The Avenue of the Americas Complex at Morgan · PDF fileThe Avenue of the Americas Complex at...

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For Financial Professional Use Only — not to be used with or shown to the public. The Avenue of the Americas Complex at Morgan Stanley

Transcript of The Avenue of the Americas Complex at Morgan · PDF fileThe Avenue of the Americas Complex at...

Page 1: The Avenue of the Americas Complex at Morgan · PDF fileThe Avenue of the Americas Complex at Morgan Stanley. ... mobile technology, LinkedIn, a ... Welcome to The Avenue of the Americas

For Financial Professional Use Only — not to be used with or shown to the public.

MECHJOB INFORMATION

PROJ. NO.: 7795697

JOB NAME: Avenue of the Americas Complex brochure 1211

DESCRIPTION: Brochure

CLIENT NAME: Diorio, BrettPROJECT MGR.: Stefanie EifertCOST CENTER: 100476

DUE DATE: 05/22/2014 2 PM

SPECIFICATIONSTRIM SIZE: 8.5" × 11"

FINISHED SIZE: 8.5" × 11"BLEED: .125

BINDERY: Score Fold Stitch Trim

PAPER: 80lb Creator Gloss Cover over 80lb Creator Silk Cover

PRINTING: iGEN

COLORS: CMYK

NOTES

MODIFIED BYmbm 01.29.14, 02.04.14, 03.19.14

APPROVAL

CREATIVE SERVICES1221 Avenue of the Americas 3rd FloorNew York, NY 10020

m1FILENAME: 7795697 Avenue of the Americas Complex brochure 1211 LAST MODIFIED: March 31, 2014 11:14 AM

The Avenue of the Americas Complex at Morgan Stanley

Page 2: The Avenue of the Americas Complex at Morgan · PDF fileThe Avenue of the Americas Complex at Morgan Stanley. ... mobile technology, LinkedIn, a ... Welcome to The Avenue of the Americas

MECHJOB INFORMATION

PROJ. NO.: 7795697

JOB NAME: Avenue of the Americas Complex brochure 1211

DESCRIPTION: Brochure

CLIENT NAME: Diorio, BrettPROJECT MGR.: Stefanie EifertCOST CENTER: 100476

DUE DATE: 05/22/2014 2 PM

SPECIFICATIONSTRIM SIZE: 8.5" × 11"

FINISHED SIZE: 8.5" × 11"BLEED: .125

BINDERY: Score Fold Stitch Trim

PAPER: 80lb Creator Gloss Cover over 80lb Creator Silk Cover

PRINTING: iGEN

COLORS: CMYK

NOTES

MODIFIED BYmbm 01.29.14, 02.04.14, 03.19.14

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CREATIVE SERVICES1221 Avenue of the Americas 3rd FloorNew York, NY 10020

m1FILENAME: 7795697 Avenue of the Americas Complex brochure 1211 LAST MODIFIED: March 31, 2014 11:14 AM

1211 Avenue of the Americas34th Floor, New York, New York 10036

522 5th Avenue15th Floor, New York, New York 10036

212-903-7787 / Main

www.morganstanleybranch.com/avenueoftheamericas/dedicatedmanagementteam.htm

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MECHJOB INFORMATION

PROJ. NO.: 7795697

JOB NAME: Avenue of the Americas Complex brochure 1211

DESCRIPTION: Brochure

CLIENT NAME: Diorio, BrettPROJECT MGR.: Stefanie EifertCOST CENTER: 100476

DUE DATE: 05/22/2014 2 PM

SPECIFICATIONSTRIM SIZE: 8.5" × 11"

FINISHED SIZE: 8.5" × 11"BLEED: .125

BINDERY: Score Fold Stitch Trim

PAPER: 80lb Creator Gloss Cover over 80lb Creator Silk Cover

PRINTING: iGEN

COLORS: CMYK

NOTES

MODIFIED BYmbm 01.29.14, 02.04.14, 03.19.14

APPROVAL

CREATIVE SERVICES1221 Avenue of the Americas 3rd FloorNew York, NY 10020

m1FILENAME: 7795697 Avenue of the Americas Complex brochure 1211 LAST MODIFIED: March 31, 2014 11:14 AM

The AvenUe OF The AmericAs cOmPlex

I have been in New York for about two years assisting FAs at The Avenue of the Americas Complex as they get business done. I have assembled a strong Management Team, with a client-first, FA-centric attitude that challenges the status quo and puts new ideas, practices and resources to work.

As a marketing minded Manager, my purpose is to connect you to tools that will give you a competitive, distinguishing advantage in the market. Tools your Firm may not have, such as OneView, Reserved, mobile technology, LinkedIn, a bank built for FAs, leading managed money platform, Capital Markets powerhouse, award-winning research, Global Investment Committee and an open architecture platform where you drive the client relationship.

Take a look at the new Morgan Stanley Wealth Management. Visit our website at http://www.morganstanleybranch.com/avenueoftheamericas. Meet our Management Team. Google me. With 14 years at the Firm and 10 as a Manager, branding, business development and problem solving are my specialties. Whether you are rising up, established in your practice or ready for retirement, our Team wants to talk to you. Please do not hesitate to call my direct line to set up a confidential meeting: 212-903-7787.

Regards,

Patrick LangoneExecutive Director Complex Manager

Welcome to The Avenue of the Americas Complex at Morgan Stanley

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mOrgAn sTAnley4

Meet Our Management Team

The Avenue of the Americas Complex Management Team comprises experienced and knowledgeable professionals who average 16 years in the financial services industry. Each individual is integral to ensuring the efficiency of the Complex’s overall operations, as well as helping your practice transition smoothly and efficiently to our platform.

Our collaborative spirit is evident in our daily interactions, especially as we work together to ensure your clients’ needs are the top priority and to empower you to achieve your professional and personal goals.

MECHJOB INFORMATION

PROJ. NO.: 7795697

JOB NAME: Avenue of the Americas Complex brochure 1211

DESCRIPTION: Brochure

CLIENT NAME: Diorio, BrettPROJECT MGR.: Stefanie EifertCOST CENTER: 100476

DUE DATE: 05/22/2014 2 PM

SPECIFICATIONSTRIM SIZE: 8.5" × 11"

FINISHED SIZE: 8.5" × 11"BLEED: .125

BINDERY: Score Fold Stitch Trim

PAPER: 80lb Creator Gloss Cover over 80lb Creator Silk Cover

PRINTING: iGEN

COLORS: CMYK

NOTES

MODIFIED BYmbm 01.29.14, 02.04.14, 03.19.14

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CREATIVE SERVICES1221 Avenue of the Americas 3rd FloorNew York, NY 10020

m1FILENAME: 7795697 Avenue of the Americas Complex brochure 1211 LAST MODIFIED: March 31, 2014 11:14 AM

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Patrick LangoneComplex Manager16 years in financial services

Patrick joined the Firm 14 years ago as a Financial Advisor in the Boston office. After four years, he was encouraged to join the Management Team as a Sales Manager with the responsibility of leading 40 Financial Advisor Associ-ates, and worked to help manage one of the largest offices in the firm. After functioning as a Sales Manager for three years, Patrick was promoted to run the Burlington, Vt. Complex. In 2006, he was promoted to manage the RI & Southern Massachusetts Complex where he oversaw seven branch offices over a period of six years. In late 2012, Patrick was promoted to manage The Avenue of the Americas Complex, in New York City, which has two branch offices; 1211 Avenue of the Americas and 522 5th Avenue.

Patrick has a passion for coaching Financial Advisors of all levels of productivity, and sees the role of a Manager to be a virtual team member of every financial advisor in his Complex. He works diligently with his Management Team as they help Financial Advisors and their Teams attract and retain high net worth clients.

Patrick has a BSBA in finance from Suffolk University, and lives in Larchmont, N.Y. with his wife, Diane, and their two boys, David and Thomas.

[email protected]

5

Michael SimeoneBranch Manager 522 5th Avenue19 years in financial services

Michael is Branch Manager of our Fifth Avenue office, located in the Morgan Stanley building in the heart of New York City, two blocks from Grand Central Station. The office is an amalgam of some of the top Fi-nancial Fdvisors and Support Staff in the industry. Michael has spent the last eight years as a Manager in Manhattan, working with the most seasoned and successful Advisory Professionals and Teams, gaining him a reputation for cultivating tal-ent and growing the franchise. He has worked with over 500 Financial Advisors over his career and has a deep understanding of the business. His unique ability to maximize human potential has recently earned him the designation of Manager of the Year for 2013 in the Northeast Divisional peer metric rankings, as well as being named among the top three Managers recognized firm wide. Michael was

also the recipient of Morgan Stanley’s Gold Diversity Award for his role in fostering an inclusive culture.

Michael, his wife and their two children reside in New Jersey and are active members in the Jersey Shore community and their church. He also volunteers and supports the American Cancer Society, ARC, Boy Scouts of America, Juvenile Dia-betes Foundation, Morgan Stanley Children’s Hospital, and The National Foundation for Teaching Entrepre-neurship. He holds a Bachelor of Arts degree in international business from Hofstra University.

Michael has been a student of Asian culture for over two decades and is a serious martial artist. This experience is omnipresent in his management style.

[email protected]

MECHJOB INFORMATION

PROJ. NO.: 7795697

JOB NAME: Avenue of the Americas Complex brochure 1211

DESCRIPTION: Brochure

CLIENT NAME: Diorio, BrettPROJECT MGR.: Stefanie EifertCOST CENTER: 100476

DUE DATE: 05/22/2014 2 PM

SPECIFICATIONSTRIM SIZE: 8.5" × 11"

FINISHED SIZE: 8.5" × 11"BLEED: .125

BINDERY: Score Fold Stitch Trim

PAPER: 80lb Creator Gloss Cover over 80lb Creator Silk Cover

PRINTING: iGEN

COLORS: CMYK

NOTES

MODIFIED BYmbm 01.29.14, 02.04.14, 03.19.14

APPROVAL

CREATIVE SERVICES1221 Avenue of the Americas 3rd FloorNew York, NY 10020

m1FILENAME: 7795697 Avenue of the Americas Complex brochure 1211 LAST MODIFIED: March 31, 2014 11:14 AM

The AvenUe OF The AmericAs cOmPlex

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C h r i s B a d ol a t o h a s b e e n w i t h Morgan Stanley since 2010. With over 18 years of experience, his diverse career has allowed him to gain broad exposure to many facets of the financial arena.

He began his career as a Financial Advisor and worked in a culture that stressed the importance of integrity above all else, as he learned the intrica-cies of the fiscal system itself. He then went on to head a Risk Management desk at TD Waterhouse Securities, a demanding position that taught him how to utilize all proprietary resources to efficiently mitigate risk while protecting the firm and its clients. From there, he shifted roles to the position of Control Officer at UBS, a move that required him to delicately balance the needs of multiple parties as he addressed situ-ations with far-reaching effects. Chris

Christopher BadolatoSenior Complex Risk OfficerFirst Vice President — Wealth Management19 years in financial services

later transferred to, and remains with, Morgan Stanley where he holds the title of Senior Complex Risk Officer. He ap-preciates the opportunity to add value and works diligently to contribute to the overall success of the complex and his business partners.

Besides his general passion for the finance industry, he also has a keen interest in classic car restoration, home improvements, and spending quality time with his children. Chris maintains his FINRA 3, 4, 7, 9, 10, 24, 63, 66, and Life, Accident, Heath licenses.

[email protected]

D w a y n e b e g a n h i s c a r e e r a t Morgan Stanley as a 15-year old intern in The Albany New York Complex. In 2003, he transitioned to Washington DC and upon graduating from American University with a B.S. in management and finance, he became a Client Service Associate helping more than 14 Advi-sors and Teams grow their business. In 2009, Dwayne became a Financial Advisor and quickly established himself as one of the top new Advisors at the firm, achieving the Blue Chip award in 2009 and Pacesetter award in 2010 and 2011. In 2012, Dwayne joined the Financial Advisor Associate training program as a Training Officer, and in 2013 became the lead Training Officer, responsible for the national and regional training teams. Recently, he joined the Management Team in The Avenue of the Americas Complex as the Complex Business Development Manager.

Dwayne was recently married and he and his wife, Catherine, reside in Summit, N.J.

[email protected]

Dwayne BarberisComplex Business Development Manager13 years in financial services

MECHJOB INFORMATION

PROJ. NO.: 7795697

JOB NAME: Avenue of the Americas Complex brochure 1211

DESCRIPTION: Brochure

CLIENT NAME: Diorio, BrettPROJECT MGR.: Stefanie EifertCOST CENTER: 100476

DUE DATE: 05/22/2014 2 PM

SPECIFICATIONSTRIM SIZE: 8.5" × 11"

FINISHED SIZE: 8.5" × 11"BLEED: .125

BINDERY: Score Fold Stitch Trim

PAPER: 80lb Creator Gloss Cover over 80lb Creator Silk Cover

PRINTING: iGEN

COLORS: CMYK

NOTES

MODIFIED BYmbm 01.29.14, 02.04.14, 03.19.14

APPROVAL

CREATIVE SERVICES1221 Avenue of the Americas 3rd FloorNew York, NY 10020

m1FILENAME: 7795697 Avenue of the Americas Complex brochure 1211 LAST MODIFIED: March 31, 2014 11:14 AM

Page 7: The Avenue of the Americas Complex at Morgan · PDF fileThe Avenue of the Americas Complex at Morgan Stanley. ... mobile technology, LinkedIn, a ... Welcome to The Avenue of the Americas

MECHJOB INFORMATION

PROJ. NO.: 7795697

JOB NAME: Avenue of the Americas Complex brochure 1211

DESCRIPTION: Brochure

CLIENT NAME: Diorio, BrettPROJECT MGR.: Stefanie EifertCOST CENTER: 100476

DUE DATE: 05/22/2014 2 PM

SPECIFICATIONSTRIM SIZE: 8.5" × 11"

FINISHED SIZE: 8.5" × 11"BLEED: .125

BINDERY: Score Fold Stitch Trim

PAPER: 80lb Creator Gloss Cover over 80lb Creator Silk Cover

PRINTING: iGEN

COLORS: CMYK

NOTES

MODIFIED BYmbm 01.29.14, 02.04.14, 03.19.14

APPROVAL

CREATIVE SERVICES1221 Avenue of the Americas 3rd FloorNew York, NY 10020

m1FILENAME: 7795697 Avenue of the Americas Complex brochure 1211 LAST MODIFIED: March 31, 2014 11:14 AM

Jennifer DiPaola-Turnbull is a sea-soned service professional with over 13 years of experience in the financial industry. Jennifer is the Senior Complex Service Manager of The Avenue of the Americas Complex. She started her career at TD Waterhouse Securities as a Corporate Actions Service Represen-tative. She moved to Morgan Stanley in 2004 as the Corporate Actions Ser-vice Manager and in 2007 became the Complex Service Manager for The 1211 Avenue of the Americas branch. Her experience includes leading the retail branch service teams as well as heading the teams in back-office operations.

Through her experience and educa-tion, Jennifer has developed a keen sense of business operations and a strong commitment to world-class service. She understands the need for

Jennifer DiPaola-TurnbullSenior Complex Service ManagerFirst Vice President — Wealth Management13 years in financial services

extraordinary service that provides clients and business partners with a level of comfort, trust and loyalty to our firm. She often participates in workshops, networking events, and peer groups which allow her to con-sistently enhance her job knowledge.

Jennifer holds a Bachelor’s of Science in business administration from Villa-nova University. She has her FINRA 7, 63, 9 and 10 licenses. She is involved in local charity work and participates in Morgan Stanley’s alumni relationship program. Jennifer resides in New York with her husband and daughter.

[email protected]

Page 8: The Avenue of the Americas Complex at Morgan · PDF fileThe Avenue of the Americas Complex at Morgan Stanley. ... mobile technology, LinkedIn, a ... Welcome to The Avenue of the Americas

MECHJOB INFORMATION

PROJ. NO.: 7795697

JOB NAME: Avenue of the Americas Complex brochure 1211

DESCRIPTION: Brochure

CLIENT NAME: Diorio, BrettPROJECT MGR.: Stefanie EifertCOST CENTER: 100476

DUE DATE: 05/22/2014 2 PM

SPECIFICATIONSTRIM SIZE: 8.5" × 11"

FINISHED SIZE: 8.5" × 11"BLEED: .125

BINDERY: Score Fold Stitch Trim

PAPER: 80lb Creator Gloss Cover over 80lb Creator Silk Cover

PRINTING: iGEN

COLORS: CMYK

NOTES

MODIFIED BYmbm 01.29.14, 02.04.14, 03.19.14

APPROVAL

CREATIVE SERVICES1221 Avenue of the Americas 3rd FloorNew York, NY 10020

m1FILENAME: 7795697 Avenue of the Americas Complex brochure 1211 LAST MODIFIED: March 31, 2014 11:14 AM

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MECHJOB INFORMATION

PROJ. NO.: 7795697

JOB NAME: Avenue of the Americas Complex brochure 1211

DESCRIPTION: Brochure

CLIENT NAME: Diorio, BrettPROJECT MGR.: Stefanie EifertCOST CENTER: 100476

DUE DATE: 05/22/2014 2 PM

SPECIFICATIONSTRIM SIZE: 8.5" × 11"

FINISHED SIZE: 8.5" × 11"BLEED: .125

BINDERY: Score Fold Stitch Trim

PAPER: 80lb Creator Gloss Cover over 80lb Creator Silk Cover

PRINTING: iGEN

COLORS: CMYK

NOTES

MODIFIED BYmbm 01.29.14, 02.04.14, 03.19.14

APPROVAL

CREATIVE SERVICES1221 Avenue of the Americas 3rd FloorNew York, NY 10020

m1FILENAME: 7795697 Avenue of the Americas Complex brochure 1211 LAST MODIFIED: March 31, 2014 11:14 AM

The AvenUe OF The AmericAs cOmPlex

Joseph Quaderer is a Private Banker serving Morgan Stanley’s Avenue of the Americas Complex. Joseph began his career in financial services in 2004 when he joined Morgan Stanley. In 2009 he left Morgan Stanley to serve as Busi-ness Director at Educate!, a non-profit in Kampala, Uganda, where he focused on the development of sustainable busi-ness enterprises for at-risk youth. After leaving Educate! he finished his MBA and worked as a consultant to senior executives at Fortune 100 companies including Bank of America, Deloitte, Pfizer, AT&T, Tiffany & Co and New-ell Rubbermaid. Joseph returned to Morgan Stanley and has worked as a Private Banker since 2011.

Joseph graduated with a Bachelor of Business Administration in Finance from the University of Notre Dame. He also holds a Master of Business Administration in Finance and Strategy from New York University. He resides in Floral Park, New York. Outside of the office, Joseph stays active through cycling and playing golf and enjoys spending time with family.

Alexandra Chau is a private banker with Morgan Stanley Private Bank, National Association, supporting the Morgan Stanley’s Avenue of the Ameri-cas Complex. Alexandra has five years of experience in the financial services industry. Before joining Morgan Stanley, Alexandra worked with Accredited Home Lenders and then as a financial specialist and Private Banker at Wachovia, where she was named Top Performing Financial Specialist in Manhattan in 2008 and 2009.

Alexandra graduated Summa Cum Laude from the Boston University School of Management in 2005 with a BS in finance. She resides in New York City with her husband, Michael. In her free time, Alexandra enjoys going to the movies, the beach, and spending time with her family.

Lindsay was formally an Assistant Vice President / Registered Marketing Associate at Morgan Stanley and had been a member of The Canell Group at 450 Lexington Avenue since Septem-ber 2006.  One of Lindsay’s primary responsibilities was to advise clients on all banking and lending matters including residential mortgages, se-curities based lines of credit, tailored and commercial lending.  Lindsay differentiated her approach by un-derstanding both sides of a client’s balance sheet and aimed to deliver a customized solution to complement their overall investment strategy.  By understanding the need for liquidity, she proactively discussed the various options to maximize client’s cash flow.  Lindsay also coordinated all marketing efforts for the team including the roll out of the Morgan Stanley American Express Card.  Lindsay received her dual MBA in Finance and Marketing from Fordham University in May 2013 and her Bachelor of Science degree in Marketing from Lehigh University in 2006. Lindsay is also Series 7, 31 and 66 registered and currently resides in downtown New York City with her husband, Conor.

Joseph QuadererPrivate Banker

Alexandra ChauPrivate Banker

Lindsay WalkerAssociate Private Banker

Private Bankers

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mOrgAn sTAnley10

Our Financial Advisors

MECHJOB INFORMATION

PROJ. NO.: 7795697

JOB NAME: Avenue of the Americas Complex brochure 1211

DESCRIPTION: Brochure

CLIENT NAME: Diorio, BrettPROJECT MGR.: Stefanie EifertCOST CENTER: 100476

DUE DATE: 05/22/2014 2 PM

SPECIFICATIONSTRIM SIZE: 8.5" × 11"

FINISHED SIZE: 8.5" × 11"BLEED: .125

BINDERY: Score Fold Stitch Trim

PAPER: 80lb Creator Gloss Cover over 80lb Creator Silk Cover

PRINTING: iGEN

COLORS: CMYK

NOTES

MODIFIED BYmbm 01.29.14, 02.04.14, 03.19.14

APPROVAL

CREATIVE SERVICES1221 Avenue of the Americas 3rd FloorNew York, NY 10020

m1FILENAME: 7795697 Avenue of the Americas Complex brochure 1211 LAST MODIFIED: March 31, 2014 11:14 AM

The Financial Advisors at The Avenue of the Americas Complex exemplify professionalism, objectivity and integrity in the way they establish and maintain their business relationships with individuals, families and institutional clients. Our Financial Advisors are well equipped to handle the business challenges they face every day.

Following are highlights of their key accomplishments:*

• Excellence: 43% of the Financial Advisors in the complex hold club appoint-ments (a Morgan Stanley recognition for professionalism, success and dedication to clients).

– 9 of the financial advisors in our complex hold a Chairman’s club appointment (highest possible recognition)

– 34 of the financial advisors in our complex are million dollar producers.

• Our advisers have the third highest average of assets under management in the firm at $158 mm per adviser

• Competency: 100% of our Financial Advisors have completed extensive continuing education course and may have attained professional designations that include, CERTIFIED FINANCIAL PLANNER™ (CFP®) and Certified In-vestment Management Analyst (CIMA®).

• Teamwork: 71% of our Financial Advi-sors and staff are on teams.

*As of December 2013, as published in the firm’s Focus Report.

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MECHJOB INFORMATION

PROJ. NO.: 7795697

JOB NAME: Avenue of the Americas Complex brochure 1211

DESCRIPTION: Brochure

CLIENT NAME: Diorio, BrettPROJECT MGR.: Stefanie EifertCOST CENTER: 100476

DUE DATE: 05/22/2014 2 PM

SPECIFICATIONSTRIM SIZE: 8.5" × 11"

FINISHED SIZE: 8.5" × 11"BLEED: .125

BINDERY: Score Fold Stitch Trim

PAPER: 80lb Creator Gloss Cover over 80lb Creator Silk Cover

PRINTING: iGEN

COLORS: CMYK

NOTES

MODIFIED BYmbm 01.29.14, 02.04.14, 03.19.14

APPROVAL

CREATIVE SERVICES1221 Avenue of the Americas 3rd FloorNew York, NY 10020

m1FILENAME: 7795697 Avenue of the Americas Complex brochure 1211 LAST MODIFIED: March 31, 2014 11:14 AM

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Morgan Stanley — one of the nation’s leading managers of personal wealth — offers opportunity that is limited only by your ambition. The firm continually leverages its intellectual capital and global resources to create and deliver targeted strategies for your clients. From simple financial strategies to the most sophisticated investments and advice, we believe Morgan Stanley’s offering is unparalleled. You will serve as your clients’ gateway to:

1 A Premier Managed-Money Platform

An offering that comprises investment consulting and advisory programs with separately managed accounts, unified managed accounts and discretion-ary and nondiscretionary programs. Morgan Stanley houses one of the larg-est money manager research teams in the industry — dozens of analysts who average 14 years of experience and follow rigorous processes to vet and analyze over 1,300 investment vehicles and strategies.

A World-Class Platform

2 Two of Wall Street’s Highest-Rated Research Departments

Our research affiliates — consisting of award-winning analysts, economists and strategists — have earned their stel-lar reputations through their timely, in-depth coverage of more than 3,000 companies, industries, markets and worldwide economies.

3 Our Global Investment Committee The Global Investment Committee is made up of seasoned Morgan Stanley professionals with deep levels of exper-tise spanning the global spectrum of asset classes, instruments and invest-ment techniques. The Global Invest-ment Committee provides guidance to Morgan Stanley Financial Advisors

and our clients through a disciplined process of fundamental research and a comprehensive analysis of economic and market conditions.

4 Broad Capital Markets Coverage A leader in the global capital markets, Morgan Stanley provides access to equity markets around the world and the full range of fixed income offerings, via a trading system designed to deliver best execution. Our capital markets trading capabilities include:

• Cash Management Securities • Certificates of Deposit • Closed-End Funds • Convertible Securities • Corporate Bonds • Emerging Market Debt • Equities

MECHJOB INFORMATION

PROJ. NO.: 7795697

JOB NAME: Avenue of the Americas Complex brochure 1211

DESCRIPTION: Brochure

CLIENT NAME: Diorio, BrettPROJECT MGR.: Stefanie EifertCOST CENTER: 100476

DUE DATE: 05/22/2014 2 PM

SPECIFICATIONSTRIM SIZE: 8.5" × 11"

FINISHED SIZE: 8.5" × 11"BLEED: .125

BINDERY: Score Fold Stitch Trim

PAPER: 80lb Creator Gloss Cover over 80lb Creator Silk Cover

PRINTING: iGEN

COLORS: CMYK

NOTES

MODIFIED BYmbm 01.29.14, 02.04.14, 03.19.14

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CREATIVE SERVICES1221 Avenue of the Americas 3rd FloorNew York, NY 10020

m1FILENAME: 7795697 Avenue of the Americas Complex brochure 1211 LAST MODIFIED: March 31, 2014 11:14 AM

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• Exchange-Traded Funds • Foreign-Denominated • Foreign Exchange • High-Yield Bonds • Mortgage-Backed Securities • Municipal Bonds • Precious Metals • Preferred Securities • Secondary Structured Notes • Strategic Equity Portfolios • Structured Investments • TLGP / FDIC Debt • Agency Securities • U.S. Treasury Securities • Zero-Coupon Bonds

5 Wealth Planning Financial pl anning resources Beyond the full range of essential capi-tal markets products, Morgan Stanley Financial Advisors have access to a full range of financial planning resources to help you better understand your cli-ents’ financial objectives. Our planning platform enables the Financial Advisor to create analyses to help clients plan for — and achieve — their financial goals such as: retirement, education fund-ing, and major purchases. In addition, strategies for goal protection utilizing life, disability or long-term care insur-ance and the capability to introduce and analyze different estate planning strategies are available.

Wealth planning centers in major cities nationwide that provide access to professionals with highly specialized knowledge who can work collabora-tively with your clients’ existing tax and legal advisors. The centers deliver sophisticated plans for wealthy clients analyzing their income, investments, liabilities, risks, philanthropy, estate planning, trust structures, and more.

the Morgan stanley retireMent standard, creates a tangible client experience based on 10 key elements of successful retirement planning, in-cluding a lifestyle review, a family re-cords organizer and retirement income planning. Supported by many tools and resources, the Retirement Standard is an excellent way for Financial Advisors to capitalize on the growing retire-ment market.

MECHJOB INFORMATION

PROJ. NO.: 7795697

JOB NAME: Avenue of the Americas Complex brochure 1211

DESCRIPTION: Brochure

CLIENT NAME: Diorio, BrettPROJECT MGR.: Stefanie EifertCOST CENTER: 100476

DUE DATE: 05/22/2014 2 PM

SPECIFICATIONSTRIM SIZE: 8.5" × 11"

FINISHED SIZE: 8.5" × 11"BLEED: .125

BINDERY: Score Fold Stitch Trim

PAPER: 80lb Creator Gloss Cover over 80lb Creator Silk Cover

PRINTING: iGEN

COLORS: CMYK

NOTES

MODIFIED BYmbm 01.29.14, 02.04.14, 03.19.14

APPROVAL

CREATIVE SERVICES1221 Avenue of the Americas 3rd FloorNew York, NY 10020

m1FILENAME: 7795697 Avenue of the Americas Complex brochure 1211 LAST MODIFIED: March 31, 2014 11:14 AM

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MECHJOB INFORMATION

PROJ. NO.: 7795697

JOB NAME: Avenue of the Americas Complex brochure 1211

DESCRIPTION: Brochure

CLIENT NAME: Diorio, BrettPROJECT MGR.: Stefanie EifertCOST CENTER: 100476

DUE DATE: 05/22/2014 2 PM

SPECIFICATIONSTRIM SIZE: 8.5" × 11"

FINISHED SIZE: 8.5" × 11"BLEED: .125

BINDERY: Score Fold Stitch Trim

PAPER: 80lb Creator Gloss Cover over 80lb Creator Silk Cover

PRINTING: iGEN

COLORS: CMYK

NOTES

MODIFIED BYmbm 01.29.14, 02.04.14, 03.19.14

APPROVAL

CREATIVE SERVICES1221 Avenue of the Americas 3rd FloorNew York, NY 10020

m1FILENAME: 7795697 Avenue of the Americas Complex brochure 1211 LAST MODIFIED: March 31, 2014 11:14 AM

Morgan Stanley’s technology platform features robust, flexible tools designed to help you efficiently manage the portfolios of affluent and high-net-worth clients.

Technology: The Tools to Help You Build Your Business

Through a variety of desktop resources you can simplify workflow and exchange information easily among client data systems, online tools and applications, including:

• Account inquiry • Account servicing • Business management • Client reporting • Order management • Planning • Research and Market Data • Utilities (Good Technology, Local

Ad Builder, T&E, Travel Services, etc.)You can obtain a consolidated view

of revenue generation, net new assets and expenses for your entire book, all of which you can segregate by account and product over predetermined or

custom timeframes. You also have easy access to capital markets resources, sophisticated analytics and multilay-ered reporting resources. Our client management systems provide a simple way to analyze your current business, design a meaningful growth plan and create actionable campaigns.

Center for Investment Excellence Morgan Stanley is committed to main-taining a culture of investment excellence for you and your clients. To continue to drive this vision, the firm has developed an online portal where you can find the tools, resources and products to help address your clients’ needs and grow your practice.

The Center for Investment Excel-lence (CIE) includes:

• Research & Strategy Insights: Firm and third-party investment content

• External Insights: Perspectives of highly regarded industry professionals

• Advisor Insights: A forum to collaborate and share information and ideas

• Product Insights: The latest investment information paired with actionable ideas

The CIE is an innovative place for you to learn, share and act.

Morgan Stanley’s technology platform is a powerful business-intelligence re-source designed to help you unleash the full potential of your book of business.

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MECHJOB INFORMATION

PROJ. NO.: 7795697

JOB NAME: Avenue of the Americas Complex brochure 1211

DESCRIPTION: Brochure

CLIENT NAME: Diorio, BrettPROJECT MGR.: Stefanie EifertCOST CENTER: 100476

DUE DATE: 05/22/2014 2 PM

SPECIFICATIONSTRIM SIZE: 8.5" × 11"

FINISHED SIZE: 8.5" × 11"BLEED: .125

BINDERY: Score Fold Stitch Trim

PAPER: 80lb Creator Gloss Cover over 80lb Creator Silk Cover

PRINTING: iGEN

COLORS: CMYK

NOTES

MODIFIED BYmbm 01.29.14, 02.04.14, 03.19.14

APPROVAL

CREATIVE SERVICES1221 Avenue of the Americas 3rd FloorNew York, NY 10020

m1FILENAME: 7795697 Avenue of the Americas Complex brochure 1211 LAST MODIFIED: March 31, 2014 11:14 AM

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mOrgAn sTAnley16

MECHJOB INFORMATION

PROJ. NO.: 7795697

JOB NAME: Avenue of the Americas Complex brochure 1211

DESCRIPTION: Brochure

CLIENT NAME: Diorio, BrettPROJECT MGR.: Stefanie EifertCOST CENTER: 100476

DUE DATE: 05/22/2014 2 PM

SPECIFICATIONSTRIM SIZE: 8.5" × 11"

FINISHED SIZE: 8.5" × 11"BLEED: .125

BINDERY: Score Fold Stitch Trim

PAPER: 80lb Creator Gloss Cover over 80lb Creator Silk Cover

PRINTING: iGEN

COLORS: CMYK

NOTES

MODIFIED BYmbm 01.29.14, 02.04.14, 03.19.14

APPROVAL

CREATIVE SERVICES1221 Avenue of the Americas 3rd FloorNew York, NY 10020

m1FILENAME: 7795697 Avenue of the Americas Complex brochure 1211 LAST MODIFIED: March 31, 2014 11:14 AM

Transition Services: We Help Make Your Move Easier

To facilitate your transition, a specialized team handles every detail of your move, from due diligence reviews and license transfers to product specialists, transition specialists and technology training.

You will be able to conduct business on day one at Morgan Stanley. From orderly account opening and transfers to ready-to-mail client transition kits, you and your team will have full access to the firm’s systems and business-building resources.

To ensure your comfort with the firm’s intellectual capital, dedicated professionals provide on-site training, consulting and support services to newly boarded Financial Advisors and Client Service Associates.

Knowledgeable support professionals assist Branch Managers, Financial Advisors, Client Service Associates and complex operations staff in the effective and efficient transition of your practice to Morgan Stanley. The ultimate goal is to ensure a superior experience for both your clients and your team.

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MECHJOB INFORMATION

PROJ. NO.: 7795697

JOB NAME: Avenue of the Americas Complex brochure 1211

DESCRIPTION: Brochure

CLIENT NAME: Diorio, BrettPROJECT MGR.: Stefanie EifertCOST CENTER: 100476

DUE DATE: 05/22/2014 2 PM

SPECIFICATIONSTRIM SIZE: 8.5" × 11"

FINISHED SIZE: 8.5" × 11"BLEED: .125

BINDERY: Score Fold Stitch Trim

PAPER: 80lb Creator Gloss Cover over 80lb Creator Silk Cover

PRINTING: iGEN

COLORS: CMYK

NOTES

MODIFIED BYmbm 01.29.14, 02.04.14, 03.19.14

APPROVAL

CREATIVE SERVICES1221 Avenue of the Americas 3rd FloorNew York, NY 10020

m1FILENAME: 7795697 Avenue of the Americas Complex brochure 1211 LAST MODIFIED: March 31, 2014 11:14 AM

A Comprehensive Transition Management Services Model

• New account opening

• Account transfers

• Client announcements

• ACATS processing

• Documentation and issue tracking

Organization

Processes

•   On-site transition specialists for qualified Financial Advisors (based on availability) provide integration

assistance and as-needed training to Financial Advisors 

and Client Service Associates.

Training

• avenue of the americas proprietary transition

process built over years from successfully transitioning

in excess of 50 advisors from the Competition.

• Setting expectations and delegating responsibilities

• Operational due diligence assessment

• End-to-end standardized operational

guidelines and tools

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mOrgAn sTAnley18

MECHJOB INFORMATION

PROJ. NO.: 7795697

JOB NAME: Avenue of the Americas Complex brochure 1211

DESCRIPTION: Brochure

CLIENT NAME: Diorio, BrettPROJECT MGR.: Stefanie EifertCOST CENTER: 100476

DUE DATE: 05/22/2014 2 PM

SPECIFICATIONSTRIM SIZE: 8.5" × 11"

FINISHED SIZE: 8.5" × 11"BLEED: .125

BINDERY: Score Fold Stitch Trim

PAPER: 80lb Creator Gloss Cover over 80lb Creator Silk Cover

PRINTING: iGEN

COLORS: CMYK

NOTES

MODIFIED BYmbm 01.29.14, 02.04.14, 03.19.14

APPROVAL

CREATIVE SERVICES1221 Avenue of the Americas 3rd FloorNew York, NY 10020

m1FILENAME: 7795697 Avenue of the Americas Complex brochure 1211 LAST MODIFIED: March 31, 2014 11:14 AM

Talent Management and Professional Development

Morgan Stanley emphasizes accessible, solutions-based professional development opportunities for field talent. They are able to enhance their skills and learn new strategies through a variety of resources and programs.

Morg a n St a n ley ’s Professiona l Development offering is built on a framework based on industry and proprietary research that provides timely, relevant, and useful information and ideas. Research is conducted on top financial advisors, client needs and market trends. Through strategic partnerships, we make available and orchestrate preeminent professional development resources.

Field Leadership

Our strategy incorporates sourcing, se-lection, and new / experienced manager development. These programs empower field leadership to lead effective teams and coach Financial Advisors. We le-verage coaching systems that drive business results whereby Financial Advisors achieve organic, long-term and sustainable growth. We focus on coaching, succession planning and build-ing leadership capability.

Financial Advisors

Our strategy is focused on business, professional, and personal growth. The turnkey menu of learning is organized against four pillars: Wealth, Practice, Investment, and Life Management. It includes national events, local resources and tools, and business development and accountabilities. We provide the resources to drive team formation and effective team practices for Financial Advisor and Complex Management.

Financial Advisor Associates

Our strateg y is designed to help Morgan Stanley Associates succeed in launching and growing their businesses. The program consists of instructor-led training, self-paced workbooks and online training, as well as in-branch coaching, mentoring and training. The FAA Program focuses on six key skill sets: knowledge of the industry, Morgan Stanley, and the branch; Business planning and niche

marketing skills; selling and relationship building skills; financial planning skills; knowledge of Morgan Stanley client solutions; knowledge and adherence to Morgan Stanley / industry regulations and guidelines.

Support Staff

Our strategy is focused on building a culture of World-Class Service in the field and home office. A business re-engineering strategy teaches Client Service Associates to focus on business building of Financial Advisor practices. Content includes integration efforts, enhancing professionalism of support staff, supporting Business Process Re-engineering, and career planning.

Page 19: The Avenue of the Americas Complex at Morgan · PDF fileThe Avenue of the Americas Complex at Morgan Stanley. ... mobile technology, LinkedIn, a ... Welcome to The Avenue of the Americas

MECHJOB INFORMATION

PROJ. NO.: 7795697

JOB NAME: Avenue of the Americas Complex brochure 1211

DESCRIPTION: Brochure

CLIENT NAME: Diorio, BrettPROJECT MGR.: Stefanie EifertCOST CENTER: 100476

DUE DATE: 05/22/2014 2 PM

SPECIFICATIONSTRIM SIZE: 8.5" × 11"

FINISHED SIZE: 8.5" × 11"BLEED: .125

BINDERY: Score Fold Stitch Trim

PAPER: 80lb Creator Gloss Cover over 80lb Creator Silk Cover

PRINTING: iGEN

COLORS: CMYK

NOTES

MODIFIED BYmbm 01.29.14, 02.04.14, 03.19.14

APPROVAL

CREATIVE SERVICES1221 Avenue of the Americas 3rd FloorNew York, NY 10020

m1FILENAME: 7795697 Avenue of the Americas Complex brochure 1211 LAST MODIFIED: March 31, 2014 11:14 AM

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mOrgAn sTAnley20

MECHJOB INFORMATION

PROJ. NO.: 7795697

JOB NAME: Avenue of the Americas Complex brochure 1211

DESCRIPTION: Brochure

CLIENT NAME: Diorio, BrettPROJECT MGR.: Stefanie EifertCOST CENTER: 100476

DUE DATE: 05/22/2014 2 PM

SPECIFICATIONSTRIM SIZE: 8.5" × 11"

FINISHED SIZE: 8.5" × 11"BLEED: .125

BINDERY: Score Fold Stitch Trim

PAPER: 80lb Creator Gloss Cover over 80lb Creator Silk Cover

PRINTING: iGEN

COLORS: CMYK

NOTES

MODIFIED BYmbm 01.29.14, 02.04.14, 03.19.14

APPROVAL

CREATIVE SERVICES1221 Avenue of the Americas 3rd FloorNew York, NY 10020

m1FILENAME: 7795697 Avenue of the Americas Complex brochure 1211 LAST MODIFIED: March 31, 2014 11:14 AM

Morgan Stanley is committed to improving the quality of life in the communities where the firm does business. The firm invests in children’s health initiatives along with education, diversity and cultural programs that better our people and society.

Our Firm and Our Complex: Equally Dedicated to the Community

The Avenue of the Americas Complex encourages its employees — Financial Advisors, Client Service Associates and other support staff alike — to give back to the community both financially and through firm-sponsored volunteer projects. While our Financial Advisors are singularly committed to helping clients achieve their financial goals by

providing sound financial guidance, as a complex we are also passionately committed to the community, both locally and globally.

Collectively and individually, our Financial Advisors, Client service as-sociates and support staff have worked throughout the New York, New Jersey, and Connecticut area.

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MECHJOB INFORMATION

PROJ. NO.: 7795697

JOB NAME: Avenue of the Americas Complex brochure 1211

DESCRIPTION: Brochure

CLIENT NAME: Diorio, BrettPROJECT MGR.: Stefanie EifertCOST CENTER: 100476

DUE DATE: 05/22/2014 2 PM

SPECIFICATIONSTRIM SIZE: 8.5" × 11"

FINISHED SIZE: 8.5" × 11"BLEED: .125

BINDERY: Score Fold Stitch Trim

PAPER: 80lb Creator Gloss Cover over 80lb Creator Silk Cover

PRINTING: iGEN

COLORS: CMYK

NOTES

MODIFIED BYmbm 01.29.14, 02.04.14, 03.19.14

APPROVAL

CREATIVE SERVICES1221 Avenue of the Americas 3rd FloorNew York, NY 10020

m1FILENAME: 7795697 Avenue of the Americas Complex brochure 1211 LAST MODIFIED: March 31, 2014 11:14 AM

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mOrgAn sTAnley22

The Lines of Communication Are Open

MECHJOB INFORMATION

PROJ. NO.: 7795697

JOB NAME: Avenue of the Americas Complex brochure 1211

DESCRIPTION: Brochure

CLIENT NAME: Diorio, BrettPROJECT MGR.: Stefanie EifertCOST CENTER: 100476

DUE DATE: 05/22/2014 2 PM

SPECIFICATIONSTRIM SIZE: 8.5" × 11"

FINISHED SIZE: 8.5" × 11"BLEED: .125

BINDERY: Score Fold Stitch Trim

PAPER: 80lb Creator Gloss Cover over 80lb Creator Silk Cover

PRINTING: iGEN

COLORS: CMYK

NOTES

MODIFIED BYmbm 01.29.14, 02.04.14, 03.19.14

APPROVAL

CREATIVE SERVICES1221 Avenue of the Americas 3rd FloorNew York, NY 10020

m1FILENAME: 7795697 Avenue of the Americas Complex brochure 1211 LAST MODIFIED: March 31, 2014 11:14 AM

The decision to move to another firm can be very difficult. There are a number of factors that may weigh on your mind — the growth of your practice, the state of your client relationships, your personal financial obligations, just to name a few. Our entire management team is available and eager to address your concerns candidly, fully and in the strictest confidence.

Please contact us for more information and an in-depth discussion about how The Avenue of the Americas Complex can help you succeed, professionally and personally. We look forward to working with you.

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We believe that our clients deserve Financial Advisors who understand their vision, and work diligently to identify a range of innovative strategies that help address their goals, while delivering a highly personalized experience.

Our entire management team is committed to helping you succeed professionally and personally, as you help your clients pursue their financial goals.

MECHJOB INFORMATION

PROJ. NO.: 7795697

JOB NAME: Avenue of the Americas Complex brochure 1211

DESCRIPTION: Brochure

CLIENT NAME: Diorio, BrettPROJECT MGR.: Stefanie EifertCOST CENTER: 100476

DUE DATE: 05/22/2014 2 PM

SPECIFICATIONSTRIM SIZE: 8.5" × 11"

FINISHED SIZE: 8.5" × 11"BLEED: .125

BINDERY: Score Fold Stitch Trim

PAPER: 80lb Creator Gloss Cover over 80lb Creator Silk Cover

PRINTING: iGEN

COLORS: CMYK

NOTES

MODIFIED BYmbm 01.29.14, 02.04.14, 03.19.14

APPROVAL

CREATIVE SERVICES1221 Avenue of the Americas 3rd FloorNew York, NY 10020

m1FILENAME: 7795697 Avenue of the Americas Complex brochure 1211 LAST MODIFIED: March 31, 2014 11:14 AM

Page 24: The Avenue of the Americas Complex at Morgan · PDF fileThe Avenue of the Americas Complex at Morgan Stanley. ... mobile technology, LinkedIn, a ... Welcome to The Avenue of the Americas

MECHJOB INFORMATION

PROJ. NO.: 7795697

JOB NAME: Avenue of the Americas Complex brochure 1211

DESCRIPTION: Brochure

CLIENT NAME: Diorio, BrettPROJECT MGR.: Stefanie EifertCOST CENTER: 100476

DUE DATE: 05/22/2014 2 PM

SPECIFICATIONSTRIM SIZE: 8.5" × 11"

FINISHED SIZE: 8.5" × 11"BLEED: .125

BINDERY: Score Fold Stitch Trim

PAPER: 80lb Creator Gloss Cover over 80lb Creator Silk Cover

PRINTING: iGEN

COLORS: CMYK

NOTES

MODIFIED BYmbm 01.29.14, 02.04.14, 03.19.14

APPROVAL

CREATIVE SERVICES1221 Avenue of the Americas 3rd FloorNew York, NY 10020

m1FILENAME: 7795697 Avenue of the Americas Complex brochure 1211 LAST MODIFIED: March 31, 2014 11:14 AM

© 2014 Morgan Stanley Smith Barney LLC. Member SIPC. CRC822630 CS 7795697 03/14

The investments listed may not be suitable for all investors. Morgan Stanley Smith Barney LLC recommends that investors independently evaluate par-ticular investments, and encourages investors to seek the advice of a financial advisor. The appropriateness of a particular investment will depend upon an investor’s individual circumstances and objectives.

Morgan Stanley Smith Barney LLC offers insurance products in conjunc-tion with its licensed insurance agency affiliates.

Private Bankers are employees of Morgan Stanley Private Bank, National Association, Member FDIC.

Morgan Stanley Smith Barney LLC (“Morgan Stanley”), its affiliates and Morgan Stanley Financial Advisors or Private Wealth Advisors do not provide tax or legal advice. This material was not intended or written to be used, and it cannot be used, for the purpose of avoiding tax penalties that may be imposed on the taxpayer. Clients should consult their tax advisor for matters involving taxation and tax planning and their attorney for matters involving trust and estate planning and other legal matters.

Morgan Stanley EOE committed to diversifying its workforce M/F/D/V.