Symplectic framework for ab initio nuclear structure. I. Symplectic symmetry · 2018. 3. 1. ·...

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Symplectic framework for ab initio nuclear structure. I. Symplectic symmetry Mark A. Caprio, 1 Anna E. McCoy, 1,2 Tomáš Dytrych 3 1 Department of Physics, University of Notre Dame, USA 2 TRIUMF, Canada 3 Nuclear Physics Institute, Academy of Sciences of the Czech Republic, Czechia Progress in Ab Initio Techniques in Nuclear Physics Vancouver, BC February 27, 2018 – March 2, 2018

Transcript of Symplectic framework for ab initio nuclear structure. I. Symplectic symmetry · 2018. 3. 1. ·...

Page 1: Symplectic framework for ab initio nuclear structure. I. Symplectic symmetry · 2018. 3. 1. · Symplectic framework for ab initio nuclear structure. I. Symplectic symmetry Mark A.

Symplectic framework forab initio nuclear structure.I. Symplectic symmetry

Mark A. Caprio,1 Anna E. McCoy,1,2 Tomáš Dytrych3

1Department of Physics, University of Notre Dame, USA2TRIUMF, Canada

3Nuclear Physics Institute, Academy of Sciences of the Czech Republic, Czechia

Progress in Ab Initio Techniques in Nuclear PhysicsVancouver, BC

February 27, 2018 – March 2, 2018

Page 2: Symplectic framework for ab initio nuclear structure. I. Symplectic symmetry · 2018. 3. 1. · Symplectic framework for ab initio nuclear structure. I. Symplectic symmetry Mark A.

M. A. Caprio, University of Notre Dame

Symplectic symmetry for ab initio nuclear theory?T. Dytrych et al., Phys. Rev. Lett. 98, 162503 (2007).T. Dytrych et al., J. Phys. G: Nucl. Part. Phys. 35, 123101 (2008).

[T]he symplectic group, Sp(3,R), emerges as the appropriatedynamical group for a many-body theory of collective motion.The fact that the symplectic group is also a dynamical group forthe harmonic oscillator, which plays a central role in the shellmodel, facilitates the construction of a remarkably powerfulsymplectic shell model formalism. . . The ultimate goal ofdiagonalising a realistic many-nucleon Hamiltonian in aSp(3,R) ⊃ SU(3) shell model basis, to obtain a fully microscopicdescription of collective states from first principles, and then touse the Sp(3,R) model . . . to expose the underlying dynamicalcontent of the states obtained is, as we hope to show, very near athand . . .

D. J. Rowe, Microscopic theory of the collective nuclear model, Rep. Prog. Phys. 48, 1419 (1985).

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M. A. Caprio, University of Notre Dame

OverviewSymplectic no-core configuration interaction (SpNCCI) framework

A. E. McCoy, Ph.D. thesis, University of Notre Dame (2018).A. E. McCoy, M. A. Caprio, and T. Dytrych, Ann. Acad. Rom. Sci. Ser. Chem. Phys. Sci. (submitted),

arXiv:1605.04976.https://github.com/nd-nuclear-theory/spncci

Introduces correlated many-body basis for nuclear problem

Encodes an approximate Sp(3,R) symmetry of the nucleus

Our aims in pursuing symplectic many-body symmetry:

– To use symmetry to accelerate convergence of ab initio results– To understand the symmetries underlying many-body

correlations in nuclei

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M. A. Caprio, University of Notre Dame

Outline

– Symplectic symmetry methods⇒ Symplectic no-core configuration interaction framework

– SU(3) and symplectic symmetry structure of 6Li

– Ab initio rotation and symplectic symmetry in 7Be

16

18

20

N

λ

μ16(2,1)

Nex=0 Nex=2 Nex=4

Sp(3,R) SU(2) 14+

10-2

10-1

100

(0,1)0

(0,1)1

(2,0)0

(2,0)1

(0,2)0

(0,2)1

(0,2)2

(0,2)3

(1,0)0

(1,0)1

(1,0)2

(1,0)3

(2,1)0

(2,1)1

(2,1)2

(4,0)0

(4,0)1

(4,0)2

(0,0)0

(0,0)1

(0,0)2

(0,0)3

(0,3)0

(0,3)1

(0,3)2

(0,3)3

(1,1)0

(1,1)1

(1,1)2

(1,1)3

(2,2)0

(2,2)1

(2,2)2

(2,2)3

(3,0)0

(3,0)1

(3,0)2

(3,0)3

(4,1)0

(4,1)1

(4,1)2

(4,1)3

(6,0)0

(6,0)1

(6,0)2

(6,0)3

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M. A. Caprio, University of Notre Dame

No-core configuration interaction (NCCI) approachP. Navratil, J. P. Vary, and B. R. Barrett, Phys. Rev. Lett. 84, 5728 (2000).

– Begin with orthonormal single-particle basis: 3-dim harmonic oscillator– Construct many-body basis from product states (Slater determinants)– Basis state described by distribution of nucleons over oscillator shells– Basis must be truncated: Nmax truncation by oscillator excitations– Results depend on truncation Nmax

— and oscillator length (or ~ω)

Convergence towards exact result with increasing Nmax

Ntot =∑

i Ni = N0+Nex

Nex ≤ Nmax N = 2n + l

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M. A. Caprio, University of Notre Dame

Structure of Hamiltonian in oscillator spaceNCCI Hamiltonian H = Tintr + VInteraction matrix elements fall off with Nex

Kinetic energy has form T ∼ p2 ∼ b†b†+ b†b + bb

– Connects configurations with N′ex = Nex,Nex±2 (“tridiagonal”)

– Matrix elements grow ∝ Nex

Kinetic energy responsible for “mixing in” contributions fromhigh-Nex configurations

0

2

4

Nex

T

T

T

NexNex

T+VH=V+T

H≈T

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M. A. Caprio, University of Notre Dame

Symmetries in nucleiFundamental symmetries

– Rotation [SU(2)] & parity ⇒ J,PApproximate symmetries of the many-body problem

– Isospin [SU(2)] & Wigner spin-isospin [SU(4)]– Pairing quasispin symmetries: SU(2), SO(5), . . .– Phase space (or oscillator) symmetries: Elliott SU(3) & Sp(3,R)

But symmetries are broken, so... Why symmetries?– Identifying and characterizing emergent correlations

E.g., isospin multiplets, Elliott rotation– Symmetry as computational tool H = H(0)

symm+H′

“Right” basis for decomposing and truncating many-body space

Sp(3,R) conserved by kinetic energy!

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M. A. Caprio, University of Notre Dame

Working with symmetriesStates are classified into “irreducible representations” (irreps)

Set of states connected by laddering action of generators

Irrep is uniquely defined by extremal state (lowest or highest “weight”)E.g., for SU(2), irrep with M = −J, . . . ,J is labeled by Mmax ≡ J

Operators classified by tensorial propertiesEvaluation of matrix elements using group structure

– Selection rules (block structure)– Wigner-Eckhart theorem Clebsch-Gordan– Commutators⇒ Recurrence relations

J± |JM〉 ∝ |J(M±1)〉 Ladder

J0 |JM〉 = M |JM〉 Weight (label)

M-J ∫ J-1 J

J≤ J≤ J≤ J≤ J≤ J≤

16

18

20

N

λ

μ16(2,1)

Sp(3,R) ⊃ U(3)

J=0

J=2

J=4

0

0 0

0

0

0

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M. A. Caprio, University of Notre Dame

Elliott SU(3) symmetryGenerators of SU(3) ⊃ SO(3)

L(1)M ∼ (b† × b̃)(1)

M Q(2)M ∼ (b† × b̃)(2)

M

States classified into SU(3) irreps (λ,µ)– States are correlated linear combinations of configurations over `-orbitals– Branching of SU(3)→ SO(3) gives rotational bands (in L)

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M. A. Caprio, University of Notre Dame

Why Sp(3,R) for the many-body problem?Generators (i, j = 1,2,3)

Qij = xixj “Quadratic” Pij = xipj + pixj Scaling/deformation

Kij = pipj “Kinetic-like” Lij = xipj− xjpi Rotation

Or, in terms of creation/annihilation operators, and as SU(3) tensors...

b† = 1√

2

(x(1)− ip(1)) b̃ = 1

√2

(x̃(1) + ip̃(1))

H(00), C(11) ∼ b†b U(3) generators

A(20) ∼ b†b† Raises N

B(02) ∼ bb Lowers N

Sp(3,R)

Kinetic energy is linear combination of generatorsKinetic energy conserves Sp(3,R) symmetry, i.e., stays within an irrep

T = H(00)00 −

√32 A(20)

00 −

√32 B(20)

00

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M. A. Caprio, University of Notre Dame

Symplectic reorganization of the many-body space– Recall: Kinetic energy connects configurations with N′ex = Nex±2– But kinetic energy does not connect different Sp(3,R) irreps

T = H(00)00 −

√32 A(20)

00 −

√32 B(20)

00

– Nucleon-nucleon interaction will still connect Sp(3,R) irreps at low Nex

By how much? How high in Nex will irrep mixing be significant?

0

2

4

Nex

T

T

T

0

2

4

Nex

V

V

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M. A. Caprio, University of Notre Dame

Building an Sp(3,R) irrepSp(3,R) generators can be grouped into ladder and weight-like operators

A(20) ∼ b†b† “Ladder” Raises N

H(00), C(11) ∼ b†b “Weight” U(3) generators (∆N = 0)

B(02) ∼ bb “Ladder” Lowers N

Start from single SU(3) irrep at lowest “grade” N

Lowest grade irrep (LGI)

Ladder upward in N using A(20) No limit!

B(02) |σ〉 = 0

|ψω〉 ∼[A(20)A(20) · · ·A(20) |σ〉

]ωSp(3,R)

σ⊃n

U(3)ω

U(3)ω∼ U(1)

Nω⊗SU(3)

(λω,µω)16

18

20

N

λ

μ16(2,1)

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M. A. Caprio, University of Notre Dame

Building up the SpNCCI many-body space

0

2

4

Nex

A

A

A

NΣ,max�4

N

λ μ Nσ,ex=0

(a)

Nλ μ

Nσ,ex=2

(b)

N

λ μ

Nσ,max=2

(c)

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M. A. Caprio, University of Notre Dame

Recursive scheme for SpNCCI matrix elementsExpand Hamiltonian in terms of fundamental SU(3) “unit tensor”operatorsUN0(λ0,µ0)(a,b)

Analogous to second-quantized expansion of two-body operators interms of two-body matrix elements and c†ac†bcccd

H =∑〈a||HN0(λ0,µ0)||b〉 UN0(λ0,µ0)(a,b)

Find expansion for LGIs in SU(3)-NCSM basisCompute matrix elements ofU between LGIs using SU(3)-NCSMCompute matrix elements ofU betweenall higher-lying Sp(3,R) irrep members viarecurrence on N

Action of the lowering operator

J± |JMi =p

(J ⌥ M)(J ± M + 1) |JM ± 1i

J� |J � Ji = 0

Irreducible representation (irrep) J

M = �J, ..., J

hN 0||U||Ni = hN 0||UA||N � 2i

= hN 0||A U||N � 2i + hN 0||[U , A]||N � 2i

= hN 0 � 2||U||N � 2i + hN 0||[U , A]||N � 2i

H =X

ha||H||biU(a, b) (1)

Sp(3,R) generators

A(20)LM = 1p

2

Pn(b†

n ⇥ b†n)

(20)LM symplectic raising

B(02)LM = 1p

2

Pn(bn ⇥ bn)

(02)LM symplectic lowering

C(11)LM =

p2P

n(b†n ⇥ bn)

(11)LM SU(3) generators

H(00)00 =

p3P

n(b†n ⇥ bn)

(00)00 HO Hamiltonian

Sp(3, R) � U(3) � SO(3)� � ! L

⌦ � SU(2)SU(2) J

S

(2)

2

N

N’

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M. A. Caprio, University of Notre Dame

Outline

– Symplectic symmetry methods⇒ Symplectic no-core configuration interaction framework

– SU(3) and symplectic symmetry structure of 6Li

– Ab initio rotation and symplectic symmetry in 7Be

16

18

20

N

λ

μ16(2,1)

Nex=0 Nex=2 Nex=4

Sp(3,R) SU(2) 14+

10-2

10-1

100

(0,1)0

(0,1)1

(2,0)0

(2,0)1

(0,2)0

(0,2)1

(0,2)2

(0,2)3

(1,0)0

(1,0)1

(1,0)2

(1,0)3

(2,1)0

(2,1)1

(2,1)2

(4,0)0

(4,0)1

(4,0)2

(0,0)0

(0,0)1

(0,0)2

(0,0)3

(0,3)0

(0,3)1

(0,3)2

(0,3)3

(1,1)0

(1,1)1

(1,1)2

(1,1)3

(2,2)0

(2,2)1

(2,2)2

(2,2)3

(3,0)0

(3,0)1

(3,0)2

(3,0)3

(4,1)0

(4,1)1

(4,1)2

(4,1)3

(6,0)0

(6,0)1

(6,0)2

(6,0)3

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M. A. Caprio, University of Notre Dame

Structure of the NCCI spectrum of 6Li

“2ℏω”

“0ℏω”

0(2,0)1

2(4,0)1

-30

-25

-20

-15

-10

-5E(MeV)

0 1 2 3

J

JISP16 (no Coulomb), SpNCCI, Nσ,max = Nmax = 6, ~ω = 20MeV

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M. A. Caprio, University of Notre Dame

What we might expect for 6Li from Elliott SU(3)

0

2

K=0

(2,0)

1K=0

(0,1)

(a)

1

1

2

3

(1/2,1/2,1)

0

2

(1/2,1/2,0)

(2,0)

0

1

2(1/2,1/2,1)

1(1/2,1/2,0)

(0,1)

6Li

T=0T=1

(b)

Schematic Hamiltonian E = α1Q ·Q +α2L ·S +α3δT=1 , fit to experiment

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M. A. Caprio, University of Notre Dame

Decomposition by U(3) contentExpected “valence space” U(3) families are indeed found (Nex = 0)

6LiNex( ,μ 0(2,0S=1 T=0

-30

-25

-20

-15

-10

-5

E(MeV

0 1 2 3J

Nex=0 Nex=2 Nex=4

U(3) SU(2) 31+

10-2

10-1

100

Nex=0 Nex=2 Nex=4

U(3) SU(2) 11+

10-2

10-1

100

(0,1)0

(0,1)1

(2,0)0

(2,0)1

(0,2)0

(0,2)1

(0,2)2

(0,2)3

(1,0)0

(1,0)1

(1,0)2

(1,0)3

(2,1)0

(2,1)1

(2,1)2

(4,0)0

(4,0)1

(4,0)2

(0,0)0

(0,0)1

(0,0)2

(0,0)3

(0,3)0

(0,3)1

(0,3)2

(0,3)3

(1,1)0

(1,1)1

(1,1)2

(1,1)3

(2,2)0

(2,2)1

(2,2)2

(2,2)3

(3,0)0

(3,0)1

(3,0)2

(3,0)3

(4,1)0

(4,1)1

(4,1)2

(4,1)3

(6,0)0

(6,0)1

(6,0)2

(6,0)3

JISP16 (no Coulomb), SpNCCI, Nσ,max = Nmax = 6, ~ω = 20MeV

Page 19: Symplectic framework for ab initio nuclear structure. I. Symplectic symmetry · 2018. 3. 1. · Symplectic framework for ab initio nuclear structure. I. Symplectic symmetry Mark A.

M. A. Caprio, University of Notre Dame

Decomposition by U(3) contentExpected “valence space” U(3) families are indeed found (Nex = 0)

6LiNex( ,μ 0(2,0S=0 T=1

-30

-25

-20

-15

-10

-5

E(MeV

0 1 2 3J

Nex=0 Nex=2 Nex=4

U(3) SU(2) 21+

10-2

10-1

100

Nex=0 Nex=2 Nex=4

U(3) SU(2) 01+

10-2

10-1

100

(0,1)0

(0,1)1

(2,0)0

(2,0)1

(0,2)0

(0,2)1

(0,2)2

(0,2)3

(1,0)0

(1,0)1

(1,0)2

(1,0)3

(2,1)0

(2,1)1

(2,1)2

(4,0)0

(4,0)1

(4,0)2

(0,0)0

(0,0)1

(0,0)2

(0,0)3

(0,3)0

(0,3)1

(0,3)2

(0,3)3

(1,1)0

(1,1)1

(1,1)2

(1,1)3

(2,2)0

(2,2)1

(2,2)2

(2,2)3

(3,0)0

(3,0)1

(3,0)2

(3,0)3

(4,1)0

(4,1)1

(4,1)2

(4,1)3

(6,0)0

(6,0)1

(6,0)2

(6,0)3

JISP16 (no Coulomb), SpNCCI, Nσ,max = Nmax = 6, ~ω = 20MeV

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M. A. Caprio, University of Notre Dame

Decomposition by U(3) contentExpected “valence space” U(3) families are indeed found (Nex = 0)

6LiNex( ,μ 0(0,1S=1 T=1

-30

-25

-20

-15

-10

-5

E(MeV

0 1 2 3J

Nex=0 Nex=2 Nex=4

U(3) SU(2) 13+

10-2

10-1

100

Nex=0 Nex=2 Nex=4

U(3) SU(2) 23+

10-2

10-1

100

(0,1)0

(0,1)1

(2,0)0

(2,0)1

(0,2)0

(0,2)1

(0,2)2

(0,2)3

(1,0)0

(1,0)1

(1,0)2

(1,0)3

(2,1)0

(2,1)1

(2,1)2

(4,0)0

(4,0)1

(4,0)2

(0,0)0

(0,0)1

(0,0)2

(0,0)3

(0,3)0

(0,3)1

(0,3)2

(0,3)3

(1,1)0

(1,1)1

(1,1)2

(1,1)3

(2,2)0

(2,2)1

(2,2)2

(2,2)3

(3,0)0

(3,0)1

(3,0)2

(3,0)3

(4,1)0

(4,1)1

(4,1)2

(4,1)3

(6,0)0

(6,0)1

(6,0)2

(6,0)3

JISP16 (no Coulomb), SpNCCI, Nσ,max = Nmax = 6, ~ω = 20MeV

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M. A. Caprio, University of Notre Dame

Decomposition by U(3) contentExpected “valence space” U(3) families are indeed found (Nex = 0)

6LiNex( ,μ 0(0,1S=0 T=0

-30

-25

-20

-15

-10

-5

E(MeV

0 1 2 3J

Nex=0 Nex=2 Nex=4

U(3) SU(2) 14+

10-2

10-1

100

(0,1)0

(0,1)1

(2,0)0

(2,0)1

(0,2)0

(0,2)1

(0,2)2

(0,2)3

(1,0)0

(1,0)1

(1,0)2

(1,0)3

(2,1)0

(2,1)1

(2,1)2

(4,0)0

(4,0)1

(4,0)2

(0,0)0

(0,0)1

(0,0)2

(0,0)3

(0,3)0

(0,3)1

(0,3)2

(0,3)3

(1,1)0

(1,1)1

(1,1)2

(1,1)3

(2,2)0

(2,2)1

(2,2)2

(2,2)3

(3,0)0

(3,0)1

(3,0)2

(3,0)3

(4,1)0

(4,1)1

(4,1)2

(4,1)3

(6,0)0

(6,0)1

(6,0)2

(6,0)3

JISP16 (no Coulomb), SpNCCI, Nσ,max = Nmax = 6, ~ω = 20MeV

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M. A. Caprio, University of Notre Dame

Decomposition by Sp(3,R) contentThese are “dressed” with Nex = 2,4, . . . excitations,but excitations are primarily within same Sp(3,R) irrep

6LiNex( ,μ 0(2,0S=1 T=0

-30

-25

-20

-15

-10

-5

E(MeV

0 1 2 3J

Nex=0 Nex=2 Nex=4

Sp(3,R) SU(2) 31+

10-2

10-1

100

Nex=0 Nex=2 Nex=4

Sp(3,R) SU(2) 11+

10-2

10-1

100

(0,1)0

(0,1)1

(2,0)0

(2,0)1

(0,2)0

(0,2)1

(0,2)2

(0,2)3

(1,0)0

(1,0)1

(1,0)2

(1,0)3

(2,1)0

(2,1)1

(2,1)2

(4,0)0

(4,0)1

(4,0)2

(0,0)0

(0,0)1

(0,0)2

(0,0)3

(0,3)0

(0,3)1

(0,3)2

(0,3)3

(1,1)0

(1,1)1

(1,1)2

(1,1)3

(2,2)0

(2,2)1

(2,2)2

(2,2)3

(3,0)0

(3,0)1

(3,0)2

(3,0)3

(4,1)0

(4,1)1

(4,1)2

(4,1)3

(6,0)0

(6,0)1

(6,0)2

(6,0)3

JISP16 (no Coulomb), SpNCCI, Nσ,max = Nmax = 6, ~ω = 20MeV

Page 23: Symplectic framework for ab initio nuclear structure. I. Symplectic symmetry · 2018. 3. 1. · Symplectic framework for ab initio nuclear structure. I. Symplectic symmetry Mark A.

M. A. Caprio, University of Notre Dame

Decomposition by U(3) contentNext excitations recognizably form “2~ω” U(3) families (Nex = 0)

6LiNex( ,μ 2(4,0S=1 T=0

-30

-25

-20

-15

-10

-5

E(MeV

0 1 2 3J

Nex=0 Nex=2 Nex=4

U(3) SU(2) 32+

10-2

10-1

100

Nex=0 Nex=2 Nex=4

U(3) SU(2) 15+

10-2

10-1

100

(0,1)0

(0,1)1

(2,0)0

(2,0)1

(0,2)0

(0,2)1

(0,2)2

(0,2)3

(1,0)0

(1,0)1

(1,0)2

(1,0)3

(2,1)0

(2,1)1

(2,1)2

(4,0)0

(4,0)1

(4,0)2

(0,0)0

(0,0)1

(0,0)2

(0,0)3

(0,3)0

(0,3)1

(0,3)2

(0,3)3

(1,1)0

(1,1)1

(1,1)2

(1,1)3

(2,2)0

(2,2)1

(2,2)2

(2,2)3

(3,0)0

(3,0)1

(3,0)2

(3,0)3

(4,1)0

(4,1)1

(4,1)2

(4,1)3

(6,0)0

(6,0)1

(6,0)2

(6,0)3

JISP16 (no Coulomb), SpNCCI, Nσ,max = Nmax = 6, ~ω = 20MeV

Page 24: Symplectic framework for ab initio nuclear structure. I. Symplectic symmetry · 2018. 3. 1. · Symplectic framework for ab initio nuclear structure. I. Symplectic symmetry Mark A.

M. A. Caprio, University of Notre Dame

Decomposition by U(3) contentThe U(3) content is quite different. . .

6LiNex( ,μ 0(2,0S=1 T=0

-30

-25

-20

-15

-10

-5

E(MeV

0 1 2 3J

Nex=0 Nex=2 Nex=4

U(3) SU(2) 15+

10-2

10-1

100

Nex=0 Nex=2 Nex=4

U(3) SU(2) 11+

10-2

10-1

100

(0,1)0

(0,1)1

(2,0)0

(2,0)1

(0,2)0

(0,2)1

(0,2)2

(0,2)3

(1,0)0

(1,0)1

(1,0)2

(1,0)3

(2,1)0

(2,1)1

(2,1)2

(4,0)0

(4,0)1

(4,0)2

(0,0)0

(0,0)1

(0,0)2

(0,0)3

(0,3)0

(0,3)1

(0,3)2

(0,3)3

(1,1)0

(1,1)1

(1,1)2

(1,1)3

(2,2)0

(2,2)1

(2,2)2

(2,2)3

(3,0)0

(3,0)1

(3,0)2

(3,0)3

(4,1)0

(4,1)1

(4,1)2

(4,1)3

(6,0)0

(6,0)1

(6,0)2

(6,0)3

JISP16 (no Coulomb), SpNCCI, Nσ,max = Nmax = 6, ~ω = 20MeV

Page 25: Symplectic framework for ab initio nuclear structure. I. Symplectic symmetry · 2018. 3. 1. · Symplectic framework for ab initio nuclear structure. I. Symplectic symmetry Mark A.

M. A. Caprio, University of Notre Dame

Decomposition by Sp(3,R) contentThe U(3) content is quite different. . .But these excited states lie within ground state’s Sp(3,R) irrep

6LiNex( ,μ 0(2,0S=1 T=0

-30

-25

-20

-15

-10

-5

E(MeV

0 1 2 3J

Nex=0 Nex=2 Nex=4

Sp(3,R) SU(2) 15+

10-2

10-1

100

Nex=0 Nex=2 Nex=4

Sp(3,R) SU(2) 11+

10-2

10-1

100

(0,1)0

(0,1)1

(2,0)0

(2,0)1

(0,2)0

(0,2)1

(0,2)2

(0,2)3

(1,0)0

(1,0)1

(1,0)2

(1,0)3

(2,1)0

(2,1)1

(2,1)2

(4,0)0

(4,0)1

(4,0)2

(0,0)0

(0,0)1

(0,0)2

(0,0)3

(0,3)0

(0,3)1

(0,3)2

(0,3)3

(1,1)0

(1,1)1

(1,1)2

(1,1)3

(2,2)0

(2,2)1

(2,2)2

(2,2)3

(3,0)0

(3,0)1

(3,0)2

(3,0)3

(4,1)0

(4,1)1

(4,1)2

(4,1)3

(6,0)0

(6,0)1

(6,0)2

(6,0)3

JISP16 (no Coulomb), SpNCCI, Nσ,max = Nmax = 6, ~ω = 20MeV

Page 26: Symplectic framework for ab initio nuclear structure. I. Symplectic symmetry · 2018. 3. 1. · Symplectic framework for ab initio nuclear structure. I. Symplectic symmetry Mark A.

M. A. Caprio, University of Notre Dame

Outline

– Symplectic symmetry methods⇒ Symplectic no-core configuration interaction framework

– SU(3) and symplectic symmetry structure of 6Li

– Ab initio rotation and symplectic symmetry in 7Be

16

18

20

N

λ

μ16(2,1)

Nex=0 Nex=2 Nex=4

Sp(3,R) SU(2) 14+

10-2

10-1

100

(0,1)0

(0,1)1

(2,0)0

(2,0)1

(0,2)0

(0,2)1

(0,2)2

(0,2)3

(1,0)0

(1,0)1

(1,0)2

(1,0)3

(2,1)0

(2,1)1

(2,1)2

(4,0)0

(4,0)1

(4,0)2

(0,0)0

(0,0)1

(0,0)2

(0,0)3

(0,3)0

(0,3)1

(0,3)2

(0,3)3

(1,1)0

(1,1)1

(1,1)2

(1,1)3

(2,2)0

(2,2)1

(2,2)2

(2,2)3

(3,0)0

(3,0)1

(3,0)2

(3,0)3

(4,1)0

(4,1)1

(4,1)2

(4,1)3

(6,0)0

(6,0)1

(6,0)2

(6,0)3

Page 27: Symplectic framework for ab initio nuclear structure. I. Symplectic symmetry · 2018. 3. 1. · Symplectic framework for ab initio nuclear structure. I. Symplectic symmetry Mark A.

M. A. Caprio, University of Notre Dame

Rotational features emerge in ab initio calculationsM. A. Caprio, P. Maris, J. P. Vary, and R. Smith, Int. J. Mod.

Phys. E 24, 1541002 (2015), arXiv:1509.00102.

Cluster rotation?Valence shell structure?

Elliott SU(3)Multishell dynamics?

Symplectic Sp(3,R)?

8Be JISP16

Natural �P���

�a�

�60

�50

�40

�30

�20

�10

0

E�M

eV�

0 2 4 6 8

J

8Be NNLO

Natural �P���

�b�

�60

�50

�40

�30

�20

�10

0

0 2 4 6 8

J

9Be JISP16

Natural �P���

�a�

�50

�40

�30

�20

E�M

eV�

1�2 3�2 5�2 7�2 9�2 11�2

9Be NNLO

Natural �P���

�b�

�50

�40

�30

�20

1�2 3�2 5�2 7�2 9�2 11�2

9Be JISP16

Unnatural �P���

�c�

�50

�40

�30

�20

�10

E�M

eV�

1�2 5�2 7�2 9�2 11�2 13�2 15�2 17�2

J

9Be NNLO

Unnatural �P���

�d�

�50

�40

�30

�20

�10

1�2 5�2 7�2 9�2 11�2 13�2 15�2 17�2

J

Page 28: Symplectic framework for ab initio nuclear structure. I. Symplectic symmetry · 2018. 3. 1. · Symplectic framework for ab initio nuclear structure. I. Symplectic symmetry Mark A.

M. A. Caprio, University of Notre Dame

Yrast K = 1/2 rotational band in 7Be

7Be JISP16

Natural �P���

�a�

�40

�30

�20

�10

0

E�M

eV�

1�2 3�2 5�2 7�2 9�2 11�2

J

7Be NNLO

Natural �P���

�b�

�40

�30

�20

�10

0

1�2 3�2 5�2 7�2 9�2 11�2

J

JISP16 + Coulomb, Nmax = 10, ~ω = 20MeV. [IJMPE 24, 1541002 (2015).]

Page 29: Symplectic framework for ab initio nuclear structure. I. Symplectic symmetry · 2018. 3. 1. · Symplectic framework for ab initio nuclear structure. I. Symplectic symmetry Mark A.

M. A. Caprio, University of Notre Dame

Yrast K = 1/2 rotational band in 7Be

7Be JISP16

Natural �P���

�a�

�40

�30

�20

�10

0

E�M

eV�

1�2 3�2 5�2 7�2 9�2 11�2

J

7Be NNLO

Natural �P���

�b�

�40

�30

�20

�10

0

1�2 3�2 5�2 7�2 9�2 11�2

J

7Be JISP16

Natural �P���

Yrast �K�1�2�

�a�

�35

�30

�25

�20

�15

�10

�5

E�M

eV�

1�23�2 5�2 7�2 9�2 11�2

J

7Be NNLO

Natural �P���

Yrast �K�1�2�

�b�

�35

�30

�25

�20

�15

�10

�5

1�23�2 5�2 7�2 9�2 11�2

J

JISP16 + Coulomb, Nmax = 10, ~ω = 20MeV. [IJMPE 24, 1541002 (2015).]

Page 30: Symplectic framework for ab initio nuclear structure. I. Symplectic symmetry · 2018. 3. 1. · Symplectic framework for ab initio nuclear structure. I. Symplectic symmetry Mark A.

M. A. Caprio, University of Notre Dame

Yrast K = 1/2 rotational band in 7Be

7Be JISP16

Natural �P���

�a�

�40

�30

�20

�10

0

E�M

eV�

1�2 3�2 5�2 7�2 9�2 11�2

J

7Be NNLO

Natural �P���

�b�

�40

�30

�20

�10

0

1�2 3�2 5�2 7�2 9�2 11�2

J

7Be JISP16

Natural �P���

Yrast �K�1�2�

Qp Qn

�a�

�0.6

�0.4

�0.2

0.0

Q�J��Q

0

D�,p D�,n

Ds,p Ds,n

�c�

0

1

2

3

Μ�J��ΜN

1�2 3�2 5�2 7�2 9�2 11�2

J

�b�

�0.5

0.0

0.5

1.0

�J��J��Q

2��J��eQ

0�

�d�

�1.0

�0.5

0.0

0.5

1.0

�J��J��M

1��J�ΜN

1�2 3�2 5�2 7�2 9�2 11�2

J

JISP16 + Coulomb, Nmax = 10, ~ω = 20MeV. [IJMPE 24, 1541002 (2015).]

Page 31: Symplectic framework for ab initio nuclear structure. I. Symplectic symmetry · 2018. 3. 1. · Symplectic framework for ab initio nuclear structure. I. Symplectic symmetry Mark A.

M. A. Caprio, University of Notre Dame

Yrast K = 1/2 rotational band in 7Be

7Be JISP16

Natural �P���

�a�

�40

�30

�20

�10

0

E�M

eV�

1�2 3�2 5�2 7�2 9�2 11�2

J

7Be NNLO

Natural �P���

�b�

�40

�30

�20

�10

0

1�2 3�2 5�2 7�2 9�2 11�2

J

Nmax�6Nmax�8Nmax�10Extrapolated

�a�

�40

�20

0

E�M

eV�

�b�

7Be JISP16

Natural �P���

�c�

0

20Ex�M

eV�

1�23�2 5�2 7�2 9�2 11�2

J

7Be NNLO

Natural �P���

�d�

1�23�2 5�2 7�2 9�2 11�2

J

JISP16 + Coulomb, Nmax = 10, ~ω = 20MeV. [IJMPE 24, 1541002 (2015).]

Page 32: Symplectic framework for ab initio nuclear structure. I. Symplectic symmetry · 2018. 3. 1. · Symplectic framework for ab initio nuclear structure. I. Symplectic symmetry Mark A.

M. A. Caprio, University of Notre Dame

Angular momentum (LS) structureEffective angular momenta L̄, S̄p, S̄n, and S̄ “Root mean square”

L̄(L̄ + 1) ≡ 〈L ·L〉 S̄(S̄ + 1) ≡ 〈S ·S〉Yrast band: L = 1,3,5, . . . spin doublets, S = 1/2 from neutronOff-yrast states: Sp ≈ 1, so α cluster must be broken

L

S p

Sn

S

7Be JISP16

Natural �P���

Yrast �K�1�2�

Nmax�6

Nmax�8

Nmax�10

�a�

0

1 �2

1

3 �2

2

5 �2

3

7 �2

4

9 �2

5

11 �2

1�2 3�2 5�2 7�2 9�2 11�2

J

L

S p

Sn

S

7Be NNLO

Natural �P���

Yrast �K�1�2�

Nmax�6

Nmax�8

Nmax�10

�b�

1�2 3�2 5�2 7�2 9�2 11�2

J

LL

S pS p

SnSn

SS

7Be JISP16

Natural �P���

Off–yrast

�a�

0

1 �2

1

3 �2

2

5 �2

3

7 �2

4

1�2 3�2 5�2 7�2

J

LL

S pS p

SnSn

SS

7Be NNLO

Natural �P���

Off–yrast

�b�

1�2 3�2 5�2 7�2

J

JISP16 + Coulomb, Nmax = 10, ~ω = 20MeV. With P. Maris and J. P. Vary.

Page 33: Symplectic framework for ab initio nuclear structure. I. Symplectic symmetry · 2018. 3. 1. · Symplectic framework for ab initio nuclear structure. I. Symplectic symmetry Mark A.

M. A. Caprio, University of Notre Dame

What we might expect for 7Be from Elliott SU(3)

1

3

K=0

(3,0)

1

2

K=1

(1,1)

0K=0

(0,0)

(a)

1/23/2

5/2

7/2

(0,1/2,1/2)

(3,0)

1/23/2

3/2

5/2

(0,1/2,1/2)

1/23/2

3/2

5/2

(1,1/2,1/2)

1/23/2

5/2

1/23/2

5/2

7/2

(1,1/2,3/2)

(1,1)

1/2(1,1/2,1/2)

3/2(1,1/2,3/2)

(0,0)

7Be

(b)

Page 34: Symplectic framework for ab initio nuclear structure. I. Symplectic symmetry · 2018. 3. 1. · Symplectic framework for ab initio nuclear structure. I. Symplectic symmetry Mark A.

M. A. Caprio, University of Notre Dame

Decomposition by U(3) contentYrast band up to maximal “valence” angular momentum has U(3)Nex(λ,µ) = 0(3,0) S = 1/2

7Be

Yrast band

-40

-30

-20

-10

0

E(MeV)

1/2 5/2 7/2 9/2 11/2J

Nex=0 Nex=2 Nex=4

7Be 7/21+

U(3)10-2

10-1

100

Nex=0 Nex=2 Nex=4

7Be 3/21+

U(3)10-2

10-1

100

Nex=0 Nex=2 Nex=4

7Be 1/21+

U(3)10-2

10-1

100

(0,0)1/2

(0,0)3/2

(1,1)1/2

(1,1)3/2

( 3,0)1/2

(0,1)1/2

(0,1)3/2

(0,1)5/2

(0,1)7/2

(1,2)1/2

(1,2)3/2

(1,2)5/2

(2,0)1/2

(2,0)3/2

(2,0)5/2

(3,1)1/2

(3,1)3/2

(3,1)5/2

(5,0)1/2

(5,0)3/2

(0,2)1/2

(0,2)3/2

(0,2)5/2

(0,2)7/2

(1,0)1/2

(1,0)3/2

(1,0)5/2

(1,0)7/2

( 1,3)1/2

(1,3)3/2

(1,3)5/2

(1,3)7/2

(2,1)1/2

(2,1)3/2

(2,1)5/2

(2,1)7/2

(3,2)1/2

(3,2)3/2

(3,2)5/2

(3,2)7/2

(4,0)1/2

(4,0)3/2

(4,0)5/2

(4,0)7/2

(5,1)1/2

(5,1)3/2

(5,1)5/2

(5,1)7/2

(7,0)1/2

(7,0)3/2

(7,0)5/2

U(3)xSU(2) irrep ωS

JISP16 (no Coulomb), SpNCCI, Nσ,max = Nmax = 6, ~ω = 20MeV

Page 35: Symplectic framework for ab initio nuclear structure. I. Symplectic symmetry · 2018. 3. 1. · Symplectic framework for ab initio nuclear structure. I. Symplectic symmetry Mark A.

M. A. Caprio, University of Notre Dame

Decomposition by U(3) contentYrast band beyond maximal “valence” angular momentum has U(3)Nex(λ,µ) = 2(5,0) S = 1/2

7Be

Yrast band

-40

-30

-20

-10

0

E(MeV)

1/2 5/2 7/2 9/2 11/2J

Nex=0 Nex=2 Nex=4

7Be 11/21+

U(3)10-2

10-1

100

Nex=0 Nex=2 Nex=4

7Be 9/22+

U(3)10-2

10-1

100

(0,0)1/2

(0,0)3/2

(1,1)1/2

(1,1)3/2

( 3,0)1/2

(0,1)1/2

(0,1)3/2

(0,1)5/2

(0,1)7/2

(1,2)1/2

(1,2)3/2

(1,2)5/2

(2,0)1/2

(2,0)3/2

(2,0)5/2

(3,1)1/2

(3,1)3/2

(3,1)5/2

(5,0)1/2

(5,0)3/2

(0,2)1/2

(0,2)3/2

(0,2)5/2

(0,2)7/2

(1,0)1/2

(1,0)3/2

(1,0)5/2

(1,0)7/2

( 1,3)1/2

(1,3)3/2

(1,3)5/2

(1,3)7/2

(2,1)1/2

(2,1)3/2

(2,1)5/2

(2,1)7/2

(3,2)1/2

(3,2)3/2

(3,2)5/2

(3,2)7/2

(4,0)1/2

(4,0)3/2

(4,0)5/2

(4,0)7/2

(5,1)1/2

(5,1)3/2

(5,1)5/2

(5,1)7/2

(7,0)1/2

(7,0)3/2

(7,0)5/2

U(3)xSU(2) irrep ωS

JISP16 (no Coulomb), SpNCCI, Nσ,max = Nmax = 6, ~ω = 20MeV

Page 36: Symplectic framework for ab initio nuclear structure. I. Symplectic symmetry · 2018. 3. 1. · Symplectic framework for ab initio nuclear structure. I. Symplectic symmetry Mark A.

M. A. Caprio, University of Notre Dame

Decomposition by Sp(3,R) contentBut. . . Extended yrast band lies within single Sp(3,R) irrepNex(λ,µ) = 0(3,0) S = 1/2

7Be

Yrast band

-40

-30

-20

-10

0

E(MeV)

1/2 5/2 7/2 9/2 11/2J

Nex=0 Nex=2 Nex=4

7Be 11/21+

Sp(3,R)10-2

10-1

100

Nex=0 Nex=2 Nex=4

7Be 9/22+

Sp(3,R)10-2

10-1

100

Nex=0 Nex=2 Nex=4

7Be 3/21+

Sp(3,R)10-2

10-1

100

(0,0)1/2

(0,0)3/2

(1,1)1/2

(1,1)3/2

( 3,0)1/2

(0,1)1/2

(0,1)3/2

(0,1)5/2

(0,1)7/2

(1,2)1/2

(1,2)3/2

(1,2)5/2

(2,0)1/2

(2,0)3/2

(2,0)5/2

(3,1)1/2

(3,1)3/2

(3,1)5/2

(5,0)1/2

(5,0)3/2

(0,2)1/2

(0,2)3/2

(0,2)5/2

(0,2)7/2

(1,0)1/2

(1,0)3/2

(1,0)5/2

(1,0)7/2

( 1,3)1/2

(1,3)3/2

(1,3)5/2

(1,3)7/2

(2,1)1/2

(2,1)3/2

(2,1)5/2

(2,1)7/2

(3,2)1/2

(3,2)3/2

(3,2)5/2

(3,2)7/2

(4,0)1/2

(4,0)3/2

(4,0)5/2

(4,0)7/2

(5,1)1/2

(5,1)3/2

(5,1)5/2

(5,1)7/2

(7,0)1/2

(7,0)3/2

(7,0)5/2

Sp(3,R)xSU(2) irrep σS

JISP16 (no Coulomb), SpNCCI, Nσ,max = Nmax = 6, ~ω = 20MeV

Page 37: Symplectic framework for ab initio nuclear structure. I. Symplectic symmetry · 2018. 3. 1. · Symplectic framework for ab initio nuclear structure. I. Symplectic symmetry Mark A.

M. A. Caprio, University of Notre Dame

Decomposition by U(3) contentExcited states connected to yrast band are dominantly U(3)Nex(λ,µ) = 2(5,0) S = 1/2

7BeSymplectic

excited

“band”-40

-30

-20

-10

0

E(MeV

)

1/2 5/2 7/2 9/2 11/2J

Nex=0 Nex=2 Nex=4

7Be 7/23+

U(3)10-2

10-1

100

Nex=0 Nex=2 Nex=4

7Be 3/28+

U(3)10-2

10-1

100

Nex=0 Nex=2 Nex=4

7Be 1/26+

U(3)10-2

10-1

100

(0,0)1/2

(0,0)3/2

(1,1)1/2

(1,1)3/2

( 3,0)1/2

(0,1)1/2

(0,1)3/2

(0,1)5/2

(0,1)7/2

(1,2)1/2

(1,2)3/2

(1,2)5/2

(2,0)1/2

(2,0)3/2

(2,0)5/2

(3,1)1/2

(3,1)3/2

(3,1)5/2

(5,0)1/2

(5,0)3/2

(0,2)1/2

(0,2)3/2

(0,2)5/2

(0,2)7/2

(1,0)1/2

(1,0)3/2

(1,0)5/2

(1,0)7/2

( 1,3)1/2

(1,3)3/2

(1,3)5/2

(1,3)7/2

(2,1)1/2

(2,1)3/2

(2,1)5/2

(2,1)7/2

(3,2)1/2

(3,2)3/2

(3,2)5/2

(3,2)7/2

(4,0)1/2

(4,0)3/2

(4,0)5/2

(4,0)7/2

(5,1)1/2

(5,1)3/2

(5,1)5/2

(5,1)7/2

(7,0)1/2

(7,0)3/2

(7,0)5/2

U(3)xSU(2) irrep ωS

JISP16 (no Coulomb), SpNCCI, Nσ,max = Nmax = 6, ~ω = 20MeV

Page 38: Symplectic framework for ab initio nuclear structure. I. Symplectic symmetry · 2018. 3. 1. · Symplectic framework for ab initio nuclear structure. I. Symplectic symmetry Mark A.

M. A. Caprio, University of Notre Dame

Decomposition by Sp(3,R) contentBut. . . These excited states lie within yrast band’s Sp(3,R) irrepNex(λ,µ) = 0(3,0) S = 1/2

7BeSymplectic

excited

“band”-40

-30

-20

-10

0

E(MeV

)

1/2 5/2 7/2 9/2 11/2J

Nex=0 Nex=2 Nex=4

7Be 7/23+

Sp(3,R)10-2

10-1

100

Nex=0 Nex=2 Nex=4

7Be 3/28+

Sp(3,R)10-2

10-1

100

Nex=0 Nex=2 Nex=4

7Be 1/26+

Sp(3,R)10-2

10-1

100

(0,0)1/2

(0,0)3/2

(1,1)1/2

(1,1)3/2

( 3,0)1/2

(0,1)1/2

(0,1)3/2

(0,1)5/2

(0,1)7/2

(1,2)1/2

(1,2)3/2

(1,2)5/2

(2,0)1/2

(2,0)3/2

(2,0)5/2

(3,1)1/2

(3,1)3/2

(3,1)5/2

(5,0)1/2

(5,0)3/2

(0,2)1/2

(0,2)3/2

(0,2)5/2

(0,2)7/2

(1,0)1/2

(1,0)3/2

(1,0)5/2

(1,0)7/2

( 1,3)1/2

(1,3)3/2

(1,3)5/2

(1,3)7/2

(2,1)1/2

(2,1)3/2

(2,1)5/2

(2,1)7/2

(3,2)1/2

(3,2)3/2

(3,2)5/2

(3,2)7/2

(4,0)1/2

(4,0)3/2

(4,0)5/2

(4,0)7/2

(5,1)1/2

(5,1)3/2

(5,1)5/2

(5,1)7/2

(7,0)1/2

(7,0)3/2

(7,0)5/2

Sp(3,R)xSU(2) irrep σS

JISP16 (no Coulomb), SpNCCI, Nσ,max = Nmax = 6, ~ω = 20MeV

Page 39: Symplectic framework for ab initio nuclear structure. I. Symplectic symmetry · 2018. 3. 1. · Symplectic framework for ab initio nuclear structure. I. Symplectic symmetry Mark A.

M. A. Caprio, University of Notre Dame

Summary and outlookFramework for ab initio nuclear NCCI calculation in Sp(3,R) basis

– Identify lowest-grade U(3) irreps (LGIs) in SU(3)-NCSM space– SU(3)-NCSM gives “seed” matrix elements for LGIs At low Nex

– Use commutator structure to recursively calculate matrix elementsA. E. McCoy, Ph.D. thesis, University of Notre Dame (2018).https://github.com/nd-nuclear-theory/spncci

Some very preliminary observations in light nuclei– Confirm Sp(3,R) as approximate symmetry

Mixing of a few dominant irreps– Families of states with similar Sp(3,R) structure

A. E. McCoy, M. A. Caprio, and T. Dytrych, Ann. Acad. Rom. Sci.Ser. Chem. Phys. Sci. (submitted), arXiv:1605.04976.

Computational scheme to be explored and developed– How high must we go in Nσ,ex for Sp(3,R) irreps?– Importance truncation of basis by Sp(3,R) irrep?I.e., going beyond first baseline implementation,to take full advantage of the approximate symmetry

16

18

20

N

λ

μ16(2,1)×(0,0,0)

0

2

4

Nex

V

V