The Arab Conquests in Central Asia

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    Te Arab conquests in Central AsiaH.A. R. Gibb

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    Recommended CitationGibb, H. A. R. Te Arab conquests in Central Asia. London: Te Royal Asiatic Society, 1923. viii, 102 p.

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    C O N QU E ST S I N C E N T R L S I

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    JAMES G. FORLONG

    FUND

    VOL.

    IT.

    T H E

    ARAB CONQUESTS

    IN

    C E N T R A L A S I A

    Y

    H. A R.

    GIBB, M A

    EDIN. AND LOND.)

    Lecturer in Arabic, School of Oriental Stud~esLondon

    THE ROYAL ASIATIC SOCIETY

    74

    GROSV NOR

    STREET ONDON

    .I.

    1923

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    CONTENTS

    lut

    PREFACE vii

    I

    THE OXUSBASIN

    E arl y Ilistory Politica l Divisions The

    rabic Sources . .

    V .

    TH E T U R I ~ I S H

    OUNTERSTROI

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    PREFACE

    TH

    first draf t of this work was presented to t h e

    University of London in December 1921 under tile t i t le

    of T h e Arab Coilquest of Transoxania , as a tllesis fo r

    t h e deg ree of M aster of A rts, and was al~pr ov edby t h e

    Sen a te in January

    1922,

    for publication as such. D ur ing

    the year my attention was taken up in other directions

    and, except for the publicatioll of two studies on t h e

    subject in the Bulletin of the School of Oriental Stu die s,

    nothing further was done until by the generosity of tlie

    Trustees of the Forlong Bequest Fund an opportunity

    of p ub lication was offered. I n its present forin t h e worlt

    h a s bee n largely rewritten and revised. I t ma kes no

    c la im to presen t a complete lGstorical account of t h e

    A r a b s in Central Asia,

    but

    is

    intended solely as

    a

    critical

    s t u d y of th e au thorities in greater detail than has hi th ert o

    be en mad e. Much is therefore om itted bccaosc i t b a s

    already been dealt with in the standard histories. I n

    o rd er to keep down the cost of publication, the extensiv e

    references which originally accompanicd tlie text have

    been

    cut

    down t o a few notes at the end of each ch ap te r.

    N o references ar e given when, as in the great m aj o ri ty

    of

    cases, the authority for thc statements made can

    easily be found in the appropriate place either in Tabari

    or

    Balzdhuri.

    regret that several worlcs which are indispensable

    f o r a thorough stu dy of th e subject have, for ling uis tic

    reas ons, been inaccessible t o me. Such are va n Vloten 's

    Opkomst der Abbnsiden, and almost the whole

    r a n g e of Russian research work. Through the kindn ess

    of Sir Denison Ross, however, I have been able to avail

    myself

    of

    a draf t

    MS.

    t ranslation of the most i m p o r t a t

    and

    valuable of them all, Professor

    W

    Bar thold ' s

    YI

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    viii

    PREF CE

    Tuvkestalz

    as well as of his as yet unpublislled London

    lectures on Th e Nomads of Central Asia. My sincere

    thanks are

    due

    to

    Sir Denison Ross also for

    his

    continued

    interest and inaterial assistance ever since he first intro-

    duced me t o th e subject to Sir Thomas Arnold for much

    encouragement and helpful counsel to Professor

    Barthold, who has read the MS. through and made a

    number of valuable suggestions to the Trustees of

    the

    Forlong Bequest Fund for their ltindness in undertalting

    the publication

    ;

    and in no small nieasure to my wife,

    who has given much time and labour to preparing the

    MS

    for publication.

    London,

    April, 1923

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    I INTRODUCTION

    I

    THE

    OXUS

    B SIN

    Early History

    T he Oxus is a bo un da ry of tradition r ath er t h a n of

    history. Lying m idway between th e old fro ntie r of

    Aryan civilisation form ed by the Jax artes and t h e Pa m ir

    i and the natural strategic Irontier offered by the north-

    eastern escarpment of the plateau of k i n , it ha s never

    i

    proved a barrier to imperial armies froin either side.

    I t was not on the Oxus but on the Jaxartes that

    I

    Alexander's strategic insight ,fixed the position of

    Alexander Eschate, and when the outposts of Persian

    dominion were thrust back by the constant pressure of

    the Central Asian hordes, their retr ea tw as s taye d no t o n

    the Oxus but on the MurghBb.

    Thus when t h e t id e of

    conquest turned and th e Arabs won back h e r anc ient

    heritage for Persia, they, like Alexander, were compelled

    to carry their arms ever further to the East and al l un-

    knowing re-establish th e frontiers of th e Ac haem enid

    Em pire. I t was from the legends of S s nian im es,

    enshrined in th e pagee of th e historian s and the nat ional

    epic of Firdawsi, th a t th e Oxus came to be regardc d a s

    the boundary between h i in a nd T i i r h .

    Through all the centuries of invasion, however, the

    peoples

    of

    Sogdiana and the Oxus basin remained I ra n ia ~ l

    a t bottom, preserving an Iranian speech a n d Ira ni an

    institutio ns. B ut the political conditions of th e co un try

    a t th e period of the Arab conquests were so co ~ n p le x h a t

    it is necessary t o trace briefly th e course of th e ir

    devclopmen t.

    Th e second ce ntury B.C was a period of uphe av al

    n

    Central Asia th e powerful Hiung-Nu peoples we re

    dispossessing weaker trib es of their pasture l an ds a n d

    forcing them to m i g a t e westwards, Between 150 a n d

    B

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    ARAB

    CONQUESTS

    IN CENTRALASIA

    126 B.C.

    a succession

    of nomadic tribes, the last and

    lnost powerful of which were a branch of the Yueh-Chi,

    were driven down into Sogdiana. It is now generally

    held that these tribes were of Aryan origin, though the

    question is not perhaps settled with absolute certainty.

    Before long, however, a second group, the Ic ang, pos-

    sessed themselves of Sogdiana, driving the Yueh Chi on

    into Bactria and the Afghan mouniains 1).

    In these

    districts they found, alongside the Iranian peasantry, a

    settledpopulationof Tulthari (in Chinese, Ta-Hia), already

    noted in the Chinese annals for their commercial enter-

    prise 2), and tvhile at iirst the nomad tribes introduced

    complete confusion, it would seem that they rapidly

    absorbed, or were absorbed by, the native elements, and

    thus assimilated the Hellenistic civilisation of Bactria.

    From this fusion arose, about

    6

    A.D. the powerful

    Icushan Empire which spread into India on the one side

    and probably maintained some form of suzerainty over

    the Ic ang ltindgoms of Sogdiana on the other. Under

    the new empire, Buddhism was acclimatised in Turltestan,

    and Sogdiana developed into a great entrep t for Chinese

    trade with the West. Towards the close of the ihircl

    centu~yhe Icushan Empire, wealcelled by attaclts from

    the new national dynasties in India and Persia, reverted

    to its primitive form

    of

    small independent principalities,

    which, however, retained sufficient cohesion to prevent

    a Persian reconquest, I t is practically certain that

    SBsBnian authority never extended beyond Balk11 and

    rarely as far. In the fourth and fifth centuries references

    are made to a fresh horde of nomads in the north-easi,

    the Juan-Juan (Chionitae, Avars) 3), but it does not

    appear that any new settlements were made in the

    Oxus countries.

    In the middle of the fifth century, another people,

    the Ephthalites (Arabic Haytal, Chinese Ye-Tha), per-

    haps a branch of the Hiung-nu, not only completely

    overran the former Kushan territories, but by successive

    defeats of the Persian arinics forced the SZsBnid Icings

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    Trm Oxus

    BASIN

    to pay tribute.

    Th e Ephthalites appear to have been a

    nomadic people organised as a military c aste of t h e

    familiar Turkish type, smd the existing institutions and

    principalities, in large pa rt a t least, con tinued side b y side

    with them

    4).

    Their rule was too transitory t o produce

    any lasting eTIects, or t o inflict any serious in jury o n t h e

    commerce ant1 prosperity of Sogdiaila.

    The rise of th e Central Asian em pire of the Turlrs

    proper Tu-ICueh) da tes from their ove rthrow of t he Juan-

    Juan in IlIongolia in

    552,

    under their great K han , Mok an.

    His brother Istam i the Silzibul of th e B yz an tin e

    historians), tlie semi-independent jabghu of the ten tribe s

    of Western Turlts, after co ~~ so lid at in gis power in the

    Ili and Chu valleys, formed an alliauce with KhusrG

    AnGshiruCin, and in a joint attack between 563 and 68

    the two powers colnpletely overthrew the Ephthalite

    kingdom and divided their territorics.

    For

    a brief

    moment the Oxus was the actual boundary between

    friin and TBrBn under pressure from the silk tr ad er s

    of

    Sogdiana, howwcr, the alliance

    was

    brolten and the

    wealter successors of AntishirwBn could scarcely do more

    than maintain their outpost garrisons on the MurghZb.

    From this time the Ephthalites, lilte tlle Kushans, were

    gradually assimilating to the Iran ian populatioll 5 ) ,

    though th e change w s less rapid n the Cisoxine land s of

    Lower TukllQristBn,BBdghis, and H e ri t , where Ep hth alite

    principalities were re-constituted, probably with Turlrish

    support, and continued to give Persia much trouble on

    lier north-eastern frontiers

    6).

    11

    the other hand the

    Turlts of th e five western tribes Nu-she-pi), who b ecame

    independent

    d t c r

    the break up of the Great Khanate

    about 582, maintained their suzerainty over Sogcliana

    and the middle Oxus basin by freqnenl expeditions, in

    one case a t least as far as Ball

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    ARABCON~UESTSN CENTRAL SIA

    interference in tlle administration cf the subject princi-

    palities was a t first limited to tlie appointment of military

    governors ancl the collectio~lof tribute. Thus, in t l ~ e

    semi-legendary account give11 by An-NaysBbfiri of tlie

    Turkish conquest of BulchLra the Bulch?ir I

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    TII OXUS

    B SIN

    g o o d

    cause for doubting whether a Turlcisli army ever

    c a m e in response to their appeals for support until the

    ris

    of the Tiirgesh power in

    716

    Geographically the cultivated lands to the west and

    so~z th-west f the middle Jaxartes are diviclecl by the

    I-I is sa r mountains into two well-defined areas. The

    n o r t h e r n area includes the rich valley of the Zarafshdl

    a n d the lesser streams which descend the northern slope

    o f t h e watershed, the southern comprises the broad

    bas in

    forined by the Oxus ancl its tributaries between

    t h

    mountains of the Pamir and the steppelands. Tlle

    former; which as a whole is called Sogdiana in clis-

    t i nc t ion from the smaller principality of Sughd, was at

    t h i s

    period divided between a number of small states,

    each inclependenl of the others but forming together a

    l o o s e confederacy in a manner strikingly reminiscent of

    t h e

    I-Iellenic city-states. The strongest bond

    of

    union

    w a s

    formed by their mutual interest in the Chinese sillc

    t r a d e , the chief stations of which were a t Samarqand,

    P a y k a n d , and I

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    ARABCONQUESTSN CENTRAL SIA

    the later lists the rulers of Sl~ shnd FarghLna as well as

    the I-Chwiirizm ShZlx are shown as belonging lo the clan

    also, though with less probability

    9) .

    Whether the

    family were of IC'ang origin, or, as the Chinese records

    state, belonged to the Yueh-Chi, they appear in the

    Arabic histories with Persian territorial titles (KlludZh,

    S h ~ h , a n dhe general term diliq2n). Some of the princes

    also possessed Turlcish titles, probably conferred on them

    as vassals of the Khan. The ruler of Samarqand, as

    king of Sughd, is called the Ikhshidh or IkhshEdh, which

    is easily recognised as the Persian khshayathiya This

    title was borne also, as is well known, by the king of

    FarghZna.

    t

    is certain at least from both Chinese and

    Arabic accounts that these rulers were not Turks. The

    Turkish names by which they are sometimes called 'ere

    given out of deference or compliment t o their Turkish

    suzerains, just as Arabic names begin to appear amoilgst

    them immediately after

    ,

    the Arab conquests. Par-

    ticdarly misleading is the name Tarkhan which appears

    inore than once in tlie list of princes of Samarqand and

    has been erroneously talcen as

    the

    title Tarkhgn; though

    it is in reality only the Arabic transcription of a personal

    name spelt in the Chinese records Tu-hoen. During

    the six or seven hundred years of their rule all these

    princes had become fully identified with their Iranian

    subjects 10). Tile kingship moreover was not a

    real monarchy but rather the primacy in an oligarchical

    system. Their authority was far from absolute, and tlie

    lancled aristocracy (dihqgns) and rich merchants pos-

    sessed, s will be seen later, not only a large measure of

    independence but also on occasion the power to depose

    the ruling prince and elect his successor. As the

    succession appears to have been largely hereditary it is

    probable that, according to Iranian custom, eligibility

    was confined to a single royal house. In some cases,

    it would seem, the succession was regulated during t he

    lifetime of the reigning prince by sonle such inethod a s

    association in the principate, probably colnbined wit11

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    t h e a p p o i n t ~ n e n t of t h e reinaini~lg pri~ices to other

    fiefs 111.

    \ ,

    T h e od ed erac y of these states, however, \\,as ill

    n o sense all alliance arid probably anlounted to little

    I l lore th an a

    nodzls

    vivendi Besides the inore iulI>orta.1lt

    p rinces th er e existed an enormous nuinber of petty

    autocrats, some possibly Turlcish, others probal)ly

    descended from former conquerors, wliose authority

    m a y sorn eti~ nes h a v e scarcely extended beyo~ld the

    li m it s of their own villages. In

    lands subject to tlie TurBs

    and patrol led by nomadic t r ibes an effective centraliscd

    go ve rn m en t was h a rd ly possible. Mutual antagonis~lls

    a n d w ars cannot h a v e bee11 uncoiilinon though we have

    n o w no record of th em , except that during the early Arab

    pe rio d there was ho stil i ty between

    Bulths rs and W ar d ~ ~ a ,

    b u t th e la tte r cann ot be reckoned among the Shao-wu

    principalities since, according to Narsliakhi, it was

    found ed by a S s nidprince about 300 a.n. Until thc

    profitable Chinese tracle was threatened by the Arabs

    w e find no tru st w orth y record of combined resistailce

    offered by the country to its piecemeal reduction, and

    o n l y lon g after th e co nq uest s of Qutayba is tliere any

    h i n t of a concerted rising. At the same time, the

    s tr en g th of the c it ie s an d warlike nature of their

    in ha bi ta n ts may be ga ug ed from the way in which thcy

    not only preserved themselves from destruction at the

    h a n d s of their succ essive nomad invaders, bu t even

    gained their respect, while this, in some respects perhaps

    t h e m o st highly civilised of all the lands subdued by the

    A r a b s 12), roved also the most difficult to conquer,

    a n d mos t in t ractab le t o ho ld .

    T h e sam e lack of unity is apparent in the districts

    s o u t h of the Iron

    G a t e ,

    though nominally subject to a

    sillgle auth ority . I t is important to bear in mind that

    t h e ZarafshXn and O x u s valleys were completely inde-

    p e n d en t of olle ano ther-th at the differencebetween tthem

    w a s no t merely one

    of

    governm ent, but also of Ianguage,

    lld ev en , to some e x t e n t , of blood, owing to the greater

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    A n l j n C o ~ g u s s r s N CENTRALASIA

    Illixtllre of races in t h e so uth ern basin. Whell,

    occusiollally, as in th e Miis egend , reference is made

    ll

    t llc Arabic l~istories o colnmon action b y S u g ll d a n J

    y ~ u k ~ l ~ i s t ~ l l ,t is due t o complete misun ders tanding

    of t ilc of the country prior to th e con que st , an d i t is

    \vortlly of i l lat no such reference is t o be fou nd in

    ally rlarrative otllerwise reliable. O n his o u tw a rd

    jollrllcy ill

    630,

    Yua11 Chwang found t h e c o u nt ry divided

    into t\vcnty-sc\len petty st a te s un de r se p a ra te rulers,

    with tile cllicf military authority vested in the Turkisl1

    Sltiid, tile eldest son of th e Ja bg hu of t h e W est er n Turlcs,

    wllo lind ids scat near th e m od ern Q un du z. D ur in g

    the

    1)cl.iotl of ani~ rchyvliich befell t he W estern T u rk s in t h e

    lo\ln\\*i~igears, the whole dis tr ic t was fo rm ed i nto a n

    indcl~endcntkingdon1 under a sol1 of th e fo rm er S h ~ d ,

    wllo lo~intlcd he dynasty of Jabglms of X u l t h ~ r i s t 3 n .

    blir~or Turkisl~ chiefs and inte nd an ts pr ob ab ly seized

    similar authority in their

    own d is t r i c t s , and though

    tlur Jal)gliu was rccognised as suzerain o a ll t h e la n d s

    lrorn the Irou Gate to Ziibulistzn and Kapisa and from

    IIerZt to I

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    THEOXUSBASIN 9

    of the famous Buddhist shrine of Naw bahii r, a s th e

    capital of th e Turlcs

    ;

    it was in fact: th e cen tre

    of

    what

    we might allnost ten n the an lp hic ty on y of Low er

    TukhZrist Ln, comnbining str ate gic a n d colnm ercial

    importance with religious ven eration. L on g aftel. t h e

    Nawbahgr had been destroyed b y Ib n Amir this s a ~ t i -

    ment continued to exist in the co un try

    16).

    A chance narrative in Tabari

    (11.

    1224 f . ,

    which,

    though ol BBtiilite origin, can scarcely h av e been in ve nt ed ,

    indicates the situation in Lower Tulchitristjn in

    710

    In the presence of Qutayba, the ShSd and as-Sabal

    (King of Ich uttal) do homage to th e J ab gh u, th e form er

    excusing himself on the ground t h a t tho ug h he h a s joined

    Qutayba against the Jabghu, ye t h e is th e Jab gh u s

    vassal.

    The Ep hthalite prince of Badg his thcn docs

    homage to the Shad, who must consequently be regarded

    as the chief prince in Lower T u k h ~ r i s t ~ n . is indent i-

    ficatioll with the Jabgbu himself in another passage

    (Tab. 11.

    1206

    9) is obviously impossible. Th ou gh

    certainty on the point is hardly to be expected, the

    description best suits the king of Chaghjnizn (Chaghan

    Khudah), who consistently ado pted a n a tt it u d e of co-

    operation with th e Arabs. I t wordd seem too th a t the

    lcing of Chaghanizn com manded th e arm ies

    of

    Lower

    Tukhkristgn in 65 and again in 737 . Moreover, an

    embassy to China on bchalf of TulchhBristZn in 719 was

    actually despatched y the king of ChaghBniHn, which

    implies that he held a status in the k ingdom conso~lant

    with th e high title of Shad. T he co n cl ~~ si o rlrawn by

    Marquart and Chavannes th a t th e lcing of ChaghaniZn

    and the Jabghu were identical is disproved by the

    Chinese records (16).

    Such con ditio~ ls f political disu nion were natu ral ly

    all in favour of the. Arabs. It might have seemed also

    that the general insecurity, together with the burden

    ol maintaining armies and courts and th e ever-recurring

    ravages of invasion, would move th e rnass of th e pop ula-

    tion to welcome the prospect of

    a

    strong

    nd

    united

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    go ve rnm en t, more especially as so large a proporti011 of

    t h e Muslin1 arm ies were com posed of tlie ir Pe rsia n lcin.

    For the Arabic records in general are misleading on two

    inlportant points. By t lieir use of the word T u r k

    ,

    fo r all the non-Persian peoples ol the E as t, th ey g ive the

    impression (due perhaps t o tlie circumstanc es of th e time

    in wliicli the chief histories were composed) that the

    oppon ents of the Arab s inT ranso xan ia w ere th e historical

    I

    Turlts.

    The t ruth is that unt i l 72 the Arab invaders

    were resisted only bv the local princes with armies

    composecl alm ost enti rely of ~ranli'ans,except perhaps

    on one or two special occasions when Turlcish forces may

    hav e intervened. Th e other error is in interp reting the

    conquests s primarily wars for th e F ait h. Rebellion,

    fo r instance, is expressed in terms of a po stas y. I t is now

    well established that this conception is exaggerated

    religious questions did not, in fact, enter until much

    later ,and even then chiefly as expressions of political

    relationslips. To the Iranian peasantry, themselves

    stead fastly attach ed t o the national cults, th e ad ve nt of

    an oth er faith in this meeting-place of all the cultures

    a n d religions of Asia a t first carried little significance.

    Two factors in particular combined to provoke a resis-

    tance so s tubborn tha t i t took the Arabs a century

    me rely to reduce the coun try to sullen submission. The

    first of these was t h e proud na tional s pi rit of the

    Ira nia ns which was eventually to break down the

    sup rem acy of th e Arab s an d give birth to th e first

    Pe rsi an dyn astie s in IslBm. Th e few wise go verno rs of

    IChurBsb found in this their strongest support , but,

    outraged again a nd again b y an arrogant a n d rapacious

    administration, the subject peoples became embittered

    an d sought all means of escape from its tyr an ny . The

    secoild was the in te re st of t h e comm ercial relatio ns on

    which the wealth and prosperity of the country de-

    pen ded . This again m ight have disposed th e cit ies to

    accept a rule which proinised not oil ly stabil i ty, but

    a

    wide extension of o pp ortu nity . The A rab governors,

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    TH OXUSBASIN I

    as we shall see, were 11ot indeed blind to tlds, but the

    exactiolls of the treasury , a n d still more t h e greed o f local

    officials, combined wi th t h e uilse ttlem el~ t of c o l ~ s t a n t

    invasion t o create a n a tti tu de of distrust, which deepened

    la te r into despair. I t mus t not be fo rgo t ta l t l ~ a t he

    com me rcial ties of th e Sogdians werc much stronger w ith

    t h e E ast than wit11 the W est, and th at this too prom pted

    them to cultivate relations with the Turks and Chinese

    ra th er t h a n with t h e Arabs when th e necessity of lna kin g

    a choice was forced upon tllein.

    he

    rabic Sources

    The early Arabic sources are remarlcably rich in

    material for

    the

    reconstruction

    of

    the conquests in

    K llu ri ss n and Transoxania. For the earlier period t h e

    na rr ati ve s of Ya qfibi an d Baladhuri a re nearly as full

    as those of Ta ba ri, bu t th e special value of the l a t t e r lies

    n

    his metho d of com pi la tiol ~wllicl~ enders the t ra di tio us

    amenable to crit ical s tudy and thus provides a control

    for a ll th e o t h e~ s . Mo~eove r,while the other historians,

    rega rdin g the con quests of Qu tayba as definitely coinp let -

    ing the redu ction of Transox ania, provide only m eag re

    notices for the la te r period, Tabari m ore than cornp en-

    sa te s for their silence by the uloimous wealth

    of

    deta i l

    embodied in t h e accoun ts he quotcs from A l-Madg iili

    and o the rs

    of

    the last thirty years

    of

    Uinayyad rule.

    As a general ru le , these thr ee historians rely on dif fer en t

    authorities, t l ~ o u g h ll use the earlier histories of Al-

    MadB ini a nd A b B Ubayda to some extent . Th e mono-

    graph of Narshakhi (d.

    969 A.D.)

    based on both Arabic

    and local sources, with sonle resemblance to Baliidhuri,

    i s mlIortunately preserved only in a Persian version of

    tw o centuries l a te r which has obviously been edi ted , t o

    what extent is unlcno\vn, but which probably represents

    the original as unsatisfactorily

    as

    Bal arni s Pe rsia n

    version of Ta ba ri. Ev en so it preserves to u s som e

    acco unt of t h e peoples against whom the A r a b

    in

    vaders were matched, and thus does a l i t t le to remedy

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    12

    R B C o ~ ~ u ~ s r s

    N

    CENTR L ASIA

    the tlelects of the other historians in this respect.

    I t

    may well be doubted, however, wlietlier some of its

    narratives' merit the reliance placed upon them by van

    Vloteri

    17).

    Thc inucli later historian Ibrl al-Athir intro-

    duces very littlc new material, but confines himself for

    thc most pa rt to abridgiug and re-editing the narratives

    in Tabari, witli a tendency to follow the Inore exaggeralctl

    accounts. The geographer Ibn IChfirdXdhbih gives a

    list of titles ancl names, which is, however, too confused

    to supply any reliable evidence.

    Reference

    has already been made to certain aspects of

    tlie conquests in which the Arab historians are misleading.

    Their information on t he Turlcs and the principalities of

    Sogdiana can now, fortunately, be supplemented ancl par

    S

    of their narratives controlled from Chinese sources,

    chiefly th rougl~ Chavannes' valuable Documents snr

    les Tou-ICiue (Turcs) Occidentaux. But there are two

    other facts u~hich lso detnand attention : one, that tile

    Arabic authorities, as ive possess them, and even witli all

    allowance made for their limitations, are by no means

    exhaustive ; i . ~ .eliance 11 on~issions n the narratives

    is an unsafe principle o criticisnl the other, t ha t by

    critical study i t is possiblc to distinguish a t certain poinls

    scveral lines of tendentious tradition or legend, directed

    to the interests of national feeling or of some pa~ticular

    tribe or faction, and centred in some cases round

    specific persons. 'I'hcse may most conveniently bc

    sum~narised s follotvs

    1

    A Qaysite tradition, centred on the family of

    Ibn KltZzim

    2

    An Azd-Rabi'a tradition, centred on Muhallab

    and hostile to Hajjaj. This became the most

    popular traclition among the Arabs, and is

    followcd by Baladhuri, but opposed by Ya'qitbi

    3

    Bshilite tradition, centred on the tribal hero,

    Qutayba b. hluslirn. I n general

    it

    found littlc

    favour but is occasioilally quoted solnewhat

    sarcastically by Tabari.

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    that progress

    of the

    Arab

    arms

    in

    Central

    Asia

    whose

    vicissitudes re o u t l i i l e d in the following pages.

    Full Titles in

    Bi b l i o g l . ap 1 i y )

    Isranlce, Bcitragc 41 if. 01.

    Cordicr, Chine I. 226.

    I f

    Marqnnrt s

    idcntificnlion (Erznshahr. 201f.) is coucct.

    Cordicr I . 229

    :

    Brhnshohr 60 if.

    Yu an Cllwnng I , 103. Prof. Bnrtllold suggcsts tha t the connection between

    th e Eplrtllalitcs and lhc I-Iuns may have bcen political only, not rncial.

    Chavannes, Doctlments 166

    :

    crfinahal~r 9.

    Tnb.

    I.

    2886. 13 and 2880. 3 : Ya'qobl, Histovy, 11. 103

    :

    YFiqi~t (ed,

    WUslcnfcld) I. 402 :

    BtlFidhuri 403 Eriinshahr 06 f . , 77 1.. and 160.

    BBddlis was still nomad nnstnrc-around in t l ~ e X I V t h cntllrv : Ibn.

    Ballfiln, 111, 01

    f

    Yu en Cinva~lg . 106

    ;

    11. 200; Cl~ov.

    oc

    101 : nran shah r 260

    if

    Tomnscl~ck,Soghdiann, 110.

    Sco Alsrouart. Chronalocio. 11 Sllimtori in Ifeleti Szcmlc I11 f1002) foot -

    . . .

    .

    notc to pp. t22-3.

    Cf. Narsllakhl 20. 4. On the Irnnisation of nolnndic elements, Blochet,

    Introduction a I'Ilistoirc dcr &Iongols, (Lcydcn, 1010) p. 211 n o t e ;

    Pcisl

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    11

    THE EARLY

    RAIDS

    T h e Conquest

    o f

    Lower TztkkBristBqz

    Arab legend relates that the Muslim forces,

    pursuin

    Yazdigird from thc field of Nihxwand in 211642, 1lad

    already come in contact with the Turks of Tulth%r-

    i s t ~ n efore the death

    of

    'Omar. But ille final

    destruction of the S%%nidpower and iirst iml>osition of

    Arab rule on KhurBs%nonly followed ten years later, by

    tlie troops of 'Abdullah ibn 'Arnir, 'OthmCn's goverlior

    in Basra. The Ephthalites of HerM and Badghis sub-

    mitted without

    a

    blow, and the first serious check to

    their advance was met in the Murghlb valley, when al-

    Ahnaf

    b.

    Qays with

    an

    army of 4,000 Arabs and 1,000

    Persians found himself opposed by the organised forces

    of Lower Tukharistan and was compelled to retire on

    Merv-Rfidh. A second expedition under al-Aqra' b

    Hlbis, however, defeated a weaker force in

    Jiizjw

    and

    subsequently occupied Jfizjgn, F2ry%b, Txlaq%~i, nd

    Balkh. Small divisions made plundering raids into the

    neighbouring territories,

    e.g.

    to SiminjBn (a town within

    tlle frontiers of TukhaistBn proper, governed by a

    Turkish prince, the Ru'b IChSn), and to ICllw%~izin,ot

    always with success

    ;

    on the other hand, a successful

    raid was made on MByamurgli in Sogdiana in 331654,

    which is mentioned by Abi~Ubayda alone of the Arabic

    authorities

    1).

    A general insurrection which broke

    out sliortly afterwards, headed by a certain Qarin,

    apparently a member of the noble Persian family bearing

    that name, seems to have been instrumental in causing

    the Arabs to evacuate KhurlsZn for a time 2), though

    several raids are recorded of 'Ali's governors between

    6

    and 38 A H

    These earliest conquests, in fact, were

    little more than plundering raids on large

    scale

    the

    effect of that movement of expansion whose momentum

    was carryillg forward the Arabs irresistibly. According

    I 6

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    t o t h e Cliiuese records, which, however, require to be

    used wit11 cantion at this point, the retreat o the Arabs

    in

    655

    was iollo\ved up by the army of Tulth?iristgn who

    re in st a te d PerGz, the son of Yazdigird, as ti tu la r lting of

    Pers ia

    3).

    W hen i~eacewas restored to IslZ n~ y th e recognition

    of ~u 'B \v f i , an 41/661, Ibn 'Am ir w a s again entrusted

    wit11 t h e conquest of IChurBsBn. T he sam e rough and

    re ad y metliods were adopted as before th er e appears

    to h a v e been no definite plan of invasion, an d even th e

    or de r of governors is tnlcertaiil. N ot only ar e trad itio ns

    re la t ing to

    A H

    32

    and

    42

    confused by the different

    au tli or iti es , but a vast anlount of th e whole is affected

    b y tr ib a l legends. H int s of fierce resistance are given

    from tim e to time. Qays b , al-Haytham, th e governor 's

    first legate, was faced with a fresh revolt ill Bgdghis,

    IIe rB t, and Balltll. H e recaptured th e la tt er and in re-

    taliation destroyecl the famous shrine of Nawbahxr, but

    left

    t h e Eplilhalites to be dea lt with by his successor,

    'Abdullah ibn 1ChB~in1. It is clear that there was no

    orde red progress of the Arab arm s until Iihu rZs n \was

    b ro u g h t under th e adm inistration of ZiyZd b . Abihi.

    A ft e r a n experimental division of the province un de r

    tri ba l leade rs, a policy obviously dangerous an d quicltly

    abanclo ned, ZiyZcl, realising t he danger of allowing

    Persia11 ilationalism a iree liand in the East, baclted up

    b y t h e resources of TulthSristZn, centralised th e adm inis-

    tr at io n a t Merv, and organised a preventive campaign.

    I n 47 /06 7 11is lieutenant, al-Haltam b . 'Am r al-GhifZri,

    op en ed a series of campaigns directed to t h e conquest

    of Lo w er TulthZrist n and Gharjistgn , in th e course of

    wliich lle crossed the Oxus and carried his arms into

    Cl~agl~ZniZu,nd drove PEr6z back to China in dis

    co m fitu re. On his death, three years later, th e conquered

    prov inc es rose in revolt, bu t th e new governor, R ab i'

    b . i d H i t l i tlie first conqueror of S ij is tzn,

    af te r reducing Balltll, pursued the E phthalite arm y in to

    Qu histZn and dispersed it with great slaughter. Ag ain

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    TIIE EARLY

    RAIDS 7

    an expedition was sent across the Oxus into Chagllz,l i~n

    (clearly ind ica ting the connect ion between C h a g l t g ~ l i ~ ~ ~

    a n d Lo w er TukhgristZn), w hi le another directed down tile

    le f t ba n k of th e river

    secured

    Zamm and Amul, the two

    chief f e r r y points for S og d ia n a. Mention is also made of

    a co nques t of IShwiirizm. All these expeditioils seem

    t o p o i n t t o a methodical plan of conquest, arranged

    betweell ZiyLcl and his go ve rn or s tlie Arab po\ver was

    thus firnlly established, for the moinent at least, in tlle

    Cisoxanian lands, and the way preparcd for Uie invasion

    of So gd ian a. A furth er im p or ta n t step was the colonisa-

    t ion d ICharLs3n by fifty thousand families froin Basra

    and Kfifa 4), ettled according to Arab practice in five

    garrison town s, for t h e d o u b le purpose of securi~ig he

    co nq ue st s already made, a n d providing the forces for their

    fu rt he r extension.

    The

    irst

    I?zvasioiz

    of BztlrhZrZ

    nqt

    Sz6gh d

    Although at this junctioil ZiyLd himself died, liis

    policy was carried on

    by

    his sons, in particular by

    'Uba ydullB h. Scarcely a n y governor, not even Ha jjaj,

    ha s su ffered so much a t t h e hands of the traditionists as

    t h e Mu rderer of H u sa y n , though his ability and

    devot ion to the U rna yg ads are beyond que s t i o~ ~.t is not

    su rp ris in g therefore t h a t his earlier military successes

    sh o u ld b e so briefly r e l a t e d , in spite of their importance.

    Y e t

    as

    he was no 111ore than 5 years of age wlien

    app ointe d b y Mu'Bwiya

    t o

    th e province of IchurBiin on

    probation, and only two years later wasselected to

    fill

    his f at he r's position in Iraq, his administration m ust have

    b e en mar ltedly successful. Th e policy of Ziy5d had now

    firm ly secured Khurhsiin an d made it feasible to use i t as

    a

    b a s e for t h e exten sioil of t h e conquests into the rich

    la n d s across th e river. O n his arrival a t Merv, therefore,

    in t h e a utm nn of 531673 the new governor began Prc-

    pa ra tio ns fo r an inv asio n of Bulchaii.

    T h e Shao-wu pr incipal i ty

    1

    Bulchara was a t this tim e

    sec ond in importance o n l y to Sanarqand. I t illcluded

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    I

    18

    ARAB

    CONQUESTSN CENTRALASIA

    i

    i

    no t only the greater p ar t of th e oasis (" a l -Bulh8r iya ")

    then tnuch more thicltly pop ulate d th an n ow , but also th e

    i

    great elnporiuln of Paylcand, which controlled t h e tra d e

    roote across the Oxus a t A m nl. Of its early his to ry we

    have ~ \ V O ccounts, both confused, inaccurate in detail ,

    and often conflicting. Fr om thes e it ]nay be gatherecl

    that the prince, who held t h e high T urltish title of Sh ad

    i

    5) ,

    esided at Paylcand,the citade l

    o

    BiikhBr?ibeing e itlier

    loui~detlr rcstored by t h e BulchBr I

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    THEE RLY IDS 19

    NaysXbfiri the re is no reference a t all- o KhBtiin.

    More-

    over there a r e indications that Tabari was aware of the

    local tradition and completely rejected it

    ;

    this, a t least,

    would account o r the unusual practice of specifying

    Qabaj-IChStfin as the wife of thc lcing in 5 n a

    Even Balldhuri rejects the Inore fantastic developments

    of the legenrl. Tabari's narrativcs, however, require to

    be collated with the additioilal material in Balldhuri,

    who hasno

    t

    relied entil-ely on thc local tradition. The germ

    of the native version is probably to be found in a con-

    fusion of the Arab conquests with the later

    w r

    between

    BulthBrl a n d Wardana

    7),

    whose echoes are heard

    in

    Qutayba's iiivasions thir ty years after.

    In the spring of 64 874 Ubaydulld~ ZiyLd crossed

    the river ai ld marched directly on Paylcald. After a

    partial success, he led his forces forward towards Bukhlra

    and severely defeated the army of t he Bulrhar JChudXh.

    From Tabar i 's narrative, which relates only that two

    thousand m e n of Bulchiirl, slcilful archers, were talten by

    'Ubaydullah to Basra, where they formed

    his

    personal

    guard, it i s left t o bc inferred that

    a

    treaty was concluded

    under which the Bulthjr IChudZh became tributary.

    The

    local~traditionmagnifies the expedition by adding a siege

    of Bulth8rH (during the winter) and bringing in an army

    of Turlcs t o assist KhXtCn, but confirms the success of

    the Arabs. 'Ubaydullah's practice on this occasion of

    lorrning bodyguard or retinue of captives appears to

    liave been

    a

    common one. 'Abdur-Rakman ibn Samura

    hacl previously brought captives from Sijisth to Basra,

    where they built him a mosque,

    and

    later governors of

    I

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    2

    R B

    CONQUESTS N

    CENTRAL SIA

    i

    reduced their city. Talcing fifty young nobles as hostages, i

    he retired from Sughd and subsequently occupied

    Tinnidh, a11 important fortress on the Oxus colltrollillg

    tile maill North and South trade route, having pre-

    sull~ably ~arched hrough the Iron Gatc. Thc conquest

    of Sughd was thus definitely co-ordinated'with tha t of

    Cllagli6ni nn.T barils arrative is strangely vague and

    abrupt it contains no mention of BulchBrR nor any

    tleh~iite eierence to Sa~narqand, xcept for the statement

    Ilkat it was the objective of Sa'id's expedition. Using

    this narrative alone, one ~vouldbe inclined to suspect

    that the city captured by Sa'id was not Samarqand but

    I

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    THEEARLY

    IDS 21

    avaricious 'Abdur-Rakm,~nb. ZiyBd. In 61/680-681

    Yazid I appointed Salm, another son of Ziyiid, to

    IchurBsxn and S i j i s t ~ n . Eager to enlulate his brother,

    Sahn, even before leaving Basra, announced his intention

    o renewing the expeditions into Transoxania and enlisted

    a picked force on the spot, including such tried leaders as

    Muhallab b. Abi Sufra and 'Abdullah

    b

    I

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    T a s

    E RLY

    ~ I D S

    3

    influence in determining the attitudc of the peol>les o

    Sogdiana to the Arabs. From 67 to 602 ilowever, the

    new power of Tibet held the Chinese armies in cllcclc

    ill

    the Tarim basin and cut off all possibility of Chi~lcse

    intervention in the West. Tile Sogdiall princes were

    thus

    throw11 on their own resources, and, @orant as

    yet of the danger behind the Arab raids, thev seem to have

    bowed. to the storm. It must not be forgbtten that the

    cities had never before met such n enemy a s the Arabs.

    They

    had been accustomed to plundering raids by Tnrlcs,

    wlio disappeared as quicltly as they came, and who,

    dislilting t o undertake a lengthy siege, were easily

    appeased by

    a

    ransom. Familiar with such nominal

    annexations, [hey would naturally adopt the same tactics

    against the new invaders. Had tlie Arabs maintained

    their pressure, there was thus every prospect that Trans-

    oxania would have

    bee11 colonised with a tithe of t l ~ e

    expense and loss incurred in its reconquest and would

    liave become as integral a part of ilie Muslirn dominioils

    as I

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    4

    ARABCONQUESTS

    N

    CENTRALASIA

    from whicll lie continually raided the neighbouring

    districts. His exploits were worlced up in popular story

    illto an epic of adventure, in which legend has almost

    I

    i

    overlaicl historical fact.

    The most fantastic exaggera-

    tions were devised in order to provide a suitable back-

    round for the incredible dceds of valour indulged in

    by

    the hero.

    But in truth his actual exploits were

    sufficiently anlazing, and all the efforts of the forces of

    t h e local rulers (magnified in the legend to huge armies of

    " Turks and I-laytal and Tibetans ) although aided

    o n one occasion by a force of Khuzg'ites, were unable to

    dislodge him. For fifteen years he remailled in secure

    possession of his stronghold, a refuge for the disaffected

    from all sides, and a standing example of the helplessness

    of the ru1el.s across the river.

    In 77/006 Umayya re-opened the campaigns into

    Transoxania. An expedition to I

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    Taa

    E RLYR IDS 25

    outward tranquillity. The same extrenle measures that

    had been adopted there were not necessary in I

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    ill; ^^ ~ o ~ g u ~ s r sN

    CENTR L

    ASIA

    llol\~cl,cc, llat Hajjzj, whose policy Was to keep

    golremors (lcpen(1ent on himself, viewed with suspicioll

    tile concclllration of autllority in the hands of the leader

    of a llo\\,erful ~ostilc lan, bu t he was content to wa it for

    the i ~ ~ e a ~ ~ t i ~ n rnt1 give Irazid sufficient rope to hang him-

    self. Esccpt lor a11 attempted raid on RllwLrizm

    Yazi(I carried ont no cspeditions, while under his govern-

    I I I C I I ~the precarious internal balance of I

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    TME ARLYAIDS 7

    claimed for Yazid in BBclghis can have beell of little cifcct

    19). Fortunately for thc Arabs, Muss's jealousy of

    ThZbit and IIurayth causcd a division ill tllc ranlts

    of

    their enemies, but though the brothers both fell ill battle,

    the danger remained acute. The so11 of PEr6z still

    lingered in TukharistSn, and even at t lere

    was some uneasiness about the situation in Rllurazn 20).

    TO Hajjaj i t was obvious that the first. essential was

    to reunite the Arabs and that so long as Yazid was in

    power that was impossible. The only difficnlty lvns to

    find a governor acceptable to Qays and to substitute 11irn

    without rislting a revolt of Azd. I t was solved wit11

    admirable ingenuity. By ordering Yazid to transfer

    his authority to his weaker brother Mufaddal, Ilajjsj

    a t one stroke removed the man from whom he had most.

    to fear and prevented him from uniting Azd in opposition,

    although Yazid realised

    that

    the fall of his house ir7as

    imminent. At the same time the Caliph's permission

    was sought for the nomination of Qutayba ibn h1usli1n

    as governor of KhurLsBn. Belonging

    to

    the neutral tribe

    of B&hila, Qutayba was recboned as allied to Qnys,

    b u t might be trusted to hold the scales evenly between

    the factions he had already di st in ~~ is he dimself in

    Ir8q

    and in his governorship of Rayy, and was the more

    devoted to HajjEj in that he was protected by no strong

    party of his o m . The accepted belief that HajjZj took

    no steps to remove the family of Mui~ailab ntil Mosa was

    put out of the way is based on a remark att ributed to

    Muhallab

    n

    the &Ifis -legend.which is frequently contra-

    dicted elsewhere both expressly and by implication.

    Mufaddal, during his nine monll~s f office in 851704

    seems to have endcavoured to in~prcssHajjaj by a show

    of military activity against the rebels in BBdghis. At the

    same time, acting in concert with the local princes

    (magnified in the legend to Tarlthiin a ~ l d s-Sabal

    ),

    he sent an expedition to Tirmidh under 'OthmAn bb.

    ~ ~ ~ [ f i d ,\ f f i ~ gas cut off ancl ltilled

    in

    a sortie ancl his

    S u l a y m ~ urrendered at discretion. Il aj js j' s

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    first

    exclalnation on hcarillg the

    i lews is said to have

    been

    one of anger at the insult to

    Qays,

    but

    the

    last hindrance

    t o the

    appoiutme~lt

    f the

    new

    governor

    was now

    removecl

    and towards the

    close of

    the

    year

    Qutayba b. Muslim

    arrived

    in

    M e y v .

    NOTES

    I .

    RaI. 408

    : Chnv.. Doc. 172,

    n

    1 . T here wrre two ocalilies called 31Zya-

    m u r g h in

    Soghd

    :one n e a r S a n ~ a r q a n d Idalrhri

    321. G ,

    a n d t h e

    olll r

    o n e

    d a y ' s m a r c l i from Nasal an the Bul rhar l road ( ib id .

    3 Y 7

    7), According

    to

    t h e

    Cllinose records th e

    fanner

    i s t ho

    one

    n quost ion hcre.

    %

    YYBqilt,

    ed.

    Wiislcnfeld. TI.

    411. 21

    :

    of

    Cuclani,

    Annali

    V111.

    4

    If.

    00

    QBrin, Ni3ldelre. Sasaniclca

    I??, 831

    :

    Marquart,

    I l r i n s l m h r

    134.

    I . C h a v . , Doc, 172.

    4.

    Cf La m me ns. Zi td b. Abil li

    (R.S.O.

    1012)

    p.

    604.

    G

    Cf.

    with

    Tuglisl~bda

    he

    nam e of th e reign ing prince in GEE, Cllav., Doc.

    137.

    (i.

    Chov.,

    Doc.

    130.

    7 . Narsltakhi 8

    and

    30.

    8.

    C l l r o n o i o ~ i o

    7

    : Erdcinshaltr 303 i This view i s suppor ted a l so by tho le t te r

    f m m L11e king of Salnarqand ta the Empe ror of China i n 718 soe p. 00).

    w l ~ l c l l uts th o f irst Arab conqnest some 36

    years

    before, i c in 082 or 83.

    0.

    A c c o u ~ l t s lsr, in I

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    111. THE CONQUESTS OF QUTAYBA

    THEachievements of the Muslim ar~lliesn Central nsia

    during the reign of Walid I wel-e due in the first lace to

    the complete co-operation between tlle directive gcnil s f

    Hajjzj and the mili tary capacity of Qutayba. Qutayl,n's

    strategic abilities have been somewhat overrated, tl,ougll

    the Arabic texts are

    t

    no pains to conceal the fact tllat

    his gifts fell something short of genius. On lnorc tllall

    one occasion we are shown in wliat coilstant toucll thc

    viceroy was kept with the progress of his armies, ;ullci llow

    large a part he toolr in drawing up the'plan of campaign,

    though the credit of carrying it throng11 to a succcssiul

    issue rightly belongs to Qutayba. Iiajjiij seems to 11avc

    had the fullest confidence in his lieutenant, ancl if

    hc did

    not hesitate lo utte r reproof and waiming when occnsioll

    required, he was equally quick to express appreciation of

    Qutayba's success. The Arabs of

    ll

    carties sooil rcalisccl

    that behind their general lay the authority of HajjHj,

    i h c

    wholesome respect inspired by whom prcventerl a.11~ open

    breach during his lifetime. The second factor wl1ic11

    materially assisted the conquests was tha t in tlleic prosc-

    cution Qutayba united all parties in I

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    T H E CONQUESTS

    O

    Q U T A Y B A

    31

    assistance in response to any appeals for sulpport wllicll

    may have reached them from Sogdiana

    1).

    Rqtlally if

    not more impossible was i t for the Tiirgesh to intervene

    in Sogdiana during th e sam e period 2). B y the Turl ts ,

    as we have seen, th e A rab historians mean as a general

    rule the local inhabitants, amongst whom tl iere inay

    qu ite possibly hav e been included a t t h a t time Turkisli

    ele m en ts. Occasional references t o the 1

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    33

    A R A B CONQUESTS

    N CENTRAL

    ASIA

    revolt

    alllollgst solne of t he inha bita nts. T h is l n a y

    l L~ .llal~s tllc lrlorc correct version, since we hear of

    ~ ( ; ~ l k l ~cillg

    ill

    a l.ui11ous condition fo u r Years l a t e r

    1 ,

    . ) . Thc submission of Ballch w as f ol lo ~ ve d

    1, . ~ l ~ ~ ~ tf 'rislr, king of Ch agh Zn ijll, w ho h a d

    ~xobabb'

    1

    cclolwr;ltctlwit11 Mufaddal in the at ta ck on T in n i d h t h e

    \j[ylr llefore.

    His action was, i t seems, inspired b y e u d

    \Vitl1 tllc liillg of S lliimxn a n d Althariul , ill t h e upper

    o

    the Surltllan and Penjab rivers, against

    l,c llo1)cd to use tlie Arab troops in re tur n f o r h i s as sis-

    i

    1:lncc to thcm. Mufaddal ha d actually p ro je c te d a n

    cs],ctlitio~l gainst SliUln&n before his recall, a n d it w a s

    I I I J \V

    c::~rrictl out by Qutay ba , who

    was

    p e rh a p s t h e I n o r e

    ~.rr:itly to ul~ der take t since i t assured t h e sa fe ty

    of

    t h e

    coi~tllernnplxoacli to the Iron Gate. Afte r t h e su bm is -

    sil)n

    of

    tllc Icing GllislashtHn, who

    w s

    of Tu rk i sh b lood ,

    :~c.cortling o Yu an-C liwa~ ~g, lntayba re tu rn e d t o Merv

    .

    ;~lonc>,c :rv i~~g l ~ c rmy to fo llow under h i s b ro th e r

    Srilik,

    who carried out a number of minor raids oil the

    y . t is ol,vious t h a t, in spite of B a lsdh u ri 's i m ag i n a -

    tive nccciunt, these raids must be located in t h e d i s t r i c t s

    ltc3ifil~bouri~~gn tllc Oxus. The readings in T a b a r i ' s

    11:irrntive arc, I~ @ \\~ ev er,efective

    3).

    H a v i n g t h u s

    i~o1:itcrl Nc'zak in BZdghis, the hea rt of t h e r e v o l t ,

    [,. ~lta$x~ \K?I I~ he winter months in negot ia t ing w i t h

    lli111 tllr(~ng11 ulayn ~ he Counsellor," a n in fl u en ti al

    I't r~i:lll wllosc sltill in co nd uc ti~ lg he m o s t d if fi cu lt

    n~'h'Otiatiolls pr o~ cc l more il la n once of the u t m o s t

    \';'lllc

    t

    Jjutayba. Nezalc was persuad ed to s u r r e l l d e r

    :uld

    was

    ~(111dllCt~do Mcrv, wllere peace

    was

    co n c l u d ed

    on coll(litio11 that Q utayba would no t e nte r ~ g d ~ l ~ i

    perso11.

    AS

    a precautionaly measure however t h e

    cl\'cmor a l~ an g e d ha t NezaIc sllould

    accompany

    h i m

    i l l all

    cspeditions.

    Thus for the molnent

    at

    least , the

    d W c r of an outbrealc in I < h u r~ s~ l . nas averted, in a

    'nmlllc'c llononrable to both part ie s,

    tile son of peraz

    " ~ ) k

    IVaY back to China to await

    a more

    f vour ble

    ol)portn~~ity

    4).

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    THE

    CONQUESTS

    QUTAYBA

    The

    owques t o BukAltr~

    In the following year, Qutayba, first making sure

    of

    the crossings at Amul and Zamm, opened his calnpaigns

    in Bu l~ h ~&it11 3 attack on Paylrand, From the

    expressions of Narshakhi, on whose llistory of this

    we may place more reliance since his details as

    a I-de

    fit in with and supplement the other ilistol.ies, it

    can be gathered that the principality of BukhSra was

    weakened by civil war and invasion. During the minority

    of TughshCda and the regency of ICh tiln, he alllbitious

    nobles had struggled between tl~ernselves or the cl~ief

    power most of the territories, includi~lgBukhirfi itself,

    had been seized by the prince of Warrl,~na nd the re

    maining districts seem to have been bmugllt under the

    rule of Khunuk IChudSh, a noble who assulned the title

    of

    Bulrhar

    Xhudah

    (5) .

    Paylcand

    w s

    thus more or less

    isolated and, from Narshalclii's account, secms to have

    been left to its fate. The battle with the Sughdinns

    related

    in

    Tabari is an obvious anticipation from thc

    events

    of

    the following year. After a siege

    of

    some two

    months the city came to tenns with Qutabya, who left

    it under a small garrison and, according to Tabari's

    version, began the return march to Merv.

    n

    kineute in

    Payltand, however, brought liim back a t once. t seems

    reasonable to assume that the citizens, illlagining

    Qntayba's

    attaclz

    to hnve been

    no

    more than a11 isolated

    raid, tried to expel the garrison as soon as 11e retired.

    The details given in Narshalrhi, that on Qntayba's ad-

    vance towards BukharZ a certain citizen, a ~ ~ a g e dy

    the insulting conduct of the governor, Wlrqa' b. Nasr

    al-Bzxli, attempted t o murder him, are trivial and

    unconvillcing. Whatever the cause of tllc revolt may

    have been, however, Qutayba took ierriblc revenge.

    In accordance mediaeval practice the ralegadc city

    was sacked, its fighting'lnen put to death, and its

    wornel

    and children enslaved. The booty taken from t'lisl the

    first of the great trading cities of Central Asia

    be

    forciblycaptured by the Arabs, furnidle(l inexhaustible

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    3 1:

    ARAB ONQUESTS I N C E N T R A L ASIA

    for the exaggerated details of later tradition.

    ~l~~ ]nost ilnportant part nf the spoil was

    an

    arsenal of

    \\rcapons and ar.mour, the excellence of which was s11ch

    that the forging of Sugl~d appears in contenlporary

    alongri le the traditional forging of Davicl for

    sclperlativc craftsmanship

    6).

    With the consent

    of

    IlajjSj, these weapons were not incIuded in the division

    tllc booty but used to re-equip t h e army. The s ta te-

    lllc~,that

    there

    were only

    350

    suits

    o

    armour in the whole

    army bcfore this is, however, of Bshilite provenance

    and

    scarcely worthy

    of

    credence. The exemplary puni sh -

    I U C I I ~

    thns meted out by Qutayba to Paykalld at t h e

    I~rgin~~ingf his career was a stern warning to N~za lc n d

    t l ~ c ogdia~~s. hose wl~o ccepted Arab dominion would

    I)c

    1n1111a11clyrcatccl, but any at tempt at rebellio~lwould

    11c

    ii~cxorably cruslled. Nevertlleless the sentence o n

    I ' a ~ ~ k a ~ ~ das so~newl~at itigated in the sequel,

    s

    N;~rsl~akl~illds that tlle captives were ra~lsorned

    by

    t h e

    ~nrrc:l~a~~tsf Payltancl on their return from

    the

    a nnua l

    irntlit~g xl>cclition to China, ancl

    the

    city, after lying in

    ruins for n1r111y years, was eventnally rebuilt.

    The clisxster at

    Payltand

    roused the princes

    ancl

    nlcrcl~ants f Trnnsoxania to the danger of neglecting t h e

    illv;l(lcrs. Tl~e eud between WardZna and BukhZr3

    (\.;IS

    pakhcd up

    ;

    round Wariljn I

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    THECONQUESTSF QUTAYBA 5

    i a ~ n o u s unning order of Hajjiij : Crush ICish, destroy

    N as al , and drive Wardill] back. Narshakhi and Ya'-

    q n b i gives an account of th e nego tiations between

    Hayyan an-Nabati, representing Qutayba, and Tarkhan

    k in g of Su ghd , which is certainly to be put, with Tabari ,

    aftel: the conquest of Bu lhiirii two years late r. Th rough-

    out all these campaigns there is manifest a tendency,

    common to th e early chronicles of all nations, t o exag ger-

    a t e the num bers ancl composition of the opposing forces.

    As usual the B d ~ i l i t e ccount carries this to th e p oint of

    absurd ity by introducing a Tiirgesh force of n o lcss th an

    200,000 men, an obvious ai~ach ronism , nfluenced by th e

    la te r Tiil-gesh invasions. Th e connection is nl ad e clear

    b y the inention of IICfir Maghalfin , whom we find nea rly

    th irt y years later (T ab . 11. 1602. 2) as one of th e chiefs

    of the Tiirgesh. The true accoun t would seem to b e

    that Qutayba did not attempt to f ight a pitched batt le,

    but by dilatory tactics wearied out the allies and gave

    time for their natural inclination towards disunion to

    operate, then evaded ihcm by a rapid march through the

    Iron Ga te ancl, except for a rcarguard skirmish w ith the

    enemy's cavalry, got his army clear across the river

    at

    Tirmidh. The app ointm alt of 'Abdur-RahmZn ibn

    Muslirn t o comm and th e real-guard gives us t h e clue, a s

    it was to this brother that Qutayba regularly entrusted

    all the most difficult comm ands. In the following ye ar

    Qutayba was still unable to make beadway against the

    united forces of Wardiin IIChudiih, ICish and Nasaf, and

    after protracted fighting

    (in

    spite of the double victory

    claimed by th e Bghilites) returned to Merv. F or th is

    weakness he was severely reprimanded by Hajjzj, who,

    with th e aid of a map , drew up

    a

    plan of a tt a c k . T h e

    i~ ivas ion f 00/709 seems to have taken W ardiin IIChudBh

    by surprise, as the IvIuslim arm y w as able to ad van ce a t

    once to the siege of Bukhilrii. There is som e ground fo r

    the conjecture, however, th at t l ~ edeath of WardZn

    I

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    6

    CO N Q U ESTS

    IN

    CEN TRA L SIA

    tile liesitation of tlie forces of Sam arq and t o inter-

    crle

    TIle battle before the walls of Bulthgrg is dcs-

    cribcd by Tabari in a long Ta m imite tradit ion re m in is ce n t

    f tile

    ancient days," bu t tl ie actua l ca pt ur e

    o

    h e c i t y

    s left t be ide r red . Th is siege i s t r an s fe r red t o

    WnrdSna by Vambery

    cf. Heart

    o

    A s i a P. 62

    l ,rObably on the authority of th e Persian T a b a ri (Z ot en -

    1

    I ~ ~ ~

    11 l ~ i j ) , ut N a rs ha kh i, T a b a ri a n d a l l o t h e r

    nu ~llo r.itics uite definitely refe r to BukhHriE. A b fi

    ' l]haydaEs radition (Bal . 420) of captu re by t r e a c h e ry is

    at best a confusion with the ca ptu re of S a m a rq a n d . A ll

    tlla details given in Narsllalthi relative to Q u t a y b a 's

    orgnnia;ltion of Uulcli%r% o no t refer to th is y e a r m o s t

    lnoh11)ly the only imlnediate measures ta ke n w e re t h e

    inllmsitioii oi a t r ibute of 200,000 dirhelns an d t h e o c c u p a -

    tioli o t l ~ c itadel by a n A rab garrison.

    tliplomatic success followed the victory a t B u k h a rB .

    f i rkhfin, king of Sanlarqand, opened ne go t ia t io ~i s w i t h

    ( t~t;qlba, who w s represen ted by the comm ande r o f h i s

    l lcrs i;~u orps, Hayy?in an-Nabati , an d term s we re a g r e e d

    I I ~ I O I I ,probably on th e basis of th e old tr e a ty m a d e

    by

    Salm ibn Ziyiid. Tarlthfiil gave hostages for t h e p a y m e n t

    of tr ibutc and Qutayba begail the march b ack t o M e r v .

    Cotrsolirlnlioic and Advance.

    If tllc Aral~s etunled in the a utuln n of B0/709 e l a t e d

    nit11 tllcir success, they were soon given fr es h c a u s e f o r

    :ln xi ct ~. NEzak, finally realising tha t all ho pe of re c o v e r-

    illl:

    intlependcnce must be extinguished

    i

    A r a b r u l e

    was

    strengtll[ lle~ln I

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    8

    , i l t ~ u

    ~o~gurss . r s

    N

    CENTRAL SIA

    t

    tllis time \\re find traces of the new spirit that was t o

    makc

    itself

    lllore felt in later years,and hear voices ra ised ,

    like

    Tllabit Qullla's, against the treachery that calls

    itself

    resolution." Tabari inserts at this point t h e

    Ilarl:lti\rc of tile p u t t i ~ ~ go death of the hostages of

    JfixjfiIl, ll retaliation for the lllurder of the Arab host age

    In JtLjBn, a more excusable incident. BalEdhuri

    puts it at t]~eeginning of Qutayba's career, however,

    as tllougll it bclo~~gedo the first pacificatioll of Lower

    l'~~kl~grisbdn,o that its position in Tabari may possibly

    IIC

    tluc to its superficial similarity with the case of NBzak.

    The

    results of this exl~editio~lere of the greatest impor -

    t;uncc not only was NBzalc's scheme crushed and Lower

    'I'uklidrist311 eliceforth i n co~ ~o ra t edn the Arab Emp ire,

    I)ut also for the first tinlc Arab authority was extended

    cl\.csr tlic Jabghu and his immediate vassals in the Oxus

    1,asin. I Jic fonner, exiled to Damascus, formed a

    valu-

    l ~ l oiostagc agaiust any attempt to regain indepa~dence,

    ;111tl it sce~us ot improbable that the king of ChaghZniSn

    \US

    made rcgcnt

    for

    the young Jabghu (see above,

    p.

    9 ,

    'Abtli~r-l

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    TIIE

    CONQUESTS

    1;

    QUTAYDA :{ I

    re-orgalisation was necessary. Tughsh~da,llougll still

    youtll, w s restored to the position of Bl\lrh. r-I

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    THECONQUESTSF QUTAYBA

    41

    lines as the Ar ab forces, but m ore devoted t o tile person

    of the ~ o v e r l i o r ncl able to take his par t agail ls t th e

    Arabs. E I o ~ery nearly this plan succeeded, even hi

    ~ u ta y b a 's w n case, the sequel was to show.

    The llractice of raising native levies, once started,

    appears t o h av e become general in I< hu r zn. We have

    no information as to when the local forces of I

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    4

    ARAB ONQUESTS IN

    CEN TRA L SIA

    R utb il hastened to tender his subnlission, a nd a t th e sarne

    time sen t an embassy to convey his homag e lo the

    Bm pe ror of China (14). Recognition of Arab suzerainty

    over Z?tbulist n involved of course only th e p a y m e n t of

    a

    fixed tribute, ancl no at te m p t was mad e a t a perm ane nt

    occul~ation.

    Meauvllile a serious situatioil had arisen in Sughd.

    Ti le l~ lercha l~ t snd nobles of S a ~ n a rq a n d ad resented

    th e wealilless of their lcir~g nd the pay m en t of tr ib u te

    in Qu tay ba 's absericc the pa rty for resistailce

    oztlraace

    gained the upper hand, and Tarkhtn, deposed on the

    grouilcl of incapacity, co m m itte d suicide . T h e choice

    of the electors fell 011 Ghiirak

    15),

    prince of whom we

    would gladly hav e known more. U nd er th e ev er incre'as-

    ing clificulties with which he was confronted during

    his

    twenty-seven years of rule, his consu~n~nateandl ing

    01 the n o s t confused situations shows to h a v e beell

    at

    once statesnlan and patriot, and preserved his king-

    i

    donl fro111 repeated dis as ter .

    The action of the Su gl~ clia n

    nobles, lio~ve ver,he Arabic account of wh ich is c o l~ ii rm e d

    by

    the Chhcsc records, coil st ituted a c h a l l a ~ g e o A rab

    pretensions whicl~Qutayba could ]lot be slow in answer-

    ing. These considerations clearly disprove the partial

    tradition of Abii 'Ubayda (Bal.

    422 ,

    l o t he ef fec t tha t

    Qutayba treacherously a t tacked I< h w ~ riz n l n d San lar-

    q m d in spite of the treaties of Sa'id i b i ~O t hm a n , a n d t h e

    argument based upon it b y van Vloten in L a Dorni atio,r

    Auabe, mu st also, in consequence, be som ewh at m od ified.

    The winter of

    931711

    therefore, was spent in

    pre-

    paratiorls lor an expedition against Samarqand, but

    before the opening of th e cainpaigning season, Q u ta y b a

    I

    received a secret ruission from the IChwLriz~n

    SllSh,

    wllo offered to beconie trib ut ar y if the Ar ab s w ou ld ri d

    lliln of his rebellious bl-oilier I

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    TLKE

    ONQUESTS

    O QU TA Y D ~ . 43

    terms, which included, ill accordance wit11

    tllc

    llew

    scheme, the provision of a corps oi 10 000 at)lcbodied

    lllen as well as the usual tribute. Qutayba rclnnined ;,t

    tile capital (16) until tlie army was collcctcd, wllilc

    'Abdur-Rahm~nwas employed, according to

    T ahlri,

    ill

    reducing the Icing of RhLmjird, wlio from tbc l,arallel

    account in BalHdhuri is to be iclc~itifiedcitller t riill

    IChurrazLdh, or a t least with his party. Tile lJcrsiall

    Tabari adds a long and cloubtless lege11da1.y ~ ; I ~ . I ~ L L I . C

    of liis surrender. Four thousa~~drisoners were takcll

    and butchered, probably by order of the l

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    A R A ~ ONQUESTSN CENTRAL ASIA

    The booty from the first expedition into I

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    THECOWQUESTSF QUTAYBA

    the humiliating position of Tugl~sl~Bda,nd wit11 l l s

    retinue, accompanied possibly by the merchants, witlldrcw

    from Samarqand altogether and built a nejv city, Iiarnrl-

    la th , some four farsaklls distant ill the dircctioll

    Ishtikhan (18). Qutayba s doable-dcaliug ou tllis

    occasion, however, tarnished his reputation alllong bolll

    Persians ancl Arabs, far more than liis severity to Paykarld

    and I

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    46

    ARAUCONQUESTSN CENTRAL

    SIA

    BZhilite tradition. Professor Hou tsm a has raised

    several objections to th is view, the m ost im p or ta nt being

    th a t the cl~rouology f t he inscriptions has lo be m an ipu -

    lated t o allow of this date , as tlie natura l d a t e to assume

    froin the contest is at la tes t

    711.

    These, together with

    the consideratiolis mentioned above, render Marquart's

    hypotliesis absolutely untenable.

    sccond suggestion has been pu t forward

    by

    Professor

    Barthold, to which, however, Professor Houtsma's

    objections would apply with equal force

    20).

    I n t h e

    na rra tive of the historian Y a'qfibi (11. 314 , there is a

    brief notice

    as

    follows Q uta yb a appointed his bro the r

    'Abdur-RnhinFm ibn Muslim goveillor of Samarqand,

    b u t t h e

    Inen of Sa ~n arq an dreacherously revolted against

    him, and llewith our o ther in for~na t ion . W l ~ i le

    it callnot be said definitely therefore, that Ya'qfibi's

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    THE

    CONQUESTS P QUT~IYB 47

    statements in this case coiltai~i o trntll, it is certainly

    preferable to regard them as a later development

    of

    the

    narrative, on the lines of the Bal~ilite radition.

    f the chronological objectio~lsraised by Professor

    Houtsma are sound, there reinains still a third possible

    solution, which, however, as tliere is no con-oborativc

    evidence from either the Arabic or Chinese sources, must

    remain nothing but

    a

    hypothesis. I t is surely cluitc

    tenable that Icd- tegin's organizatioil of t11e Sogdiall

    people had something to do with t l ~ e eposition

    of

    Tarkhfin and appointment of GMralc. With Sogclian

    trade playing the most important part which wc know

    in the Turkish lands, it would be well worth whilc to t y

    to prevent the Arabs from obtaiuing control over it.

    The very unexpectedness of the description givcn to this

    expedition shows clearly that there was some motive for

    organization and it is clifficult to see what other

    motive there could have been. These circumstnilces

    would render it quite probable that GhGralc did, in fact,

    appeal to t he

    IShBq n

    for assistance against the Arabs,

    bu t it seems that the growing power of thc Tiirgesl~

    barred the way into Sogdiana against t l ~ cNorlhern

    Khanate for the remainder

    of

    its sllort existence.

    By

    the conquest of Samarqaild Qulayba fillally estab-

    lished his position in Transoxania. It must not be

    assamed, however, as many of the Arab historians give

    the impression of assuming, that the holding of Samarqand

    meant the conquest of Suglld. All that had beell done

    was to settle an Arab garrison in a colllltr~as yet

    unfriendly. I t was the cluty of the conllnanders at

    Samarqa1ld gradually to extend their autllo~it~ver the

    the whole district of Sughd by expeditions and

    91) .

    There \ as thus a radical difference between the

    collquest of BukhSrZ and ' th at o Samarqand.

    The

    former w s the result of a series of campaips in which

    the resources of the country had been

    exh usted

    and the

    province annexed piecemeal. The whole

    P ~ P ~

    ad

    become subjects of the Arabs a i d

    Were

    under constallt

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    8

    A R A BCONQUESTSN CENT RAL SIA

    surveillance

    :

    TughshS.da llimself held his ranlr on suffer-

    anc e ancl w as compelled to maintain a t least a n o utw ard

    sho w of lo yal ty . But: Sainarqancl had been captured

    in one sw ift thrust

    ;

    Sughd as a whole was still unsubd ued

    a n d only f ro m policy aclrnowledged the suz erainty of t h e

    A rab s fo r t h e time being. Ghfiralr a t Ishtilrhan w as

    free to t u r n e i ther to the Arabs or to the Turks 18).

    Nevertheless in the years that followecl there is evidence

    t h a t friend ly relations were formed between t h e A rab

    garris on a n d m any of th e local leaders and in ha bi ta nt s

    3). T h e w hole country, however, had suffered terribly

    in the constant iilvasioils and counter invasions. A

    co nt en lp ora ry poet gives a vivicl picture of i ts d issip ated

    wealth , its

    ruinecl and desolate lands :

    '

    Daily Qniayba gatbels spoil, increasing om. wealth with new

    weal th

    :

    A BZllilitc who has worn the crown till the h ai r th at w a s

    black has whitencd. Sughd is subdued by his squ adr ons , it s

    people lef t sitt ing in nalcedncss As oft as he lig ht s in a la n d ,

    his h ors e lea vc it furrowed and scarred.

    he

    Ex editions wto the Jaxartes Provinces.

    I t m ig h t pcrliaps have been expectecl t h at Q utay ba 's

    n e x t o bje ct afte r the capture of Sam arqand wo uld be t o

    establish A rab authority in Sughd as firmly a s ha d b ee n

    done in BukllarE. I t would probably have be en b e tt e r

    in t h e e nd liacl he done so, bu t for the moment t h e at tra c-

    tio ns of t h e forwarcl policy wllich had al re ad y provecl

    so successful were too strong. Instead of conc en tra tin g

    on t h e red uction of Suglid, it was decided t o push t h e

    fro nt ie rs of th e Empire furthe r into Central Asia, ancl

    leave t h e former to be carried out at leisure. Q ut ay ba

    therefore crossed to BulthhB, where 20,000 levies f rom

    . K h w & r i z ~ n ,ulrhzra, Rish, and Nasaf had been su m m on ed

    t o

    in ee t h im , and marched into Sughd. If th e re w s a

    T urk ish a rm y wintering in the country, it offered n o

    con sidera ble resistance to the advance of t h e A ra bs .

    I11

    S u g h d Q ~ ~ t a y b aivided his forces into two corps.

    The Persian levies were sent in the direction of Sh3,sh,

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    THE ONQUESTSP QUTAYBA

    D

    while he himself with the Arabs niarclled on I

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    THE ONQUESTSP QUTAYBA 51

    only the first of many such sent by the governors of

    IChurCsjn to maintain frialclly relations with the Chinese

    court.

    It

    cannot be doubted that in the majority of

    cases at least the object o these missions was commercial,

    particularly where joint embassies were sent with one or

    other of the Sogdian principalities.

    In the following year

    951714 the raids on the Jaxartes

    provinces were renewed. I t wlould seem on comparing

    Balsdhuri s account with Tabari that Qutayba made

    ShXsh his headquarters and worked northwards as far as

    Isbijiib. The prince of Shash appealed to China for

    assistance, but without effect

    26).

    Qutayba s plan

    therefore was to follow up the important trade-route

    which led from Turfan clown the Ili valley, along the

    northern edge of the Thian-Shan mountains, through

    Tokmak and Tariiz into Shiish and Samarqand. Though

    the economic importance

    o

    controlling this trade-route

    may have had its part in this decision, especially in view

    of their new patronage of Sogdian trade, it is probable

    that this was less in the mind of the Arabs than its

    strategic value as the road by which the Central Asian

    Turks debouched on Transoxania. Towards the end of

    the summer, the expeditions were abruptly interrupted

    by the news of the death of Hajjsj, which had occurred

    in Shawwd (June). Deeply affected by the loss of his

    patron and not a little uncertain of the effect on his own

    fortunes, Qutayba disbanded the army, sending garrisons

    to BukhjrB, Icish, and Nasaf, and returned to Merv.

    WaIid, however, allayed his fears by an encouraging letter,

    and made his province independent of IrBq. But the

    death of Hajjjj llad affected IChurBsBn too deeply for

    such a simple remedy. The Arabs had gained wealth in

    their expeditions, they were weary of the constant

    campaigns and anxious to enjoy the comforts of peace.

    Factional feeling was merely slumbering, and a new ele-

    ment of unrest had been added by a ICfifan corps under

    Jahm b. Zahr, which had been transferred to IChurXsiXn

    from India by Hajjgj in his last year. All parties among

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    62

    A ~ f n ONQUESTS

    I N

    CENTRAL SIA

    t llc ~~~b~ were alienated froin Q uta yb a eve n g a y s

    had

    been estranged by his highhanded actioll

    in

    t h e

    first

    place ,vitjl the iiouse of Al-Ahtam an d again b y his f e u d

    wa l t iC , Abi Siid, the chicf of Tamiln 27) m o re -

    o,rcr, were suspicious of his lneclizing te ndenci es .

    rimollgst the Persians he was popular, but H ~ Y Y S ~l l -

    Nab a tllougll restored t o his position in co m m an d of

    the

    I+rsian Lrool~s, ad not forgiven Q uta yb a for hi s dis gra ce

    a t I

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    THE

    CONQUESTS

    F

    QUTAYBA

    83

    i t ies 11 whicli

    it

    professedly rests.

    Only one 01 these

    relates an expedition to I

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    6

    ARAB ONQUESTS

    IN CENTRAL

    ASIA

    family and bodyguard of Sogdian princes remained

    faithful.

    The death of Qutayba marked not merely the end of

    t]le Arab conquests in Central Asia for a quarter of a

    century, but tlie beginning of

    a

    period of retrogression.

    Under Waki' b. Abi SBd, his successor

    20),

    the armies

    melted away. Mulrhallad, the son of Yazid b. Mul~allab

    and his lieutenant in Transoxat~ia, anied out summer

    raids on the villages of Sugl~d, ut an isolated attempt on

    the

    Jaxartes provinces by 'Omar's governor, Al-JarrZlt

    b. 'Abclullah, met with ignominious failure. It is possibly

    to this that the tradition, mentioned by Barthold

    Turbcsta~, 60 , of the disaster met with by a Muslim

    army refers. On the other hand an embassy was sent in

    tlle name of tlie Caliph to renew relations with the

    Clliliese court, and a third in concert with tlie ltingdoms of

    TulltBrist%n and Samarqand, etc., during the reign of

    'Omar

    25).

    There is mention also

    of

    an expedition into

    ICliuttal wl~ich regaitled some territory. But it was

    Qutayba, with Hajjiii a t his baclr, who had held his

    conquests together, and when lie disappeared there was

    neither leader nor organisation to talte his place. The

    history of the next decade clearly shows how loose and

    unstable was thc authority of the Arabs. It was force

    that had made the conquests, and only a settled policy

    of

    force or coilciliation could hold them. The first was

    absent. Qutayba in chains at the worId's end is more

    terrible to us than Yazid as governor in our very midst

    is

    the

    graphic

    sumnlary

    put

    into the mouths of t h e

    conquered, while of Rutbil, king of Zibnlistiin, we are

    told expressly that after the death of Hajjzj he paid

    not a ccnt of tribute to any of the govenlors of Sijistiin

    on behalf of the Umayyads 'nor on behalf of Abii

    hluslim.

    30).

    Nor was 'Omar's policy a true policy of conciliation,

    based as it was iiot on the maintenance of the Arab

    collquests but on the co~npletevacuation of Transoxania.

    His

    orders

    t o

    that effect were of course indignantly

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    rejected by Llle Arab colonists ul Bulthiira and Samaqand,

    but together with his appointment of the feeble and

    ineffective 'Abdur-Rahrn~tl b. Nu'ayin al-Qushayri as

    governor, such a policy was naturally coilstrued by the

    Sogdialls as mere weakness, and an invitation to regain

    their independence. In addition to the embassies to

    China, to

    be

    related in the next chapter, and possibly also

    some negotiations with the Tiirgeslr, Ghiirak sought to

    win back h i s capital by playing on 'Omar's piety. The

    Caliph sent envoys t o the princes of Sogdiana calling on

    them to accept IslBm, and Ghiirak, outwardly professing

    his adherence, sent a deputation to 'Oinar urging that as

    Qutayba deal t with us treacherously and tyrannically,

    but God h a s now caused justice and equity i-o reign

    the city should be restored to the Sughdians. The

    commonsense of the judge appointed to try the case on

    'Omar's instructions by the governor of Sanlaqand,

    SulaymZn b Abi's-Sari (himself a mawlii), solved th

    problem in a n eminently practical manner, and

    w

    are

    told that

    is

    decision, so far from being malicious,

    was satisfactory to both the Arabs and the Suglidians,

    if

    not perhaps to Ghiirak. Beyond the relnission of ltl\araj,

    it is doubtful whether 'Omar's administration benehted

    the subject peoples in the slightest, and the ~.enction

    which followed his brief reign only aggravated the

    situation. Already before its close the Sughdians had

    withdrawn' their allegiance 31).

    Thus wi thin six years from the death of Qutayba,

    rnuch of

    his

    work was undone. He had laid the founda-

    tions on which the later rule of Islam was built, and laid

    them well, though his own superstructure w s too flimsy

    to withs tand the tempests of the years ahead. But the

    fault was n o t entirely, perhaps not even chiefly, the fault

    of th e builder. He

    w s

    snatched away before his work

    was done, even if in his latter years he tellded t o neglect

    everything else for military glary. S we shall see, there

    was no peace

    in

    Transoxanja until other men arose, great

    and strong enough to adopt and carry out

    til

    best of

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    CONQUESTS

    N CEXTRAL

    ASIA

    llis

    The nlthlessness and ferocity of h is co nq ues ts,.

    llowever, llave been mnch exaggerated.

    H e w a s a lw a y s

    ready

    to

    use cliplomacy rathe r th an fo rc e

    if

    i t offered ally

    ]lope of suc cc~ s, much so tha t his len ie nc e w as mis-

    cotlstrucd 11 occasion by both friends a n d fo es. O nly

    in cases

    of

    treachely aud revolt his puni shm ent ca m e sw ift

    alld terrible. Th at he did not hesitate t o t a k e ven geallce

    011

    bis private enemies is to say no more t ha n t h a t h e was

    A rab. I t was ilot without reason t h a t in la te r days

    the Muslir~lsof Central Asia added Q u ta y ba s n a m e t o

    thc roll of nlartyrs and tha t his tomb i n F ar g h Z n a bec am e

    a favourite place of pilgrimage 32).

    To surn up the position in Central sia in the years

    i~nmecliaiely ollowing Q utayba s con que sts

    :-

    1)

    Lower Tukharistan and CliaghZniSn formed an

    integral part of the Arab Einpire.

    2)

    Tnklialistxn, now

    in

    the decay of i ts power, was

    h ld as a vassal state, together

    wi t h

    t h