Tech Achievers Growth & Income ETF - … · election of director: charles h. mgmt for for robbins...
Transcript of Tech Achievers Growth & Income ETF - … · election of director: charles h. mgmt for for robbins...
(formerly Tech Achievers Growth & Income Fund)
IE00B4BNMY34
Meeting Type: Annual
2/10/2017
Tech Achievers Growth & Income ETF
Meeting Date Range: 01-Jul-2016 - 30-Jun-2017
Proposal Proposed by For/Against Management's
Recommendation
Proposal Vote
ACCENTURE PLC
Security: G1151C101
Ticker: ACN
ISIN:
Agenda Number: 934516874
Proxy Voting Report
No voteMgmt1A. RE-APPOINTMENT OF DIRECTOR: JAIME
ARDILA
Meeting Date:
Prop. #
No voteMgmt1B. RE-APPOINTMENT OF DIRECTOR:
CHARLES H. GIANCARLO
No voteMgmt1C. RE-APPOINTMENT OF DIRECTOR:
HERBERT HAINER
No voteMgmt1D. RE-APPOINTMENT OF DIRECTOR:
WILLIAM L. KIMSEY
No voteMgmt1E. RE-APPOINTMENT OF DIRECTOR:
MARJORIE MAGNER
No voteMgmt1F. RE-APPOINTMENT OF DIRECTOR: NANCY
MCKINSTRY
No voteMgmt1G. RE-APPOINTMENT OF DIRECTOR: PIERRE
NANTERME
No voteMgmt1H. RE-APPOINTMENT OF DIRECTOR: GILLES
C. PELISSON
No voteMgmt1I. RE-APPOINTMENT OF DIRECTOR: PAULA
A. PRICE
No voteMgmt1J. RE-APPOINTMENT OF DIRECTOR: ARUN
SARIN
No voteMgmt1K. RE-APPOINTMENT OF DIRECTOR: FRANK
K. TANG
No voteMgmt2. TO APPROVE, IN A NON-BINDING VOTE,
THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
No voteMgmt3. TO RECOMMEND, IN A NON-BINDING
VOTE, WHETHER A SHAREHOLDER VOTE
TO APPROVE THE COMPENSATION OF
OUR NAMED EXECUTIVE OFFICERS
SHOULD OCCUR EVERY 1, 2 OR 3 YEARS.
No voteMgmt4. TO RATIFY, IN A NON-BINDING VOTE, THE
APPOINTMENT OF KPMG LLP (KPMG) AS
THE INDEPENDENT AUDITORS OF
ACCENTURE AND TO AUTHORIZE, IN A
BINDING VOTE, THE AUDIT COMMITTEE
OF THE BOARD OF DIRECTORS TO
DETERMINE KPMG'S REMUNERATION.
No voteMgmt5. TO GRANT THE BOARD OF DIRECTORS
THE AUTHORITY TO ISSUE SHARES
UNDER IRISH LAW.
No voteMgmt6. TO GRANT THE BOARD OF DIRECTORS
THE AUTHORITY TO OPT-OUT OF
STATUTORY PRE-EMPTION RIGHTS
UNDER IRISH LAW.
No voteMgmt7. TO DETERMINE THE PRICE RANGE AT
WHICH ACCENTURE CAN RE-ALLOT
SHARES THAT IT ACQUIRES AS
TREASURY SHARES UNDER IRISH LAW.
ADOBE SYSTEMS INCORPORATED
Security: 00724F101
Ticker: ADBE
ISIN: US00724F1012
Meeting Type: Annual
4/12/2017Meeting Date:
Prop. # Proposal Proposed by For/Against Management's
Recommendation
Proposal Vote
1C. ELECTION OF DIRECTOR: ROBERT
BURGESS
Agenda Number: 934534581
For ForMgmt1A. ELECTION OF DIRECTOR: AMY BANSE
1E. ELECTION OF DIRECTOR: JAMES DALEY
For ForMgmt1B. ELECTION OF DIRECTOR: EDWARD
BARNHOLT
For ForMgmt
1G. ELECTION OF DIRECTOR: CHARLES
GESCHKE
For ForMgmt1D. ELECTION OF DIRECTOR: FRANK
CALDERONI
For ForMgmt
For ForMgmt1F. ELECTION OF DIRECTOR: LAURA
DESMOND
For ForMgmt
1I. ELECTION OF DIRECTOR: DANIEL
ROSENSWEIG
2. APPROVAL OF THE 2003 EQUITY
INCENTIVE PLAN AS AMENDED TO
INCREASE THE AVAILABLE SHARE
RESERVE BY 10 MILLION SHARES.
For ForMgmt1H. ELECTION OF DIRECTOR: SHANTANU
NARAYEN
For ForMgmt
4. APPROVAL ON AN ADVISORY BASIS OF
THE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS.
For ForMgmt1J. ELECTION OF DIRECTOR: JOHN
WARNOCK
For ForMgmt
For ForMgmt3. RATIFICATION OF THE APPOINTMENT OF
KPMG LLP AS THE COMPANY'S ...(DUE TO
SPACE LIMITS, SEE PROXY STATEMENT
FOR FULL PROPOSAL).
For ForMgmt
Security: 02079K305
1 Year ForMgmt5. APPROVAL ON AN ADVISORY BASIS OF
THE FREQUENCY OF THE ADVISORY
VOTE ON EXECUTIVE COMPENSATION.
US02079K3059
Meeting Type: Annual
6/7/2017Meeting Date:
ALPHABET INC
Prop. # Proposal Proposed by For/Against Management's
Recommendation
Proposal Vote
Agenda Number: 934604946
Ticker: GOOGL
ISIN:
1. DIRECTOR
1 LARRY PAGE For ForMgmt
2 SERGEY BRIN For ForMgmt
3 ERIC E. SCHMIDT For ForMgmt
4 L. JOHN DOERR For ForMgmt
5 ROGER W. FERGUSON, JR. For ForMgmt
6 DIANE B. GREENE For ForMgmt
7 JOHN L. HENNESSY For ForMgmt
8 ANN MATHER For ForMgmt
9 ALAN R. MULALLY For ForMgmt
10 PAUL S. OTELLINI For ForMgmt
11 K. RAM SHRIRAM For ForMgmt
12 SHIRLEY M. TILGHMAN For ForMgmt
For ForMgmt
5. THE FREQUENCY OF FUTURE
STOCKHOLDER ADVISORY VOTES
REGARDING COMPENSATION AWARDED
TO NAMED EXECUTIVE OFFICERS.
2. THE RATIFICATION OF THE
APPOINTMENT OF ERNST & YOUNG LLP
AS ALPHABET'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2017.
For ForMgmt3. THE APPROVAL OF AN AMENDMENT TO
ALPHABET'S 2012 STOCK PLAN TO
INCREASE THE SHARE RESERVE BY
15,000,000 SHARES OF CLASS C CAPITAL
STOCK.
7. A STOCKHOLDER PROPOSAL
REGARDING A LOBBYING REPORT, IF
PROPERLY PRESENTED AT THE
MEETING.
For ForMgmt4. THE APPROVAL OF THE 2016
COMPENSATION AWARDED TO NAMED
EXECUTIVE OFFICERS.
3 Years ForMgmt
9. A STOCKHOLDER PROPOSAL
REGARDING A REPORT ON GENDER PAY,
IF PROPERLY PRESENTED AT THE
MEETING.
Against ForShr6. A STOCKHOLDER PROPOSAL
REGARDING EQUAL SHAREHOLDER
VOTING, IF PROPERLY PRESENTED AT
THE MEETING.
Against ForShr
Against ForShr8. A STOCKHOLDER PROPOSAL
REGARDING A POLITICAL
CONTRIBUTIONS REPORT, IF PROPERLY
PRESENTED AT THE MEETING.
Against ForShr
Against ForShr10. A STOCKHOLDER PROPOSAL
REGARDING A CHARITABLE
CONTRIBUTIONS REPORT, IF PROPERLY
PRESENTED AT THE MEETING.
11. A STOCKHOLDER PROPOSAL
REGARDING THE IMPLEMENTATION OF
"HOLY LAND PRINCIPLES," IF PROPERLY
PRESENTED AT THE MEETING.
Against ForShr
Security: 037833100
Against ForShr12. A STOCKHOLDER PROPOSAL
REGARDING A REPORT ON "FAKE NEWS,"
IF PROPERLY PRESENTED AT THE
MEETING.
US0378331005
Meeting Type: Annual
2/28/2017Meeting Date:
APPLE INC.
Prop. # Proposal Proposed by For/Against Management's
Recommendation
Proposal Vote
Agenda Number: 934520556
Ticker: AAPL
ISIN:
For ForMgmt1A. ELECTION OF DIRECTOR: JAMES BELL
For ForMgmt1B. ELECTION OF DIRECTOR: TIM COOK
For ForMgmt1C. ELECTION OF DIRECTOR: AL GORE
For ForMgmt1D. ELECTION OF DIRECTOR: BOB IGER
For ForMgmt1E. ELECTION OF DIRECTOR: ANDREA JUNG
For ForMgmt1F. ELECTION OF DIRECTOR: ART LEVINSON
For ForMgmt1G. ELECTION OF DIRECTOR: RON SUGAR
For ForMgmt1H. ELECTION OF DIRECTOR: SUE WAGNER
For ForMgmt2. RATIFICATION OF THE APPOINTMENT OF
ERNST & YOUNG LLP AS APPLE'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017
For ForMgmt3. ADVISORY VOTE TO APPROVE
EXECUTIVE COMPENSATION
1 Year ForMgmt4. ADVISORY VOTE ON THE FREQUENCY OF
SHAREHOLDER VOTES ON EXECUTIVE
COMPENSATION
Against ForShr5. A SHAREHOLDER PROPOSAL ENTITLED
"CHARITABLE GIVING - RECIPIENTS,
INTENTS AND BENEFITS"
Against ForShr6. A SHAREHOLDER PROPOSAL
REGARDING DIVERSITY AMONG OUR
SENIOR MANAGEMENT AND BOARD OF
DIRECTORS
Against ForShr7. A SHAREHOLDER PROPOSAL ENTITLED
"SHAREHOLDER PROXY ACCESS
AMENDMENTS"
Against ForShr8. A SHAREHOLDER PROPOSAL ENTITLED
"EXECUTIVE COMPENSATION REFORM"
Against ForShr9. A SHAREHOLDER PROPOSAL ENTITLED
"EXECUTIVES TO RETAIN SIGNIFICANT
STOCK"
AUTOMATIC DATA PROCESSING, INC.
Security: 053015103
Ticker: ADP
ISIN: US0530151036
Meeting Type: Annual
11/8/2016Meeting Date:
Prop. # Proposal Proposed by For/Against Management's
Recommendation
Proposal Vote
Agenda Number: 934482340
1. DIRECTOR
1 PETER BISSON For ForMgmt
2 RICHARD T. CLARK For ForMgmt
3 ERIC C. FAST For ForMgmt
4 LINDA R. GOODEN For ForMgmt
5 MICHAEL P. GREGOIRE For ForMgmt
6 R. GLENN HUBBARD For ForMgmt
7 JOHN P. JONES For ForMgmt
8 WILLIAM J. READY For ForMgmt
9 CARLOS A. RODRIGUEZ For ForMgmt
10 SANDRA S. WIJNBERG For ForMgmt
For ForMgmt2. ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
For ForMgmt3. RATIFICATION OF THE APPOINTMENT OF
AUDITORS.
BROADCOM LIMITED
Security: Y09827109
Ticker: AVGO
ISIN: SG9999014823
Meeting Type: Annual
4/5/2017Meeting Date:
Prop. # Proposal Proposed by For/Against Management's
Recommendation
Proposal Vote
1C. ELECTION OF DIRECTOR: MR. LEWIS C.
EGGEBRECHT
Agenda Number: 934531977
For ForMgmt1A. ELECTION OF DIRECTOR: MR. HOCK E.
TAN
1E. ELECTION OF DIRECTOR: MR. EDDY W.
HARTENSTEIN
For ForMgmt1B. ELECTION OF DIRECTOR: MR. JAMES V.
DILLER
For ForMgmt
1G. ELECTION OF DIRECTOR: MR. DONALD
MACLEOD
For ForMgmt1D. ELECTION OF DIRECTOR: MR. KENNETH
Y. HAO
For ForMgmt
1I. ELECTION OF DIRECTOR: DR. HENRY
SAMUELI
For ForMgmt1F. ELECTION OF DIRECTOR: MR. CHECK
KIAN LOW
For ForMgmt
3. TO APPROVE THE GENERAL
AUTHORIZATION FOR THE DIRECTORS
OF BROADCOM TO ALLOT AND ISSUE
SHARES IN OUR CAPITAL, AS SET FORTH
IN BROADCOM'S NOTICE OF, AND PROXY
STATEMENT RELATING TO, ITS 2017
ANNUAL GENERAL MEETING.
For ForMgmt1H. ELECTION OF DIRECTOR: MR. PETER J.
MARKS
For ForMgmt
For ForMgmt2. TO APPROVE THE RE-APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS
BROADCOM'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
AND INDEPENDENT SINGAPORE
AUDITOR FOR THE FISCAL YEAR ENDING
OCTOBER 29, 2017 AND TO AUTHORIZE
THE AUDIT COMMITTEE TO FIX ITS
REMUNERATION, AS SET FORTH IN
BROADCOM'S NOTICE OF, AND PROXY
STATEMENT RELATING TO, ITS 2017
ANNUAL GENERAL MEETING.
For ForMgmt
5. TO RECOMMEND THAT A NON-BINDING,
ADVISORY VOTE TO APPROVE THE
COMPENSATION OF THE BROADCOM'S
NAMED EXECUTIVE OFFICERS BE PUT TO
SHAREHOLDERS FOR THEIR
CONSIDERATION EVERY: ONE; TWO; OR
THREE YEARS, AS SET FORTH IN
BROADCOM'S NOTICE OF, AND PROXY
STATEMENT RELATING TO, ITS 2017
ANNUAL GENERAL MEETING.
For ForMgmt4. TO APPROVE THE COMPENSATION OF
BROADCOM'S NAMED EXECUTIVE
OFFICERS, AS DISCLOSED IN
"COMPENSATION DISCUSSION AND
ANALYSIS" AND IN THE COMPENSATION
TABLES AND ACCOMPANYING NARRATIVE
DISCLOSURE UNDER "EXECUTIVE
COMPENSATION" IN BROADCOM'S
PROXY STATEMENT RELATING TO ITS
2017 ANNUAL GENERAL MEETING.
1 Year ForMgmt
US17275R1023
Meeting Type: Annual
12/12/2016
Proposal Proposed by For/Against Management's
Recommendation
Proposal Vote
CISCO SYSTEMS, INC.
Security: 17275R102
Ticker: CSCO
ISIN:
Agenda Number: 934494357
For ForMgmt1A. ELECTION OF DIRECTOR: CAROL A.
BARTZ
Meeting Date:
Prop. #
For ForMgmt1B. ELECTION OF DIRECTOR: M. MICHELE
BURNS
For ForMgmt1C. ELECTION OF DIRECTOR: MICHAEL D.
CAPELLAS
For ForMgmt1D. ELECTION OF DIRECTOR: JOHN T.
CHAMBERS
For ForMgmt1E. ELECTION OF DIRECTOR: AMY L. CHANG
For ForMgmt1F. ELECTION OF DIRECTOR: DR. JOHN L.
HENNESSY
For ForMgmt1G. ELECTION OF DIRECTOR: DR. KRISTINA
M. JOHNSON
For ForMgmt1H. ELECTION OF DIRECTOR: RODERICK C.
MCGEARY
For ForMgmt1I. ELECTION OF DIRECTOR: CHARLES H.
ROBBINS
For ForMgmt1J. ELECTION OF DIRECTOR: ARUN SARIN
For ForMgmt1K. ELECTION OF DIRECTOR: STEVEN M.
WEST
For ForMgmt2. APPROVAL, ON AN ADVISORY BASIS, OF
EXECUTIVE COMPENSATION.
For ForMgmt3. RATIFICATION OF
PRICEWATERHOUSECOOPERS LLP AS
CISCO'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL
2017.
Against ForShr4. APPROVAL TO REQUEST AN ANNUAL
REPORT RELATING TO CISCO'S
LOBBYING POLICIES, PROCEDURES AND
ACTIVITIES.
Against ForShr5. APPROVAL TO REQUEST A REPORT
DISCLOSING CERTAIN EMPLOYMENT
DATA RELATING TO CISCO'S ARAB AND
NON-ARAB EMPLOYEES IN ISRAEL-
PALESTINE FOR EACH OF THE PAST
THREE YEARS.
Against ForShr6. APPROVAL TO REQUEST THE BOARD TO
FORM A COMMITTEE TO REASSESS
POLICIES AND CRITERIA FOR DECISIONS
WITH RESPECT TO CISCO'S BUSINESS
INVOLVEMENTS WITH ISRAEL'S
SETTLEMENTS.
EMC CORPORATION
Security: 268648102 Agenda Number: 934449768
Ticker: EMC
ISIN: US2686481027
Meeting Type: Special
7/19/2016Meeting Date:
2. PROPOSAL TO APPROVE, ON A NON-
BINDING, ADVISORY BASIS, THE
COMPENSATION PAYMENTS THAT WILL
OR MAY BE PAID BY EMC TO ITS NAMED
EXECUTIVE OFFICERS IN CONNECTION
WITH THE MERGER.
Prop. # Proposal Proposed by For/Against Management's
Recommendation
Proposal Vote
No voteMgmt1. PROPOSAL TO APPROVE THE
AGREEMENT AND PLAN OF MERGER,
DATED AS OF OCTOBER 12, 2015, AS
AMENDED BY THE FIRST AMENDMENT TO
AGREEMENT AND PLAN OF MERGER,
DATED AS OF MAY 16, 2016, AS SO
AMENDED AND AS IT MAY BE AMENDED
FROM TIME TO TIME, REFERRED TO
COLLECTIVELY AS THE MERGER
AGREEMENT, AMONG DENALI HOLDING
...(DUE TO SPACE LIMITS, SEE PROXY
STATEMENT FOR FULL PROPOSAL)
No voteMgmt
Security: 30303M102
No voteMgmt3. PROPOSAL TO APPROVE THE
ADJOURNMENT OF THE SPECIAL
MEETING, IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE NOT SUFFICIENT
VOTES TO APPROVE THE MERGER
AGREEMENT.
US30303M1027
Meeting Type: Annual
6/1/2017Meeting Date:
FACEBOOK INC.
Prop. # Proposal Proposed by For/Against Management's
Recommendation
Proposal Vote
Agenda Number: 934590870
Ticker: FB
ISIN:
1. DIRECTOR
1 MARC L. ANDREESSEN For ForMgmt
2 ERSKINE B. BOWLES For ForMgmt
3 S.D.DESMOND-HELLMANN For ForMgmt
4 REED HASTINGS For ForMgmt
5 JAN KOUM For ForMgmt
6 SHERYL K. SANDBERG For ForMgmt
7 PETER A. THIEL For ForMgmt
8 MARK ZUCKERBERG For ForMgmt
For ForMgmt2. TO RATIFY THE APPOINTMENT OF ERNST
& YOUNG LLP AS FACEBOOK, INC.'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2017.
Against ForShr3. A STOCKHOLDER PROPOSAL
REGARDING CHANGE IN STOCKHOLDER
VOTING.
Against ForShr4. A STOCKHOLDER PROPOSAL
REGARDING A LOBBYING REPORT.
Against ForShr5. A STOCKHOLDER PROPOSAL
REGARDING FALSE NEWS.
Against ForShr6. A STOCKHOLDER PROPOSAL
REGARDING A GENDER PAY EQUITY
REPORT.
Against ForShr7. A STOCKHOLDER PROPOSAL
REGARDING AN INDEPENDENT CHAIR.
INTEL CORPORATION
Security: 458140100
Ticker: INTC
ISIN: US4581401001
Meeting Type: Annual
5/18/2017Meeting Date:
Prop. # Proposal Proposed by For/Against Management's
Recommendation
Proposal Vote
1C. ELECTION OF DIRECTOR: ANDY D.
BRYANT
Agenda Number: 934568431
For ForMgmt1A. ELECTION OF DIRECTOR: CHARLENE
BARSHEFSKY
1E. ELECTION OF DIRECTOR: OMAR ISHRAK
For ForMgmt1B. ELECTION OF DIRECTOR: ANEEL BHUSRI
For ForMgmt
1G. ELECTION OF DIRECTOR: TSU-JAE KING
LIU
For ForMgmt1D. ELECTION OF DIRECTOR: REED E.
HUNDT
For ForMgmt
1I. ELECTION OF DIRECTOR: GREGORY D.
SMITH
For ForMgmt1F. ELECTION OF DIRECTOR: BRIAN M.
KRZANICH
For ForMgmt
1K. ELECTION OF DIRECTOR: DAVID B.
YOFFIE
For ForMgmt1H. ELECTION OF DIRECTOR: DAVID S.
POTTRUCK
For ForMgmt
3. ADVISORY VOTE TO APPROVE
EXECUTIVE COMPENSATION
For ForMgmt1J. ELECTION OF DIRECTOR: FRANK D.
YEARY
For ForMgmt
For ForMgmt2. RATIFICATION OF SELECTION OF ERNST
& YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2017
For ForMgmt
For ForMgmt4. APPROVAL OF AMENDMENT AND
RESTATEMENT OF THE 2006 EQUITY
INCENTIVE PLAN
5. ADVISORY VOTE ON THE FREQUENCY OF
HOLDING FUTURE ADVISORY VOTES TO
APPROVE EXECUTIVE COMPENSATION
7. STOCKHOLDER PROPOSAL REQUESTING
THAT VOTES COUNTED ON
STOCKHOLDER PROPOSALS EXCLUDE
ABSTENTIONS
1 Year ForMgmt
Against ForShr6. STOCKHOLDER PROPOSAL REQUESTING
AN ANNUAL ADVISORY STOCKHOLDER
VOTE ON POLITICAL CONTRIBUTIONS
Against ForShr
US4592001014
Meeting Type: Annual
4/25/2017
Proposal Proposed by For/Against Management's
Recommendation
Proposal Vote
INTERNATIONAL BUSINESS MACHINES CORP.
Security: 459200101
Ticker: IBM
ISIN:
Agenda Number: 934539973
For ForMgmt1A. ELECTION OF DIRECTOR FOR A TERM OF
ONE YEAR: K.I. CHENAULT
Meeting Date:
Prop. #
For ForMgmt1B. ELECTION OF DIRECTOR FOR A TERM OF
ONE YEAR: M.L. ESKEW
For ForMgmt1C. ELECTION OF DIRECTOR FOR A TERM OF
ONE YEAR: D.N. FARR
For ForMgmt1D. ELECTION OF DIRECTOR FOR A TERM OF
ONE YEAR: M. FIELDS
For ForMgmt1E. ELECTION OF DIRECTOR FOR A TERM OF
ONE YEAR: A. GORSKY
For ForMgmt1F. ELECTION OF DIRECTOR FOR A TERM OF
ONE YEAR: S.A. JACKSON
For ForMgmt1G. ELECTION OF DIRECTOR FOR A TERM OF
ONE YEAR: A.N. LIVERIS
For ForMgmt1H. ELECTION OF DIRECTOR FOR A TERM OF
ONE YEAR: W.J. MCNERNEY, JR.
For ForMgmt1I. ELECTION OF DIRECTOR FOR A TERM OF
ONE YEAR: H.S. OLAYAN
For ForMgmt1J. ELECTION OF DIRECTOR FOR A TERM OF
ONE YEAR: J.W. OWENS
For ForMgmt1K. ELECTION OF DIRECTOR FOR A TERM OF
ONE YEAR: V.M. ROMETTY
For ForMgmt1L. ELECTION OF DIRECTOR FOR A TERM OF
ONE YEAR: S. TAUREL
For ForMgmt1M. ELECTION OF DIRECTOR FOR A TERM OF
ONE YEAR: P.R. VOSER
For ForMgmt2. RATIFICATION OF APPOINTMENT OF
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM
For ForMgmt3. ADVISORY VOTE ON EXECUTIVE
COMPENSATION
1 Year ForMgmt4. ADVISORY VOTE REGARDING
FREQUENCY OF ADVISORY VOTE ON
EXECUTIVE COMPENSATION
Against ForShr5. STOCKHOLDER PROPOSAL ON
LOBBYING DISCLOSURE
Against ForShr6. STOCKHOLDER PROPOSAL ON SPECIAL
SHAREOWNER MEETINGS
Against ForShr7. STOCKHOLDER PROPOSAL TO ADOPT A
PROXY ACCESS BY-LAW
INTUIT INC.
Security: 461202103
Ticker: INTU
ISIN: US4612021034
Meeting Type: Annual
1/19/2017Meeting Date:
Prop. # Proposal Proposed by For/Against Management's
Recommendation
Proposal Vote
1C. ELECTION OF DIRECTOR: RICHARD L.
DALZELL
Agenda Number: 934509906
For ForMgmt1A. ELECTION OF DIRECTOR: EVE BURTON
1E. ELECTION OF DIRECTOR: SUZANNE
NORA JOHNSON
For ForMgmt1B. ELECTION OF DIRECTOR: SCOTT D.
COOK
For ForMgmt
1G. ELECTION OF DIRECTOR: BRAD D. SMITH
For ForMgmt1D. ELECTION OF DIRECTOR: DIANE B.
GREENE
For ForMgmt
For ForMgmt1F. ELECTION OF DIRECTOR: DENNIS D.
POWELL
For ForMgmt
1I. ELECTION OF DIRECTOR: JEFF WEINER
3. APPROVAL OF THE AMENDED AND
RESTATED 2005 EQUITY INCENTIVE PLAN
TO (A) INCREASE THE SHARE RESERVE
BY AN ADDITIONAL 23,110,386 SHARES;
(B) REAPPROVE THE MATERIAL TERMS
OF PERFORMANCE-BASED
COMPENSATION FOR PURPOSES OF
SECTION 162(M) OF THE INTERNAL
REVENUE CODE OF 1986, AS AMENDED;
AND (C) AMEND CERTAIN TERMS OF THE
2005 EQUITY INCENTIVE PLAN.
For ForMgmt1H. ELECTION OF DIRECTOR: RAUL VAZQUEZ
For ForMgmt
For ForMgmt2. RATIFICATION OF THE SELECTION OF
ERNST & YOUNG LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING JULY 31, 2017.
For ForMgmt
Security: 512807108
For ForMgmt4. APPROVAL, ON AN ADVISORY BASIS, OF
THE COMPANY'S EXECUTIVE
COMPENSATION.
US5128071082
Meeting Type: Annual
11/9/2016Meeting Date:
LAM RESEARCH CORPORATION
Prop. # Proposal Proposed by For/Against Management's
Recommendation
Proposal Vote
Agenda Number: 934482845
Ticker: LRCX
ISIN:
ForMgmt
1. DIRECTOR
1 MARTIN B. ANSTICE For ForMgmt
ForMgmt
2 ERIC K. BRANDT For ForMgmt
3 MICHAEL R. CANNON For
ForMgmt
4 YOUSSEF A. EL-MANSY For ForMgmt
5 CHRISTINE A. HECKART For
6 CATHERINE P. LEGO For ForMgmt
7 STEPHEN G. NEWBERRY For
8 ABHIJIT Y. TALWALKAR For ForMgmt
ForMgmt
ForMgmt
9 RICK L. TSAI For
4. RATIFICATION OF THE APPOINTMENT OF
THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL YEAR
2017.
10 JOHN T. DICKSON For ForMgmt
11 GARY B. MOORE For
For ForMgmt3. ADVISORY VOTE TO APPROVE THE
COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS OF LAM
RESEARCH, OR "SAY ON PAY."
For ForMgmt
IE00BTN1Y115
Meeting Type: Annual
12/9/2016
Proposal Proposed by For/Against Management's
Recommendation
Proposal Vote
MEDTRONIC PLC
Security: G5960L103
Ticker: MDT
ISIN:
Agenda Number: 934492113
For ForMgmt1A. ELECTION OF DIRECTOR: RICHARD H.
ANDERSON
Meeting Date:
Prop. #
For ForMgmt1B. ELECTION OF DIRECTOR: CRAIG ARNOLD
For ForMgmt1C. ELECTION OF DIRECTOR: SCOTT C.
DONNELLY
For ForMgmt1D. ELECTION OF DIRECTOR: RANDALL
HOGAN III
For ForMgmt1E. ELECTION OF DIRECTOR: OMAR ISHRAK
For ForMgmt1F. ELECTION OF DIRECTOR: SHIRLEY A.
JACKSON, PH.D.
For ForMgmt1G. ELECTION OF DIRECTOR: MICHAEL O.
LEAVITT
For ForMgmt1H. ELECTION OF DIRECTOR: JAMES T.
LENEHAN
For ForMgmt1I. ELECTION OF DIRECTOR: ELIZABETH
NABEL, M.D.
For ForMgmt1J. ELECTION OF DIRECTOR: DENISE M.
O'LEARY
For ForMgmt1K. ELECTION OF DIRECTOR: KENDALL J.
POWELL
For ForMgmt1L. ELECTION OF DIRECTOR: ROBERT C.
POZEN
For ForMgmt1M. ELECTION OF DIRECTOR: PREETHA
REDDY
For ForMgmt2. TO RATIFY THE RE-APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS
MEDTRONIC'S INDEPENDENT AUDITOR
FOR FISCAL YEAR 2017 AND AUTHORIZE
THE BOARD OF DIRECTORS, ACTING
THROUGH THE AUDIT COMMITTEE, TO
SET ITS REMUNERATION.
For ForMgmt3. TO APPROVE IN A NON-BINDING
ADVISORY VOTE, NAMED EXECUTIVE
OFFICER COMPENSATION (A "SAY-ON-
PAY" VOTE).
For ForMgmt4. TO APPROVE AMENDMENTS TO
MEDTRONIC'S ARTICLES OF
ASSOCIATION TO IMPLEMENT "PROXY
ACCESS".
For ForMgmt5A. TO APPROVE AMENDMENTS TO
MEDTRONIC'S: ARTICLES OF
ASSOCIATION TO MAKE CERTAIN
ADMINISTRATIVE CHANGES.
For ForMgmt5B. TO APPROVE AMENDMENTS TO
MEDTRONIC'S: MEMORANDUM OF
ASSOCIATION TO MAKE CERTAIN
ADMINISTRATIVE CHANGES.
For ForMgmt6. TO APPROVE AMENDMENTS TO
MEDTRONIC'S ARTICLES OF
ASSOCIATION TO CLARIFY THE BOARD'S
SOLE AUTHORITY TO DETERMINE ITS
SIZE WITHIN THE FIXED LIMITS IN THE
ARTICLES OF ASSOCIATION.
MICROSOFT CORPORATION
Security: 594918104
Ticker: MSFT
ISIN: US5949181045
Meeting Type: Annual
11/30/2016Meeting Date:
Prop. # Proposal Proposed by For/Against Management's
Recommendation
Proposal Vote
Agenda Number: 934491224
For ForMgmt1A. ELECTION OF DIRECTOR: WILLIAM H.
GATES III
For ForMgmt1B. ELECTION OF DIRECTOR: TERI L. LIST-
STOLL
1C. ELECTION OF DIRECTOR: G. MASON
MORFIT
1E. ELECTION OF DIRECTOR: CHARLES H.
NOSKI
For ForMgmt
1G. ELECTION OF DIRECTOR: SANDRA E.
PETERSON
For ForMgmt1D. ELECTION OF DIRECTOR: SATYA
NADELLA
For ForMgmt
1I. ELECTION OF DIRECTOR: JOHN W.
STANTON
For ForMgmt1F. ELECTION OF DIRECTOR: HELMUT PANKE
For ForMgmt
1K. ELECTION OF DIRECTOR: PADMASREE
WARRIOR
For ForMgmt1H. ELECTION OF DIRECTOR: CHARLES W.
SCHARF
For ForMgmt
3. RATIFICATION OF DELOITTE & TOUCHE
LLP AS OUR INDEPENDENT AUDITOR FOR
FISCAL YEAR 2017
For ForMgmt1J. ELECTION OF DIRECTOR: JOHN W.
THOMPSON
For ForMgmt
5. APPROVAL OF FRENCH SUB PLAN
UNDER THE 2001 STOCK PLAN
For ForMgmt2. ADVISORY VOTE TO APPROVE NAMED
EXECUTIVE OFFICER COMPENSATION
For ForMgmt
For ForMgmt4. APPROVAL OF AMENDMENT TO OUR
AMENDED AND RESTATED ARTICLES OF
INCORPORATION
For ForMgmt
Security: 68389X105
Against ForShr6. SHAREHOLDER PROPOSAL -
REQUESTING CERTAIN PROXY ACCESS
BYLAW AMENDMENTS
US68389X1054
Meeting Type: Annual
11/16/2016Meeting Date:
ORACLE CORPORATION
Prop. # Proposal Proposed by For/Against Management's
Recommendation
Proposal Vote
Agenda Number: 934483556
Ticker: ORCL
ISIN:
1. DIRECTOR
1 JEFFREY S. BERG For ForMgmt
2 H. RAYMOND BINGHAM For ForMgmt
3 MICHAEL J. BOSKIN For ForMgmt
4 SAFRA A. CATZ For ForMgmt
5 BRUCE R. CHIZEN For ForMgmt
6 GEORGE H. CONRADES For ForMgmt
7 LAWRENCE J. ELLISON For ForMgmt
8 HECTOR GARCIA-MOLINA For ForMgmt
9 JEFFREY O. HENLEY For ForMgmt
10 MARK V. HURD For ForMgmt
11 RENEE J. JAMES For ForMgmt
12 LEON E. PANETTA For ForMgmt
13 NAOMI O. SELIGMAN For ForMgmt
For ForMgmt2. ADVISORY VOTE TO APPROVE THE
COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS.
For ForMgmt3. RATIFICATION OF THE SELECTION OF
ERNST & YOUNG LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL YEAR 2017.
Against ForShr4. STOCKHOLDER PROPOSAL REGARDING
LOBBYING REPORT.
QUALCOMM INCORPORATED
Security: 747525103 Agenda Number: 934522435
Ticker: QCOM
ISIN: US7475251036
Meeting Type: Annual
3/7/2017Meeting Date:
Prop. # Proposal Proposed by For/Against Management's
Recommendation
Proposal Vote
1B. ELECTION OF DIRECTOR: JEFFREY W.
HENDERSON
1D. ELECTION OF DIRECTOR: PAUL E.
JACOBS
For ForMgmt1A. ELECTION OF DIRECTOR: BARBARA T.
ALEXANDER
For ForMgmt
1F. ELECTION OF DIRECTOR: HARISH
MANWANI
For ForMgmt1C. ELECTION OF DIRECTOR: THOMAS W.
HORTON
For ForMgmt
1H. ELECTION OF DIRECTOR: STEVE
MOLLENKOPF
For ForMgmt1E. ELECTION OF DIRECTOR: ANN M.
LIVERMORE
For ForMgmt
1J. ELECTION OF DIRECTOR: FRANCISCO
ROS
For ForMgmt1G. ELECTION OF DIRECTOR: MARK D.
MCLAUGHLIN
For ForMgmt
2. RATIFICATION OF THE SELECTION OF
PRICEWATERHOUSECOOPERS LLP AS
OUR INDEPENDENT PUBLIC
ACCOUNTANTS FOR OUR FISCAL YEAR
ENDING SEPTEMBER 24, 2017.
For ForMgmt1I. ELECTION OF DIRECTOR: CLARK T.
RANDT, JR.
For ForMgmt
4. STOCKHOLDER PROPOSAL TO AMEND
THE PROXY ACCESS PROVISION OF OUR
AMENDED AND RESTATED BYLAWS, IF
PROPERLY PRESENTED AT THE ANNUAL
MEETING.
For ForMgmt1K. ELECTION OF DIRECTOR: ANTHONY J.
VINCIQUERRA
For ForMgmt
For ForMgmt3. APPROVAL, ON AN ADVISORY BASIS, OF
OUR EXECUTIVE COMPENSATION.
Against ForShr
US7565771026
Meeting Type: Annual
8/11/2016
Proposal Proposed by For/Against Management's
Recommendation
Proposal Vote
RED HAT, INC.
Security: 756577102
Ticker: RHT
ISIN:
Agenda Number: 934455278
Meeting Date:
Prop. #
No voteMgmt1A. ELECTION OF DIRECTOR: SOHAIB ABBASI
No voteMgmt1B. ELECTION OF DIRECTOR: W. STEVE
ALBRECHT
No voteMgmt1C. ELECTION OF DIRECTOR: CHARLENE T.
BEGLEY
No voteMgmt1D. ELECTION OF DIRECTOR: JEFFREY J.
CLARKE
No voteMgmt1E. ELECTION OF DIRECTOR: NARENDRA K.
GUPTA
No voteMgmt1F. ELECTION OF DIRECTOR: KIMBERLY L.
HAMMONDS
No voteMgmt1G. ELECTION OF DIRECTOR: WILLIAM S.
KAISER
No voteMgmt1H. ELECTION OF DIRECTOR: DONALD H.
LIVINGSTONE
No voteMgmt1I. ELECTION OF DIRECTOR: H. HUGH
SHELTON
No voteMgmt1J. ELECTION OF DIRECTOR: JAMES M.
WHITEHURST
No voteMgmt2. TO RATIFY THE SELECTION OF
PRICEWATERHOUSECOOPERS LLP AS
RED HAT'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING FEBRUARY 28,
2017
No voteMgmt3. TO APPROVE, ON AN ADVISORY BASIS, A
RESOLUTION RELATING TO RED HAT'S
EXECUTIVE COMPENSATION
No voteMgmt4. TO APPROVE RED HAT'S 2016
PERFORMANCE COMPENSATION PLAN
No voteMgmt5. TO APPROVE RED HAT'S 2016 EMPLOYEE
STOCK PURCHASE PLAN
TEXAS INSTRUMENTS INCORPORATED
Security: 882508104 Agenda Number: 934535165
Ticker: TXN
ISIN: US8825081040
Meeting Type: Annual
4/20/2017Meeting Date:
Prop. # Proposal Proposed by For/Against Management's
Recommendation
Proposal Vote
1B. ELECTION OF DIRECTOR: M. A. BLINN
1D. ELECTION OF DIRECTOR: D. A. CARP
For ForMgmt1A. ELECTION OF DIRECTOR: R. W. BABB, JR.
For ForMgmt
1F. ELECTION OF DIRECTOR: C. S. COX
For ForMgmt1C. ELECTION OF DIRECTOR: T. M.
BLUEDORN
For ForMgmt
1H. ELECTION OF DIRECTOR: R. KIRK
For ForMgmt1E. ELECTION OF DIRECTOR: J. F. CLARK
For ForMgmt
1J. ELECTION OF DIRECTOR: R. E. SANCHEZ
For ForMgmt1G. ELECTION OF DIRECTOR: J. M. HOBBY
For ForMgmt
1L. ELECTION OF DIRECTOR: R. K.
TEMPLETON
For ForMgmt1I. ELECTION OF DIRECTOR: P. H. PATSLEY
For ForMgmt
3. BOARD PROPOSAL REGARDING
ADVISORY APPROVAL OF ANNUAL
FREQUENCY FOR FUTURE ADVISORY
VOTES ON EXECUTIVE COMPENSATION.
For ForMgmt1K. ELECTION OF DIRECTOR: W. R. SANDERS
For ForMgmt
For ForMgmt2. BOARD PROPOSAL REGARDING
ADVISORY APPROVAL OF THE
COMPANY'S EXECUTIVE COMPENSATION.
1 Year ForMgmt
Security: 92826C839
For ForMgmt4. BOARD PROPOSAL TO RATIFY THE
APPOINTMENT OF ERNST & YOUNG LLP
AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2017.
US92826C8394
Meeting Type: Annual
1/31/2017Meeting Date:
VISA INC.
Agenda Number: 934512890
Ticker: V
ISIN:
Prop. # Proposal Proposed by For/Against Management's
Recommendation
Proposal Vote
No voteMgmt1A. ELECTION OF DIRECTOR: LLOYD A.
CARNEY
No voteMgmt1B. ELECTION OF DIRECTOR: MARY B.
CRANSTON
No voteMgmt1C. ELECTION OF DIRECTOR: FRANCISCO
JAVIER FERNANDEZ-CARBAJAL
No voteMgmt1D. ELECTION OF DIRECTOR: GARY A.
HOFFMAN
No voteMgmt1E. ELECTION OF DIRECTOR: ALFRED F.
KELLY, JR.
No voteMgmt1F. ELECTION OF DIRECTOR: ROBERT W.
MATSCHULLAT
No voteMgmt1G. ELECTION OF DIRECTOR: SUZANNE
NORA JOHNSON
No voteMgmt1H. ELECTION OF DIRECTOR: JOHN A.C.
SWAINSON
No voteMgmt1I. ELECTION OF DIRECTOR: MAYNARD G.
WEBB, JR.
No voteMgmt2. ADVISORY VOTE TO APPROVE
EXECUTIVE COMPENSATION.
No voteMgmt3. ADVISORY VOTE ON THE FREQUENCY OF
FUTURE ADVISORY VOTES ON
EXECUTIVE COMPENSATION.
No voteMgmt4. RATIFICATION OF THE APPOINTMENT OF
KPMG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE 2017 FISCAL YEAR.