SUPREME COURT CLERK'S OFFICE 417 SOUTH KING STREET ... · HONOLULU, HAWAl'I 96813-2912...

8
---------------------------------- ---------------- -------- FINANCIAL DISCLOSURE STATEMENT THIS SPACE FOR OFFICE USE ONLY SUPREME COURT CLERK'S OFFICE 417 SOUTH KING STREET HONOLULU, HAWAl'I 96813-2912 Electronically File Supreme Court Before completing this form please read the instructions for Financial Disclosure Statement, SCFD-11-0000209 including the text of Supreme Court Rule 15. REMINDER: For all items requiring a monetary amount, the following financial range codes may be used. 29-APR-2019 09:16 AM A - Less than $1 ,000 G - At least $150,000 but less than $250,000 B - At least $1,000 but less than $10,000 H - At least $250,000 but less than $500,000 C - At least $10,000 but less than $25,000 I - At least $500,000 but less than $750,000 D - At least $25,000 but less than $50,000 J - At least $750,000 but less than $1 ,000,000 E - At least $50,000 but less than $100,000 K -$1,000,000 or more F -At least $100,000 but less than $150,000 TO BE FILED BY ALL FULL TIME AND PER DIEM JUDGES. Type only NAME OF SPOUSE OR DOMESTIC PARTNER: NAME: Garibaldi Colette Yoda (LAST FIRST (MIDDLE) John Louis Garibaldi 777 Punchbowl Street OFFICEADDRESS: ______________________________ No. of Dependent Children: NUMBER, STREET Do not include names) 96813 cITY oR rnwN Honolulu zIP coDE: 0 JUDICIAL POSITION HELD DATE OF APPOINTMENT OFFICE PHONE Circuit Court Judge, First Circuit 09/30/2010 Retired 12/28/2018 CALENDAR YEAR COVERED BY THIS DISCLOSURE 2Q 18 ANNUAL INCOME ITEM 1 JUDICIAL COMPENSATION RSCH 15 d 1 G ITEM 2 JUDGE'S OTHER INCOME RSCH 15 d 1 (if income for services rendered exceeds $1,000) EMPLOYER/LAW FIRM BUSINESS ADDRESS ANNUAL INCOME Not applicable ITEM 3 RSCH 15 d 1 INCOME OF SPOUSE OR DOMESTIC PARTNER AND DEPENDENT CHILDREN (if income for services rendered exceeds $1 ,000) EMPLOYER ANNUAL INCOME Royal State Corporation (Spouse) G JUD 101 (01 /19) Page 1 tin RG-AC-508 (5/19) SC-P-289

Transcript of SUPREME COURT CLERK'S OFFICE 417 SOUTH KING STREET ... · HONOLULU, HAWAl'I 96813-2912...

Page 1: SUPREME COURT CLERK'S OFFICE 417 SOUTH KING STREET ... · HONOLULU, HAWAl'I 96813-2912 Electronically File Supreme Court Before completing this form please read the instructions for

----------------------------------

---------------- --------

FINANCIAL DISCLOSURE STATEMENT

THIS SPACE FOR OFFICE USE ONLY SUPREME COURT CLERK'S OFFICE 417 SOUTH KING STREET

HONOLULU, HAWAl'I 96813-2912 Electronically File Supreme Court

Before completing this form please read the instructions for Financial Disclosure Statement, SCFD-11-0000209 including the text of Supreme Court Rule 15. REMINDER: For all items requiring a monetary amount, the following financial range codes may be used. 29-APR-2019

09:16 AM A - Less than $1 ,000 G - At least $150,000 but less than $250,000 B - At least $1,000 but less than $10,000 H - At least $250,000 but less than $500,000 C - At least $10,000 but less than $25,000 I - At least $500,000 but less than $750,000 D - At least $25,000 but less than $50,000 J - At least $750,000 but less than $1 ,000,000 E - At least $50,000 but less than $100,000 K -$1,000,000 or more F -At least $100,000 but less than $150,000

TO BE FILED BY ALL FULL TIME AND PER DIEM JUDGES.

Type only

NAME OF SPOUSE OR DOMESTIC PARTNER: NAME: Garibaldi Colette Yoda

(LAST FIRST (MIDDLE) John Louis Garibaldi

777 Punchbowl Street OFFICEADDRESS: ______________________________ No. of Dependent Children:

NUMBER, STREET Do not include names)

96813cITY oR rnwN Honolulu zIP coDE: 0

JUDICIAL POSITION HELD DATE OF APPOINTMENT OFFICE PHONE

Circuit Court Judge, First Circuit 09/30/2010 Retired 12/28/2018

CALENDAR YEAR COVERED BY THIS DISCLOSURE 2Q 18

ANNUAL INCOMEITEM 1 JUDICIAL COMPENSATION RSCH 15 d 1 G

ITEM 2 JUDGE'S OTHER INCOME RSCH 15 d 1 (if income for services rendered exceeds $1,000)

EMPLOYER/LAW FIRM BUSINESS ADDRESS ANNUAL INCOME

Not applicable

ITEM 3 RSCH 15 d 1

INCOME OF SPOUSE OR DOMESTIC PARTNER AND DEPENDENT CHILDREN (if income for services rendered exceeds $1 ,000)

EMPLOYER ANNUAL INCOME

Royal State Corporation (Spouse) G

JUD 101 (01 /19) Page 1

tin RG-AC-508 (5/19)

SC-P-289

Page 2: SUPREME COURT CLERK'S OFFICE 417 SOUTH KING STREET ... · HONOLULU, HAWAl'I 96813-2912 Electronically File Supreme Court Before completing this form please read the instructions for

ITEM 4 ANY OTHER INCOME, FOR SERVICES RENDERED, IN EXCESS OF $1 ,000 - INCOME DISCLOSED IN ITEMS 1 - 3 NEED NOT BE RSCH 15 d 1 REPEATED HERE

SOURCE NATURE OF SERVICES RENDERED AMOUNT

M. Dyer & Sons, Inc. (Spouse) Member, Board of Directors B

D Check here if entry is None D Check here if you have attached additional sheets

ITEM 5 EACH OWNERSHIP OR BENEFICIAL INTEREST, HELD IN ANY BUSINESS CARRYING ON BUSINESS IN THE STATE, HAVING A RSCH 15 d 2 VALUE OF $5,000 OR MORE OR EQUAL TO 10% OF THE OWNERSHIP OF THE BUSINESS.

NAME OF BUSINESS NATURE OF BUSINESS NATURE OF INTEREST ENTER AMOUNT OR NO. OF SHARES

See attachment

D Check here if entry is None Ill Check here if you have attached additional sheets

ITEM 6 I OWNERSHIP OR BENEFICIAL INTEREST UNDER ITEM 5 TRANSFERRED DURING THIS DISCLOSURE PERIOD. RSCH 15 d 2

NAME OF BUSINESS DATE OF TRANSFER VALUE OF TRANSFER

See attachment

D Check here if entry is None Ill Check here if you have attached additional sheets

ITEM 7 I LIST EACH OFFICERSHIP, DIRECTORSHIP, TRUSTEESHIP OR OTHER FIDUCIARY RELATIONSHIP HELD IN ANY BUSINESS. RSCH 15 d 3

NAME OF BUSINESS TITLE AND TERM OF OFFICE COMPENSATION (enter amount or NONE)

See attachment

D Check here if entry is None Ill Check here if you have attached additional sheets

JUD 101 (01 /19 Page 2

SC-P-289

Page 3: SUPREME COURT CLERK'S OFFICE 417 SOUTH KING STREET ... · HONOLULU, HAWAl'I 96813-2912 Electronically File Supreme Court Before completing this form please read the instructions for

ITEM LIST CREDITORS, OTHER THAN CREDIT CARD ACCOUNTS, TO WHOM MORE THAN $3,000 WAS OWED DURING THE DISCLOSURE 8 IRSCH 15 d 4 PERIOD. LIST CREDIT CARD DEBT THAT EXCEEDED $10,000 FOR SIX MONTHS OR MORE.

NAME AND ADDRESS OF CREDITOR ORIGINAL AMOUNT OWED AMOUNT OWED AT END OF YEAR

See attachment

D Check here if entry is None Ii'.! Check here if you have attached additional sheets

ITEM 9 REAL PROPERTY IN THE STATE IN WHICH IS HELD AN INTEREST WITH A FAIR MARKET VALUE OF $10,000 OR MORE. RSCH 15 d 5

POSTAL ZIP CODE OF LOCATION VALUE

96821 (Joint) K

D Check here if entry is None D Check here if you have attached additional sheets

ITEM 10 I REAL PROPERTY, THE FAIR MARKET VALUE OF WHICH EXCEEDS $10,000, ACQUIRED DURING THE DISCLOSURE PERIOD. RSCH 15 d 5

POSTAL ZIP CODE OF LOCATION NATURE OF INTEREST NAME AND ADDRESS OF PERSON RECEIVING CONSIDERATION GIVEN CONSIDERATION

i;Z] Check here if entry is None D Check here if you have attached additional sheets

ITEM 11 I REAL PROPERTY, THE FAIR MARKET VALUE OF WHICH EXCEEDS $10,000, TRANSFERRED DURING THE DISCLOSURE PERIOD. RSCH 15 d 5

POSTAL ZIP CODE OF LOCATION NAME AND ADDRESS OF PERSON FURNISHING CONSIDERATION CONSIDERATION RECEIVED

li'.J Check here if entry is None D Check here if you have attached additional sheets

JUD 101 (01 /19 Page 3

SC-P-289

Page 4: SUPREME COURT CLERK'S OFFICE 417 SOUTH KING STREET ... · HONOLULU, HAWAl'I 96813-2912 Electronically File Supreme Court Before completing this form please read the instructions for

ITEM 12 I CREDITOR INTEREST IN INSOLVENT BUSINESS HAVING A VALUE OF $5 ,000 OR MORE. RSCH 15 d 6

NAME OF BUSINESS NATURE OF BUSINESS NATURE OF INTEREST VALUE

Ill Check here if entry is None D Check here if you have attached additional sheets

ITEM 13 RSCH 15 d 7 ; Ru le 3.13 GIFT(S) THAT MUST BE REPORTED UNDER RULE 3.13(c) OF THE HAWAl ' I REVISED CODE OF JUDICIAL CONDUCT. Revised Code of Judicial Conduct

SOURCE DESCRIPTION OF GIFT ESTIMATED VALUE

Ill Check here if entry is None D Check here if you have attached additional sheets

ITEM 14 RSCH 15 d 8 FULL-TIME JUDGES' APPROVED JUDICIAL EDUCATION & 22(h)

I attended 15 hours of Approved Judicial Education during the reporting period.

REMARKS:

D See attached sheets.

CERTIFICATION: I hereby certify that the above is a true, correct, and complete statement.

SIGNATURE: is/ Colette Y. Garibaldi DATE: 04/25/2019

NOTE: This filing is not valid without a signature.

JUD 101 (01 /19 Page4

SC-P-289

Page 5: SUPREME COURT CLERK'S OFFICE 417 SOUTH KING STREET ... · HONOLULU, HAWAl'I 96813-2912 Electronically File Supreme Court Before completing this form please read the instructions for

ATTACHMENT TO FINANCIAL DISCLOSURE STATEMENT FOR COLETTE YODA GARIBALDI YEAR ENDED DECEMBER 31 , 2018 ITEM 5 EACH OWNERSHIP OR BENEFICIAL INTEREST, HELD IN ANY BUSINESS CARRYING ON BUSINESS IN THE STATE, HAVING A VALUE OF $5,000 OR MORE OR EQUAL TO 10% OF THE OWNERSHI P-EOF THE BUSJNESS. d

:lectromcally File

NAME OF BUSINESS NATURE OF BUSINESS NATURE OF INTEREST

.:: l-lRfjtt@W \JOUr ~ Qffle'(m(t000: >09

Held bll Judge 05-AUG-2019 AMERICAN EXPRESS COMPANY CONSUMER FINANCE COMMON STOCK 12~ PM APPLE TECHNOLOGY COMMON STOCK CODE B

BERKSHIRE HATHAWAY INC CONGLOMERATE COMMON STOCK CODE F

BHP GROUP MINING COMMON STOCK CODE B

CORNING INC TECHNOLOGY COMMON STOCK CODE B

INTEL CORP TECHNOLOGY COMMON STOCK CODEC

JOHNSON & JOHNSON PHARMACEUTICALS COMMON STOCK CODE B

MICROSOFT TECHNOLOGY COMMON STOCK CODED

NOVARTIS PHARMACEUTICALS ADR CODE B

Held bll SE!ouse ABB LTD ELECTRICAL EQUIPMENT SPON ADR CODEC

ALI BABA GROUP HOLDING LT DIRECT MKTG RETAIL SPON ADR CODEC

ALPHABET INC SHS CLA INTERACTIVE MEDIA COMMON STOCK CODED

AMAZON COM INC COM DIRECT MKTG RETAIL COMMON STOCK CODED

AMER EXPRESS COMPANY CONSUMER FINANCE COMMON STOCK CODEC

ANHEUSER-BUSCHINBEV BEVERAGES ADR CODE B

APPLE INC TECHNOLOGY COMMON STOCK CODED

ASML HLDG NV NY REG SHS SEMICONDUCTORS COMMON STOCK CODE B

ASTRAZENECA PLC SPND PHARMACEUTICALS ADR CODE B BANCO SANTANDER SA BANKS ADR CODEC

BHP GROUP PLC MINING COMMON STOCK CODEC

BP PLC OIL, GAS AND CNS FUEL SPON ADR CODE B

CHEVRON CORP OIL, GAS AND CNS FUEL COMMON STOCK CODE B

CISCO SYSTEMS INC COM COMMUNICATION EQUIP COMMON STOCK CODEC

COSTCO WHOLESALE CRP DEL FOOD & STAPLES RETAIL COMMON STOCK CODE B

ELI LILLY & CO PHARMACEUTICALS COMMON STOCK CODEC

EXXON MOBIL CORP COM OIL, GAS AND CNS FUEL COMMON STOCK CODE B

FANUC L TD-UNSP MACHINERY COMMON STOCK CODE B

FREEPORT-MCMORAN INC METALS AND MINING COMMON STOCK CODE B

GLAXOSMITHKLINE PLC PHARMACEUTICALS ADR CODE B

HOME DEPOT INC SPECIALTY RETAIL COMMON STOCK CODEC

HSBC HLDG PLC BANKS SPADR CODEC

ING GP NV BANKS SPSD ADR CODEC

INTEL CORP SEMICONDUCTORS COMMON STOCK CODEC

INTESA SANPAOLO BANKS SPON ADR CODE B

JOHNSON AND JOHNSON COM PHARMACEUTICALS COMMON STOCK CODEC

JPMORGAN CHASE & CO BANKS COMMON STOCK CODE B

L OREAL CO PERSONAL PRODUCTS ADR CODE B

Page 1 of 2 ATTACHMENT - ITEM 5

Page 6: SUPREME COURT CLERK'S OFFICE 417 SOUTH KING STREET ... · HONOLULU, HAWAl'I 96813-2912 Electronically File Supreme Court Before completing this form please read the instructions for

ATTACHMENT TO FINANCIAL DISCLOSURE STATEMENT FOR COLETTE YODA GARIBALDI YEAR ENDED DECEMBER 31 , 2018 ITEM 5 EACH OWNERSHIP OR BENEFICIAL INTEREST, HELD IN ANY BUSINESS CARRYING ON BUSINESS IN THE STATE, HAVING A VALUE OF $5,000 OR MORE OR EQUAL TO 10% OF THE OWNERSHIP OF THE BUSINESS.

NAME OF BUSINESS

Held bll SE!ouse {Continued} LVMH MOET HENNESSY

MERCK AND CO INC SHS

MICROSOFT

NESTLES A

NOVARTIS

ORACLE CORP $0.01 DEL

PEPSICO INC

PFIZER INC

PROCTER & GAMBLE CO

RIO TINTO PLC

ROYAL DUTCH SHELL PLC

ROYAL STATE CORPORATION

SALESFORCE COM INC

SANOFI

SAP

SIEMENS AG

SOFTBANK GROUP CORP

SUMITOMO MITSUI

TAIWAN S MANUFCTRING

TENCENT HOLDINGS LTD

TOTALS.A.

UBS GROUP AG NAMEN-AKT

UNITED TECHS CORP COM

VISA INC CL A SHRS

WALMART INC

NATURE OF BUSINESS

LUXURY GOODS

PHARMACEUTICALS

TECHNOLOGY

FOOD PRODUCTS

PHARMACEUTICALS

SOFTWARE

BEVERAGES

PHARMACEUTICALS

HOUSEHOLD PRODUCTS

METALS AND MINING

OIL, GAS AND CNS FUEL

INSURANCE

SOFTWARE

PHARMACEUTICALS

SOFTWARE

INDUSTRIAL CONGLOMERATE WIRELESS COMMUNICATION BANKS

SEMICONDUCTORS

INTERACTIVE MEDIA

OIL, GAS AND CNS FUEL

CAPITAL MARKETS

AEROSPACE & DEFENSE

IT SERVICES

FOOD & STAPLES RETAIL

NATURE OF INTEREST

ADR

COMMON STOCK

COMMON STOCK

REP RG SH ADR

ADR

COMMON STOCK

COMMON STOCK

COMMON STOCK

COMMON STOCK

SPNSRD ADR

SPONS ADRA

COMMON STOCK

COMMON STOCK

ADR

SE SHS

ADR

ADR

UNSPONS ADR

ADR

ADR

SPADR

COMMON STOCK

COMMON STOCK

COMMON STOCK

COMMON STOCK

ENTER AMOUNT

CODEC

CODE B

CODEC

CODE B

CODEC

CODEC

CODEC

CODED

CODEC

CODE B

CODEC

CODEE

CODE B

CODEC

CODE B

CODEC

CODEC

CODE B

CODE B

CODEC

CODEC

CODEC

CODE B

CODED

CODEC

Page 2 of 2 ATTACHMENT - ITEM 5

Page 7: SUPREME COURT CLERK'S OFFICE 417 SOUTH KING STREET ... · HONOLULU, HAWAl'I 96813-2912 Electronically File Supreme Court Before completing this form please read the instructions for

ATTACHMENT TO FINANCIAL DISCLOSURE STATEMENT FOR COLETTE YODA GARIBALDI YEAR ENDED DECEMBER 31 , 2018 ITEM 6 OWNERSHIP OR BENEFICIAL INTEREST UNDER ITEM 5 TRANSFERRED DURING THIS DISCLOSURE PERIOD.

NAME OF BUSINESS

Held by Judge DOUBLELINE EMRG MKTS INCM FD CL I

DOUBLELINE OPPORTUNISTIC

DOUBLELINE TOTAL RETURN BO FD CL I

INVESCO GLOBAL HEAL TH CARE FUND CL A

LIBERTY ALL ST AR

Held by SE!ouse APPLE INC CITIGROUP COLUMBIA MUL Tl-ADVISOR INTL EQTY FD CL A

COLUMBIA NEWPORT GREATER CHINA

COLUMBIA SMALL CAP VAL FD CL A

DOUBLELINE CORE FIXED INCM FD CL I

DOUBLELINE EMRG MKTS INCM FD CL I

DOUBLELINE OPPORTUNISTIC

DOUBLELINE TOTAL RETURN BO FD CL I

GABELLI EQUITY TRUST

GENERAL ELECTRIC

INVESCO GLOBAL HEAL TH CARE FUND CL A

JHANCOCK NEW OPPTY FD A

LIBERTY ALL ST AR MICROSOFT

TRAVELERS COMPANIES INC

Held Jointly INVESCO DEVELOPING MARKETS CL A

DATE OF TRANSFER

12/10/2018

12/10/2018

12/10/2018

12/10/2018

12/10/2018

12/12/2018 12/20/2018

12/13/2018

12/20/2018

12/20/2018

12/20/2018

12/20/2018

12/20/2018

12/20/2018

12/20/2018

12/21/2018

12/20/2018

12/20/2018

12/13/2018 12/11/2018

12/20/2018

8/23/2018

~,__ .... --=--•·- ~~•--1--•·- d·---1 ■, ■ ·--

VAL~effle\~~JH~

SCFD-11-0000209 CODEQ5-AUG-2019 CODE12:24 PM CODE B

CODE B

CODEE

CODEF CODED

CODE B

CODEC

CODED

CODEC

CODEC

CODEC

CODEC

CODEC

CODE B

CODE B

CODEC

CODEE CODE H

CODED

CODED

Page 1 ATTACHMENT - ITEM 6

Page 8: SUPREME COURT CLERK'S OFFICE 417 SOUTH KING STREET ... · HONOLULU, HAWAl'I 96813-2912 Electronically File Supreme Court Before completing this form please read the instructions for

ATTACHMENT TO FINANCIAL DISCLOSURE STATEMENT FOR COLETTE YODA GARIBALDI YEAR ENDED DECEMBER 31, 2018 ITEM 7 LIST EACH OFFICERSHIP, DIRECTORSHIP, TRUSTEESHIP OR OTHER FIDUCIARY RELATIONSHIP

HELD IN ANY BUSINESS.

NAME OF BUSINESS

Held by Spouse Kukui Children's Foundation

Royal State National Insurance Company, Limited

Mutual Benefit Trust

Royal State Corporation

Consumer Group Insurance Services, Inc.

Mutual Benefit Association of Hawaii

Mutual Benefit Employees Corporation

The Royal Insurance Agency, Inc.

Voluntary Employees' Benefit Association of Hawaii

M. Dyer & Sons, Inc.

TITLE AND TERM OF OFFICE

Director and Treasurer (annual)

Director, President and CEO (annual)

Trustee , President and CEO (annual)

Director, President and CEO (annual)

Chairman , President and CEO (annual)

Director, Executive Vice President and COO (annual)

Director, President and CEO (annual)

Chairman and President (annual)

Trustee, President and CEO (annual)

Director (annual)

El t · II F"I dec romca y I e COMPiNBJmUt.Court (enter lttaBDR1 tJOOOnrl09

05-AUG-2019 None

12:25 PM

None

None

Code G

None

None

None

None

None

Code B

ATTACHMENT - ITEM 7 Page 1