SUPREME COURT CLERK'S OFFICE 417 SOUTH KING STREET ... · HONOLULU, HAWAl'I 96813-2912...
Transcript of SUPREME COURT CLERK'S OFFICE 417 SOUTH KING STREET ... · HONOLULU, HAWAl'I 96813-2912...
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FINANCIAL DISCLOSURE STATEMENT
THIS SPACE FOR OFFICE USE ONLY SUPREME COURT CLERK'S OFFICE 417 SOUTH KING STREET
HONOLULU, HAWAl'I 96813-2912 Electronically File Supreme Court
Before completing this form please read the instructions for Financial Disclosure Statement, SCFD-11-0000209 including the text of Supreme Court Rule 15. REMINDER: For all items requiring a monetary amount, the following financial range codes may be used. 29-APR-2019
09:16 AM A - Less than $1 ,000 G - At least $150,000 but less than $250,000 B - At least $1,000 but less than $10,000 H - At least $250,000 but less than $500,000 C - At least $10,000 but less than $25,000 I - At least $500,000 but less than $750,000 D - At least $25,000 but less than $50,000 J - At least $750,000 but less than $1 ,000,000 E - At least $50,000 but less than $100,000 K -$1,000,000 or more F -At least $100,000 but less than $150,000
TO BE FILED BY ALL FULL TIME AND PER DIEM JUDGES.
Type only
NAME OF SPOUSE OR DOMESTIC PARTNER: NAME: Garibaldi Colette Yoda
(LAST FIRST (MIDDLE) John Louis Garibaldi
777 Punchbowl Street OFFICEADDRESS: ______________________________ No. of Dependent Children:
NUMBER, STREET Do not include names)
96813cITY oR rnwN Honolulu zIP coDE: 0
JUDICIAL POSITION HELD DATE OF APPOINTMENT OFFICE PHONE
Circuit Court Judge, First Circuit 09/30/2010 Retired 12/28/2018
CALENDAR YEAR COVERED BY THIS DISCLOSURE 2Q 18
ANNUAL INCOMEITEM 1 JUDICIAL COMPENSATION RSCH 15 d 1 G
ITEM 2 JUDGE'S OTHER INCOME RSCH 15 d 1 (if income for services rendered exceeds $1,000)
EMPLOYER/LAW FIRM BUSINESS ADDRESS ANNUAL INCOME
Not applicable
ITEM 3 RSCH 15 d 1
INCOME OF SPOUSE OR DOMESTIC PARTNER AND DEPENDENT CHILDREN (if income for services rendered exceeds $1 ,000)
EMPLOYER ANNUAL INCOME
Royal State Corporation (Spouse) G
JUD 101 (01 /19) Page 1
tin RG-AC-508 (5/19)
SC-P-289
ITEM 4 ANY OTHER INCOME, FOR SERVICES RENDERED, IN EXCESS OF $1 ,000 - INCOME DISCLOSED IN ITEMS 1 - 3 NEED NOT BE RSCH 15 d 1 REPEATED HERE
SOURCE NATURE OF SERVICES RENDERED AMOUNT
M. Dyer & Sons, Inc. (Spouse) Member, Board of Directors B
D Check here if entry is None D Check here if you have attached additional sheets
ITEM 5 EACH OWNERSHIP OR BENEFICIAL INTEREST, HELD IN ANY BUSINESS CARRYING ON BUSINESS IN THE STATE, HAVING A RSCH 15 d 2 VALUE OF $5,000 OR MORE OR EQUAL TO 10% OF THE OWNERSHIP OF THE BUSINESS.
NAME OF BUSINESS NATURE OF BUSINESS NATURE OF INTEREST ENTER AMOUNT OR NO. OF SHARES
See attachment
D Check here if entry is None Ill Check here if you have attached additional sheets
ITEM 6 I OWNERSHIP OR BENEFICIAL INTEREST UNDER ITEM 5 TRANSFERRED DURING THIS DISCLOSURE PERIOD. RSCH 15 d 2
NAME OF BUSINESS DATE OF TRANSFER VALUE OF TRANSFER
See attachment
D Check here if entry is None Ill Check here if you have attached additional sheets
ITEM 7 I LIST EACH OFFICERSHIP, DIRECTORSHIP, TRUSTEESHIP OR OTHER FIDUCIARY RELATIONSHIP HELD IN ANY BUSINESS. RSCH 15 d 3
NAME OF BUSINESS TITLE AND TERM OF OFFICE COMPENSATION (enter amount or NONE)
See attachment
D Check here if entry is None Ill Check here if you have attached additional sheets
JUD 101 (01 /19 Page 2
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ITEM LIST CREDITORS, OTHER THAN CREDIT CARD ACCOUNTS, TO WHOM MORE THAN $3,000 WAS OWED DURING THE DISCLOSURE 8 IRSCH 15 d 4 PERIOD. LIST CREDIT CARD DEBT THAT EXCEEDED $10,000 FOR SIX MONTHS OR MORE.
NAME AND ADDRESS OF CREDITOR ORIGINAL AMOUNT OWED AMOUNT OWED AT END OF YEAR
See attachment
D Check here if entry is None Ii'.! Check here if you have attached additional sheets
ITEM 9 REAL PROPERTY IN THE STATE IN WHICH IS HELD AN INTEREST WITH A FAIR MARKET VALUE OF $10,000 OR MORE. RSCH 15 d 5
POSTAL ZIP CODE OF LOCATION VALUE
96821 (Joint) K
D Check here if entry is None D Check here if you have attached additional sheets
ITEM 10 I REAL PROPERTY, THE FAIR MARKET VALUE OF WHICH EXCEEDS $10,000, ACQUIRED DURING THE DISCLOSURE PERIOD. RSCH 15 d 5
POSTAL ZIP CODE OF LOCATION NATURE OF INTEREST NAME AND ADDRESS OF PERSON RECEIVING CONSIDERATION GIVEN CONSIDERATION
i;Z] Check here if entry is None D Check here if you have attached additional sheets
ITEM 11 I REAL PROPERTY, THE FAIR MARKET VALUE OF WHICH EXCEEDS $10,000, TRANSFERRED DURING THE DISCLOSURE PERIOD. RSCH 15 d 5
POSTAL ZIP CODE OF LOCATION NAME AND ADDRESS OF PERSON FURNISHING CONSIDERATION CONSIDERATION RECEIVED
li'.J Check here if entry is None D Check here if you have attached additional sheets
JUD 101 (01 /19 Page 3
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ITEM 12 I CREDITOR INTEREST IN INSOLVENT BUSINESS HAVING A VALUE OF $5 ,000 OR MORE. RSCH 15 d 6
NAME OF BUSINESS NATURE OF BUSINESS NATURE OF INTEREST VALUE
Ill Check here if entry is None D Check here if you have attached additional sheets
ITEM 13 RSCH 15 d 7 ; Ru le 3.13 GIFT(S) THAT MUST BE REPORTED UNDER RULE 3.13(c) OF THE HAWAl ' I REVISED CODE OF JUDICIAL CONDUCT. Revised Code of Judicial Conduct
SOURCE DESCRIPTION OF GIFT ESTIMATED VALUE
Ill Check here if entry is None D Check here if you have attached additional sheets
ITEM 14 RSCH 15 d 8 FULL-TIME JUDGES' APPROVED JUDICIAL EDUCATION & 22(h)
I attended 15 hours of Approved Judicial Education during the reporting period.
REMARKS:
D See attached sheets.
CERTIFICATION: I hereby certify that the above is a true, correct, and complete statement.
SIGNATURE: is/ Colette Y. Garibaldi DATE: 04/25/2019
NOTE: This filing is not valid without a signature.
JUD 101 (01 /19 Page4
SC-P-289
ATTACHMENT TO FINANCIAL DISCLOSURE STATEMENT FOR COLETTE YODA GARIBALDI YEAR ENDED DECEMBER 31 , 2018 ITEM 5 EACH OWNERSHIP OR BENEFICIAL INTEREST, HELD IN ANY BUSINESS CARRYING ON BUSINESS IN THE STATE, HAVING A VALUE OF $5,000 OR MORE OR EQUAL TO 10% OF THE OWNERSHI P-EOF THE BUSJNESS. d
:lectromcally File
NAME OF BUSINESS NATURE OF BUSINESS NATURE OF INTEREST
.:: l-lRfjtt@W \JOUr ~ Qffle'(m(t000: >09
Held bll Judge 05-AUG-2019 AMERICAN EXPRESS COMPANY CONSUMER FINANCE COMMON STOCK 12~ PM APPLE TECHNOLOGY COMMON STOCK CODE B
BERKSHIRE HATHAWAY INC CONGLOMERATE COMMON STOCK CODE F
BHP GROUP MINING COMMON STOCK CODE B
CORNING INC TECHNOLOGY COMMON STOCK CODE B
INTEL CORP TECHNOLOGY COMMON STOCK CODEC
JOHNSON & JOHNSON PHARMACEUTICALS COMMON STOCK CODE B
MICROSOFT TECHNOLOGY COMMON STOCK CODED
NOVARTIS PHARMACEUTICALS ADR CODE B
Held bll SE!ouse ABB LTD ELECTRICAL EQUIPMENT SPON ADR CODEC
ALI BABA GROUP HOLDING LT DIRECT MKTG RETAIL SPON ADR CODEC
ALPHABET INC SHS CLA INTERACTIVE MEDIA COMMON STOCK CODED
AMAZON COM INC COM DIRECT MKTG RETAIL COMMON STOCK CODED
AMER EXPRESS COMPANY CONSUMER FINANCE COMMON STOCK CODEC
ANHEUSER-BUSCHINBEV BEVERAGES ADR CODE B
APPLE INC TECHNOLOGY COMMON STOCK CODED
ASML HLDG NV NY REG SHS SEMICONDUCTORS COMMON STOCK CODE B
ASTRAZENECA PLC SPND PHARMACEUTICALS ADR CODE B BANCO SANTANDER SA BANKS ADR CODEC
BHP GROUP PLC MINING COMMON STOCK CODEC
BP PLC OIL, GAS AND CNS FUEL SPON ADR CODE B
CHEVRON CORP OIL, GAS AND CNS FUEL COMMON STOCK CODE B
CISCO SYSTEMS INC COM COMMUNICATION EQUIP COMMON STOCK CODEC
COSTCO WHOLESALE CRP DEL FOOD & STAPLES RETAIL COMMON STOCK CODE B
ELI LILLY & CO PHARMACEUTICALS COMMON STOCK CODEC
EXXON MOBIL CORP COM OIL, GAS AND CNS FUEL COMMON STOCK CODE B
FANUC L TD-UNSP MACHINERY COMMON STOCK CODE B
FREEPORT-MCMORAN INC METALS AND MINING COMMON STOCK CODE B
GLAXOSMITHKLINE PLC PHARMACEUTICALS ADR CODE B
HOME DEPOT INC SPECIALTY RETAIL COMMON STOCK CODEC
HSBC HLDG PLC BANKS SPADR CODEC
ING GP NV BANKS SPSD ADR CODEC
INTEL CORP SEMICONDUCTORS COMMON STOCK CODEC
INTESA SANPAOLO BANKS SPON ADR CODE B
JOHNSON AND JOHNSON COM PHARMACEUTICALS COMMON STOCK CODEC
JPMORGAN CHASE & CO BANKS COMMON STOCK CODE B
L OREAL CO PERSONAL PRODUCTS ADR CODE B
Page 1 of 2 ATTACHMENT - ITEM 5
ATTACHMENT TO FINANCIAL DISCLOSURE STATEMENT FOR COLETTE YODA GARIBALDI YEAR ENDED DECEMBER 31 , 2018 ITEM 5 EACH OWNERSHIP OR BENEFICIAL INTEREST, HELD IN ANY BUSINESS CARRYING ON BUSINESS IN THE STATE, HAVING A VALUE OF $5,000 OR MORE OR EQUAL TO 10% OF THE OWNERSHIP OF THE BUSINESS.
NAME OF BUSINESS
Held bll SE!ouse {Continued} LVMH MOET HENNESSY
MERCK AND CO INC SHS
MICROSOFT
NESTLES A
NOVARTIS
ORACLE CORP $0.01 DEL
PEPSICO INC
PFIZER INC
PROCTER & GAMBLE CO
RIO TINTO PLC
ROYAL DUTCH SHELL PLC
ROYAL STATE CORPORATION
SALESFORCE COM INC
SANOFI
SAP
SIEMENS AG
SOFTBANK GROUP CORP
SUMITOMO MITSUI
TAIWAN S MANUFCTRING
TENCENT HOLDINGS LTD
TOTALS.A.
UBS GROUP AG NAMEN-AKT
UNITED TECHS CORP COM
VISA INC CL A SHRS
WALMART INC
NATURE OF BUSINESS
LUXURY GOODS
PHARMACEUTICALS
TECHNOLOGY
FOOD PRODUCTS
PHARMACEUTICALS
SOFTWARE
BEVERAGES
PHARMACEUTICALS
HOUSEHOLD PRODUCTS
METALS AND MINING
OIL, GAS AND CNS FUEL
INSURANCE
SOFTWARE
PHARMACEUTICALS
SOFTWARE
INDUSTRIAL CONGLOMERATE WIRELESS COMMUNICATION BANKS
SEMICONDUCTORS
INTERACTIVE MEDIA
OIL, GAS AND CNS FUEL
CAPITAL MARKETS
AEROSPACE & DEFENSE
IT SERVICES
FOOD & STAPLES RETAIL
NATURE OF INTEREST
ADR
COMMON STOCK
COMMON STOCK
REP RG SH ADR
ADR
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
SPNSRD ADR
SPONS ADRA
COMMON STOCK
COMMON STOCK
ADR
SE SHS
ADR
ADR
UNSPONS ADR
ADR
ADR
SPADR
COMMON STOCK
COMMON STOCK
COMMON STOCK
COMMON STOCK
ENTER AMOUNT
CODEC
CODE B
CODEC
CODE B
CODEC
CODEC
CODEC
CODED
CODEC
CODE B
CODEC
CODEE
CODE B
CODEC
CODE B
CODEC
CODEC
CODE B
CODE B
CODEC
CODEC
CODEC
CODE B
CODED
CODEC
Page 2 of 2 ATTACHMENT - ITEM 5
ATTACHMENT TO FINANCIAL DISCLOSURE STATEMENT FOR COLETTE YODA GARIBALDI YEAR ENDED DECEMBER 31 , 2018 ITEM 6 OWNERSHIP OR BENEFICIAL INTEREST UNDER ITEM 5 TRANSFERRED DURING THIS DISCLOSURE PERIOD.
NAME OF BUSINESS
Held by Judge DOUBLELINE EMRG MKTS INCM FD CL I
DOUBLELINE OPPORTUNISTIC
DOUBLELINE TOTAL RETURN BO FD CL I
INVESCO GLOBAL HEAL TH CARE FUND CL A
LIBERTY ALL ST AR
Held by SE!ouse APPLE INC CITIGROUP COLUMBIA MUL Tl-ADVISOR INTL EQTY FD CL A
COLUMBIA NEWPORT GREATER CHINA
COLUMBIA SMALL CAP VAL FD CL A
DOUBLELINE CORE FIXED INCM FD CL I
DOUBLELINE EMRG MKTS INCM FD CL I
DOUBLELINE OPPORTUNISTIC
DOUBLELINE TOTAL RETURN BO FD CL I
GABELLI EQUITY TRUST
GENERAL ELECTRIC
INVESCO GLOBAL HEAL TH CARE FUND CL A
JHANCOCK NEW OPPTY FD A
LIBERTY ALL ST AR MICROSOFT
TRAVELERS COMPANIES INC
Held Jointly INVESCO DEVELOPING MARKETS CL A
DATE OF TRANSFER
12/10/2018
12/10/2018
12/10/2018
12/10/2018
12/10/2018
12/12/2018 12/20/2018
12/13/2018
12/20/2018
12/20/2018
12/20/2018
12/20/2018
12/20/2018
12/20/2018
12/20/2018
12/21/2018
12/20/2018
12/20/2018
12/13/2018 12/11/2018
12/20/2018
8/23/2018
~,__ .... --=--•·- ~~•--1--•·- d·---1 ■, ■ ·--
VAL~effle\~~JH~
SCFD-11-0000209 CODEQ5-AUG-2019 CODE12:24 PM CODE B
CODE B
CODEE
CODEF CODED
CODE B
CODEC
CODED
CODEC
CODEC
CODEC
CODEC
CODEC
CODE B
CODE B
CODEC
CODEE CODE H
CODED
CODED
Page 1 ATTACHMENT - ITEM 6
ATTACHMENT TO FINANCIAL DISCLOSURE STATEMENT FOR COLETTE YODA GARIBALDI YEAR ENDED DECEMBER 31, 2018 ITEM 7 LIST EACH OFFICERSHIP, DIRECTORSHIP, TRUSTEESHIP OR OTHER FIDUCIARY RELATIONSHIP
HELD IN ANY BUSINESS.
NAME OF BUSINESS
Held by Spouse Kukui Children's Foundation
Royal State National Insurance Company, Limited
Mutual Benefit Trust
Royal State Corporation
Consumer Group Insurance Services, Inc.
Mutual Benefit Association of Hawaii
Mutual Benefit Employees Corporation
The Royal Insurance Agency, Inc.
Voluntary Employees' Benefit Association of Hawaii
M. Dyer & Sons, Inc.
TITLE AND TERM OF OFFICE
Director and Treasurer (annual)
Director, President and CEO (annual)
Trustee , President and CEO (annual)
Director, President and CEO (annual)
Chairman , President and CEO (annual)
Director, Executive Vice President and COO (annual)
Director, President and CEO (annual)
Chairman and President (annual)
Trustee, President and CEO (annual)
Director (annual)
El t · II F"I dec romca y I e COMPiNBJmUt.Court (enter lttaBDR1 tJOOOnrl09
05-AUG-2019 None
12:25 PM
None
None
Code G
None
None
None
None
None
Code B
ATTACHMENT - ITEM 7 Page 1