SUSAN M. SHANAMAN 5 ATTORNEY AT LAW K J 212 North …f. stephenson matthes jon r. mooney sharon r...

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SUSAN M. SHANAMAN ATTORNEY AT LAW D 5 KJ 0022L *0 212 North Third Street Suite 203 Harrisburg, PA 17101-1505 {717)236-2055 June 20,1997 James J. McNulty, Prothonotary PA Public Utility Commission Room B 20, North Office Building PO Box 3265 Harrisburg, PA 17105-3265 " ^ U U i t L ( \i j FOLDER w ' cj /J^'/Q. ^^(717) 236-2070 FAX RE: In the Matter of PECO Energy Company's Restructuring Plan; Docket No. R-00973953 Dear Mr. McNulty: By prior Order of Administrative Law Judge Marlane R. Chestnut, the Center for Energy and Economic Development's Petition to Intervene in the above-captioned matter was granted. CEED was placed on the inactive party list. CEED did not object to said listing because it did not intend to pursue discovery or to file Direct Testimony in the case. However, CEED does wish to review the testimony of other parties to the proceeding, and does wish to reserve the right to file rebuttal or surrebuttal testimony should the facts warrant Therefore, CEED hereby specifically requests that parties herein please send a copy of their testimony to the undersigned attorney, if they have not already done so, so that CEED can appropriately determine the need to file any rebuttal or surrebutal testimony as a matter of presenting its unique interests. Enclosed for your files are an original and three copies of this document. Copies of the document have been served in accordance with the attached certificate of service. Kindly date stamp an enclosed copy and return in the SASE. Any questions, please contact me. DOCKETED JUN 25 Sincerely, lanaman. Attorney for The Center for Energy and Economic Development cc: Parties of Record Hon. Marlane R. Chestnut Hon. Charles E. Rainey, Jr.

Transcript of SUSAN M. SHANAMAN 5 ATTORNEY AT LAW K J 212 North …f. stephenson matthes jon r. mooney sharon r...

Page 1: SUSAN M. SHANAMAN 5 ATTORNEY AT LAW K J 212 North …f. stephenson matthes jon r. mooney sharon r paxton chad f. phipps pamela c. polacek jonathan k rudd bruce r spicer carol a. steinour

SUSAN M. SHANAMAN ATTORNEY AT LAW

D 5 KJ 0022L *0

212 North Third Street Suite 203 Harrisburg, PA 17101-1505 {717)236-2055

June 20,1997

James J. McNulty, Prothonotary PA Public Utility Commission Room B 20, North Office Building PO Box 3265 Harrisburg, PA 17105-3265

" ^ U U i t L ( \i j

FOLDER

w ' c j /J^'/Q. ^^(717) 236-2070 FAX

RE: In the Matter of PECO Energy Company's Restructuring Plan; Docket No. R-00973953

Dear Mr. McNulty:

By prior Order of Administrative Law Judge Marlane R. Chestnut, the Center for Energy and Economic Development's Petition to Intervene in the above-captioned matter was granted. CEED was placed on the inactive party list. CEED did not object to said listing because it did not intend to pursue discovery or to file Direct Testimony in the case. However, CEED does wish to review the testimony of other parties to the proceeding, and does wish to reserve the right to file rebuttal or surrebuttal testimony should the facts warrant Therefore, CEED hereby specifically requests that parties herein please send a copy of their testimony to the undersigned attorney, if they have not already done so, so that CEED can appropriately determine the need to file any rebuttal or surrebutal testimony as a matter of presenting its unique interests.

Enclosed for your files are an original and three copies of this document. Copies of the document have been served in accordance with the attached certificate of service.

Kindly date stamp an enclosed copy and return in the SASE. Any questions, please contact me.

DOCKETED JUN 25

Sincerely,

lanaman. Attorney for The Center for Energy and Economic Development

cc: Parties of Record Hon. Marlane R. Chestnut Hon. Charles E. Rainey, Jr.

Page 2: SUSAN M. SHANAMAN 5 ATTORNEY AT LAW K J 212 North …f. stephenson matthes jon r. mooney sharon r paxton chad f. phipps pamela c. polacek jonathan k rudd bruce r spicer carol a. steinour

D fa F] CERTIFICATE OF SERVICE

I hereby certifyQhgt^ jjajye^served the foregoing document upon the following persons by first class mail, postage prepaid. " ^ " "WUtiZS !>}] IQ: 30

Kenneth Mickens, Esq. Charles D. Shields, Esq. PA Public Utility Commission Office of Trial Staff PO Box 3265 Harrisburg, PA 17105-3265

Paul R. Bonney, Esq. Ward Smith, Esq. Robin L. Krongold, Paralegal PECO Energy Company 2301 Market Street, PO Box 8699 Philadelphia, PA 19101-8699

Tanya McCloskey, Esq. Steven K. Steinmetz, Esq. Office of Consumer Advocate 1425 Strawberry Square Harrisburg, PA 17120

Bernard A. Ryan, Esq. Karen Oill Moury, Esq. Small Business Advocate 300 N. 2nd Street, Suite 1102 Harrisburg, PA 17101

David Kleppinger, Esq. Derrick P. Williamson, Esq. PAIEUG McNees Wallace and Nurick PO Box 1166 Harrisburg, PA 17108-1166

John L. Munsch, Esq. Allegheny Power 800 Cabin Hill Drive Greensburg, PA 15601

GPU Energy Ryan Russell Ogden and Seltzer 1100 Berkshire Boulevard, Suite 301 Reading, PA 19610

Paul Russell, Esq. Pennsylvania Power and Light Company Two North Ninth Street Allentown, PA 18101

Steven P. Hershey, Esq. Community Legal Services Inc. 1424 Chestnut Street Philadelphia, PA 19102

Roger Clark, Esq. Environmentalists 905 Denston Drive Ambler, PA 19002-3901

Janet Miller, Esq. MAPSA Malatesta Hawke and McKeon 100 North Tenth Street PO Box 1778 Harrisburg, PA 17105-1778

Christopher B. Craig, Esq. Senator Vincent J. Fumo Room 545, Main Capitol Building Harrisburg, PA 17120

Donald A. Kaplan, Esq. Pennsylvania Power and Light Suite 500 1735 New York Avenue, NW Washington DC 20006-4759

Page 3: SUSAN M. SHANAMAN 5 ATTORNEY AT LAW K J 212 North …f. stephenson matthes jon r. mooney sharon r paxton chad f. phipps pamela c. polacek jonathan k rudd bruce r spicer carol a. steinour

Bruce A. Connell, Esq. Dupont Power Marketing, Inc. 600 North Daily Ashford CH-lOSl Houston, Texas 77079

Craig A. Doll, Esq. Delmarva Power and Light Company 214 State Street Harrisburg, PA 17101

Walter W.Cohen, Esq. Andrew J. Giorgione, Esq. Indianapolis Power and Light Company 204 State Street Harrisburg, PA 17102

David Boonin, Esq. New Energy Ventures 200 South Broad Street Suite 800 Philadelphia, PA 19107

usan M. Shanaman

Attorney for the Center for Energy and Economic Development

Dated: June 20, 1997

Page 4: SUSAN M. SHANAMAN 5 ATTORNEY AT LAW K J 212 North …f. stephenson matthes jon r. mooney sharon r paxton chad f. phipps pamela c. polacek jonathan k rudd bruce r spicer carol a. steinour

M C N E E S , W A L L A C E & N U R I C K ATTORNEYS AT LAW

BRUCE D. BAGLEY

A L A N R BOYNTON. JR .

ERIC L- B R O S S M A N

ROBERT M. CHERRY

LOUIS A. DEJOIE

DAVID a DISNEY

MICHAEL A. D O C T R O W

ELIZABETH A. DOUGHERTY

HARVEY FREEDENBERG

J A M E S l_ FRTTZ

W. J E F F R Y J A M O U N E A U

MICHAEL G- J A R M A N

D O N A L D a KAUFMAN

STEPHEN R. KERN

DAVID M. KLEPPINGER

BERNARD A. LABUSKES. JR .

DELANO M. L A N T Z

DAVO E-LEI-MAN

F R A N K U N A. MILES. JR.

ROBERT A. MILLS

STEPHEN A. MOORE

J O H N a OYLER

G A R Y A. RITTER

DANA S T E V E N S S C A D U T O

RICHARD W. STEVENSON

DIANE M. TOKARSKY

CATHERINE E. WALTERS

DAVID M- WATTS. OR.

STEVEN J . WEINGARTEN

NEAL a W E S T

NORMAN L W M T E

LAWRENCE R. W C D E R

WOJJAM M. YOUNG. JR.

IOO PINE STREET P. O. BOX 1166

HARRISBURG. PA I7 IOB- I I 66 TELEPHONE (717) 232-8000 FAX 1717) 237-5300

1200 G STREET N.W. SUITE SOO

WASHINGTON. D.C. 2 0 0 0 5 TELEPHONE 1202)434-8991 FAX 12021434-8707

http://www.mwn.com

OF COUNSEL ROBERT H. GRISWOLD FRANCIS B. HAAS. JR. RICHARD R. LEFEVER

SAMUEL A. SCHRECKENGAUST. JR,

DOCUMEN] FOLDER

Writer's Direel Dial: (717) 237-5446

E-Mail: [email protected]

June 20, 1997

JENNIFER L. BAKER

JEFFREY F. CHAMPAGNE

J A M E S P. DEANGELO

J A M E S P. DOUGHERTY

KATHLEEN A. DUNST

DEBRA P. FOURLAS

HELEN L. GEMMILL

ROBERT J . GODUTO

S C O T T A. GOULD

RANDOLPH a HOUSTON. JR.

BRIAN F. J A C K S O N

BRIAN E. KAMOIE

MICHAEL R KELLEY

PETTER F. KRIETE

J A M E S W. KUTZ

LOUISE HUTCHINSON MARA

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SHARON R PAXTON

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PAMELA C. POLACEK

JONATHAN K RUDD

BRUCE R SPICER

C A R O L A. STEINOUR

S U S A N V. STEWART

ROBERT F. TEPLTTZ

ROBERT A. WEJSHAAR J R

DERRICK P. WILLIAMSON

J O H N A. WITHEROW. J R

KATHLEEN A. WOLOWSKI

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VIA F E D E R A L EXPRESS Honorable Marlane R. Chestnut Honorable Charles E. Rainey, Jr. Administrative Law Judges Pennsylvania Public Utility Commission 1302 Philadelphia State Office Building 1400 West Spring Garden Street Philadelphia, PA 19130

Re: Pennsylvania Public Utility Commission v. PECO Energy Company - Application of PECO Energy Company for Approval of its Restructuring Plan under Section 2806 of the Public Utility Code; Docket No. R-00973953

Dear Judges Chesmut and Rainey:

Consistent with the procedural schedule in the above-referenced proceeding, enclosed please find copies of written direct testimony prepared on behalf of the Philadelphia Area Industrial Energy Users Group ("PAIEUG") as follows:

(1) PAIEUG Statement 1 (the direct testimony and exhibits of Stephen J. Baron)

(2) PAIEUG Statement 2 (the direct testimony and exhibits of Randall J. Falkenberg)

(3) PAIEUG Statement 3 (the direct testimony and exhibits of Lane Kollen)

Page 5: SUSAN M. SHANAMAN 5 ATTORNEY AT LAW K J 212 North …f. stephenson matthes jon r. mooney sharon r paxton chad f. phipps pamela c. polacek jonathan k rudd bruce r spicer carol a. steinour

Honorable Marlane R. Chestnut Honorable Charles E. Rainey, Jr. June 20, 1997 Page 2

Copies are also being served upon all parties of record as evidenced by the attached Certificate of Service.

Very truly yours,

McNEES, WALLACE & NURICK

By _ Derrick P. Williamson

Counsel to the Philadelphia Area Industrial Energy Users Group

DPW/aeh Enclosures c: Certificate of Service

James J. McNulty, Prothonotary (transmittal letter and Certificate of Service only)

K:\146\08115\CHESTNUT.LTR

Page 6: SUSAN M. SHANAMAN 5 ATTORNEY AT LAW K J 212 North …f. stephenson matthes jon r. mooney sharon r paxton chad f. phipps pamela c. polacek jonathan k rudd bruce r spicer carol a. steinour

CERTIFICATE OF SERVICE

ocu,. FOLDEk

I hereby certify that I am this day serving a true copy of the direct testimony and

exhibits of the Philadelphia Area Industrial Energy Users Group upon the participants listed

below in accordance with the requirements of 52 Pa. Code § 1.54 (relating to service by a

participant).

VIA HAND DELIVERY:

Tanya J. McCloskey, Esq. Steven K. Steinmetz, Esq. Office of Consumer Advocate 1425 Strawberry Square Harrisburg, PA 17120

Karen Oill Moury, Esq. Office of Small Business Advocate Suite 1102, Commerce Building 300 North Second Street Harrisburg, PA 17101

Daniel Clearfield, Esq. Alan C. Kohler, Esq. Wolf, Block, Schorr and Solis-Cohen 305 North Front Street, Suite 401 Harrisburg, PA 17101

Christopher B. Craig, Esq. Office of Senator Vincent J. Fumo Room 545, Main Capitol Building Harrisburg, PA 17120

Alan J. Barak, Esq. 1417 Blue Mountain Parkway Harrisburg, PA 17112

Craig A. Doll, Esq. 214 State Street Harrisburg, PA 17101

DOCKETED JUN 26

CD" CD Linda C. Smith, Esq.

Dilworth, Paxson, Kalish & I^ f fman 305 North Front Street, Suite 4G3 Harrisburg, PA 17101

Terrance J. Fitzpatrick, Esq. David M. DeSalle, Esq. Ryan, Russell, Ogden & Seltzer 800 North Third Street, Suite 101 Harrisburg, PA 17102-0

Janet Miller, Esq. 3 c_ Malatesta, Hawke & MgK^on S 100 North Tenth Street?,o P.O. Box 1778 5^ Harrisburg, PA 17105-^73 3

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o CO Walter W. Cohen, Esq.4;

Andrew J. Giorgione, ^sg. Obermayer, Rebmann, Maxwell & Hippel 204 State Street Harrisburg, PA 17101

Kenneth L. Mickens, Esq. Office of Trial Staff PA Public Utility Commission Pitnick Building, Third Floor 901 North 7th Street, Rear P.O. Box 3265 Harrisburg, PA 17105-3265

Page 7: SUSAN M. SHANAMAN 5 ATTORNEY AT LAW K J 212 North …f. stephenson matthes jon r. mooney sharon r paxton chad f. phipps pamela c. polacek jonathan k rudd bruce r spicer carol a. steinour

CERTIFICATE OF SERVICE Page 2

Joseph J. Malatesta, Jr., Esq. Lillian Smith Harris, Esq. Malatesta, Hawke & McKeon 100 North Tenth Street P.O. Box 1778 Harrisburg, PA 17105-1778

Susan Shanaman, Esq. Center for Energy and Econ. Dev. 212 North Third Street, Suite 203 Harrisburg, PA 17101-1505

VIA FEDERAL EXPRESS:

Paul R. Bonney, Esq. Ward L. Smith, Esq. PECO Energy Company 2301 Market Street Philadelphia, PA 19103

Sharon Johnson Putnam, Hayes & Bartlett 1776 Eye Street, NW Washington, DC 20006

Judah L. Rose ICF Resources, Inc. 9300 Lee Highway Fairfax, VA 22031

Thomas S. LaGuardia TLG Services, Inc. 148 New Milford Road East Bridgewater, CT 06752

James I . Warren Reid & Priest 40 West 57th Street New York, NY 10019

J. Gregory Sidak American Enterprise Institute 1150 17th Street, NW Washington, DC 20036

Joseph F. Brennan AUS Consultants 155 Gaither Drive Mt. Laurel, NJ 08054

William F. Sundermeir 2504 West Avenue Ocean City, NJ 08226

Randall V. Griffm, Esq. Delmarva Power & Light Company 800 King Street Wilmington, DE 19899

Steven P. Hershey, Esq. Community Legal Services, Inc. 1424 Chestnut Street Philadelphia, PA 19102

Paul E. Russell, Esq. Pennsylvania Power & Light Company Two North Ninth Street Allentown, PA 18101

Donald A. Kaplan, Esq. Preston, Gates, et al. Suite 500 1735 New York Avenue, NW Washington, DC 20006-4759

Page 8: SUSAN M. SHANAMAN 5 ATTORNEY AT LAW K J 212 North …f. stephenson matthes jon r. mooney sharon r paxton chad f. phipps pamela c. polacek jonathan k rudd bruce r spicer carol a. steinour

CERTIFICATE OF SERVICE Page 3

Roger Clark, Esq. Environmentalists NESIP 905 Denston Drive Ambler, PA 19002-3901

Mr. David Boonin New Energy Ventures - Mid Atlantic 1845 Walnut Street, Suite 2525 Philadelphia, PA 19103

Bruce A. Connell, Esq, DuPont Power Marketing, Inc. Legal Department 600 North Dairy Ashford, ML-1034 Houston, TX 77079

Mr. Brian Kalcic Excel Consulting Suite 720-T 225 South Meramec Avenue St. Louis, MO 63105

Michael L. Kessler Vice President and General Counsel American Energy Solutions, Inc. 111 South Alfred Street Alexandria, VA 22314

Joel D. Newton, Esq. Vemer Lipfert Bemhard McPherson

&Hand 901 - 15th Street, NW Washington, DC 20005-2301

Michael G. Banta, Esq. Indianapolis Power & Light Company One Monument Circle P.O. Box 1595 Indianapolis, IN 46206-1595

John L. Munsch, Esq. Allegheny Power 800 Cabin Hill Drive Greensburg, PA 15601-1689

Mr. Sam DeFrawi Director, Navy Rate Intervention Washington Navy Yard, Building 212 Code OORI 901 M Street, SE Washington, DC 20374-5018

Audrey Van Dyke, Esq. Naval Facilities Engineering Command Washington Navy Yard, Building 218 Room 200 901 M Street, SE Washington, DC 20374-5018

Joseph A. Dworetzky, Esq. John P. Lavelle, Jr., Esq. Hangley, Aronchick, Segal & Pudlin One Logan Square, Twelfth Floor Philadelphia, PA 19103

Gary A. Jeffries, Esq. CNG Energy Services Corporation One Park Ridge Center P.O. Box 15746 Pittsburgh, PA 15244-0746

Mr. Lance S. Haver 6048 Ogontz Avenue Philadelphia, PA 19141

Usher Fogel, Esq. Roland, Fogel, Koblenz & Carr, LLP 1 Columbia Place Albany, NY 12207

Page 9: SUSAN M. SHANAMAN 5 ATTORNEY AT LAW K J 212 North …f. stephenson matthes jon r. mooney sharon r paxton chad f. phipps pamela c. polacek jonathan k rudd bruce r spicer carol a. steinour

CERTIFICATE OF SERVICE Page 4

Paul L. Ziegler, Esq. Ziegler & Zimmerman, PC 355 North 21st Street, Suite 304 P.O. Box 1080 Camp Hill, PA 17011

Mr. Richard Silkman 163 Main Street Yarmouth, ME 04096

Mr. Peter Bradford Bradford Road, Route 11 P.O. Box 497 Peru, VT 05152

Mr. Jerry Mendl MSB Energy Associates 7507 Hubbard Avenue, Suite 200 Middleton, WI 53562

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Derrick P. Williamson

Dated this 20th day of June, 1997, in Harrisburg, Pennsylvania.

Page 10: SUSAN M. SHANAMAN 5 ATTORNEY AT LAW K J 212 North …f. stephenson matthes jon r. mooney sharon r paxton chad f. phipps pamela c. polacek jonathan k rudd bruce r spicer carol a. steinour

COMMONWEALTH OF PENNSYLVANIA

UOCUMEMT FOLDER

Bernard A. Ryan, Jr. Small Business Advocate

OFFICE OF SMALL BUSINESS Suite 1102, Commerce Building

300 North Second Street Harrisburg, Pennsylvania 17101

J u n e 2 0 , 1997 (717)783-2525 (717) 783-2831 (FAX)

O f f i c e of the Prothonotary Pennsylvania Public u t i l i t y Commission Room B-20, North O f f i c e B u i l d i n g P. O. Box 3265 Harrisburg, PA 17105-32 65

Re: Application Of PECO Energy Company For Approval Of I t s Restructuring Plan Under Section 2806 Of The Public U t i l i t y Code Docket NO. R-00973953

Dear Prothonotary:

Enclosed i s a c e r t i f i c a t e of service pursuant t o 52 Pa. Code §5.342(d) c e r t i f y i n g t h a t on t h i s date the O f f i c e of Small Business Advocate served the responses t o I n t e r r o g a t o r i e s , Nos. 1 through 12, propounded by PECO Energy Company i n the above-captioned proceeding. A copy has been served on a l l p a r t i e s of record.

Sincerely,

Karen O i l l Moury As s i s t a n t Small Business vocate

Enclosure cc: P a r t i e s of Record

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Page 11: SUSAN M. SHANAMAN 5 ATTORNEY AT LAW K J 212 North …f. stephenson matthes jon r. mooney sharon r paxton chad f. phipps pamela c. polacek jonathan k rudd bruce r spicer carol a. steinour

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BEFORE THE /' "• FT

PENNSYLVANIA PUBLIC UTILITY COMMISSIONJ ^ u

A p p l i c a t i o n of PECO Energy Company For Approval Of I t s R e s t r u c t u r i n g Plan Under Section 2806 Of The Public U t i l i t y Code

Docket No. R-00973953

CERTIFICATE OF SERVICE

MCKETED

I c e r t i f y t h a t I am serving the responses on behalf of the O f f i c e of Small Business Advocate t o PECO Energy Company i n t e r r o g a t o r i e s , Nos. 1 through 12, upon the persons addressed below:

Paul Bonney, Esquire Ward Smith, Esquire PECO Energy Company 2301 Market St r e e t P.O. Box 8699 P h i l a d e l p h i a , PA 18101-8699 (overnight mail)

Kenneth L. Mickens, Esquire Charles Daniel Shields, Esq. O f f i c e of T r i a l S t a f f Pa. Public U t i l i t y Commission P.O. Box 3265 Harrisburg, PA 17101

Alan J. Barak, Esquire 1417 Blue Mountain Parkway Harrisburg, PA 17112

Walter W. Cohen, Esquire Obermayer Rebmann Maxwell &

Hippel LLP 204 State S t r e e t Harrisburg, PA 17101

John L. Munsch, Esquire West Penn Power Company 800 Cabin H i l l Drive Greensburg, PA 15601

David Kleppinger, Esquire McNees, Wallace & Nurick 100 Pine S t r e e t P.O. Box 1166 Harrisburg, PA 17108-1166

Tanya J. McCloskey, Esquire Steven K. Steinmetz, Esquire O f f i c e of Consumer Ad'^ofcate 1425 Strawberry Squar^ 3

Harrisburg, PA 1 7 1 2 ^

Christopher B. Craig,^gsquire Counsel t o Senator Fumo Room 54 5, Main C a p i t o l Bldg. Harrisburg, PA 1712 0

Craig A. D o l l , Esquire 214 State S t r e e t Harrisburg, PA 17101

Daniel C l e a r f i e l d ^ Esou'ire Wolf, Block, Schop?^ & c;

Solis-Cohen ~m " Suite 401 £ p o' 3 05 North Front S t r e e t Harrisburg, PA 7 1 ( 3

William T. Hawke, Esq Janet L. Miller, Esqu^e^l I uanei: JJ. r a i x i e r , ^squj&e^l I p. ^ Todd S. Stewart, Es q i i i r e : L. i j n Q Malatesta, Hawke & McKeon" c* 100 North Tenth S t r e e t P. O. Box 1778 Harrisburg, PA 17105

CT)

O ~ 1 Richard LaCapra

-jLaCapra Associate^ oo 'The Providence Biii'lding 333 Washington S t r e e t Boston, MA 02108

Paul Russell, Esquire Pennsylvania Power & L i g h t Co Two North Ninth S t r e e t Allentown, PA 18101-1179

Page 12: SUSAN M. SHANAMAN 5 ATTORNEY AT LAW K J 212 North …f. stephenson matthes jon r. mooney sharon r paxton chad f. phipps pamela c. polacek jonathan k rudd bruce r spicer carol a. steinour

C l i n t o n A. Vince, Esquire Paul E. Nordstrom, Esquire Deborah A. Swanstrom, Esquire Joel D. Newton, Esquire Verner, L i i p f e r t , Bernhard,

McPherson & Hand 901 15th S t r e e t , N.W. Washington, DC 20005-2301

Donald A. Kaplan, Esquire Preston Gates E l l i s &

Rouvelas Meeds Suite 500 1735 New York Avenue, N.W. Washington, DC 20006-4759

Mr. Lance S. Haver 6048 Ogontz Avenue Ph i l a d e l p h i a , PA 19141

Bruce A. Connell, Esquire DuPont Power Marketing, Inc. Legal Department 600 N. Dairy Ashford, ML-1034 Houston, TX 77079

Terence F i t z p a t r i c k , Esquire David Desalle, Esquire Ryan, Russell, Ogden & Seltzer 800 North T h i r d S t r e e t Suite 101 Harrisburg, PA 17102-2025

Linda C. Smith, Esquire D i l w o r t h , Paxson, K a l i s h &

Kauffman 305 North Front S t r e e t Suite 403 Harrisburg, PA 17101

Michael L. Kessler, Esquire Vice President/General Counsel American Energy Solutions, Inc. I l l South A l f r e d S t r e e t Alexandria, VA 22314

Joseph J. Malatesta, J r . , Esq. Malatesta, Hawke & McKeon 100 North Tenth S t r e e t P. O. Box 1778 Harrisburg, PA 17105

Steven P. Hershey, Esquire Community Legal Services, Inc. 1424 Chestnut S t r e e t P h i l a d e l p h i a , PA 19102

Michael G. Banta, Esquire Vice-President and A s s i s t a n t

General Counsel I n d i a n a p o l i s Power & L i g h t Co. One Monument C i r c l e P.O. Box 1595 I n d i a n a p o l i s IN 46206-1595

Randall V. G r i f f i n , Esquire Delmarva Power & L i g h t Company 800 King S t r e e t Wilmington, DE 19899

Mr. David Boonin New Energy Ventures 200 S. Broad S t r e e t , Suite 800 Ph i l a d e l p h i a , PA 19102

Roger Clark, Esquire NESIP 9 05 Denston Drive Ambler, PA 19002-3901

Mr. Stephen J. Baron J. Kennedy and Associates, Inc. 35 Glenlake Parkway, Suite 475 A t l a n t a , GA 30328

Audrey Van Dyke, Esquire Naval F a c i l i t i e s Engineering Command - L i t i g a t i o n Headquarters 09L Washington Navy Yard Bldg. 218 901 M S t r e e t SE Washington, DC 20374-5018

Mr. Peter Bradford P.O. Box 497 Peru, Vermont 05152

Mr. Richard Silkman 163 Main St r e e t Yarmouth, Maine 04096

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Usher Fogel, Esquire Roland, Fogel, Koblenz

& Carr, LLP 1 Columbia Place Albany, NY 12207

Susan M. Shanaman, Esquire 212 North T h i r d S t r e e t Suite 203 Harrisburg, PA 17101-1505

Joseph A. Dworetzky, Esquire Hangley Aronchick Segal

& Pudlin One Logan Square Twelfth Floor P h i l a d e l p h i a , PA 19103-6933

Date: June 20, 1997

Karen O i l l Moury Deputy Small Business Advo't

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Page 14: SUSAN M. SHANAMAN 5 ATTORNEY AT LAW K J 212 North …f. stephenson matthes jon r. mooney sharon r paxton chad f. phipps pamela c. polacek jonathan k rudd bruce r spicer carol a. steinour

C O M M O N W E A L T H ^ E P E N N S Y L V ^

OFFICE OF SMALL BUSINESS ADVOCATE Suite 1102, Commerce Building

300 North Second Street Harrisburg, Pennsylvania 17101

Bernard A. Ryan, Jr. Small Business Advocate June 20, 1997

(717) 783-2525 (717)783-2831(FAX)

UUou O f f i c e of the Prothonotary Pennsylvania Public U t i l i t y Coimnission Room B-20, North O f f i c e B u i l d i n g P.O. Box 3265 Harrisburg, PA 1710 5-3265

Re: Application of PECO Energy Company For Approval Of I t s Restructuring Plan Under Section 2806 the Public U t i l i t y Code Docket NO. R-00973953

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Dear Prothonotary:

Enclosed i s a c e r t i f i c a t e of service pursuant t o 52 Pa. Code §5.412(f) f o r f i l i n g the d i r e c t testimony and e x h i b i t of Mr. Brian K a l c i c i n the above docket labeled OSBA Statement No. 1.

I f you have any questions, please do not h e s i t a t e t o contact me.

Sincerely,

Karen O i l l Moury Deputy Small Business Advocate

Enclosure

Page 15: SUSAN M. SHANAMAN 5 ATTORNEY AT LAW K J 212 North …f. stephenson matthes jon r. mooney sharon r paxton chad f. phipps pamela c. polacek jonathan k rudd bruce r spicer carol a. steinour

DOOtETED

BEFORE PENNSYLVANIA PUBLIC U

A p p l i c a t i o n of PECO Energy Company For Approval Of I t s R e s t r u c t u r i n g Plan Under Section 2806 Of The Public U t i l i t y Code

CERTIFICATE OF SERVICE

I c e r t i f y t h a t I am serving two copies of the d i r e c t testimony of Brian K a l c i c on behalf of the O f f i c e of Small Business Advocate i n the manner i n d i c a t e d upon the persons addressed below:

Hon. Marlane R. Chestnut A d m i n i s t r a t i v e Law Judge Pa. Public U t i l i t y Commission 1302 P h i l a . State O f f i c e Bldg. Broad and Spring Garden Streets P h i l a d e l p h i a , PA 19130 (overnight mail 6/19)

Paul Bonney, Esquire Ward Smith, Esquire PECO Energy Company 2301 Market Str e e t P.O. Box 8699 Ph i l a d e l p h i a , PA 19101-8699 (overnight m a i l 6/19)

Kenneth L. Mickens, Esquire Charles Daniel Shields, Esq. O f f i c e of T r i a l S t a f f Pa. Public U t i l i t y Commission P.O. Box 3265 Harrisburg, PA 17101 (hand d e l i v e r e d 6/20)

Alan J. Barak, Esquire 1417 Blue Mountain Parkway Harrisburg, PA 17112 ( f i r s t class mail 6/19)

Walter W. Cohen, Esquire Obermayer Rebmann Maxwell &

Hippel LLP 204 State S t r e e t Harrisburg, PA 17101 (hand d e l i v e r e d 6/20)

Hon. Charles E. Rainey, J r . A d m i n i s t r a t i v e Law Judge Pa. Public U t i l i t y Commission 1302 P h i l a . State O f f i c e Bldg. Broad and Spring Garden Streets P h i l a d e l p h i a , PA 19130 (overnight mail 6/19)

David Kleppinger, EsquS5e McNees, Wallace & NuriGR 100 Pine St r e e t P.O. Box 1166 ^ Harrisburg, PA 17108gjl66 (hand d e l i v e r e d 6/20)

Tanya J. McCloskey, Esquire Steven K. Steinmetz, Esquire O f f i c e of Consumer Advocate 1425 Strawberry Square Harrisburg, PA 17120 (hand d e l i v e r e d 6/r2;o)

o — 1

Christopher B. Cra^gtl Esquire Counsel t o Senator^Fumcv-Room 545, Main Cap-jLjtpl £§ldg. Harrisburg, PA iSi^O (hand d e l i v e r e d e/ -tS) 3

Daniel Clearfield,^Esqiiire Wolf, Block, Schorp; & co

Solis-Cohen r ' ' Suite 4 01 3 05 North Front S t r e e t Harrisburg, PA 17101 (hand d e l i v e r e d 6/20)

Page 16: SUSAN M. SHANAMAN 5 ATTORNEY AT LAW K J 212 North …f. stephenson matthes jon r. mooney sharon r paxton chad f. phipps pamela c. polacek jonathan k rudd bruce r spicer carol a. steinour

John L. Munsch, Esquire West Penn Power Company 800 Cabin H i l l Drive Greensburg, PA 15601 (overnight m a i l 6/19)

W i l l i a m T. Hawke, Esquire Janet L. M i l l e r , Esquire Todd S. Stewart, Esquire Malatesta, Hawke & McKeon 100 North Tenth St r e e t P. O. Box 1778 Harrisburg, PA 17105 (hand d e l i v e r e d 6/20)

C l i n t o n A. Vince, Esquire Paul E. Nordstrom, Esquire Deborah A. Swanstrom, Esquire Joel D. Newton, Esquire Verner, L i i p f e r t , Bernhard,

McPherson & Hand 901 15th S t r e e t , N.W. Washington, DC 20005-2301 (overnight m a i l 6/19)

Donald A. Kaplan, Esquire Preston Gates E l l i s &

Rouvelas Meeds Suite 500 1735 New York Avenue, N.W. Washington, DC 20006-4759 (overnight m a i l 6/19)

Mr. Lance S. Haver 6048 Ogontz Avenue Ph i l a d e l p h i a , PA 19141 (overnight m a i l 6/19)

Bruce A. Connell, Esquire DuPont Power Marketing, Inc. Legal Department 600 N. Dairy Ashford, ML-1034 Houston, TX 77079 (overnight m a i l 6/19)

Terence F i t z p a t r i c k , Esquire David Desalle, Esquire Ryan, Russell, Ogden & Seltzer 800 North T h i r d S t r e e t Suite 101 Harrisburg, PA 17102-2025 (hand d e l i v e r e d 6/20)

Craig A. D o l l , Esquire 214 State S t r e e t Harrisburg, PA 17101 (hand d e l i v e r e d 6/20)

Mr. Richard LaCapra LaCapra Associates The Providence B u i l d i n g 333 Washington Str e e t Boston, MA 02108 (overnight mail 6/19)

Paul Russell, Esquire Pennsylvania Power & L i g h t Co. Two North Ninth S t r e e t Allentown, PA 18101-1179 (overnight mail 6/19)

Steven P. Hershey, Esquire Community Legal Services, Inc. 1424 Chestnut S t r e e t P h i l a d e l p h i a , PA 19102 (overnight m a i l 6/19)

Michael G. Banta, Esquire Vice-President and A s s i s t a n t

General Counsel I n d i a n a p o l i s Power & L i g h t Co. One Monument C i r c l e P.O. Box 1595 I n d i a n a p o l i s IN 4 62 06-1595 (overnight mail 6/19)

Randall V. G r i f f i n , Esquire Delmarva Power & L i g h t Company 800 King S t r e e t Wilmington, DE 19899 (overnight mail 6/19)

Mr. David Boonin New Energy Ventures 200 S. Broad S t r e e t , Suite 800 P h i l a d e l p h i a , PA 19102 (overnight m a i l 6/19)

Roger Clark, Esquire NESIP 905 Denston Drive Ambler, PA 19002-3901 (overnight m a i l 6/19)

Page 17: SUSAN M. SHANAMAN 5 ATTORNEY AT LAW K J 212 North …f. stephenson matthes jon r. mooney sharon r paxton chad f. phipps pamela c. polacek jonathan k rudd bruce r spicer carol a. steinour

Linda C. Smith, Esquire D i l w o r t h , Paxson, K a l i s h &

Kauffman 305 North Front St r e e t Suite 403 Harrisburg, PA 17101 (hand d e l i v e r e d 6/20)

Michael L. Kessler, Esquire Vice President/General Counsel American Energy Solutions, Inc. I l l South A l f r e d S t r e e t Alexandria, VA 22314 (overnight m a i l 6/19)

Mr. Stephen J. Baron J. Kennedy and Associates, Inc. 35 Glenlake Parkway, Suite 475 A t l a n t a , GA 30328 (overnight m a i l 6/19)

Audrey Van Dyke, Esquire Naval F a c i l i t i e s Engineering Command - L i t i g a t i o n Headquarters 09L Washington Navy Yard Bldg. 218 901 M St r e e t SE Washington, DC 20374-5018 (overnight mail 6/19)

Joseph J. Malatesta, J r . , Esq, Malatesta, Hawke & McKeon 100 North Tenth St r e e t P. O. Box 1778 Harr i sburg, PA 17105 (hand d e l i v e r e d 6/20)

Usher Fogel, Esquire Roland, Fogel, Koblenz

& Carr, LLP 1 Columbia Place Albany, NY 12 2 07 (overnight m a i l 6/19)

Susan M. Shanaman, Esquire 212 North T h i r d S t r e e t Suite 203 Harrisburg, PA 17101-1505 (hand d e l i v e r e d 6/20)

Mr. W i l l i a m F. Sundermeir 2504 West Avenue Ocean C i t y , NJ 08226 (overnight m a i l 6/19)

Judah L. Rose ICF Resources, Inc. 93 00 Lee Highway F a i r f a x , VA 22031 (overnight m a i l 6/19)

Mr. Peter Bradford P.O. Box 497 Peru, Vermont 05152 (overnight mail 6/19)

Mr. Richard Silkman 163 Main Str e e t Yarmouth, Maine 04 09 6 (overnight m a i l 6/19)

Joseph A. Dworetzky, Esquire Hangley Aronchick Segal

& Pudlin One Logan Square Twelfth Floor P h i l a d e l p h i a , PA 19103-6933 (overnight mail 6/19)

Ms. Sharon Johnson Putnam, Hayes & B a r t l e t t 1776 Eye S t r e e t , NW Wa sh i ngton, DC 2 0006 (overnight m a i l 6 / 1 ^

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Date: June 20, 1997

Karen O i l l Moury Deputy Small Business Adv

Page 18: SUSAN M. SHANAMAN 5 ATTORNEY AT LAW K J 212 North …f. stephenson matthes jon r. mooney sharon r paxton chad f. phipps pamela c. polacek jonathan k rudd bruce r spicer carol a. steinour

Legal Department

PECO ENERGY 0\

James W. Durham Senior ^ice Presideni and General Counsel

Sandra H. Byrne Legal Adminisiraior

Paul R. Bonney Ellen M. Cavanaugh Edward J. Cullen. Jr. Todd D. Culler Vilna Wgldron Gasion Gfegory Golazeski John C. Halderman Mary McFaH Hopper Stephen L Huntoon Thomas G. Jackson J. Lindsay Johnston Conrad 0- Kattner Stephanie Whiilon Lewis Jeffrey J- Norton Mark B. Peabody Roslyn G- Pollack Christine A. Reuther Wendy Schermer Susan E. Sciamanna Foehl Jenny R Shulbank Ward L. Smilh Dawn Getty Sutphin Noel H. Tfask

Assistant General Counsel

PECO Energy Company 2301 Market Street PO Box 8699 Philadelphia, PA 19101-8699 215 841 5544 Fax 215 568 3389

Direct Dial: 215 841 4252

June 20, 1997

Bv Overniqht Delivery

Audrey Van Dyke, Associate Counsel Naval Facilities Engineering Command Washington Navy Yard, Bldg 218, Room 200 901 M Street, S.E. Washington, DC 20374-5018

Re: Application of PECO Energy Company for Approval of its Restructuring Plan under Section 2806 of the Public Utility Code Docket No. R-00973953

Dear Audrey: o CD

Enclosed are PECO Energy Company's Answers to the Department of tfcei Navy's Interrogatories: ^

Set I Navy-l-7, Navy-l-23 and Navy-l-41.

Sincerely,

Paul Bonney

PRB/mbo

Enclosures

cc: w/enclosures Certificate of Service (w/enclosure)

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CTJ

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James McNulty, Acting Prothonotary (Certificate of Service Only)

91203v07

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Page 19: SUSAN M. SHANAMAN 5 ATTORNEY AT LAW K J 212 North …f. stephenson matthes jon r. mooney sharon r paxton chad f. phipps pamela c. polacek jonathan k rudd bruce r spicer carol a. steinour

James W. Durham Senior Vice President and General Counsel

Sandra H. Byrne Legal Administrator

Paul R. Bonney Blen M. Cavanaugh Edward J. Cullen, Jr. Todd D. Cutler Vilna Waldron Gaston Gregory Golazeski John C. Halderman Mary McFaH Hopper Stephen L Huntoon Thomas G. Jackson J. Lindsay Johnston Conrad 0. Kattner Stephanie Whitlon Lewis Jeffrey J. Norton Mark B. Peabody Roslyn G. Pollack Christine A. Reuther Wendy Schermer Susan E. Sciamanna Foehl Jenny R Shulbank Ward L. Smith Dawn Getty Sutphin Noel H. Trask

Assistant General Counse'

Legal Department

PECO ENERGY PECO Energy Company 2301 Market Street PO Box 8699 Philadelphia, PA 19101-8699 215 841 5 5 4 4 Fax 215 568 3 3 8 9

Direct Dial: 215 841 4252

June 20, 1997

Bv Overnight Delivery

Paul E. Nordstrom, Esquire Verner, Liipfert Bernhard McPherson and

Hand 901 -15 t h Street, N.W. Washington, DC 20005-2301

Re: Application of PECO Energy Company for Approval of its Restructuring Plan under Section 2806 of the Public Utility Code ^ Docket No. R-00973953 /NO

Dear Paul: co

Enclosed are PECO Energy Company's Answers to Allegheny Power's Interrogatories:

Set I: Allegheny-l-13 and Allegheny-l-18.

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Sincerely,

QdsuJl &cnrtty/mc>

Paul Bonney

PRB/mbo

Enclosures cc: w/enclosures

Certificate of Service (w/enclosure) James McNulty, Acting Prothonotary (Certificate of Service Only)

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Page 20: SUSAN M. SHANAMAN 5 ATTORNEY AT LAW K J 212 North …f. stephenson matthes jon r. mooney sharon r paxton chad f. phipps pamela c. polacek jonathan k rudd bruce r spicer carol a. steinour

Legal Department

James W. Durham Senior Vice President and General CounseJ

Sandra H. Byrne Legal Administrator

F^ul R. Bonney B e n M. Cavanaugh Edward J . Cullen. J r Todd D. Cutler Vilna Waldron Gaston Gregory Golazeski John C. Halderman Mary McFall Hopper Stephen L. Huntoon Thomas G. Jackson J. Undsay Johnston Conrad 0 . Kanner Stephanie Whi t lon Lewis Jeffrey J . Norton Mark B. Peabody Roslyn G. Pollack Christine A. Reuther Wendy Schermer Susan E. Sciamanna Foehl Jenny R Shulbank Ward L. Smi lh Dawn Getty Sutphin Noel H. Trask

Assistant General Counsel

PECO ENERGY PECO Energy Company 2301 Market Street PO Box 8699 Philadelphia, PA 19101-8699 215 841 5544 Fax 215 568 3389

Direct Dial: 215 841 4252

June 20, 1997

Bv Overnight Delivery Tanya McCloskey Assistant Consumer Advocate Office of Consumer Advocate 1425 Strawberry Square Harrisburg, PA 17120

Re: Application of PECO Energy Company for Approval of its Restructuring Plan under Section 2806 of the Public Utility Code Docket No. R-00973953

Dear Tanya: CD

Enclosed are PECO Energy Company's Answers to the Office of Consurr^ Advocate's Interrogatories: \ /

Set X: OCA-X-5 and OCA-X-8.

Set XV: OCA-XV-1 through OCA-XV-3, OCA-XV-6, OCA-XV-10, OCA-XV-11, OCA-XV-14, OCA-XV-17, OCA-XV-22, OCA-XV-24 through OCA-XV-26, OCA-XV-28, OCA-XV-29, OCA-XV-34, OCA-XV-40, OCA-XV-43, OeA-XV-46, OCA-XV-50, OCA-XV-51 and OCA-XV-54.

If you have any questions, please call me at (215) 841-4252.

Sincerely,

Paul Bonney

PRB/mbo Enclosures cc: w/enclosures

Certificate of Service (w/enclosure) James McNulty, Acting Prothonotary (Certificate of Service Only)

87605V28 'GCUFlEi i

Page 21: SUSAN M. SHANAMAN 5 ATTORNEY AT LAW K J 212 North …f. stephenson matthes jon r. mooney sharon r paxton chad f. phipps pamela c. polacek jonathan k rudd bruce r spicer carol a. steinour

Legal Department

James W. Durham Senior Vice President and General Counsel

Sandra H. Byme Legal Adminisiraior

Paul R.Bonney Ellen M. Cavanaugh Edward J. Cullen. Jr. Todd D. Cutler Vilna Waldron Gaston Gregory Golazeski John C. Halderman Mary McFall Hopper Stephen L Huntoon Thomas G. Jackson J. Lindsay Johnston Conrad 0. Kanner StepTTanie Whitfon Lewis Jeffrey J. Norton Mark B. Peabody Roslyn G. Pollack Christine A. Reuther Wendy Schermer Susan E. Sciamanna Foehi Jenny R Shulbank Ward L. Smith Dawn Getty Sutphin Noel H. Trask

Assisiam General Counsel

PECO ENERGY PECO Energy Company 2301 Market Street PO Box 8 6 9 9 Philadelphia, PA 19101-8699 215 841 5 5 4 4 Fax 215 568 3 3 8 9

Direct Dial: 215 841 4252

June 20, 1997

Bv Overnight Delivery Steven P. Hershey, Esquire Community Legal Services 1424 Chestnut Street - 4 t h Floor Philadelphia, PA 19102

Re: Application of PECO Energy Company for Approval of its Restructuring Plan under Section 2806 of the Public Utility Code Docket No. R-00973953

Dear Steve: o CD

Enclosed is PECO Energy Company's Answer to the Consumer EducattDm & Protective Association's Interrogatory:

Set I: CEPA-l-9.

If you have any questions, please call me at (215) 841-4252.

Sincerely,

4 ^ Paul Bonney

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PRB/mbo Enclosures cc: w/enclosures

Certificate of Service (w/enclosure) James McNulty, Acting Prothonotary (Certificate of Service Only)

CO

91948

'OCUMEN

Page 22: SUSAN M. SHANAMAN 5 ATTORNEY AT LAW K J 212 North …f. stephenson matthes jon r. mooney sharon r paxton chad f. phipps pamela c. polacek jonathan k rudd bruce r spicer carol a. steinour

Legal Department

James W. Durham Senior Vice Presiceni and General Counsel

Sandra H. Byme Legal Ad mini sua mr

Paul R. Bonney Blen M. Cavanaugh Edward J. Cullen, Jr. Todd D. Culler Vilna Waldron Gaston Gregory Golazeski John C. Hatderman Mary McFall Hopper Stephen L. Huntoon Thomas G. Jackson J. Lindsay Johnston Conrad 0. Kanner Stephanie Whitlon Lewis Jeffrey J. Norton Mark B. Peabody Rosiyn G. Pollack Christine A. Reuther Wendy Schermer Susan E. Sciamanna Foehl Jenny R Shulbank Ward L. Smith Dawn Getty Sutphin Noel H. Trask

Assistant General Counsel

PECO ENERGY PECO Energy Company 2301 Market Street PO Box 8699 Philadelphia, PA 19101-8699 215 841 5544 Fax 215 568 3 3 8 9

Direct Dial: 215 841 4252

June 20, 1997

Bv Overnight Delivery

Usher Fogel, Esquire Rolland, Fogel, Loblenz & Carr, LLP 1 Columbia Place Albany, NY 12207

Re: Application of PECO Energy Company for Approval of its Restructuring Plan under Section 2806 of the Public Utility Code - o Docket No. R-00973953 cr>

ro cr»

Dear Usher: cn

Enclosed are PECO Energy Company's Answers to the Pennsylvania Petroleum Association's Interrogatories:

Set I PPA-l-1 through PPA-l-3.

Sincerely,

Paul Bonney

PRB/mbo

Enclosures

cc: w/enclosures Certificate of Service (w/enclosure) James McNulty, Acting Prothonotary (Certificate of Service Only)

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Page 23: SUSAN M. SHANAMAN 5 ATTORNEY AT LAW K J 212 North …f. stephenson matthes jon r. mooney sharon r paxton chad f. phipps pamela c. polacek jonathan k rudd bruce r spicer carol a. steinour

Legal Department

James W, Durham Senior Vice President and General Counsel

Sandra H. Byrne Legal Adminisiraior

Paul R. Bonney Blen M, Cavanaugh Edward J. Cuilen. Jr. Todd D. Cutler Vilna Waldron Gasion Gregory Golazeski John C. Halderman Mary McFall Hopper Stephen L. Huntoon Thomas G. Jackson J. Lindsay Johnston Conrad 0. Kattner Stephanie Whitlon Lewis Jeffrey J. Norton Mark B. Peabody Roslyn G. Pollack Christine A. Reuther Wendy Schermer Susan E. Sciamanna Foehl Jenny R Shulbank Ward L. Smith Dawn Getty Sutphin Noel H. Trask

Assisiam General Counsel

PECO ENERGY PECO Energy Company 2301 Market Street PO Sox 8699 Philadelphia, PA 19101-8699 215 841 5 5 4 4 Fax 215 568 3 3 8 9

Direct Dial: 215 841 4252

June 20, 1997

Bv Overnight Delivery

Alan J. Barak, Esquire 1417 Blue Mountain Parkway Harrisburg, PA 17112

Re: Application of PECO Energy Company for Approval of its Restructuring Plan under Section 2806 of the Public Utility Code Docket No. R-00973953

Dear Alan: o CD ro

Enclosed are PECO Energy Company's Answers to the EnvironnJtShtalists' Interrogatories: K O

Set III Environmentalists-lll-91 and Environmentalists-lll-150.

Sincerely,

Paul Bonney

PRB/mbo

Enclosures

cc: w/enclosures Certificate of Service (w/enclosure)

-a o —I

Z' to

James McNulty, Acting Prothonotary (Certificate of Service Only)

89329V16

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Page 24: SUSAN M. SHANAMAN 5 ATTORNEY AT LAW K J 212 North …f. stephenson matthes jon r. mooney sharon r paxton chad f. phipps pamela c. polacek jonathan k rudd bruce r spicer carol a. steinour

gf f f t f i ca te of Service

I horeby certify that I have this data served [he following Answers oy facsttnile. first class or ovemignt/express mai l , upon (he persons

addressed below:

,.ry strts- t.*'*. (*<'0, ti.w,*?, j*. jy, 3$, it, Office of Consumer Advocate s Interraoaiones; 1 A i y

Departfnent ot Ihe Navy's Inierrogatones: Set I -yi J } EnvirDnmennlists ' Interroqatones: S ^ r / ^ T " ".

fitteohMi : ser X '3, Kannvth L. Mickens. Senior Prosecuior Ctwrtes Shields. Prosecutor Pemnyivania Public Utilify Commission Off ica of Trial Slaff P.O. Box 3256 Hwnsburg.PA I7J05-32S5

Derrick Wi l l iamson. Esquire David Kleppinger. Esquire McNees. Wal lace & Nurick 100 Pine Slreel Harnsburg, PA f 7108-116S (Counsel for PAIEUG)

Und /SO

J, ^ 3 : s-c-r X •

Tanya McCloskey. Esauire (FedEx) S t a m n K. Sleinmetz. Esquire Aasistant Consumer Advocate Off ice of Consumer Advocale 1425 Slraw&erry Square Harnsburg, PA 17120

Karen Oill Moury, Esquire Aasistant Small Business Advocale Sui ts 1102. Commerce Building 300 N. 2"° Slreet Harnsburg, PA 17101

Christophef S. Craig. Esquire Democral ic Committee on Aopropnations Room 545. Main Capitol Building Harnsburg, PA 17120

(Counsel for The Honorable Vincent J . Fumo)

Daniel Clearfield. Esquire Alan Kohler. Esquire Wolf, Slack. Schorr and Solis-Cohen 305 N. Front Slreet: Suite 401 Harnsburg. PA 17101 (Counsel for Enron)

Paul Russel l . Esquire Pamtsvivania Power A Light Company TWo North Ninth Slreet M a n t o w n . P A 18101 (Counsel for PP&L)

Craig A. Ooll. Esquire 214 State Slreel Harnsburg, PA 17101 (Counsel for Delmarva Power & Light)

Alan J . Barak. Esquire Penn Energy Project 1417 Blue Mountain Parkway Harnsburg, PA 17112 (Aflomny for Environmenlalists)

John L. Munsch. Esquire Allegheny Power 900 Cabin Hill Drive Oroansburg, PA 15601-1689 (Counsel for Allegheny Power)

Sn jcs A. Connell , Esquire OuPont Power Marketing, Inc. Lagal Department 600 N. Dairy Ashford. ML-1034 Houston. TX 77079 (Counsqt for DuPont Power Marketing, inc.)

87927

Steven P Hershey. Esauire Communitv Legal Services, inc. 1424 Chestnut Street Phitadelonia. PA 19102 (Counsel lor CEPA. TAG, Action Alliance of Sr. CiXxzamX John Long, Jr.)

rv> Donald A. Kaplan, Esquire Preston. Gates, el at. Suda 500 1735 New Vorfc Avenue. NW Waahington. CC 20006-4759 (Counsel for PP&L)

Unda C. Smith. Esquire DBworttt. Paxson. Kalish & Kauffman 305 North Front Slreet. Suits 403 Harnsburg, PA 17101 (Counsel for AARP)

CD

CO CD

Randall V. Griff in. Esquire Ooimarva Power & l igh t Company 800 King Street Wi lmington. OE 19899 (Counse* for Delmarva Power A Lighl)

o

' Clark. Esquire NESIP 905 Denston Qrive Ambler, PA 19002-3901

• "O

Paul E. Nordstrom. Esquire Joat D. Newton, Esquire Vamar Lipfert Somttara McPherson 4 f l and 9 0 1 - 1 5 " Slreet, NW P", Washington. OC 20005-2301 (Counsel for Allegheny Power)

Mfchaai G. Banta, Esquire Indianapolis Power & Light Company O n e Monument Circle P.O. Box 1595 Indianapolis. IN 46208-1595

\

CO cn

1. n

OCUM JUL 08 ffi!

Page 25: SUSAN M. SHANAMAN 5 ATTORNEY AT LAW K J 212 North …f. stephenson matthes jon r. mooney sharon r paxton chad f. phipps pamela c. polacek jonathan k rudd bruce r spicer carol a. steinour

Walter W Cohen. Esquire Andrew J . Giorgione. Esquire Obermaver riebmann Maxweli & Hippel LLP

204 Stale Slreet Hamstjuro. p * 17TQ1 (Counsel iQr iPL)

Barbara Alexander Consumer Affairs Consuliam IS Wedgewooa Drive Winthrop. ME 04364

Joseph A, CworetzKy. Esq. John P. Laveii. j r . . Esq. Hangley Aroncnick Segal A Pudlin One Logan atjuare - 12™ Roar Pttiladeipma. PA 19103

Terence Fitzoatnck. Esquire David Desane. esquire Ryan. Russell. Ogden & Seltzer 800 Nonn Third Street. Suite 101 Harnsburg. PA 17102 (Counsel mr GPU)

Natl Talbot 81 Grand Sheet. No. 5 Naw York. NY 10013

David M. Wise WiseEneroy SIS Summin Avenue Maplewood. NJ 07040

Mr. Brian Kaicic Excel Consumnq Suite 720-T 225 S, Merames Avenue SL Louis. MO 5310S

Audrey Van Qvke. Associate Counsel Naval Facilities Engineering C o m m a n d Washington Naw Yard. Bldg 218. Room 200 901 M Street. S.E. Washington, DC 20374-5018

' Bradford P.O. Sox 49? Peru, VT 05152

Usher Fogel. Esquire Roland. Foget. Koblenz & Carr, LLP Albany. NY 1^:07 (Counsel (or PP41

Dated: , )<1<1>

Janet Miffer. Esquire Malatesta Hawke A McKeon 100 N. Tenth Street Harnsburg. PA 17105 (Counsel lor Mid-Allanlie Power Supply Associai ion i

(Bchard LaCapra/Lee Smith/Doug Smith LaCapra Assoaates Tba Province Building 333 Wasmngton St. Boston. MA 021 OS

Thomas Catl in E n t e r Associates. Inc. Suite 350 12510 Prosperity Drive SOver Spring. MO ^0904

Nancy Brockwav. Esquire Suite 400 18 Tremont Slreet Boston. MA 02108

Stephen J . Baron J . Kannedv and Associates 35 Glenlake Parkway, Suite 475 Atlanta, GA 30323

Oaiy A. Jeffr ies, Senior Atlomey C N G Energy Services Corporation Ona Park Ridge Center P.O. Box 15746 PHaburgn. PA 152444746

Richard Si lkman 183 Main Street Yarmouth, Maine 04096

Ralph Smith Larion & Associates 1S72S Farmington Road Uvoma.MI 48154

Paul R. Bonney ' Aoaistant General Counsel PECO Energy Company 2301 Market Street. S23-1 PWJadelptiw. PA 19103 (215) 841-4252

Page 26: SUSAN M. SHANAMAN 5 ATTORNEY AT LAW K J 212 North …f. stephenson matthes jon r. mooney sharon r paxton chad f. phipps pamela c. polacek jonathan k rudd bruce r spicer carol a. steinour

0*

M C N E E S , W A L L A C E & N U R I C K ATTORNEYS AT LAW

BRUCE D. B A G L E Y

A L A N R. B O Y N T O N . J R .

ERIC L. B R O S S M A N

ROBERT M. CHERRY

L O U S A . DEJOIE

DAVID B. DISNEY

MICHAEL A . DOCTTJOW

E L I Z A B E T H A. D O U G H E R T Y

H A R V E Y FREEDENBERG

J A M E S L. FRITZ

W . J E F F R Y J A M O U N E A U

MICHAEL G. J A R M A N

D O N A L D B. K A U F M A N

STEPHEN R. KERN

DAVID M KLEPPINGER

BERNARD A. L A B U S K E S . J R .

D E L A N O M. L A N T Z

D A V D E . U E W A N

FRANKLIN A . MILES. J R

ROBERT A. MILLS

STEPHEN A . M O O R E

J O H N S. OYLER

G A R Y A. RTTTER

D A N A S T E V E N S S C A D U T O

RICHARD W . S T E V E N S O N

DIANE M. T O K A R S K Y

CATHERINE E. WALTERS

D A V D M. WATTS. JR .

S T E V E N J . WEINGARTEN

N E A L S. W E S T

N O R M A N L W M T E

L A W R E N C E R. WIEDER

W L L I A M M YOUNG. J R

IOO PINE STREET P. O. BOX 1166

H A R R I S B U R G . P A 1 7 1 0 3 - 1 1 6 6

TELEPHONE 17171 232-8000 FAX 17171 237-5300

ISOO G STREET N.W. SUITE a o o

WASHINGTON. D.C. 3 0 0 0 5 TELEPHONE 12021 434-8991 FAX 12021434-8707

h t tp : / /www.mwn.com

OF COUNSEL ROBERT H. GRISWOLD FRANCIS B. HAAS. JR. RICHARD R. LEFEVER

SAMUEL A. SCHRECKENGAUST. JR.

MCUMEm FOLDER

Writer 's Direct Dial: (717) 237-5446

E-Mail: d wil I iamfijm wn.com

June 23, 1997

JENNIFER L. B A K E R

J E F F R E Y F. CHAMPAGNE

J A M E S P. D E A N G E L O

J A M E S P. DOUGHERTY

KATHLEEN A. DUNST

DEBRA P. F O U R L A S

HELEN L. GEMMILL

ROBERT J . G O D U T O

S C O T T A. G O U L D

R A N D O L P H B. HOUSTON.

F. S T E P H E N S O N MATTHES

J O N R M O O N E Y

S H A R O N R P A X T O N

C H A D F. PHIPPS

PAMELA C P O L A C E K

f ^ J O N A T H A N H. RUDO

, BRUCE R SPICER

' ' C A R O L A . STEINOUR

f \ 5 S U S A N V. S T E W A R T

R O B E R T F. TEPLTTZ

BRIAN F. J A C K S O N

BRIAN E. K A M O I E

MICHAEL R. K E L L E Y

PETER F. K R E T E

J A M E S W. K U T Z

LOUISE HUTCHINSON M A R A

ROBERT A . W E I S H A A R J R

- J - DERRICK P. W L U A M S O N

J O H N A. WITHEROW. JR .

KATHLEEN A. W O L O W S K I

S A M U E L S. YUN

o rn o -

£33

Paul R. Bonney, Esq. PECO Energy Company 2301 Market Street Philadelphia, PA 19103

So ^ VIA FEDERAL EXPRESS

o 0

o rn

CD

ro

Re: Pennsylvania Public Utility Commission v. PECO Energy Company - Application of PECO Energy Company for Approval of its Restructuring Plan under Section 2806 of the Public Utility Code; Docket No. R-00973953

Dear Paul:

Enclosed is the response of Philadelphia Area Industrial Energy Users Group ("PAIEUG") to PECO Energy Company's Interrogatories and Document Requests - Set I I , to Interrogatory 29.

Also enclosed are supplemental answers to PECO's Interrogatories and Requests for Production of Documents to PAIEUG - Set I , interrogatories 4, 5, 14, 15 and 16.

Very truly yours,

McNEES, WALLACE & JRIClt

errick P. Williamson

DPW/jb c: Certificate of Service

James J. McNulty, Prothonotary (Certificate of Service only) K:\!46\08115\B0NNEY 12.LTR

Page 27: SUSAN M. SHANAMAN 5 ATTORNEY AT LAW K J 212 North …f. stephenson matthes jon r. mooney sharon r paxton chad f. phipps pamela c. polacek jonathan k rudd bruce r spicer carol a. steinour

CERTIFICATE OF SERVICE

I hereby certify that I have this day served a true copy of the foregoing interrogatory

responses upon the participants listed below in accordance with the requirements of 52 Pa.

Code § 1.54 (relating to service by a participant).

VIA FIRST CLASS MAIL:

Tanya J. McCloskey, Esq. Steven K. Steinmetz, Esq. Office of Consumer Advocate 1425 Strawberry Square Harrisburg, PA 17120

uocujv Karen Oill Moury, Esq. Office of Small Business Advoc EeT) H Suite 1102, Commerce Building v> U U 300 North Second Street Harrisburg, PA 17101

Daniel Clearfield, Esq. Alan C. Kohler, Esq. Wolf, Block, Schorr and Solis-Cohen 305 North Front Street, Suite 401 Harrisburg, PA 17101

Kenneth L. Mickens, Esq. Office of Trial Staff PA Public Utility Commission Pitnick Building, Third Floor 901 North 7th Street, Rear P.O. Box 3265 Harrisburg, PA 17105-3265

Alan J. Barak, Esq. 1417 Blue Mountain Parkway Harrisburg, PA 17112

Christopher B. Craig, Esq. Office of Senator Vincent J. Fumo Room 545, Main Capitol Building Harrisburg, PA 17120

C i \ "Janet Miller, Esq. 11 " Malatesta, Hawke & McKeon

n Q 100 North Tenth Street P.O. Box 1778 Harrisburg, PA 17105-1778

Linda C. Smith, Esq. Dilworth, Paxson, Kalish & Kauffman 305 North Front Street, Suite 403 Harrisburg, PA 17101

Craig A. Doll, Esq. 214 State Street Harrisburg, PA 17101

Walter W. Cohen, Esq. Andrew J. Giorgione, Esq. Obermayer, Rebmann, Maxwell & Hippel 204 State Street Harrisburg, PA 17101

Steven P. Hershey, Esq. Community Legal Services, Inc. 1424 Chestnut Street Philadelphia, PA 19102

Page 28: SUSAN M. SHANAMAN 5 ATTORNEY AT LAW K J 212 North …f. stephenson matthes jon r. mooney sharon r paxton chad f. phipps pamela c. polacek jonathan k rudd bruce r spicer carol a. steinour

CERTIFICATE OF SERVICE Page 2

Paul E. Russell, Esq. Pennsylvania Power & Light Company Two North Ninth Street Allentown, PA 18101

Mr. Lance S. Haver 6048 Ogontz Avenue Philadelphia, PA 19141

Donald A. Kaplan, Esq. Preston, Gates, et al. Suite 500 1735 New York Avenue, NW Washington, DC 20006-4759

John L. Munsch, Esq. Allegheny Power 800 Cabin Hill Drive Greensburg, PA 15601-1689

Michael L. Kessler Vice President and General Counsel American Energy Solutions, Inc. I l l South Alfred Street Alexandria, VA 22314

Bruce A. Connell, Esq. DuPont Power Marketing, Inc. Legal Department 600 North Dairy Ashford, ML-1034 Houston, TX 77079

Joel D. Newton, Esq. Verner Lipfert Bemhard McPherson

&Hand 901 - 15th Street, NW Washington, DC 20005-2301

Mr. David Boonin New Energy Ventures - Mid Atlantic 1845 Walnut Street, Suite 2525 Philadelphia, PA 19103

Terrance J. Fitzpatrick, Esq. David M. DeSalle, Esq. Ryan, Russell, Ogden & Seltzer 800 North Third Street, Suite 101 Harrisburg, PA 17102-2025

Roger Clark, Esq. Environmentalists NESIP 905 Denston Drive Ambler, PA 19002-3901

Mr. Sam DeFrawi Director, Navy Rate Intervention Washington Navy Yard, Building 212 Code OORI 901 M Street, SE Washington, DC 20374-5018

Audrey Van Dyke, Esq. Naval Facilities Engineering Command Washington Navy Yard, Building 218 Room 200 901 M Street, SE Washington, DC 20374-5018

Gary A. Jeffries, Esq. CNG Energy Services Corporation One Park Ridge Center P.O. Box 15746 Pittsburgh, PA 15244-0746

Page 29: SUSAN M. SHANAMAN 5 ATTORNEY AT LAW K J 212 North …f. stephenson matthes jon r. mooney sharon r paxton chad f. phipps pamela c. polacek jonathan k rudd bruce r spicer carol a. steinour

CERTIFICATE OF SERVICE Page 3

Joseph A. Dworetzky, Esq. John P. Lavelle, Jr., Esq. Hangley, Aronchick, Segal & Pudlin One Logan Square, Twelfth Floor Philadelphia, PA 19103

Usher Fogel, Esq. Roland, Fogel, Koblenz & Carr, LLP 1 Columbia Place Albany, NY 12207

Paul L. Ziegler, Esq. Ziegler & Zimmerman, PC 355 North 21st Street, Suite 304 P.O. Box 1080 Camp Hill, PA 17011

Joseph J. Malatesta, Jr., Esq. Lillian Smith Harris, Esq. Malatesta, Hawke & McKeon 100 North Tenth Street P.O. Box 1778 Harrisburg, PA 17105-1778

Susan Shanaman, Esq. Center for Energy and Econ. Dev. 212 North Third Street, Suite 203 Harrisburg, PA 17101-1505

Gordon Smith, Esq. John & Hengerer 1200 17th Street, NW, Suite 600 Washington, DC 20036-3006

Mr. Jerry Mendl MSB Energy Associates 7507 Hubbard Avenue, Suite 200 Middleton, WI 53562

Mr. Brian Kalcic Excel Consulting Suite 720-T 225 South Meramec Avenue St. Louis, MO 63105

Mr. Richard LaCapra LaCapra Associates The Province Building 333 Washington Street Boston, MA 02108

Mr. Thomas Catlin Exeter Associates, Inc. Suite 350 12510 Prosperity Drive SUver Spring, MD 20904

Mr. Richard Silkman 163 Main Street Yarmouth, ME 04096

Mr. Peter Bradford P.O. Box 497 Peru, VT 05152

Dated this 23rd day of June, 1997, in Harrisburg, Pennsylvania.

Page 30: SUSAN M. SHANAMAN 5 ATTORNEY AT LAW K J 212 North …f. stephenson matthes jon r. mooney sharon r paxton chad f. phipps pamela c. polacek jonathan k rudd bruce r spicer carol a. steinour

CERTIFICATE OF SERVICE

DOCKETED UOCUMENT FOLDER

I hereby certify that I have this day served a true copy of the foregoing supplemental

responses to interrogatories of PECO Energy Company - Set I of the Philadelphia Area

Industrial Energy Users Group upon the participants listed below in accordance with the

requirements of 52 Pa. Code § 1.54 (relating to service by a participant).

VIA FIRST CLASS MAIL: Tanya J. McCloskey, Esq. Steven K. Steinmetz, Esq. Office of Consumer Advocate 1425 Strawberry Square Harrisburg, PA 17120

Karen Oill Moury, Esq. Office of Small Business Advocate Suite 1102, Commerce Building 300 North Second Street Harrisburg, PA 17101

Daniel Clearfield, Esq. Alan C. Kohler, Esq. Wolf, Block, Schorr and Solis-Cohen 305 North Front Street, Suite 401 Harrisburg, PA 17101

Kenneth L. Mickens, Esq. Office of Trial Staff PA Public Utility Commission Pitnick Building, Third Floor 901 North 7th Street, Rear P.O. Box 3265 Harrisburg, PA 17105-3265

-i-AlanJe Barak,,Esq,.„ , , 1417(Blue; Mountain Parkway Harrisburg, PA^ 17112

22 -oi w wmns

Christopher B. Craig, Esq. Office of Senator Vincent J. Fumo Room 545, Main Capitol Building Harrisburg, PA 17120

Janet Miller, Esq. Malatesta, Hawke & McKeon 100 North Tenth Street P.O. Box 1778 Harrisburg, PA 17105-1778

Linda C. Smith, Esq. Dilworth, Paxson, Kalish & Kauffman 305 North Front Street, Suite 403 Harrisburg, PA 17101

Craig A. Doll, Esq. 214 State Street Harrisburg, PA 17101

Walter W. Cohen, Esq. Andrew J. Giorgione, Esq. Obermayer, Rebmann, Maxwell & Hippel 204 State Street Harrisburg, PA 17101

Steven P. Hershey, Esq. Community Legal Services, Inc. 1424 Chestnut Street

2 C *J Z 0 J1111^6^1"3' P A 1 9 1 0 2

Page 31: SUSAN M. SHANAMAN 5 ATTORNEY AT LAW K J 212 North …f. stephenson matthes jon r. mooney sharon r paxton chad f. phipps pamela c. polacek jonathan k rudd bruce r spicer carol a. steinour

CERTIFICATE OF SERVICE Page 2

Paul E. Russell, Esq. Pennsylvania Power & Light Company Two North Ninth Street Allentown, PA 18101

Mr. Lance S. Haver 6048 Ogontz Avenue Philadelphia, PA 19141

Donald A. Kaplan, Esq. Preston, Gates, et al. Suite 500 1735 New York Avenue, NW Washington, DC 20006-4759

John L. Munsch, Esq. Allegheny Power 800 Cabin Hill Drive Greensburg, PA 15601-1689

Michael L. Kessler Vice President and General Counsel American Energy Solutions, Inc. 111 South Alfred Street Alexandria, VA 22314

Bruce A. Connell, Esq. DuPont Power Marketing, Inc. Legal Department 600 North Dairy Ashford, ML-1034 Houston, TX 77079

Joel D. Newton, Esq. Verner Lipfert Bemhard McPherson

& Hand 901 - 15th Street, NW Washington, DC 20005-2301

Mr. David Boonin New Energy Ventures - Mid Atlantic 1845 Walnut Street, Suite 2525 Philadelphia, PA 19103

Terrance J. Fitzpatrick, Esq. David M. DeSalle, Esq. Ryan, Russell, Ogden & Seltzer 800 North Third Street, Suite 101 Harrisburg, PA 17102-2025

Roger Clark, Esq. Environmentalists NESIP 905 Denston Drive Ambler, PA 19002-3901

Mr. Sam DeFrawi Director, Navy Rate Intervention Washington Navy Yard, Building 212 Code OORI 901 M Street, SE Washington, DC 20374-5018

Audrey Van Dyke, Esq. Naval Facilities Engineering Command Washington Navy Yard, Building 218 Room 200 901 M Street, SE Washington, DC 20374-5018

Gary A. Jeffries, Esq. CNG Energy Services Corporation One Park Ridge Center P.O. Box 15746 Pittsburgh, PA 15244-0746

Page 32: SUSAN M. SHANAMAN 5 ATTORNEY AT LAW K J 212 North …f. stephenson matthes jon r. mooney sharon r paxton chad f. phipps pamela c. polacek jonathan k rudd bruce r spicer carol a. steinour

CERTIFICATE OF SERVICE Page 3

Joseph A. Dworetzky, Esq, John P. Lavelle, Jr., Esq. Hangley, Aronchick, Segal & Pudlin One Logan Square, Twelfth Floor Philadelphia, PA 19103

Usher Fogel, Esq. Roland, Fogel, Koblenz & Carr, LLP 1 Columbia Place Albany, NY 12207

Paul L. Ziegler, Esq. Ziegler & Zimmerman, PC 355 North 21st Street, Suite 304 P.O. Box 1080 Camp Hill, PA 17011

Joseph J. Malatesta, Jr., Esq. Lillian Smith Harris, Esq. Malatesta, Hawke & McKeon 100 North Tenth Street P.O. Box 1778 Harrisburg, PA 17105-1778

Susan Shanaman, Esq. Center for Energy and Econ. Dev. 212 North Third Street, Suite 203 Harrisburg, PA 17101-1505

Mr. Jerry Mendl MSB Energy Associates 7507 Hubbard Avenue, Suite 200 Middleton, WI 53562

Mr. Brian Kalcic Excel Consulting Suite 720-T 225 South Meramec Avenue St. Louis, MO 63105

Mr. Richard LaCapra LaCapra Associates The Province Building 333 Washington Street Boston, MA 02108

Mr. Thomas Catlin Exeter Associates, Inc. Suite 350 12510 Prosperity Drive Silver Spring, MD 20904

Mr. Richard Silkman 163 Main Street Yannouth, ME 04096

Mr. Peter Bradford P.O. Box 497 Peru, VT 05152

Snick P. Williamson

Dated this 23rd day of June, 1997, in Harrisburg, Pennsylvania.

Page 33: SUSAN M. SHANAMAN 5 ATTORNEY AT LAW K J 212 North …f. stephenson matthes jon r. mooney sharon r paxton chad f. phipps pamela c. polacek jonathan k rudd bruce r spicer carol a. steinour

Legai Depanment

James W, Durhnm Senior Victt PrEwiitm j n d Gunnf.i l Counsel

Sandra H. Byrne Leg al Auminisirator

Paul R. Bonney Ellen M. Cavanaugn Edward J. Cullen, Jr. Todd D. Cuiier Vilna Waldron Gaston Gregory Golazeski John C. Halderman Mary McFall Hopper Stephen L Huntoon Thomas G. Jackson J. Lindsay Johnston Conrad 0. Kanner Stephanie Whitlon Lewis Jeffrey J. Norton Mark B. Peabodv Roslyn G. Pollack Christine A. Reuther Wendy Schermer Susan E. Sciamanna Jenny R Shulbank Ward L. Smilh Dawn Getty Sutphin Noel H. Trask

Assistant General Counsel

PECO ENERGY

002688 87 JU;i25 nil 9= U5

RECEIVED ^ _ PROTHOKOTARY'S OFFILL

PECO Energy Company 2301 Market Streei PO Box 8699 Philadelphia. PA 19101-8699 215 811 5544 Fax 215 568 3389

Direct Dial: 215 841 4252

June 23, 1997

By Fax and First Class Mail

Daniel Clearfield, Esq. Alan Kohler, Esq. Wolf, Block, Schorr and Solis-Cohen 305 N. Front Street, Suite 401 Harrisburg, PA 17101

Re: Application of PECO Energy Company for Approval of its Restructuring Plan under Section 2806 of the Public Utility Code Docket No. R-00973953

Dear Dan and Alan:

Enclosed are two copies of PECO Energy Company's Interrogatories to Enron Set II, numbered 1 through 50.

Sincerely,

Paul Bonney Ward L. Smith

PRB/mtg

Enclosures

cc: Certificate of Service (w/enclosure) James McNulty, Acting Prothonotary (Certificate of Service Only)

92006

•OCliMEfc

Page 34: SUSAN M. SHANAMAN 5 ATTORNEY AT LAW K J 212 North …f. stephenson matthes jon r. mooney sharon r paxton chad f. phipps pamela c. polacek jonathan k rudd bruce r spicer carol a. steinour

INSTRUCTIONS

A. In answering these Interrogatories and Document Requests (collectively, the

"Discovery Requests"), furnish all information available to you, including any such information in

possession of your attorneys or anyone acting on your behalf, and not merely such information

known of your own personal knowledge. If you cannot answer the Discovery Requests in full

after exercising due diligence to secure the information to do so, so state and answer to the extent

possible.

B. If the answer to any of the Discovery Requests is that you lack knowledge of some

or all of the requested information, describe all efforts made by you to obtain the information

necessary to answer that Discovery Request.

C. If any matter responsive to any of the Discovery Requests is withheld based on any

claim of privilege, describe generally the matter withheld, state the privilege being relied upon,

and identify all persons or entities who have or have had access to said matters. If you refuse to

describe and/or produce any document on the basis of a claim of privilege or protection from

discovery of any kind, with respect to each such document, set forth the following information:

(i) the date of the document;

(ii) its authors;

(iii) all recipients of the document;

(iv) the present location and custodian of the document; and

(v) the basis of the claim of privilege or protection from discovery.

In addition, if you refuse to produce information based on the ground that such

information is preliminary and/or still in draft form, set forth the following information:

PH03/225370.1 i

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(i) the date the information was first created or recorded;

(ii) the last date on which the information was changed or altered in any

manner; and

(iii) the expected date that the information will be finalized.

D. Each lettered sub-part of a numbered Discovery Request is to be considered a

separate Discovery Request for the purpose of Plaintiffs answers and objections. You must

object separately to each sub-part and must answer any other sub-parts.

E. These Discovery Requests are to be deemed continuing in nature, and you shall

promptly supply, by way of supplemental response, any additional responsive information that

may become known to you or anyone acting on your behalf after your answers have been

prepared or served.

F. For all documents produced, identify by Bates number which document or

documents are responsive to each separate Discovery Request. If you respond by stating that the

requested documents already have been produced in response to prior discovery requests, identify

the responsive documents previously produced either by Bates number or by describing the

author(s), recipients(s), date of creation, and general description of the document. If you respond

by stating that the requested information already has been produced in response to prior discovery

requests or as part of your testimony, identify by date, specific page number(s), and general

description the prior discovery responses or portions of testimony that are responsive.

DEFINITIONS

A. "You1' refers to the company, agency, or organization to whom PECO has directed

PH03/225370.1

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these Discovery Requests, and any agent, agency, or affiliate thereof.

B. "PECO" refers to the PECO Energy Company and any agent, agency, or affiliate

thereof.

C. "Assumption" refers to any predictions, projections, assumptions, or other

estimates.

D. "Person" or "persons" means all individuals and entities, including natural persons,

representative persons, public or private corporations, companies, unincorporated associations,

partnerships, organizations, government entities or groups, plus any divisions, departments, or

units thereof.

E. "Document" or "documents" means any written, printed, typed, recorded, or

graphic matter, whether produced or reproduced or stored on paper, cards, tapes, film, electronic

facsimile, computer storage devices or any other devices or media, including, but not limited to

papers; books; letter; photographs; objects; tangible things; correspondence; telegrams; cables;

telex messages; memoranda; notes; notations; records; work papers; transcripts; minutes; reports

and recordings of telephone or other conversations, or of interviews, or of conferences, or of

other meetings; affidavits; statements; opinions; proposals; reports; studies; analyses; audits;

evaluations; contracts; agreements; journals; statistical records; ledgers; books of account;

bookkeeping entries; financial statements; tax returns; vouchers; checks; check stubs; invoices;

receipts; desk calendars; appointment books; diaries, lists; tabulations; summaries; sound

recordings; computer printouts; data processing input and output; microfilms; all records kept by

electronic, photographic, or mechanical means; and things similar to any of the foregoing,

however denominated. When one or more of the following documents is requested or referred to,

PH03/225370.1 1

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the request or reference shall include, but is not limited to. the original and each and every copy

and draft thereof having writings, notations, corrections, or markings unique to such copy or

draft.

F. "Oral communication" means any and all non-written forms of expression or

communication, whether face-to-face or by telephone, in a conference or otherwise.

G. "Identify" or "identification", when used in reference to a document, means to:

1. state the type of document (e.g., letter, log, report, etc.);

2. state its date;

state its title, heading or other designation and any other information (e.g., index or file number) which would facilitate the identification thereof;

4. identify the person(s) who prepared and/or signed the document;

5. identify the persons (or if widely distributed, the organization or classes of persons) to whom it was sent;

6. identify the last known location of the document and of each copy thereof having notations or markings unique to such copy;

7. if the document was, but no longer is, in your possession or subject to your control, identify its last know custodian, describe the circumstances under which it passed from your control to that person, and identify each person having knowledge of such circumstances;

8. describe its general subject matter and contents; and

9. if the document exceeds one page in length, or is contained in a series of documents or a larger portion, identify the specific document by appropriate identifying name or symbol, the number ofthe particular page or pages (or other descriptive aid) and of the line or lines thereof upon which the information referred to in the Discovery Request or your response appears.

H. "Identify" or "identification", when used in reference to a natural person, means to

provide the following information:

PH03/225370.1 A

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J .

his or her fill] name;

his or her business affiliation(s), position(s), title(s), and job description(s) during the period delineated in the Discovery Request (and the dates during which each affiliation, position, title, and job description applied to him or her);

his or her present or last known business address (and the date of that last knowledge); and

4. his or her present or last known residence address (and the date of that last

knowledge).

I. "Identify" or "identification", when used in reference to an oral communication or

statement, means to:

1. state the date of the oral communication or statement;

2. state the place where it occurred;

3. identify the persons(s) making and listening to the oral communication or statement;

4. identify all other persons present at the time it was made;

5. if by telephone, identify the persons participating in the conversation and where each was located at the time of the call; and

6. describe the substance of the oral communication or statement.

J. "Date" means the exact day, month, and year if ascertainable, or, if not, the best

approximation thereof or best approximation in relation to other events.

K. "Describe" means to set forth fully and clearly every relevant fact and/or event,

including particulars of time, place and manner.

L. "Set forth the factual basis" for a particular assumption means: (a) describe in

detail the facts underlying the assumption; (b) identify each and every document which

PH03/225370.1

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constitutes, evidences, refers, or relates in any way to the assumption; (c) identify each and every

person whom OCA knows or believes to have knowledge or information concerning the

assumption; and (d) describe in detail the nature of each such person's knowledge or information.

M. Where the context so requires;

1. the terms "and" and "or" mean "and/or";

2. the plural of a word includes the singular, and the singular includes the plural;

3. the past tense of verb includes the present, and the present tense includes the past;

4. the masculine gender includes feminine and neuter genders, and the neuter

gender include the masculine and feminine.

0. All other words are to be given their ordinary and usual meanings, according to a

current edition of Webster's Dictionary.

PH03/225370.I

Page 40: SUSAN M. SHANAMAN 5 ATTORNEY AT LAW K J 212 North …f. stephenson matthes jon r. mooney sharon r paxton chad f. phipps pamela c. polacek jonathan k rudd bruce r spicer carol a. steinour

PECO ENERGY COMPANY DOCKET NO. R-00973953

INTERROGATORIES AND DOCUMENT REQUESTS TO ENRON

SET II

Witness Steven J. Kean

1. Please provide a current resume for Mr. Kean.

2. As to all administrative and legislative proceedings of any kind in which Mr. Kean has submitted written or oral testimony or presented reports, articles or comments of any kind, please identify the nature of the proceeding, the party upon whose behalf the testimony/report was submitted, jurisdiction, year and docket number, and provide a brief summary of the issues addressed.

3. Please provide complete copies of all testimony, exhibits, reports, articles and comments submitted by Mr. Kean in the last 10 years in any utility rate proceeding involving a Pennsylvania utility.

4. Please provide complete copies of all testimony, exhibits, reports, articles and comments submitted by Mr. Kean in the last 5 years in any utility rate proceeding involving a utility other than a Pennsylvania utility.

5. Please provide complete copies of all testimony, exhibits, reports, articles, and comments submitted by Mr. Kean in the last 5 years in all proceedings identified in response to Question 4, which have as their subject matter or which relate to competition in the electric utility industry.

6. Please provide complete copies of all testimony, exhibits, reports, articles, and comments submitted by Mr. Kean in the last 5 years in all proceedings identified in response to Question 4, which have as their subject matter or which relate to competition in the natural gas utility industry.

7. Please provide complete copies of all testimony, exhibits, reports, articles, and comments submitted by Mr. Kean in the last 5 years in all proceedings identified in response to Question 4, which have as their subject matter or which relate to competition in the telephone utility industry.

8. Please provide complete copies of all articles, reports, comments, presentations or papers authored or co-authored by Mr. Kean, which have as their subject matter or which relate to competition in the electric utility industry. If all such articles have been provided in response to a previous interrogatory because

90704V23

i J

JUL 08

^0! DFR

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those articles were submitted in an identified administrative or legislative proceeding, please so state.

9. Please provide complete copies of all articles, reports, comments, presentations or papers authored or co-authored by Mr. Kean, which have as their subject matter or which relate to competition in the natural gas utility industry. If all such articles have been provided in response to a previous interrogatory because those articles were submitted in an identified administrative or legislative proceeding, please so state.

10. Please provide complete copies of all articles, reports, comments, presentations or papers authored or co-authored by Mr. Kean, which have as their subject matter or which relate to competition in the telephone utility industry. If all such articles have been provided in response to a previous interrogatory because those articles were submitted in an identified administrative or legislative proceeding, please so state.

Witness John D. Mayo

11. Please provide a current resume for Dr. Mayo.

12. As to all administrative and legislative proceedings of any kind in which Dr. Mayo has submitted written or oral testimony or presented reports, articles or comments of any kind, please identify the nature of the proceeding, the party upon whose behalf the testimony/report was submitted, jurisdiction, year and docket number, and provide a brief summary of the issues addressed.

13. Please provide complete copies of all testimony, exhibits, reports, articles and comments submitted by Dr. Mayo in the last 10 years in any utility rate proceeding involving a Pennsylvania utility.

14. Please provide complete copies of all testimony, exhibits, reports, articles and comments submitted by Dr. Mayo in the last 5 years in any utility rate proceeding involving a utility other than a Pennsylvania utility.

15. Please provide complete copies of all testimony, exhibits, reports, articles, and comments submitted by Dr. Mayo in the last 5 years in all proceedings identified in response to Question 4, which have as their subject matter or which relate to competition in the electric utility industry.

16. Please provide complete copies of all testimony, exhibits, reports, articles, and comments submitted by Dr. Mayo in the last 5 years in all proceedings identified in response to Question 4, which have as their subject matter or which relate to competition in the natural gas utility industry.

Page 42: SUSAN M. SHANAMAN 5 ATTORNEY AT LAW K J 212 North …f. stephenson matthes jon r. mooney sharon r paxton chad f. phipps pamela c. polacek jonathan k rudd bruce r spicer carol a. steinour

17. Please provide complete copies of all testimony, exhibits, reports, articles, and comments submitted by Dr. Mayo in the last 5 years in all proceedings identified in response to Question 4, which have as their subject matter or which relate to competition in the telephone utility industry.

18. Please provide complete copies of all articles, reports, comments, presentations or papers authored or co-authored by Dr. Mayo, which have as their subject matter or which relate to competition in the electric utility industry. If all such articles have been provided in response to a previous interrogatory because those articles were submitted in an identified administrative or legislative proceeding, please so state.

19. Please provide complete copies of all articles, reports, comments, presentations or papers authored or co-authored by Dr. Mayo, which have as their subject matter or which relate to competition in the natural gas utility industry. If all such articles have been provided in response to a previous interrogatory because those articles were submitted in an identified administrative or legislative proceeding, please so state.

20. Please provide complete copies of all articles, reports, comments, presentations or papers authored or co-authored by Dr. Mayo, which have as their subject matter or which relate to competition in the telephone utility industry. If all such articles have been provided in response to a previous interrogatory because those articles were submitted in an identified administrative or legislative proceeding, please so state.

Witness Malcolm W. Jacobson

21. Please provide a current resume for Mr. Jacobson.

22. As to all administrative and legislative proceedings of any kind in which Mr. Jacobson has submitted written or oral testimony or presented reports, articles or comments of any kind, please identify the nature of the proceeding, the party upon whose behalf the testimony/report was submitted, jurisdiction, year and docket number, and provide a brief summary of the issues addressed.

23. Please provide complete copies of all testimony, exhibits, reports, articles and comments submitted by Mr. Jacobson in the last 10 years in any utility rate proceeding involving a Pennsylvania utility.

24. Please provide complete copies of all testimony, exhibits, reports, articles and comments submitted by Mr. Jacobson in the last 5 years in any utility rate proceeding involving a utility other than a Pennsylvania utility.

Page 43: SUSAN M. SHANAMAN 5 ATTORNEY AT LAW K J 212 North …f. stephenson matthes jon r. mooney sharon r paxton chad f. phipps pamela c. polacek jonathan k rudd bruce r spicer carol a. steinour

25. Please provide complete copies of all testimony, exhibits, reports, articles, and comments submitted by Mr. Jacobson in the last 5 years in all proceedings identified in response to Question 4, which have as their subject matter or which relate to competition in the electric utility industry.

26. Please provide complete copies of all testimony, exhibits, reports, articles, and comments submitted by Mr. Jacobson in the last 5 years in all proceedings identified in response to Question 4, which have as their subject matter or which relate to competition in the natural gas utility industry.

27. Please provide complete copies of all testimony, exhibits, reports, articles, and comments submitted by Mr. Jacobson in the last 5 years in all proceedings identified in response to Question 4, which have as their subject matter or which relate to competition in the telephone utility industry.

28. Please provide complete copies of all articles, reports, comments, presentations or papers authored or co-authored by Mr. Jacobson, which have as their subject matter or which relate to competition in the electric utility industry. If all such articles have been provided in response to a previous interrogatory because those articles were submitted in an identified administrative or legislative proceeding, please so state.

29. Please provide complete copies of all articles, reports, comments, presentations or papers authored or co-authored by Mr. Jacobson, which have as their subject matter or which relate to competition in the natural gas utility industry. If all such articles have been provided in response to a previous interrogatory because those articles were submitted in an identified administrative or legislative proceeding, please so state.

30. Please provide complete copies of all articles, reports, comments, presentations or papers authored or co-authored by Mr. Jacobson, which have as their subject matter or which relate to competition in the telephone utility industry. If all such articles have been provided in response to a previous interrogatory because those articles were submitted in an identified administrative or legislative proceeding, please so state.

Witness Raymond W. Bowen

31. Please provide a current resume for Mr. Bowen.

32. As to all administrative and legislative proceedings of any kind in which Mr. Bowen has submitted written or oral testimony or presented reports, articles or comments of any kind, please identify the nature ofthe proceeding, the party upon whose behalf the testimony/report was submitted, jurisdiction, year and docket number, and provide a brief summary of the issues addressed.

Page 44: SUSAN M. SHANAMAN 5 ATTORNEY AT LAW K J 212 North …f. stephenson matthes jon r. mooney sharon r paxton chad f. phipps pamela c. polacek jonathan k rudd bruce r spicer carol a. steinour

33. Please provide complete copies of all testimony, exhibits, reports, articles and comments submitted by Mr. Bowen in the last 10 years in any utility rate proceeding involving a Pennsylvania utility.

34. Please provide complete copies of all testimony, exhibits, reports, articles and comments submitted by Mr. Bowen in the last 5 years in any utility rate proceeding involving a utility other than a Pennsylvania utility.

35. Please provide complete copies of all testimony, exhibits, reports, articles, and comments submitted by Mr. Bowen in the last 5 years in all proceedings identified in response to Question 4, which have as their subject matter or which relate to competition in the electric utility industry.

36. Please provide complete copies of all testimony, exhibits, reports, articles, and comments submitted by Mr. Bowen in the last 5 years in all proceedings identified in response to Question 4, which have as their subject matter or which relate to competition in the natural gas utility industry.

37. Please provide complete copies of all testimony, exhibits, reports, articles, and comments submitted by Mr. Bowen in the last 5 years in all proceedings identified in response to Question 4, which have as their subject matter or which relate to competition in the telephone utility industry.

38. Please provide complete copies of all articles, reports, comments, presentations or papers authored or co-authored by Mr. Bowen, which have as their subject matter or which relate to competition in the electric utility industry, if all such articles have been provided in response to a previous interrogatory because those articles were submitted in an identified administrative or legislative proceeding, please so state.

39. Please provide complete copies of all articles, reports, comments, presentations or papers authored or co-authored by Mr. Bowen, which have as their subject matter or which relate to competition in the natural gas utility industry. If all such articles have been provided in response to a previous interrogatory because those articles were submitted in an identified administrative or legislative proceeding, please so state.

40. Please provide complete copies of all articles, reports, comments, presentations or papers authored or co-authored by Mr. Bowen, which have as their subject matter or which relate to competition in the telephone utility industry. If all such articles have been provided in response to a previous interrogatory because those articles were submitted in an identified administrative or legislative proceeding, please so state.

Page 45: SUSAN M. SHANAMAN 5 ATTORNEY AT LAW K J 212 North …f. stephenson matthes jon r. mooney sharon r paxton chad f. phipps pamela c. polacek jonathan k rudd bruce r spicer carol a. steinour

Witness Richard D. Tabors

41. Please provide a current resume for Dr. Tabors.

42. As to all administrative and legislative proceedings of any kind in which Dr. Tabors has submitted written or oral testimony or presented reports, articles or comments of any kind, please identify the nature of the proceeding, the party upon whose behalf the testimony/report was submitted, jurisdiction, year and docket number, and provide a brief summary of the issues addressed.

43. Please provide complete copies of all testimony, exhibits, reports, articles and comments submitted by Dr. Tabors in the last 10 years in any utility rate proceeding involving a Pennsylvania utility.

44. Please provide complete copies of all testimony, exhibits, reports, articles and comments submitted by Dr. Tabors in the last 5 years in any utility rate proceeding involving a utility other than a Pennsylvania utility.

45. Please provide complete copies of all testimony, exhibits, reports, articles, and comments submitted by Dr. Tabors in the last 5 years in all proceedings identified in response to Question 4, which have as their subject matter or which relate to competition in the electric utility industry.

46. Please provide complete copies of all testimony, exhibits, reports, articles, and comments submitted by Dr. Tabors in the last 5 years in all proceedings identified in response to Question 4, which have as their subject matter or which relate to competition in the natural gas utility industry.

47. Please provide complete copies of all testimony, exhibits, reports, articles, and comments submitted by Dr. Tabors in the last 5 years in all proceedings identified in response to Question 4, which have as their subject matter or which relate to competition in the telephone utility industry.

48. Please provide complete copies of all articles, reports, comments, presentations or papers authored or co-authored by Dr. Tabors, which have as their subject matter or which relate to competition in the electric utility industry. If all such articles have been provided in response to a previous interrogatory because those articles were submitted in an identified administrative or legislative proceeding, please so state.

49. Please provide complete copies of all articles, reports, comments, presentations or papers authored or co-authored by Dr. Tabors, which have as their subject matter or which relate to competition in the natural gas utility industry. If all such articles have been provided in response to a previous interrogatory

Page 46: SUSAN M. SHANAMAN 5 ATTORNEY AT LAW K J 212 North …f. stephenson matthes jon r. mooney sharon r paxton chad f. phipps pamela c. polacek jonathan k rudd bruce r spicer carol a. steinour

because those articles were submitted in an identified administrative or legislative proceeding, please so state.

50. Please provide complete copies of all articles, reports, comments, presentations or papers authored or co-authored by Dr. Tabors, which have as their subject matter or which relate to competition in the telephone utility industry. If all such articles have been provided in response to a previous interrogatory because those articles were submitted in an identified administrative or legislative proceeding, please so state.

Page 47: SUSAN M. SHANAMAN 5 ATTORNEY AT LAW K J 212 North …f. stephenson matthes jon r. mooney sharon r paxton chad f. phipps pamela c. polacek jonathan k rudd bruce r spicer carol a. steinour

Certificate of Service

I hereby certify that I have this day served the foregoing document on the following in the matter of Pennsylvania Public Utility Commission v. PECO Energy Company Pa. PUC Docket No. R-00973953.

Kenneth L. Mickens, Esquire Pennsylvania Public Utiiity Commission Office of Trial Staff P.O. Box 3265 Harnsburg, PA 17105-3265

Derrick Williamson, Esquire David Kleppinger, Esquire McNees, Wallace & Nurick 100 Pine Street Harrisburg, PA 17108-1166 (Counsel for PAIEUG)

Christopher B. Craig, Esquire Democratic Committee on Appropriations Room 545, Main Capitol Building Harrisburg, PA 17120 (Counsel for The Honorable Vincent J. Fumo)

Daniel Clearfield, Esquire Alan Kohler, Esquire Wolf, Block, Schorr and Solis-Cohen 305 N. Front Street; Suite 401 Harrisburg, PA 17101 (Counsel for Enron)

Paul Russell, Esquire Pennsylvania Power & Light Company Two North Ninth Street Allentown, PA 18101 (Counsel for PP&L)

Roger Clark, Esquire NESIP 905 Denston Drive Ambler, PA 19002-3901

Craig A. Doll, Esquire 214 State Street Harrisburg, PA 17101 (Counsel for Delmarva Power & Light)

Tanya McCloskey, Esquire Steven K. Steinmetz, Esquire Assistant Consumer Advocate Office of Consumer Advocate 1425 Strawberry Square Harrisburg, PA 17120

Karen Oill Moury, Esquire Assistant Small Business Advocate Suite 1102, Commerce Building 300 N. 2 n d Street Harrisburg, PA 17101

Steven P. Hershey, Esquire Community Legal Services, Inc. 1424 Chestnut Street Philadelphia, PA 19102 (Counsel for CEPA, TAG, Action Alliance of Sr. Citizens & John Long, Jr.)

Donald A. Kaplan, Esquire Preston, Gates, et al. Suite 500 1735 New York Avenue, NW Washington, DC 20006-4759 (Counsel for PP&L)

Alan J. Barak, Esquire Penn Energy Project 1417 Blue Mountain Parkway Harrisburg, PA 17112 (Attorney for Environmentalists)

Linda C. Smith, Esquire Dilworth, Paxson, Kaiish & Kauffman 305 North Front Street, Suite 403 Harrisburg, PA 17101 (Counsel for AARP)

Randall V. Griffin, Esquire Delmarva Power & Light Company 800 King Street Wilmington, DE 19899 (Counsel for Delmarva Power & Light)

Walter W. Cohen, Esquire Andrew J. Giorgione, Esquire Obermayer Rebmann Maxwell & Hippel LLP 204 State Street Harrisburg, PA 17101 (Counsel for IPL) 86890

Michael G. Banta, Esquire Indianapolis Power & Light Company One Monument Circle P.O. Box 1595 Indianapolis, IN 46206-1595

Page 48: SUSAN M. SHANAMAN 5 ATTORNEY AT LAW K J 212 North …f. stephenson matthes jon r. mooney sharon r paxton chad f. phipps pamela c. polacek jonathan k rudd bruce r spicer carol a. steinour

Audrey Van Dyke, Associate Counsel Naval Facilities Engineering Command Washington Navy Yard, Building 218, Room 200 901 M Street, S.E. Washington, DC 20374-5018 (Counsel for Dept. of Navy)

Bruce A. Connell, Esquire DuPont Power Marketing, Inc. Legal Department 600 N. Dairy Ashford, ML-1034 Houston, TX 77079

Joel D. Newton, Esquire Verner Liipfert Bernhard McPherson & Hand 901 - 15 t h Street, NW Washington, DC 20005-2301 (Counsel for Allegheny Power)

Gordon J. Smith, Esquire John & Hengerer 1200 17 t r i Street, NW - Suite 600 Washington, DC 20036-3006

Joseph A. Dworetzky, Esquire John P. Lavelle, Jr., Esquire Hangley Aronchick Segal & Pudlin One Logan Square - 12 l h Floor Philadelphia, PA 19102 (Counsel for New Energy Ventures)

Janet Miller, Esquire Will iam T. Hawke, Esquire/Todd S. Stewart, Esq. Malatesta Hawke & McKeon 100 N. Tenth Street Harrisburg, PA 17105 (Counsel for Mid-Atlantic Power Supply Association)

John L. Munsch, Esquire Allegheny Power 800 Cabin Hill Drive Greensburg, PA 15601-1689 (Counsel for Allegheny Power)

Terence Fitzpatrick, Esquire David Desalle, Esquire Ryan, Russell, Ogden & Seltzer 800 North Third Street, Suite 101 Harrisburg, PA 17102 (Counsel for GPU)

Joseph J. Malatesta, Jr., Esquire Lillian Smith Harris, Esquire Malatesta Hawke & McKeon LLP Harrisburg Energy Center 100 North Tenth Street - P.O. Box 1778 Harrisburg, PA 17105

Usher Fogel, Esquire Roland, Fogel, Koblenz & Carrr, LLP 1 Columbia Place Albany, NY 12207 (Counsel for Pennsylvania Petroleum Association)

Paul R. Bonney Ward L. Smith Assistant General Counsel PECO Energy Company 2301 Market Street, S23-1 Philadelphia, PA 19103 (215) 841-4252 (215) 841-6863

Dated: June 23, 1997

Page 49: SUSAN M. SHANAMAN 5 ATTORNEY AT LAW K J 212 North …f. stephenson matthes jon r. mooney sharon r paxton chad f. phipps pamela c. polacek jonathan k rudd bruce r spicer carol a. steinour

P H I L A D E L P H I A . PA

(2151 5 7 5 7 0 0 0

MEDIA , PA

( 6 I O I 5 8 S - 4 I 3 I

L A W O r r i c c i

D I L W O R T H , P A X S O N , KALISH & K A U F F M A N LLP 3 0 5 N. F R O N T STPEET

SUITE 4 0 3

H A R R I S B U R G . PENNSYLVANIA I 7 I O I - I 2 3 6

17 I 71 2 3 6 - 4 8 1 2 FAX C7 I 71 2 3 6 - 7 B U CHERRY H ILL . N J <e09> 7 5 I - 8 S O O

(717) 236-4812

June 24, 1997

Linda gr) Smith CD ro cn

Paul R. Bonney, Esquire PECO Energy Company 2301 Market Street Philadelphia, PA 19103

o

Re: Pennsylvania Public U t i l i t y Commission v. PECO Energy Company for Approval of i t s Restructuring T l'an rsunder Section 2806 of the Public u t i l i t y Code; Dockit No. R-00973953 ^ '

o 0 co Dear Mr. Bonney:

Enclosed are the responses of the American Assc&iatfon of Retired Persons to PECO Energy Company's Interrogatories Regarding Market P r i c e Assumptions Set MP-X - 1*22

Very t r u l y yoursy

jinda C. Smit

LCS:sdc Enclosures

cc: C e r t i f i c a t e of Service James McNulty, Prothonotary ( C e r t i f i c a t e of Service only)

Page 50: SUSAN M. SHANAMAN 5 ATTORNEY AT LAW K J 212 North …f. stephenson matthes jon r. mooney sharon r paxton chad f. phipps pamela c. polacek jonathan k rudd bruce r spicer carol a. steinour

I , S tacie Clark, Paralegal f o r Linda C. Smith, Esquire, hereby c e r t i f y t h a t I have t h i s day caused a tru e copy of the for e g o i n g t o be served upon the p a r t i e s of record i n Docket No R-00973953 i n accordance w i t h the requirements of 52 Pa. Code Section 1.54 ( r e l a t i n g t o s e r v i c e by a p a r t i c i p a n t ) , i n the manner and upon the p a r t i e s l i s t e d below.

Dated at Harrisburg, Pennsylvania, June 24, 1997.

VIA HAND DELIVERY AND FIRST CLASS MAIL

Paul R. Bonney, Esquire Noel H. Trask, Esquire PECO Energy Company 2301 Market St r e e t P.O. Box 8699 P h i l a d e l p h i a , PA 19101-8699

Kenneth Mickens, Esquire Charles D. Shields, Esquire O f f i c e o f T r i a l S t a f f PA P u b l i c U t i l i t y Commission P.O. Box 3265 H a r r i s b u r g , PA 17105-3265

Tanya McCloskey, Esquire Steven K. Steinmetz, Esquire O f f i c e o f Consumer Advocate 14 2 5 Strawberry Square H a r r i s b u r g , PA 17120

Bernard A. Ryan, Esquire Karen O i l l Moury, Esquire Small Business Advocate 300 N. 2nd S t r e e t , Suite 1102 H a r r i s b u r g , PA 17101

David Kleppinger, Esquire D e r r i c k P. Williamson, Esquire PAIEUG McNees, Wallace & Nurick P.O. Box 1166 H a r r i s b u r g , PA 17108-1166

Mr. Sam DeFrawi, D i r e c t o r Navy Rate I n t e r v e n t i o n Washington Navy Yard Code OORI, B u i l d i n g 212 901 M Str e e t , S.E. Washington, DC 20374-5018

Terence F i t z p a t r i c k , Esquire David DeSalle, Esquire GPU Energy Ryan, Russell, Ogden & Seltz e r 800 N Th i r d S t r e e t , S u i t e 101 Harrisburg, PA 17102

Walter W. Cohen, Esquire Andrew J. Giorgione, Esquire I n d i a n a p o l i s Power & L i g h t Co. 2 04 State Street Harrisburg, PA 17101

Gerald Gornish, Esquire Enron Corporation Wolf Block Schorr Solis-Cohen 401 North Front S t r e e t H a r r i s b u r g, PA 17101

Janet M i l l e r , Esquire MAPSA Malatesta, Hawke & McKeon 100 North Tenth S t r e e t P.O. Box 1778 Harrisburg, PA 17105-1778

John L. Munsch, Esquire Allegheny Power 800 Cabin H i l l Drive Greensburg, PA 15601

Paul R u s s e l l , Esquire Pennsylvania Power & L i g h t Co Two North N i n t h Street A l l e n t o w n , PA 18101• iwr- '(

JUL 08

Bruce A. Connell, Esquire DuPont Power Marketing Inc. 600 N Dairy Ashford, ML-1034 Houston, TX 77079

Craig A. Doll, Esquire Delmarva Power & Light Company 214 State Street Harrisburg, PA 1710? 3 5 &R

Page 51: SUSAN M. SHANAMAN 5 ATTORNEY AT LAW K J 212 North …f. stephenson matthes jon r. mooney sharon r paxton chad f. phipps pamela c. polacek jonathan k rudd bruce r spicer carol a. steinour

Steven P. Hershey, Esquire Community Legal Services, Inc. 14 2 4 Chestnut S t r e e t P h i l a d e l p h i a , PA 19102

Roger Clark, Esquire Environmentalists 905 Denston Drive Ambler, PA 19002-3901

Donald A. Kaplan, Esquire Pennsylvania Power & L i g h t S u i t e 500 1735 New York Avenue NW Washington, DC 20006-4759

Michael L. Kessler Vice President and General Counsel P.O. Box 497

David Boonin New Energy Ventures 200 S Broad S t r e e t , Suite 800 Phil a d e l p h i a , PA 19107

Christopher B. Craig, Esquire Senator Vincent J. Fumo Room 54 5 Main C a p i t o l Bldg Harrisburg, PA 17120

Lance S. Haver 6048 Ogontz Avenue Ph i l a d e l p h i a , PA 19141

Peter Bradford

American Energy S o l u t i o n s , Inc. I l l South A l f r e d S t r e e t Alexandria, VA 22314

Richard Silkman 163 Main S t r e e t Yarmouth, Maine 04096

Peru, Vermont 05152

Mr. Doug Smith LaCapra Associates

Stephen J. Baron J. Kennedy and Associates, Inc. 35 Glenlake Parkway, Suite 475 A t l a n t a , GA 30328

Joseph A. Dworetzky, Esquire New Energy Ventures Hangley, Aronchick, e t . a l . One Logan Square, 12th Floor P h i l a d e l p h i a , PA 19103

Audrey Van Dyke, Esquire Naval F a c i l i t i e s Engineering Washington Navy Yard Bldg. 218, Room 200 901 M. S t r e e t , S.E. Washington, DC 20374

Joseph J. Malatesta, J r . , Esquire L i l l i a n Smith H a r r i s , Esquire M u n i c i p a l I n t e r v e n o r s Group Malatesta, Hawke & McKeon LLP P.O. Box 1778 Ha r r i s b u r g , PA 17105

Gary A. J e f f e r i e s , Esquire CNG Energy Services Corp. One Park Ridge Center P.O. Box 15746 P i t t s b u r g h , PA 15244-0746

Usher Fogel, Esquire PA Petroleum Association Roland Fogel Koblenz & Carr 1 Columbia Place Albany, NY 12207

Page 52: SUSAN M. SHANAMAN 5 ATTORNEY AT LAW K J 212 North …f. stephenson matthes jon r. mooney sharon r paxton chad f. phipps pamela c. polacek jonathan k rudd bruce r spicer carol a. steinour

Paul L. Z i e g l e r , Esquire Delaware V a l l e y Schools Energy Z i e f l e r & Zimmerman PC 355 North 21st St r e e t , Suite 304 P.O. Box 1080 Camp H i l l , PA 17011

Ethan Giddings 217 Rodman Avenue Jenkintown, PA 19046

Susan Shanaman, Esquire Center f o r Energy and Economic 212 North T h i r d Street,Ste.203 Harrisburg, PA 17101-1505

A l l e n J. Barak Environmentalists 1417 Blue Mountain Parkway Har r i s b u r g , PA 17112

f t a c i e Clark

Page 53: SUSAN M. SHANAMAN 5 ATTORNEY AT LAW K J 212 North …f. stephenson matthes jon r. mooney sharon r paxton chad f. phipps pamela c. polacek jonathan k rudd bruce r spicer carol a. steinour

LAW O r r i c t i

D I L W O R T H , P A X S O N , K A L I S H & K A U F F M A N L L P 3 0 5 N. F R O N T STRECT

SUITE 403

H A R R I S B U R G . P E N N S V L V A N I A I 7 1 0 M 2 3 6

P H I L A D E L P H I A . PA t? I 7 i 2 3 6 - 4 S I z FAX 17 171 2 3 6 - 7 3 1 1 C H E R R Y H I L L . N J <609> 7 5 1 - 6 5 0 0

t 2 I S ' 5 7 5 - 7 0 0 0

M E D I A . PA

<6lO> 6 6 5 - 4 1 J )

(717) 236-4812 Linda C. Smith

June 24, 1997

Paul R. Bonney, Esquire PECO Energy Company 2301 Market Street Philadelphia, PA 19103

Re: Pennsylvania Public U t i l i t y Commission v. PECO Energy Company - Application of PECO Energy Company for Approval of i t s Restructuring Plan under Section 2806 of the Public U t i l i t y Code; Docket No, R-00973953

Dear Mr. Bonney:

Enclosed are the responses of the American Association of Retired Persons ("AARP") to PECO Energy Company's Interrogatories -Set I , numbered 1 through 12.

As X had discussed with Mr. Ward Smith, AARP objected to some of the interrogatories due to the fact that they were burdensome. However, AARP has done their best to answer each interrogatory.

I f there i s any additional information that you are interested in please contact me and I w i l l try to provide i t for you.

'^ma*™ -• •••• 'E™3

Page 54: SUSAN M. SHANAMAN 5 ATTORNEY AT LAW K J 212 North …f. stephenson matthes jon r. mooney sharon r paxton chad f. phipps pamela c. polacek jonathan k rudd bruce r spicer carol a. steinour

Dilworth, Paxson, Kalish & Kauffman LLP Page 2 Toi Paul R. Bonney/ Esquir*

The parties to t h i s case are being served copies without the attached exhibits. Any party wishing t o view the exhibits may do so at our o f f i c e or request the exhibits t o be mailed.

Very t r u l y yours

Linda C. Smith'

LCS:sdc Enclosures

cc: C e r t i f i c a t e of Service w/o exhibits James J. McNulty, Prothonotary ( C e r t i f i c a t e of Service only)

Page 55: SUSAN M. SHANAMAN 5 ATTORNEY AT LAW K J 212 North …f. stephenson matthes jon r. mooney sharon r paxton chad f. phipps pamela c. polacek jonathan k rudd bruce r spicer carol a. steinour

CERTIFICATE OF SERVICE

I , Staci© Clark, Paralegal f o r Linda C. Smith, Esquire, hereby c e r t i f y t h a t I have t h i s day caused a t r u e copy o f the foregoing t o be served upon the p a r t i e s of record i n Docket No R-00973953 i n accordance w i t h the requirements of 52 Pa. Code Section 1.54 ( r e l a t i n g t o service by a p a r t i c i p a n t ) , i n the manner and upon the p a r t i e s l i s t e d below.

Dated a t Harrisburg, Pennsylvania, June 24, 1997.

VIA HAND DELIVERY AND FIRST CLASS MA 11,

Paul R. Bonney, Esquire Noel H. Trask, Esquire PECO Energy Company 2301 Market S t r e e t P.O. Box 8699 Ph i l a d e l p h i a , PA 19101-8699

Kenneth Mickens, Esquire Charles D. Shields, Esquire O f f i c e of T r i a l S t a f f PA Public U t i l i t y Commission P.O. Box 3265 Harrisburg, PA 17105-3265

Tanya McCloskey, Esquire Steven K. Steinmetz, Esquire O f f i c e of Consumer Advocate 1425 Strawberry Square Harrisburg, PA 17120

Bernard A. Ryan, Esquire Karen O i l l Moury, Esquire Small Business Advocate 300 N. 2nd S t r e e t , Suite 1102 Harrisburg, PA 17101

David Kleppinger, Esquire D e r r i c k P. Williamson, Esquire PAIEUG McNees, Wallace & Nurick P.O. Box 1166 Harrisburg, PA 17108-1166

Mr. Sam DeFrawi, D i r e c t o r Navy Rate I n t e r v e n t i o n Washington Navy Yard Code OORI, B u i l d i n g 212 901 M S t r e e t , S.E. Washington, DC 20374-5018

Terence F i t z p a t r i c k , Esquire David DeSalle, Esquire GPU Energy Ryan, Russell, Ogden & Seltz e r 800 N Th i r d S t r e e t , Suite 101 Harrisburg, PA 17102

Walter W. Cohen, Esquire Andrew J. Giorgione, Esquire I n d i a n a p o l i s Power & L i g h t Co. 204 State St r e e t Harrisburg, PA 17101

Gerald Gornish, Esquire Enron Corporation Wolf Block Schorr Solis-Cohen 401 North Front Street Harrisburg, PA 17101

Janet M i l l e r , Esquire MAPSA Malatesta, Hawke & McKeon 100 North Tenth St r e e t P.O. Box 1778 Harrisburg, PA 17105-1778

John L. Munsch, Esquire Allegheny Power 800 Cabin H i l l Drive Greensburg, PA 15601

Paul R u s s e l l , Esquire Pennsylvania Power & Light Co Two North Niptlh .Street ^ Allentown, PA^UAisioi . i l

1

JUL 08

f

Bruce A. Connell, Esquire DuPont Power Marketing Inc. 600 N Dairy Ashford, ML-1034 Houston, TX 77079

Craig A. D o l l , Esquire Delmarva Power & Light Company 214 State S t r e e t Harrisburg, PA 17101

'OCUMEN

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Steven P. Hershey, Esquire Community Legal Services, Inc. 1424 Chestnut S t r e e t P h i l a d e l p h i a , PA 19102

Roger Clark, Esquire Environmentalists 905 Denston Drive Ambler, PA 19002-3901

Donald A. Kaplan, Esquire Pennsylvania Power & Li g h t Suite 500 1735 New York Avenue NW Washington, DC 20006-4759

Michael L. Kessler Vice President and General Counsel P.O. Box 497

David Boonin New Energy Ventures 200 S Broad S t r e e t , S u i t e 800 Phil a d e l p h i a , PA 19107

Christopher B. Craig, Esquire Senator Vincent J . Fumo Room 545 Main Capitol Bldg Harrisburg, PA 17120

Lance S. Haver 6048 Ogontz Avenue Phi l a d e l p h i a , PA 19141

Peter Bradford

American Energy Solut i o n s , I n c . I l l South A l f r e d S t r e e t Alexandria, VA 22314

Richard Silkman 163 Main Str e e t Yarmouth, Maine 04096

Peru, Vermont 05152

Mr. Doug Smith LaCapra Associates

Stephen J. Baron J. Kennedy and Associates, I n c . 35 Glenlake Parkway, Suite 475 A t l a n t a , GA 30328

Joseph A. Dworetzky, Esquire New Energy Ventures Hangley, Aronchick, e t . a l . One Logan Square, 12th Floor Phi l a d e l p h i a , PA 19103

Audrey Van Dyke, Esquire Naval F a c i l i t i e s Engineering Washington Navy Yard Bldg. 218, Room 200 901 M. Street, S.E. Washington, DC 20374

Joseph J . Malatesta, J r . , Esquire L i l l i a n Smith Harris, Esquire Municipal Intervenors Group Malatesta, Hawke & McKeon LLP P.O. Box 1778 Harrisburg, PA 17105

Gary A. J e f f e r i e s , Esquire CNG Energy Services Corp. One Park Ridge Center P.O. Box 15746 Pittsburgh, PA 15244-0746

Usher Fogel, Esquire PA Petroleum Association Roland Fogel Koblenz & Carr 1 Columbia Place Albany, NY 12207

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Paul L. Ziegler, Esquire Delaware Valley Schools Energy Z i e f l e r & Zimmerman PC 355 North 21st Street, Suite 304 P.O. Box 1080 Camp H i l l , PA 17011

Ethan Giddings 217 Rodman Avenue Jenkintown, PA 1904 6

Susan Shanaman, Esquire Center f o r Energy and Economic 212 North Third Street,Ste.203 Harrisburg, PA 17101-1505

Allen J . Barak Environmentalists 1417 Blue Mountain Parkway Harrisburg, PA 17112

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Legal Depanment

James W. Durnam Sentor Vice President and General Counsel

Sandra H. Byrne Legal Aammisiraior

Paul R. Bonney Glen M. Cavanaugn Edward J . Cuilen, Jr. Todd D. Cuiier Viina Waldron Gaston Gregory Golazeski John C. Halderman Mary McFall Hopper Stephen L Hunioon Thomas G. Jacltson J . Lindsay Johnsion Conrad 0. Kanner StepRame Whi t lon Lewis Jeffrey J . Nonon Mark B. Peabody Roslyn G. PollacK Christine A, Reuther Wendy Schermer Susan E. Sciamanna Jenny R Shulbank Ward L. Smith Dawn Gettv Sutphin Noel H. Trask

Assistant General Counsel

PECO ENERGY

n n n iM!-!•.. ! W \ j V w I 1 : !

FOLDER

PECO Energy Company 2301 Market Street PO Box 8699 Philadelphia. PA 19101-8699 215 841 5544 Fax 215 568 3389

Direct Dial: 215 B41 4252

June 24, 1997

Bv Fax and First Class Mail

William T. Hawke, Esquire Malatesta Hawke & McKeon LLP P.O. Box 1778 Harrisburg, PA 17105-1778

Re:

Usher Fogel, Esq. Rolland, Fogel, Koblenz & Carr, LLP 1 Columbia Place Albany, NY 12207

Application of PECO Energy Company for Approval of its Restructuring Plan under Section 2806 ofthe Public Utility Code Docket No. R-00973953 0

C D

Dear Counsel: KJD cn

Enclosed are two copies of PECO Energy Company's Interrogatories SeB/IP-l (Supplier Association) numbered 1 through 18.

Sincerely,

Paul Bonney Ward L. Smith

PRB/mtg

TO O 1.0

Enclosures

^j o

P7 cc: w/enclosures

Certificate of Service (w/enclosure) James McNulty, Acting Prothonotary (Certificate of Service Only)

92141

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BEFORE THE PENNSYLVANIA PUBLIC UTILITY COMMISSION

APPLICATION OF PECO ENERGY COMPANY FOR APPROVAL OF A RESTRUCTURING PLAN AND CONSUMER EDUCATION PROGRAM UNDER CHAPTER 28 OF THE PUBLIC: UTILITY CODE

APPLICATION DOCKET NO. R-00973953

INTERROGATORIES AND REQUESTS FOR PRODUCTION OF DOCUMENTS AND DATA

OF PECO ENERGY COMPANY SET MP-H (Supplier Association)

PECO Energy Company ("PECO") hereby propounds these Interrogatories and Requests

for Production of Documents and Data (Set MP-II (Supplier Association)), to be answered by

you or such other person or persons capable of responding to these Interrogatories and Requests

and authorized to do so. Telephone or other contact concerning availability and timing of formal

responses is encouraged. The answers should restate the question asked and indicate the

person(s) supplying the information.

DOCKETED JUN 30

^ i I n C D

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INSTRUCTIONS

A. In answering these Interrogatories and Document Requests (collectively, the

"Discovery Requests"), furnish all information available to you, including any such information in

possession of your attorneys or anyone acting on your behalf, and not merely such information

known of your own personal knowledge. If you cannot answer the Discovery Requests in full

after exercising due diligence to secure the information to do so, so state and answer to the extent

possible.

B. If the answer to any of the Discovery Requests is that you lack knowledge of some

or all of the requested information, describe all efforts made by you to obtain the information

necessary to answer that Discovery Request.

C. If any matter responsive to any of the Discovery Requests is withheld based on any

claim of privilege, describe generally the matter withheld, state the privilege being relied upon,

and identify all persons or entities who have or have had access to said matters. I f you refuse to

describe and/or produce any document on the basis of a claim of privilege or protection from

discovery of any kind, with respect to each such document, set forth the following information:

(i) the date of the document;

(ii) its authors;

(iii) all recipients of the document;

(iv) the present location and custodian of the document; and

(v) the basis ofthe claim of privilege or protection from discovery.

In addition, if you refuse to produce information based on the ground that such

information is preliminary and/or still in draft form, set forth the following information:

PHO3/225370.1 1

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(i) the date the information was first created or recorded;

(ii) the last date on which the information was changed or altered in any

manner; and

(iii) the expected date that the information will be finalized.

D. Each lettered sub-part of a numbered Discovery Request is to be considered a

separate Discovery Request for the purpose of Plaintiffs answers and objections. You must

object separately to each sub-pan and must answer any other sub-parts.

E. These Discovery Requests are to be deemed continuing in nature, and you shall

promptly supply, by way of supplemental response, any additional responsive information that

may become known to you or anyone acting on your behalf after your answers have been

prepared or served.

F. For all documents produced, identify by Bates number which document or

documents are responsive to each separate Discovery Request. I f you respond by stating that the

requested documents already have been produced in response to prior discovery requests, identify

the responsive documents previously produced either by Bates number or by describing the

author(s), recipients^), date of creation, and general description of the document. I f you respond

by stating that the requested information already has been produced in response to prior discovery

requests or as part of your testimony, identify by date, specific page number(s), and general

description the prior discovery responses or portions of testimony that are responsive.

DEFINmONS

A. "You" refers to the company, agency, or organization to whom PECO has directed

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these Discovery Requests, and any agent, agency, or affiliate thereof.

B. "PECO" refers to the PECO Energy Company and any agent, agency, or affiliate

thereof.

C. "Assumption" refers to any predictions, projections, assumptions, or other

estimates.

D. "Person" or "persons" means all individuals and entities, including natural persons,

representative persons, public or private corporations, companies, unincorporated associations,

partnerships, organizations, government entities or groups, plus any divisions, departments, or

units thereof.

E. "Document" or "documents" means any written, printed, typed, recorded, or

graphic matter, whether produced or reproduced or stored on paper, cards, tapes, film, electronic

facsimile, computer storage devices or any other devices or media, including, but not limited to

papers; books; letter; photographs; objects; tangible things; correspondence; telegrams; cables;

telex messages; memoranda; notes; notations; records, work papers; transcripts; minutes; reports

and recordings of telephone or other conversations, or of interviews, or of conferences, or of

other meetings; affidavits; statements; opinions; proposals; reports; studies; analyses; audits;

evaluations; contracts; agreements; journals; statistical records; ledgers; books of account;

bookkeeping entries; financial statements; tax returns; vouchers; checks; check stubs; invoices;

receipts; desk calendars; appointment books; diaries; lists; tabulations; summaries; sound

recordings; computer printouts; data processing input and output; microfilms; all records kept by

electronic, photographic, or mechanical means; and things similar to any of the foregoing,

however denominated. When one or more of the following documents is requested or referred to,

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the request or reference shall include, but is not limited to, the original and each and every copy

and draft thereof having writings, notations, corrections, or markings unique to such copy or

draft.

F. "Oral communication" means any and all non-written forms of expression or

communication, whether face-to-face or by telephone, in a conference or otherwise.

G. "Identify" or "identification", when used in reference to a document, means to:

1. state the type of document (e.g., letter, log, report, etc.);

2. state its date;

3. state its title, heading or other designation and any other information (e.g.. index or file number) which would facilitate the identification thereof;

4. identify the person(s) who prepared and/or signed the document;

5. identify the persons (or if widely distributed, the organization or classes of persons) to whom it was sent;

6. identify the last known location of the document and of each copy thereof having notations or markings unique to such copy;

7. if the document was, but no longer is, in your possession or subject to your control, identify its last know custodian, describe the circumstances under which it passed from your control to that person, and identify each person having knowledge of such circumstances;

8. describe its general subject matter and contents; and

9. if the document exceeds one page in length, or is contained in a series of documents or a larger portion, identify the specific document by appropriate identifying name or symbol, the number of the particular page or pages (or other descriptive aid) and of the line or lines thereof upon which the information referred to in the Discovery Request or your response appears.

H. "Identify" or "identification", when used in reference to a natural person, means to

provide the following information:

PH03/225370.1 *

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1. his or her fiill name;

2. his or her business affiliation^), position(s), title(s), and job description(s) during the period delineated in the Discovery Request (and the dates during which each affiliation, position, title, and job description applied to him or her);

3. his or her present or last known business address (and the date of that last knowledge); and

4. his or her present or last known residence address (and the date of that last

knowledge).

I . "Identify" or "identification", when used in reference to an oral communication or

statement, means to:

1. state the date of the oral communication or statement;

2. state the place where it occurred;

3. identify the persons(s) making and listening to the oral communication or statement;

4. identify all other persons present at the time it was made,

5. if by telephone, identify the persons participating in the conversation and where each was located at the time ofthe call; and

6. describe the substance of the oral communication or statement.

J. "Date" means the exact day, month, and year if ascertainable, or, if not, the best

approximation thereof or best approximation in relation to other events.

K. "Describe" means to set forth fiilly and clearly every relevant fact and/or event,

including particulars of time, place and manner.

L. "Set forth the factual basis" for a particular assumption means: (a) describe in

deftail the facts underlying the assumption; (b) identify each and every document which

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constitutes, evidences, refers, or relates in any way to the assumption; (c) identify each and every

person whom OCA knows or believes to have knowledge or information concerning the

assumption; and (d) describe in detail the nature of each such person's knowledge or information.

M Where the context so requires:

1. the terms "and" and "or" mean "and/or";

2. the plural of a word includes the singular, and the singular includes the plural;

3. the past tense of verb includes the present, and the present tense includes the past;

4. the masculine gender includes feminine and neuter genders, and the neuter

gender include the masculine and feminine.

O. All other words are to be given their ordinary and usual meanings, according to a

current edition of Webster's Dictionary.

PH03/225370.I

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BEFORE THE PENNSYLVANIA PUBLIC UTILITY COMMISSION

APPLICATION OF PECO ENERGY COMPANY FOR APPROVAL OF A RESTRUCTURING PLAN AND CONSUMER EDUCATION PROGRAM UNDER CHAPTER 28 OF THE PUBLIC: UTILITY CODE

APPLICATION DOCKET NO. R-00973953

INTERROGATORIES AND REQUESTS FOR PRODUCTION OF DOCUMENTS AND DATA

OF PECO ENERGY COMPANY SET MP-H (Supplier Association)

PECO Energy Company ("PECO") hereby propounds these Interrogatories and Requests

for Production of Documents and Data (Set MP-II (Supplier Association)), to be answered by

you or such other person or persons capable of responding to these Interrogatories and Requests

and authorized to do so. Telephone or other contact concerning availability and timing of formal

responses is encouraged. The answers should restate the question asked and indicate the

person(s) supplying the information.

92116

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DVTERROGATORrES AND DOCUMENT REQUESTS

Request No. 1. Please identify every member of your association whose interests you are

representing in this proceeding.

Request No. 2. Identify and describe the exact dollar amount of PECO's stranded

investment recovery that you propose that the Commission approve in this proceeding.

Request No. 3. If your response to Request No. 2 is anything other than that you propose

that PECO should be allowed to recover 1000/o of its stranded investment, please describe how,

and to what extent, the disallowance that you propose will benefit you and your shareholders.

Please provide this information for every member of your association identified in response to

Request No. I .

Request No. 4. With regard to the benefits identified in response to Request No. 2, please

explain why your shareholders, rather than PECO's shareholders, should receive those benefits.

Please provide this information for every member of your association identified in response to

Request No. 1.

Request No. 5. Please produce complete copies of all analyses performed by or for you

which evaluate and/or seek to quantify the effect on you if PECO's request to recover stranded

costs were approved. Please provide this information for every member of your association

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identified in response to Request No. 1.

Request No. 6. For each member of your association identified in response to Request No.

1, please project your total revenue, net income, and profits from retail sales of electricity in

Pennsylvania for the next eight years under two scenarios:

(a) the Commission approves PECO's proposal in this proceeding

regarding stranded costs; and

(b) the Commission approves the position you assert in this proceeding

regarding stranded costs.

(c) Explain the reasons for the differences, if any, in total revenues, net

income, and profits under these two scenarios.

Request No. 7. (a) For each member of your association identified in response to

Request No. 1, identify and describe the prices for retail electric generation service (separately for

industrial, commercial, residential, low-income, and Customer Assistance Program ("CAP")

customers) that you expect to charge to customers for the next ten years under the two scenarios

described in Request No. 6.

(b) Explain the reasons for the price differences, if any.

Request No. 8. (a) For each member of your association identified in response to

Request No. 1, identify and describe the nominal and percentage savings in energy and capacity

(i.e.. non-LDU) charges that you expect to provide to customers for the next ten years (state

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separately for industrial, commerciaL residential, low-income and CAP customers) under the two

scenarios addressed in Request No. 6.

(b) Explain the reasons for the differences, if any, in the savings

provided to customers.

(c) Explain the source of the savings under each scenario.

Request No. 9. State whether you believe that valid future estimates for the market

clearing price of energy can be projected.

Request No, 10. Please produce complete copies of all analyses performed by or for you

which evaluate and/or seek to quantify' the future price of electric energy or capacity in a

competitive retail market in the Mid-Atlantic region. Please provide this infonnation for every

member of your association identified in response to Request No. 1.

Request No. 11. (a) Identify and describe your best projection of as-delivered,

competitive retail energy and capacity prices (including gross receipts tax) from 1997 through

2015 in PECO's service territory.

(b) Provide the factual basis and copies of any analyses or studies you

possess or have conducted for the projections set forth in response to Request No. 11(a).

Request No. 12. (a) For each member of your organization identified in response to

Request No. 1, if you are or have been a supplier of electric energy or capacity, identify and

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describe ihe price quotes or offers you have provided to retail and wholesale customers in the

Mid-Atlantic region during 1995, 1996, and/or 1997. If you are not and have not been a supplier

of electric energy or capacity, please so state.

(b) Describe the terms and conditions of service offered.

(c) Produce copies of all documents that contain such quotes or offers.

(d) For each such customer, identify the lowest and highest price

quoted.

Request No. 13. For each member of your organization identified in response to Request

No. I , identify and describe the terms (including price, quantity, duration and any other principal

terms) of any offers you have made for the sale of energy or capacity to any retail customer

located in PECO's service territory for any duration for the years from 1997 through 2015.

Request No. 14. For each member of your organization identified in response to Request

No. I , identify and describe the terms (including price, quantity, duration and any other principal

terms) of any offers you have made for the sale of energy or capacity to any wholesale customer

located in PECO's service territory for any duration for the years from 1997 through 2015.

Request No. 15. (a) For each member of your organization identified in response to

Request No. 1, identify the highest price at which you would be willing currently to commit to

buy on-peak wholesale energy and capacity from PECO.

(b) For each member of your organization identified in response to

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Request No. 1, identify the highest quantity of energy and capacity to which you would be willing

currently to commit to buy from PECO at the abovementioned price.

(c) For each member ofyour organization identified in response to

Request No. 1, identify and describe the same information as in parts (a) and (b) for wholesale

energy and capacity purchased from PECO 24 hours a day.

(d) For each member of your organization identified in response to

Request No. 1, identify and describe the same information as in parts (a) and (b) to which you

would be willing currently to commit for bilateral contracts with PECO for a period of: (i) one (I)

year; (ii) two (2) years; (iii) five (5) years; (iv) ten (10) years; (v) fifteen (15) years; (vi) twenty

(20) years; and (vii) thirty (30) years.

Request No. 16. (a) For each member of your organization identified in response to

Request No. 1, state whether you intend to sell power into PECO's service territory below your

cost or the market price

(b) I f so, by how much?

Request No. 17 (a) For each member of your organization identified in response to

Request No. 1, identify and describe if you ever have sold power below your cost, or below the

general market price.

(b) I f so, by how much.

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Request No. 18. (a) For each member of your organization identified in response to

Request No. I , identify and describe if you ever have charged "loss leader" prices in any form.

(b) If so, identify and describe the "loss leader" prices you have

charged.

PH03/22537'0.1

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Certificate of Service

I hereby certify that I have this day served the foregoing document on the following in the matter of Pennsylvania Public Utility Commission v. PECO Energy Company Pa. PUC Docket No. R-00973953.

Kenneth L Mickens, Esquire Pennsylvania Public Utility Commission Office of Trial Staff P.O. Box 3265 Harrisburg, PA 17105-3265

Derrick Williamson, Esquire David Kleppinger, Esquire McNees. Wallace & Nurick 100 Pine Street Harrisburg, PA 17108-1166 (Counsel for PAIEUG)

Christopher B. Craig, Esquire Democratic Committee on Appropriations Room 545. Main Capitol Building Harrisburg, PA 17120 (Counsel for The Honorable Vincent J. Fumo)

Daniel Clearfield, Esquire Alan Kohler. Esquire Wolf, Block, Schorr and Solis-Cohen 305 N. Front Street; Suite 401 Harrisburg, PA 17101 (Counsel for Enron)

Paul Russell, Esquire Pennsylvania Power & Light Company Two North Ninth Street Allentown, PA 18101 (Counsel for PP&L)

Roger Clark, Esquire NESIP 905 Denston Drive

Ambler, PA 19002-3901

Craig A. Doll, Esquire 214 State Street Harrisburg, PA 17101 (Counsel for Delmarva Power & Light)

Tanya McCloskey, Esquire Steven K. Steinmetz, Esquire Assistant Consumer Advocate Office of Consumer Advocate 1425 Strawberry Square Harrisburg, PA 17120

Karen Oill Moury, Esquire Assistant Small Business Advocate Suite 1102, Commerce Building 300 N. Z"* Street Harrisburg, PA 17101

Steven P. Hershey, Esquire CD Community Legal Services, inc. CD 1424 Chestnut Street P o Philadelphia, PA 19102 (Counsel for CEPA, TAG, Action AlliancOfjSr. Citizens & John Long, Jr.) -—

Donald A. Kaplan, Esquire Preston, Gates, et al. Suite 500 1735 New York Avenue, NW Washington, DC 20006-4759 (Counsel for PP&L)

o — I

Alan J. Barak, Esquire Penn Energy Project 1417 Blue Mountain Parkway c w , Harrisburg, PA 17112 cSJV (Attorney for EnvironmentalistsWO

Linda C. Smith, Esquire ^rfi Dilworth, Paxson, Kalish & Ksfuffman 305 North Front Street, Suite 5p3 Harrisburg, PA 17101 2} (Counsel for AARP) p

o CO

Randall V. Griffin, Esquire Delmarva Power & Light Company 800 King Street Wilmington, DE 19899 (Counsel for Delmarva Power & Light)

Walter W. Cohen, Esquire Andrew J. Giorgione, Esquire Obermayer Rebmann Ma*well & Hippel LLP 204 State Street Harrisburg, PA 17101 (Counsel for IPL) 86890

Michael G. Banta, Esquire Indianapolis Power & Light Company One Monument Circle P.O. Box 1595 Indianapolis, IN 46206-1595

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Audrey Van Dyke. Associate Counsel Naval Facilities Engineering Command Washington Navy Yard, Building 218, Room 200 901 M Street. S.E. Washington. DC 20374-5018 (Counsel for Dept. of Navy)

Bruce A. Cornell. Esquire DuPont Power Marketing, Inc. Legal Department 600 N. Dairy Ashford, ML-1034 Houston, TX 77079

Joel D. Newton. Esquire Verner Liipfert Bernhard McPherson & Hand 901 - I 5 m Street, NW Washington. DC 20005-2301 (Counsel for Allegheny Power)

Gordon J. Smith. Esquire John & Hengerer 1200 17"1 Street, NW - Suite 600 Washington. DC 20036-3006 (Duke Energy Trading and Marketing))

Joseph A. Dworetzky, Esquire John P. Lavelle, Jr., Esquire Hangley Aronchick Segal & Pudlin One Logan Square - 12* Floor Philadelphia, PA 19102 (Counsel for New Energy Ventures)

Janet Miller, Esquire William T, Hawke, Esquire/Todd S. Stewart. Esq. Malatesta Hawke & McKeon 100 N. Tenth Street Harrisburg, PA 17105 (Counsel for Mid-Atlantic Power Supply Association)

John L. Munsch, Esquire Allegheny Power 800 Cabin Hill Drive Greensburg, PA 15601-1689 (Counsel for Allegheny Power)

Terence Fitzpatrick, Esquire David Desalle, Esquire Ryan, Russell, Ogden & Seltzer 800 North Third Street, Suite 101 Harrisburg, PA 17102 (Counsel for GPU)

Joseph J. Malatesta, Jr., Esquire Lillian Smith Harris, Esquire Malatesta Hawke & McKeon LLP Harrisburg Energy Center 100 North Tenth Street - P.O. Box 1778 Harrisburg, PA 17105

Usher Fogel, Esquire Roland, Fogel, Koblenz & Carrr, LLP 1 Columbia Place Albany, NY 12207 (Counsel for Pennsylvania Petroleum Association)

Paul R. Bonney Ward L. Smith Assistant General Counsel PECO Energy Company 2301 Market Street, S23-1 Philadelphia, PA 19103 (215) 841-4252 (215) 841-6863

Dated: June 24, 1997

Page 75: SUSAN M. SHANAMAN 5 ATTORNEY AT LAW K J 212 North …f. stephenson matthes jon r. mooney sharon r paxton chad f. phipps pamela c. polacek jonathan k rudd bruce r spicer carol a. steinour

Legal Depanmem

James W. Durham Senior Vice President and General Counsel

Sandra H. Byrne Lagal Aammisiraior

Paul R. Bonnev Blen M. Cavanaugh Edward J. Cullen. Jr. Todd D. Cutier Vilna Waldron Gaston Gregory Golazeski John C Halderman Mary McFall Hopper Stephen L. Huntoon Thomas G. Jackson J. Undsay Johnsion Gonad 0. Kanner Stepfrante Whitlon Lewis Jeffrey J. Nonon Mark B. Peabody Roslyn G. Pollack Christine A. Reutrier Wendy Schermer Susan E. Sciamanna Jenny R Shulbank Ward L. Smith Dawn Geny Sutphin Noel H. Trask

Assistant General Counsel

PECO ENERGY l)OCUMFN!

PECO Energy Company 2301 Market Street PO Box 8699 Rhiiadeiphia. RA !9101-8699 215 841 5544 Fax 215 568 3389

Direct Dial: 215 841 4252

June 24, 1997

Bv Fax and First Class Mail

David Kleppinger, Esq. ^ Derrick P. Williamson, Esq. McNees, Wallace & Nurick 100 Pine Street P.O. Box 1166 Harrisburg, PA 17108-1166

Re: Application of PECO Energy Company for Approval of its Restructuring Plan under Section 2806 of the Public Utility Code Docket No. R-00973953

C D

Dear Counsel: ^ ^ ^D

Enclosed are two copies of PECO Energy Company's Interrogatories to-fffe Philadelphia Area Industrial Energy Users Group, Set MP-II (Industrial Customers).

Sincerely,

C7

Paul Bonney Ward L. Smith

PRB/mtg

Enclosures

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cc: w/enclosures Certificate of Service (w/enclosure) James McNulty, Acting Prothonotary (Certificate of Service Only)

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92136

Page 76: SUSAN M. SHANAMAN 5 ATTORNEY AT LAW K J 212 North …f. stephenson matthes jon r. mooney sharon r paxton chad f. phipps pamela c. polacek jonathan k rudd bruce r spicer carol a. steinour

BEFORE THE PENNSYLVANIA PUBLIC UTILITY COMMISSION

APPLICATION OF PECO ENERGY COMPANY FOR APPROVAL OF A RESTRUCTURING PLAN AND CONSUMER EDUCATION PROGRAM UNDER CHAPTER 28 OF THE PUBLIC UTILITY CODE

APPLICATION DOCKET NO. R-00973953

U U L U i V ! L p.! I INTERROGATORIES AND REQUESTS ^ n . « r . .. FOR PRODUCTION OF DOCUMENTS AND DATA T l i L L) t K O F P E C 0 ENERGY COMPANY

SET MP-H (Industrial Customer)

PECO Energy Company ("PECO") hereby propounds these Interrogatories and Requests

for Production of Documents and Data (Set MP-II (Industrial Customer)), to be answered by you

or such other person or persons capable of responding to these Interrogatories and Requests and

authorized to do so. Telephone or other contact concerning availability and timing of formal

responses is encouraged. The answers should restate the question asked and indicate the

person(s) supplying the i n f o r m a t i o n [ J Q Q j ^ £ y £ Q

JUN 30

9212Iv02

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INSTRUCTIONS

A. In answering these Interrogatories and Document Requests (collectively, the

"Discovery Requests"), furnish all information available to you, including any such information in

possession of your attorneys or anyone acting on your behalf, and not merely such information

known of your own personal knowledge. If you cannot answer the Discovery Requests in full

after exercising due diligence to secure the information to do so, so state and answer to the extent

possible.

B. I f the answer to any of the Discovery Requests is that you lack knowledge of some

or all of the requested information, describe all efforts made by you to obtain the information

necessary to answer that Discovery Request.

C. If any matter responsive to any ofthe Discovery Requests is withheld based on any

claim of privilege, describe generally the matter withheld, state the privilege being relied upon,

and identify all persons or entities who have or have had access to said matters. I f you refuse to

describe and/or produce any document on the basis of a claim of privilege or protection from

discovery of any kind, with respect to each such document, set forth the following information:

(i) the date of the document;

(ii) its authors;

(iii) all recipients of the document;

(iv) the present location and custodian of the document; and

(v) the basis of the claim of privilege or protection from discovery.

In addition, if you refuse to produce information based on the ground that such

information is preliminary and/or still in draft form, set forth the following infonnation:

PH03/225370.1 1

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(i) the date the infonnation was first created or recorded;

(ii) the last date on which the information was changed or altered in any

manner; and

(iii) the expected date that the information will be finalized.

D. Each lettered sub-part of a numbered Discovery Request is to be considered a

separate Discovery Request for the purpose of Plaintiffs answers and objections. You must

object separately to each sub-part and must answer any other sub-parts.

E. These Discovery Requests are to be deemed continuing in nature, and you shall

promptly supply, by way of supplemental response, any additional responsive information that

may become known to you or anyone acting on your behalf after your answers have been

prepared or served.

F. For all documents produced, identify by Bates number which document or

documents are responsive to each separate Discovery Request. I f you respond by stating that the

requested documents already have been produced in response to prior discovery requests, identify

the responsive documents previously produced either by Bates number or by describing the

author(s), recipients(s), date of creation, and general description ofthe document. If you respond

by stating that the requested information already has been produced in response to prior discovery

requests or as part of your testimony, identify by date, specific page number(s), and general

description the prior discovery responses or portions of testimony that are responsive.

DEFINnTONS

A. "You" refers to the company, agency, or organization to whom PECO has directed

PH03/225370.I

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these Discovery Requests, and any agent, agency, or affiliate thereof.

B. "PECO" refers to the PECO Energy Company and any agent, agency, or affiliate

thereof.

C. "Assumption" refers to any predictions, projections, assumptions, or other

estimates.

D. "Person" or "persons" means all individuals and entities, including natural persons,

representative persons, public or private corporations, companies, unincorporated associations,

partnerships, organizations, government entities or groups, plus any divisions, departments, or

units thereof.

E. "Document" or "documents" means any written, printed, typed, recorded, or

graphic matter, whether produced or reproduced or stored on paper, cards, tapes, film, electronic

facsimile, computer storage devices or any other devices or media, including, but not limited to

papers; books; letter; photographs; objects; tangible things; correspondence; telegrams; cables;

telex messages; memoranda; notes; notations; records; work papers; transcripts; minutes; reports

and recordings of telephone or other conversations, or of interviews, or of conferences, or of

other meetings; affidavits; statements; opinions; proposals; reports; studies; analyses; audits;

evaluations; contracts; agreements; journals; statistical records; ledgers; books of account;

bookkeeping entries; financial statements; tax returns; vouchers; checks; check stubs; invoices;

receipts; desk calendars; appointment books; diaries; lists; tabulations; summaries; sound

recordings; computer printouts; data processing input and output; microfilms; all records kept by

electronic, photographic, or mechanical means; and things similar to any of the foregoing,

however denominated. When one or more ofthe following documents is requested or referred to,

PH03/225370.I - l

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the request or reference shall include, but is not limited to, the original and each and every copy

and draft thereof having writings, notations, corrections, or markings unique to such copy or

draft.

F. "Oral communication" means any and all non-written forms of expression or

communication, whether face-to-face or by telephone, in a conference or otherwise.

G. "Identify" or "identification", when used in reference to a document, means to:

1. state the type of document (e.g.. letter, log, report, etc.);

2. state its date;

3. state its title, heading or other designation and any other information (e.g.. index or file number) which would facilitate the identification thereof;

4. identify the person(s) who prepared and/or signed the document;

5. identify the persons (or if widely distributed, the organization or classes of persons) to whom it was sent;

6. identify the last known location of the document and of each copy thereof having notations or markings unique to such copy;

7. if the document was, but no longer is, in your possession or subject to your control, identify its last know custodian, describe the circumstances under which it passed from your control to that person, and identify each person having knowledge ofsueh circumstances;

8. describe its general subject matter and contents; and

9. if the document exceeds one page in length, or is contained in a series of documents or a larger portion, identify the specific document by appropriate identifying name or symbol, the number of the particular page or pages (or other descriptive aid) and of the line or lines thereof upon which the information referred to in the Discovery Request or your response appears.

H. "Identify" or "identification", when used in reference to a natural person, means to

provide the following information:

PH03/225370.] A

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1. his or her full name;

2. his or her business affiliation(s), position(s), title(s), and job description^) during the period delineated in the Discovery Request (and the dates during which each affiliation, position, title, and job description applied to him or her);

3. his or her present or last known business address (and the date of that last knowledge); and

4. his or her present or last known residence address (and the date of that last

knowledge).

I . "Identify" or "identification", when used in reference to an oral communication or

statement, means to:

1. state the date of the oral communication or statement;

2. state the place where it occurred;

3. identify the persons(s) making and listening to the oral communication or statement;

4. identify all other persons present at the time it was made;

5. i f by telephone, identify the persons participating in the conversation and where each was located at the time of the call; and

6. describe the substance of the oral communication or statement.

J. "Date" means the exact day, month, and year if ascertainable, or, if not, the best

approximation thereof or best approximation in relation to other events.

K. "Describe" means to set forth fully and clearly every relevant fact and/or event,

including particulars of time, place and manner.

L. "Set forth the factual basis" for a particular assumption means: (a) describe in

detail the facts underlying the assumption; (b) identify each and every document which

PH03/225370.1

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constitutes, evidences, refers, or relates in any way to the assumption; (c) identify each and every

person whom OCA knows or believes to have knowledge or information concerning the

assumption; and (d) describe in detail the nature of each such person's knowledge or information.

M. Where the context so requires:

1. the terms "and" and "or" mean "and/or";

2. the plural of a word includes the singular, and the singular includes the plural;

3. the past tense of verb includes the present, and the present tense includes the past;

4. the masculine gender includes feminine and neuter genders, and the neuter

gender include the masculine and feminine.

O. All other words are to be given their ordinary and usual meanings, according to a

current edition of Webster's Dictionary.

PH03/225370.1

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INTERROGATORIES AND DOCUMENT REQUESTS

Request No. I . In your written pre-filed testimony served on June 20, 1997, you propose

that PECO should not be allowed to recover its full stranded investment claim. Please describe

how, and to what extent, the disallowance that you propose will benefit you and your

shareholders. If the answer to this Request would be different for separate entities that you

represent in this proceeding, please so state and provide separate responses for each entity whose

answer would differ.

Request No. 2. With regard to the benefits identified in response to Request No. 1, please

explain why your shareholders, rather than PECO's shareholders, should receive those benefits. If

the answer to this Request would be different for separate entities that you represent in this

proceeding, please so state and provide separate responses for each entity whose answer would

differ.

Request No. 3. For each entity that is a member of your association and which you

represent in this proceeding, please produce complete copies of all analyses performed by or for

you which evaluate and/or seek to quantify the effect on you if PECO's request to recover

stranded costs were approved.

Request No. 4. For each entity that is a member of your association and which you

represent in this proceeding, please project your total revenue, net income, and profits for the next

PHO3/22S370.1 T

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eight years under two scenarios:

(a) the Commission approves PECO's proposal in this proceeding

regarding stranded costs; and

(b) the Commission approves the position you assert in this proceeding

regarding stranded costs.

(c) Explain the reasons for the differences, if any, in total revenues, net

income, and profits under these two scenarios.

Request No. 5. State whether you believe that valid future estimates for the market

clearing price of energy can be projected.

Request No. 6. For each entity that is a member of your association and which you

represent in this proceeding, please produce complete copies of all analyses performed by or for

you which evaluate and/or seek to quantify the future price of electric energy or capacity in a

competitive retail market in the Mid-Atlantic region.

Request No. 7. For each entity that is a member of your association and which you

represent in this proceeding, identify and describe the terms (including price, quantity, duration

and any other principal terms) of any offers you (or the customers you represent) have received

for the retail sale of energy or capacity for any duration for the years from 1997 through 2015.

PH03/225370.1

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Request No. 8. For each entity that is a member of your association and which you

represent in this proceeding, identify and describe the terms (including price, quantity, duration

and any other principal terms) of any offers you (or the customers you represent) have received

for the wholesale sale of energy or capacity for any duration for the years from 1997 through

2015.

PH03/225370.I

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Certificate of Service

I hereby certify that I have this day served the foregoing document on the following in the matter of Pennsylvania Public Utility Commission v. PECO Energy Company Pa. PUC Docket No. R-00973953.

Kenneth L. Mickens, Esquire Pennsytvania Public Utility Commission Office of Trial Staff P.O. Box 3265 Harrisburg, PA 17105-3265

Derrick Williamson, Esquire David Kleppinger, Esquire McNees. Wallace & Nurick 100 Pine Street Harrisburg, PA 17108-1166 (Counsel for PAIEUG)

Christopher B. Craig, Esquire Democratic Committee on Appropriations Room 545. Main Capitol Building Harrisburg, PA 17120 (Counsel for The Honorable Vincent J. Fumo)

Daniel Clearfield, Esquire Alan Kohler, Esquire Wolf. Block, Schorr and Solis-Cohen 305 N. Front Street; Suite 401 Harrisburg, PA 17101 (Counsel for Enron)

Paul Russell, Esquire Pennsylvania Power & Light Company Two North Ninth Street Allentown, PA 18101 (Counsel for PP&L)

Roger Clark. Esquire NESIP 905 Denston Drive

Ambler, PA 19002-3901

Craig A. Doll, Esquire 214 State Street Harrisburg, PA 17101 (Counsel for Delmarva Power & Light)

Tanya McCloskey, Esquire Steven K. Steinmetz, Esquire Assistant Consumer Advocate Office of Consumer Advocate 1425 Strawberry Square Harrisburg, PA 17120

Karen Oill Moury, Esquire Assistant Small Business Advocate Suite 1102, Commerce Building 300 N. 2 n a Street Harrisburg, PA 17101 o

CD

Steven P. Hershey, Esquire ^ Community Legal Services, Inc. 1424 Chestnut Street Philadelphia, PA 19102 (Counsel for CEPA, TAG, Action Alliance of Sr. Citizens & John Long, Jr.)

Donald A. Kaplan, Esquire Preston, Gates, et al. Suite 500 1735 New York Avenue, NW Washington, DC 20006-4759 (Counsel for PP&L)

o n

5 Hi ^ < Am

Alan J. Barak, Esquire Penn Energy Project 1417 Blue Mountain Parkway Harrisburg, PA 17112 (Attorney for Environmentalists) ovQ

Linda C. Smith, Esquire ~] Dilworth, Paxson, Kalish & Kauffman 305 North Front Street, Suite 40^'' Harrisburg, PA 17101 (Counsel for AARP)

Randall V. Griffin, Esquire Delmarva Power & Light Company 800 King Street Wilmington, DE 19899 (Counsel for Delmarva Power & Light)

r cr • t i -

— - j

Walter W. Cohen, Esquire Andrew J. Giorgione, Esquire Obermayer Rebmann Maxwell & Hippel LLP 204 State Street Harrisburg, PA 17101 (Counsel for IPL) 86890

Michael G. Banta, Esquire Indianapolis Power & Light Company One Monument Circle P.O. Box 1595 Indianapolis, IN 46206-1595

Page 87: SUSAN M. SHANAMAN 5 ATTORNEY AT LAW K J 212 North …f. stephenson matthes jon r. mooney sharon r paxton chad f. phipps pamela c. polacek jonathan k rudd bruce r spicer carol a. steinour

Audrey Van Dyke, Associate Counsel Naval Facilities Engineering Command Washington Navy Yard, Building 218, Room 200 901 M Street, S.E. Washington, DC 20374-5018 (Counsel for Dept. of Navy)

Bruce A. Connell. Esquire DuPont Power Marketing, Inc. Legal Department 600 N. Dairy Ashford. ML-1034 Houston, TX 77079

Joel D. Newton, Esquire Verner Liipfert Bernhard McPherson & Hand 901 - 15 t h Street, NW Washington, DC 20005-2301 (Counsel for Allegheny Power)

Gordon J. Smith, Esquire John & Hengerer 1200 17 m Street, NW - Suite 600 Washington, DC 20036-3006 (Duke Energy Trading and Marketing))

Joseph A. Dworetzky, Esquire John P. Lavelle, Jr., Esquire Hangley Aronchick Segal & Pudlin One Logan Square - 12m Floor Philadelphia, PA 19102 (Counsel for New Energy Ventures)

Janet Miller, Esquire William T. Hawke, Esquire/Todd S. Stewart, Esq. Malatesta Hawke & McKeon 100 N. Tenth Street Harrisburg, PA 17105 (Counsel for Mid-Atlantic Power Supply Association)

John L. Munsch, Esquire Allegheny Power 800 Cabin Hill Drive Greensburg, PA 15601-1689 (Counsel for Allegheny Power)

Terence Fitzpatrick, Esquire David Desalle, Esquire Ryan, Russell, Ogden & Seltzer 800 North Third Street, Suite 101 Harrisburg, PA 17102 (Counsel for GPU)

Joseph J. Malatesta, Jr., Esquire Lillian Smith Harris, Esquire Malatesta Hawke & McKeon LLP Harrisburg Energy Center 100 North Tenth Street - P.O. Box 1778 Harrisburg, PA 17105

Usher Fogel, Esquire Roland, Fogel, Koblenz & Carrr, LLP 1 Columbia Place Albany, NY 12207 (Counsel for Pennsylvania Petroleum Association)

Paul R. Bonney Ward L. Smith Assistant General Counsel PECO Energy Company 2301 Market Street, S23-1 Philadelphia, PA 19103 (215) 841-4252 (215) 841-6863

Dated: June 24, 1997

Page 88: SUSAN M. SHANAMAN 5 ATTORNEY AT LAW K J 212 North …f. stephenson matthes jon r. mooney sharon r paxton chad f. phipps pamela c. polacek jonathan k rudd bruce r spicer carol a. steinour

Legal Department

James W. Durham Senior Vice President and General Counsel

Sancira H. Byrne Legal Aaministraior

Paul R Bonney Ellen M. Cavanaugh Edward J . Cullen, Jr. Todd D. Cutier Vilna Waldron Gaston Gregory Golazeski John C Halderman Mary McFall Hopper Stephen L Huntoon Thomas G. Jackson J. Lindsay Johnston Conrad 0. Kanner Stephanie Whitlon Lewis Jeffrey J . Norton Mark B. Peabody Roslyn G. Pollack Christine A. Reuther Wendy Schermer Susan E. Sciamanna Jenny R Shulbank Ward L. Smith Dawn Getty Sutphin Noel H. Trask

Assistant General Counsel

PECO ENERGY

f OLDER By Fax and First Class Mail

Paul E. Russell, Esq. Pennsylvania Power & Light Company Two North Ninth Street Allentown, PA 18101

uOCUMENT FOLDER

PECO Energy Company 2301 Market Street PO Box 8699 Philadelphia. PA 19101-8699 215 841 5544 Fax 215 568 3 3 8 9

Direct Dial: 215 841 4252

June 24, 1997

o CD

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cn Re: Application of PECO Energy Company for Approval of its Restructuring

Plan under Section 2806 of the Public Utility Code Docket No. R-00973953

Dear Paul:

Enclosed are two copies of PECO Energy Company's Interrogatories S^t-MP-ll (Supplier) numbered 1 through 17.

DOCKETED JUL 08

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Sincerely,

Paul Bonney Ward L. Smith

PRB/mtg

Enclosures

cc: Certificate of Service (w/enclosure) James McNulty, Acting Prothonotary (Certificate of Service Only)

92124V09

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James W. Durham Senior Vice President and General Counsel

Sandra H. Byrne Legal Administraior

Paul R. Bonney Ellen M. Cavanaugh Edward J. Cullen. Jr. Todd D. Cutier-Vilna Waldron Gaston Gregory Golazeski John C. Halderman Mary McFail Hopper Stephen L. Huntoon Thomas G. Jackson J. Lindsay Johnston Conrad 0. Kattner StepFTanie Whitlon Lewis Jeffrey J. Norton Mark B. Peabody Roslyn G. Pollack Christine A. Reuther Wendy Schermer Susan E. Sciamanna Jenny R Shulbank Ward L. Smith Dawn Getty Sutphin Noel H. Trask

Assistant General Counsel

Legal Depanment

PECO ENERGY PECO Energy Company 2301 Market Street PO Sox 8699 Philadelphia, PA 19101-8699 215 841 5544 Fax 215 568 3389

Direct Dial: 215 841 4252

June 24, 1997

Bv Fax and First Class Mail

Daniel Clearfieid, Esq. Alan Kohler, Esq. Wolf, Block, Schorr and Solis-Cohen 305 N. Front Street, Suite 401 Harrisburg, PA 17101

Re: Application of PECO Energy Company for Approval of its Restructuring Plan under Section 2806 of the Public Utility Code Docket No. R-00973953

Dear Dan and Alan:

Enclosed are two copies of PECO Energy Company's Interrogatories Set MP-I (Supplier) numbered 1 through 17.

Sincerely,

Paul Bonney Ward L. Smith

PRB/mtg

Enclosures

cc: Certificate of Service (w/enclosure) James McNulty, Acting Prothonotary (Certificate of Service Only)

92124V05

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Legai Department

James W. Durham Senior Vice President and General Counsel

Sandra H. Byrne Legal Administrator

Paul R. Bonney Ellen M. Cavanaugh Edward J. Cullen, Jr Todd D, Cutler Vilna Waldron Gaston Gregory Golazeski John C. Halderman Mary McFall Hopper Stephen L Humoon Thomas G. Jackson J. Undsay Johnston Conrad 0. Kanner StepFTanie Whition Lewis Jeffrey J. Norton Mark B. Peabody Roslyn G. Pollack Christine A, Reuther Wendy Schermer Susan E. Sciamanna Jenny P. Shulbank Ward L. Smith Dawn Getty Suiphin Noel H. Trask

Assistant General Counsel

PECO ENERGY PECO Energy Company 2301 Market Street PO Box 8699 Philadelphia, PA 19101-8699 215 841 5544 Fax 215 568 3389

Direct Dial: 215 841 4252

June 24, 1997

Bv Fax and First Class Mail

Bruce A. Connell, Esq. Legal Department 600 N. Dairy Ashford, ML-1034 Houston, TX 77079

Re: Application of PECO Energy Company for Approval of its Restructuring Pian under Section 2806 of the Pubiic Utility Code Docket No. R-00973953

Dear Bruce:

Enclosed are two copies of PECO Energy Company's Interrogatories Set MP-(Supplier) numbered 1 through 17.

Sincerely,

Paul Bonney Ward L. Smith

PRB/mtg

Enclosures

cc: Certificate of Service (w/enclosure) James McNulty, Acting Prothonotary (Certificate of Service Only)

92124V04

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Legal Department

James W. Durham Sentot Vice Presideni and General Counsel

Sandra H. Byrne Legai Adminisiraior

Paul R. Bonney Blen M. Cavanaugh Edward J. Cullen, Jr. Todd D. Cutler Vilna Waldron Gaston Gregory Golazeski John C. Halderman Mary McFall Hopper Stephen L. Huntoon Thomas G. Jackson J, Lindsay Johnston Conrad 0. Kattner Stepfianie Whitlon Lewis Jeffrey J. Norton Mark B. Peabody Roslyn G. Pollack Christine A. Reuther Wendy Schermer Susan E. Sciamanna Jenny P Shulbank Ward L Smith Dawn Geny Sutphin Noet H. Trask

Assistant General Counsel

PECO ENERGY PECO Energy Company 2301 Market Street PO Box 8699 Philadelphia, PA 19101-8699 215 841 5544 Fax 215 568 3389

Direct Dial: 215 841 4252

June 24, 1997

Bv Fax and First Class Mail

Gordon J. Smith, Esq. John & Hengerer 1200 17th Street, NW, Suite 600 Washington, DC 20036-3006

Re: Application of PECO Energy Company for Approval of its Restructuring Plan under Section 2806 of the Pubiic Utility Code Docket No. R-00973953

Dear Mr. Smith:

Enclosed are two copies of PECO Energy Company's Interrogatories Set MP-(Supplier) numbered 1 through 17.

Sincerely,

Paul Bonney Ward L. Smith

PRB/mtg

Enclosures

cc: Certificate of Service (w/enclosure) James McNulty, Acting Prothonotary (Certificate of Service Only)

92124v03

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Legal Department

James W. Durham Senior Vice Presiflent and General Counsel

Sandra H. Byrne Legal Adminisiraior

Paul R. Bonney Blen M. Cavanaugh Edward J. Cullen. Jr. Todd D. Cutier Vilna Waldron Gaston Gregory Golazeski John C. Halderman Mary McFall Hopper Stephen L. Huntoon Thomas G. Jackson J. Lindsay Johnston Conrad 0. Kanner Stepfianie Whitlon Lewis Jeffrey J. Norton Mark B. Peabody Roslyn G. Pollack Christine A. Reuther Wendy Schermer Susan E. Sciamanna Jenny R Shulbank Ward L. Smith Dawn Getty Sutphin Noel H. Trask

Assistant Genera! Counsel

PECO ENERGY PECO Energy Company 2301 Market Street PO Box 8699 Philadelphia. PA 19101-8699 215 841 5 5 4 4 Fax 215 568 3 3 8 9

Direct Dial: 215 841 4252

June 24, 1997

Bv Fax and First Class Mail

Paul Nordstrom, Esq. Joel Newton, Esq. Verner Liipfert, Bernhard, McPherson & Hand 901 15th Street, NW Washington, DC 20005-2301

Re: Application of PECO Energy Company for Approval of its Restructuring Plan under Section 2806 ofthe Public Utility Code Docket No. R-00973953

Dear Paul and Joel:

Enclosed are two copies of PECO Energy Company's Interrogatories Set MP-(Supplier) numbered 1 through 17.

Sincerely,

Paul Bonney Ward L. Smith

PRB/mtg

Enclosures

cc: Certificate of Service (w/enclosure) James McNulty, Acting Prothonotary (Certificate of Service Only)

92124V02

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Legal Department

James W. Durham Senior Vice Presideni and General Counsel

Sandra H. Byrne Legal Adminisiraior

Paul R. Bonney Ellen M. Cavanaugh Edward J. Culien. Jr. Todd D. Cutier Vilna Waldron Gaston Gregory Golazeski John C. Hafderman Mary McFall Hopper Stephen L Huntoon Thomas G. Jackson J. Lindsay Johnston Conrad 0. Kattner Stephanie Whitlon Lewis Jeffrey J. Norton Mark B. Peabody Roslyn G. Pollack Christine A. Reuther Wendy Schermer Susan E. Sciamanna Jenny R Shulbank Ward L. Smith Dawn Getty Sutphin Noel H. Trask

Assistant General Counsel

PECO ENERGY PECO Energy Company 2301 Market Street PO Box 8699 Philadelphia. PA 19101-8699 215 841 5544 Fax 215 568 3389

Direct Dial: 215 841 4252

June 24, 1997

By Fax and First Class Mail

Craig A. Doll, Esq. 214 State Street Harrisburg, PA 17101

Re: Application of PECO Energy Company for Approval of its Restructuring Plan under Section 2806 of the Public Utility Code Docket No. R-00973953

Dear Craig:

Enclosed are two copies of PECO Energy Company's Interrogatories Set MP-I (Supplier) numbered 1 through 17.

Sincerely,

Paul Bonney Ward L. Smith

PRB/mtg

Enclosures

cc: Certificate of Service (w/enclosure) James McNulty, Acting Prothonotary (Certificate of Service Only)

92124V02

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Legal Department

James W, Durham Senior Vice President and General Counsel

Sandra H. Byrne Lega) Administrator

Paul R. Bonney Ellen M. Cavanaugh Edward J. Cullen. Jr. Todd D. Cutler Vilna Waldron Gaston Gregory Golazeski John C. Halderman Mary McFail Hopper Stephen L. Huntoon Thomas G. Jackson J. Lindsay Johnston Conrad 0. Kanner StepHanie Whitlon Lewis Jeffrey J. Nonon Mark B. Peabody Roslyn G. Pollack Christine A. Reuther Wendy Schermer Susan E. Sciamanna Jenny R Shulbank Ward L Smith Dawn Getty Sutphin Noel H. Trask

Assistant General Counsel

PECO ENERGY PECO Energy Company 2301 Market Street PO Box 8699 Philadelphia, PA 19101-8699 215 84-1 5544 Fax 215 568 3389

Direct Dial: 215 841 4252

June 24, 1997

Bv Fax and First C lass Mail

Randall V. Griffin, Esq. Delmarva Power & Light Company 800 King Street Wilimington, DE 19899

Re: Application of PECO Energy Company for Approval of its Restructuring Plan under Section 2806 of the Public Utility Code Docket No. R-00973953

Dear Randall:

Enclosed are two copies of PECO Energy Company's Interrogatories Set MP-(Supplier) numbered 1 through 17.

Sincerely,

Paul Bonney Ward L. Smith

PRB/mtg

Enclosures

cc: Certificate of Service (w/enclosure) James McNulty, Acting Prothonotary (Certificate of Service Only)

92124V02

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Legal Department

PECO ENERGY

James W. Durham Senior Vice Presideni and General Counsel

Sanara H. Byrne Legal Adminisiraior

Paul R. Bonney Blen M. Cavanaugh Edward J. Cullen, Jr. Todd D. Cutler Vilna Waldron Gaston Gregory Golazeski John C. Halderman Mary McFall Hopper Stephen L Huntoon Thomas G. Jackson J. Lindsay Johnston Conrad 0. Kattner Stepfianie Whitlon Lewis Jeffrey J. Norton Mark B. Peabody Roslyn G. Pollack Christine A. Reuther Wendy Schermer Susan E. Sciamanna Jenny R Shulbank Ward L. Smith Dawn Getty Sutphin Noel H. Trask

Assistant General Counsel

PECO Energy Company 2301 Market Street PO Box 8699 Philadelphia. PA 19101-8699 215 841 5 5 4 4 Fax 215 568 3389

Direct Dial: 215 841 4252

June 24, 1997

Bv Fax and First Class Mail

Joseph A. Dworetzky, Esq. John P. Lavell, Jr., Esq. Hangley Aronchick Segal & Pudlin One Logan Square - 12th Floor Philadelphia, PA 19103

Re: Application of PECO Energy Company for Approval of its Restructuring Plan under Section 2806 of the Public Utility Code Docket No. R-00973953

Dear Counsel:

Enclosed are two copies of PECO Energy Company's Interrogatories Set MP-(Supplier) numbered 1 through 17.

Sincerely,

Paul Bonney / ^ f ~ Ward L. Smith

PRB/mtg

Enclosures

cc: Certificate of Service (w/enclosure) James McNulty, Acting Prothonotary (Certificate of Service Only)

92124v08

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Legal Department

James W. Durham Senior Vice President and General Counsel

Sandra H. Byrne Legal Administraior

Paul R. Bonney Ellen M. Cavanaugh Edward J. Cullen, Jr. Todd D. Cutler Vilna Waldron Gaston Gregory Golazeski John C. Halderman Mary McFall Hopper Stephen L. Huntoon Thomas G. Jackson J. Lindsay Johnston Conrad 0. Kattner Stepfianie Whitlon Lewis Jeffrey J. Norton Mark B. Peabody Roslyn G. Pollack Christine A. Reuther Wendy Schermer Susan E. Sciamanna Jenny P. Shulbank Ward L. Smith Dawn Getty Sutphin Noel H. Trask

Assistant General Counsel

PECO ENERGY PECO Energy Company 2301 Market Street PO Box 8699 Philadelphia, PA 19101-8699 215 841 5544 Fax 215 568 3389

Direct Dial: 215 841 4252

June 24, 1997

Bv Fax and First Class Mail

Terence J. Fitzpatrick, Esq. David M. DeSalle, Esq. Ryan, Russell, Ogden & Seltzer LLP 800 North Third Street, Suite 101 Harrisburg, PA 17102-2025

Re: Application of PECO Energy Company for Approval of its Restructuring Plan under Section 2806 ofthe Pubiic Utility Code Docket No. R-00973953

Dear Terry and Dave:

Enclosed are two copies of PECO Energy Company's Interrogatories Set MP-I (Supplier) numbered 1 through 17.

Sincerely,

^2 V

Paul Bonney Ward L. Smith

PRB/mtg

Enclosures

cc: Certificate of Service (w/enclosure) James McNulty, Acting Prothonotary (Certificate of Service Only)

92124v06

Page 97: SUSAN M. SHANAMAN 5 ATTORNEY AT LAW K J 212 North …f. stephenson matthes jon r. mooney sharon r paxton chad f. phipps pamela c. polacek jonathan k rudd bruce r spicer carol a. steinour

Legal Department

James W. Durham Senior Vice President and General Counsel

Sandra H. Byrne Legal Administrator

Paul R. Bonney Ellen M. Cavanaugh Edward J. Cullen, Jr. Todd D. Cutler Vilna Waldron Gaston Gregory Golazeski John C. Halderman Mary McFall Hopper Stephen L. Huntoon Thomas G. Jackson J. Undsay Johnston Conrad 0. Kanner StepRanie Whitlon Lewis Jeffrey J. Norton Mark B. Peabody Roslyn G. Pollack Christine A. Reuther Wendy Schermer Susan E.. Sciamanna Jenny P Shulbank Ward L. Smith Dawn Geny Sutphin Noel H. Trask

Assistant General Counsel

PECO ENERGY PECO Energy Company 2301 Market Street PO Box 8699 Philadelphia, PA 19101-8699 215 841 5544 Fax 215 568 3389

Direct Dial: 215 841 4252

June 24, 1997

Bv Fax and First Class Mail

Michael G. Banta Vice President and General Counsel IP&L One Monument Circle P.O. Box 1595 Indianapolis, IN 46206

Re: Application of PECO Energy Company for Approval of its Restructuring Plan under Section 2806 of the Public Utility Code Docket No. R-00973953

Dear Michael:

Enclosed are two copies of PECO Energy Company's Interrogatories Set MP-(Supplier) numbered 1 through 17.

Sincerely,

Paul Bonney ' Ward L. Smith

PRB/mtg

Enclosures

cc: Certificate of Service (w/enclosure) James McNulty, Acting Prothonotary (Certificate of Service Only)

92124V07

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BEFORE THE PENNSYLVANIA PUBLIC UTILITY COMMISSION

APPLICATION OF PECO ENERGY COMPANY FOR APPROVAL OF A RESTRUCTURING PLAN AND CONSUMER EDUCATION PROGRAM UNDER CHAPTER 28 OF THE PUBLIC: UTILITY CODE

APPLICATION DOCKET NO. R-00973953

INTERROGATORIES AND REQUESTS FOR PRODUCTION OF DOCUMENTS AND DATA

OF PECO ENERGY COMPANY SET MP-H (Supplier)

PECO Energy Company ("PECO") hereby propounds these Interrogatories and Requests

for Production of Documents and Data (Set MP-II (Supplier)), to be answered by you or such

other person or persons capable of responding to these Interrogatories and Requests and

authorized to do so. Telephone or other contact concerning availability and timing of formal

responses is encouraged. The answers should restate the question asked and indicate the

person(s) supplying the information.

92100

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INSTRUCTIONS

A. In answering these Interrogatories and Document Requests (collectively, the

"Discovery Requests"), fiirnish all infonnation available to you, including any such information in

possession of your attorneys or anyone acting on your behalf, and not merely such information

known of your own personal knowledge. I f you cannot answer the Discovery Requests in full

after exercising due diligence to secure the information to do so, so state and answer to the extent

possible.

B. I f the answer to any of the Discovery Requests is that you lack knowledge of some

or all of the requested information, describe all efforts made by you to obtain the information

necessary to answer that Discovery Request.

C. I f any matter responsive to any of the Discovery Requests is withheld based on any

claim of privilege, describe generally the matter withheld, state the privilege being relied upon,

and identify all persons or entities who have or have had access to said matters. If you refuse to

describe and/or produce any document on the basis of a claim of privilege or protection from

discovery of any kind, with respect to each such document, set forth the following information:

(i) the date of the document,

(ii) its authors;

(iii) all recipients ofthe document;

(iv) the present location and custodian of the document; and

(v) the basis of the claim of privilege or protection from discovery.

In addition, if you refuse to produce information based on the ground that such

information is preliminary and/or still in draft form, set forth the following information:

PH03/22537O.I 1

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(i) the date the information was first created or recorded;

(ii) the last date on which the information was changed or altered in any

manner; and

(iii) the expected date that the information will be finalized.

D. Each lettered sub-part of a numbered Discovery Request is to be considered a

separate Discovery Request for the purpose of Plaintiffs answers and objections. You must

object separately to each sub-part and must answer any other sub-parts.

E. These Discovery Requests are to be deemed continuing in nature, and you shall

promptly supply, by way of supplemental response, any additional responsive information that

may become known to you or anyone acting on your behalf after your answers have been

prepared or served.

F. For all documents produced, identify by Bates number which document or

documents are responsive to each separate Discovery Request. If you respond by stating that the

requested documents already have been produced in response to prior discovery requests, identify

the responsive documents previously produced either by Bates number or by describing the

authors), recipients(s), date of creation, and general description of the document. If you respond

by stating that the requested information already has been produced in response to prior discovery

requests or as part of your testimony, identify by date, specific page number(s), and general

description the prior discovery responses or portions of testimony that are responsive.

DEFINITIONS

A. "You" refers to the company, agency, or organization to whom PECO has directed

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these Discovery Requests, and any agent, agency, or affiliate thereof.

B. "PECO" refers to the PECO Energy Company and any agent, agency, or affiliate

thereof.

C. "Assumption" refers to any predictions, projections, assumptions, or other

estimates.

D. "Person" or "persons" means all individuals and entities, including natural persons,

representative persons, public or private corporations, companies, unincorporated associations,

partnerships, organizations, government entities or groups, plus any divisions, departments, or

units thereof.

E. "Document" or "documents" means any written, printed, typed, recorded, or

graphic matter, whether produced or reproduced or stored on paper, cards, tapes, film, electronic

facsimile, computer storage devices or any other devices or media, including, but not limited to

papers; books; letter; photographs; objects, tangible things; correspondence; telegrams; cables;

telex messages; memoranda; notes; notations; records; work papers; transcripts; minutes; reports

and recordings of telephone or other conversations, or of interviews, or of conferences, or of

other meetings; affidavits; statements; opinions; proposals; reports; studies; analyses; audits;

evaluations; contracts; agreements; journals; statistical records; ledgers; books of account;

bookkeeping entries; financial statements; tax returns; vouchers, checks; check stubs; invoices;

receipts; desk calendars; appointment books; diaries; lists; tabulations; summaries; sound

recordings; computer printouts; data processing input and output; microfilms; all records kept by

electronic, photographic, or mechanical means; and things similar to any of the foregoing,

however denominated. When one or more of the following documents is requested or referred to.

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the request or reference shall include, but is not limited to, the original and each and every copy

and draft thereof having writings, notations, corrections, or markings unique to such copy or

draft.

F. "Oral communication" means any and all non-written forms of expression or

communication, whether face-to-face or by telephone, in a conference or otherwise.

G. "Identify" or "identification", when used in reference to a document, means to:

1. state the type of document (e.g., letter, log, report, etc.);

2. state its date;

3. state its title, heading or other designation and any other information (e.g., index or file number) which would facilitate the identification thereof;

4. identify the person(s) who prepared and/or signed the document;

5. identify the persons (or if widely distributed, the organization or classes of persons) to whom it was sent;

6. identify the last known location of the document and of each copy thereof having notations or markings unique to such copy;

7. if the document was, but no longer is, in your possession or subject to your control, identify its last know custodian, describe the circumstances under which it passed from your control to that person, and identify each person having knowledge of such circumstances;

8. describe its general subject matter and contents; and

9. if the document exceeds one page in length, or is contained in a series of documents or a larger portion, identify the specific document by appropriate identifying name or symbol, the number ofthe particular page or pages (or other descriptive aid) and of the line or lines thereof upon which the information referred to in the Discovery Request or your response appears.

H. "Identify" or "identification", when used in reference to a natural person, means to

provide the following information:

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1. his or her full name;

2. his or her business affiliation(s), position(s), title(s), and job description(s) during the period delineated in the Discovery Request (and the dates during which each affiliation, position, title, and job description applied to him or her);

3. his or her present or last known business address (and the date of that last knowledge); and

4. his or her present or last known residence address (and the date of that last

knowledge).

I . "Identify" or "identification", when used in reference to an oral communication or

statement, means to:

1. state the date of the oral communication or statement;

2. state the place where it occurred;

3. identify the persons(s) making and listening to the oral communication or statement,

4. identify all other persons present at the time it was made;

5. if by telephone, identify the persons participating in the conversation and where each was located at the time of the call; and

6. describe the substance of the oral communication or statement.

J. "Date" means the exact day, month, and year if ascertainable, or, if not, the best

approximation thereof or best approximation in relation to other events.

K. "Describe" means to set forth fully and clearly every relevant fact and/or event,

including particulars of time, place and manner.

L. "Set forth the factual basis" for a particular assumption means: (a) describe in

detail the facts underlying the assumption; (b) identify each and every document which

PH03/Z25370.]

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constitutes, evidences, refers, or relates in any way to the assumption; (c) identify each and every

person whom OCA knows or believes to have knowledge or information concerning the

assumption; and (d) describe in detail the nature of each such person's knowledge or information.

M Where the context so requires:

1. the terms "and" and "or" mean "and/or";

2. the plural of a word includes the singular, and the singular includes the plural;

3. the past tense of verb includes the present, and the present tense includes the past;

4. the masculine gender includes feminine and neuter genders, and the neuter

gender include the masculine and feminine.

O. All other words are to be given their ordinary and usual meanings, according to a

current edition of Webster's Dictionary.

PH03/225370.1

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rNTERROGATORfES AND DOCUMENT REQUESTS

Request No. I - Identify and describe the exact dollar amount of PECO's stranded

investment recovery that you propose that the Commission approve in this proceeding.

Request No. 2. If your response to Request No. 1 is anything other than that you propose

that PECO should be allowed to recover 100% of its stranded investment, please describe how,

and to what extent, the disallowance that you propose will benefit you and your shareholders.

Request No. 3. With regard to the benefits identified in response to Request No. 2, please

explain why your shareholders, rather than PECO's shareholders, should receive those benefits.

Request No. 4. Please produce complete copies of all analyses performed by or for you

which evaluate and/or seek to quantify the effect on you if PECO's request to recover stranded

costs were approved.

Request No. 5. Please project your total revenue, net income, and profits from retail sales

of electricity in Pennsylvania for the next eight years under two scenarios:

(a) the Commission approves PECO's proposal in this proceeding

regarding stranded costs; and

(b) the Commission approves the position you assert in this proceeding

regarding stranded costs.

PH03/225370.1 T

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(c) Explain the reasons for the differences, if any, in total revenues, net

income, and profits under these two scenarios.

Request No. 6. (a) Identify and describe the prices for retail electric generation service

(separately for industrial, commercial, residential, low-income, and Customer Assistance Program

("CAP") customers) that you expect to charge to customers for the next ten years under the two

scenarios described in Request No. 5.

(b) Explain the reasons for the price differences, if any.

Request No.7. (a) Identify and describe the nominal and percentage savings in energy

and capacity (i.e.. non-LDU) charges that you expect to provide to customers for the next ten

years (state separately for industrial, commercial, residential, low-income and CAP customers)

under the two scenarios addressed in Request No. 5.

(b) Explain the reasons for the differences, if any, in the savings

provided to customers.

(c) Explain the source of the savings under each scenario.

Request No. 8. State whether you believe that valid future estimates for the market

clearing price of energy can be projected.

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Request No. 9. Please produce complete copies of all analyses performed by or for you

which evaluate and/or seek to quantify the future price of electric energy or capacity in a

competitive retail market in the Mid-Atlantic region.

Request No. 10. (a) Identify and describe your best projection of as-delivered,

competitive retail energy and capacity prices (including gross receipts tax) from 1997 through

2015 in PECO's service territory.

(b) Provide the factual basis and copies of any analyses or studies you

possess or have conducted for the projections set forth in response Request No. 10(a).

Request No. 11. (a) If you are or have been a supplier of electric energy or capacity,

identify and describe the price quotes or offers you have provided to retail and wholesale

customers in the Mid-Atlantic region during 1995, 1996, and/or 1997. If you are not and have

not been a supplier of electric energy or capacity, please so state.

(b) Describe the terms and conditions of service offered.

(c) Produce copies of all documents that contain such quotes or offers.

(d) For each such customer, identify the lowest and highest price

quoted.

Request No. 12. Identify and describe the terms (including price, quantity, duration and any

other principal terms) of any offers you have made for the sale of energy or capacity to any retail

customer located in PECO's service territory for any duration for the years from 1997 through

PH03/225370.i A

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2015.

Request No. 13. Identify and describe the terms (including price, quantity, duration and any

other principal terms) of any offers you have made for the sale of energy or capacity to any

wholesale customer located in PECO's service territory for any duration for the years from 1997

through 2015.

Request No. 14. (a) Identify the highest price at which you would be willing currently to

commit to buy on-peak wholesale energy and capacity from PECO.

(b) Identify the highest quantity of energy and capacity to which you

would be willing currently to commit to buy from PECO at the abovementioned price.

(c) Identify and describe the same information as in parts (a) and (b)

for wholesale energy and capacity purchased from PECO 24 hours a day.

(d) Identify and describe the same information as in parts (a) and (b) to

which you would be willing currently to commit for bilateral contracts with PECO for a period of:

(i) one (1) year; (ii) two (2) years; (iii) five (5) years; (iv) ten (10) years; (v) fifteen (15) years; (vi)

twenty (20) years; and (vii) thirty (30) years.

Request No. 15. (a) State whether you intend to sell power into PECO's service

territory below your cost or the market price

(b) If so, by how much?

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Request No. 16 (a) Identify and describe if you ever have sold power below your cost,

or below the general market price.

(b) If so, by how much.

Request No. 17. (a) Identify and describe if you ever have charged "loss leader" prices

in any form.

(b) If so, identify and describe the "loss leader" prices you have

charged.

PH03/22S370.I

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Certificate of Service

I hereby certify that I have this day served the foregoing document on the following in the matter of Pennsylvania Public Utility Commission v. PECO Energy Company Pa. PUC Docket No. R-00973953.

Kenneth L. Mickens, Esquire Pennsylvania Public Utility Commission Office of Trial Staff P.O. Box 3265 Harrisburg, PA 17105-3265

Tanya McCloskey, Esquire Steven K. Steinmetz, Esquire Assistant Consumer Advocate Office of Consumer Advocate 1425 Strawberry Square Harrisburg, PA 17120

Derrick Williamson, Esquire David Kleppinger, Esquire McNees, Wallace & Nurick 100 Pine Street Harrisburg, PA 17108-1166 (Counsel for PAIEUG)

Christopher B. Craig, Esquire Democratic Committee on Appropriations Room 545, Main Capitol Building Harrisburg, PA 17120 (Counsel for The Honorable Vincent J. Fumo)

Karen Oill Moury, Esquire Assistant Small Business Advocate Suite 1102, Commerce Building 300 N. 2 n d Street Harnsburg, PA 17101

Steven P. Hershey, Esquire Community Legal Services, Inc. 1424 Chestnut Street Philadelphia, PA 19102 (Counsel for CEPA, TAG, Action Alliance of Sri9tizens & John Long, Jr.) 0 0

O CD

Daniel Clearfield, Esquire Alan Kohler, Esquire Wolf, Block, Schorr and Solis-Cohen 305 N. Front Street; Suite 401 Harrisburg, PA 17101 (Counsel for Enron)

Paul Russell, Esquire Pennsylvania Power & Light Company Two North Ninth Street Allentown, PA 18101 (Counsel for PP&L)

Roger Clark, Esquire NESIP 905 Denston Drive

Ambler, PA 19002-3901

Donald A. Kaplan, Esquire Preston, Gates, et al. Suite 500 1735 New York Avenue, NW Washington, DC 20006-4759 (Counsel for PP&L)

Alan J. Barak, Esquire Penn Energy Project 1417 Blue Mountain Parkway Harrisburg, PA 17112 (Attorney for Environmentalists)

Linda C. Smith, Esquire Dilworth, Paxson, Kalish & KauffmaqC? 305 North Front Street, Suite 403 Harrisburg, PA 17101 ^ (Counsel for AARP) n;

-a o

§3, So'

CO

- - J

CTl

U3

CD CO

Craig A. Doll, Esquire 214 State Street Harrisburg, PA 17101 (Counsel for Delmarva Power & Light)

Randall V. Griffin, Esquire Delmarva Power & Light Company 800 King Street Wilmington, DE 19899 (Counsel for Delmarva Power & Light)

Walter W. Cohen, Esquire Andrew J. Giorgione, Esquire Obermayer Rebmann Maxwell & Hippel LLP 204 State Street Harrisburg, PA 17101 (Counsel for IPL) 86890

Michael G. Banta, Esquire Indianapolis Power & Light Company One Monument Circle P.O. Box 1595 Indianapolis, IN 46206-1595

Page 111: SUSAN M. SHANAMAN 5 ATTORNEY AT LAW K J 212 North …f. stephenson matthes jon r. mooney sharon r paxton chad f. phipps pamela c. polacek jonathan k rudd bruce r spicer carol a. steinour

Audrey Van Dyke, Associate Counsel Naval Facilities Engineering Command Washington Navy Yard, Building 218, Room 200 901 M Street, S.E. Washington, DC 20374-5018 (Counsef for Dept. of Navy)

Bruce A. Connell, Esquire DuPont Power Marketing, Inc. Legal Department 600 N. Dairy Ashford, ML-1034 Houston, TX 77079

Joel D. Newton, Esquire Verner Liipfert Bernhard McPherson & Hand 901 - 15 t h Street, NW Washington, DC 20005-2301 (Counsel for Allegheny Power)

Gordon J. Smith, Esquire John & Hengerer 1200 17 t h Street, NW - Suite 600 Washington, DC 20036-3006 (Duke Energy Trading and Marketing))

Joseph A. Dworetzky, Esquire John P. Lavelle, Jr., Esquire Hangley Aronchick Segal & Pudlin One Logan Square - 12'h Floor Philadelphia, PA 19102 (Counsel for New Energy Ventures)

Janet Miller, Esquire William T. Hawke, Esquire/Todd S. Stewart, Esq. Malatesta Hawke & McKeon 100 N. Tenth Street Harrisburg, PA 17105 (Counsel for Mid-Atlantic Power Supply Association)

John L. Munsch, Esquire Allegheny Power 800 Cabin Hill Drive Greensburg, PA 15601-1689 (Counsel for Allegheny Power)

Terence Fitzpatrick, Esquire David Desalle, Esquire Ryan, Russell, Ogden & Seltzer 800 North Third Street, Suite 101 Harrisburg, PA 17102 (Counsel for GPU)

Joseph J. Malatesta, Jr., Esquire Lillian Smith Harris, Esquire Malatesta Hawke & McKeon LLP Harrisburg Energy Center 100 North Tenth Street - P.O. Box 1778 Harrisburg, PA 17105

Usher Fogel, Esquire Roland, Fogel, Koblenz & Carrr, LLP 1 Columbia Place Albany, NY 12207 (Counsel for Pennsylvania Petroleum Association)

Paul R. Bonney Ward L. Smith Assistant General Counsel PECO Energy Company 2301 Market Street, S23-1 Philadelphia, PA 19103 (215) 841-4252 (215) 841-6863

Dated: June 24, 1997

Page 112: SUSAN M. SHANAMAN 5 ATTORNEY AT LAW K J 212 North …f. stephenson matthes jon r. mooney sharon r paxton chad f. phipps pamela c. polacek jonathan k rudd bruce r spicer carol a. steinour

CERTIFICATE OF SERVICE

Re: Application of PECO Energy Company for Approval of its Restructuring Plan Under Section 2806 of the Public Utility Code Docket No. R-00973953

I hereby certify that I have this day served a true copy of the foregoing document,

OCA's Responses to PECO Energy Companyt Interrogatories, Set I , Nos. , upon parties of record

in this proceeding in accordance with the requirements of 52 Pa. Code § 1.54 (relating to service by

a participant), in the manner and upon the persons listed below:

Dated this 24th day of June, 1997.

SERVICE IN PERSON

Kenneth L. Mickens, Esq. Office of Trial Staff PA Public Utility Commission P.O. Box 3265 Harrisburg, Pa 17105-3265

SERVICE BY FEDERAL EXPRESS

Paul Bonney, Esq. Ward Smith, Esq. PECO Energy Company 2301 Market Street P.O. Box 8699 Philadelphia, Pa 19101-8699

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JUL 07

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Page 113: SUSAN M. SHANAMAN 5 ATTORNEY AT LAW K J 212 North …f. stephenson matthes jon r. mooney sharon r paxton chad f. phipps pamela c. polacek jonathan k rudd bruce r spicer carol a. steinour

SERVICE BY FIRST CLASS MAIL. POSTAGE PREPAID

Karen Oill Moury, Esq. Small Business Advocate Suite 1102 Commerce Bldg. 300 North Second St. Harrisburg, PA 17101

David Kleppinger, Esq. Derrick P. Williamson, Esq. Robert A. Weishaar, Jr. McNees Wallace & Nurick 100 Pine Street P.O. Box 1166 Harrisburg, PA 17108-1166

Craig A. Doll, Esq. Delmarva Power & Light Co. 214 State St. Harrisburg, PA 17101

Terrance J. Fitzpatrick David M. DeSalle Ryan, Russell, Ogden & Seltzer, LLP 800 North Third Street Suite 101 Harrisburg, PA 17102-2025

Walter W. Cohen, Esq. Obermayer Rebmann Maxwell & Hippel LLP 204 State Street Harrisburg, PA 17101

Christopher B. Craig, Esq. Senate Democratic Appropriations Committee

Room 545 Main Capitol Bldg. Harrisburg, PA 17120

Joseph J. Malatesta, Esq. Janet L. Miller, Esq. Malatesta Hawke & Mckeon, LLP Harrisburg Energy Center 100 North Tenth Street Harrisburg, PA 17101

Daniel Clearfield, Esq. Alan Kohler, Esq. Robert Longwell, Esq. Wolf, Block, Schorr and SoJis-Cohen

305 North Front Street, Suite 401 Harrisburg, PA 17101

Linda C. Smith, Esq. Dilworth, Paxson, Kalish & Kauffman LLP 305 N. Front Street, Suite 403 Harrisburg, PA 17101-7811

John P. Zinkand, Esq. Executive Vice Pres. Pennsylvania Petroleum Assn. Suite 121, Bldg. 2 2001 N. Front St. Harrisburg, PA 17102

Gary A. Jeffries, Esq. CNG Energy Services Corporation One Park Ridge Center P.O. Box 15746 Pittsburgh, PA 15244-0746

Paul Russell, Esq. Pennsylvania Power & Light Co. Two North Ninth St. Allentown, PA 18101

Steven P. Hershey, Esq. Community Legal Services, Inc. 1424 Chestnut St. Philadelphia, PA 19102

Page 114: SUSAN M. SHANAMAN 5 ATTORNEY AT LAW K J 212 North …f. stephenson matthes jon r. mooney sharon r paxton chad f. phipps pamela c. polacek jonathan k rudd bruce r spicer carol a. steinour

John L. Munsch, esq. Allegheny Power 800 Cabin Hill Dr. Greensburg, PA 16501

Clinton A. Vince Paul E. Nordstrom Deborah A. Swanstrom Joel D. Newton Vemer, Liipfert, Bernhard, McPherson &Hand 901 15th Street, NW Washington, DC 20005-2301

Usher Fogel Roland, Fogel, Koblenz & Carr, LLP Pennsylvania Petroleum Association 1 Columbia Place Albany, NY 12207

Liz Robinson ECA 1924 Arch St. Philadelphia, PA 19103

Roger Clark, Esq. Environmentalists 905 Denston Drive Ambler, PA 19002-3901

Joseph A. Dworetzky, Esq. New Energy Ventures Hangley Aronchick Segal & Pudlin One Logan Square, 12th Floor Philadelphia, PA 19103

Bruce A. Connell, Esq. Dupont Power Marketing Inc. 600 N. Dairy Ashford, ML-1034 Houston, TX 77079

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Donald A. Kaplan, Esq. Lisa M. Helpert, Esq. Preston Gates Ellis & Rouvelas Meeds Suite 500 1735 New York Avenue, N.W. Washington, D.C. 20006-4759

Audrey Van Dyke, Esq. Navy Facilities Command Washington Navy Yard Building 218, Room 200 901 M Street, S.E. Washington, DC 20374-5018

Steven K. Steinmetz Tanya J. McCloskey Assistant Consumer Advocates

Counsel For Office of Consumer Advocate 1425 Strawberry Square Harrisburg, PA 17120 (717) 783-5048 41726

Page 115: SUSAN M. SHANAMAN 5 ATTORNEY AT LAW K J 212 North …f. stephenson matthes jon r. mooney sharon r paxton chad f. phipps pamela c. polacek jonathan k rudd bruce r spicer carol a. steinour

Legal Departmem

James W, Durham Senior Vice Presideni and General Counsel

Sandra H. Byrne Legal Administrator

Paul R. Bonney Ellen M. Cavanaugh Edward J. Cullen, Jr Todd D, Cutler Vilna Waldron Gaston Gregory Golazeski John C. Halderman Mary McFall Hopper Stephen L. Huntoon Thomas G. Jackson J. Lindsay Johnston Conrad 0. Kattner Stepfianie Whitlon Lewis Jeffrey J. Norton Mark B. Peabody Roslyn G. Pollack Christine A. Reuther Wendy Schermer Susan E. Sciamanna Jenny R Shulbank Ward L Smith Dawn Getty Sutphin Noel H. Trask

Assistant General Counsel

PECO ENERGY

Bv Fax and First Class Mail

Linda C. Smith, Esquire Dilworth, Paxson, Kalish & Kauffman LLP 305 N. Front Street - Suite 403 Harrisburg, PA 17101-1236

Alan J. Barak, Esquire Penn Energy Project 1417 Blue Mountain Parkway Harrisburg, PA 17112

Joseph J. Malatesta, Jr., Esquire Lillian Smith Harris, Esquire Malatesta Hawke & McKeon LLP Harrisburg Energy Center 100 North Tenth Street - P. O. Box 1778 Harrisburg, PA 17105

hOLDER '

PECO Energy Company 2301 Market Street PO Box 8699 Philadelphia. PA 19101-8699 215 841 5544 Fax 215 568 3389

Direct Dial: 215 841 4252

June 24, 1997

Steven P. Hershey, Esquire Community Legal Services, Inc.

.1424 Chestnut Street Philadelphia, PA 19102

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cn Christophers. Craig, Esquire 4r~ Democratic Committee on Appropriations Room 545, Main Capitol Building Harrisburg, PA 17120

Audrey Van Dyke, Associate Counsel Naval Facilities Engineering Command Washington Navy Yard, Buildinc^lS, Room 200 901 M Street, S.E. Washington, DC 20374-5018 O

1^ o< -I Re: Application of PECO Energy Company for Approval of its Restructuring-£fen iffiber

Section 2806 o f the Public Utility Code Docket No. R-00973953

Dear Counsel:

Enclosed are two copies of PECO Energy Company's Interrogatories Set MP-I Customer), numbered 1 through 7.

CD CO

(Residential

Sincerely,

Paul Bonney Ward L. Smith

PRB/mtg

Enclosures

cc: Certificate of Service (w/enclosure) James McNulty, Acting Prothonotary (Certificate of Service Only)

92150

Page 116: SUSAN M. SHANAMAN 5 ATTORNEY AT LAW K J 212 North …f. stephenson matthes jon r. mooney sharon r paxton chad f. phipps pamela c. polacek jonathan k rudd bruce r spicer carol a. steinour

BEFORE THE PENNSYLVANIA PUBLIC UTILITY COMMISSION

APPLICATION OF PECO ENERGY COMPANY FOR APPROVAL OF A RESTRUCTURING PLAN AND CONSUMER EDUCATION PROGRAM UNDER CHAPTER 28 OF THE PUBLIC UTILITY CODE

APPLICATION DOCKET NO. R-00973953

rrmrTTT B0GKETED / INTERROGATORIES AND REQUESTS

F f l I P r n F O R PRODUCTION OF DOCUMENTS AND DATA J U N 3 0 ^ L U r OF PECO ENERGY COMPANY

SET MP-H (Residential Customer)

PECO Energy Company ("PECO") hereby propounds these Interrogatories and Requests

for Production of Documents and Data (Set MP-II (Residential Customer)), to be answered by

you or such other person or persons capable of responding to these Interrogatories and Requests

and authorized to do so. Telephone or other contact concerning availability and timing of formal

responses is encouraged. The answers should restate the question asked and indicate the

person(s) supplying the information.

92121

Page 117: SUSAN M. SHANAMAN 5 ATTORNEY AT LAW K J 212 North …f. stephenson matthes jon r. mooney sharon r paxton chad f. phipps pamela c. polacek jonathan k rudd bruce r spicer carol a. steinour

INSTRUCTIONS

A. In answering these Interrogatories and Document Requests (collectively, the

"Discovery Requests"), furnish all information available to you, including any such information in

possession of your attorneys or anyone acting on your behalf, and not merely such information

known of your own personal knowledge. If you cannot answer the Discovery Requests in full

after exercising due diligence to secure the information to do so, so state and answer to the extent

possible.

B. I f the answer to any of the Discovery Requests is that you lack knowledge of some

or all of the requested information, describe all efforts made by you to obtain the information

necessary to answer that Discovery Request.

C. I f any matter responsive to any of the Discovery Requests is withheld based on any

claim of privilege, describe generally the matter withheld, state the privilege being relied upon,

and identify all persons or entities who have or have had access to said matters. If you refuse to

describe and/or produce any document on the basis of a claim of privilege or protection from

discovery of any kind, with respect to each such document, set forth the following infonnation:

(i) the date of the document;

(ii) its authors;

(iii) all recipients of the document;

(iv) the present location and custodian of the document; and

(v) the basis of the claim of privilege or protection from discovery.

In addition, if you refuse to produce information based on the ground that such

information is preliminary and/or still in draft form, set forth the following information:

PH03/22S370.1 1

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(i) the date the information was first created or recorded;

(ii) the last date on which the information was changed or altered in any

manner; and

(iii) the expected date that the information will be finalized.

D. Each lettered sub-part of a numbered Discovery Request is to be considered a

separate Discovery Request for the purpose of Plaintiffs answers and objections. You must

object separately to each sub-part and must answer any other sub-parts.

E. These Discovery Requests are to be deemed continuing in nature, and you shall

promptly supply, by way of supplemental response, any additional responsive information that

may become known to you or anyone acting on your behalf after your answers have been

prepared or served.

F. For all documents produced, identify by Bates number which document or

documents are responsive to each separate Discovery Request. I f you respond by stating that the

requested documents already have been produced in response to prior discovery requests, identify

the responsive documents previously produced either by Bates number or by describing the

author(s), recipients(s), date of creation, and general description of the document. If you respond

by stating that the requested information already has been produced in response to prior discovery

requests or as part of your testimony, identify by date, specific page number(s), and general

description the prior discovery responses or portions of testimony that are responsive.

DEFINITIONS

A. "You" refers to the company, agency, or organization to whom PECO has directed

PH03/225370.1

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these Discovery Requests, and any agent, agency, or affiliate thereof.

B. "PECO" refers to the PECO Energy Company and any agent, agency, or affiliate

thereof.

C. "Assumption" refers to any predictions, projections, assumptions, or other

estimates.

D. "Person" or "persons" means all individuals and entities, including natural persons,

representative persons, public or private corporations, companies, unincorporated associations,

partnerships, organizations, government entities or groups, plus any divisions, departments, or

units thereof.

E. "Document" or "documents" means any written, printed, typed, recorded, or

graphic matter, whether produced or reproduced or stored on paper, cards, tapes, film, electronic

facsimile, computer storage devices or any other devices or media, including, but not limited to

papers; books; letter; photographs; objects; tangible things; correspondence; telegrams; cables;

telex messages; memoranda; notes; notations; records; work papers; transcripts; minutes; reports

and recordings of telephone or other conversations, or of interviews, or of conferences, or of

other meetings; affidavits; statements; opinions; proposals; reports; studies; analyses; audits;

evaluations; contracts; agreements; journals; statistical records; ledgers; books of account;

bookkeeping entries; financial statements; tax returns; vouchers; checks; check stubs; invoices;

receipts; desk calendars; appointment books; diaries; lists; tabulations; summaries; sound

recordings; computer printouts; data processing input and output; microfilms; all records kept by

electronic, photographic, or mechanical means; and things similar to any of the foregoing,

however denominated. When one or more of the following documents is requested or referred to,

PH03/22S370.1

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the request or reference shall include, but is not limited to, the original and each and every copy

and draft thereof having writings, notations, corrections, or markings unique to such copy or

draft.

F. "Oral communication" means any and all non-written forms of expression or

communication, whether face-to-face or by telephone, in a conference or otherwise.

G. "Identify" or "identification", when used in reference to a document, means to:

1. state the type of document (e.g., letter, log, report, etc.);

2. state its date;

3. state its title, heading or other designation and any other information (e.g., index or file number) which would facilitate the identification thereof;

4. identify the person(s) who prepared and/or signed the document;

5. identify the persons (or if widely distributed, the organization or classes of persons) to whom it was sent;

6. identify the last known location of the document and of each copy thereof having notations or markings unique to such copy;

7. if the document was, but no longer is, in your possession or subject to your control, identify its last know custodian, describe the circumstances under which it passed from your control to that person, and identify each person having knowledge of such circumstances;

8. describe its general subject matter and contents; and

9. if the document exceeds one page in length, or is contained in a series of documents or a larger portion, identify the specific document by appropriate identifying name or symbol, the number of the particular page or pages (or other descriptive aid) and of the line or lines thereof upon which the information referred to in the Discovery Request or your response appears.

H. "Identify" or "identification", when used in reference to a natural person, means to

provide the following information;

PH03/235370.I A

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1. his or her full name;

2. his or her business affiliation(s), position(s), title(s), and job description(s) during the period delineated in the Discovery Request (and the dates during which each affiliation, position, title, and job description applied to him or her);

3. his or her present or last known business address (and the date of that last knowledge); and

4. his or her present or last known residence address (and the date of that last

knowledge).

I . "Identify" or "identification", when used in reference to an oral communication or

statement, means to:

1. state the date of the oral communication or statement;

2. state the place where it occurred;

3. identify the persons(s) making and listening to the oral communication or statement;

4. identify all other persons present at the time it was made;

5. if by telephone, identify the persons participating in the conversation and where each was located at the time of the call; and

6. describe the substance of the oral communication or statement.

J. "Date" means the exact day, month, and year if ascertainable, or, if not, the best

approximation thereof or best approximation in relation to other events.

K. "Describe" means to set forth fully and clearly every relevant fact and/or event,

including particulars of time, place and manner.

L. "Set forth the factual basis" for a particular assumption means: (a) describe in

detail the facts underlying the assumption; (b) identify each and every document which

PHO3/225370.I

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constitutes, evidences, refers, or relates in any way to the assumption; (c) identify each and every

person whom OCA knows or believes to have knowledge or information concerning the

assumption; and (d) describe in detail the nature of each such person's knowledge or information.

M. Where the context so requires:

1. the terms "and" and "or" mean "and/or";

2. the plural of a word includes the singular, and the singular includes the plural;

3. the past tense of verb includes the present, and the present tense includes the past;

4. the masculine gender includes feminine and neuter genders, and the neuter

gender include the masculine and feminine.

O. All other words are to be given their ordinary and usual meanings, according to a

current edition of Webster's Dictionary.

PH03/225370.1

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INTERROGATORIES AND DOCUMENT REQUESTS

Request No. 1. Identify and describe the exact dollar amount of PECO's stranded

investment recovery that you propose that the Commission approve in this proceeding.

Request No. 2. Please produce complete copies of all analyses performed by or for you

which evaluate and/or seek to quantify the effect on you if PECO's request to recover stranded

costs were approved.

Request No. 3. State whether you believe that valid future estimates for the market

clearing price of energy can be projected.

Request No. 4. Please produce complete copies of all analyses performed by or for you

which evaluate and/or seek to quantify the future price of electric energy or capacity in a

competitive retail market in the Mid-Atlantic region.

Request No. 5. (a) Identify and describe your best projection of as-delivered,

competitive retail energy and capacity prices (including gross receipts tax) from 1997 through

2015 in PECO's service territory.

(b) Provide the factual basis and copies of any analyses or studies you

possess or have conducted for the projections set forth in response Request No. 5(a).

PHO3/225370.1

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Request No. 6. Identify and describe the terms (including price, quantity, duration and any

other principal terms) of any offers you (or the customers you represent) have received for the

retail sale of energy or capacity for any duration for the years from 1997 through 2015.

Request No. 7. Identify and describe the terms (including price, quantity, duration and any

other principal terms) of any offers you (or the customers you represent) have received for the

wholesale sale of energy or capacity for any duration for the years from 1997 through 2015.

PH03/225370.1

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Certificate of Service

I hereby certify that I have this day served the foregoing document on the following in the matter of Pennsylvania Public Utility Commission v, PECO Energy Company Pa. PUC Docket No. R-00973953.

Kenneth L. Mickens. Esquire Pennsylvania Public Utility Commission Office of Trial Staff P.O. Sox 3255 Harrisburg, ?A 17105-3265

Derrick Williamson, Esquire David Kleppinger, Esquire McNees. Wallace & Nurick 100 Pine Street Harrisburg, PA 17108-1166 (Counsel for PAIEUG)

Christopher B. Craig, Esquire Democratic Committee on Appropriations Room 545, Main Capitol Building Harrisburg. PA 17120 (Counsel for The Honorable Vincent J. Fumo]

Daniel Clearfield, Esquire Alan Kohler. Esquire Wolf, Block. Schorr and Solis-Cohen 305 N. Front Street; Suite 401 Harrisburg, PA 17101 (Counsel for Enron)

Paul Russell. Esquire Pennsylvania Power & Light Company Two North Ninth Street Allentown. PA 18101 (Counsel for PP&L)

Roger Clark. Esquire NESIP 905 DenSTOn Drive

Ambler, PA 19002-3901

Craig A. Doll, Esquire 214 State Street Harrisburg, PA 17101 (Counsel for Delmarva Power & Light)

Tanya McCloskey, Esquire Steven K. Steinmetz, Esquire Assistant Consumer Advocate Office of Consumer Advocate 1425 Strawberry Square Harrisburg, PA 17120

Karen Oill Moury, Esquire Assistant Small Business Advocate Suite 1102. Commerce Building 300 N. 2 0 d Street Harrisburg, PA 17101

CD O

Steven P. Hershey, Esquire Community Legal Services, Inc. 1424 Chestnut Street Philadelphia, PA 19102 (Counsel for CEPA, TAG, Action Alliance of Sr. Citizens & John Long, Jr.)

Donald A. Kaplan, Esquire Preston, Gates, et al. Suite 500 1735 New York Avenue, NW Washington, DC 20006-4759 (Counsel for PP&L)

Alan J. Barak, Esquire Penn Energy Project 1417 Blue Mountain Parkway Harrisburg, PA 17112 (Attorney for Environmentalists")

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CD

Linda C. Smith, Esquire Dilworth, Paxson, Kaiish & Kauffman 305 North Front Street, Suite 403 Harrisburg, PA 17101 (Counsel for AARP)

Randall V. Griffin, Esquire Delmarva Power & Light Company 800 King Street Wilmington, DE 19899 (Counsel for Delmarva Power & Light)

Walter W. Cohen, Esquire Andrew J. Giorgione, Esquire Obermayer Rebmann Maxwell & Hippel LLP 204 State Street Harrisburg, PA 17101 (Counsel for IPL) 86890

Michael G. Banta, Esquire Indianapolis Power & Light Company One Monument Circle P.O. Box 1595 Indianapolis, IN 46206-1595

Page 126: SUSAN M. SHANAMAN 5 ATTORNEY AT LAW K J 212 North …f. stephenson matthes jon r. mooney sharon r paxton chad f. phipps pamela c. polacek jonathan k rudd bruce r spicer carol a. steinour

Audrey Van Dyke, Associate Counsel Naval Facilities Engineering Command Washington Navy Yard, Buiiding 218, Room 200 901 M Street. S.E. Washington. DC 20374-5018 (Counsel for Dept. of Navy)

Bruce A. Connell. Esquire DuPont Power Marketing, Inc. Legai Department 600 N. Dairy Ashford, ML-1034 Houston, TX 77079

Joel D. Newton, Esquire Verner Liipfert Bernhard McPherson & Hand 901 - 15m Street, NW Washington. DC 20005-2301 (Counsel for Allegheny Power)

Gordon J. Smith, Esquire John & Hengerer 1200 17"1 Street. NW - Suite 600 Washington. DC 20036-3006 (Duke Energy Trading and Marketing))

Joseph A. Dworetzky, Esquire John P. Lavelle. Jr., Esquire Hangley Aronchick Segal & Pudlin One Logan Square - 12m Floor Philadelphia. PA 19102 (Counsel for New Energy Ventures)

Janet Miller, Esquire William T. Hawke, Esquire/Todd S. Stewart, Esq. Malatesta Hawke & McKeon 100 N. Tenth Street Harrisburg, PA 17105 (Counsel for Mid-Atlantic Power Supply Association)

John L. Munsch, Esquire Allegheny Power 800 Cabin Hill Drive Greensburg, PA 15601-1689 (Counsel for Allegheny Power)

Terence Fitzpatrick, Esquire David Desalle, Esquire Ryan, Russell. Ogden & Seltzer 800 North Third Street, Suite 101 Harrisburg, PA 17102 (Counsel for GPU)

Joseph J. Malatesta, Jr., Esquire Lillian Smith Harris, Esquire Malatesta Hawke & McKeon LLP Harrisburg Energy Center 100 North Tenth Street - P.O. Box 1778 Harrisburg, PA 17105

Usher Fogel, Esquire Roland, Fogel, Koblenz & Carrr, LLP 1 Columbia Place Albany, NY 12207 (Counsel for Pennsylvania Petroleum Association)

Paul R. Bonney Ward L. Smith Assistant General Counsel PECO Energy Company 2301 Market Street, S23-1 Philadelphia, PA 19103 (215) 841-4252 (215) 841-6863

Dated: June 24. 1997

Page 127: SUSAN M. SHANAMAN 5 ATTORNEY AT LAW K J 212 North …f. stephenson matthes jon r. mooney sharon r paxton chad f. phipps pamela c. polacek jonathan k rudd bruce r spicer carol a. steinour

James W. Durham Senior Vice President and General Counsel

Sandra H. Byrne Legal Administrator

Paul R. Bonney Ellen M. Cavanaugh Edward J. Cullen, Jr. Todd D. Cutler Vilna Waldron Gaston Gregory Golazeski John C. Halderman Mary McFall Hopper Stephen L. Huntoon Thomas G. Jackson J. Lindsay Johnston Conrad O. Kattner StepRanie Whitlon Lewis Jeffrey J. Norton Mark B. Peabody Roslyn G. Pollack Christine A. Reuther Wendy Schermer Susan E. Sciamanna Jenny R Shulbank Ward L. Smith Dawn Getty Sutphin Noel H, Trask

Assistant General Counsel

PECO ENERGY

FOLDER By Fax and First Class Mail

Daniel Clearfield, Esq. Alan Kohler, Esq. Wolf, Block, Schorr and Solis-Cohen 305 N. Front Street, Suite 401 Harrisburg, PA 17101

Legal Department

PECO Energy Company 2301 Market Street PO Box 8699 Philadelphia, PA 19101-8699 215 841 5544 Fax 215 568 3389

Direct Dial: 215 841 4252

June 24, 1997

CD O r\3

Re: Application of PECO Energy Company for Approval of its Restructuong Plan under Section 2806 of the Public Utility Code ^ Docket No. R-00973953

Dear Dan and Alan:

cn

Enclosed are two copies of PECO Energy Company's Interrogatories to Enron Set III, numbered 1 through 5.

Sincerely,

f Paul Bonney Ward L. Smith

PRB/mtg

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Pi r r 0 V?

O CO

Enclosures

cc: Certificate of Service (w/enclosure) James McNulty, Acting Prothonotary (Certificate of Service Only)

92006

Page 128: SUSAN M. SHANAMAN 5 ATTORNEY AT LAW K J 212 North …f. stephenson matthes jon r. mooney sharon r paxton chad f. phipps pamela c. polacek jonathan k rudd bruce r spicer carol a. steinour

INSTRUCTIONS

A. In answering these Interrogatories and Document Requests (collectively, the

"Discovery Requests"), furnish all information available to you, including any such information in

possession ofyour attorneys or anyone acting on your behalf, and not merely such information

known of your own personal knowledge. If you cannot answer the Discovery Requests in full

after exercising due diligence to secure the information to do so, so state and answer to the extent

possible.

B. If the answer to any of the Discovery Requests is that you lack knowledge of some

or all ofthe requested information, describe all efforts made by you to obtain the information

necessary to answer that Discovery Request.

C. I f any matter responsive to any of the Discovery Requests is withheld based on any

claim of privilege, describe generally the matter withheld, state the privilege being relied upon,

and identify all persons or entities who have or have had access to said matters. If you refuse to

describe and/or produce any document on the basis of a claim of privilege or protection from

discovery of any kind, with respect to each such document, set forth the following information:

(i) the date of the document;

(ii) its authors;

(iii) all recipients of the document;

(iv) the present location and custodian of the document; and

(v) the basis ofthe claim of privilege or protection from discovery.

In addition, if you refuse to produce information based on the ground that such

information is preliminary and/or still in draft form, set forth the following information:

PH03/225370.i 1

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(i) the date the information was first created or recorded;

(ii) the last date on which the information was changed or altered in any

manner; and

(iii) the expected date that the information will be finalized.

D. Each lettered sub-part of a numbered Discovery Request is to be considered a

separate Discovery Request for the purpose of Plaintiff s answers and objections. You must

object separately to each sub-part and must answer any other sub-parts.

E. These Discovery Requests are to be deemed continuing in nature, and you shall

promptly supply, by way of supplemental response, any additional responsive information that

may become known to you or anyone acting on your behalf after your answers have been

prepared or served.

F. For all documents produced, identify by Bates number which document or

documents are responsive to each separate Discovery Request. If you respond by stating that the

requested documents already have been produced in response to prior discovery requests, identify

the responsive documents previously produced either by Bates number or by describing the

author(s), recipients(s), date of creation, and general description of the document. If you respond

by stating that the requested information already has been produced in response to prior discovery

requests or as part of your testimony, identify by date, specific page number(s), and general

description the prior discovery responses or portions of testimony that are responsive.

DEFINITIONS

A. "You" refers to the company, agency, or organization to whom PECO has directed

PH03/225370.1 1

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these Discovery Requests, and any agent, agency, or affiliate thereof.

B. "PECO" refers to the PECO Energy Company and any agent, agency, or affiliate

thereof.

C. "Assumption" refers to any predictions, projections, assumptions, or other

estimates.

D. "Person" or "persons" means all individuals and entities, including natural persons,

representative persons, public or private corporations, companies, unincorporated associations,

partnerships, organizations, government entities or groups, plus any divisions, departments, or

units thereof.

E. "Document" or "documents" means any written, printed, typed, recorded, or

graphic matter, whether produced or reproduced or stored on paper, cards, tapes, film, electronic

facsimile, computer storage devices or any other devices or media, including, but not limited to

papers; books; letter; photographs; objects; tangible things; correspondence; telegrams; cables;

telex messages; memoranda; notes; notations; records; work papers; transcripts; minutes; reports

and recordings of telephone or other conversations, or of interviews, or of conferences, or of

other meetings; affidavits; statements; opinions; proposals; reports; studies; analyses; audits;

evaluations; contracts; agreements; journals; statistical records; ledgers; books of account;

bookkeeping entries; financial statements; tax returns; vouchers; checks; check stubs; invoices;

receipts; desk calendars; appointment books; diaries; lists; tabulations; summaries; sound

recordings; computer printouts; data processing input and output; microfilms; all records kept by

electronic, photographic, or mechanical means; and things similar to any ofthe foregoing,

however denominated. When one or more of the following documents is requested or referred to,

PH03/225370.1 1

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the request or reference shall include, but is not limited to, the original and each and every copy

and draft thereof having writings, notations, corrections, or markings unique to such copy or

draft.

F. "Oral communication" means any and all non-written forms of expression or

communication, whether face-to-face or by telephone, in a conference or otherwise.

G. "Identify" or "identification", when used in reference to a document, means to:

1. state the type of document (e.g.. letter, log, report, etc.);

2. state its date;

3. state its title, heading or other designation and any other information (e.g., index or file number) which would facilitate the identification thereof;

4. identify the person(s) who prepared and/or signed the document;

5. identify the persons (or if widely distributed, the organization or classes of persons) to whom it was sent;

6. identify the last known location of the document and of each copy thereof having notations or markings unique to such copy;

7. if the document was, but no longer is, in your possession or subject to your control, identify its last know custodian, describe the circumstances under which it passed from your control to that person, and identify each person having knowledge of such circumstances;

8. describe its general subject matter and contents; and

9. if the document exceeds one page in length, or is contained in a series of documents or a larger portion, identify the specific document by appropriate identifying name or symbol, the number of the particular page or pages (or other descriptive aid) and of the line or lines thereof upon which the information referred to in the Discovery Request or your response appears.

H. "Identify" or "identification", when used in reference to a natural person, means to

provide the following information:

PH03/225370.1 A

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1. his or her foil name;

2. his or her business affiliation(s), position(s), title(s), and job description(s) during the period delineated in the Discovery Request (and the dates during which each affiliation, position, title, and job description applied to him or her);

3. his or her present or last known business address (and the date of that last knowledge); and

4. his or her present or last known residence address (and the date of that last

knowledge).

I . "Identify" or "identification", when used in reference to an oral communication or

statement, means to:

1. state the date of the oral communication or statement;

2. state the place where it occurred;

3. identify the persons(s) making and listening to the oral communication or statement;

4. identify all other persons present at the time it was made;

5. if by telephone, identify the persons participating in the conversation and where each was located at the time of the call; and

6. describe the substance of the oral communication or statement.

J. "Date" means the exact day, month, and year if ascertainable, or, if not, the best

approximation thereof or best approximation in relation to other events.

K. "Describe" means to set forth fully and clearly every relevant fact and/or event,

including particulars of time, place and manner.

L. "Set forth the factual basis" for a particular assumption means: (a) describe in

detail the facts underlying the assumption; (b) identify each and every document which

PH03/225370.1

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constitutes, evidences, refers, or relates in any way to the assumption; (c) identify each and every

person whom OCA knows or believes to have knowledge or information concerning the

assumption; and (d) describe in detail the nature of each such person's knowledge or information.

M. Where the context so requires:

1. the terms "and" and "or" mean "and/or";

2. the plural of a word includes the singular, and the singular includes the plural;

3. the past tense of verb includes the present, and the present tense includes the past;

4. the masculine gender includes feminine and neuter genders, and the neuter

gender include the masculine and feminine.

O. All other words are to be given their ordinary and usual meanings, according to a

current edition of Webster's Dictionary.

PH03/225370.1

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PECO ENERGY COMPANY * M \ DOCKET NO. R-00973953

yv" INTERROGATORIES AND DOCUMENT R E Q U E S T i O C K F T F n " ^ P . C U TO ENRON ^ t - I C U

O U V ^ 4 SETHI JUN 3 0

1, With regard to witness Steven J. Kean:

(a) Please state the first date on which you contemplated submitting written testimony on behalf of this witness.

(b) Please state the first date on which you contacted this witness regarding submitting written testimony in this proceeding.

(c) Please state the date on which drafting of the testimony of this witness began.

(d) Please state the date on which you determined that Enron would submit written testimony on behalf of this witness.

2. With regard to witness John W. Mayo:

(a) Please state the first date on which you contemplated submitting written testimony on behalf of this witness.

(b) Please state the first date on which you contacted this witness regarding submitting written testimony in this proceeding.

(c) Please state the date on which drafting of the testimony of this witness began.

(d) Please state the date on which you determined that Enron would submit written testimony on behalf of this witness.

3. With regard to witness Malcolm W. Jacobson:

(a) Please state the first date on which you contemplated submitting written testimony on behalf of this witness.

(b) Please state the first date on which you contacted this witness regarding submitting written testimony in this proceeding.

92000

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(c) Please state the date on which drafting of the testimony of this witness began.

(d) Please state the date on which you determined that Enron would submit written testimony on behalf of this witness.

4. With regard to witness Raymond W. Bowen:

(a) Please state the first date on which you contemplated submitting written testimony on behalf of this witness.

(b) Please state the first date on which you contacted this witness regarding submitting written testimony in this proceeding.

(c) Please state the date on which drafting of the testimony of this witness began.

(d) Please state the date on which you determined that Enron would submit written testimony on behalf of this witness.

5. With regard to witness Richard D. Tabors:

(a) Please state the first date on which you contemplated submitting written testimony on behalf of this witness.

(b) Please state the first date on which you contacted this witness regarding submitting written testimony in this proceeding.

(c) Please state the date on which drafting of the testimony of this witness began.

(d) Please state the date on which you determined that Enron would submit written testimony on behalf of this witness.

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Certificate of Service

I hereby certify that I have this day served the foregoing document on the following in the matter of Pennsylvania Public Utility Commission v. PECO Energy Company Pa. PUC Docket No. R-00973953.

Kenneth L. Mickens, Esquire Pennsylvania Public Utility Commission Office of Trial Staff P.O. Box 3265 Harrisburg, PA 17105-3265

Tanya McCloskey, Esquire Steven K. Steinmetz, Esquire Assistant Consumer Advocate Office of Consumer Advocate 1425 Strawberry Square Harrisburg, PA 17120

Derrick Williamson, Esquire David Kleppinger, Esquire McNees, Wallace & Nurick 100 Pine Street Harrisburg, PA 17108-1166 (Counsel for PAIEUG)

Christopher B. Craig, Esquire Democratic Committee on Appropriations Room 545, Main Capitol Building Harrisburg, PA 17120 (Counsel for The Honorable Vincent J. Fumo)

Daniel Clearfield, Esquire Alan Kohler, Esquire Wolf, Block, Schorr and Solis-Cohen 305 N. Front Street; Suite 401 Harrisburg, PA 17101 (Counsel for Enron)

Paul Russell, Esquire Pennsylvania Power & Light Company Two North Ninth Street Allentown, PA 18101 (Counsel for PP&L)

Roger Clark, Esquire NESIP 905 Denston Drive

Ambler, PA 19002-3901

Craig A. Doll, Esquire 214 State Street Harrisburg, PA 17101 (Counsel for Delmarva Power & Light)

Karen Oill Moury, Esquire Assistant Small Business Advocate Suite 1102, Commerce Building 300 N. 2 n d Street Harrisburg, PA 17101

CD CD

r o

cn Steven P. Hershey, Esquire Community Legal Services, Inc. 1424 Chestnut Street Philadelphia, PA 19102 (Counsel for CEPA, TAG, Action Alliance of Sr. Citizens & John Long, Jr.)

Donald A. Kaplan, Esquire Preston, Gates, et al. Suite 500 1735 New York Avenue, NW Washington, DC 20006-4759 (Counsel for PP&L)

Alan J. Barak, Esquire Penn Energy Project 1417 Blue Mountain Parkway Harrisburg, PA 17112 (Attorney for Environmentalists)

Linda C. Smith, Esquire Dilworth, Paxson, Kalish & Kauffman 305 North Front Street, Suite 403 Harrisburg, PA 17101 (Counsel for AARP)

I? o : r

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o

cr*

S9 CD

Randall V. Griffin, Esquire Delmarva Power & Light Company 800 King Street Wilmington, DE 19899 (Counsel for Delmarva Power & Light)

Walter W. Cohen, Esquire Andrew J. Giorgione, Esquire Obermayer Rebmann Maxwell & Hippel LLP 204 State Street Harrisburg, PA 17101 (Counsel for IPL) 86890

Michael G. Banta, Esquire Indianapolis Power & Light Company One Monument Circle P.O. Box 1595 Indianapolis, IN 46206-1595

Page 137: SUSAN M. SHANAMAN 5 ATTORNEY AT LAW K J 212 North …f. stephenson matthes jon r. mooney sharon r paxton chad f. phipps pamela c. polacek jonathan k rudd bruce r spicer carol a. steinour

#

Audrey Van Dyke, Associate Counsel Naval Facilities Engineering Command Washington Navy Yard, Building 218, Room 200 901 M Street, $-B. Washington, DC 20374-5018 (Counsel for Dept. of Navy)

Bruce A. Connell, Esquire DuPont Power Marketing, Inc. Legal Department 600 N. Dairy Ashford, ML-1034 Houston, TX 77079

Joel D. Newton, Esquire Verner Liipfert Bernhard McPherson & Hand 901 - IS"1 Street, NW Washington. DC 20005-2301 (Counsel for Allegheny Power)

Gordon J. Smith, Esquire John & Hengerer 1200 17 t h Street, NW - Suite 600 Washington, DC 20036-3006

Joseph A. Dworetzky, Esquire John P. Lavelle, Jr., Esquire Hangley Aronchick Segal & Pudlin One Logan Square - 12 t h Floor Philadelphia, PA 19102 (Counsel for New Energy Ventures)

Janet Miller, Esquire William T. Hawke, Esquire/Todd S. Stewart, Esq. Malatesta Hawke & McKeon 100 N. Tenth Street Harrisburg, PA 17105 (Counsel for Mid-Atlantic Power Supply Association)

John L Munsch, Esquire Allegheny Power 800 Cabin Hill Drive Greensburg, PA 15601-1689 (Counsel for Allegheny Power)

Terence Fitzpatrick, Esquire David Desalle, Esquire Ryan, Russell, Ogden & Seltzer 800 North Third Street, Suite 101 Harrisburg, PA 17102 (Counsel for GPU)

Joseph J. Malatesta, Jr., Esquire Lillian Smith Harris, Esquire Malatesta Hawke & McKeon LLP Harrisburg Energy Center 100 North Tenth Street - P.O. Box 1778 Harrisburg, PA 17105

Usher Fogel, Esquire Roland, Fogel, Koblenz & Carrr, LLP 1 Columbia Place Albany, NY 12207 (Counsel for Pennsylvania Petroleum Association)

Paul R. Bonney T ^ H ^ Ward L. Smith ^ Assistant General Counsel PECO Energy Company 2301 Market Street, S23-1 Philadelphia, PA 19103 (215) 841-4252 (215) 841-6863

Dated: June 24, 1997

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Legal Department

James W. Durham Senior Vice President and General Counsel

Sandra H. Byme Legal Administrator

Paul R. Bonney Ellen M. Cavanaugh Edward J. Cullen, Jr. Todd D. Cutler Vilna Waldron Gasion Gregory Golazeski John C. Halderman Mary McFall Hopper Stephen L Huntoon Thomas G. Jackson J. Lindsay Johnston Conrad 0. Kattner StepRanie Whitlon Lewis Jeffrey J. Norton Mark B. Peabody Roslyn G. Pollack Christine A. Reuther Wendy Schermer Susan E. Sciamanna Jenny P Shulbank Ward L. Smith Dawn Getty Sutphin Noel H. Trask

Assistant General Counsel

PECO ENERGY

uOCUMEH FOLDER

Bv Fax and First Class Mail

Gordon J. Smith, Esquire John & Hengerer 1200 17th Street, NW - Suite 600 Washington, DC 20036-3006

PECO Energy Company 2301 Market Street PO Box 8699 Philadelphia. PA 19101-8699 215 841 5544 Fax 215 568 3 3 8 9

Direct Dial: 215 841 4252

June 24, 1997

C D C D

Re: Application of PECO Energy Company for Approval of its RestrudCi?ing Plan under Section 2806 of the Public Utility Code ^ Docket No. R-00973953 co

Dear Mr. Smith:

Enclosed are two copies of PECO Energy Company's Interrogatories to Duke Energy Trading and Marketing, Set MP-I.

Sincerely,

Paul Bonney Ward L. Smith

PRB/mtg

Enclosures

'TJ raj o —~i

o

"\5

1 x;;

CD

cc: Certificate of Service (w/enclosure) James McNulty, Acting Prothonotary (Certificate of Service Only)

92111

Page 139: SUSAN M. SHANAMAN 5 ATTORNEY AT LAW K J 212 North …f. stephenson matthes jon r. mooney sharon r paxton chad f. phipps pamela c. polacek jonathan k rudd bruce r spicer carol a. steinour

BEFORE THE PENNSYLVANIA PUBLIC UTILITY COMMISSION

APPLICATION OF PECO ENERGY COMPANY FOR APPROVAL OF A RESTRUCTURING PLAN AND CONSUMER EDUCATION PROGRAM UNDER CHAPTER 28 OF THE PUBLIC UTILITY COPE

APPLICATION DOCKET NO. R-00973953

r J i fyi r M I INTERROGATORIES AND REQUESTS U \ J U J i I U i wFOR PRODUCTION OF DOCUMENTS AND DATA U , V 3 0

r n \ r\ r; o OF PECO ENERGY COMPANY f U L U C i \ REGARDING MARKET PRICE ASSUMPTIONS

SET MP-I

PECO Energy Company ("PECO") hereby propounds this Set of Interrogatories and

Requests for Production of Documents and Data Regarding Market Price Assumptions, to be

answered by you or such other person or persons capable of responding to these Interrogatories

and Requests and authorized to do so. Telephone or other contact concerning availability and

timing of formal responses is encouraged. The answers should restate the question asked and

indicate the person(s) supplying the information.

Responses to these interrogatories are not due until after the June 20, 1997 time for filing

of intervenor testimony. If you conclude that a specific interrogatory or subpart of an

interrogatory is answered in testimony, please identify in your response the page of testimony on

which the answer is contained.

91090v02

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INSTRUCTIONS

A. In answering these Interrogatories and Document Requests (collectively, the

"Discovery Requests"), furnish all information available to you, including any such information in

possession of your attorneys or anyone acting on your behalf, and not merely such information

known of your own personal knowledge. If you cannot answer the Discovery Requests in full

after exercising due diligence to secure the information to do so, so state and answer to the extent

possible.

B. If the answer to any of the Discovery Requests is that you lack knowledge of some

or all of the requested information, describe all efforts made by you to obtain the information

necessary to answer that Discovery Request.

C. I f any matter responsive to any of the Discovery Requests is withheld based on any

claim of privilege, describe generally the matter withheld, state the privilege being relied upon,

and identify all persons or entities who have or have had access to said matters. If you refuse to

describe and/or produce any document on the basis of a claim of privilege or protection from

discovery of any kind, with respect to each such document, set forth the following information:

(i) the date of the document;

(ii) its authors;

(in) all recipients of the document;

(iv) the present location and custodian of the document; and

(v) the basis of the claim of privilege or protection from discovery.

In addition, if you refuse to produce information based on the ground that such

information is preliminary and/or still in draft form, set forth the following information:

PH03/219514.1

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(i) the date the information was first created or recorded;

(ii) the last date on which the information was changed or altered in any

manner; and

(iii) the expected date that the information will be finalized.

D. Each lettered sub-part of a numbered Discovery Request is to be considered a

separate Discovery Request for the purpose of Plaintiff s answers and objections. You must

object separately to each sub-part and must answer any other sub-parts.

E. These Discovery Requests are to be deemed continuing in nature, and you shall

promptly supply, by way of supplemental response, any additional responsive information that

may become known to you or anyone acting on your behalf after your answers have been

prepared or served.

F. For all documents produced, identify by Bates number which document or

documents are responsive to each separate Discovery Request. If you respond by stating that the

requested documents already have been produced in response to prior discovery requests, identify

the responsive documents previously produced either by Bates number or by describing the

author(s), recipients(s), date of creation, and general description of the document.

DEFINITIONS

A. "You" refers to the company, agency, or organization to whom PECO has directed

these Discovery Requests, and any agent, agency, or affiliate thereof.

B. "PECO" refers to the PECO Energy Company and any agent, agency, or affiliate

thereof.

C. "Assumption" refers to any predictions, projections, assumptions, or other

PH03/2I95I4.1

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estimates.

D. "Person" or "persons" means all individuals and entities, including natural persons,

representative persons, public or private corporations, companies, unincorporated associations,

partnerships, organizations, government entities or groups, plus any divisions, departments, or

units thereof.

E. "Document" or "documents" means any written, printed, typed, recorded, or

graphic matter, whether produced or reproduced or stored on paper, cards, tapes, film, electronic

facsimile, computer storage devices or any other devices or media, including, but not limited to

papers; books; letter; photographs; objects; tangible things; correspondence; telegrams; cables;

telex messages; memoranda; notes; notations; records; work papers; transcripts; minutes; reports

and recordings of telephone or other conversations, or of interviews, or of conferences, or of

other meetings; affidavits; statements; opinions; proposals; reports; studies; analyses; audits;

evaluations; contracts; agreements; journals; statistical records; ledgers; books of account;

bookkeeping entries; financial statements; tax returns; vouchers; checks; check stubs; invoices;

receipts; desk calendars; appointment books; diaries; lists; tabulations; summaries; sound

recordings; computer printouts; data processing input and output; microfilms; all records kept by

electronic, photographic, or mechanical means; and things similar to any of the foregoing,

however denominated. When one or more of the following documents is requested or referred to,

the request or reference shall include, but is not limited to, the original and each and every copy

and draft thereof having writings, notations, corrections, or markings unique to such copy or

draft.

F. "Oral communication" means any and all non-written forms of expression or

PH03/2195H-1 A

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communication, whether face-to-face or by telephone, in a conference or otherwise.

G. "Identify" or "identification", when used in reference to a document, means to:

1. state the type of document (e.g.. letter, log, report, etc.);

2. state its date;

3. state its title, heading or other designation and any other information (e.g.. index or file number) which would facilitate the identification thereof;

4. identify the person(s) who prepared and/or signed the document;

5. identify the persons (or if widely distributed, the organization or classes of persons) to whom it was sent;

6. identify the last known location of the document and of each copy thereof having notations or markings unique to such copy;

7. if the document was, but no longer is, in your possession or subject to your control, identify its last know custodian, describe the circumstances under which it passed from your control to that person, and identify each person having knowledge of such circumstances;

8. describe its general subject matter and contents; and

9. if the document exceeds one page in length, or is contained in a series of documents or a larger portion, identify the specific document by appropriate identifying name or symbol, the number of the particular page or pages (or other descriptive aid) and of the line or lines thereof upon which the information referred to in the Discovery Request or your response appears.

H. "Identify" or "identification", when used in reference to a natural person, means to

provide the following information:

1. his or her full name;

2. his or her business affiliation(s), position(s), title(s), and job description(s) during the period delineated in the Discovery Request (and the dates during which each affiliation, position, title, and job description applied to him or her);

PH03/2t9514.1

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3. his or her present or last known business address (and the date of that last knowledge); and

4. his or her present or last known residence address (and the date of that last

knowledge).

I. "Identify" or "identification", when used in reference to an oral communication or

statement, means to:

1. state the date of the oral communication or statement;

2. state the place where it occurred;

3. identify the persons(s) making and listening to the oral communication or statement;

4. identify all other persons present at the time it was made;

5. if by telephone, identify the persons participating in the conversation and where each was located at the time of the call; and

6. describe the substance of the oral communication or statement.

J. "Date" means the exact day, month, and year if ascertainable, or, if not, the best

approximation thereof or best approximation in relation to other events.

K. "Describe" means to set forth fully and clearly every relevant fact and/or event,

including particulars of time, place and manner.

L. "Set forth the factual basis" for a particular assumption means: (a) describe in

detail the facts underlying the assumption; (b) identify each and every document which

constitutes, evidences, refers, or relates in any way to the assumption; (c) identify each and every

person whom OCA knows or believes to have knowledge or information concerning the

assumption; and (d) describe in detail the nature of each such person's knowledge or information.

PH03/2195I4.1

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M. Where the context so requires:

1. the terms "and" and "or" mean "and/or";

2. the plural of a word includes the singular, and the singular includes the plural;

3. the past tense of verb includes the present, and the present tense includes the past;

4. the masculine gender includes feminine and neuter genders, and the neuter

gender include the masculine and feminine.

0. All other words are to be given their ordinary and usual meanings, according to a

current edition of Webster's Dictionary.

INTERROGATORIES AND DOCUMENT REQUESTS

Request No. 1. (a) State whether you intend to sponsor any assumptions in the current

proceedings regarding future natural gas prices.

(b) Identify and describe all assumptions regarding future natural gas

prices that you intend to use in calculating stranded costs for PECO.

(c) Set forth the factual basis for all of the assumptions identified and

described in Request No. 1(b).

(d) Produce all of the documents identified and/or described in Request

No. 1(b) and (c).

(e) State whether you have provided or set forth any assumptions

regarding future natural gas prices in any administrative or civil proceedings since January 1,

1990, with the exception of the current proceedings. If so, please produce all documents filed

PH03/2195U.I

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and/or produced in the prior proceedings which set forth such assumptions.

Request No. 2. (a) State whether you intend to sponsor any assumptions in the current

proceedings regarding future oil prices.

(b) Identify and describe all assumptions regarding future oil prices that

you intend to use in calculating stranded costs for PECO.

(c) Set forth the factual basis for all of the assumptions identified and

described in Request No. 2(b).

(d) Produce all of the documents identified and/or described in Request

No. 2(b) and (c).

(e) State whether you have provided or set forth any assumptions

regarding future oil prices in any administrative or civil proceedings since January 1, 1990, with

the exception of the current proceedings. If so, please produce all documents filed and/or

produced in the prior proceedings which set forth such assumptions.

Request No. 3. (a) State whether you intend to sponsor any assumptions in the current

proceedings regarding future coal prices.

(b) Identify and describe all assumptions regarding future coal prices

that you intend to use in calculating stranded costs for PECO.

(c) Set forth the factual basis for all of the assumptions identified and

described in Request No. 3(b).

(d) Produce all of the documents identified and/or described in Request

PH03/219514.1 o

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No. 3(b) and (c).

(e) State whether you have provided or set forth any assumptions

regarding future coal prices in any administrative or civil proceedings since January 1, 1990, with

the exception of the current proceedings. If so, please produce all documents filed and/or

produced in the prior proceedings which set forth such assumptions.

Request No. 4. (a) State whether you intend to sponsor any assumptions in the current

proceedings regarding future uranium prices.

(b) Identify and describe all assumptions regarding future uranium

prices that you intend to use in calculating stranded costs for PECO.

(c) Set forth the factual basis for all of the assumptions identified and

described in Request No. 4(b).

(d) Produce all of the documents identified and/or described in Request

No. 4(b) and (c).

(e) State whether you have provided or set forth any assumptions

regarding future uranium prices in any administrative or civil proceedings since January 1, 1990,

with the exception of the current proceedings. If so, please produce all documents filed and/or

produced in the prior proceedings which set forth such assumptions.

Request No. 5. (a) State whether you intend to sponsor any assumptions in the current

proceedings regarding future O&M costs.

(b) Identify and describe all assumptions regarding future O&M costs

PH03/2195M.1 n

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that you intend to use in calculating stranded costs for PECO.

(c) Set forth the factual basis for all of the assumptions identified and

described in Request No. 5(b).

(d) Produce all of the documents identified and/or described in Request

No. 5(b) and (c).

(e) State whether you have provided or set forth any assumptions

regarding future O&M costs in any administrative or civil proceedings since January 1, 1990,

with the exception of the current proceedings. If so, please produce all documents filed and/or

produced in the prior proceedings which set forth such assumptions.

Request No. 6. (a) State whether you intend to sponsor any assumptions in the current

proceedings regarding: (1) nuclear generating plant capacity factors; and/or (2) fossil generating

plant availability factors.

(b) Identify and describe all assumptions regarding: (1) nuclear

generating plant capacity factors; and/or (2) fossil generating plant availability factors that you

intend to use in calculating stranded costs for PECO.

(c) Set forth the factual basis for all of the assumptions identified and

described in Request No. 6(b).

(d) Produce all of the documents identified and/or described in Request

No. 6(b) and (c).

(e) State whether you have provided or set forth any assumptions

regarding: (1) nuclear generating plant capacity factors; and/or (2) fossil generating plant

PH03/2I9514.I 10

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availability factors in any administrative or civil proceedings since January 1, 1990, with the

exception of the current proceedings. If so, please produce all documents filed and/or produced

in the prior proceedings which set forth such assumptions.

Request No. 7. (a) State whether you intend to sponsor any assumptions in the current

proceedings regarding: (1) load growth; and/or (2) capacity additions.

(b) Identify and describe all assumptions regarding: (1) load growth;

and/or (2) capacity additions that you intend to use in calculating stranded costs for PECO.

(c) Set forth the factual basis for all of the assumptions identified and

described in Request No. 7(b).

(d) Produce all of the documents identified and/or described in Request

No. 7(b) and (c).

(e) State whether you have provided or set forth any assumptions

regarding: (1) load growth; and/or (2) capacity additions in any administrative or civil

proceedings since January 1, 1990, with the exception of the current proceedings. I f so, please

produce all documents filed and/or produced in the prior proceedings which set forth such

assumptions.

Request No. 8. (a) State whether you intend to sponsor any assumptions in the current

proceedings regarding reserve margins and/or reserve requirements.

(b) Identify and describe all assumptions regarding reserve margins

and/or reserve requirements that you intend to use in calculating stranded costs for PECO.

PH03/2195M.I 11

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(c) Set forth the factual basis for all of the assumptions identified and

described in Request No. 8(b).

(d) Produce all of the documents identified and/or described in Request

No. 8(b) and (c).

(e) State whether you have provided or set forth any assumptions

regarding reserve margins and/or reserve requirements in any administrative or civil proceedings

since January 1, 1990, with the exception of the current proceedings. If so, please produce all

documents filed and/or produced in the prior proceedings which set forth such assumptions.

Request No. 9. (a) State whether you intend to sponsor any assumptions in the current

proceedings regarding future inflation and/or escalation factors.

(b) Identify and describe all assumptions regarding future inflation

and/or escalation factors that you intend to use in calculating stranded costs for PECO.

(c) Set forth the factual basis for all of the assumptions identified and

described in Request No. 9(b).

(d) Produce all of the documents identified and/or described in Request

No. 9(b) and (c).

(e) State whether you have provided or set forth any assumptions

regarding future inflation and/or escalation factors in any administrative or civil proceedings since

January 1, 1990, with the exception of the current proceedings. If so, please produce all

documents filed and/or produced in the prior proceedings which set forth such assumptions.

PH03/21MM.1 12

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Request No. 10. (a) State whether you intend to sponsor any assumptions in the current

proceedings regarding carrying the cost of capital and/or interest rates.

(b) Identify and describe ail assumptions regarding carrying the cost of

capital and/or interest rates that you intend to use in calculating stranded costs for PECO.

(c) Set forth the factual basis for all of the assumptions identified and

described in Request No. 10(b).

(d) Produce all of the documents identified and/or described in Request

No. 10(b) and (c).

(e) State whether you have provided or set forth any assumptions

regarding carrying the cost of capital and/or interest rates in any administrative or civil

proceedings since January 1, 1990, with the exception of the current proceedings. If so, please

produce all documents filed and/or produced in the prior proceedings which set forth such

assumptions. ; i

Request No. 11. (a) State whether you intend to sponsor any assumptions in the current

proceedings regarding future generating plant technology, including assumed heat rates.

(b) Identify and describe all assumptions regarding future generating

plant technology, including assumed heat rates, that you intend to use in calculating stranded

costs for PECO.

(c) Set forth the factual basis for all of the assumptions identified and

described in Request No. 11(b).

(d) Produce all of the documents identified and/or described in Request

PH03/2I95U.I 13

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No. 11(b) and (c).

(e) State whether you have provided or set forth any assumptions

regarding future generating plant technology, including assumed heat rates, in any administrative

or civil proceedings since January 1, 1990, with the exception of the current proceedings. If so,

please produce all documents filed and/or produced in the prior proceedings which set forth such

assumptions.

Request No. 12. (a) State whether you intend to sponsor any assumptions in the current

proceedings regarding the cost of a new combined cycle and/or combustion turbine capacity.

(b) Identify and describe all assumptions regarding the cost of a new combined

cycle and/or combustion turbine capacity that you intend to use in calculating stranded costs for

PECO.

(c) Set forth the factual basis for all of the assumptions identified and

described in Request No. 12(b).

(d) Produce all of the documents identified and/or described in Request

No. 12(b) and (c).

(e) State whether you have provided or set forth any assumptions

regarding the cost of a new combined cycle and/or combustion turbine capacity in any

administrative or civil proceedings since January 1, 1990, with the exception of the current

proceedings. If so, please produce all documents filed and/or produced in the prior proceedings

which set forth such assumptions.

PH03/2195I4.1 14

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Request No. 13. (a) State whether you intend to sponsor any assumptions in the current

proceedings regarding transmission constraints.

(b) Identify and describe all assumptions regarding transmission

constraints that you intend to use in calculating stranded costs for PECO.

(c) Set forth the factual basis for all of the assumptions identified and

described in Request No. 13(b).

(d) Produce all of the documents identified and/or described in Request

No. 13(b) and (c).

identified by you.

(e) Identify and describe all transmission constraints that have been

(f) Describe the frequency with which you believe any such

transmission constraints actually would be triggered.

(g) State whether you have provided or set forth any assumptions

regarding transmission constraints in any administrative or civil proceedings since January 1,

1990, with the exception of the current proceedings. If so, please produce all documents filed

and/or produced in the prior proceedings which set forth such assumptions.

Request No. 14. (a) State whether you intend to sponsor any assumptions in the current

proceedings regarding the possible life extension of existing generating plant facilities.

(b) Identify and describe all assumptions regarding the possible life

extension of existing generating plant facilities that you intend to use in calculating stranded costs

for PECO.

PH03/2195H.1 15

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(c) Set forth the factual basis for all of the assumptions identified and

described in Request No. 14(b).

(d) Produce all of the documents identified and/or described in Request

No. 14(b) and(c).

(e) State whether you have provided or set forth any assumptions

regarding the possible life extension of existing generating plant facilities in any administrative or

civil proceedings since January 1, 1990, with the exception of the current proceedings. If so,

please produce all documents filed and/or produced in the prior proceedings which set forth such

assumptions.

Request No. 15. (a) State whether you intend to sponsor any assumptions in the current

proceedings regarding the cost of sulfur dioxide (SO2) emissions.

(b) Identify and describe all assumptions regarding the cost of sulfur

dioxide emissions that you intend to use in calculating stranded costs for PECO.

(c) Set forth the factual basis for all of the assumptions identified and

described in Request No. 15(b).

(d) Produce all of the documents identified and/or described in Request

No. 15(b) and (c).

(e) State whether you have provided or set forth any assumptions

regarding the cost of sulfur dioxide emissions in any administrative or civil proceedings since

January 1, 1990, with the exception of the current proceedings. I f so, please produce all

documents filed and/or produced in the prior proceedings which set forth such assumptions.

PH03/21M14.1 16

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Request No. 16. (a) State whether you intend to sponsor any assumptions in the current

proceedings regarding the cost of nitrogen oxides (NOx)emissions.

(b) Identify and describe all assumptions regarding the cost of nitrous

oxide emissions that you intend to use in calculating stranded costs for PECO.

(c) Set forth the factual basis for all of the assumptions identified and

described in Request No. 16(b).

(d) Produce all of the documents identified and/or described in Request

No. 16(b) and (c).

(e) State whether you have provided or set forth any assumptions

regarding the cost of nitrogen oxides emissions in any administrative or civil proceedings since

January 1, 1990, with the exception of the current proceedings. If so, please produce all

documents filed and/or produced in the prior proceedings which set forth such assumptions.

Request No. 17. (a) State whether you intend to sponsor any assumptions in the current

proceedings regarding availability and/or transmission of energy and capacity from other power

pools and/or reliability councils to the PJM.

(b) Identify and describe all assumptions regarding the availability

and/or transmission of energy and capacity from other power pools and/or reliability councils to

the PJM that you intend to use in calculating stranded costs for PECO.

(c) Set forth the factual basis for all ofthe assumptions identified and

described in Request No. 17(b).

PH03/2I9514.1 17

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(d) Produce all of the documents identified and/or described in Request

No. 17(b) and(c).

(e) State whether you have provided or set forth any assumptions

regarding the availability and/or transmission of energy and capacity from other power pools

and/or reliability councils to the PJM in any administrative or civil proceedings since January 1,

1990, with the exception of the current proceedings. If so, please produce all documents filed

and/or produced in the prior proceedings which set forth such assumptions.

Request No. 18. (a) State whether you intend to sponsor any assumptions in the current

proceedings regarding the availability and/or transmission of energy and capacity from the PJM to

other power pools and/or reliability councils.

(b) Identify and describe all assumptions regarding the availability and/or

transmission of energy and capacity from the PJM to other power pools and/or reliability councils

that you intend to use in calculating stranded costs for PECO.

(c) Set forth the factual basis for all of the assumptions identified and

described in Request No. 18(b).

(d) Produce all of the documents identified and/or described in Request

No. 18(b) and (c).

(e) State whether you have provided or set forth any assumptions

regarding the availability and/or transmission of energy and capacity from the PJM to other power

pools and/or reliability councils in any administrative or civil proceedings since January 1, 1990,

with the exception of the current proceedings. If so, please produce all documents filed and/or

PH03/219514.1 18

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produced in the prior proceedings which set forth such assumptions.

Request No. 19. (a) State whether you intend to sponsor any analytical model in the

current proceedings to forecast. (1) annual electricity production; and/or (2) the annual market

electricity price.

(b) Identify and describe the analytical model that you intend to use to

forecast: (1) annual electricity production; and (2) the annual market electricity price in

calculating stranded costs for PECO.

(c) Set forth the basis for your choice of the model identified and

described in Request 19(b).

(d) Produce all of the documents identified and/or described in Request

No. 19(b) and (c).

(e) State whether you have provided or set forth any analytical model

used to forecast: (1) annual electricity production; and/or (2) the annual market electricity price

in any administrative or civil proceedings since January 1, 1990, with the exception of the current

proceedings. If so, please produce all documents filed and/or produced in the prior proceedings

which set forth such analytical model.

Request No. 20 (a) State whether you intend to forecast in the current proceedings the

annual electricity production and/or the annual market electricity price

(b) Identify and describe the time periods for which you intend to

forecast annual electricity production and/or the annual market electricity price in calculating

PH03/219514.1 19

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stranded costs for PECO.

(c) Set forth the basis for your choice of the time periods identified

and described in Request 20(b).

(d) Produce all of the documents identified and/or described in Request

No. 20(b) and (c).

(e) State whether you have provided or set forth any forecasts of

annual electricity production and/or the annual market electricity price in any administrative or

civil proceedings since January 1, 1990, with the exception of the current proceedings. If so,

please produce all documents filed and/or produced in the prior proceedings which set forth such

assumptions.

Request No. 21. (a) State whether you intend to model any NERC region/subregion in

the current proceedings.

(b) Identify and describe each NERC region/subregion that you intend

to model in calculating stranded costs for PECO.

(c) Set forth the basis for your choice of the power pools identified

and described in Request 21(b).

(d) Produce all of the documents identified and/or described in Request

No. 21(b) and (c).

(e) State whether you have attempted to model any NERC region/

subregion in any administrative or civil proceedings since January 1, 1990, with the exception of

the current proceedings. I f so, please produce all documents filed and/or produced in the prior

PHC13/219514.1 20

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proceedings which set forth such models.

Request No. 22. (a) State whether you intend to adopt and/or sponsor in the current

proceedings any projected energy prices to derive the revenue of each generating unit in

calculating the respective unit's stranded costs.

(b) Identify and describe the projected energy prices that you propose

to use to derive each generating unit's revenue in calculating the respective unit's stranded costs

for PECO.

(c) Set forth the basis for the projected energy prices identified and

described in Request No. 22(b).

(d) Produce all ofthe documents identified and/or described in Request

No. 22(c) and (d).

(e) State whether you have adopted and/or sponsored any projected

energy prices used to derive the revenue of each generating unit in calculating the respective

unit's stranded costs in any administrative or civil proceedings since January 1, 1990, with the

exception of the current proceedings. If so, please produce all documents filed and/or produced

in the prior proceedings which set forth such projected energy prices.

21

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Certificate of Service

I hereby certify that I have this day served the foregoing document on the following in the matter of Pennsylvania Public Utility Commission v. PECO Energy Company Pa. PUC Docket No. R-00973953,

Kenneth L. Mickens, Esquire Pennsylvania Public Utility Commission Office of Trial Staff P.O. Box 3265 Harrisburg, PA 17105-3265

Tanya McCloskey, Esquire Steven K. Steinmetz, Esquire Assistant Consumer Advocate Office of Consumer Advocate 1425 Strawberry Square Harrisburg, PA 17120

Derrick Williamson, Esquire David Kleppinger, Esquire McNees, Wallace & Nurick 100 Pine Street Harrisburg, PA 17108-1166 (Counsel for PAIEUG)

Christopher B. Craig, Esquire Democratic Committee on Appropriations Room 545, Main Capitol Building Harrisburg, PA 17120 (Counsel for The Honorable Vincent J. Fumo)

Daniel Clearfield, Esquire Alan Kohler, Esquire Wolf, Block, Schorr and Solis-Cohen 305 N. Front Street; Suite 401 Harrisburg, PA 17101 (Counsel for Enron)

Karen Oill Moury, Esquire Assistant Small Business Advocate Suite 1102, Commerce Building 300 N. 2 n d Street Harrisburg, PA 17101

Steven P. Hershey, Esquire Community Legal Services, Inc. 1424 Chestnut Street Philadelphia, PA 19102 (Counsel for CEPA, TAG, Action Alliance of Jsi^Citizens & John Long, Jr.)

O CD

Donald A. Kaplan, Esquire Preston, Gates, et al. Suite 500 1735 New York Avenue, NW Washington, DC 20006-4759 (Counsel for PP&L)

KO

Paul Russell, Esquire Pennsylvania Power & Light Company Two North Ninth Street Allentown, PA 18101 (Counsel for PP&L)

Roger Clark, Esquire NESIP 905 Denston Drive

Ambler, PA 19002-3901

Craig A. Doll, Esquire 214 State Street Harrisburg, PA 17101 (Counsel for Delmarva Power & Light)

Alan J. Barak, Esquire Penn Energy Project 1417 Blue Mountain Parkway Harrisburg, PA 17112 (Attorney for Environmentalists)

Linda C. Smith, Esquire Dilworth, Paxson, Kalish & Kauffman 305 North Front Street, Suite 403 Harrisburg, PA 17101 (Counsel for AARP)

Randall V. Griffin, Esquire Delmarva Power & Light Company 800 King Street Wilmington, DE 19899 (Counsel for Delmarva Power & Light)

o - T l

CJ

a CD

Walter W. Cohen, Esquire Andrew J. Giorgione, Esquire Obermayer Rebmann Maxwell & Hippel LLP 204 State Street Harrisburg, PA 17101 (Counsel for IPL) 86890

Michael G. Banta, Esquire Indianapolis Power & Light Company One Monument Circle P.O. Box 1595 Indianapolis, IN 46206-1595

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Audrey Van Dyke, Associate Counsel Naval Facilities Engineering Command Washington Navy Yard, Building 218, Room 200 901 M Street, S.E. Washington, DC 20374-5018 (Counsel for Dept. of Navy)

Bruce A. Connell, Esquire DuPont Power Marketing, Inc. Legal Department 600 N. Dairy Ashford, ML-1034 Houston, TX 77079

Joel D. Newton, Esquire Verner Liipfert Bernhard McPherson & Hand 901 - IS"1 Street, NW Washington, DC 20005-2301 (Counsel for Allegheny Power)

Gordon J. Smith, Esquire John & Hengerer 1200 17 t h Street, NW - Suite 600 Washington, DC 20036-3006

Joseph A. Dworetzky, Esquire John P. Lavelle, Jr., Esquire Hangley Aronchick Segal & Pudlin One Logan Square - 12 , h Floor Philadelphia, PA 19102 (Counsel for New Energy Ventures)

Janet Miller, Esquire William T. Hawke, Esquire/Todd S. Stewart, Esq. Malatesta Hawke & McKeon 100 N. Tenth Street Harrisburg, PA 17105 (Counsel for Mid-Atlantic Power Supply Association)

John L Munsch, Esquire Allegheny Power 800 Cabin Hill Drive Greensburg, PA 15601-1689 (Counsel for Allegheny Power)

Terence Fitzpatrick, Esquire David Desalle, Esquire Ryan, Russell, Ogden & Seltzer 800 North Third Street, Suite 101 Harrisburg, PA 17102 {Counsel for GPU)

Joseph J. Malatesta, Jr., Esquire Lillian Smith Harris, Esquire Malatesta Hawke & McKeon LLP Harrisburg Energy Center 100 North Tenth Street - P.O. Box 1778 Harrisburg, PA 17105

Usher Fogel, Esquire Roland, Fogel, Koblenz & Carrr, LLP 1 Columbia Place Albany, NY 12207 (Counsel for Pennsylvania Petroleum Association)

7 f Paul R. Bonney Ward L Smith Assistant General Counsel PECO Energy Company 2301 Market Street, S23-1 Philadelphia, PA 19103 (215) 841-4252 (215) 841-6863

Dated: June 24, 1997

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CJIIMONWEALTH OF PENNSYLV4^A P E N N S Y L V A N I A P U B L I C U T I L I T Y C O M M I S S I O N

P.O. BOX 3265, HARRISBURG, PA 17105-3265 IN REPLY PLEASE

REFER TO OUR FILE

June 25, 1997

In Re: R-00973953, R-00983953 C0001-C0007

(See letter dated 04/28/97)

PECO ENERGY COMPANY

Application for approval of a Restructuring Plan and Consumer Education Program.

N O T I C E

This is to inform you that the Public Input Hearing(s) on the above-captioned case will be held as follows:

Wednesday. August 13.1997 at 7:00 p.m. Arch Street Methodist Church Broad and Arch Streets PO Box 7347 Philadelphia, Pennsylvania 19107

Monday, August 18.1997 at 7:00 p.m. Norristown Borough Hall Council Chambers 235 E Airy Street Norristown, Pennsylvania 19401

Tuesday. August 19.1997 at 7:00 p.m. Council Meeting Room 1st Floor Media Government Center Building 201 W Front Street Media, Pennsylvania 19063

ft

JUN 25 1997

Monday. September 8.1997 at 10:00 a.m. "Coffeehouse 2nd Floor Student Center

C A

Delaware Valley College Q C \\£ 9^ n

700 East Butler Avenue Doylestown, Pennsylvania 18901

Page 163: SUSAN M. SHANAMAN 5 ATTORNEY AT LAW K J 212 North …f. stephenson matthes jon r. mooney sharon r paxton chad f. phipps pamela c. polacek jonathan k rudd bruce r spicer carol a. steinour

<^fel-C0007 (Continued) G R-00973953, R-00983953 C*K)1-C0007 (Continued)

Tjiesdav. September 9,1997 at 10:00 a.m. Goshen Fire Company 1320 Park Avenue West Chester, Pennsylvania 19380

Wednesday. September 10. 1997 at 10:00 a.m. In an Available Hearing Room 13th Floor Philadelphia State Office Building Broad and Spring Garden Streets Philadelphia, Pennsylvania 19130

Presiding Officers: Administrative Law Judge Marlane R. Chestnut Administrative Law Judge Charles £. Rainey, Jr. 1302 Philadelphia State Office Building Broad and Spring Garden Streets Philadelphia, Pennsylvania 19130 Telephone (215) 560-2105

I f you are a person with a disability, and you wish to attend the hearing, we may be able to make arrangements for your special needs. Please call Norma Lewis at the Public Utility Commission:

• Scheduling Office: 717-787-1399 • AT&T Relay Service number for persons who are deaf or hearing impaired:

1-800-654-5988.

pc: Chairman Quain Vice Chairman Bloom Commission Hanger Commissioner Rolka Commissioner Brownell Judge Chestnut Judge Rainey Kevin Cadden - BPL 111 John Frazier - BPL 101 Office of Trial Staff (2) Consumer Advocate Small Business Advocate Bill Barrett-FUS Norma Lewis Steve L. Springer, Scheduling Officer Beth Plantz Docket Section Calendar File

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Legai Depanmem

James W Durham Sfinmr Vice Presideni .md Gunerai Counsel

Paul R. Sonnev Ellen M. Cavanaugn Edward J . Cullen, Jr. Todd D. Cutler Vilna Waldron Gaston Gregory Golazeski John C. Halderman Mary McFall Hooper Siephen L Huntoon Thomas G. Jackson J, Undsay Johnston Conrad 0 . Kattner Stephanie Whi i lon Lewis Jeffrey J . Nonon Mark 6. Peabody Roslyn G. Pollack Christine A. Reuther Wendy Schermer Susan E. Sciamanna Jenny P Shulbank Ward L Smith Dawn Getty Sutphin Noel H, Trask

Assistant General Counsel

DOCUMENT FOLDER

PECO Energy Company 2301 Market Street PO Box 8699 Philadelphia, PA 19101-8699 215 841 5544 Fax 215 568 3389

Direct Dial: 215 841 4252

By Fax and First Class Mail DOCKETED JUL H

June 25, 1997

Audrey VanDyke, Associate Counsel Naval Facilities Engineering command Washington Navy Yard, Bldg. 218, Room 200 901 M Street, SE Washington, DC 20374-5018

Re: Application of PECO Energy Company for Approval of its Restructuring Plan under Section 2806 ofthe Public Utility Code <=> Docket No. R-00973953

to*

CD CO

Dear Audrey:

Enclosed are two copies of PECO Energy Company's Interrogatories to Department of the Navy, Set ll, numbered 1 and 2.

co

Sincerely,

Paul Bonney U Ward L. Smith

PRB/mtg

Enclosures

cc: Certificate of Service (w/enclosure) James McNulty, Acting Prothonotary (Certificate of Service Only)

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Page 165: SUSAN M. SHANAMAN 5 ATTORNEY AT LAW K J 212 North …f. stephenson matthes jon r. mooney sharon r paxton chad f. phipps pamela c. polacek jonathan k rudd bruce r spicer carol a. steinour

INSTRUCTIONS

A. In answering these Interrogatories and Document Requests (collectively, the

"Discovery Requests"), furnish all information available to you, including any such information in

possession ofyour attorneys or anyone acting on your behalf, and not merely such information

known of your own personal knowledge. If you cannot answer the Discovery Requests in full

after exercising due diligence to secure the information to do so, so state and answer to the extent

possible.

B. If the answer to any of the Discovery Requests is that you lack knowledge of some

or all of the requested information, describe all efforts made by you to obtain the information

Co necessary to answer that Discovery Request.

C. If any matter responsive to any of the Discovery Requests is withheld based on any

claim of privilege, describe generally the matter withheld, state the privilege being relied upon,

and identify all persons or entities who have or have had access to said matters. If you refuse to

describe and/or produce any document on the basis of a claim of privilege or protection from

discovery of any kind, with respect to each such document, set forth the following information:

(i) the date of the document; ^ O G ^ ^ ^ ^ ' ^

(ii) its authors; ffSSJI

JUL 0 1 W

(iii) all recipients ofthe document;

(iv) the present location and custodian of the document; and

(v) the basis ofthe claim of privilege or protection from discovery.

In addition, if you refuse to produce information based on the ground that such

information is preliminary and/or still in draft form, set forth the following information:

PH03/22S370.t t

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(i) the date ihe information was first created or recorded;

(ii) the last date on which the information was changed or altered in any

manner; and

(iii) the expected date that the information will be iinaiized.

D. Each lettered sub-part of a numbered Discovery Request is to be considered a

separate Discovery Request for the purpose of Plaintiffs answers and objections. You must

object separately to each sub-part and must answer any other sub-parts.

E. These Discovery Requests are to be deemed continuing in nature, and you shall

promptly supply, by way of supplemental response, any additional responsive information that

may become known to you or anyone acting on your behalf after your answers have been

prepared or served.

F. For all documents produced, identify by Bates number which document or

documents are responsive to each separate Discovery Request. If you respond by stating that the

requested documents already have been produced in response to prior discovery requests, identify

the responsive documents previously produced either by Bates number or by describing the

author(s), recipients(s)J date of creation, and general description of the document. If you respond

by stating that the requested infonnation already has been produced in response to prior discovery

requests or as part of your testimony, identify by date, specific page numbers), and general

description the prior discovery responses or portions of testimony that are responsive.

DEFTNTTTONS

A. "You" refers to the company, agency, or organization to whom PECO has directed

PH03/225370.1 «

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these Discovery Requests, and any agent, agency, or affiliate thereof

B. "PECO" refers to the PECO Energy Company and any agent, agency, or affiliate

thereof

C. "Assumption" refers to any predictions, projections, assumptions, or other

estimates.

D. "Person" or "persons" means all individuals and entities, including natural persons,

representative persons, public or private corporations, companies, unincorporated associations,

partnerships, organizations, government entities or groups, plus any divisions, departments, or

units thereof.

E. "Document" or "documents" means any written, printed, typed, recorded, or

graphic matter, whether produced or reproduced or stored on paper, cards, tapes, film, electronic

facsimile, computer storage devices or any other devices or media, including, but not limited to

papers; books; letter; photographs; objects; tangible things; correspondence; telegrams; cables;

telex messages; memoranda; notes; notations; records; work papers; transcripts; minutes; reports

and recordings of telephone or other conversations, or of interviews, or of conferences, or of

other meetings; affidavits; statements; opinions; proposals; reports; studies; analyses; audits;

evaluations; contracts; agreements; journals; statistical records; ledgers; books of account;

bookkeeping entries; financial statements; tax returns; vouchers; checks; check stubs; invoices;

receipts; desk calendars; appointment books; diaries; lists; tabulations; summaries; sound

recordings; computer printouts; data processing input and output; microfilms; all records kept by

electronic, photographic, or mechanical means; and things similar to any of the foregoing,

however denominated. When one or more of the following documents is requested or referred to,

PM03/225370.I

Page 168: SUSAN M. SHANAMAN 5 ATTORNEY AT LAW K J 212 North …f. stephenson matthes jon r. mooney sharon r paxton chad f. phipps pamela c. polacek jonathan k rudd bruce r spicer carol a. steinour

the request or reference shall include, but is not limited to, the original and each and every copy

and draft thereof having writings, notations, corrections, or markings unique to such copy or

draft.

F. "Oral communication" means any and ail non-written forms of expression or

communication, whether face-to-face or by telephone, in a conference or otherwise.

G. "Identify" or "identification", when used in reference to a document, means to:

1. state the type of document (e.g.. letter, log, report, etc.);

2. state its date;

3. state its title, heading or other designation and any other information (e.g., index or file number) which would facilitate the identification thereof;

4. identify the person(s) who prepared and/or signed the document;

5. identify the persons (or if widely distributed, the organization or classes of persons) to whom it was sent;

6. identify the last known location of the document and of each copy thereof having notations or markings unique to such copy;

7. if the document was, but no longer is, in your possession or subject to your control, identify its last know custodian, describe the circumstances under which it passed from your control to that person, and identify each person having knowledge of such circumstances;

8. describe its general subject matter and contents; and

9. if the document exceeds one page in length, or is contained in a series of documents or a larger portion, identify the specific document by appropriate identifying name or symbol, the number of the particular page or pages (or other descriptive aid), and of the line or lines thereof upon which the infonnation referred to in the Discovery Request or your response appears.

H. "Identify" or "identification", when used in reference to a natural person, means to

provide the following information;

PHOW225370.1 A

Page 169: SUSAN M. SHANAMAN 5 ATTORNEY AT LAW K J 212 North …f. stephenson matthes jon r. mooney sharon r paxton chad f. phipps pamela c. polacek jonathan k rudd bruce r spicer carol a. steinour

1. his or her full name;

2. his or her business affiliation(s), position(s). title(s), and job description(s) during the period delineated in the Discovery Request (and the dates during which each affiliation, position, title, and job description applied to him or her);

3. his or her present or last known business address (and the date of that last knowledge); and

4. his or her present or last known residence address (and the date of that last

knowledge).

I . "Identify" or "identification", when used in reference to an oral communication or

statement, means to:

1. state the date of the oral communication or statement;

2. state the place where it occurred;

3. identify the persons(s) making and listening to the oral communication or statement;

4. identify all other persons present at the time it was made;

5. if by telephone, identify the persons participating in the conversation and where each was located at the time of the call; and

6. describe the substance of the oral communication or statement.

J. "Date" means the exact day, month, and year if ascertainable, or, if not, the best

approximation thereof or best approximation in relation to other events.

K- "Describe" means to set forth fully and clearly every relevant fact and/or event,

including particulars of time, place and manner.

L. "Set forth the factual basis" for a particular assumption means: (a) describe in

detail the facts underlying the assumption; (b) identify each and every document which

PMO3/225370.I

Page 170: SUSAN M. SHANAMAN 5 ATTORNEY AT LAW K J 212 North …f. stephenson matthes jon r. mooney sharon r paxton chad f. phipps pamela c. polacek jonathan k rudd bruce r spicer carol a. steinour

constitutes, evidences, refers, or relates in any way to the assumption; (c) identify each and every

person whom OCA knows or believes to have knowledge or information concerning the

assumption; and (d) describe in derail the nature of each such person's knowledge or information.

M Where the context so requires:

1. the terms "and" and "or" mean "and/or";

2. the plural of a word includes the singular, and the singular includes the plural;

3. the past tense of verb includes the present, and the present tense includes the past;

4. the masculine gender includes feminine and neuter genders, and the neuter

gender include the masculine and feminine.

O. All other words are to be given their ordinary and usual meanings, according to a

current edition of Webster's Dictionary,

PH03/22S370.1

Page 171: SUSAN M. SHANAMAN 5 ATTORNEY AT LAW K J 212 North …f. stephenson matthes jon r. mooney sharon r paxton chad f. phipps pamela c. polacek jonathan k rudd bruce r spicer carol a. steinour

PECO Energy Company Docket No. R-00973953

Interrogatories for the United States Department of the Navy Set II

For Witness: Nicholas Phillips, Jr.

1. Re: Phillips Testimony, p. 22: Please explain in detail how "the allocations necessary to spread [ancillary services, system losses and imbalances] costs among load profiled customers" could "spill over to affect the bills of hourly metered customers for whom such allocations are not necessary."

2. Re: Phillips Testimony, p. 22: Please explain in detail how ancillary services, system losses and imbalances would be provided differently to hourly customers than to load profiled customers.

DOCKETED JUL Ql

DOCUMEN FOLDER

92198

Page 172: SUSAN M. SHANAMAN 5 ATTORNEY AT LAW K J 212 North …f. stephenson matthes jon r. mooney sharon r paxton chad f. phipps pamela c. polacek jonathan k rudd bruce r spicer carol a. steinour

Certificate of Service

I hereby certify that I have this day served the foregoing document on the following in the matter of Pennsylvania Public Utility Commission v, PECO Energy Company Pa. PUC Docket No. R-00973953.

Kenneth L. Mickens. Esquire Pennsylvania Public Utility Commission Office of Trial Staff P.O. Box 3265 Harrisburg, PA 17105-3265

Derrick Williamson, Esquire David Kleppinger, Esquire McNees, Wallace & Nurick 100 Pine Street Harrisburg, PA 17108-1166 (Counsel for PAIEUG)

Christopher B. Craig, Esquire Democratic Committee on Appropriations Room 545, Main Capitol Building Harrisburg, PA 17120 (Counsel for The Honorable Vincent J. Fumo)

Daniel Clearfield, Esquire Alan Kohler, Esquire Wolf, Block, Schorr and Solis-Cohen 305 N. Front Street; Suite 401 Harrisburg, PA 17101 (Counsel for Enron)

Paul Russell, Esquire Pennsylvania Power & Light Company Two North Ninth Street Allentown, PA 18101 (Counsel for PP&L)

Roger Clark, Esquire NESIP 905 Denston Drive Ambler, PA 19002-3901

Craig A. Doll, Esquire 214 State Street Harrisburg, PA 17101 (Counsel for Delmarva Power & Light)

Tanya McCloskey, Esquire Steven K. Steinmetz, Esquire Assistant Consumer Advocate Office of Consumer Advocate 1425 Strawberry Square Harrisburg, PA 17120

Karen Oill Moury, Esquire Assistant Small Business Advocate Suite 1102, Commerce Building 300 N. 2 n d Street Harrisburg, PA 17101

Steven P. Hershey, Esquire Community Legal Services, Inc. 1424 Chestnut Street Philadelphia, PA 19102 (Counsel for CEPA, TAG, Action Alliance of Sr. Citizens & John Long, Jr.)

Donald A. Kaplan, Esquire Preston, Gates, et al. Suite 500 1735 New York Avenue, NW Washington, DC 20006-4759 (Counsel for PP&L)

Alan J. Barak, Esquire Penn Energy Project 1417 Blue Mountain Parkway Harrisburg, PA 17112 (Attorney for Environmentalists)

Linda C. Smith, Esquire Dilworth, Paxson, Kalish & Kauffman 305 North Front Street, Suite 403 Harrisburg, PA 17101 (Counsel for AARP)

Randall V. Griffin, Esquire Delmarva Power & Light Company 800 King Street Wilmington, DE 19899 (Counsel for Delmarva Power & Light)

Walter W. Cohen, Esquire Andrew J. Giorgione, Esquire Obermayer Rebmann Maxwell & Hippel LLP 204 State Street Harrisburg, PA 17101 (Counsel for IPL) 86390

Michael G. Banta, Esquire Indianapolis Power & Light Company One Monument Circle P.O. Box 1595 Indianapolis, IN 46206-1595

Page 173: SUSAN M. SHANAMAN 5 ATTORNEY AT LAW K J 212 North …f. stephenson matthes jon r. mooney sharon r paxton chad f. phipps pamela c. polacek jonathan k rudd bruce r spicer carol a. steinour

Audrey Van Dyke, Associate Counsel Naval Facilities Engineering Command Washington Navy Yard, Building 218, Room 200 901 M Street, S.E. Washington, DC 20374-5018 (Counsel for Dept. of Navy)

Bruce A. Connell, Esquire DuPont Power Marketing, Inc. Legal Department 600 N. Dairy Ashford, ML-1034 Houston, TX 77079

Joel D. Newton, Esquire Verner Liipfert Bernhard McPherson & Hand 901 - 15* Street, NW Washington, DC 20005-2301 (Counsel for Allegheny Power)

Gordon J. Smith, Esquire John & Hengerer 1200 17 I h Street, NW - Suite 600 Washington, DC 20036-3006 (Duke Energy Trading and Marketing))

Joseph A. Dworetzky, Esquire John P. Lavelle, Jr., Esquire Hangley Aronchick Segal & Pudlin One Logan Square - 12 t h Floor Philadelphia, PA 19102 (Counsel for New Energy Ventures)

Janet Miller, Esquire Wil l iam T. Hawke, Esquire/Todd S. Stewart, Esq. Malatesta Hawke & McKeon 100 N. Tenth Street Harnsburg, PA 17105 (Counsel for Mid-Atlantic Power Supply Association)

John L. Munsch, Esquire Allegheny Power 800 Cabin Hill Drive Greensburg, PA 15601-1689 (Counsel for Allegheny Power)

Terence Fitzpatrick, Esquire David Desalle, Esquire Ryan, Russell, Ogden & Seltzer 800 North Third Street, Suite 101 Harrisburg, PA 17102 (Counsel for GPU)

Joseph J. Malatesta, Jr., Esquire Lillian Smith Harris, Esquire Malatesta Hawke & McKeon LLP Harrisburg Energy Center 100 North Tenth Street - P.O. Box 1778 Harrisburg, PA 17105 (Municipal Group)

Usher Fogel, Esquire Roland, Fogel, Koblenz & Carrr, LLP 1 Columbia Place Albany, NY 12207 (Counsel for Pennsylvania Petroleum Association)

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Paul R. Bonney Ward L. Smith Assistant General Counsel PECO Energy Company 2301 Market Street, S23-1 Philadelphia, PA 19103 (215) 841-4252 (215) 841-6863

Dated: June 25, 1997

Page 174: SUSAN M. SHANAMAN 5 ATTORNEY AT LAW K J 212 North …f. stephenson matthes jon r. mooney sharon r paxton chad f. phipps pamela c. polacek jonathan k rudd bruce r spicer carol a. steinour

I

DOUGLAS F. JOHN EDWARD W. HENGERER KEVIN M. SWEENEY KIM M. CLARK GORDON J. SMITH SHELBY L. PROVENCHER

Via Overnight Mail

JOHN & HENGERER A LAW PARTNERSHIP

1200 17TH STREET, N.W. SUITE 600

WASHINGTON, D.C. 20036-3006

'1 n T / -

June 25, 1997

RECEIVED

Office of Prothonotary Pennsylvania Public Utility Commission P.O. Box 3265 Harrisburg, PA 17105-3265

.IMM 2.S 1997

PA PUBLIC UTjIiiTY COMMISSION PROTHONOTARY'S OFFICE

TELEPHONE 202/429-8809

TELECOPIER 202/429-8805

RE: Petition for Approval of Restructuring Plan (Docket No. R-00973953)

Dear Sirs:

I've included for filing an original, 5 copies and 2 diskette copies ofthe Petition for Leave to Intervene and Participate of Electric Clearinghouse, Inc. in the above-referenced docket. Please return two stamped copies in the attached envelope for our records.

Thank you for your attention to this matter.

Sincerely,

Gordon Smith

Counsel For Electric Clearinghouse, Inc.

F;\word\76\p]cadiiig\mi\pa-pcco.]l

Page 175: SUSAN M. SHANAMAN 5 ATTORNEY AT LAW K J 212 North …f. stephenson matthes jon r. mooney sharon r paxton chad f. phipps pamela c. polacek jonathan k rudd bruce r spicer carol a. steinour

PLEASE FOLD THIS SHIPPING DOCUMENT IN HALF AND PLACE IT IN A WAYBILL POUCH AFFIXED TO YOUR SHIPMENT SO THAT THE BAR-CODE PORTION OF THE LABEL CAN BE READ AND SCANNED. "'WARNING: USE ONLY THE PRINTED ORIGINAL LABEL FOR SHIPPING. USING A PHOTOCOPY OF THIS LABEL FOR SHIPPING PURPOSES IS FRAUDULENT AND COULD RESULT IN ADDITIONAL BILLING CHARGES, ALONG WITH THE CANCELLATION OF YOUR FEDEX ACCOUNT NUMBER.

FROM: Joelle Ogg (202)429-8800 John & Hengerer 1200 17th Street, N.W. Suite 600 Washington, dc 200363006

SHIPPER'S FEDEX ACCOUNT NUMBER

TO: Office of the Prothontary (717 787-1013 PA Public Utility Commission Commwealth & North Street North Office Building, RM B-20 Harrisburg, PA 17105-3625

FedUx Federal Express

SHIP DATE: 25JUN97 MAN-WGT: 3 LBS

REF: 305

DELIVERY ADDRESS BARCODE (FEDBX-EDR)

CAD It 1322604 PRIORITY OVERNIGHT

TRK # 037 8071 153

17105-PA-US DROP OFF

PAK

MDT

THU AA

6 MDT

Page 176: SUSAN M. SHANAMAN 5 ATTORNEY AT LAW K J 212 North …f. stephenson matthes jon r. mooney sharon r paxton chad f. phipps pamela c. polacek jonathan k rudd bruce r spicer carol a. steinour

RECEIVED* ORIGINAL .MIN 25 1997

PA PUBLIC PROTHC

Application of PECO Energy Company for Approval of its Restructuring Plan

BEFORE THE *ftA PUBLIC UTILITY COMMISSION

Docket No. R-00973953

PETITION FOR LEAVE TO INTERVENE AND PARTICIPATE OF ELECTRIC CLEARINGHOUSE, INC.

This Petition for Leave to Intervene and Participate in the above-referenced proceeding

is filed by Electric Clearinghouse, Inc. (ECI) pursuant to the Public Utility Commission's

(Commission) Rules of Procedure and Practice, 52 Pa. Code § 5.71, et. seg., and Prehearing

Order No. 1. ECI requests that this Motion be granted for the reasons set forth below:'

I .

Communications and correspondence concerning this Motion should be directed to:

Gordon J. Smith, Esq. JOHN & HENGERER 1200 IT* Street, N.W. Suite 600 Washington, D.C. 20036-3006 Telephone: (202)429-8814 Facsimile: (202) 429-8805

David L. Cruthirds ELECTRIC CLEARINGHOUSE, INC. 1000 Louisiana Suite 5800 Houston, TX 77002-5050 Telephone: (713) 507-3761

II. ECI is headquartered in Houston, Texas and is a subsidiary of NGC Corporation,

which has subidiaries involved in the gathering, processing and marketing of natural gas,

natural gas liquids and crude oil. ECI is a marketer for electric power and provides value-

added services for utility and non-utility generators. ECI also offers various risk management

services to its customers, including options, swaps and other financial derivatives. ECI

expects to contract for transmission service in connection with its business as a marketer, or

buy from or sell to others that are receiving transmission service. ECI intends to serve

customers on PECO Energy Company's (PECO) distribqtioirsystem land-has significant

J ^ k( /C-B-*., U U b UnLiM T JUL 07 ,997 r i

Page 177: SUSAN M. SHANAMAN 5 ATTORNEY AT LAW K J 212 North …f. stephenson matthes jon r. mooney sharon r paxton chad f. phipps pamela c. polacek jonathan k rudd bruce r spicer carol a. steinour

ft

interest in the Pennsylvania electricity market in general.

I I I .

On January 24, 1997, the Commission issued an order directing PECO to file its

restructuring plan. On April 1, 1997, PECO filed its restructuring plan.

IV.

As a potential marketer of electricity to customers presently served in PECO's service

territory, ECI will be directly and specifically affected by the outcome of this proceeding.

ECI's interests in this proceeding cannot be adequately represented or protected by any other

party hereto. Moreover, as a power marketer, ECI likely can contribute to the development of

a complete record in this case as well as settlement discussions. Under the circumstances, ECI

submits that good cause exists to grant it leave to intervene and participate herein.

At this early stage in the proceeding, ECI does not have any testimony. ECI wishes,

however, to be considered an active party and reserves its right to participate in the hearings

and file briefs as the Commission may subsequently allow, as well as in any settlement

discussions.

Page 178: SUSAN M. SHANAMAN 5 ATTORNEY AT LAW K J 212 North …f. stephenson matthes jon r. mooney sharon r paxton chad f. phipps pamela c. polacek jonathan k rudd bruce r spicer carol a. steinour

V.

WHEREFORE, ECI requests that the Commission grant this Motion and that ECI be

made a party to this proceeding for all purposes.

Respectfully submitted,

Or/. Tordon j . Smith, Esq.

JOHN & HENGERER 1200 17th Street, N.W. Suite 600 Washington, D.C. 20036

Counsel for Electric Clearinghouse, Inc.

I hereby certify that I have this day served a true copy of the foregoing document upon each person designated on the official service list in this proceeding.

Dated at Washington D.C: June 25, 1997

F:\WORD\76\PLEADING\mi\PA-peco.MLI

Page 179: SUSAN M. SHANAMAN 5 ATTORNEY AT LAW K J 212 North …f. stephenson matthes jon r. mooney sharon r paxton chad f. phipps pamela c. polacek jonathan k rudd bruce r spicer carol a. steinour

M BRUCE b . BAGLEY

ALAN R, BOYNTON. JR. ERIC L GROSSMAN

R O B E R T h i CHERRY

LOLHS A. D E J O E

DAVID B. DISNEY

MICHAEL A. D O C T R O W

E L I Z A B E T H A. D O U G H E R T Y

H A R V E Y FREEDENBERG

J A M E S L. FRITZ

W. J E F F R Y J A M O U N E A U

MICHAEL G. J A R M A N

DONALEj B. K A U F M A N

STEPHEN R. KERN

DAVID M. KLEPPINGER

BERNARD A. L A B U S K E S . J U .

D E L A N O M. L A N T Z

C N E E S , W A L L A C E & NURICK ATTORNEYS AT LAW

D A V D E- LEt-t- lAN

F R A N K U N A. MILES. JR.

ROBERT A . MILLS

S T E P H E N A. M O O R E

J O H N S. OYLER

G A R Y A . RITTER

DANA S T E V E N S S C A D U T O

RICHARD W. S T E V E N S O N

DIANE M. T O K A R S K Y

CATHERINE E. WALTERS

DAVID M. W A T T S , JR .

S T E V E N J . WEINGARTEN

NEAL S. W E S T

NORMAN I. WHITE

L A W R E N C E R. WIEDER

WILL IAM M. YOUNG. JR .

IOO PINE STREET P. O. BOX 1166

HARRISBURG. PA I7 IOS- I166 TELEPHONE 1717) 232-8000 FAX 1717) 237-5300

1200 G STREET N.W, SUITE SOO

WASHINGTON. D.C. a o o o s TELEPHONE (2021 434-8991 FAX 12021434-8707

h t tp : / /www.mwn.com

OF COUNSEL ROBERT H. GRISWOLD FRANCIS B. HAAS. JR. RICHARD R. LEFEVER

SAMUEL A. SCHRECKENGAUST. JR.

Writer's Direct Dial: (717) 237-5368

E-Mail: [email protected]

June 25, 1997

JENNIFER L. BAKER

J E F F R E Y F. CHAMPAGNE

J A M E S P. DEANGELO

J A M E S P. D O U G H E R T Y

KATHLEEN A. DUNST

DEBRA P. F O U R L A S

HELEN L. GEMMILL

ROBERT J . G O D U T O

S C O T T A. G O U L D

R A N D O L P H B. HOUSTON. JR .

BRIAN F. J A C K S O N

BRIAN E. KAMOIE

MICHAEL R. K E L L E Y

PETER F. KRIETE

J A M E S W. K U T Z

LOUISE HUTCHINSON M A R A

F. S T E P H E N S O N MATTHES

J O N R. M O O N E Y

S H A R O N R. P A X T O N

C H A D F. PHIPPS

PAMELA C. P O L A C E K

J O N A T H A N K RUDD

BRUCE R. SPICER

C A R O L A. STEINOUR

S U S A N V. S T E W A R T

ROBERT F. T E P U T Z

ROBERT A . W E I S H A A R JR,

DERRICK P. WILL IAMSON

J O H N A. WITHEROW. JR .

KATHLEEN A. W O L O W S K I

SAMUEL S. YUN

LM

James J. McNulty, Prothonotary Pennsylvania Public Utility Commission Room B-20, North Office Building Harrisburg, PA 17120

VIA HAND DELIVERY

Re: Pennsylvania Public Utility Commission v. PECO Energy Company; Docket No. R-00973953

Dear Prothonotary McNulty:

Enclosed for filing please find the original and three (3) copies of the Petition of Pennsylvania Retailers' Association to Intervene in the above-referenced proceeding. As evidenced by the attached Certificate of Service, all parties to this proceeding are being duly served. Please date stamp the extra copy of this transmittal letter and kindly return it for our filing purposes.

Respectfully submitted,

McNE^Sr^WALLACE ^ y R I C K

By tobert

Counsel to the Pennsylvania Retailers' Association

RAM/clc Enclosures c: Honorable Charles E. Rainey Jr.

Honorable Marlane R. Chestnut Certificate of Service ' U W U

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Page 180: SUSAN M. SHANAMAN 5 ATTORNEY AT LAW K J 212 North …f. stephenson matthes jon r. mooney sharon r paxton chad f. phipps pamela c. polacek jonathan k rudd bruce r spicer carol a. steinour

BEFORE THE PENNSYLVANIA PUBLIC UTILITY COMMISSION

3 PENNSYLVANIA PUBLIC UTILITY COMMISSION

v.

PECO ENERGY COMPANY

mm Docket No. R-00973953

PETITION TO INTERVENE OUT OF TIME OF THE PENNSYLVANIA RETAILERS' ASSOCIATION

TO THE HONORABLE, THE PENNSYLVANIA PUBLIC UTILITY COMMISSION:

Pursuant to the provisions of 52 Pa. Code §§ 5.71-5.74 and 52 Pa. Code § 5.61, the

Pennsylvania Retailers' Association ("PRA") files this Petition to Intervene out of time in

response to the Restructuring Plan filed by the PECO Electric Company ("PECO") pursuant

to Section 2806(d) of the Electricity Generation Competition and Customer Choice Act, 66

Pa.C.S. § 2801, et sea ("Chapter 28" or "Act"). In support thereof, PRA states as follows:

1. Petitioner is the PRA. PRA is a statewide trade association established in

1932 representing retailers throughout the Commonwealth of Pennsylvania. PRA represents

both small, independently owned retail stores and large retail chains. PRA's membership

accounts for over 1500 store locations within the Commonwealth of Pennsylvania. PRA

represents the interests of its members before the Pennsylvania General Assemblg the

Governor's Office and various administrative agencies.

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2. The name and address of PRA's attorney is:

Robert A. Mills McNEES, WALLACE & NURICK 100 Pine Street P.O. Box 1166 Harrisburg, PA 17108-1166 (717) 237-5216

All correspondence in this proceeding from the Commission should be directed to the

attention of Brian A. Rider, President of PRA at the following address:

Brian A. Rider, President Pennsylvania Retailers' Association 224 Pine Street Harrisburg, PA 17101-1325 (717) 233-7976

3. The respondent utility is:

PECO Energy Company 2301 Market Street P.O. Box 8699 Philadelphia, PA 19101-8699

4. On April 1, 1997, PECO filed with the Commission the "Application of PECO

Energy Company for Approval of its Restructuring Plan Under Section 2806 of the Public

Utility Code" ("Application" or "Restructuring Plan").

5. Through its Application, PECO requests, inter alia: (1) the recovery from

ratepayers of 100% of $6,805 billion in claimed transition or stranded costs; (2) the approval

and imposition of unbundled rates, which include a Competitive Transition Charge ("CTC")

designed to recover 100% of claimed stranded and transition costs from retail customers; (3)

- 2 -

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the implementation of procedures to ensure direct access; (4) the implementation of a

consumer education program; and (5) the implementation of an initial plan to meet universal

service and energy conservation obligations.

6. In support of its Application, and the relief requested therein, PECO has filed

and served supporting testimony that purports to validate its claim for $6,805 billion in

transition and stranded costs as well as the reasonableness of allowing PECO to recover

100% of these claimed costs from ratepayers. Further, PECO avers that its unbundling and

stranded cost recovery proposals are rate cap compliant (with Section 2804(4) of the Act) and

that the balance of its plan is otherwise compliant with pertinent provisions of Chapter 28.

7. PRA is concerned with a myriad of issues arising from PECO's Application.

PRA reserves the right to raise and address various issues during the course of this

proceeding; however, issues of immediate and primary concern to PRA include:

• Transition or Stranded Costs: PRA questions the reasonableness of PECO's transition and stranded cost claim and the methodologies and assumptions utilized to estimate that claim. Moreover, PRA believes that PECO's request for relief violates the Act insofar as it seeks a disproportionate recovery of claimed transition and stranded costs from retail customers. Only a just and reasonable level of quantified stranded or transition costs may be recovered from ratepayers.

• Mitigation: PRA questions whether PECO has effectively mitigated stranded costs, and provided a plan for mitigation in the future, in order to reasonably reduce the cost to be recovered through its CTC.

• Unbundling/Allocation: PRA questions whether PECO's proposed unbundling comports with the requirements of the Act and specifically the rate cap and the prohibitions against inter- and intra-class cost shifting.

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• Phase-In: PRA seeks to assure that phase-in implementation does not cause any of its members to incur competitive disadvantages due to one customer participating in the phase-in who competes directly with a customer who is prevented from participating.

8. PRA realizes that substantial events have already occurred in this proceeding.

PRA accepts any schedules or rulings made to this point by the Administrative Law Judge.

Furthermore, PRA asserts that its participation in this proceeding will not burden the other

parties of the record.

WHEREFORE, the Pennsylvania Retailers' Association respectfully requests that the

Commission grant this Petition to Intervene with full party status.

Respectfully submitted,

McNEES, WALLACE & NURICK

Robert A. Mills 100 Pine Street P.O. Box 1166 Harrisburg, PA 17108-1166 (717) 237-5216

Counsel to the Pennsylvania Retailers' Association Dated: June 25, 1997

-4-

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AFFIDAVIT

COMMONWEALTH OF PENNSYLVANIA ) ) ss:

COUNTY OF DAUPHIN )

Brian A. Rider, being duly swom according to law, deposes and says that he is

President of the Pennsylvania Retailers' Association, that in this capacity he is authorized to

and does make this affidavit for them, and that the facts set forth in the foregoing Petition to

Intervene are true and correct to the best of his knowledge, infonnation, and belief.

Brian A. Rider

SWORN TO and subscribed

before me this l^fgAday

of C U o - . g ^ • 1997.

Notary Public

(SEAL) NOTARIAL SEAL MARLENEA. RHINE, Notary Public Harrisburg, PA Dauphin County

My Commission Expires July 28,1999

Page 185: SUSAN M. SHANAMAN 5 ATTORNEY AT LAW K J 212 North …f. stephenson matthes jon r. mooney sharon r paxton chad f. phipps pamela c. polacek jonathan k rudd bruce r spicer carol a. steinour

CERTIFICATE OF SERVICE

I hereby certify that I am this day serving a true copy of the foregoing Petition to

Intervene of the Pennsylvania Retailers' Association upon the participants listed below in

accordance with the requirements of 52 Pa. Code § 1.54 (relating to service by a

participant).

VIA FIRST CLASS MAIL:

Tanya J. McCloskey, Esq. Steven K. Steinmetz, Esq. Office of Consumer Advocate 1425 Strawberry Square Harrisburg, PA 17120

Karen Oill Moury, Esq. Office of Small Business Advocate Suite 1102, Commerce Building 300 North Second Street Harrisburg, PA 17101

Daniel Clearfield, Esq. Alan C. Kohler, Esq. Wolf, Block, Schorr and Solis-Cohen 305 North Front Street, Suite 401 Harrisburg, PA 17101

Christopher B. Craig, Esq. Office of Senator Vincent J. Fumo Room 545, Main Capitol Building Harrisburg, PA 17120

Alan J. Barak, Esq. 1417 Blue Mountain Parkway Harrisburg, PA 17112

Craig A. Doll, Esq. 214 State Street Harrisburg, PA 17101

Linda C. Smith, Esq. Dilworth, Paxson, Kalish & Kauffman 305 North Front Street, Suite 403 Harrisburg, PA 17101

Terrance J. Fitzpatrick, Esq. David M. DeSalle, Esq. Ryan, Russell, Ogden & Seltzer 800 North Third Street, Suite 101 Harrisburg, PA 17102

Janet Miller, Esq. Malatesta, Hawke & McKeon 100 North Tenth Street P.O. Box 1778 Harrisburg, PA 17105-1778

Walter W. Cohen, Esq. Andrew J. Giorgione, Esq. Obermayer, Rebmann, Maxwell & Hippel 204 State Street Harrisburg, PA 17101

Kenneth L. Mickens, Esq. Office of Trial Staff PA Public Utility Commission Pitnick Building, Third Floor 901 North 7th Street, Rear P.O. Box 3265 Harrisburg, PA 17105-3265

Page 186: SUSAN M. SHANAMAN 5 ATTORNEY AT LAW K J 212 North …f. stephenson matthes jon r. mooney sharon r paxton chad f. phipps pamela c. polacek jonathan k rudd bruce r spicer carol a. steinour

CERTIFICATE OF SERVICE Page 2

Joseph J. Malatesta, Jr., Esq. Lillian Smith Harris, Esq. Malatesta, Hawke & McKeon 100 North Tenth Street P.O. Box 1778 Harrisburg, PA 17105-1778

Susan Shanaman, Esq. Center for Energy and Econ. Dev. 212 North Third Street, Suite 203 Harrisburg, PA 17101-1505

Paul R. Bonney, Esq. Ward L. Smith, Esq. PECO Energy Company 2301 Market Street Philadelphia, PA 19103

Randall V. Griffin, Esq. Delmarva Power & Light Company 800 King Street Wilmington, DE 19899

Steven P. Hershey, Esq. Community Legal Services, Inc. 1424 Chestnut Street Philadelphia, PA 19102

Paul E. Russell, Esq. Pennsylvania Power & Light Company Two North Ninth Street Allentown, PA 18101

Donald A. Kaplan, Esq. Preston, Gates, et al. Suite 500 1735 New York Avenue, NW Washington, DC 20006-4759

Roger Clark, Esq. Environmentalists NESIP 905 Denston Drive Ambler, PA 19002-3901

Mr. David Boonin New Energy Ventures - Mid Atlantic 1845 Walnut Street, Suite 2525 Philadelphia, PA 19103

Bruce A. Connell, Esq. DuPont Power Marketing, Inc. Legal Department 600 North Dairy Ashford, ML-1034 Houston, TX 77079

Mr. Brian Kalcic Excel Consulting Suite 720-T 225 South Meramec Avenue St. Louis, MO 63105

Michael L. Kessler Vice President and General Counsel American Energy Solutions, Inc. I l l South Alfred Street Alexandria, VA 22314

Joel D. Newton, Esq. Vemer, Liipfert, Bemhard,

McPherson & Hand 901 - 15th Street, NW Washington, DC 20005-2301

Michael G. Banta, Esq. Indianapolis Power & Light Company One Monument Circle P.O. Box 1595 Indianapolis, IN 46206-1595

Page 187: SUSAN M. SHANAMAN 5 ATTORNEY AT LAW K J 212 North …f. stephenson matthes jon r. mooney sharon r paxton chad f. phipps pamela c. polacek jonathan k rudd bruce r spicer carol a. steinour

CERTIFICATE OF SERVICE Page 3

John L. Munsch, Esq. Allegheny Power 800 Cabin Hill Drive Greensburg, PA 15601-1689

Mr. Sam DeFrawi Director, Navy Rate Intervention Washington Navy Yard, Building 212 Code OORI 901 M Street, SE Washington, DC 20374-5018

Audrey Van Dyke, Esq. Naval Facilities Engineering Command Washington Navy Yard, Building 218 Room 200 901 M Street, SE Washington, DC 20374-5018

Joseph A. Dworetzky, Esq. John P. Lavelle, Jr., Esq. Hangley, Aronchick, Segal & Pudlin One Logan Square, Twelfth Floor Philadelphia, PA 19103

Gary A. Jeffries, Esq. CNG Energy Services Corporation One Park Ridge Center P.O. Box 15746 Pittsburgh, PA 15244-0746

Mr. Lance S. Haver 6048 Ogontz Avenue Philadelphia, PA 19141

Usher Fogel, Esq. Roland, Fogel, Koblenz & Carr, LLP 1 Columbia Place Albany,1 NY'12207

Paul L. Ziegler, Esq. Ziegler & Zimmerman, PC 355 North 21st Street, Suite 304 P.O. Box 1080 Camp Hill, PA 17011

Gordon Smith, Esq. John & Hengerer 1200 17th Street, NW, Suite 600 Washington, DC 20036-3§&6

VIA HAND DELIVERY

Derrick P. Williamson, Esquire McNees, Wallace & Nurick 100 Pine Street P.O. Box 1166 Harrisburg, PA 17108-1166

)bert A. Mills, Esquire

Dated this 25th day of June, 1997, in Harrisburg, Pennsylvania.

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Page 188: SUSAN M. SHANAMAN 5 ATTORNEY AT LAW K J 212 North …f. stephenson matthes jon r. mooney sharon r paxton chad f. phipps pamela c. polacek jonathan k rudd bruce r spicer carol a. steinour

James W, Durham Se/ww Vice Pivs idenl ar>a Goneral Cnunsel

Piiiil H. Bonnev cllen M. Cavanaugh Edward J. Cuilen. Jr. Toda D. Cuiier Vitna Waldron Gasion Gregory Gotazeski John C Halderman Mary McFall Hopper Siephen L. Hunioon Thomas G. Jackson J. Lindsav Johnston Conrad 0. Kanner Steohanie Whiilon Lewis Jeffrev J. Norton Mark B. Peabodv Roslyn G. Pollack Chrisiine A. Reuiher Wendy Schermer Susan E. Sciamanna Jenny R Shulbank Ward L Smith Diiwn Getty Sutphin Noei H. Trask

Assistant General Counsel

PECO ENERGY

DOCKETED JUL 11

DOCUMENT FOLDER

Legal Department

PECO Energy Company 2301 Market Street PO Box 8699 Philadelphia, PA 19101-8699 215 841 5544 Fax 215 568 3389

Direct Dial: 215 841 4252

June 25, 1997

Bv Fax and First Class Mail

Alan J. Barak, Esquire Penn Energy Project 1417 Blue Mountain Parkway Harrisburg, PA 17112

Re: Application of PECO Energy Company for Approval Plan under Section 2806 of the Public Utility Code Docket No. R-00973953

CD CD CO

of its RestrucEIring v O

Dear Alan:

Enclosed are two copies of PECO Energy Company's Interrogatories to Environmentalists, Set III, numbered 1 through 8.

Sincerely,

Paul Bonney Ward L. Smith

PRB/mtg

Enclosures

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cc: Certificate of Service (w/enclosure) James McNulty, Acting Prothonotary (Certificate of Service Only)

90683V03

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INSTRUCTIONS

A. In answering these Interrogatories and Document Requests (collectively, the

"Discovery Requests"), furnish all information available to you. including any such information in

possession of your attorneys or anyone acting on your behalf, and not merely such information

known of your own personal knowledge. If you cannot answer the Discovery Requests in full

after exercising due diligence to secure the information to do so, so state and answer to the extent

possible.

B. If the answer to any of the Discovery Requests is that you lack knowledge of some

or all of the requested information, describe all efforts made by you to obtain the information

necessary to answer that Discovery Request.

C. If any matter responsive to any of the Discovery Requests is withheld based on any

claim of privilege, describe generally the matter withheld, state the privilege being relied upon,

and identify all persons or entities who have or have had access to said matters. If you refuse to

describe and/or produce any document on the basis of a claim of privilege or protection from

discovery of any kind, with respect to each such document, set forth the following information:

(i) the date of the document;

(ii) its authors;

(iii) all recipients ofthe document;

(iv) the present location and custodian of the document; and

(v) the basis ofthe claim of privilege or protection from discovery.

In addition, if you refuse to produce information based on the ground that such

information is preliminary and/or still in draft form, set forth the following information:

MENT FOI DER

PH03/2253;0.1 1

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(i) the date the information was first created or recorded;

(ii) the last date on which the information was changed or altered in any

manner; and

(iii) the expected date that the information will be finalized.

D. Each lettered sub-pan of a numbered Discovery Request is to be considered a

separate Discovery Request for the purpose of Plaintiff s answers and objections. You must

object separately to each sub-parr and must answer any other sub-parts.

E. These Discovery Requests are to be deemed continuing in nature, and you shall

promptly supply, by way of supplemental response, any additional responsive information that

may become known to you or anyone acting on your behalf after your answers have been

prepared or served.

F. For all documents produced, identify by Bates number which document or

documents are responsive to each separate Discovery Request. If you respond by stating that the

requested documents already have been produced in response to prior discovery requests, identify

the responsive documents previously produced either by Bates number or by describing the

author(s), recipients(s), date of creation, and general description of the document. If you respond

by stating that the requested infonnation already has been produced in response to prior discovery

requests or as part ofyour testimony, identify by date, specific page number(s), and general

description the prior discovery responses or portions of testimony that are responsive.

DEFTNTTTONS

A. "You" refers to the company, agency, or organization to whom PECO has directed

PH03/22S370.I O

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these Discovery Requests, and any agent, agency, or affiliate thereof.

B. "PECO" refers to the PECO Energy Company and any agent, agency, or affiliate

thereof.

C. "Assumption" refers to any predictions, projections, assumptions, or other

estimates.

D. "Person" or "persons" means all individuals and entities, including natural persons,

representative persons, public or private corporations, companies, unincorporated associations,

partnerships, organizations, government entities or groups, plus any divisions, departments, or

units thereof

E. "Document" or "documents" means any written, printed, typed, recorded, or

graphic matter, whether produced or reproduced or stored on paper, cards, tapes, film, electronic

facsimile, computer storage devices or any other devices or media, including, but not limited to

papers; books; letter; photographs; objects; tangible things; correspondence; telegrams; cables;

telex messages; memoranda; notes; notations; records; work papers; transcripts; minutes; reports

and recordings of telephone or other conversations, or of interviews, or of conferences, or of

other meetings; affidavits; statements; opinions; proposals; reports; studies; analyses; audits;

evaluations; contracts; agreements; journals; statistical records; ledgers; books of account;

bookkeeping entries; financial statements; tax returns; vouchers; checks; check stubs; invoices;

receipts; desk calendars; appointment books; diaries; lists; tabulations; summaries; sound

recordings; computer printouts; data processing input and output; microfilms; all records kept by

electronic, photographic, or mechanical means; and things similar to any ofthe foregoing,

however denominated. When one or more of the following documents is requested or referred to,

PHC13/225370.1

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the request or reference shall include, but is not limited to, the original and each and every copy

and draft thereof having writings, notations, corrections, or markings unique to such copy or

draft.

F. "Oral communication" means any and all non-written forms of expression or

communication, whether face-to-face or by telephone, in a conference or otherwise.

G. "Identify" or "identification", when used in reference to a document, means to:

1. state the type of document (e.g.. letter, log, report, etc.);

2. state its date;

3. state its title, heading or other designation and any other information (e.g.. index or file number) which would facilitate the identification thereof;

4. identify the person(s) who prepared and/or signed the document;

5. identify the persons (or if widely distributed, the organization or classes of persons) to whom it was sent;

6. identify the last known location of the document and of each copy thereof having notations or markings unique to such copy;

7. if the document was, but no longer is, in your possession or subject to your control, identify its last know custodian, describe the circumstances under which it passed from your control to that person, and identify each person having knowledge of such circumstances;

8. describe its general subject matter and contents; and

9. if the document exceeds one page in length, or is contained in a series of documents or a larger portion, identify the specific document by appropriate identifying name or symboi, the number of the particular page or pages (or other descriptive aid), and of the line or lines thereof upon which the infonnation refened to in the Discovery Request or your response appears.

H. "Identify" or "identification", when used in reference to a natural person, means to

provide the following information:

PH03/225370.I A

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#

1. his or her full name;

2. his or her business affiliation(s), position(s), title(s), and job description(s) during the period delineated in the Discovery Request (and the dates during which each affiliation, position, title, and job description applied to him or her);

3. his or her present or last known business address (and the date of that last knowledge); and

4. his or her present or last known residence address (and the date of that last

knowledge).

I. "Identify" or "identification", when used in reference to an oral communication or

statement, means to:

1. state the date of the oral communication or statement;

2. state the place where it occurred;

3. identify the persons(s) making and listening to the oral communication or statement;

4. identify all other persons present at the time it was made;

5. if by telephone, identify the persons participating in the conversation and where each was located at the time of the call; and

6. describe the substance of the oral communication or statement.

J. "Date" means the exact day, month, and year if ascertainable, or, i f not, the best

approximation thereof or best approximation in relation to other events.

K. "Describe" means to set forth fiilly and clearly every relevant fact and/or event,

including particulars of time, place and manner.

L. "Set forth the factual basis" for a particular assumption means: (a) describe in

detail the facts underlying the assumption; (b) identify each and every document which

PHtJ3/22537Q.[

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constitutes, evidences, refers, or relates in any way to the assumption; (c) identify each and every

person whom OCA knows or believes to have knowledge or information concerning the

assumption; and (d) describe in detail the nature of each such person's knowledge or information.

M Where the context so requires:

1. the terms "and" and "or" mean "and/or";

2. the plural of a word includes the singular, and the singular includes the plural;

3. the past tense of verb includes the present, and the present tense includes the past;

4. the masculine gender includes feminine and neuter genders, and the neuter

gender include the masculine and feminine.

O. All other words are to be given their ordinary and usual meanings, according to a

current edition of Webster's Dictionary.

PH03fZ2S37a.\

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PECO Energy Company Docket No. R-00973953

Interrogatories for the Environmentalists Set III

For Witness: Bruce E. Biewald

DOCKETED DOCUMENT JUL oi

FOLDER 1. Re: Statement No. 3, p. 5: Please identify the provision(s) in the Competition Act

that vests the Commission with authority to "require all retail electricity suppliers selling in Pennsylvania to disclose their fuel mix and key air and other waste emissions to consumers in a standard and easy to comprehend label."

2. Please describe in detail the costs that would be required to implement Mr. Biewald's environmental tracking proposal.

3. Re: Statement No. 3, p. 5: How does Mr. Biewald propose that "[a] comprehensive program of consumer education on the environmental effects of electric production and use" be funded.

4. Re: Statement No. 3, p. 16: If the Independent System Operator ("ISO") is a FERC jurisdictional entity, how can the Commission order it to track environmental attributes?

5. Re: Statement No. 3, p. 16: If the ISO does not in fact run the energy market, how does Mr. Biewald propose that the ISO would obtain information on the environmental content of generation scheduled on the transmission system?

6. Re: Statement No. 3, p. 16: Please identify any presently available software capable of tracking environmental attributes and state the costs of acquiring and implementing such software.

7. Re: Statement No. 3, p. 16: Is it Mr. Biewald's belief that the environmental tracking obligations should equally apply to non-PJM Pennsylvania utilities?

8. Re: Statement No. 3, p. 16: Is it Mr. Biewald's belief that the environmental tracking obligations should equally apply to other suppliers or marketers regardless of whether their sources of energy are inside or outside PA? If so, please explain in detail how this would work and state the basis of the Commission's jurisdiction to order and monitor such parties' compliance with environmental tracking obligations.

92196

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Certificate of Service

I hereby certify that I have this day served the foregoing document on the following in the matter of Pennsylvania Public Utility Commission v. PECO Energy Company Pa. PUC Docket No. R-00973953.

Kenneth L. Mickens, Esquire Pennsylvania Public Utility Commission Office of Trial Staff P.O. Box 3265 Harrisburg, PA 17105-3265

Derrick Williamson, Esquire David Kleppinger, Esquire McNees, Wallace & Nurick 100 Pine Street Harrisburg, PA 17108-1166 (Counse/ for PAIEUG)

Christopher B. Craig, Esquire Democratic Committee on Appropriations Room 545, Main Capitol Building Harrisburg, PA 17120 (Counsel for The Honorable Vincent J. Fumo)

Daniel Clearfield, Esquire Alan Kohler, Esquire Wolf, Block, Schorr and Soiis-Cohen 305 N. Front Street; Suite 401 Harrisburg, PA 17101 (Counsel for Enron)

Paul Russell, Esquire Pennsylvania Power & Light Company Two North Ninth Street Allentown, PA 18101 (Counsel for PP&L)

Roger Clark, Esquire NESIP 905 Denston Drive Ambler, PA 19002-3901

Craig A. Doll, Esquire 214 State Street Harrisburg, PA 17101 (Counsel for Delmarva Power & Light)

Tanya McCloskey, Esquire Steven K. Steinmetz, Esquire Assistant Consumer Advocate Office of Consumer Advocate 1425 Strawberry Square Harrisburg, PA 17120

Karen Oill Moury, Esquire Assistant Small Business Advocate Suite 1102, Commerce Building 300 N. 2 n t l Street Harrisburg, PA 17101

Steven P. Hershey, Esquire Community Legal Services, Inc. 1424 Chestnut Street Philadelphia, PA 19102 (Counsel for CEPA, TAG, Action Alliance of Sr. Citizens & John Long, Jr.)

Donald A. Kaplan, Esquire Preston, Gates, et al. Suite 500 1735 New York Avenue, NW Washington, DC 20006-4759 (Counsel for PP&L)

Alan J. Barak, Esquire Penn Energy Project 1417 Blue Mountain Parkway Harrisburg, PA 17112 (Attorney for Environmentalists)

Linda C. Smith, Esquire Dilworth, Paxson, Kalish & Kauffman 305 North Front Street, Suite 403 Harrisburg, PA 17101 (Counsel for AARP)

Randall V. Griffin, Esquire Delmarva Power & Light Company 800 King Street Wilmington, DE 19899 (Counsel for Delmarva Power & Light)

Walter W. Cohen, Esquire Andrew J. Giorgione, Esquire Obermayer Rebmann Maxwell & Hippel LLP 204 State Street Harrisburg, PA 17101 (Counsel for IPL) 86890

Michael G. Banta, Esquire Indianapolis Power & Light Company One Monument Circle P.O. Box 1595 Indianapolis, IN 46206-1595

Page 197: SUSAN M. SHANAMAN 5 ATTORNEY AT LAW K J 212 North …f. stephenson matthes jon r. mooney sharon r paxton chad f. phipps pamela c. polacek jonathan k rudd bruce r spicer carol a. steinour

Audrey Van Dyke, Associate Counsel Naval Facilities Engineering Command Washington Navy Yard, Building 218, Room 200 901 M Street, S.E. Washington. DC 20374-5018 (Counsel for Dept. of Navy)

Bruce A. Connell, Esquire DuPont Power Marketing, Inc. Legal Department 600 N. Dairy Ashford, ML-1034 Houston, TX 77079

Joel D. Newton, Esquire Verner Liipfert Bernhard McPherson & Hand 901 - IS" 1 Street, NW Washington, DC 20005-2301 (Counsel for Allegheny Power)

Janet Miller, Esquire Wil l iam T. Hawke, Esquire/Todd S. Stewart, Esq. Malatesta Hawke & McKeon 100 N. Tenth Street Harrisburg, PA 17105 {Counsel for Mid-Atlantic Power Supply Association)

John L. Munsch, Esquire Allegheny Power 800 Cabin Hill Drive Greensburg, PA 15601-1689 (Counsel for Allegheny Power)

Terence Fitzpatrick, Esquire David Desalle, Esquire Ryan, Russell, Ogden & Seltzer 800 North Third Street, Suite 101 Harrisburg, PA 17102 {Counsel for GPU)

Gordon J. Smith, Esquire John & Hengerer 1200 17 l h Street, N W - S u i t e 6 0 0 Washington, DC 20036-3006 (Duke Energy Trading and Marketing))

Joseph A. Dworetzky, Esquire John P. Lavelle, Jr., Esquire Hangley Aronchick Segal & Pudlin One Logan Square - 12 t h Floor Philadelphia, PA 19102 (Counsel for New Energy Ventures)

Joseph J. Malatesta, Jr., Esquire Lillian Smith Harris, Esquire Malatesta Hawke & McKeon LLP Harrisburg Energy Center 100 North Tenth Street - P.O. Box 1778 Harrisburg, PA 17105 (Municipal Group)

Usher Fogel, Esquire Roland, Fogel, Koblenz & Carrr, LLP 1 Columbia Place Albany, NY 12207 {Counsel for Pennsylvania Petroleum Association)

f Paul R. Bonney Ward L. Smith Assistant General Counsel PECO Energy Company 2301 Market Street, S23-1 Philadelphia, PA 19103 (215) 841-4252 (215) 841-6863

Dated: June 25, 1997

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James W, Durham Senior Vice Presidflnt anO General Counsel

Paui R. Bonney Ellen M. Cavanaugh Edward J . Cullen. Jr. Totid D. Cutler Vilna Waldron Gasion Gregory Golazeski John C. Halderman Mary McFail Hopper Stephen L. Huntoon Thomas G. Jackson J. Lindsay Johnston Conrad 0 . Kattner Stephanie Whi t lon Lewis Jeffrey J . Norton Mark S. Peabody Roslyn G. Pollack Christine A. Reuther Wendy Schermer Susan E. Sciamanna Jenny R Shulbank Ward L. Smitn Dawn Gi i l ty Sutphin Noei H. Trask

Assisrani Guneral Counsel

PECO ENERGY

> SCI/MEN 7 BOLDER

By Fax and First Class Mail

Daniel Clearfield, Esq. Alan Kohler, Esq. Wolf, Block, Schorr and Solis-Cohen 305 N. Front Street, Suite 401 Harrisburg, PA 17101

Legal Depanmeni

PECO Energy Company 2301 Market Streei PO Box 8699 Philadelphia, PA 19101-8699 215 841 5544 Fax 215 568 3389

Direct Dial: 215 841 4252

KJR

June 25, 1997

CD CD

Re: Application of PECO Energy Company for Approval of its RestruMring Plan under Section 2806 ofthe Public Utility Code ^ Docket No. R-00973953 o

Dear Dan and Alan:

Enclosed are two copies of PECO Energy Company's Interrogatories to Enron Set V, numbered 1 through 23.

Sincerely,

Paul Bonney Ward L Smith

PRB/mtg

Enclosures

DOCKETED

(JT.

-n a

C O C O

cc: Certificate of Service (w/enclosure) James McNulty, Acting Prothonotary (Certificate of Service Only)

92006v04

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INSTRUCTIONS

A. In answering these Interrogatories and Document Requests (collectively, the

"Discoverv Requests"), furnish all information available to you, including any such information in

possession of your attorneys or anyone acting on your behalf, and not merely such information

known of your own personal knowledge. Tf you cannot answer the Discovery Requests in full

after exercising due diligence to secure the information to do so, so state and answer to the extent

possible.

B. If the answer to any of the Discovery Requests is that you lack knowledge of some

or all of the requested information, describe all efforts made by you to obtain the information

necessary to answer that Discovery Request.

C. If any matter responsive to any of the Discovery Requests is withheld based on any

claim of privilege, describe generally the matter withheld, state the privilege being relied upon,

and identify all persons or entities who have or have had access to said matters. If you refuse to

describe and/or produce any document on the basis of a claim of privilege or protection from

discovery of any kind, with respect to each such document, set forth the following information:

(i) the date of the document;

(ii) its authors;

(iii) all recipients of the document;

(iv) the present location and custodian of the document; and

(v) the basis of the claim of privilege or protection from discovery.

In addition, if you refuse to produce information based on the ground that such

information is preliminary and/or still in draft form, set forth the following information:

PH03/Z2337O.1 I

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(i) the date the information was first created or recorded;

(ii) the last date on which the infonnation was changed or altered in any

manner; and

(iii) the expected date that the information will be finalized.

D. Each lettered sub-part of a numbered Discovery Request is to be considered a

separate Discovery Request for the purpose of Plaintiff s answers and objections. You must

object separately to each sub-part and must answer any other sub-pans.

E. These Discovery Requests are to be deemed continuing in nature, and you shall

promptly supply, by way of supplemental response, any additional responsive information that

may become known to you or anyone acting on your behalf after your answers have been

prepared or served.

F. For all documents produced, identify by Bates number which document or

documents are responsive to each separate Discovery Request. If you respond by stating that the

requested documents already have been produced in response to prior discovery requests, identify

the responsive documents previously produced either by Bates number or by describing the

author(s), recipients(s), date of creation, and general description of the document. If you respond

by stating that the requested information already has been produced in response to prior discovery

requests or as part of your testimony, identify by date, specific page number(s), and general

description the prior discovery responses or portions of testimony that are responsive.

DEFINTTIONS

A. "You" refers to the company, agency, or organization to whom PECO has directed

PH03/225370.1

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these Discovery Requests, and any agent, agency, or affiliate thereof.

B. "PECO" refers to the PECO Energy Company and any agent, agency, or affiliate

thereof.

C. "Assumption" refers to any predictions, projections, assumptions, or other

estimates.

D. "Person" or "persons" means all individuals and entities, including natural persons,

representative persons, public or private corporations, companies, unincorporated associations,

partnerships, organizations, government entities or groups, plus any divisions, departments, or

units thereof.

E. "Document" or "documents" means any written, printed, typed, recorded, or

graphic matter, whether produced or reproduced or stored on paper, cards, tapes, film, electronic

facsimile, computer storage devices or any other devices or media, including, but not limited to

papers; books; letter; photographs; objects; tangible things; correspondence; telegrams; cables;

telex messages; memoranda; notes; notations; records; work papers; transcripts; minutes; reports

and recordings of telephone or other conversations, or of interviews, or of conferences, or of

other meetings; affidavits; statements; opinions; proposals; reports; studies; analyses; audits;

evaluations; contracts; agreements; journals; statistical records; ledgers; books of account;

bookkeeping entries; financial statements; tax returns; vouchers; checks; check stubs; invoices;

receipts; desk calendars; appointment books; diaries; lists; tabulations; summaries; sound

recordings; computer printouts; data processing input and output; microfilms; all records kept by

electronic, photographic, or mechanical means; and things similar to any of the foregoing,

however denominated. When one or more of the following documents is requested or referred to.

PH03/225370.I 3

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the request or reference shall include, but is not limited to, the original and each and every copy

and draft thereof having writings, notations, corrections, or markings unique to such copy or

draft.

F. "Oral communication" means any and all non-written forms of expression or

communication, whether face-to-face or by teiephone, in a conference or otherwise.

G. "Identify" or "identification", when used in reference to a document, means to:

1. state the type of document (e.g., letter, log, report, etc.);

2. state its date;

3. state its title, heading or other designation and any other information (e.g., index or file number) which would facilitate the identification thereof;

4. identify the person(s) who prepared and/or signed the document;

5. identify the persons (or if widely distributed, the organization or classes of persons) to whom it was sent;

6. identify the last known location of the document and of each copy thereof having notations or markings unique to such copy;

7. if the document was, but no longer is, in your possession or subject to your control, identify its last know custodian, describe the circumstances under which it passed from your control to that person, and identify each person having knowledge of such circumstances;

8. describe its general subject matter and contents; and

9. if the document exceeds one page in length, or is contained in a series of documents or a larger portion, identify the specific document by appropriate identifying name or symbol, the number of the particular page or pages (or other descriptive aid), and of the line or lines thereof upon which the information referred to in the Discovery Request or your response appears.

H. "Identify" or "identification", when used in reference to a natural person, means to

provide the following information:

PH03/22i370.1 A

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1. his or her full name;

2. his or her business affiliation^), position(s). title(s), and job description(s) during the period delineated in the Discovery Request (and the dates during which each affiliation, position, title, and job description applied to him or her);

3. his or her present or last known business address (and the date of that last knowledge); and

4. his or her present or last known residence address (and the date of that last

knowledge).

I . "Identify" or "identification", when used in reference to an oral communication or

statement, means to:

1. state the date of the oral communication or statement;

2. state the place where it occurred;

3. identify the persons(s) making and listening to the oral communication or statement;

4. identify all other persons present at the time it was made;

5. if by telephone, identify the persons participating in the conversation and where each was located at the time of the call; and

6. describe the substance of the oral communication or statement.

J. "Date" means the exact day, month, and year if ascertainable, or, if not, the best

approximation thereof or best approximation in relation to other events.

K. "Describe" means to set forth fiilly and clearly every relevant fact and/or event,

including particulars of time, place and manner.

L. "Set forth the factual basis" for a particular assumption means: (a) describe in

detail the facts underlying the assumption; (b) identify each and every document which

PH03/225370.1 5

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constitutes, evidences, refers, or relates in any way to the assumption; (c) identify each and every

person whom OCA knows or believes to have knowledge or informaiion concerning the

assumption; and (d) describe in detail the nature of each such person's knowledge or information.

M. Where the context so requires:

1. the terms "and" and "or" mean "and/or";

2. the plural of a word includes the singular, and the singular includes the plural;

3. the past tense of verb includes the present, and the present tense includes the past;

4. the masculine gender includes feminine and neuter genders, and the neuter

gender include the masculine and feminine.

O. All other words are to be given their ordinary and usual meanings, according to a

current edition of Webster's Dictionary.

PH03/22537D.1

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OOCUMEm FOLDER

PECO Energy Company Docket No. R-00973753 Interrogatories for Enron

SetV DocK£r£D JUL

For Witness: Paul D. Reising

1. Re: Statement No. 3, p. 18: Does Mr. Reising agree that transmission service in the PJM Control Area is presently provided under the poolwide PJM Open Access Transmission Tariff ("PJM Tariff') through the PJM Office of the Interconnection ("PJM Ol")? If not, please state in detail the basis of his disagreement.

2. Re: Statement No. 3, p. 18: Is it Mr. Reising's contention that PECO is required to have a "retail" transmission tariff in addition to the existing PJM Tariff? If so, please explain in detail the basis for this belief,

3. Re: Statement No. 3, p. 18, lines 18-23: Please describe in detail the "concept" which Mr. Reising has in mind.

4. Re: Statement No. 3, p. 20: Is it Mr. Reising's belief that the PaPUC retains jurisdiction over unbundled transmission, and ancillary services related thereto, in a retail access environment? If so, please explain in detail the basis for this belief.

5. Re: Statement No. 3, p. 20: Please state the statutory or legislative authority for Mr. Reising's statement that the Commission should adjust "the transmission and related ancillary service components of PECO's unbundled rates . . ."

6. Re: Statement No. 3, p. 28: Please state in detail how Enron would charge its retail choice customers for transmission if Enron obtained transmission directly from the PJM Ol.

For Witness: Lynn R. Coles

7. Re: Statement No. 7, p. 3: Please state in detail the factual bases of Ms. Coles' testimony that "PECO is proposing such policies to protect its service territory from the full impacts of competition

8. Please explain Ms. Coles' understanding of how transmission service currently is scheduled over the transmission facilities of the PJM utilities.

92213

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9. Please explain Ms. Coles' understanding of how ancillary services currently are provided for transmission service over the facilities of the PJM utilities.

10. Please explain Ms. Coles' understanding regarding the current availability of transmission service under individual PJM company open access transmission tariffs.

11. Do individual PJM utilities offer ancillary services outside of the PJM Open Access Transmission Tariff ("PJM Tariff')? Please explain in detail the basis for this response.

12. Does Ms. Coles believe that PJM utilities are required to offer ancillary services outside of the PJM Tariff? Please explain in detail the basis for this response.

13. Re: Statement No. 7, p. 5: What is Ms. Coles' understanding of how differences between a transmission customer's transmission schedules and the amount of energy delivered to the PJM system by that customer are treated in PJM?

14. Re: Statement No. 7, p. 5: What is Ms. Coles' understanding of how differences between a transmission customer's transmission schedules and the amount of energy actually consumed by that customer's loads are treated in PJM?

15. Re: Statement No. 7, pp. 2-4: Assuming that all transmission service for delivering energy to retail choice load is arranged directly with the PJM Office of Interconnection ("PJM Ol"), is there any further need for a separate "retail" transmission tariff?

16. Assuming that Enron obtains transmission service directly from the PJM Ol to serve retail choice load in the PJM Control Area, how does Enron propose to recover the transmission costs incurred from such customers?

17. Does Enron intend to unbundle all transmission costs from the price of energy in its bills to retail choice customers? If not, please explain why Enron does not intend to do so.

18. Re: Statement No. 7, p. 9: Please identify all reports, studies and workpapers obtained or developed by Enron with respect to PJM hourly energy prices, and which form the basis of Ms. Coles' testimony on such prices.

19. Re: Statement No. 7, p. 11: Please explain in detail why the Code of Conduct proposed by PECO would not safeguard against PECO's marketing arm's utilization of each Supplier's ADLC for marketing intelligence to the detriment of suppliers.

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20. Re: Statement No. 7, pp. 8 and 11-12: Please describe in detail how Ms. Coles proposes to implement her "much simpler and less costly" approach to "energy imbalance" under the presently existing rules of the PJM Interconnection ("PJM Rules").

21. Re: Statement No. 7, pp. 11-12: Is Ms. Coles proposing the creation of some type of "after-market" in which suppliers would trade unders and overs? If so, please describe in detail: (1) how this market would operate; (2) who would administer this market; (3) what costs are associated with the administration of such a market; (4) how net unders or overs would be charged or credited to suppliers; (5) who would determine the allocation of such net amounts to suppliers; (6) and how the EDC would be made whole through this process.

22. Re: Statement No. 7, p. 20: Please state in detail how Enron proposes to meet its reliability obligations to serve Pennsylvania retail choice customers during "the transition period."

23. Re: Statement No. 7, p. 20; Does Enron agree that it has an obligation under existing PJM Rules to meet certain capacity obligations for serving load located in the PJM Control Area? If not, please explain in detail the basis of Enron's disagreement. If yes, please state Ms. Coles' understanding as to what the PJM Rules require.

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Certificate of Service

I hereby certify that i have this day served the foregoing document on the following in the matter of Pennsylvania Public Utility Commission v. PECO Energy Company Pa. PUC Docket No. R-00973953.

Kenneth L. Mickens, Esquire Pennsylvania Public Utility Commission Office of Trial Staff P.O. Box 3265 Harrisburg, PA 17105-3265

Derrick Williamson, Esquire David Kleppinger, Esquire McNees, Wallace & Nurick 100 Pine Street Har r i sburg , PA 1 7 1 0 8 - 1 1 6 6 (Counsel for PAIEUG)

Christopher 8. Craig, Esquire Democratic Committee on Appropriations Room 545, Main Capitol Building Harrisburg, PA 17120 (Counsel for The Honorable Vincent J. Fumo)

Daniel Clearfield, Esquire Alan Kohler, Esquire Wolf, Block, Schorr and Solis-Cohen 305 N. Front Street; Suite 401 Harrisburg, PA 17101 (Counsel for Enron)

Paul Russell, Esquire Pennsylvania Power & Light Company Two North Ninth Street Allentown, PA 18101 (Counsel for PP&L)

Roger Clark, Esquire NESIP 905 Denston Drive Ambler, PA 19002-3901

Craig A. Doll, Esquire 214 State Street Harrisburg, PA 17101 (Counsel for Delmarva Power & Light)

Tanya McCloskey, Esquire Steven K. Steinmetz. Esquire Assistant Consumer Advocate Office of Consumer Advocate 1425 Strawberry Square Harrisburg, PA 17120

Karen Oill Moury, Esquire Assistant Small Business Advocate Suite 1102, Commerce Building 300 N. 2 n d Street Harrisburg, PA 17101

Steven P. Hershey, Esquire Community Legal Services, inc. 1424 Chestnut Street Philadelphia, PA 19102 (Counsel for CEPA, TAG, Action Alliance of Sr. Citizens & John Long, Jr.)

Donald A. Kaplan, Esquire Preston, Gates, et al. Suite 500 1735 New York Avenue, NW Washington, DC 20006-4759 (Counsel for PP&L)

Alan J. Barak, Esquire Penn Energy Project 1417 Blue Mountain Parkway Harrisburg, PA 17112 (Attorney for Environmentalists)

Linda C. Smith, Esquire Dilworth, Paxson, Kalish & Kauffman 305 North Front Street, Suite 403 Harrisburg, PA 17101 (Counsel for AARP)

Randall V. Griffin, Esquire Delmarva Power & Light Company 800 King Street Wilmington, DE 19899 (Counsel for Delmarva Power & Light)

Walter W. Cohen, Esquire Andrew J. Giorgione, Esquire Obermayer Rebmann Maxwell & Hippel LLP 204 State Street Harrisburg, PA 17101 (Counsel for IPL) 86890

Michael G. Banta, Esquire Indianapoiis Power & Light Company One Monument Circle P.O. Box 1595 Indianapoiis, IN 46206-1595

Page 209: SUSAN M. SHANAMAN 5 ATTORNEY AT LAW K J 212 North …f. stephenson matthes jon r. mooney sharon r paxton chad f. phipps pamela c. polacek jonathan k rudd bruce r spicer carol a. steinour

Audrey Van Dyke, Associate Counsel Naval Facilities Engineering Command Washington Navy Yard, Building 218, Room 200 901 M Street, S.E. Washington, DC 20374-5018 (Counsel for Dept. of Navy)

Bruce A. Connell. Esquire DuPont Power Marketing, Inc. Legal Department 600 N. Dairy Ashford, ML-1034 Houston, TX 77079

Joel D. Newton, Esquire Verner Liipfert Bernhard McPherson & Hand 901 - 15* Street, NW Washington, DC 20005-2301 (Counsel for Allegheny Power)

Gordon J. Smith, Esquire John & Hengerer 1200 17 l h Street, NW - Suite 600 Washington, DC 20036-3006 (Duke Energy Trading and Marketing))

Joseph A. Dworetzky, Esquire John P. Lavelle, Jr., Esquire Hangley Aronchick Segal & Pudlin One Logan Square - I 2 m Floor Philadelphia, PA 19102 (Counsel for New Energy Ventures)

Janet Miller, Esquire William T. Hawke, Esquire/Todd S. Stewart, Esq. Malatesta Hawke & McKeon 100 N. Tenth Street Harrisburg, PA 17105 (Counsel for Mid-Atlantic Power Supply Association)

John L. Munsch, Esquire Allegheny Power 800 Cabin Hill Drive Greensburg, PA 15601-1689 (Counsel for Allegheny Power)

Terence Fitzpatrick, Esquire David Desaile, Esquire Ryan, Russell, Ogden & Seltzer 800 North Third Street, Suite 101 Harrisburg, PA 17102 (Counsel for GPU)

Joseph J. Malatesta, Jr., Esquire Lillian Smith Harris, Esquire Malatesta Hawke & McKeon LLP Harrisburg Energy Center 100 North Tenth Street - P.O. Box 1778 Harrisburg, PA 17105 (Municipal Group)

Usher Fogel, Esquire Roland, Fogel, Koblenz & Carrr, LLP 1 Columbia Place Albany, NY 12207 (Counsel for Pennsylvania Petroleum Association)

Paul R. Bonney 7 ' ' ^ ^ f Ward L. Smith # Assistant General Counsel PECO Energy Company 2301 Market Street, S23-1 Philadelphia, PA 19103 (215) 841-4252 (215) 841-6863

Dated: June 25, 1997

Page 210: SUSAN M. SHANAMAN 5 ATTORNEY AT LAW K J 212 North …f. stephenson matthes jon r. mooney sharon r paxton chad f. phipps pamela c. polacek jonathan k rudd bruce r spicer carol a. steinour

Legal Department

James VV Durham Senior Vice Presideni and General Counsel

Paul R. Bonney Ellen M. Cavanaugh Edward J. Cullen, Jr. Todd D. Cutler Vilna Waldron Gaston Gregory Golazeski John C. Halderman Mary Mcfall Hopper Stephen L Huntoon Thomas G. Jackson J. Lindsay Johnston Conrad 0. Kattner Stephanif i Wh i t lon Lewis Jeffrey J. Norton Mark B. Peabody Roslyn G. Pollack Christine A. Reuther Wendy Schermer Susan E Sciamanna Jenny R Shulbank Ward L. Smith Dawn Getty Sutphin Noei H. Trask

Assistant General Counsel

PECO ENERGY

By Fax and First Class Mail

Alan J. Barak, Esquire Penn Energy Project 1417 Blue Mountain Parkway Harrisburg, PA 17112

PECO Energy Company 2301 Market Street PO Box 8699 Philadelphia. PA 19101-8699 215 841 5544 Fax 215 568 3389

Direct Dial: 215 841 4252

June 25, 1997

CD CD CO

Re: Application of PECO Energy Company for Approval of its Restrucy^ing Plan under Section 2806 ofthe Public Utility Code — Docket No. R-00973953

Dear Alan:

Paul Bonney Ward L. Smith

PRB/mtg

O

Enclosed are two copies of PECO Energy Company's Interrogatories to Environmentalists, Set II, numbered 1 through 19.

Sincerely,

( J

U3

r c::

31-

C O C O

Enclosures

cc: Certificate of Service (w/enclosure) James McNulty, Acting Prothonotary (Certificate of Service Only)

DOCKETED JUL 7 7

90683V02

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INSTRUCTIONS

A. In answering these Interrogatories and Document Requests (collectively, the

"Discovery Requests"), furnish all information available to you, including any such information in

possession of your attorneys or anyone acting on your behalf, and not merely such information

known of your own personal knowledge. If you cannot answer the Discovery Requests in full

after exercising due diligence to secure the information to do so, so state and answer to the extent

possible.

B. If the answer to any of the Discovery Requests is that you lack knowledge of some

or all of the requested information, describe all efforts made by you to obtain the information

necessary to answer that Discovery Request.

C. If any matter responsive to any of the Discovery Requests is withheld based on any

claim of privilege, describe generally the matter withheld, state the privilege being relied upon,

and identify all persons or entities who have or have had access to said matters. I f you refuse to

describe and/or produce any document on the basis of a claim of privilege or protection from

discovery of any kind, with respect to each such document, set forth the following information:

(i) the date of the document;

(ii) its authors;

(iii) all recipients of the document;

(iv) the present location and custodian of the document; and

(v) the basis of the claim of privilege or protection from discovery.

In addition, if you refuse to produce infonnation based on the ground that such

information is preliminary and/or still in draft form, set forth the following information:

PH03/225370.]

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(i) the date the information was first created or recorded;

(ii) the last date on which the information was changed or altered in any

manner; and

(iii) the expected date that the information will be finalized.

D. Each lettered sub-part of a numbered Discovery Request is to be considered a

separate Discovery Request for the purpose of Plaintiffs answers and objections. You must

object separately to each sub-part and must answer any other sub-parts.

E. These Discovery Requests are to be deemed continuing in nature, and you shall

promptly supply, by way of supplemental response, any additional responsive information that

may become known to you or anyone acting on your behalf after your answers have been

prepared or served.

F. For all documents produced, identify by Bates number which document or

documents are responsive to each separate Discovery Request. If you respond by stating that the

requested documents already have been produced in response to prior discovery requests, identify

the responsive documents previously produced either by Bates number or by describing the

author(s), recipients^), date of creation, and general description of the document. If you respond

by stating that the requested information already has been produced in response to prior discovery

requests or as part of your testimony, identify by date, specific page number(s), and general

description the prior discovery responses or portions of testimony that are responsive.

DEFTNITIONS

A. "You" refers to the company, agency, or organization to whom PECO has directed

PH03/225370.1

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these Discovery Requests, and any agent, agency, or affiliate thereof.

B. "PECO" refers to the PECO Energy Company and any agent, agency, or affiliate

thereof

C. "Assumption" refers to any predictions, projections, assumptions, or other

estimates.

D. "Person" or "persons" means all individuals and entities, including natural persons,

representative persons, public or private corporations, companies, unincorporated associations,

partnerships, organizations, government entities or groups, plus any divisions, departments, or

units thereof.

E. "Document" or "documents" means any written, printed, typed, recorded, or

graphic matter, whether produced or reproduced or stored on paper, cards, tapes, film, electronic

facsimile, computer storage devices or any other devices or media, including, but not limited to

papers; books; letter; photographs; objects; tangible things; correspondence; telegrams; cables;

telex messages; memoranda; notes; notations; records; work papers; transcripts; minutes; reports

and recordings of telephone or other conversations, or of interviews, or of conferences, or of

other meetings; affidavits; statements; opinions; proposals; reports; studies; analyses; audits;

evaluations; contracts; agreements; journals; statistical records; ledgers; books of account;

bookkeeping entries; financial statements; tax returns; vouchers; checks; check stubs; invoices;

receipts; desk calendars; appointment books; diaries; lists; tabulations; summaries; sound

recordings; computer printouts; data processing input and output; microfilms; all records kept by

electronic, photographic, or mechanical means; and things similar to any of the foregoing,

however denominated. When one or more of the following documents is requested or referred to,

PH03/225370.]

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the request or reference shall include, but is not limited to, the original and each and every copy

and draft thereof having writings, notations, corrections, or markings unique to such copy or

draft.

F. "Oral communication" means any and all non-written forms of expression or

communication, whether face-to-face or by telephone, in a conference or otherwise.

G. "Identify" or "identification", when used in reference to a document, means to:

1. state the type of document (e.g., letter, log, report, etc.);

2. state its date;

3. state its title, heading or other designation and any other information (e.g.. index or file number) which would facilitate the identification thereof;

4. identify the person(s) who prepared and/or signed the document;

5. identify the persons (or if widely distributed, the organization or classes of persons) to whom it was sent;

6. identify the last known location of the document and of each copy thereof having notations or markings unique to such copy;

7. if the document was, but no longer is, in your possession or subject to your control, identify its last know custodian, describe the circumstances under which it passed from your control to that person, and identify each person having knowledge of such circumstances;

8. describe its general subject matter and contents; and

9. if the document exceeds one page in length, or is contained in a series of documents or a larger portion, identify the specific document by appropriate identifying name or symbol, the number of the particular page or pages (or other descriptive aid) and of the line or lines thereof upon which the information referred to in the Discovery Request or your response appears.

H. "Identify" or "identification", when used in reference to a natural person, means to

provide the following information:

PH03/225370.1

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1. his or her full name;

2. his or her business affiliation(s), position(s), title(s), and job description(s) during the period delineated in the Discovery Request (and the dates during which each affiliation, position, title, and job description applied to him or her);

3. his or her present or last known business address (and the date of that last knowledge); and

4. his or her present or last known residence address (and the date of that last

knowledge).

I . "Identify" or "identification", when used in reference to an oral communication or

statement, means to:

1. state the date of the oral communication or statement;

2. state the place where it occurred;

3. identify the persons(s) making and listening to the oral communication or statement;

4. identify all other persons present at the time it was made;

5. if by telephone, identify the persons participating in the conversation and where each was located at the time of the call; and

6. describe the substance of the oral communication or statement.

J. "Date" means the exact day, month, and year if ascertainable, or, i f not, the best

approximation thereof or best approximation in relation to other events.

K. "Describe" means to set forth fully and clearly every relevant fact and/or event,

including particulars of time, place and manner.

L. "Set forth the factual basis" for a particular assumption means: (a) describe in

detail the facts underlying the assumption; (b) identify each and every document which

PH03/22S370.I

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constitutes, evidences, refers, or relates in any way to the assumption; (c) identify each and every

person whom OCA knows or believes to have knowledge or information concerning the

assumption; and (d) describe in detail the nature of each such person's knowledge or information.

M Where the context so requires:

1. the terms "and" and "or" mean "and/or";

2. the plural of a word includes the singular, and the singular includes the plural;

3. the past tense of verb includes the present, and the present tense includes the past;

4. the masculine gender includes feminine and neuter genders, and the neuter

gender include the masculine and feminine.

O. All other words are to be given their ordinary and usual meanings, according to a

current edition of Webster's Dictionary.

PH03/22S370.1

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PECO ENERGY COMPANY DOCKET NO. R-00973953

^-IftflB^ROGATORIES AND DOCUMENT REQUESTS/) f ] n j j A* r

JUL \J i TO THE ENVIRONMENTALISTS ^ ^ if t / V /

rOLOt,*? SET II

Witness Roger Colton

1. Please provide a list of all articles, papers, reports, comments and speeches written, published, submitted or delivered by Mr. Colton during the past ten years on the subject of consumer education and/or information outreach to consumers and provide complete copies of all such materials for the past three years.

2. Please describe your experience with the design of consumer education programs.

3. Please identify and describe what you believe to have been a successful consumer education and/or information outreach program. Explain why you believe the program was successful. Please provide copies of or complete citations to all research, articles, testimony, books, or other documents that you possess or are aware of regarding this program.

4. Please provide a complete copy ofthe 1988 Drew Hyman report on low-income fuel assistance described in Mr. Colton's testimony, at p.6, lines 1-20.

5. Please provide a complete copy ofthe 1988 U.S. General Accounting Office study referred to in Mr. Colton's testimony, at p.7, lines 5-17.

6. Please provide a complete copy of the study (and any written results of the study) you performed for the Colorado Energy Assistance Foundation regarding non-participation in LIHEAP in Colorado, as described in Mr. Colton's testimony on p.7, lines 20-27.

7. Mr. Colton states at p.2, lines 3-14, that the purpose of his testimony is to evaluate two components of PECO Energy Company's restructuring plan, including its proposed consumer education program, "as it relates to low-income customers." Please state whether Mr. Colton intended that Exhibit RDC-3, the Summary of Consumer Education Recommendations, apply to low-income consumers only, or to all consumers in PECO Energy Company's service territory.

8. Please provide a complete copy ofthe study described by Mr. Colton at p. 8, lines 21-30. The study was performed by the Center on Budget and Policy Priorities and examined why elderly households did not participate in the LIHEAP program.

92096

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9. Please provide a complete copy of the April 1997 report by the Pew Charitable Trusts referred to by Mr. Colton at p.9, lines 2-13.

10. Please identify the "wise consumer educator" referred to by Mr. Colton at p. 11, Iines10-12.

11. In Mr. Colton's testimony at p. 11, lines 23-26, he states that "an effective education program needs to determine what the consumers need to learn rather than what PECO Energy Company wants to teach."

a. In Mr. Colton's opinion, what, specifically, do consumers "need to learn" about restructuring?

b. Please identify and provide complete copies of all research relied upon by Mr. Colton in formulating his opinion on what consumers need to learn about restructuring.

12. In Mr. Colton's testimony, p. 11, lines 12-15, Mr. Colton states that "[o]ne ofthe basic precepts to effective education is that an effective education program must begin with each person's needs, knowledge and experience..."

a. Please identify and describe what, in Mr. Colton's opinion, are effective, valid methods for determining "each person's needs, knowledge and experience."

13. In Mr. Colton's testimony, p. 13, lines 16-25, he states that "the need for consumer education is five-fold," and then lists the five "needs."

a. Please provide complete copies of all research, articles, books or other documents or data Mr. Colton relied on in arriving at the five needs specified.

14. In Mr. Colton's testimony, p. 13, lines 23-24, Mr. Colton states that the fifth need for consumer education is "[t]o motivate consumers to engage in the decision­making ('not making a choice is not okay')."

a. Is it Mr. Colton's position that consumers who have been effectively educated will switch from their current generation supplier to an alternative generation supplier? If not, please explain what Mr. Colton means when he says that "not making a choice is not okay."

b. Is it Mr. Colton's position that the success of a consumer education program should be measured, in whole or in part, by how many consumers switch to an alternative generation supplier?

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15. What are the measurement criteria or benchmarks Mr. Cotton believes should be applied to evaluate the success of PECO Energy Company's consumer education program?

16. Please provide complete copies of all research and data that support Mr. Colton's suggestions at p. 16, lines 16-32, that teaching employers and agencies to provide information to employees and clients about restructuring would be: (a) effective; and (b) more effective than outreach through a speakers bureau.

17. Please provide complete copies of the "substantial research" Mr. Colton refers to at p. 17, lines 1-17, that "reveals that low-income households tend to join fewer organizations ... than persons in higher socio-economic brackets." Does the term "organizations" as used at this point in Mr. Colton's testimony include religious organizations?

18. In Mr. Colton's opinion, should the PUC have a role in consumer education programs? If yes, please describe that role in detail. If no, explain why not.

19. In Mr. Colton's opinion, is there a role for a state-wide consumer education program in Pennsylvania? If yes, please describe that role in detail. If no, explain why not.

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Certificate of Service

\ hereby certify that I have this day served the foregoing document on the following in the matter of Pennsylvania Public Utility Commission v. PECO Energy Company Pa. PUC Docket No. R-00973953.

Kenneth L. Mickens, Esquire Pennsylvania Public Utility Commission Office of Trial Staff P.O. Box 3265 Harrisburg, PA 17105-3265

Derrick Williamson, Esquire David Kleppinger, Esquire McNees, Wallace & Nurick 100 Pine Street Harrisburg, PA 17108-1166 (Counsel for PAIEUG)

Christopher B. Craig, Esquire Democratic Committee on Appropriations Room 545, Main Capitol Building Harrisburg, PA 17120 (Counsel for The Honorable Vincent J. Fumo]

Daniel Clearfield, Esquire Alan Kohler, Esquire Wolf, Block, Schorr and Solis-Cohen 305 N. Front Street; Suite 401 Harrisburg, PA 17101 (Counsel for Enron)

Paul Russell, Esquire Pennsylvania Power & Light Company Two North Ninth Street Allentown, PA 18101 (Counsel for PP&L)

Roger Clark, Esquire NESIP 905 Denston Drive Ambler, PA 19002-3901

Craig A. Doll, Esquire 214 State Street Harrisburg, PA 17101 (Counsel for Delmarva Power & Light)

Tanya McCloskey, Esquire Steven K. Steinmetz, Esquire Assistant Consumer Advocate Office of Consumer Advocate 1425 Strawberry Square Harrisburg, PA 17120

Karen Oill Moury, Esquire Assistant Small Business Advocate Suite 1102, Commerce Building 300 N. 2 n d Street Harrisburg, PA 17101

Steven P. Hershey, Esquire Community Legal Services, Inc. 1424 Chestnut Street Philadelphia, PA 19102 (Counsel for CEPA, TAG, Action Alliance of Sr. Citizens & John Long, Jr.)

Donald A. Kaplan, Esquire Preston, Gates, et al. Suite 500 1735 New York Avenue, NW Washington, DC 20006-4759 (Counsel for PP&L)

Alan J. Barak, Esquire Penn Energy Project 1417 Blue Mountain Parkway Harrisburg, PA 17112 (Attorney for Environmentalists)

Linda C. Smith, Esquire Dilworth, Paxson, Kalish & Kauffman 305 North Front Street, Suite 403 Harrisburg, PA 17101 (Counsel for AARP)

Randall V. Griffin, Esquire Delmarva Power & Light Company 800 King .Street Wilmington, DE 19899 (Counsel for Delmarva Power & Light)

Walter W. Cohen, Esquire Andrew J. Giorgione, Esquire Obermayer Rebmann Maxwell & Hippel LLP 204 State Street Harrisburg, PA 17101 (Counsel for IPL) 86890

Michael G. Banta, Esquire Indianapolis Power & Light Company One Monument Circle P.O. Box 1595 Indianapolis, IN 46206-1595

Page 221: SUSAN M. SHANAMAN 5 ATTORNEY AT LAW K J 212 North …f. stephenson matthes jon r. mooney sharon r paxton chad f. phipps pamela c. polacek jonathan k rudd bruce r spicer carol a. steinour

Audrey Van Dyke, Associate Counsel Naval Facilities Engineering Command Washington Navy Yard, Building 218, Room 200 901 M Street, S.E. Washington, DC 20374-5018 (Counsel for Dept. of Navy)

Bruce A. Connell, Esquire DuPont Power Marketing, Inc. Legal Department 600 N. Dairy Ashford, ML-1034 Houston, TX 77079

Joel D. Newton, Esquire Verner Liipfert Bernhard McPherson & Hand 901 - 15* Street, NW Washington, DC 20005-2301 (Counsel for Allegheny Power)

Gordon J. Smith, Esquire John & Hengerer 1200 17m Street, NW - Suite 600 Washington, DC 20036-3006 (Duke Energy Trading and Marketing))

Joseph A. Dworetzky, Esquire John P. Lavelle, Jr., Esquire Hangley Aronchick Segal & Pudlin One Logan Square - 1 2 * Floor Philadelphia, PA 19102 (Counsel for New Energy Ventures)

Janet Miller, Esquire William t . Hawke, Esquire/Todd S. Stewart, Esq. Malatesta Hawke & McKeon 100 N. Tenth Street Harrisburg, PA 17105 (Counsel for Mid-Atlantic Power Supply Association)

John L. Munsch, Esquire Allegheny Power 800 Cabin Hill Drive Greensburg, PA 15601-1689 (Counsel for Allegheny Power)

Terence Fitzpatrick, Esquire David Desalle, Esquire Ryan, Russell, Ogden & Seltzer 800 North Third Street, Suite 101 Harrisburg, PA 17102 (Counsel for GPU)

Joseph J. Malatesta, Jr., Esquire Lillian Smith Harris, Esquire Malatesta Hawke & McKeon LLP Harrisburg Energy Center 100 North Tenth Street - P.O. Box 1778 Harrisburg, PA 17105 (Municipal Group)

Usher Fogel, Esquire Roland, Fogel, Koblenz & Carrr, LLP 1 Columbia Place Albany, NY 12207 (Counsel for Pennsylvania Petroleum Association)

Paul R. Bonney ' Ward L. Smith * Assistant General Counsel PECO Energy Company 2301 Market Street, S23-1 Philadelphia, PA 19103 (215) 841-4252 (215) 841-6863

Dated: June 25, 1997

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Legal Department

James W. Durham Senior Vice Presidem and General Counsel

Paul R Bonney Ellen M. Cavanaugh Edward J. Cullen, Jr. Todd D. Cutler Vilna Waldron Gaston Gregory Golazeski John C. Halderman Mary McFall Hopper Stephen L. Huntoon Thomas G. Jackson J. Lindsay Johnston Conrad 0. Kanner Stephanie Whitlon Lewis Jeffrey J. Norton Mark B. Peabody Roslyn G. Poflack Christine A. Reuther Wendy Schermer Susan E. Sciamanna Jenny R Shulbank Ward L. Smith Dawn Getty Sutphin Noel H. Trask

Assistant General Counsel

PECO ENERGY

Bv Fax and First Class Mail

Tanya McCloskey Assistant Consumer Advocate Office of Consumer Advocate 1425 Strawberry Square Harrisburg, PA 17120

DOCUMENT FOLDER

PECO Energy Company 2301 Market Street PO Box 8699 Philadelphia, PA 19101-8699 215 841 5544 Fax 215 568 3389

Direct Dial: 215 841 4252

June 25, 1997

KJR

CD CD CO

Re: Application of PECO Energy Company for Approval of its RestructfC^ng Plan under Section 2806 of the Public Utility Code Docket No. R-00973953

Dear Tanya:

Enclosed are two copies of PECO Energy Company's Interrogatones to Office of Consumer Advocate, Set II, numbered 1 through 3.

Sincerely,

L O

•1

Paul Bonney Ward L. Smith

PRB/mtg

Enclosures

DOCKETED JUL 11

r-:0 ^

o

o —

cc: Certificate of Service (w/enclosure) James McNulty, Acting Prothonotary (Certificate of Service Only)

90689v02

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INSTRUCTIONS

A. In answering these Interrogatories and Document Requests (collectively, the

"Discovery Requests"), furnish all information available to you, including any such information in

possession of your attorneys or anyone acting on your behalf, and not merely such information

known of your own personal knowledge. If you cannot answer the Discovery Requests in full

after exercising due diligence to secure the information to do so, so state and answer to the extent

possible.

B. I f the answer to any of the Discovery Requests is that you lack knowledge of some

or all of the requested information, describe all efforts made by you to obtain the information

necessary to answer that Discovery Request.

C. I f any matter responsive to any of the Discovery Requests is withheld based on any

claim of privilege, describe generally the matter withheld, state the privilege being relied upon,

and identify all persons or entities who have or have had access to said matters. I f you refuse to

describe and/or produce any document on the basis of a claim of privilege or protection from

discovery of any kind, with respect to each such document, set forth the following information:

(i) the date of the document;

(ii) its authors;

(iii) all recipients of the document;

(iv) the present location and custodian of the document; and

(v) the basis of the claim of privilege or protection from discovery.

In addition, if you refuse to produce information based on the ground that such

infonnation is preliminary and/or still in draft form, set forth the following information:

PH03/22S370.] 1

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(i) the date the information was first created or recorded;

(ii) the last date on which the information was changed or altered in any

manner; and

(iii) the expected date that the information will be finalized.

D. Each lettered sub-part of a numbered Discovery Request is to be considered a

separate Discovery Request for the purpose of Plaintiffs answers and objections. You must

object separately to each sub-part and must answer any other sub-parts.

E. These Discovery Requests are to be deemed continuing in nature, and you shall

promptly supply, by way of supplemental response, any additional responsive information that

may become known to you or anyone acting on your behalf after your answers have been

prepared or served.

F. For all documents produced, identify by Bates number which document or

documents are responsive to each separate Discovery Request. If you respond by stating that the

requested documents already have been produced in response to prior discovery requests, identify

the responsive documents previously produced either by Bates number or by describing the

author(s), recipients(s), date of creation, and general description of the document. If you respond

by stating that the requested information already has been produced in response to prior discovery

requests or as part of your testimony, identify by date, specific page number(s), and general

description the prior discovery responses or portions of testimony that are responsive.

DEFINITIONS

A. "You" refers to the company, agency, or organization to whom PECO has directed

PH03/225370.]

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these Discovery Requests, and any agent, agency, or affiliate thereof

B. "PECO" refers to the PECO Energy Company and any agent, agency, or affiliate

thereof

C. "Assumption" refers to any predictions, projections, assumptions, or other

estimates.

D. "Person" or "persons" means all individuals and entities, including natural persons,

representative persons, public or private corporations, companies, unincorporated associations,

partnerships, organizations, government entities or groups, plus any divisions, departments, or

units thereof.

E. "Document" or "documents" means any written, printed, typed, recorded, or

graphic matter, whether produced or reproduced or stored on paper, cards, tapes, film, electronic

facsimile, computer storage devices or any other devices or media, including, but not limited to

papers; books; letter; photographs; objects; tangible things; correspondence; telegrams; cables;

telex messages; memoranda; notes; notations; records; work papers; transcripts; minutes; reports

and recordings of telephone or other conversations, or of interviews, or of conferences, or of

other meetings; affidavits; statements; opinions; proposals; reports; studies; analyses; audits;

evaluations; contracts; agreements; journals; statistical records; ledgers; books of account;

bookkeeping entries; financial statements; tax returns; vouchers; checks; check stubs; invoices;

receipts; desk calendars; appointment books; diaries; lists; tabulations; summaries; sound

recordings; computer printouts; data processing input and output; microfilms; all records kept by

electronic, photographic, or mechanical means; and things similar to any of the foregoing,

however denominated. When one or more of the following documents is requested or referred to,

PH03/225370.1 - j

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the requesi or reference shall include, but is not limited to, the original and each and every copy

and draft thereof having writings, notations, corrections, or markings unique to such copy or

draft.

F. "Oral communication" means any and all non-written forms of expression or

communication, whether face-to-face or by telephone, in a conference or otherwise.

G. "Identify" or "identification", when used in reference to a document, means to:

1. state the type of document (e.g.. letter, log, report, etc.);

2. state its date;

3. state its title, heading or other designation and any other information (e.g.. index or file number) which would facilitate the identification thereof;

4. identify the person(s) who prepared and/or signed the document;

5. identify the persons (or if widely distributed, the organization or classes of persons) to whom it was sent;

6. identify the last known location ofthe document and of each copy thereof having notations or markings unique to such copy;

7. if the document was, but no longer is, in your possession or subject to your control, identify its last know custodian, describe the circumstances under which it passed from your control to that person, and identify each person having knowledge of such circumstances;

8. describe its general subject matter and contents; and

9. if the document exceeds one page in length, or is contained in a series of documents or a larger portion, identify the specific document by appropriate identifying name or symbol, the number of the particular page or pages (or other descriptive aid) and of the line or lines thereof upon which the information referred to in the Discovery Request or your response appears.

H. "Identify" or "identification", when used in reference to a natural person, means to

provide the following information:

PH03/22S370.1 A

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1. his or her fiill name;

2. his or her business affiiiation(s), position(s), titie(s), and job description(s) during the period delineated in the Discovery Request (and the dates during which each affiliation, position, title, and job description applied to him or her);

3. his or her present or last known business address (and the date of that last knowledge); and

4. his or her present or last known residence address (and the date of that last

knowledge).

I . "Identify" or "identification", when used in reference to an oral communication or

statement, means to:

1. state the date of the oral communication or statement;

2. state the place where it occurred;

3. identify the persons(s) making and listening to the oral communication or statement;

4. identify all other persons present at the time it was made;

5. if by telephone, identify the persons participating in the conversation and where each was located at the time of the call; and

6. describe the substance of the oral communication or statement.

J. "Date" means the exact day, month, and year if ascertainable, or, if not, the best

approximation thereof or best approximation in relation to other events.

K. "Describe" means to set forth fully and clearly every relevant fact and/or event,

including particulars of time, place and manner.

L. "Set forth the factual basis" for a particular assumption means: (a) describe in

detail the facts underlying the assumption; (b) identify each and every document which

PHO3/225370.1

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constitutes, evidences, refers, or relates in any way to the assumption: (c) identify each and every

person whom OCA knows or believes to have knowledge or information concerning the

assumption; and (d) describe in detail the nature of each such person's knowledge or information.

M. Where the context so requires:

1. the terms "and" and "or" mean "and/or";

2. the plural of a word includes the singular, and the singular includes the plural;

3. the past tense of verb includes the present, and the present tense includes the past;

4. the masculine gender includes feminine and neuter genders, and the neuter

gender include the masculine and feminine.

O. All other words are to be given their ordinary and usual meanings, according to a

current edition of Webster's Dictionary.

PH03/225370.1

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PECO ENERGY COMPANY DOCKET NO. R-00973953

INTERROGATORIES AND DOCUMENT REQUESTS TO THE OFFICE OF CONSUMER ADVOCATE

SET II

Witness Barbara Alexander

1. Please provide a list of all articles, papers, reports, comments and speeches written, published, submitted or delivered by Ms. Alexander during the past ten years on the subject of consumer education and/or information outreach to consumers and provide copies of all such materials for the past three years.

2. Please describe your experience with the design of consumer education programs.

3. Please identify and describe what you believe to have been a successful consumer education and/or information outreach program. Explain why you believe the program was successful. Please provide copies of or complete citations to all research, articles, testimony, books, or other documents that you possess or are aware of regarding this program.

DOCKETED JUL 01 DOCUMEN

FOLDER

92210

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Certificate of Service

I hereby certify that I have this day served the foregoing document on the following in the matter of Pennsylvania Public Utility Commission v. PECO Energy Company Pa. PUC Docket No. R-00973953.

Kenneth L. Mickens, Esquire Pennsylvania Public Utility Commission Office of Trial Staff P.O. Box 3265 Harrisburg, PA 17105-3265

Derrick Williamson, Esquire David Kleppinger, Esquire McNees, Wallace & Nurick 100 Pine Street Harrisburg, PA 17108-1166 (Counsel for PAIEUG)

Christopher B. Craig, Esquire Democratic Committee on Appropr/ations Room 545, Main Capitol Building Harrisburg, PA 17120 (Counsel for The Honorable Vincent J. Fumo)

Daniel Cfearfie/d, Esquire Alan Kohler, Esquire Wolf, Block, Schorr and Solis-Cohen 305 N. Front Street; Suite 401 Harrisburg, PA 17101 (Counsel for Enron)

Paul Russell, Esquire Pennsylvania Power & Light Company Two North Ninth Street Allentown, PA 18101 (Counsel for PP&L)

Roger Clark, Esquire NESIP 905 Denston Drive Ambler, PA 19002-3901

Craig A. Doll, Esquire 214 State Street Harrisburg, PA 17101 (Counsel for Delmarva Power & Light)

Tanya McCloskey, Esquire Steven K. Steinmetz, Esquire Assistant Consumer Advocate Office of Consumer Advocate 1425 Strawberry Square Harrisburg, PA 17120

Karen Oill Moury, Esquire Assistant Small Business Advocate Suite 1102, Commerce Building 300 N. 2 n d Street Harrisburg, PA 17101

Steven P. Hershey, Esquire Community Legal Services, Inc. 1424 Chestnut Street Philadelphia, PA 19102 (Counsel for CEPA, TAG, Action Alliance of Sr. Citizens & John Long, Jr.)

Donald A. Kaplan, Esquire Preston, Gates, et al. Suite 500 1735 New York Avenue, NW Washington, DC 20006-4759 (Counsel for PP&L)

Alan J. Barak, Esquire Penn Energy Project 1417 Blue Mountain Parkway Harrisburg, PA 17112 (Attorney for Environmentalists)

Linda C. Smith, Esquire Dilworth, Paxson, Kalish & Kauffman 305 North Front Street, Suite 403 Harrisburg, PA 17101 (Counsel for AARP)

Randall V. Griffin, Esquire Delmarva Power & Light Company 800 King.Street Wilmington, DE 19899 (Counsel for Delmarva Power & Light)

Walter W. Cohen, Esquire Andrew J. Giorgione, Esquire Obermayer Rebmann Maxwell & Hippel LLP 204 State Street Harrisburg, PA 17101 (Counsel for IPL)

86890

Michael G. Banta, Esquire Indianapolis Powers Light Company One Monument Circle P.O. Box 1595 Indianapolis, IN 46206-1595

Page 231: SUSAN M. SHANAMAN 5 ATTORNEY AT LAW K J 212 North …f. stephenson matthes jon r. mooney sharon r paxton chad f. phipps pamela c. polacek jonathan k rudd bruce r spicer carol a. steinour

Audrey Van Dyke, Associate Counsel Naval Facilities Engineering Command Washington Navy Yard, Building 218, Room 200 901 M Street, S.E. Washington. DC 20374-5018 (Counsel for Dept. of Navy)

Bruce A. Connell, Esquire DuPont Power Marketing, Inc. Legal Department 600 N. Dairy Ashford, ML-1034 Houston, TX 77079

Joel D. Newton, Esquire Verner Liipfert Bernhard McPherson & Hand 901 - 15* Street, NW Washington, DC 20005-2301 (Counsel for Allegheny Power)

Gordon J. Smith, Esquire John & Hengerer 1200 17 t h Street, NW - Suite 600 Washington, DC 20036-3006 (Duke Energy Trading and Marketing))

Joseph A. Dworetzky, Esquire John P. Lavelle, Jr., Esquire Hangley Aronchick Segal & Pudlin One Logan Square - 1 2 * Floor Philadelphia, PA 19102 (Counsel for New Energy Ventures)

Janet Miller, Esquire William T. Hawke, Esquire/Todd S. Stewart, Esq. Malatesta Hawke & McKeon 100 N. Tenth Street Harrisburg, PA 17105 (Counsel for Mid-Atlantic Power Supply Association)

John L Munsch, Esquire Allegheny Power 800 Cabin Hill Drive Greensburg, PA 15601-1689 (Counsel for Allegheny Power)

Terence Fitzpatrick, Esquire David Desalle, Esquire Ryan, Russell, Ogden & Seltzer 800 North Third Street, Suite 101 Harrisburg, PA 17102 (Counsel for GPU)

Joseph J. Malatesta, Jr., Esquire Lillian Smith Harris, Esquire Malatesta Hawke & McKeon LLP Harrisburg Energy Center 100 North Tenth Street - P.O. Box 1778 Harrisburg, PA 17105 (Municipal Group)

Usher Fogel, Esquire Roland, Fogel, Koblenz & Carrr, LLP 1 Columbia Place Albany, NY 12207 (Counsel for Pennsylvania Petroleum Association)

Paul R. Bonney :

Ward L. Smith " Assistant General Counsel PECO Energy Company 2301 Market Street, S23-1 Philadelphia, PA 19103 (215) 841-4252 (215) 841-6863

Dated: June 25, 1997