Taking the Pulse of HBCUs

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    A R T I C L E S

    Taking the Pulse of Historically Black Colleges

    Sheldon Avery

    Published online: 4 July 2009

    # Springer Science + Business Media, LLC 2009

    The federal Higher Education Act of 1965, as amended, defines a

    historically black institution of higher education as any historically black

    college or university that was established prior to 1964, whose principle mission

    was, and is, the education of black Americans.1 They are usually referred to as

    HBCUs. Most private black colleges originated in the nineteen southern and

    border states after the Civil War during and after Reconstruction (1867

    1890).They were started by white northern missionaries and white and black church

    groups, aided in the early years by the Freedmens Bureau, and in the later years

    by white philanthropic foundations funded by Nelson Rockefeller, Andrew

    Carnegie, Julius Rosenwald, and others. Most public black colleges, with the

    exception of federally funded Howard University, were started after passage of

    the Second Morrill Act in 1890 that provided federal funds for land grant

    colleges.

    Over time many black colleges closed or changed their mission and

    curricula, and others were established. In 1900 only about 4,000 black

    college students were enrolled in HBCUs, the great majority in the South.

    Because of the prohibition against educating slaves before 1865 and the

    meager resources provided for black education during Reconstruction, by

    1900 only fifty-eight of the ninety-nine HBCUs had college-level curricula,

    Acad. Quest. (2009) 22:327339

    DOI 10.1007/s12129-009-9116-8

    1Signed into U.S. law on November 8, 1965, the Higher Education Act of 1965 (Pub. L. No. 89-329), was

    part of President Lyndon Johnsons Great Society domestic agenda. The act was reauthorized in 1968,

    1972, 1976, 1980, 1986, 1992, 1998, and 2008. Before each reauthorization, Congress amends additional

    h h l d li i f i i k h h

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    and only 10 percent of black students were in postsecondary academic

    programs. Between 1900 and 1930 black student enrollment had expanded to

    29,000 and HBCUs began to develop into a viable higher education system.

    Due to the Souths dual racial education system before the 1950s, HBCUswere the overwhelming source for an educated middle class of lawyers,

    doctors, teachers, and leaders to serve the black community.2

    Today there are about 103 HBCUs, slightly more than half private, the rest

    public, and a few two-year institutions. Together they have graduated about

    70 percent of all blacks who have received a college degree since the nations

    founding. Although today only about 14 percent of black college students

    attend HBCUs, 70 percent of all black doctors and dentists, 50 percent of all black engineers and public school teachers, and 35 percent of all black

    attorneys received their bachelors degrees at an HBCU.3 Despite that record,

    since the 1950s HBCUs have felt insecure about their future.

    On May 24, 1954, the U.S. Supreme Court announced its decision in the

    school desegregation case Brown v. Board of Education.4 This landmark case

    has influenced contemporary American social and political history more than

    any other in the last half century by overturning Plessy v. Ferguson,5 the 1896

    ruling that made segregated public railway cars (and by extension all public

    facilities) constitutional if they were separate but equal in some undefined way.

    Plessy and the segregated land grant colleges set up in the South by the Second

    Morrill Act gave legitimacy to the white Souths public separation of the races.

    Since 1935, the National Association for the Advancement of Colored People

    (NAACP) had been seeking integration of public schools through court cases

    challenging Plessy by representing individual black students seeking access to

    segregated law schools in Maryland (1935), Missouri (1938), Oklahoma (1948)and Texas (1950).6 Although the NAACP won all these cases, the Supreme

    2See Julian B. Roebuck and Komanduri S. Murty, Historically Black Colleges and Universities: Their

    Place in American Higher Education (Westport, CN: Praeger, 1993), chap. 2, for a good, brief history of

    HBCUs. Another solid synopsis of the history of HBCUs is Walter R. Allen et al., Historically Black

    Colleges and Universities: Honoring the Past, Engaging the Present, Touching the Future, Journal of

    Negro Education 76, no. 3 (Summer 2007): 26380.3United Negro College Fund, Fact Sheet, revised February 2008, http://give.uncf.org/site/DocServer/

    AEOS_about_uncf_factsheet.pdf?docID=541.4Brown v. Board of Education, 347 U.S. 483 (1954).

    328 Avery

    http://give.uncf.org/site/DocServer/AEOS_about_uncf_factsheet.pdf?docID=541http://give.uncf.org/site/DocServer/AEOS_about_uncf_factsheet.pdf?docID=541http://give.uncf.org/site/DocServer/AEOS_about_uncf_factsheet.pdf?docID=541http://give.uncf.org/site/DocServer/AEOS_about_uncf_factsheet.pdf?docID=541
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    Court had not overturned Plessy because none of the states involved had

    provided anything remotely resembling equal facilities for black students. In

    Brown, the Court dealt with a situation in Kansas where conditions for black

    studentsschool buildings, equipment, teacher preparation, training, andsalarieswere close enough to those conditions for white students that the

    judges had to rule on the constitutionality of the separate but equal doctrine

    itself. Based in large measure on the testimony of black psychologist Kenneth

    Clarks contention that requiring the separation of black and white students in

    schools (and potentially in institutions of higher learning) created a sense of

    inferiority among minority blacks and violated their Fourteenth Amendment

    right to

    equal protection before the law,

    the Warren Court unanimouslyoverturnedPlessy and announced that racially separate schools were inherently

    unequal and therefore unconstitutional.

    The Brown decision was hailed by most blacks and whites who opposed

    what were called Jim Crow laws, but a number of HBCU presidents and

    others with connections to these southern and border state institutions were

    concerned that the Courts decision to desegregate all elementary and

    secondary schools could also be used to integrate or eliminate HBCUs. They

    feared the Court would extend the rejection of the separate but equal

    doctrine to all public colleges and universities in the South and that many

    black students at public and private HBCUs would choose or transfer to

    predominantly white public universities (PWIs) because of their superior

    facilities, program offerings, and comparable tuition costs.7

    The United Negro College Fund (UNCF), an association of most of the

    private HBCUs, anticipated the Courts decision and was ready to challenge

    any attempt to shut down HBCUs. Formed in 1944 by twenty-seven privateaccredited four-year HBCUs to coordinate fundraising from white and black

    supporters of black higher education to raise money to provide scholarships,

    improve facilities, and use the media to promote HBCUs, UNCF could speak

    as one voice for some of the best known and most respected HBCUsFisk,

    Morehouse, Spelman, Dillard but faced a dilemma following the Brown

    decision. For ten years it had promoted its member colleges and HBCUs in

    7See M Christopher Brown II Collegiate Desegregation and the Public Black College: A New Policy

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    general as superior to PWIs for black students academically, socially,

    psychologically, and culturally. But now the Court was saying that

    segregated schools were inherently inferior for minority students. How could

    UNCF spokesman reconcile these messages? Would white business leadersstop supporting UNCF? Would black students abandon HBCUs? If UNCF

    members and public HBCUS began actively recruiting white students to

    compensate for likely diminished black enrollment, would that alter the

    HBCUs social and academic environment and undermine their basic mission

    to provide black students quality education and racial uplift?8

    UNCFs solution was necessarily pragmatic. Seemingly accepting the

    inevitability of desegregated higher education in the South, they argued that,given the southern states historic opposition to desegregation, the transition

    would take an indefinite period of time to complete, echoing the Warren

    Courts ambiguous call in 1955 for the states to use all deliberate speed to

    carry out desegregation of the schools.9 This tactic worked for a while.

    Corporate donations to UNCF held steady and few blacks successfully

    enrolled in southern public PWIs. But in the 1960s conditions dramatically

    changed in U.S. race relations. Under the leadership of Lyndon Johnson,

    Congress responded to southern states resistance and delaying tactics to civil

    rights reforms by passing the Civil Rights Act of 1964, the Higher Education

    Act of 1965, and the Voting Rights Act of 1965.10

    The Civil Rights Act of 1964 gave the executive branch tools needed to

    enforce the Brown decision, including Title VI, which allowed the

    government to withhold federal funds from colleges and universities that

    were resisting desegregation. The Higher Education Act of 1965 provided

    federal funds to help economically disadvantaged students attend college.During the same period, the slow rate of social change brought major race

    riots; the emergence of radical black groups like the Nation of Islam and

    Black Panthers demanding black power; and students on HBCU campuses,

    like North Carolina A & T, Fisk, and Jackson State, staging protests against

    Jim Crow laws and the Vietnam War, but also demanding more of a voice on

    8Mary Beth Gasman, Rhetoric vs. Reality: The Fundraising Messages of the United Negro College Fundin the Immediate Aftermath of the Brown Decision, History of Education Quarterly 44, no. 1 (Spring

    2004): 70 94

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    campuses and in black communities. Even the Student Nonviolent

    Coordinating Committee, founded in 1960 mostly by black students from

    many HBCUs in support of Dr. Martin Luther Kings non-violent civil rights

    movement, eventually turned to greater militancy and public protest beyondtactics supported by Dr. Kings Southern Christian Leadership Conference.

    Many HBCU presidents followed their students lead and became more

    militant, supporting black studies courses and demanding greater equity in

    funding for black colleges from state legislatures and the federal government.

    In support of these financial demands, black scholars began to publish research

    on conditions at HBCUs, especially on how black HBCU students fared in

    comparison to black PWI students. Their research generally found that in mostquantitative and qualitative outcomes (e.g., retention and graduation rates,

    transfers to graduate and professional schools, positive interaction with

    students and faculty) black students seemed to be doing better at HBCUs

    despite insufficient financial support from southern state legislatures.11

    During the stormy late 1960s and early 1970s the issue of desegregat-

    ing HBCUs seemed to fade into the background. The federal government

    was not pressuring southern PWIs to do more than introduce race-neutral

    admission standards, and allow a small number of high-achieving black

    students to desegregate PWIs. But HBCUs were experiencing another

    threat to their survival. A series of actions by the federal government was

    dramatically altering black enrollments in higher education and at

    HBCUs. Black higher education enrollments significantly increased when

    black war veterans took advantage of the G.I. Bill and others joined the

    second black migration from the South to northern cities for better paying

    jobs and escape from southern-style racism. Outside the South publicPWIs were integrated and generally welcomed qualified black students

    even before affirmative action took root. In parts of the South public

    PWIs were beginning to accept more black students. As a result, although

    black enrollments in higher education grew, the percentage of blacks at

    11See, Harold Wenglinsky, The Educational Justification for Historically Black Colleges and Universities:

    A Policy Response to the U.S. Supreme Court, Educational Evaluation and Policy Analyses 181 (Spring1996): 91103; Laura W. Perna et. al., The Status of Equity for Black Undergraduates in Public Higher

    Education in the South: Still Separate and Unequal, Research in Higher Education 47, no. 2 (March

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    HBCUs dropped dramatically. In the early 1960s, more than 70 percent of

    all black students attended HBCUs; by 1968 that number dropped to 36

    percent, and by 1976 to just 18 percent.12

    In addition to declining enrollments, a number of the smaller HBCUs,those averaging less than one thousand students, were suffering from

    administrative mismanagement, aging facilities, and accreditation problems.

    There was still reason to fear that federal courts would use Brown to force

    HBCUs to merge with nearby public PWIs or be closed down to speed up the

    desegregation process. For example, even before the Brown decision, the

    University of Kentucky had in 1951 opened all its programs to qualified

    blacks, and Louisville Municipal College, a black college nearby, was shutdown and all but one of its eighteen black faculty dismissed.13

    Frustrated with the slow pace of school desegregation in the South, the

    Supreme Court ruled in Green School Board v. New Kent County in 1968

    that the countys freedom of choice planwhereby parents could send their

    children to either the black or white elementary and high school in that rural

    eastern Virginia countywas ineffective in ending segregation because no

    white parents had chosen the black schools and very few blacks had chosen the

    white schools. The Court was now demanding that school boards do their

    affirmative duty to desegregate their dual school systems. In Green, the Court

    made clear that freedom of choice plans satisfied Brown and Brown II only if

    they did not produce a white or a black school, but just a school.14 HBCU

    supporters were concerned that the Court would apply Greens endorsement of

    full integration to higher education and insist that southern states merge their

    public colleges and universities, possibly resulting in the loss of many HBCUs.

    In 1969 the Department of Health, Education and Welfare (HEW) notifiedten southern and border states that they were still in violation of the Civil

    Rights Act of 1964 and called for each to submit desegregation plans.

    Because newly elected president Richard Nixon dropped use of the threat to

    suspend federal funds to states that did not comply, most of the ten states

    ignored HEWs request. In 1970 the Legal Defense and Education Fund

    (LDF), which had become independent of the NAACP in 1957, forced the

    12Kenneth E. Redd, Historically Black Colleges and Universities: Making a Comeback, New Directions

    f Hi h Ed ti 102 (S 1998) 33 43

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    issue by suing HEW for failing to enforce Title VI of the Civil Rights Act. In

    Adams v. Richardson (19701973), a class action suit against HEW for

    permitting a dual racial system of higher education in the states,15 the LDF

    was joined by the National Association for Equal Educational Opportunity inHigher Education (NAFEO), formed in 1969 by black public and private

    college presidents working together for the first time to lobby for greater state

    and federal funding for HBCUs.16

    The Adams cases did not resolve any of the outstanding legal issues but were

    important for two reasons. First, it revealed deep differences about integration

    within the black community, which the conflicting positions taken by the LDF

    and NAFEO briefs in theAdams cases reflect. Second, it became clear in Adamsthat the federal courts were treating desegregation in higher education differently

    from elementary and secondary schools, partly because a students choice of

    school was more a factor in higher education. On the first matter, the underlying

    difference between the positions of the LDF/NAACP and the NAFEO was that

    the former were committed to full integration while the latter was more

    interested in protecting HBCUs and preserving a viable black culture. The

    NAACP/LDF leadership did not believe HBCUs would ever get the funding

    necessary to compete with white colleges. NAFEO leaders feared integration

    would lead to the demise of HBCUs.

    The Adams cases were dismissed when the U.S. Fifth Circuit Court of

    Appeals in Washington, DC, ordered the states to submit desegregation plans

    to HEW. In 1974 HEW accepted most of the plans. In 1975, a group of black

    Mississippians dissatisfied with the inconclusive outcome of Adams filed a

    class action suit against the Office of Civil Rights of the federal Department

    of Education. Over time, Adams evolved into United States v. Fordice, alandmark case in desegregating higher education that took more than two

    decades to be resolved.17

    Mississippi was one of ten states challenged by Adams to present HEW

    with a workable desegregation plan for higher education. The state had

    the worst record of response to Brown. Although by 1870 Mississippi had

    two private black colleges (Shaw University, later renamed Rust College,

    and Tougaloo Normal and Manual Training School) and was the first

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    southern state to create a black public land grant college (Alcorn

    University in 1871), when whites regained political control after

    Reconstruction in 1877 Mississippi reduced Alcorns status to a

    vocational college and drastically cut its funding. By 1900 blacksrepresented 60 percent of Mississippis students at all levels, but received

    only 19 percent of state funding.

    Alcorn was Mississippis only black public college until the World War II era,

    when Jackson State University (1940) and Mississippi Valley State University

    (1946) were established. After the Brown decision in 1954 Mississippi became

    the first state to create a segregationist Citizens Council and use interposition, a

    modern form of state nullification of federal law, to resist school integration.Mississippis five public white universities resisted accepting any black students

    until James Meredith won access to the University of Mississippi in 1961.

    Meredith had to be escorted to campus by 16,000 federal troops, and ensuing

    riots led to several deaths and hundreds wounded.18

    When HEW accepted Mississippis desegregation plan in 1974, a group of

    Mississippis black leaders in the Black Mississippians Council for Higher

    Education were greatly dissatisfied with the states limited reforms. They

    filed a class action suit, Ayers v. Waller, in January 1975.19 The plaintiffs in

    Ayers were primarily interested in two legal issues raised by Brown not yet

    resolved by the courts: Were Mississippis HBCUs legal, and if so could they

    demand major financial enhancements from the state and federal government

    to catch up with the states PWIs? The answers to these questions would

    likely affect black higher education throughout the South.

    The state of Mississippi claimed it had come into compliance with Brown by

    increasing funding for the HBCUs, introducing race-neutral student admissionstandards at all public universities by using American College Test (ACT)

    scores, and raising mission designation for Jackson State to allow it almost as

    many masters and doctorate programs as the three PWIs. The U.S. Department

    of Justice, which had joined the private plaintiffs in negotiating with state

    authorities, agreed that the Mississippi plan did not meet HEWs criteria for

    desegregating higher education. In 1987 the case came to trial and the federal

    district court ruled that Mississippi was in compliance. On appeal to a full FifthCircuit Appeals Court in 1990, the district court decision was upheld, but in

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    April 1991 the Supreme Court agreed to hear appeals to the Ayers case, now

    named United States v. Fordice.20

    In 1992, thirty-six years after Brown, the Rehnquist Supreme Court

    overturned the Appeals Court and ruled that Mississippi had not taken adequatemeasures to desegregate higher education in the state and sent the case back to

    the federal district court with suggestions for what had to be done to be in

    compliance. In his majority opinion, Judge Byron White said, [A] State does

    not discharge its constitutional obligations until it eradicates policies and

    practices traceable to its prior de jure dual system that continue to foster

    segregation.21 White pointed out that neither the ACT race-neutral admissions

    standard nor the revised mission designation resulted in significant desegrega-tion of Mississippis eight public universities. He suggested the state facilitate

    desegregation by merging or closing some of the schools.

    Although the High Court had not ruled that desegregation of higher

    education required the full integration of colleges, the Black Mississippians

    Council was very disturbed by Judge Whites merger suggestion. They were

    reminded again of HBCUs insecure status after Brown. Judge Clarence

    Thomas, the only black member of the Supreme Court, was also concerned

    by Judge Whites remark. In a concurring opinion, he emphasized the

    positive impact HBCUs had on blacks through more than a century since the

    Civil War. It would be ironic, to say the least, he added, if the institutions

    that sustained blacks during segregation were themselves destroyed in an

    effort to combat its vestiges.22

    Judge Thomas did not join the Black Mississippians Council in criticizing

    the Court for rejecting the plaintiffs demand for financial enhancements.

    Judge White had made clear that if the plaintiffs demand for upgrading thethree black universities was so that they may be publicly financed,

    exclusively black enclaves by private choice, we reject that request.23

    Whether such an increase in funding is necessary to achieve a full

    dismantlement under the standards we have outlined he added, is a

    different question, and one that needs to be addressed on remand. Judge

    20

    Samuels, Is Separate Unequal? 98

    102. United States v. Fordice, 112 S. Ct. 2727 (1992); the Ayers caselasted so long that its name changed several times. When it finally reached the Supreme Court, Kirk

    Fordice was governor of Mississippi.

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    Thomas agreed with Judge White, but made the important point that the

    states could provide greater financial enhancements if they wished.

    Although many supporters of civil rights celebrated Fordice as a landmark

    victory in the struggle to desegregate higher education because it put greaterpressure on the states to comply with affirmative reform, black educators and

    their supporters were disappointed with three aspects of the decision. First,

    the Court had sent the case back to the federal district court without very

    specific instructions. Second, the Court had not made clear that HBCUs were

    constitutional and had hinted at the need for merging or closing some of them

    to move desegregation forward. Third and most important to the private

    plaintiffs, the Court had rejected the argument for requiring financialenhancements, or reparations, to compensate HBCUs for generations of

    underfunding. HBCU supporters were not optimistic about the long-range

    impact of Fordice on black higher education.

    The High Courts that dealt with Brown and Fordice thirty years apart had

    very different personnel and perspectivesthe Warren Court more liberal on

    social issues, the Rehnquist Court more conservative but both shared an

    important view of the Courts role in the legal and political life of the country.

    Both Brown and Fordice decisions broke new ground in responding to

    deeply rooted racial beliefs and attitudes, and both refrained from pushing the

    changes they had wrought too quickly. The Warren Court called for all

    deliberate speed, knowing that the South would resist strongly and possibly

    violently and that the federal government would have to move forward

    cautiously to bring improvement in race relations. The Rehnquist Court made

    the same decision in sending the case back to the district court. Knowing that

    what happened in Mississippi would influence other southern states and thatthe High Court could not impose a uniform list of desegregation criteria for

    all noncompliant states, the district judge working with state officials and

    leaders of the black community would be in a better position to reach

    agreement on how to bring about desegregation and improved race relations.

    It would take another fourteen years for that consensus to develop.

    In October 1992, four months after the Fordice ruling, the Mississippi higher

    education Board of Trustees filed a report with the federal district court listing anumber of ways the state could comply with the desegregation order. One of the

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    Mississippi State, and by merging two white institutions, Mississippi University

    for Women and the University of Southern Mississippi. Black educators saw this

    as a move to eliminate all public black colleges in Mississippi except for Jackson

    State, or as a scare tactic to get blacks to drop their demands for financialenhancements, open admissions enrollment, and other changes in the

    desegregation plan being considered by the district court. In 1994 the district

    judge rejected the merger idea and ordered Mississippi to create new programs

    for Jackson State and Alcorn State and provide both with five million dollars for

    educational advancement and racial diversity, including providing nonblack

    scholarships to recruit white students. The court rejected open admissions but

    ordered that high school grade point averages be added to ACT scores for race-neutral admissions to all eight universities.

    Relieved that the immediate threat of shutting down two HBCUs was

    removed, the black plaintiffs appealed the district courts plan to the Fifth Circuit,

    claiming the money was insufficient and that without open admissions 40 percent

    of academically disadvantaged black applicants would be denied access to higher

    education. The appeals court upheld the lower courts plan and, in January 1998,

    the Supreme Court denied the plaintiffs petition for writ of certiorari.

    Since the 1980s, Mississippi, like most of the deep southern states, was

    being slowly forced to accept the end of the most obvious vestiges of

    segregation. Many white businessmen saw the unresolved Fordice case as a

    barrier to economic expansion. In June 2000 newly elected governor Ronnie

    Musgrove brought together blacks and whites involved in the case to work

    on a settlement. In April 2001 an agreement was reached, which, if the

    district court approved, would give the HBCUs most of what they had

    demanded, including more than $500 million over seventeen years infinancial enhancements, making it the most expensive higher education

    desegregation in American history.24 Specifically, the state would commit to

    give Mississippis three HCUs $246 million for new programs, $75 million

    for new facilities, a $70 million endowment (if the three schools achieved 10

    percent nonblack enrollment for three consecutive years), and a $6.25 million

    scholarship fund for low-income families. Jackson State would receive

    several new Ph.D. programs and would join Mississippis three predomi-

    nantly white universities as a top-tier comprehensive institution.25

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    Some black plaintiffs, alumni, faculty, and students were not satisfied.

    They said the financial enhancements were not enough to compete with the

    white universities, did not remove inequities in black faculty salaries, did not

    protect the academically disadvantaged students who needed open admissionto have higher education access, and that the three HBCUs would have

    difficulty reaching 10 percent nonblack enrollment for three consecutive

    years. The district court denied their motion to reconsider the agreement and

    sent it to the state legislature to confirm its acceptance of the terms. Both

    houses overwhelmingly approved the agreement and the district court judge

    signed the compliance decree on February 15, 2002, thirty-seven years after

    the case was first heard.Although some HBCUs are still in danger of closing, it will not likely be

    because of a radical interpretation ofBrown. The High Court, Congress, and

    the executive branch have all accepted that higher education, public as well

    as private, involves a variety of institutions and student choice, and cannot be

    treated the same as public elementary and secondary schools. Like some

    PWIs forced to close in recent years, however, a number of HBCUs are in

    trouble because of low endowments, low enrollments, administrative and

    financial mismanagement, heavy debt, and/or loss of accreditation. Between

    1996 and 2002 almost half of private HBCUs have received sanctions from

    the Southern Association of Colleges and Schools, the regional accrediting

    agency for HBCUs and PWIs since 1931.26 Nevertheless, in recent years,

    regardless of which party occupies the White House, the federal government

    has clearly shown support for HBCUs. In 1980 Jimmy Carter signed

    Executive Order 12232, establishing a program to overcome the effects of

    discriminatory treatment and expand the capacity of historically blackcolleges and universities to provide quality education.27 Since then every

    president from Ronald Reagan to George W. Bush has issued similar

    executive orders in support of HBCUs. For example, in 1986 the Higher

    Education Act was amended to give HBCUs $170 million from 1987 to 1992

    for infrastructure, enhancing program development, and research grants.

    Between 1993 and 2003, federal support for HBCUs increased $639 million,

    or 60 percent. Presidential executive orders have also created a Presidents

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    Board of Advisors for HBCUs, which submit an annual report to the White

    House, advise on policy matters concerning HBCUs, and monitor federal

    agency compliance.28 Barak Obama, the first black president of the United

    States, did not attend a black college, but he is likely to continue federalsupport for HBCUs.

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