Temporal Fusion and Climax in the Symphonies of Mahler

download Temporal Fusion and Climax in the Symphonies of Mahler

of 10

Transcript of Temporal Fusion and Climax in the Symphonies of Mahler

  • 8/20/2019 Temporal Fusion and Climax in the Symphonies of Mahler

    1/21

    Temporal Fusion and Climax in the Symphonies of MahlerAuthor(s): Richard A. KaplanSource: The Journal of Musicology, Vol. 14, No. 2 (Spring, 1996), pp. 213-232Published by: University of California PressStable URL: http://www.jstor.org/stable/763923

    Accessed: 28/07/2010 14:59

    Your use of the JSTOR archive indicates your acceptance of JSTOR's Terms and Conditions of Use, available athttp://www.jstor.org/page/info/about/policies/terms.jsp. JSTOR's Terms and Conditions of Use provides, in part, that unless

    you have obtained prior permission, you may not download an entire issue of a journal or multiple copies of articles, and you

    may use content in the JSTOR archive only for your personal, non-commercial use.

    Please contact the publisher regarding any further use of this work. Publisher contact information may be obtained at

    http://www.jstor.org/action/showPublisher?publisherCode=ucal.

    Each copy of any part of a JSTOR transmission must contain the same copyright notice that appears on the screen or printed

    page of such transmission.

    JSTOR is a not-for-profit service that helps scholars, researchers, and students discover, use, and build upon a wide range of 

    content in a trusted digital archive. We use information technology and tools to increase productivity and facilitate new formsof scholarship. For more information about JSTOR, please contact [email protected].

    University of California Press is collaborating with JSTOR to digitize, preserve and extend access to The

     Journal of Musicology.

    http://www.jstor.org

    http://www.jstor.org/stable/763923?origin=JSTOR-pdfhttp://www.jstor.org/page/info/about/policies/terms.jsphttp://www.jstor.org/action/showPublisher?publisherCode=ucalhttp://www.jstor.org/action/showPublisher?publisherCode=ucalhttp://www.jstor.org/page/info/about/policies/terms.jsphttp://www.jstor.org/stable/763923?origin=JSTOR-pdf

  • 8/20/2019 Temporal Fusion and Climax in the Symphonies of Mahler

    2/21

    Temporal

    Fusion and

    Climax in the Symphonies

    of Mahler*

    RICHARD A. KAPLAN

    full

    generation

    has

    passed

    since the initial

    burgeoning

    of interest

    in

    Mahler's

    music

    among

    serious musicians and

    listeners.

    In this

    time,

    Mahler's

    symphonic

    oeuvre-a

    body

    of

    work that

    had

    been

    the exclusive artistic

    preserve

    of a small

    community

    of devo-

    tees

    and

    advocates-has

    firmly

    taken

    its

    place

    in

    the standard orches-

    tral

    repertoire.

    A

    case

    in

    point

    is

    the

    Sixth

    Symphony,

    which

    waited

    an

    astonishing forty-three

    years

    for

    its

    American

    premiere,

    and

    even

    longer

    for

    its first

    recording,'

    but which

    by

    1992-some

    forty-five years

    later-had received

    over three dozen commercial

    recordings,

    no

    fewer

    than

    eight

    of them

    by

    American orchestras.2

    Mahler's

    music

    has likewise been embraced

    by

    growing

    numbers

    of

    musical

    scholars;

    while this

    acceptance

    has

    inevitably

    been somewhat

    slower,

    the

    parallel

    between

    the two trends

    is

    unmistakable.

    An

    earlier

    generation

    of writers

    on Mahler's

    music-Diether,

    Cooke,

    and

    Cardus,

    for

    example,

    to

    name three central

    figures

    in the Mahler

    movement

    of the

    195os

    and

    '6os-seemed

    to consider their mission

    largely

    one

    of

    advocacy; they may

    be

    regarded, perhaps,

    as the

    literary

    counterparts

    to

    such

    early champions

    as

    Walter,

    Klemperer,

    and

    Mitropoulos.

    The

    musical world owes these advocates an incalculable debt of gratitude;

    it

    is fair to

    say,

    however,

    that such efforts now are

    scarcely necessary.

    Recent literature

    suggests,

    both

    in its

    quantity

    and

    in

    its

    content,

    that

    we

    have moved

    beyond

    this

    stage

    of

    advocacy

    to a

    point

    at which

    Mahler's

    symphonies

    have

    begun

    to

    be the

    objects

    of

    legitimate analyt-

    ical

    examination.

    Volume

    XIV

    *

    Number

    2

    *

    Spring 1996

    The

    Journal

    of

    Musicology

    1996

    by

    the

    Regents

    of

    the

    University

    f California

    *An

    earlier version of this

    paper

    was

    presented

    at

    the

    Annual

    Meeting of the American Musicological Society, Austin, 1989.

    I

    These took

    place

    in

    1947

    and

    ca.

    1952,

    respectively,

    with the

    Philharmonic-

    Symphony

    of New York

    conducted

    by

    Dimitri

    Mitropoulos

    and the Vienna

    Philharmonic

    conducted

    by

    F.

    Charles Adler. The

    symphony

    was

    completed

    in

    1904.

    2

    Peter

    Ffil6p,

    ed.,

    Mahler

    Discography

    (New

    York,

    1995),

    1

    o9-16.

    213

  • 8/20/2019 Temporal Fusion and Climax in the Symphonies of Mahler

    3/21

    214

    THE

    JOURNAL

    OF MUSICOLOGY

    Any

    serious student

    of

    Mahler's

    music

    can

    only

    be

    gratified by

    this

    turn of

    events; however,

    the evidence

    of

    many

    recent Mahler

    analyses

    suggests

    that we have

    not

    yet developed techniques sufficiently power-

    ful and subtle

    to

    help

    us come to terms with the music's own

    power

    and

    subtlety.

    Rather,

    these

    analyses

    tend to

    be

    characterized

    by

    too

    great

    a

    reliance

    on one

    or

    another

    standard

    analytical

    paradigm.

    It

    is,

    to be

    sure,

    a reasonable

    enough

    strategy,

    when

    confronted with a

    new

    type

    of

    analytical

    problem,

    to see whether

    any

    of the tools

    already

    in

    one's

    workshop

    will

    prove

    useful. But these

    fascinating

    and

    extraordinary

    compositions,

    which confounded

    earlier

    generations

    of musicians

    pre-

    cisely

    because

    they

    seem

    to

    violate

    many

    of

    the

    rules

    formulated for

    other,

    more conventional

    pieces,

    have continued to

    prove

    highly

    resis-

    tant to the

    application

    of such

    paradigms,

    whether these

    paradigms

    be

    those of standard

    form

    designations,

    of the Schenkerian

    model,

    -or

    of

    the

    apparatus

    of

    literary

    criticism.3

    Assigning

    labels

    such as

    rondo-

    sonata and

    double

    variation,

    demonstrating

    conformance-however

    idiosyncratic-to

    Schenkerian

    Ursdtze,

    and

    inferring

    the

    operation

    of

    various narrative

    strategies

    all have the

    potential

    to

    provide

    important

    analytical

    insights;

    and,

    in

    fact,

    many

    of the

    analyses

    cited here con-

    tribute

    significantly

    to the

    body

    of

    knowledge

    about some

    aspect

    of

    Mahler's art. But these

    approaches

    also

    carry

    the risks of

    trivializing

    or

    suppressing, in the name of conformance to a paradigm, precisely

    those characteristics that make

    these

    pieces interesting,

    unique,

    and

    coherent;

    they

    have,

    in

    short,

    failed to

    convey adequately

    a

    sense

    of

    the

    way

    these

    pieces

    work.

    Fortunately,

    these

    inadequacies

    have not

    hin-

    dered

    the enormous

    growth

    in

    scholarly

    interest

    in

    Mahler's

    music;

    however,

    rather like the blind men and the

    elephant,

    we

    simply

    have

    found ourselves

    unable to

    apprehend

    these

    unprecedentedly

    huge,

    uncannily heterogeneous

    objects

    as

    coherent musical

    totalities.

    In

    the view

    of the

    present study,

    the

    difficulty

    arises

    principally

    from

    what

    one

    might

    call

    the

    problem

    of

    integration.

    n

    speaking

    of this

    prob-

    lem,

    I

    refer

    precisely

    to those characteristics

    that

    so

    distinguish

    Mahler's

    music

    from

    that

    of

    the

    nineteenth-century

    symphonic

    mainstream,

    and

    3

    For

    applications

    of each of these

    approaches,

    see,

    in

    the first

    case,

    Edward W.

    Murphy,

    Sonata-rondo

    Form

    in

    the

    Symphonies

    of

    Gustav

    Mahler,

    The Music

    Review

    XXXVI

    (1975),

    54-62,

    and

    Murphy,

    Unusual Forms in

    Mahler's

    Fifth

    Symphony,

    The

    Music

    Review

    XLVII

    (1986/87),

    loi-log;

    in

    the second

    case,

    Peter

    Bergquist,

    The

    First

    Movement of

    Mahler's

    Tenth

    Symphony:

    An

    Analysis

    and

    an

    Examination

    of

    the

    Sketches,

    The

    Music

    Forum

    V

    (1980),

    335-94,

    and Allen

    Forte,

    Middleground

    Motives

    in the Adagietto of Mahler's Fifth Symphony,

    Nineteenth-Century

    Music VIII (1984),

    153-63;

    and,

    in

    the third

    case,

    David B.

    Greene,

    Mahler:

    Consciousness nd

    Temporality

    (New

    York,

    1964);

    Vera

    Micznik,

    Mahler and 'the

    Power of

    Genre',

    Journal

    of

    Musicol-

    ogy

    XII/2

    (1994), 117-51;

    and

    Martin

    Scherzinger,

    The Finale of

    Mahler's

    Seventh

    Symphony:

    A

    Deconstructive

    Reading,

    Music

    Analysis

    XIV

    (1995), 69-88.

  • 8/20/2019 Temporal Fusion and Climax in the Symphonies of Mahler

    4/21

    KAPLAN

    that so

    confounded

    early

    listeners: to

    wit,

    in a

    repertoire

    whose most

    notorious characteristics

    concern matters

    of

    scale-such

    matters as

    length,

    size of

    performing forces,

    and

    what

    may

    be

    generally

    described

    as an

    extravagance

    of utterance-the

    challenge

    to the

    listener

    is com-

    pounded

    by

    Mahler's

    use,

    within a

    single symphony consisting

    of as

    many

    as six

    movements,

    of an

    extraordinary variety

    of musical

    languages

    and

    references.

    In

    an influential

    paper linking

    Mahler's

    compositional

    practices

    with those

    of

    Charles

    Ives,

    Robert

    Morgan

    has addressed

    directly

    the issues

    of formal

    disjunction

    and

    out-of-context

    quotation

    in

    Mahler's

    music;4

    it is not his

    purpose,

    however,

    to

    attempt

    to show how

    Mahler-or,

    for

    that

    matter,

    Ives-achieves

    structural

    integration

    despite

    such

    disjunction.5

    Our

    problem,

    then,

    is

    that of

    attempting

    to discern

    coherent musical

    processes

    or

    relationships

    in the

    large

    dimension of

    the

    piece

    as

    a whole.6

    One such

    process

    concerns the

    sense of

    climax,

    which

    plays

    a

    cen-

    tral

    role

    in

    Mahler's

    strategies

    for

    achieving

    structural

    integration,

    both

    within a

    single

    movement and across an

    entire

    symphony.

    A

    case

    in

    point

    is

    the

    Adagio

    of

    the Tenth

    Symphony;

    I

    have

    argued

    elsewhere

    that the climactic section

    (mm.

    194-212)

    serves as

    the

    culmination of

    multiple

    compositional processes

    that

    unfold

    throughout

    the move-

    ment,

    and that

    the

    culminating

    nine-note chord

    is

    best understood as a

    combination of the dominants of F-sharpand B-flat-the two keys that

    are

    opposed,

    juxtaposed,

    and combined

    throughout

    the

    movement,

    and

    on

    all structural levels.

    I

    referred to

    this

    culmination as

    a

    fusion

    of

    the

    two tonalities.7 The

    significance

    of this climax for

    the

    symphony

    as

    a whole

    is

    underscored

    by

    its recurrence at m.

    275

    of the

    Finale

    (based,

    for

    practical

    purposes,

    on

    Deryck

    Cooke's

    performing

    version).

    4

    Robert

    P.

    Morgan,

    Ives and

    Mahler:

    Mutual

    Responses

    at

    the

    End of an

    Era,

    i9th-Century

    Music

    I

    (1978), 72-81.

    5

    Are the two

    mutually

    exclusive?

    Morgan implies

    that

    they

    are

    ( Ives

    and

    Mahler,

    78).

    I

    will

    argue

    that

    they

    need not be.

    6

    It should

    hardly

    be

    necessary

    at this

    point

    to

    emphasize

    that the

    problem

    is

    ours,

    not

    Mahler's. Criticisms-and dismissals-of Mahler have

    always

    been

    founded

    on

    indict-

    ments

    of his

    aesthetic,

    not of his

    technique; regarding

    the

    latter,

    see the enthusiastic

    essay

    on

    the

    Fourth

    Symphony

    in

    Donald Francis

    Tovey,

    Essays

    in

    Musical

    Analysis,

    vol. 6

    (London,

    1939), 73-83.

    Leonard

    Bernstein,

    Mahler: His Time Has

    Come

    (1967),

    reprinted

    in

    Words n Music

    from

    Addison to

    Barzun,

    ed.

    Jack

    Sullivan

    (Athens,

    OH,

    199o),

    267-72,

    remains

    perhaps

    the most

    eloquent

    and

    passionate

    defense and

    analysis

    of

    Mahler's

    aesthetic.

    7

    Richard

    A.

    Kaplan,

    The

    Interaction

    of

    Diatonic Collections

    in

    the

    Adagio

    of

    Mahler's Tenth

    Symphony,

    In

    TheoryOnly

    VI

    (1981),

    29-39. Bergquist,

    The

    First Move-

    ment

    of

    Mahler's Tenth

    Symphony,

    offers a

    large-scale

    Schenkerian

    treatment

    from

    which a sense of the scope and function of this climax is largely absent. For further com-

    ments

    on

    Bergquist's

    analysis

    see V.

    Kofi

    Agawu,

    Tonal

    Strategy

    in

    the First

    Movement

    of

    Mahler's Tenth

    Symphony,

    z9th-Century

    Music

    IX

    (1986),

    222-33

    and,

    with

    specific

    reference to

    the

    climax,

    Agawu,

    Structural

    'Highpoints'

    in

    Schumann's

    Dichterliebe,

    Music

    Analysis

    III

    (1984),

    159.

    215

  • 8/20/2019 Temporal Fusion and Climax in the Symphonies of Mahler

    5/21

    216

    THE

    JOURNAL

    OF MUSICOLOGY

    The

    phenomenon

    to be

    explored

    here can be

    regarded

    as

    another

    form

    of

    fusion,

    this

    one

    temporal

    rather

    than tonal in

    nature,

    but like-

    wise

    central to the sense of climax

    in Mahler's

    symphonies.

    Let us

    begin by

    considering

    the

    role of two forms of

    cyclic

    recurrence in the

    symphonies:

    reminiscence and

    foreshadowing.8

    Each of these

    phenom-

    ena

    has

    its

    own

    functions,

    and

    the difference

    between

    the two is critical.

    This difference can be described

    as

    one

    of

    context,

    and

    may

    be

    illustrated most

    clearly by

    a

    pair

    of

    examples

    drawn from

    an

    explicitly

    dramatic musical source.

    Reminiscence

    entails

    the

    return,

    in

    the latter

    portion

    of

    a

    piece,

    of material established

    in

    an earlier

    context,

    in

    order

    to draw a

    specific

    dramatic

    relationship

    or make a certain rhetori-

    cal

    point.

    An

    example

    that

    comes to

    mind

    is the

    passage

    in

    Act

    III

    of

    Die

    Meistersinger,9

    n which Hans Sachs christens the new mode of Mas-

    tersong

    that Walther has created: the music first refers to Kothner's

    reading

    of

    the contest rules from Act

    I

    (a

    fine

    piece

    of

    irony,

    given

    Walther's

    disdain of such

    rules,

    and

    his ultimate transcendence of

    them),

    and then refers to the

    opening

    chorale

    during

    whose

    singing

    we

    first

    meet

    Walther

    and

    Eva.

    By

    recalling

    these two

    passages, Wagner

    underscores the

    significance

    and

    solemnity

    of

    the Act

    III

    episode,

    and

    encourages

    us to

    interpret

    it

    in

    light

    of these Act

    I

    contexts.

    Compare

    with this

    the

    countermelody

    that

    accompanies

    the

    third

    stanza of Sachs's cobbling song in Act II. This melody, which of course

    becomes

    the

    opening

    music

    of

    Act

    III

    and

    in

    turn the main theme

    of

    the

    Wahn-Monolog,

    nly

    later

    attains

    its full

    meaning;

    at its

    occurrence

    in

    Act

    II,

    it is out of

    context,

    or

    better,

    contextiess.

    n

    other

    words,

    we

    would not

    regard

    the

    Wahn-Monolog

    s a

    reminiscence of

    the

    cobbling

    song,

    for the

    Act

    III

    occurrences

    are

    the true context of this

    music;

    rather,

    the

    countermelody

    in

    the

    cobbling song

    is

    a

    foreshadowing

    f

    the

    later

    passages.

    This raises a

    significant

    dilemma,

    since

    time

    is,

    strictly

    speaking,

    uni-

    directional.

    If

    the context of the

    countermelody

    in

    Act

    II

    does

    not

    yet

    exist,

    or at

    any

    rate

    is

    not

    yet

    divulged,

    then how are we to

    understand

    its

    meaning?

    How, indeed,

    are we

    to know

    what-or,

    for that

    matter,

    that

    anything-is

    being

    foreshadowed? The

    perceptive

    listener

    may

    note

    8

    Warren

    Storey

    Smith,

    The

    Cyclic Principle

    in

    Musical

    Design,

    and

    the Use

    of

    It

    by

    Bruckner

    and

    Mahler,

    Chord

    and

    Discord

    11/9

    (196o),

    3-32,

    lists

    many

    cyclic

    recur-

    rences

    of

    themes

    and

    prominent

    motives

    in

    Mahler's

    symphonies.

    Smith

    emphasizes

    the

    unifying

    role

    of

    these

    recurrences;

    while

    not

    denying

    the

    importance

    of

    this role

    (it

    fig-

    ures

    prominently

    in

    my

    third

    analytical

    illustration,

    for

    example),

    I

    concentrate here on

    the referential role, as described below.

    9

    The choice of

    illustration

    is

    not an idle

    one;

    Mahler

    conducted Die

    Meistersinger

    frequently, beginning

    with a

    triumphant production

    in

    Prague

    in

    1885,

    and his

    devotion

    to this

    opera

    is

    well documented. See

    Henry-Louis

    de La

    Grange,

    Mahler,

    vol.

    1

    (Garden

    City,

    N.Y.,

    1973), 136-38

    and

    533.

  • 8/20/2019 Temporal Fusion and Climax in the Symphonies of Mahler

    6/21

    KAPLAN

    that the

    countermelody

    sounds

    distinctly

    out of

    musical

    context,

    in

    part

    because

    it

    appears

    only

    in the final

    stanza,

    in

    part

    because

    it is

    fragmen-

    tary-simply disappearing,

    rather

    than

    ending. And,

    of

    course,

    a listener

    who has heard

    Die

    Meistersinger

    ore than

    once,

    or who has access

    to the

    score

    and is therefore able

    in a

    sense to defeat

    this

    temporal

    unidirec-

    tionality,

    will know

    in

    advance

    and

    interpret

    accordingly.

    There

    is

    also a

    sense, however,

    in

    which

    each

    experience

    of

    a

    work,

    no matter how

    familiar,

    creates

    its own

    reality,

    its own sense of

    time.1o

    And,

    in

    this

    sense,

    the

    countermelody

    to

    Sachs's

    cobbling song

    is

    profoundly,

    if

    sub-

    tly,

    meaningful:

    by casting

    a

    poignant

    shadow-a

    foreshadow,

    if

    one

    may

    be

    permitted-over

    the

    clever,

    humorous

    Sachs

    of

    the Act

    II

    encounter

    with

    Beckmesser,

    it

    forces

    us

    ultimately

    to reconsider

    this Sachs

    in

    light

    of the more

    deeply philosophical

    figure

    that

    emerges fully

    in Act III.

    There is

    an

    important

    difference,

    then,

    between the effect of remi-

    niscence

    and that

    of

    foreshadowing;

    it

    is

    a difference that Mahler ex-

    ploits

    with

    far-reaching

    consequences.

    Reminiscence

    in

    some of his

    symphonies

    creates or enhances

    an

    end-climax, as,

    for

    example,

    in

    the

    Eighth Symphony,

    the

    concluding

    apotheosis

    of the

    opening

    theme;

    or,

    in

    the

    Sixth,

    the return of the first movement's drum cadence to

    bring

    the

    tragedy

    full

    circle. Reminiscence

    in

    the

    finale of the

    First

    Symphony plays

    a

    subtler

    and more

    pervasive

    role: not

    only

    is the sub-

    ject of the triumphal coda a transformation of the opening figure from

    the first

    movement's

    introduction,

    but the second

    period

    of the finale's

    main theme

    (mm.

    63

    ff.)

    paraphrases

    the F-minor

    episode

    from the

    development

    section of the first movement

    (mm.

    305

    ff.),

    even retain-

    ing

    its

    F-minor

    tonality.12

    This

    finale also features two

    episodes-the

    second

    quite

    extensive-built

    on

    cyclic

    recurrences of material from

    the first two movements

    of

    the

    original

    five-movement

    version

    (that

    is,

    the

    first movement and the

    suppressed

    Blumine

    movement).

    The first of

    these reminiscences

    occurs

    at

    mm.

    205-237,

    within

    a

    passage

    that

    1o

    See

    Edward

    T.

    Cone's

    remarks

    in

    this connection

    in

    MusicalForm

    and

    Musical Per-

    formance

    (New

    York,

    1968),

    54-56,

    and

    in

    On

    Derivation:

    Syntax

    and

    Rhetoric,

    Music

    Analysis

    VI

    (1987), 237-55.

    Whether

    in

    such

    cases we hear

    a

    true

    reversed

    temporality

    or

    (as

    Cone

    considers

    more

    likely)

    a

    compositional

    derivation from

    an

    already

    existing

    melody

    is

    for

    Cone a matter of

    interpreting

    according

    to

    either

    programmatic

    or

    purely

    musical

    considerations.

    As

    for

    the

    Meistersinger

    heme,

    its

    completeness

    of

    gesture

    in

    the

    Act

    III

    opening

    leads one to hear a sort of

    bi-directional

    derivation,

    in

    which this

    passage

    is the source of

    both

    the Act

    II

    countermelody

    and

    the

    monologue.

    1

    Similarly,

    the

    main

    theme of

    the

    first

    movement

    of

    the Seventh is recalled

    in

    the

    major

    mode

    at

    the end of

    the

    finale.

    12

    The finale

    begins,

    and for

    much

    of

    its

    length

    remains,

    in F

    minor;

    the

    passage

    that effects the final shift to D major-the principal key of the symphony-in mm.

    580-630

    is almost

    identical to

    the

    corresponding passage

    in

    the

    first

    movement

    (mm.

    311-357),

    which functions as the retransition.

    Apart

    from

    any

    programmatic implica-

    tions that

    this

    cyclical

    recurrence

    may

    carry,

    this

    referential use

    of

    tonality helps

    to

    explain

    the

    anomalous

    tonal

    structure

    of the

    finale.

    217

  • 8/20/2019 Temporal Fusion and Climax in the Symphonies of Mahler

    7/21

    218

    THE

    JOURNAL

    OF

    MUSICOLOGY

    begins

    at

    m.

    175

    and

    corresponds

    to the second

    theme-group

    of a

    sonata structure.'3

    The second

    episode

    occurs at

    mm.

    428-532

    and

    fea-

    tures more explicit thematic and motivic references. These passages are

    representative

    of

    what

    might

    be called the wistful

    type

    of

    reminis-

    cence,

    as contrasted

    with the

    climactic

    recurrences

    cited above. Even

    before the Blumine

    movement was

    performed

    and

    published,

    one was

    aware of their reminiscent character:

    notice,

    for

    example,

    the contrast

    in

    mood with the

    surrounding

    Sturm

    und

    Drang,

    the

    changes

    in

    tempo

    and

    dynamics,

    and

    the

    extensive use of

    pedal points.

    The

    rediscovery

    of

    Blumine,

    among

    other

    things,

    revealed

    the context

    for

    much

    of

    the

    reminiscence;

    whether or not this movement

    belongs

    in

    the

    sym-

    phony's

    rhetorical

    lan,

    it

    is

    an

    integral

    element

    of

    its

    cyclical

    plan,

    and

    thus

    represents

    an

    indispensable

    tool in

    explicating

    the

    problematic

    structure

    of the

    finale.14

    These

    examples

    and

    others

    suggest

    that reminiscence was a central

    element

    in

    Mahler's

    symphonic thought.

    Even

    so,

    they

    break

    relatively

    little

    new

    compositional

    ground, representing

    rather a set

    of

    fairly

    stan-

    dard

    nineteenth-century symphonic gestures.

    One

    need look

    no

    fur-

    ther than the

    symphonies

    of

    Beethoven and Brahms-or for that

    mat-

    ter,

    of

    Bruckner, Dvorik,

    and

    Tchaikovsky-to

    find

    precedents

    for

    these

    types

    of reminiscence.

    Mahler's uses of foreshadowing, however, are both novel and far-

    reaching

    in

    their formal

    and

    dramatic

    implications.

    Each

    of the follow-

    ing

    analytical

    discussions

    will

    focus on an

    individual movement-in

    fact,

    on a

    specific passage

    within

    a

    movement-to show

    how Mahler's

    use

    of

    foreshadowing, especially

    in combination

    with the use of remi-

    niscence,

    provides

    in

    these

    passages

    a

    touchstone for

    our

    understand-

    ing

    of

    the entire

    symphony.

    Symphony

    No.

    2,

    Third

    Movement

    We begin by

    considering

    the climax of this move-

    ment,

    the

    passage

    to which Mahler referred in

    his

    later-suppressed pro-

    gram

    as a

    cry

    of

    desperation. 5s

    Table

    1

    offers

    a

    broad formal

    overview

    of the movement. This

    table,

    like

    any

    such

    chart,

    is

    not intended to con-

    vey

    all of the

    complex relationships

    between

    sections and the

    dynamic

    '3

    Note that the transitional

    passage beginning

    at

    m.

    238

    is

    also

    based

    on

    the

    open-

    ing

    motive of the first

    movement,

    while its bass line

    (cellos,

    divided)

    prefigures

    an

    im-

    portant

    motive

    of

    the

    first

    movement

    of

    the Second

    Symphony.

    14

    I

    explore

    these and other

    aspects

    of

    this

    movement's

    musical

    logic

    in

    greater

    detail

    in

    The

    Finale

    of

    Mahler's

    First:

    Cyclicism,

    Narrative,

    and

    the

    'Footsteps

    of

    the

    Giant', paper read at the American Musicological Society Annual Meeting, Pittsburgh,

    November

    1992.

    '5

    A

    reproduction

    of Mahler's

    handwritten

    program

    and

    a full

    English

    translation

    appear

    in

    Donald

    Mitchell,

    Gustav

    Mahler:

    The

    Wunderhorn

    Years

    (Berkeley

    and Los

    Ange-

    les,

    1975),

    179-84.

  • 8/20/2019 Temporal Fusion and Climax in the Symphonies of Mahler

    8/21

    KAPLAN

    TABLE 1

    Mahler,

    Symphony

    No.

    2, III

    Measures

    1-102

    Scherzo-A

    (c)

    103-148

    B

    (F)

    149-189

    A'

    (c)

    190-211

    Ostinato

    Bridge

    212-234

    Interruption

    I

    (D)

    235-256

    Ostinato

    Bridge

    resumes

    257-271

    Interruption

    II

    (E)

    272-327 Trio (E)

    328-347

    Ostinato

    Bridge

    as retrans.

    348-406

    Scherzo-A

    407-440

    B

    441-464

    Interruption

    III

    (C)

    465-528 Cataclysm

    529-544

    Retransition

    545-581

    Scherzo-A'

    musical

    processes

    that characterize the

    movement; rather,

    it

    is

    provided

    to establish the formal context

    of the

    events

    to

    be discussed below.

    The

    Scherzo

    proper

    is a

    three-part

    structure,

    in

    contrast to the

    standard

    binary

    model;

    this is

    doubtless a

    carryover

    from

    its

    Wunderhorn

    origin.'6

    The section

    that

    I

    label

    A' is, however,

    considerably

    con-

    densed,

    and

    serves a sort

    of

    closing

    function.

    I

    call the music that

    fol-

    lows this an ostinato

    bridge

    rather than

    a

    trio because of its

    static

    nature,

    exemplified

    by

    the

    insistent

    motivic

    repetitions

    and the

    pedal

    points; it seems not so much to represent a new section as to await the

    arrival

    of

    a new

    section.'7 It

    may

    seem

    paradoxical

    to call that

    which

    fol-

    lows such a

    passage

    an

    interruption,

    but this seems the most

    apt

    description

    of the

    D-major

    passage beginning

    at

    m. 212,

    because of

    the

    suddenness of its

    contrast-tonal,

    dynamic,

    textural-with the

    bridge.

    Recall, too,

    that the

    interruption

    breaks

    in

    on the fourth measure of a

    16

    As

    is well

    known,

    the Scherzo is a

    paraphrase

    of

    Mahler's

    song,

    Des Antonius

    von

    Padua

    Fischpredigt,

    from Des Knaben Wunderhorn. ee

    Mitchell,

    The Wunderhorn

    Years,

    136-38

    and

    171-76

    for details on the

    relationship

    and

    chronology

    of the two works.

    17

    La Grange, by contrast, labels the entire section from mm. 190-347 Trio, and

    calls the

    E-major

    trumpet

    solo

    in

    m.

    272

    an

    interruption

    (Mahler,

    vol.

    1,

    789).

    There has

    in

    fact been much

    disagreement concerning

    the

    actual

    location of

    the

    trio;

    see Claudia

    Maurer

    Zenck,

    Technik

    und

    Gehalt

    im

    Scherzo von

    Mahlers

    Zweiter

    Symphonie,

    Melos/Neue

    Zeitschriftfiir

    Musik

    II

    (1976),

    179-85.

    219

  • 8/20/2019 Temporal Fusion and Climax in the Symphonies of Mahler

    9/21

    220

    THE

    JOURNAL

    OF

    MUSICOLOGY

    four-bar

    pattern-a

    measure too

    early,

    so to

    speak-thus

    providing

    a

    rhythmic

    unexpectedness

    as

    well.18

    The second

    interruption

    is

    in E

    major,

    a

    rise

    of

    another whole

    step.

    This

    tightening-up

    of

    intensity through large-scale rising sequence

    brings

    to mind another

    example

    from

    Wagner,

    that

    of

    Tannhdiuser's

    song

    to

    Venus,

    whose three stanzas are

    respectively

    in

    D-flat,

    D,

    and

    E-

    flat

    major;

    or,

    closer to

    home,

    the

    thrice-repeated

    refrain

    Dunkel

    ist

    das

    Leben,

    ist der Tod

    in the first

    movement

    of

    Das

    Lied von der

    Erde,

    which occurs

    in

    G, A-flat,

    and

    A

    minor.'9

    Mahler deflects the tension

    in

    the

    present

    movement,

    however,

    by using

    the second

    interruption

    to

    usher

    in

    the

    trio,

    leaving

    us in

    the

    position,

    one

    might

    say,

    of

    waiting

    for the

    third shoe to

    drop.

    The third interruption occurs-and I intend no tautology here-at

    an

    unexpected

    moment;

    the trio

    having

    run its

    course,

    and the first two

    parts

    of the scherzo

    having

    been

    reprised,

    one

    might predict

    a thor-

    oughly

    conventional conclusion to

    the

    da

    capo.

    In

    fact,

    as Table

    1

    shows,

    the

    A'

    music does

    eventually

    recur,

    and when it recurs

    it

    does

    ul-

    fill

    its

    closing

    function.

    So

    what

    are we to

    make

    of

    this third

    interrup-

    tion? This

    passage-and

    it is

    interesting

    to observe that the

    interruptions,

    like

    other

    signal

    events

    in

    Mahler such as the refrain from Das Lied

    and

    the hammer

    blows

    in

    the

    Finale of the

    Sixth,

    come in

    threes-is

    clearly

    an event of a different order from the first two. Its position in the move-

    ment's

    formal

    scheme

    aside,

    this

    passage

    has a

    ferocity

    lacking

    in its

    two

    predecessors;

    note the

    open

    fifths with

    which it

    begins,

    the

    dy-

    namic

    (the

    only

    full

    orchestral

    triple-forte

    in

    the

    movement),

    and the

    extraordinary

    orchestration,

    including

    the use of extreme

    registers

    and

    two tam-tams.

    This

    interruption

    leads to a climax of

    cataclysmic

    pro-

    portions

    (I

    use

    this

    adjective advisedly,

    in

    light

    of

    the

    programmatic

    implications).

    There

    are three critical

    points

    to be made

    concerning

    this

    climax.

    The first is

    that

    nothing

    ik

    the

    movement,

    or

    for

    that matter

    in

    the

    sym-

    phony

    to

    this

    point,

    has

    prepared

    the listener for

    a

    cataclysm

    on

    this

    scale.

    The

    second

    is

    that,

    following immediately

    on

    the

    unleashing

    of

    the

    cataclysm,

    materials

    from

    earlier

    in

    the movement

    are drawn into

    the texture. The

    third,

    of

    course,

    is that

    this same music recurs

    twice

    in

    the fifth and final movement

    of the

    symphony:

    at

    its

    opening,

    and

    immediately

    preceding

    der

    grosse

    Appel,

    where

    Mahler's

    program

    explic-

    itly

    relates it

    to

    the

    cry

    of

    souls

    approaching

    the last

    judgment.

    18

    The

    sudden tonal shift a

    major

    second

    upward

    is

    a device

    Mahler

    had

    already

    used

    to

    great

    effect

    in the

    finale of the First

    Symphony,

    m.

    375. Interestingly,

    the

    shift

    in

    this

    passage

    is also from C

    major

    to

    D

    major.

    '9

    Another

    passage

    that uses

    the

    same tonal

    strategy

    is

    the

    aria

    of the

    Italian tenor

    in

    Act I of

    Strauss's

    Der

    Rosenkavalier,

    whose two

    stanzas

    are in

    D-flat and

    D

    major.

    Since

    the

    aria

    is-literally-interrupted,

    we

    have no

    way

    of

    knowing

    whether the tenor

    was also

    planning

    a third

    stanza

    in

    E-flat.

  • 8/20/2019 Temporal Fusion and Climax in the Symphonies of Mahler

    10/21

    KAPLAN

    The first

    of

    these

    three

    points

    is,

    I

    believe,

    self-evident. As for the

    second,

    note

    the fortissimo

    return of

    the ostinato

    bridge

    subject

    in m.

    481

    (see

    Example

    1),

    and

    two

    measures

    later,

    of

    the

    timpani

    strokes

    that

    opened

    the movement. The

    drawing

    of these elements into this cli-

    max is to these ears the

    most

    frankly terrifying

    moment

    in

    the entire

    piece-an

    illustration of

    the

    power

    of

    the

    return

    of

    familiar material

    in

    a new

    context.

    In

    the measures that

    immediately

    follow,

    two elements

    are introduced

    that are

    new,

    but that will

    figure prominently

    in the last

    movement:

    the

    repeated neighbor figure

    6-5

    at

    m.

    489,

    and the trum-

    pet

    call at

    m.

    497.

    Thus,

    this climactic

    passage

    features both

    reminiscence-in

    the

    return of the

    bridge

    and the

    timpani

    strokes-and

    foreshadowing

    of

    fifth-movement material. This juxtaposition, or better, superimposition,

    creates a focal

    point

    for the entire work: a

    temporal

    fusion

    in

    which the

    past

    and

    the future are

    merged

    into a transcendent

    present.

    The third critical

    point

    is

    the return of the

    cataclysm

    in

    the last

    movement,

    where

    its

    meaning

    is

    made

    much

    more

    clear,

    both musi-

    cally

    and

    programmatically.

    This,

    together

    with the fact that the listener

    confronts

    the

    third-movement

    cataclysm

    in

    a sense

    unprepared,

    pro-

    duces

    in

    this

    passage

    the effect of

    a

    large-scale foreshadowing

    of

    the

    finale;

    for

    the finale is

    in

    fact

    the

    true context of

    this

    passage.

    And

    this,

    more than any other factor, is what gives the passage so profound an

    effect at its first occurrence.

    Symphony

    No.

    4,

    Third

    Movement

    Let

    us

    next

    consider the luminous

    triple-forte

    out-

    burst that

    occurs near the end of this

    movement

    (m.

    315

    ff.).

    The effect

    of this outburst

    derives

    in

    part

    from its

    dynamic

    contrast with the

    pre-

    ceding triple-piano passage,

    in

    part

    from

    the

    brilliance of its

    orchestra-

    tion,

    and

    in

    part

    from its

    abrupt

    tonal shift from

    G

    major

    to

    E

    major.

    But

    the keystones to understanding this passage as a climax are its thematic

    and

    motivic

    references,

    shown on the score

    extract

    given

    in

    Example

    2.20

    Notice

    that the first two of these references-those in the

    timpani

    and

    in

    the

    trumpets

    at

    m.

    318-are

    to

    motives that

    are

    prominent

    throughout

    the third

    movement;

    such references

    play

    a normative role

    in

    climactic

    passages

    on the level

    of the

    individual movement. But

    in

    the four

    measures

    that

    follow,

    there occur references

    to

    first-movement mate-

    rial-in the horns and

    trumpets,

    as

    indicated-and,

    most

    signifi-

    cantly,

    to the

    opening

    theme of the

    fourth

    movement,

    also

    in

    the horns.

    Thus,

    this

    climax,

    like that

    of the Scherzo

    of the

    Second

    Sym-

    phony,

    combines reminiscence and

    foreshadowing, fusing

    in a

    single

    20

    The

    example

    shows

    only

    the

    brass

    and

    timpani

    parts.

    221

  • 8/20/2019 Temporal Fusion and Climax in the Symphonies of Mahler

    11/21

    222

    THE

    JOURNAL

    OF MUSICOLOGY

    EXAMPLE

    1.

    Mahler,

    Symphony

    No.

    2,

    III;

    mm.

    481-501.

    W.W., Hr.,

    V1.

    pit,

    Pk.

    ff

    nmf

    Vc.,

    Cb.

    (col ) f Mf

    P

    (co•l

    --I

    -

    --

    -----

    --= -

    Via.

    fill-

    9:

    _ow

    •':

    J

    -•

    J

    t

    t-

    ;

    [

    J ' l

    __

    _P.

  • 8/20/2019 Temporal Fusion and Climax in the Symphonies of Mahler

    12/21

    KAPLAN

    EXAMPLE

    1.

    (continued)

    Tr., Hr.

    col 8

    p/pp

    pIW

    musical

    gesture

    materials from three

    of

    the

    four movements. Note

    also

    that

    the

    tonal shift

    from G

    major

    to

    E

    major

    not

    only prefigures

    the

    tonal

    motion of

    the

    Finale,

    but

    replicates

    locally

    the

    overall

    tonal struc-

    ture

    of the

    symphony

    as a

    whole. Taken

    together,

    the

    tonal

    and

    motivic

    structures thus create

    a focal

    point

    for

    the

    entire

    symphony.

    Symphony No. 5, Fifth Movement

    Each of

    the

    outer

    parts

    of this

    symphony

    culmi-

    nates,

    near

    the

    end,

    in a

    triumphant

    chorale-like

    passage

    for

    brass

    223

  • 8/20/2019 Temporal Fusion and Climax in the Symphonies of Mahler

    13/21

    224

    THE

    JOURNAL

    OF

    MUSICOLOGY

    EXAMPLE

    2.

    Mahler,

    Symphony

    No.

    4,

    III;

    mm.

    318-325-

    Pesante

    Schalltrichterauf

    1.2.

    Horn

    Schalltrichter

    auf

    1.

    _ _

    _

    _ _

    r 1

    Trp.

    -

    -

    in F

    Schalltrichter

    auf

    2.3.

    Omit 2

    Schldigeln

    Pk.

    tr

    f

    p

    f

    fp

    IL-

    f

    P

    o

    14 0

  • 8/20/2019 Temporal Fusion and Climax in the Symphonies of Mahler

    14/21

    KAPLAN

    instruments.21 The

    relationship

    of

    these two

    passages-and

    the role

    of

    the finale chorale

    in

    particular-has

    troubled

    any

    number

    of

    students

    of

    Mahler's music, among them Kennedy, who considers the recall of the

    second-movement

    chorale

    contrived,22

    and

    Greene,

    who finds

    the

    lumi-

    nosity

    of the earlier chorale

    far more

    glorious

    and brilliant.23

    Barford

    goes

    further,

    calling

    the entire

    Rondo feeble

    and, more,

    a

    windy,

    uninspired

    stretch

    of

    note-spinning

    literally

    [sic]

    scraping

    the barrel in

    search of

    music. 24

    I believe that these authors have missed the

    point,

    however,

    and

    that Cone is

    exactly right

    when he asserts that the final

    chorale does

    in fact

    provide

    the

    requisite

    climax to

    the entire work.25

    Determining

    that this

    is so is

    largely

    a matter of

    hearing

    beyond

    local

    disjunctions

    and

    discerning

    the histories of three distinct musical

    processes

    as

    they

    unfold

    throughout

    the

    symphony.

    The first and most

    transparent

    of these

    processes

    consists

    in

    the transformation

    of

    the

    chorale

    itself,

    as illustrated

    in

    Example

    3.

    The first occurrence of the

    chorale

    in

    any

    form comes at

    m.

    316

    of

    the second

    movement,

    or

    slightly past

    the movement's

    midpoint (Example

    3a).

    This

    passage

    is in

    A

    major,

    however,

    the

    parallel

    major

    of

    the

    key

    of

    the movement and

    the dominant

    of

    D,

    the

    key

    that

    eventually

    emerges

    as the

    symphony's

    tonal

    goal.

    Further,

    it is

    abortive,

    being

    abandoned after

    only

    61/2

    mea-

    sures

    with the

    abrupt

    return

    of

    the movement's

    opening

    material;

    Mahler takes the unusual step here of drawing a dotted bar line in mid-

    measure

    in the score to mark the

    Tempoprimo

    subito.26

    The next chorale-the

    one to which

    Kennedy

    and Greene ascribe

    primacy-occurs

    near the end of the same

    movement,

    beginning

    at m.

    464

    (Example

    3b);

    the

    opening

    of the fifth-movement chorale is

    given

    in

    Example

    3c.

    21

    Mahler

    divides he five movementsof the

    symphony

    nto

    three

    parts,

    as follows:

    I

    1. Trauermarsch

    2.

    II

    3.

    Scherzo

    III

    4.

    Adagietto

    5.

    Rondo-Finale.

    22

    Michael

    Kennedy,

    Mahler

    London,

    1974),

    117.

    23

    Greene,

    Mahler, 19.

    Greene also

    says

    that the finale chorale is

    ungenerated

    y

    its

    past

    in

    either the second or

    the fifth movement.

    Murphy

    Unusual

    Forms,

    o8-o9)

    does not

    engage

    the

    issue

    at

    all,

    merely

    cataloguing

    onal areasand

    thematic

    recurrences;

    in

    his

    analysis,

    the

    chorale

    (together

    with the

    coda)

    is

    designated

    as the final

    A n

    the

    formalscheme ABACBCACBA.

    24

    Philip

    T.

    Barford,

    Mahler:

    A

    Thematic

    Archetype,

    The Music Review

    XXI

    (1960), 316.

    These remarks

    are

    tangential

    o Barford'smain

    point,

    which is the illustra-

    tion of a common melodic

    structure

    underlying

    many

    of Mahler's hemes.

    25

    Cone, OnDerivation, 49.

    26

    Mahler indicates

    another

    abrupt

    formal

    discontinuity

    in

    m.

    266,

    where

    a

    strin-

    gendo

    s

    interrupted

    by

    the

    return

    of the first-movement uneral

    march,

    by drawing

    a

    dashed doublebar

    in

    mid-measure. These

    extraordinary

    notations

    testify

    to Mahler's sen-

    sitivity

    to the effect of such

    interruptions

    in

    his music.

    225

  • 8/20/2019 Temporal Fusion and Climax in the Symphonies of Mahler

    15/21

    226

    THE

    JOURNAL

    OF

    MUSICOLOGY

    EXAMPLE

    3a.

    Mahler,

    Symphony

    No.

    5,

    II; mm.

    316-322.

    R,,

    ..

    . . .

    .4- ,

    sf

    EXAMPLE 3b.

    Mahler,

    Symphony

    No.

    5,

    II; mm.

    464-473-

    EXAMPLE

    3c. Mahler,

    Symphony

    No.

    5,

    V;

    mm.

    711-718.

    There are

    many

    reasons

    why

    the second-movement

    chorale

    shouldn't

    be the

    primary

    climax of the

    symphony,

    the

    most

    trivial of which is

    that

    there are still three movements and

    some

    forty

    minutes to

    go.

    But

    there

    are other, more substantive reasons for regarding the triumph repre-

    sented here as

    incomplete.

    While

    this

    chorale

    is in D

    major,

    unlike

    its

    fleeting predecessor,

    the

    D

    major

    is not

    yet

    allowed to

    prevail,

    and the movement

    ends,

    as it

    began,

    in A

    minor.

    Notice,

    further,

    that while Mahler

    takes care to

    notate

    Hihepunkt

    n

    the score

    on

    the

    downbeat

    of m.

    500

    (Example

    4a),

    this is

    followed

    almost

    immediately by

    a

    decrescendo and

    by

    the

    reintroduction

    of

    minor-mode elements

    beginning

    in m.

    516.

    Notice,

    finally,

    that the

    ascendancy

    of

    D-major

    tonality

    is

    thwarted

    by

    the

    deceptive

    cadence and

    again by

    the reassertion of

    the movement's

    opening

    material,

    both in m.

    520.27

    As a result of

    Mahler's

    deliberate

    placement

    of the climax at the

    very

    opening

    of

    the second

    subsection

    of the

    chorale,

    the

    process

    of dissolution

    takes

    place

    over a

    twenty-

    measure

    span.

    The

    premature

    arrival

    of

    the

    H6hepunkt

    hereby

    vitiates

    its

    impact

    and undermines its

    conclusiveness.

    Compare

    with

    this

    the chorale that

    begins

    at m.

    711

    of the Finale.

    In its second subsection

    (i.e.,

    from

    m.

    731

    on,

    corresponding

    to the

    27

    The harmony at m.

    520

    is not the enharmonically spelled dominant minor

    ninth

    (presumably

    of

    E-flat)

    suggested

    in

    Carolyn

    Baxendale,

    The Finale of

    Mahler's

    Fifth

    Symphony: Long-range

    Musical

    Thought, Journal of

    the

    Royal

    Musical

    Association

    CXII

    (1987), 263,

    but a common-tone diminished-seventh chord

    over

    b6

    in

    the

    bass-the

    standard bass tone for a

    deceptive

    cadence.

  • 8/20/2019 Temporal Fusion and Climax in the Symphonies of Mahler

    16/21

    KAPLAN

    EXAMPLE

    4a.

    Mahler,

    Symphony

    No.

    5,

    II; mm.

    499-508.

    HMhepunkt

    EXAMPLE 4b.

    Mahler,

    Symphony

    No.

    5,

    V;

    mm.

    731-737.

    o~ 4

    H6hepunkt

    f

    the second-movement

    chorale),

    the

    melody

    of this

    passage

    is

    identical

    in

    pitch-class

    structure to that of the

    earlier chorale

    (see

    Examples

    4a

    and

    4b).

    But the

    differences are critical: the first four

    mea-

    sures

    of

    the

    original

    are

    compressed

    into

    two,

    increasing

    forward

    drive;

    and the a'-bi-a'

    of

    mm.

    505

    through

    508

    are

    transposed

    up

    an

    octave,

    into

    the

    trumpet's

    most brilliant

    register.

    Further,

    there

    is no

    diminu-

    endo until

    m.

    736,

    and then

    only

    in

    the

    trumpets;

    in

    fact,

    Mahler

    writes

    a new fortissimo in the heavy brass at the trumpet's b2, and calls for a

    crescendo

    in

    the horns-which are

    already

    marked

    triple-forte

    at

    m.

    731.

    It is

    clear, then,

    that

    the

    H6hepunkt

    f this

    chorale-while

    not

    indi-

    cated

    explicitly,

    as it is in

    the second

    movement-arrives

    later,

    at m.

    735

    or

    737. Finally,

    the cadence is

    approached

    with

    another crescendo

    and

    remains

    in

    the

    major

    mode. And

    while

    this

    cadence

    may

    not

    be defini-

    tive-it leads rather to the

    Allegro

    moltocoda-it

    is

    authentic.

    So,

    the

    chorale of the fifth

    movement

    succeeds

    (to

    use Cone's

    word)

    in

    ways

    that that of the second movement

    fails ;

    by

    comparison,

    the

    H6hepunkt

    of

    the second movement seems

    premature,

    and

    the

    triumph

    short-lived.

    The second of the

    processes

    that contribute to the

    ultimate

    sense

    of

    climax

    in this

    symphony

    is

    the

    emergence

    of the

    chorale

    from

    a

    seed

    planted

    as

    early

    as the first

    movement.

    This

    seed is

    a motive

    that

    first

    appears explicitly

    in

    m.

    295, accompanying

    the second

    funeral-march

    subject,

    as shown in

    Example

    5a.

    The

    motive,

    hereafter

    designated

    motive

    A,

    features a

    large

    rising

    leap

    across a bar

    line-a

    seventh

    in

    its first

    appearance,

    later

    usually

    an octave or

    a

    ninth-followed

    by

    a

    stepwise

    descent.28

    Once

    introduced,

    motive

    A

    quickly

    asserts its

    28

    In

    its

    ascending

    leap

    to an accented

    dissonance

    and

    its

    subsequent

    stepwise

    descent,

    this

    motive-fundamentally

    an

    appoggiatura

    figure-bears

    a

    clear familial rela-

    tion to Barford's

    archetype

    ( A

    Thematic

    Archetype,

    297).

    Interestingly,

    while

    Barford

    gives

    nine

    examples

    of

    passages

    in

    the

    Fifth

    Symphony

    that are

    derived from the

    archetype

    227

  • 8/20/2019 Temporal Fusion and Climax in the Symphonies of Mahler

    17/21

    228

    THE

    JOURNAL

    OF

    MUSICOLOGY

    EXAMPLE 5a.

    Mahler,

    Symphony

    No.

    5,

    I; mm.

    295-298.

    ,

    ,

    I I

    k,

    .

    •- I'

    EXAMPLE 5b.

    Mahler,

    Symphony

    No.

    5,

    I;

    mm.

    323-331.

    A

    i.

    I

    Via.,

    div.

    L-- 3

    7._

    prominence,

    not

    only

    in

    a

    continuing accompanimental

    role but as an

    underlying

    structure

    in

    the theme

    of the

    following

    section

    (see

    the

    bracketed and beamed pitch structures in Example 5b). This section

    leads to the

    triple-forte

    climax of the movement

    (mm.

    369

    ff.,

    Kiagend),

    of which

    motive

    A

    also forms the melodic

    basis.

    While

    the role

    of

    Motive

    A in the first movement is

    primarily

    accompanimental,

    it becomes the

    Hauptmotifof

    the

    main theme

    of

    the

    second,

    as shown

    in

    Example

    6.

    Subsequently,

    in

    various

    guises,

    it

    becomes

    either

    the basis

    of,

    or

    the

    accompaniment

    to,

    virtually every

    new

    melodic

    formulation

    in the

    movement.

    While it would

    be

    imprac-

    tical to illustrate all

    these

    relationships

    here,

    a

    perusal

    of the score will

    ical to illustrate all these relationships here, a perusal of the score will

    he

    proposes

    (Exx.

    66-74: 304),

    he does not relate

    it

    explicitly

    to the

    motive

    under dis-

    cussion

    here.

    This

    may

    be because

    the

    archetype

    features a

    multiple

    anacrusis,

    with a

    step-

    wise

    ascent

    preceding

    the

    leap.

    See also

    Parks

    Grant,

    Mahler's

    Fifth

    Symphony,

    Chord

    and Discord

    II/1o

    (1963), 125-37,

    where motive

    A is

    mentioned

    as a

    cyclic

    element.

  • 8/20/2019 Temporal Fusion and Climax in the Symphonies of Mahler

    18/21

    KAPLAN

    EXAMPLE

    6.

    Mahler,

    Symphony

    No.

    5,

    II;

    mm.

    7-10.

    EXAMPLE 7.

    Mahler,

    Symphony

    No.

    5,

    III;

    mm.

    1-6.

    yield multiple examples:

    see

    mm.

    32-35;

    mm.

    189-213,

    where the

    sys-

    tematic

    expansion

    of

    the

    leap

    from

    a sixth to a ninth

    provides

    the

    basis

    for an

    extended

    episode

    for cellos

    alone;

    and

    m.

    287,

    where

    motive

    A

    becomes

    the

    Hauptmotif

    of what Cooke

    calls a

    ' jaunty

    march. 29

    Moreover,

    each of the chorales is

    likewise initiated

    by

    this

    motivic

    structure,

    as

    seen

    in

    Example

    3;

    notice

    particularly

    the

    near

    identity

    in

    pitch

    level of the

    opening

    of

    Example

    3a

    and

    the third measure of

    Example 6. The chorale near the end of the second movement, then,

    grows

    organically

    out of

    materials that

    permeate

    the

    movement.

    Motive

    A is

    hardly

    prominent

    in

    the

    third and

    fourth

    movements,

    at

    least on the

    foreground

    level;

    its

    contour, however,

    is

    subtly

    embedded

    in

    certain

    thematic

    materials of

    the

    Scherzo,

    notably

    its

    opening

    theme,

    as

    suggested

    in

    Example

    7.30

    So,

    while the

    emergence

    of this

    motive is

    central to the

    understanding

    of

    the

    second-movement

    chorales,

    it is

    not

    ultimately

    sufficient

    to

    explain

    the

    emergence

    and

    transcendence of

    the

    finale chorale.

    This leads to consideration of

    the third of

    the

    compositional

    processes

    that

    converge

    in

    this final

    chorale: that of

    the

    transformation

    and

    apotheosis

    of fourth- and

    fifth-movement

    materials.3'

    This

    process

    is

    pervasive

    in

    a

    way

    that

    likewise characterizes

    Mahler's other

    Rondo-

    Finale,

    the

    fifth

    movement of

    the Seventh

    Symphony,

    in

    which

    contra-

    puntal

    textures

    again predominate.

    It can

    be

    seen,

    for

    example,

    in

    the

    2•)

    Deryck

    Cooke,

    Gustav

    Mahler:

    An

    Introduction o

    his Music

    (Cambridge,

    1980),

    82.

    3:0

    See also

    Barford's

    Example 73

    (304).

    Colin

    Matthews

    (Mahler

    at

    Work:

    Aspects

    of

    the

    CreativeProcess

    New

    York &

    London,

    1989],

    62-63)

    points

    out

    that

    the

    first

    five

    notes

    of the

    melody

    were

    added

    by

    Mahler to the

    fair

    copy,

    and

    that measure

    3

    (the

    tied dot-

    ted half-note b') was also new. Further, the clarinet and bassoon parts originally began

    with the

    present

    measure

    6;

    both

    motive

    A

    embeddings

    thus were

    afterthoughts.

    (The

    bassoons

    are

    given

    in

    the

    wrong

    clef

    in

    Matthews's

    transcription

    of

    the

    manuscript;

    it

    is

    not clear

    whether

    the

    error

    is Mahler's

    or

    Matthews's.)

    3'

    Motivic

    process

    and tonal

    structure are treated

    in

    detail

    in

    Baxendale,

    The

    Finale

    of

    Mahler's Fifth

    Symphony.

    229

  • 8/20/2019 Temporal Fusion and Climax in the Symphonies of Mahler

    19/21

    230

    THE

    JOURNAL

    OF MUSICOLOGY

    EXAMPLE

    8a.

    Mahler,

    Symphony

    No.

    5,

    V;

    mm.

    16-27.

    A10

    -

    pI

    -

    EXAMPLE

    8b.

    Mahler,

    Symphony

    No.

    5,

    V;

    mm.

    741-751.

    ,

    J.

    _

    ILi

    I

    I-

    -T--

    A

    r•

    col

    8

    *Violin

    parts

    havebeen

    simplified

    link

    from

    the chorale to the

    coda,

    where the

    interlocking

    fourth-spans

    that had

    originally

    led from

    the

    introduction

    to the main

    body

    of

    the

    movement

    (see

    Example

    8a)

    now

    infiltrate

    the bass: first

    in

    contrary

    motion to

    the

    melody,

    then as a basso ostinato hat is

    repeated

    no fewer

    than

    twenty

    times

    through

    m.

    778

    (see

    Example

    8b).32

    And

    the

    horn

    parts

    beginning

    in

    m.

    748,

    which

    may

    at

    first

    be

    perceived

    as

    another,

    incomplete fourth-span,

    actually

    state a transformation of the

    theme

    introduced

    by

    the clarinet

    in m.

    16

    (see

    Example

    8a).

    The chorale itself

    (m.

    71

    1)

    combines

    contrapuntally

    two of the

    main

    themes of the movement:

    the

    fugato subject

    of

    m.

    56,

    and the counter-

    32

    The sixth and the

    last four

    repetitions

    are

    in

    the

    trumpets,

    the rest

    in

    the

    bas-

    soons, cellos,

    and

    basses,

    with

    the

    gradual

    addition

    of

    tuba

    and

    trombones.

    In mm.

    771-774

    the

    figure

    appears

    simultaneously

    in

    the

    trumpets

    and

    in

    2:i

    diminution

    in

    the

    bass

    instruments.

  • 8/20/2019 Temporal Fusion and Climax in the Symphonies of Mahler

    20/21

    KAPLAN

    subject

    first stated

    in m.

    88,33

    the

    latter

    in

    an

    augmentation

    that

    gives

    the effect of an

    apotheosis.

    This

    apotheosis

    is

    the reason that the fifth-

    movement chorale has an

    opening melody

    different from

    that of the

    second-movement chorale

    (cf.

    Examples

    3b

    and

    3c), although

    both

    share the motivic derivation

    I

    have cited. The arrival of this

    chorale,

    in

    other

    words,

    is the culmination of a thematic

    process

    that is central to

    the

    organization

    of Part

    III.

    However,

    the

    material

    that

    the two chorales

    share-as seen

    in

    Example

    4-is

    none other than the

    apotheosis

    of the

    theme stated at the outset of the fifth

    movement,

    and shown

    in

    Example

    8a.

    Here,

    perhaps,

    is the most

    important

    reason

    that the second-

    movement chorale is destined

    to

    fail-in Cone's

    words,

    deserves to

    fail :34

    t

    represents

    only

    a

    foreshadowing

    of a theme that is

    formally

    introduced, as it were, and brought to its ultimate fruition, in the finale.

    We

    thus

    understand the

    ending

    of the

    Fifth

    Symphony

    as the con-

    fluence of

    multiple processes-narrative, temporal,

    thematic and

    motivic-that thread

    their

    way

    throughout

    the

    symphony

    in

    a

    complex

    web of

    interrelationships.

    This

    example,

    like those

    of

    the Second and

    Fourth

    Symphonies,

    illustrates the

    climactic

    role of

    fusion;

    it

    differs

    from

    them,

    though,

    not

    only

    in

    its

    complexity

    but also

    in

    the occur-

    rence of the fusion

    only

    at

    the

    end of

    the entire

    symphony.

    This with-

    holding

    of the final

    revelation,

    literally

    until the last

    minute,

    perhaps

    invites misinterpretation by listeners disinclined to remain so long in

    suspense.

    But it is

    only by recognizing

    the contextlessness of

    the latter

    portion

    of the second-movement chorale

    (a

    property

    that

    Mahler,

    as we

    have

    seen,

    underscores

    in

    multiple

    ways)

    that we can

    recognize

    this

    pas-

    sage

    not as a true

    climax

    but

    rather

    as an

    event much

    like

    the fore-

    shadowing

    of the

    Wahn-Monolog:

    he initial intimation of an idea rich

    in

    unfulfilled

    implications,

    the

    systematic

    development

    of which will

    play

    a

    central role

    in

    events

    yet

    to be revealed.

    The

    mystique

    that

    surrounds Mahler as man and

    composer

    shows

    every sign

    of

    surviving

    a

    level of attention and a

    wealth

    of

    performances

    that would have been unthinkable

    only

    a

    few

    years

    ago.

    One

    striking

    feature

    of this

    mystique

    is the attention Mahler has

    received

    from

    non-musical

    specialists,

    for

    whom

    he

    seems

    perhaps

    to

    33

    This theme is

    actually

    hinted

    at-foreshadowed?-in

    m.

    52, just

    before

    the

    fugato begins.

    34

    Cone,

    On

    Derivation,

    249;

    this is also

    certainly

    true

    of

    the unsuccessful chorale

    entry

    in

    m.

    511

    of

    the Finale. Of the climactic chorale

    of

    m.

    71

    i,

    Cone

    says

    that

    the

    pero-

    ration is heard as fully derived from the themes of the rondo that it triumphantly con-

    cludes. It has earned

    its

    success,

    so to

    speak,

    the hard

    way--by

    submitting

    to

    the normal

    processes

    of

    thematic statement

    and

    development.

    As

    a

    result,

    it sounds as

    if

    it

    really

    belongs

    to

    the

    movement--not,

    like so

    many cyclic

    returns,

    arbitrarily

    introduced.

    Com-

    pare

    with this

    the

    view

    expressed by

    Greene

    (see

    note

    23,

    above).

    231

  • 8/20/2019 Temporal Fusion and Climax in the Symphonies of Mahler

    21/21

    232

    THE

    JOURNAL

    OF

    MUSICOLOGY

    personify

    the late-Romantic artist: the Ken Russell

    film,

    for

    example;

    the well-known

    essay

    by

    Lewis

    Thomas;35

    the

    psycho-musicological

    stud-

    ies

    by

    Stuart

    Feder;36and,

    of

    course,

    the book

    by

    Professor of

    Divinity

    David Greene.

    Even

    among

    musicians,

    though,

    his

    music continues to

    elicit

    uniquely

    deep

    and

    powerful responses;

    Barford,

    for

    example,

    writes,

    I have known

    quite

    a few

    people

    who,

    having

    become devoted

    Mahlerians,

    eventually

    found themselves

    living

    in

    a

    world

    of

    melan-

    choly introspection

    and romantic

    aspiration,

    in

    relation to which their

    daily

    duties

    and

    responsibilities

    came to seem an

    unpleasantly irritating

    obtrusion. 37

    It seems to

    me that

    many

    of the

    qualities

    in

    Mahler's works that

    evoke

    such broad and

    deep

    responses

    are

    the same

    qualities

    that

    make

    them so difficult to

    apprehend.

    These works, in other words,

    present

    unique

    musico-dramatic

    problems

    that demand

    unique

    analytic

    solu-

    tions.

    The

    approach

    that

    I

    have

    suggested

    here is one

    that

    neither

    rejects

    the

    tools of

    conventional

    analysis

    in

    its various

    forms,

    nor

    embraces a

    priori

    the

    mechanistic

    application

    of a

    particular

    analytic

    paradigm;

    rather,

    it

    enlists some

    of the music's most

    palpable

    charac-

    teristics-its use of

    time, recurrence,

    and

    climax-as

    means for

    allow-

    ing

    each

    work to reveal

    aspects

    of

    its

    deepest logic

    and

    meaning.

    Louisiana StateUniversity

    35

    This is

    the title

    essay

    in

    Lewis

    Thomas,

    Late

    Night

    Thoughts

    on

    Listening

    to

    Mahler's

    Ninth

    Symphony

    New

    York,

    1983).

    For

    Thomas, Mahler's

    music

    represents

    a

    premonition

    of

    nuclear

    annihilation.

    :(6

    Stuart

    Feder,

    Gustav Mahler Um

    Mitternacht,

    InternationalReview

    of

    Psycho-

    analysis

    VII

    (1980),

    1

    1-26;

    Gustav

    Mahler:

    The

    Music of

    Fratricide,

    International

    Review

    of

    Psychoanalysis

    VIII

    (198

    1

    ),

    257-84-

    3:7

    Barford,

    A Thematic

    Archetype,

    308.

    I

    suspect

    that what

    Barford was

    witnessing

    was

    actually

    the reverse of

    the

    process

    he

    describes;

    is it

    not

    more

    likely

    that

    certain

    peo-

    ple

    find

    in

    Mahler's music

    something

    that

    resonates

    with

    their

    own

    temperaments?