiring prior approval for

    health-insurance rate increases, which many insurers vigorously opposed. Eventually,

    Governor Paterson included prior approval in his 2010-2011 budget and signed it into

    law.

    *Since we did not match all contributions to particular interests, industry-specific tallies likely

    underestimate the overall contribution dollars coming from particular industries.

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    In 2008: As chair, Seward collected at least $102,280 from insurance interests that we

    identifiedalmost five times the $21,900 that Breslin, the ranking minority member,

    received from them.

    In 2009 and 2010: Breslin, now the chair, collected $156,050 from insurance interests

    three-and-half times his take when he was in the minority. Meanwhile, Sewards take

    dipped to $89,320 as the ranker.

    In 2011 through August 2012:Seward, again the committees chair, collected $175,755

    from insurance interests. Breslin, back in the minority, collected $63,150 during the

    same period.

    Overall: Altogether, Seward has received $278,035 from insurance interests as chair, an

    average of $99,305 annually in the two full years he has been chair; hes on pace to top

    that in 2012. Breslin, at $156,050, averaged $78,025 annually during his two years in the

    job.

    MARGIN OF VICTORYMoney follows power in the form of campaign contributions, even when an incumbent

    faces little or no electoral competition at the polls. For example, Seward faced no

    opposition in the 2010 election and won with 72.1 percent of the vote. Breslin won with

    72.4 percent of the vote in 2008, though he narrowly won in 2010 and faced a primary

    in 2012.

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    commercial interests. However, Sampsons leadership position clearly attracted most

    corporate donors, not the committees own business.

    Which interests gave money?

    For Sampson, entities we identified as representing health care and assisted living

    interests, which we listed separately, made up 28.7 percent of his corporate take. Real

    estate and development interests contributing about half that.

    Bonacic received about three of every 10 corporate dollars from real estate and

    development interests, with another 11.1 percent from related construction,

    contracting and building interests. DeFrancisco took in more health care dollars, with

    real estate and development close behind.

    Bonacicname 2008 % of Total

    TOTALS $128,300 100.0%Real Estate and development $40,350 31.4%

    Construction, contracting, building $14,200 11.1%Legal $7,600 5.9%

    Gambling and racing $2,000 1.6%

    Assisted living $900 0.7%

    Sampsonname 2009 2010 TOTALS % of Total

    TOTALS $454,190 $822,580 $1,276,770 100.0%Assisted living $98,140 $88,659 $186,799 14.6%

    Real Estate and development $48,350 $132,750 $181,100 14.2%

    Health care $72,250 $107,668 $179,918 14.1%

    Legal $22,025 $37,000 $59,025 4.6%

    Insurance $15,000 $66,500 $81,500 6.4%

    DeFrancisconame 2011 2012 TOTALS % of Total

    TOTALS $158,899 $122,525 $281,424 100.0%Health care $18,050 $18,500 $36,550 13.0%

    Real Estate and development $22,300 $13,500 $35,800 12.7%

    Lobbyist $11,250 $12,750 $24,000 8.5%

    Insurance $10,050 $8,700 $18,750 6.7%

    Legal $12,750 $4,350 $17,100 6.1%

    MARGIN OF VICTORY

    Money follows power in the form of campaign contributions, even when an incumbent

    faces little or no electoral competition at the polls. In 2008, DeFrancisco won seven of

    every 10 votes in the November election; Sampson, his successor, won his seat with 95

    percent. Sampson won with 93 percent in 2010, while Bonacic won by a 6-4 margin.

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    In Racing & wagering

    Overall corporate contributions to the committees chairsRepublicans William Larkin

    Jr. in 2008 and John Bonacic in 2011-2012 and Democrat Eric Adams in 2009-2010

    outpaced most committees. Beyond that, the change in donation patterns effectively

    illustrates how corporate donors switched from Republican to Democrat to Republican.

    CORPORATE CONTRIBUTIONS OVERALL

    All three senators raised significant funds from corporations beyond their take from the

    racing industry itself. As chair, Adams had a higher average annual take ($120,143) than

    Larkin ($92,961) and Bonacic ($84,507) when they led Racing.

    Overall, though, Bonacic hit the jackpot with about $100,000 more in corporate

    contributions than either Larkin or Adams over the nearly five years we examined.

    Corporations gave Bonacic $429,050, while Larkin placed with $332,791 and Adams

    showed with $330,060. From 2008 to 2012, the three senators have collected

    $1,091,901 in corporate campaign donations.

    INDUSTRY CONTRIBUTIONS*

    Why contribute?The Racing committees power over off-track betting, racetracks and casino gambling

    proposals also affects hoteliers and other tourism interests.

    *Since we did not match all contributions to particular interests, industry-specific tallies likely

    underestimate the overall contribution dollars coming from particular industries.

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    In 2008: As chair in 2008, Larkin received $7,940 from industry-related interests we

    identified. Meanwhile, Adams received no industry money that year.

    In 2009 and 2010: Adams, now the chair, collected $38,800 from racing and other

    related interests. That was five times the amount of campaign cash given to the

    Republican ranking minority member, Senator John Bonacic, who received $7,600

    during his two years as the ranker.

    In 2011 through August 2012:Bonacic, now the committees chair, collected $54,170

    from racing and other contributors with an interest in the industry. Adams, now theranker, pulled in only $7,750.

    Overall: Between 2008 and 2012, industry interests gave a total of at least $100,910 to

    Racing & Wagering chairs. In the two full years theyve held the position, Republicans

    Larkin and Bonacic collected an average of $27,195 annually. Adams, the Democrat,

    collected an average of $19,400 in his two years as chair.

    MARGIN OF VICTORY

    Money follows power in the form of campaign contributions, even when an incumbent

    faces little or no electoral competition at the polls. Adams faced no primary and wonwith 93.1 percent of the vote in the general election in 2008, just before he took over

    Racing. Before Bonacic became chair, he beat his opponent by 19 points.

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    In Rules committee

    As a rule, the Rules committee chair also serves as the senates majority leader, the

    most powerful position in the chamber. No surprise, then, that the committees current

    and past chairsRepublicans Joseph Bruno in early 2008 and Dean Skelos in late 2008

    and again in 2011-2012 and Democrat Malcolm Smith in 2009-2010--garnered $3.2

    million in corporate cash between 2008 and August 2012.

    CORPORATE CONTRIBUTIONS OVERALL

    In 2008: As chair in 2008, Bruno collected $227,900 in corporate money in 2008, until he

    resigned from his post to fight an indictment on corruption charges. His successor,

    Skelos, collected $427,400 in 2008 (including corporate funds donated before he took

    over from Bruno).

    Democrat Senator Malcolm Smith tallied almost as much as Skeloss 2008 corporate

    take as the committees ranking minority member; he collected $421,400. However, our

    analysis shows that the bulk of those funds came after the Democrats won control ofthe house in the 2008 election.

    In 2009 and 2010: As chair, Smith collected $535,819 in corporate donations, with

    $422,369 of that money coming in 2009. However, Smith lost his leadership standing

    after mid-year upheaval in the senate, including a short-lived coup in which two

    Democrats voted to replace Smith with Skelos as the chambers chief.

    Smiths corporate take dropped to $113,450 in 2010. When the committee chairs

    power was diluted in mid-2009, corporations shifted their campaign donations to

    Majority Leader Sampson.

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    In 2011 and 2012:Skelos, again Rules chair, collected $545,393 in 2011 and another$347,650 so far in 2012. Meanwhile, Smith, now in the minority, collected $87,950 in

    2011 and $10,600 in 2012.

    Why contribute?

    Most legislation before the senate passes through Rules. Since the senates majority

    leader controls which bills go through Rules and to the floor of the senate, corporations

    donate generously. When the committee chairs power was diluted in mid-2009,corporations shifted their campaign donations to Sampson.

    Which interests gave money?

    Whether a Republican or Democrat led Rules, real estate and developers gave donated

    the most money to them.

    BrunoIndustry 2008 % of Total

    TOTALS $227,900 100.0%Insurance $28,000 12.3%

    Real Estate and Development $26,500 11.6%

    Finance $16,850 7.4%

    Health care $15,000 6.6%

    Lobbyist $14,500 6.4%

    SkelosIndustry 2008 2011 2012 TOTALS % of Total

    TOTALS $457,400 $545,393 $347,650 $1,350,443 100.0%Insurance $56,200 $61,350 $53,500 $171,050 12.7%

    Real Estate and Development $27,850 $79,800 $37,550 $145,200 10.8%

    Health care $52,200 $54,000 $24,700 $130,900 9.7%Alcohol $14,300 $26,050 $46,250 $86,600 6.4%

    Lobbyist $25,300 $24,250 $20,100 $69,650 5.2%

    SmithIndustry 2009 2010 TOTALS % of Total

    TOTALS $422,369 $113,450 $535,819 100.0%Construction, contracting, building $83,250 $33,250 $116,500 21.7%

    Real Estate and Development $39,140 $37,000 $76,140 14.2%

    Health care $32,000 $5,300 $37,300 7.0%

    Legal $23,650 $4,000 $27,650 5.2%

    Lobbyist $13,500 $11,200 $24,700 4.6%

    MARGIN OF VICTORY

    Money follows power in the form of campaign contributions, even when an incumbent

    faces little or no electoral competition at the polls. In 2008, Smith ran uncontested,

    while in 2010 Skelos received 66 percent of the vote.

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    In Transportation committee

    No matter who led the Transportation committeeRepublican senators Thomas Libous

    in 2008 and Charles Fuschillo, Jr. in 2011-2012 or Democrat Martin Malave Dilan in

    2009-2010money from transportation and other corportations flowed into their

    campaign chests. While corporate donations to Republicans did decrease significantly

    when the party was out of power, Dilan never outpaced them in fund-raising.

    CORPORATE CONTRIBUTIONS OVERALL

    Corporations gave generously to the Transportation chairs, whether or not we identified

    them as transportation-related corporations. In 2008, Libous received $366,825 from

    corporations, while Fuschillo received $251,609 in 2011 to August 2012. In 2009-2010,

    Dilan received $120,350 in corporate donations.

    In the two full years they led the committee, Republicans collected $270,567 in

    corporation donations annually. The Democrat collected $60,175 annually.

    INDUSTRY CONTRIBUTIONS*

    Why contribute?

    The Transportation committee influences funding for road repair and capital projects for

    highways, bridges and mass transit and legislates rules for the states roadways and

    railroad rights-of-way, among other transportation-related matters.

    *Since we did not match all contributions to particular interests, industry-specific tallies likely

    underestimate the overall contribution dollars coming from particular industries.

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    In 2008: As chair, Libous collected at least $110,980 from transportation interests. His

    successor, Dilan, received just $2,000.

    In 2009 and 2010: Dilan, now the chair, collected $19,100 from transportation interests.

    Meanwhile, transportation industry contributions to Libous fell to $47,650still higher

    than Dilans take but a loss of $63,330 from the year before.

    In 2011 through August 2012:Fuschillo, now the committees chair, collected $64,125

    from transportation interests. Dilan, once again in the minority, collected just $3,000during the same period.

    Overall:Altogether, the Republicans chairs received $138,125 from transportation-

    related interests in 2008 and 2011-August 2012. In the two full years they led the

    committee, they collected $59,513 annually. The Democrat collected $20,800 in 2009-

    2010$10,400 annually.

    MARGIN OF VICTORY

    Money follows power in the form of campaign contributions, even when an incumbent

    faces little or no electoral competition at the polls. Dilan won with nearly 93 percent ofthe vote in 2008, while Fuschillo won by more than a two-to-one margin in 2010.

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    In Veterans committee

    The chairs of the Veterans, Homeland Security and Military Affairs committee collected

    little money we could identify as related to committee business. But no matter who led

    the committeeRepublican senators Vincent Leibell in 2008 and Greg Ball in 2011-2012

    or Democrat Eric Adams in 2009-2010corporate money from real estate, insurance

    and other interests flowed into their campaign chests.

    CORPORATE CONTRIBUTIONS OVERALL

    In 2008: As chair, Leibell collected $145,231 in corporate money in 2008. His successor,

    Adams, collected $18,375 as a member of the Democratic minority.

    In 2009-2010: Adams, now the chair, collected $240,785 in his two years at the helm.

    Adams also played a leadership role in the Democratic majority. Leibells take decreased

    to $85,110 in 2009; he ran for local office in 2010 and collected only $30,705. (Leibell

    later pled guilty to two felony corruption charges and is now in federal prison.)

    In 2011 through August 2012:Ball, now the committees chair, collected $323,854 fromcorporations for his campaign chest.

    Overall: Altogether, Republicans collected $469,085 in corporate contributions in 2008

    and from 2011 to August 2012. In the two full years theyve led the committee, they

    collected $171,562 annually. The Democrat collected an average of $120,393 in the two

    years he led the committee.

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    Why contribute?

    Leibell and Adams played leadership roles in their conference. Ball, new to the chamber,

    is considered a key senator if the Republicans wish to hold the majority. These tables

    show the top contributors by industry when each senator chaired Veterans.

    Leibell

    Industry 2008

    % of

    Total

    TOTALS $145,231 100.0%Real Estate and Development $46,843 32.3%

    Insurance $13,325 9.2%

    Construction, contracting, building $12,415 8.5%

    Health care $8,250 5.7%

    Legal $6,325 4.4%

    Adams

    Industry 2009 2010 TOTALS

    % of

    TotalTOTALS $107,200 $133,585 $240,785 100.0%Real Estate and Development $35,500 $40,600 $76,100 31.6%

    Gambling and racing $16,800 $19,500 $36,300 15.1%

    Lobbyist $4,050 $10,500 $14,550 6.0%

    Construction, contracting, building $3,000 $10,550 $13,550 5.6%

    Ball

    Industry 2011 2012 TOTALS

    % of

    Total

    TOTALS $197,892 $125,962 $323,854 100.0%Real Estate and Development $47,350 $27,550 $74,900 23.1%Construction, contracting, building $25,700 $23,200 $48,900 15.1%

    Health care $25,250 $18,450 $43,700 13.5%

    Business services and accounting $8,500 $5,500 $14,000 4.3%

    Legal $8,762 $3,000 $11,762 3.6%

    MARGIN OF VICTORY

    Money follows power in the form of campaign contributions, even when an incumbent

    faces little or no electoral competition at the polls. Leibell ran uncontested and Adams

    received 93 percent of the vote in 2008. However, Ball won by only two percent in his

    2010 race.

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    APPENDIX A: Methodology

    The Big Switch traces one way in which corporations may attempt to influence the

    legislative process in New York State: through contributing money directly to the

    campaign coffers ofelected officials who lead the New York State Senates 33 standing

    committees. There are many other ways a corporate entity can influence policy through

    campaign contributions, whether through contributing to lobbyists (who may then

    contribute to legislators), party committees or to those in leadership positions. Ourreport strictly analyzes the directcontributions of corporations to these elected officials.

    State contributions data

    Contribution data come from financial disclosure reports available from the New York

    State Board of Elections.*

    We combined data from between January 1, 2008, and August

    31, 2012 and included data on all sitting senators and successful candidates.

    The Board

    of Elections data include information on the name and address of the contributor, the

    contribution date and amount, and the recipient elected official or candidate. In a small

    number of cases, the data do not include a full address.

    The Board of Elections uses a number of categories for contributions. For this report we

    looked at two: monetary contributions from corporations (Schedule B) and

    monetary contributions from all other contributors (Schedule C), which include

    contributions from political committees, political action committees (PACs), Limited

    Liability Corporations (LLCs), unions, foundations, and other non-corporate

    organizations. We do notanalyze monetary contributions from individuals, non-

    monetary contributions (such as services rendered), other receipts (such as proceeds

    from a sale) or transfers between political committees. Our analysis focuses on

    corporate and business entities only and we do notanalyze political committees,

    nonprofit or fraternal organizations, or unions. We do this for two reasons. First,

    corporate contributions accounted for the bulk (66.2%) of non-individual contributions(unions contributed 22.6% and other entities contributed 11.2%). Second, unions,

    because they are made up of and represent individuals, and political committees and

    other non-corporate organizations, because they lack a profit motive, contribute for

    inherently different reasons than do corporations.

    Identification

    We identified 48,699 contributions for $46,893,136 to senators between 2008 and

    August 2012. From this we identified 21,549 contributors by combining multiple

    contributions from those with the same name. This figure somewhat overstates the

    actualnumber of contributions, because the data contain a number of alternate names,alternate spellings and misspellings which result in multiple names for single entities.

    * http://www.elections.ny.gov/CFViewReports.html

    Our analysis included contributions to successful senate candidates in the year running up to the

    election.

    http://www.elections.ny.gov/CFViewReports.htmlhttp://www.elections.ny.gov/CFViewReports.html
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    Our next step was to code the contributions by industry and organizational type. We

    used a two-step process. The first step was to create a broad set of categories useful for

    analyzing contributions from corporate interests, lobbyists and special interests and

    professional groups with corporate (or industry) ties.

    These included:

    Corporate Lobbyist Special interest Political committee (including candidate funds) Union Professional group (non-union)

    The second step was to identify an industry category for the particular contributor. We

    created broad categories designed to include a range of related business types. Some

    contributors were easy to identify: The Coca Cola bottling Company of New York, for

    example, was categorized as food and beverage production (businesses involved in

    the production, distribution or selling of alcoholic beverages were considered

    separately).

    Obvious misspellings (such as The Coco-Cola Bottling Company of NY PAC) were

    similarly categorized. Other contributors were identified through internet searches

    using both the entity name and address. When in doubt, we refrained from categorizing

    a business.

    Given the size of the database we were not able to identify 100% of the contributors,

    although we did link 91% of the overall contribution dollar amount to a particularcontributor category. We were left with three sets of unidentified contributors:

    Unidentified corporations (those identified under Schedule B) Unidentified non-corporate Limited Liability Companies (LLCs under Schedule

    C)*

    Other unidentified non-corporate contributions (Schedule C)When analyzing overall analysis of corporate contributions, we included the first two

    categories but excluded the third category. Because our industry-specific analysis

    requires a more detailed level of identification, those numbers likely understateindustry-specific contribution amounts due to contributors unmatched to particular

    industries.

    *Previous studies have shown that LLCs are commonly used by real estate developers. These entities,

    which are difficult to link to a particular interest, have become increasingly common as sources of

    campaign donations in recent years. See: http://www.thenewyorkworld.com/2012/09/12/litwin-senate-

    spending/

    http://www.thenewyorkworld.com/2012/09/12/litwin-senate-spending/http://www.thenewyorkworld.com/2012/09/12/litwin-senate-spending/http://www.thenewyorkworld.com/2012/09/12/litwin-senate-spending/http://www.thenewyorkworld.com/2012/09/12/litwin-senate-spending/
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    The top ten categories in descending order are:

    1. Real Estate and Development ($5,651,252)2. Health care ($2,965,169)3. Construction and contracting ($2,258,747)4. Legal ($2,241,039)5. Insurance ($1,840,334)6. Assisted living ($938,481)7. Lobbyists ($935,428)*8. Energy ($905,401)9. Alcohol ($898,685)10.Transportation ($871,929)

    Committee selection and analysis

    Our next step was to rank the senates 33 committees by the dollar amount committee

    chairs received from corporate contributions. We identified the amount given to

    Democratic chairs in 2009 and 2010 and Republican chairs in 2008, 2011 and 2012.Senators serving as committee chairs on multiple committees at the same time were

    counted separately for each committee.

    We first ranked contributions to committee chairs annually, and the overall ranking is

    the five-year average of those individual-year rankings. While we could have simply

    taken the average dollar amount over the five years, we chose this method for two

    reasons. First, it limits the ability of any outlier to skew the overall rankings, especially

    when senators in leadership positions received corporate contributions for other

    reasons. Second, it allows us to directly compare our partial-year data from 2012 with

    the entire-year data from previous years.

    We used the overall rankings to select the top fifteen committees in terms of corporate

    dollars. (We excluded Alcoholism and Drug Abuse because it did not exist as a stand-

    alone committee prior to 2011 and therefore had no potential switch.)

    For the fifteen committees we analyzed in detail, we traced corporate contributions to

    senators who serve as committee chairs at any point during the five-year 2008-2012

    period. We first attempted to identify a particular corporate interest or industry likely

    interested in influencing the work of that committee. From there were conducted two

    analyses: the first traced the annual contribution trends from that industry, and the

    second traced the annual contribution trends from allcorporate interests.

    *We treated lobbyists as a stand-alone corporate interest, even though significant numbers also self-

    identify as law firms. While lobbyists may represent either corporate or non-corporate interests, they are

    themselves businesses.

    For sake of simplicity, the analysis does not account for the period in June and July 2009 when

    Democratic senators joined with Republicans in an effort to switch senate control.

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    There were four committees where straight-forward industry-committee relationships

    did not exist: codes, judiciary, veterans and rules. For these we did not undertake an

    industry-specific analysis, although we did indicate industries that donated most heavily

    to committee chairs.

    Election results

    We reviewed 2008 and 2010 primary and general election result data, available from

    the New York State Board of Elections.* We looked at the electoral results for all

    contests involving the senates committee chairs, tallying up vote counts, margin of

    victory and whether or not the election was contested.

    * See http://www.elections.ny.gov (Election Results)

    http://www.elections.ny.gov/http://www.elections.ny.gov/
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    Appendix B: Annual Contributions by Committee*

    Civil Service and Pensions

    Insurance and legal industry contributions

    Senator 2008 2009 2010 2011 2012** Total

    Robach $29,300 $3,350 $1,500 $7,750 $17,050 $58,950Savino $8,250 $3,750 $2,850 $7,500 $3,750 $26,100

    Golden $27,050 $19,400 $11,150 $21,775 $12,225 $91,600

    All corporate contributions

    Senator 2008 2009 2010 2011 2012** Total

    Robach $197,546 $29,710 $32,651 $85,000 $67,800 $412,707

    Savino $33,600 $27,650 $14,475 $62,575 $32,100 $170,400

    Golden $202,308 $175,250 $160,855 $258,500 $169,750 $966,663

    Codes

    All corporate contributionsSenator 2008 2009 2010 2011 2012** Total

    Volker $190,349 $24,211 $21,600 $0 $0 $236,160

    Schneiderman $22,500 $38,800 $155,250 $0 $0 $216,550

    Saland $116,150 $45,025 $177,555 $98,575 $82,850 $520,155

    (See profile for industry chart)

    Commerce, Economic Development and Small Business

    Real estate, construction, gambling and racing, and other business

    corporate contributions

    Senator 2008 2009 2010 2011 2012** TotalAlesi $64,000 $18,650 $27,600 $27,250 $9,250 $146,750

    Stachowski $30,928 $11,670 $24,215 $0 $0 $66,813

    Gallivan $0 $0 $25,178 $23,043 $23,323 $71,544

    All corporate contributions

    Senator 2008 2009 2010 2011 2012** Total

    Alesi $189,000 $54,300 $101,975 $101,450 $32,900 $479,625

    Stachowski $131,435 $107,680 $111,717 $1,100 $0 $351,932

    Gallivan $0 $0 $46,214 $58,126 $60,187 $164,527

    *Since we did not match all contributions to particular interests, industry-specific tallies likely

    underestimate the overall contribution dollars coming from particular industries.

    ** January to August only

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    Consumer Protection

    Legal and insurance industry contributions

    Senator 2008 2009 2010 2011 2012** Total

    Fuschillo $27,950 $14,950 $19,400 $17,200 $6,550 $86,050

    Monserrate $12,909 $4,000 $0 $0 $0 $16,909

    Peralta $0 $0 $16,500 $7,000 $3,300 $26,800

    Zeldin $0 $1,150 $4,500 $16,925 $21,880 $44,455

    All corporate contributions

    Senator 2008 2009 2010 2011 2012** Total

    Fuschillo $151,928 $91,500 $94,150 $173,859 $77,300 $588,737

    Monserrate $216,659 $37,562 $0 $0 $0 $254,221

    Peralta $0 $0 $104,150 $44,800 $51,120 $200,070

    Zeldin $0 $16,975 $133,600 $140,200 $211,725 $502,500

    Energy and Telecom

    Energy and telecommunications industry contributions

    Senator 2008 2009 2010 2011 2012** Total

    Maziarz $43,000 $18,000 $57,832 $79,920 $35,542 $234,294

    Aubertine $2,650 $16,250 $9,820 $0 $0 $28,720

    All corporate contributions

    Senator 2008 2009 2010 2011 2012** Total

    Maziarz $226,510 $156,269 $227,321 $388,415 $177,142 $1,175,657

    Aubertine $101,995 $95,150 $127,900 $0 $0 $325,045

    Environmental Conservation

    Energy industry contributions

    Senator 2008 2009 2010 2011 2012** TotalMarcellino $5,250 $2,650 $4,100 $1,450 $1,500 $14,950

    A. Thompson $2,428 $9,175 $2,680 $0 $0 $14,284

    Grisanti $0 $0 $0 $4,850 $3,479 $8,329

    All corporate contributions

    Senator 2008 2009 2010 2011 2012** Total

    Marcellino $106,762 $25,450 $59,525 $42,525 $52,675 $286,937

    A. Thompson $104,487 $123,296 $75,065 $0 $0 $302,848

    Grisanti $0 $0 $8,572 $114,147 $75,623 $198,342

    ** January to August only

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    Finance

    Finance industry contributions

    Senator 2008 2009 2010 2011 2012** Total

    O. Johnson $4,500 $0 $0 $500 $1,000 $6,000

    Kruger $0 $11,000 $13,300 $0 $0 $24,300

    DeFrancisco $4,675 $2,425 $5,375 $6,250 $7,500 $26,225

    All corporate contributions

    Senator 2008 2009 2010 2011 2012** Total

    O. Johnson $73,775 $10,600 $27,800 $20,000 $12,700 $144,875

    Kruger $130,350 $334,200 $342,465 $9,500 $0 $816,515

    DeFrancisco $114,125 $56,570 $66,075 $158,899 $122,525 $518,194

    Health

    Health, health insurance, pharmacy and pharmaceutical industry contributions

    Senator 2008 2009 2010 2011 2012** Total

    Hannon $121,950 $28,800 $83,200 $88,650 $48,350 $370,950

    Duane$7,300 $57,050 $37,300 $13,750 $10,000 $125,400

    All corporate contributions

    Senator 2008 2009 2010 2011 2012* Total

    Hannon $174,050 $45,850 $165,075 $157,750 $134,900 $677,625

    Duane $58,150 $131,300 $76,775 $40,475 $20,050 $326,750

    Housing, Construction and Community Development

    Real estate and construction industry contributions

    Senator 2008 2009 2010 2011 2012** Total

    Bonacic $57,600 $18,325 $34,330 $17,315 $14,435 $142,005

    Espada $0 $92,725 $19,900 $0 $0 $112,625Young $16,775 $7,750 $4,925 $97,431 $26,125 $153,006

    All corporate contributions

    Senator 2008 2009 2010 2011 2012** Total

    Bonacic $128,300 $54,025 $76,810 $114,405 $51,610 $425,150

    Espada $0 $157,600 $65,900 $0 $0 $223,500

    Young $76,193 $30,953 $24,994 $173,701 $87,214 $393,055

    Insurance

    Insurance industry contributions

    Senator 2008 2009 2010 2011 2012** TotalSeward $101,280 $47,580 $41,740 $96,330 $79,425 $366,355

    Breslin $21,900 $63,600 $92,450 $30,150 $33,000 $241,100

    All corporate contributions

    Senator 2008 2009 2010 2011 2012** Total

    Seward $202,741 $102,330 $109,980 $195,066 $173,454 $783,571

    Breslin $73,225 $149,800 $229,659 $72,800 $111,790 $637,274

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    Judiciary

    All corporate contributions

    Senator 2008 2009 2010 2011 2012** Total

    DeFrancisco $114,125 $56,570 $66,075 $158,899 $122,525 $518,194

    Sampson $40,730 $454,190 $822,580 $111,500 $84,900 $1,513,900

    Bonacic $128,300 $54,925 $76,810 $116,905 $53,110 $430,050

    (See profile for industry chart)

    Racing, Gaming and Wagering

    Racing, gaming and hospitality industry contributions

    Senator 2008 2009 2010 2011 2012** Total

    Larkin $7,940 $0 $200 $120 $1,120 $9,380

    Adams $0 $18,300 $20,500 $3,500 $4,250 $46,550

    Bonacic $3,300 $4,750 $2,850 $46,450 $7,720 $65,070

    All corporate contributions

    Senator 2008 2009 2010 2011 2012* Total

    Larkin $92,961 $45,711 $73,234 $45,555 $75,330 $332,791Adams $18,375 $106,700 $133,585 $40,150 $31,250 $330,060

    Bonacic $128,300 $54,925 $76,810 $115,905 $53,110 $429,050

    Rules

    All corporate contributions

    Senator 2008 2009 2010 2011 2012** Total

    Bruno $227,900 $0 $0 $0 $0 $227,900

    Smith $421,982 $422,369 $113,450 $87,950 $10,600 $1,056,351

    Skelos $457,400 $179,275 $372,100 $545,393 $347,650 $1,901,818

    (See profile for industry chart)

    Transportation

    Transportation and construction contributions

    Senator 2008 2009 2010 2011 2012** Total

    Libous $110,980 $47,650 $28,075 $54,625 $37,600 $278,930

    Dilan $4,625 $19,100 $1,700 $3,000 $12,750 $41,175

    Fuschillo $11,775 $13,300 $14,000 $45,025 $19,100 $103,200

    All corporate contributions

    Senator 2008 2009 2010 2011 2012** Total

    Libous $366,825 $212,475 $159,775 $317,300 $223,975 $1,280,350

    Dilan $22,875 $73,000 $47,350 $9,900 $46,100 $199,225

    Fuschillo $151,928 $91,500 $94,150 $174,309 $77,300 $589,187

    ** January to August only

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    Veterans, Homeland Security and Military Affairs

    All corporate contributions

    Senator 2008 2009 2010 2011 2012** Total

    Leibell $145,231 $20,770 $10,205 $490 $0 $176,696

    Adams $85,110 $107,200 $133,585 $40,150 $31,250 $397,295

    Ball $30,705 $0 $169,909 $197,892 $125,962 $524,468

    (See profile for industry chart)

    ** January to August only

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    Appendix C2008 and 2010 electoral results involving committee chairs

    Senator Year VotesVote

    Share

    Margin of

    Victory

    Adams (Democratic, Working

    Families)2008 79,000 93.1% 86.1%

    Adams (D, WFP) 2010 51,598 92.2% 84.4%Alesi (Republican, Independent,

    Conservative)2008 85,403 60.3% 20.6%

    Alesi (R, I, C) 2010 57,025 53.2% 6.4%

    Aubertine (D, WFP) - general 2008 52,908 53.0% 6.0%

    Aubertine (D, WFP) - special 2008 29,504 52.53% 5.1%

    Ball R primary 2010 10,087 61.1% 22.2%

    Ball (R, C) 2010 50,705 51.1% 2.2%

    Bonacic (R, I, C) 2008 ran uncontested

    Bonacic (R, I, C) 2010 52,533 59.5% 19.0%

    Breslin (D, WFP) 2010 53,724 57.1% 14.1%

    Breslin (D, WFP, I) 2008 101,794 89.9% 79.7%

    DeFrancisco (R, C, I) 2008 87,795 69.0% 38.0%

    DeFrancisco (R, C, I) 2010 58,892 64.8% 29.6%

    Dilan (D) 2008 57,762 92.5% 85.0%

    Dilan (D) 2010 31,483 91.1% 82.2%

    Duane (D, WFP) 2008 114,103 85.7% 71.4%

    Duane (D, WFP) 2010 71,645 85.2% 70.3%Espada (D) 2008 52,090 97.4% 94.8%

    Espada (D) - primary 2010 NA -- lost

    Fuschillo (R, I, C) 2008 74,374 60.5% 21.1%

    Fuschillo (R, I, C, Tax Revolt Party) 2010 53,439 64.5% 29.0%

    Gallivan (R) - primary 2010 8,250 37.3% 4.3%

    Gallivan (R, I, C) - general 2010 59,208 58.8% 28.3%

    Golden (R, I, C) 2010 28,270 65.8% 31.7%

    Grisanti (R, C) 2010 33,243 50.4% 0.8%

    Hannon (R, I, C) 2008 60,590 51.3% 2.6%

    Hannon (R, I, C, TRP) 2010 45,970 60.3% 20.5%

    Johnson, O. (R, C, I) 2008 60,007 59.0% 20.2%

    Kruger (D) 2008 42,066 93.3% 86.5%

    Larkin (R, I, C) 2008 72,952 61.1% 22.2%

    Leibell (R, I, C) 2008 ran uncontested

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    Senator Year VotesVote

    Share

    Margin of

    Victory

    Marcellino (R, I, C) 2008 79,645 60.90% 21.8%

    Maziarz (R) - primary 2008 10,179 81.1% 62.2%

    Maziarz (R, I, C, WFP) 2008 78,798 68.2% 36.5%

    Maziarz (R, I, C, WFP) 2010 59,097 67.6% 35.1%Monserrate (D, WFP) 2008 ran uncontested

    Peralta (D, WFP) - general 2010 23,962 82.8% 65.6%

    Peralta (D, WFP) - special 2010 10337 71.0% 42.0%

    Robach (R, I, D) 2008 62,383 51.7% 3.5%

    Saland (R, I, C) 2010 56,680 59.7% 19.4%

    Sampson (D) 2008 69,811 95.1% 90.3%

    Sampson (D, WFP, I) 2010 43,450 93.4% 86.8%

    Savino (D, WFP) 2008 46,386 78.6% 57.2%

    Savino (D, I, WFP) 2010 ran uncontested

    Schneiderman (D, WFP) 2008 80,832 90.6% 81.3%

    Seward (R, I, C) 2008 73,814 63.5% 27.0%

    Seward (R, I, C) 2010 ran uncontested

    Skelos (R, I, C) 2010 59,252 65.8% 31.6%

    Smith (D, WFP) 2008 ran uncontested

    Smith (D, WFP) 2010 43,356 73.2% 60.0%

    Stachowski (I, WFP) 2010 6,611 7.3% NA - lost

    Stachowski (D, WFP) 2008 64,116 53.0% 6.0%

    Thompson, A. (D) - primary 2008 18,083 72.6% 45.1%

    Thompson, A. (D, WFP) 2008 76,835 60.0% 20.1%

    Thompson, A. (D, WFP) 2010 32,724 49.6% NA - lost

    Young (R, I, C) 2010 67,212 84.7% 69.4%

    Zeldin (R, I, C) 2010 41,063 57.1% 14.2%

    * Lost September 2010 primary; vote information not available on Board of Elections site.

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    Appendix D: Average corporate contributions

    Committee

    Republican

    leadership:

    2008 and 2011

    average

    Democratic

    leadership:

    2009 and 2010

    average

    Civil Service and Pensions $228,023 $21,063Codes $144,462 $97,025

    Commerce, Economic

    Development and Small

    Business

    $145,225 $109,698

    Consumer Protection $146,064 $70,856

    Energy and

    Telecommunications$307,463 $95,150*

    Environmental Conservation $110,455 $99,181

    Finance $116,337 $338,333

    Health $165,900 $104,038

    Housing, Construction and

    Community Development$151,001 $111,750

    Insurance $198,904 $189,729

    Judiciary $115,515 $638,385

    Racing, Gaming andWagering

    $104,433 $120,143

    Rules $615,346 $267,910

    Transportation $346,531 $60,175

    Veterans, Homeland Security

    and Military Affairs$171,562 $120,393

    * Based on 2009 data only (committee reverted to Republican chair in 2010).