Supplier anti-counterfeit requirements March 2018 · 2018. 6. 7. · Counterfeit components...

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Supplier anti-counterfeit requirements March 2018 Prepared by: Jo Vann [email protected] IEC TC107 WG3 ‘Counterfeit electronic parts; avoidance, detection, mitigation, and disposition in avionics applications’ convener , see http://www.iec.ch/dyn/www/f?p=103:14:0::::FSP_ORG_ID,FSP_LANG_ID:5736,25 TC107 Technical Secretary Member of : SAE: G19A, G19AD, G19C, G19CI, AMPC IEC TC107 WG3 IECQ WG6 WG4 UK CAWG UK GEL/107

Transcript of Supplier anti-counterfeit requirements March 2018 · 2018. 6. 7. · Counterfeit components...

Page 1: Supplier anti-counterfeit requirements March 2018 · 2018. 6. 7. · Counterfeit components Counterfeit wires (CALCE 2015): Counterfeit parts are on the rise, Paul Romano, Fusion

Supplier anti-counterfeit requirements March 2018

Prepared by:

Jo Vann

[email protected]

IEC TC107 WG3 ‘Counterfeit electronic parts; avoidance, detection, mitigation, and disposition in avionics applications’ convener , see

http://www.iec.ch/dyn/www/f?p=103:14:0::::FSP_ORG_ID,FSP_LANG_ID:5736,25

TC107 Technical Secretary

Member of :

SAE: G19A, G19AD, G19C, G19CI, AMPC

IEC TC107 WG3

IECQ WG6 WG4

UK CAWG

UK GEL/107

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Counterfeit componentsCounterfeit wires (CALCE 2015): Counterfeit parts are on the rise, Paul

Romano, Fusion Trade Figure 1: A counterfeit device that has been coated with a compound that will not be detected by normal permanency testing, but can be chipped off to reveal the remarked device.

From Kozio blog

Vertical launches online component market to defeat counterfeit chip fraud , Dean Takahasi

External visual inspection cannot easily find counterfeits. Users need to know their supply chain to avoid counterfeits

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General Counterfeit statistics• The Europol 2017 Situation Report on counterfeiting in the EU, see

https://www.europol.europa.eu/publications-documents/2017-situation-report-counterfeiting-and-piracy-in-european-union

• IPR crimes are calculated to be $461Billion annually worldwide and taint all types of product in all geographical areas in 2013.

• IPR infringing products accounted for 5% of imports worth EUR 85 million into the EU in 2013 and is estimated to be 2.5% of all global trade as of 2013.

• Online marketplaces increasingly become key distribution channels for counterfeit goods.

➢ DO NOT USE EBAY, ALIBABA, HONG KONG DARK, AMAZON or ANY ON-LINE DISTRIBUOR FORUMS AS THEY WILL NOT HAVE THE NECESSARY TRACEABILITY

• Europol 2016-2017 Review report https://www.europol.europa.eu/activities-services/main-reports/europol-review-2016-2017 is now available:

• Launched EU IP Crime Coordinated Coalition (IPC3) with 46000 new cases initiated in 2016, 16% more that previous year.

• USA Homeland Security:

➢ 31,560 total number of IPR related seizures in 2016, up 9% from 2015 from U.S. Department of Homeland Security, Intellectual Property Rights Seizures Statistics, https://www.cbp.gov/document/report/fy-2016-intellectual-property-rights-seizure-statistics of value $1.35 Trillion.

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What is the Avionics problem? • In 2010/2011 the USA DoD identified upwards of a million counterfeit components in their

Military supply chain, caused by poor supplier control and weak buying practices.

➢ Affected systems included thermal weapons sights, missile computers, helicopters, and aircraft. This resulted in the USA anti-counterfeit DFAR 252.247.7007 and 252.247.7008 invoked in USA military contracts with major Avionics OEMS and their suppliers for electronics.

• Researcher IHS analysed electronics industry data in 2016 concerning counterfeit parts:➢ Nearly 19% of counterfeit parts involve components still being produced by manufacturers.➢ More than 12 million counterfeit parts have been reported over the last five years to 2013➢ 66.9% of counterfeit parts are obsolete➢ Memories and microprocessors are the most counterfeited components

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ISO 9001 for any industry segment is revised to now included:➢ ‘Risk Assessment’ in clause 6 but unfortunately the word ‘counterfeit’ is not listed

as a risk but it should be considered in clause 6.

AS/EN/JISQ 9100 revision D Quality Management Systems for Avionics industry ( Civil and Military) now includes:

➢ New section 8.1.4 specifically about anti-counterfeit risk management for electronics and materiel for compliance by September 2018 ➢ Requires all relevant staff have anti-counterfeit awareness training ➢ Strongly suggests that obsolescence is managed e.g. IEC 62402 or SAE

STD0016➢ Does not mandate any specific standards although the following can be used:

➢ SAE AS5553 and/or IEC 62668-1 for electronic components➢ SAE AS6174 for materiel ➢ IECQ OD 3702 Traceability audit of anything

➢ Supports DEF STAN 05-135 and DFARS 252.246-7007/7008➢ The following members of the AS 9100 series also include anti-counterfeit

measures➢ AS/EN/JISQ 9110 for repairs, ➢ AS/EN/JISQ 9102 for First Article Inspection and ➢ AS/EN/JISQ 9120 for distributors

What is the outcome?

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SAE AS6174, Counterfeit Materiel; Assuring Acquisition of Authentic and Conforming MaterielThis standards attempts to :

a) maximize availability of authentic materiel (made from the proper materials using the proper processes with required testing,)

b) procure materiel from reliable sources, c) assure authenticity and conformance of procured materiel d) control materiel identified as counterfeit, and e) report counterfeit materiel to other potential users and government investigative

authorities.

➢ Use revision A which has better definitions on ‘trusted suppliers’➢ Materiels have fewer franchised distributors and many users buy from

general distributors (which might have a traceability problem) . ➢ It is difficult to test some materials e.g. organic materials to verify the

chemical composition e.g. encapsulants, glue, paint etc. so the only mitigation is to know your supply chain.

➢ SAE Committee is working on a slash sheet for fasteners. ➢ Slash sheets will be created eventually over the next 10 years for all types of

material➢ Contact Bill Tipton if you wish to join the committee (or ask Jo Vann)

What is the outcome?

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For UK Military contracts, the UK MOD published:

• DEF STAN 05- 135 ‘Avoidance of Counterfeit materiel’ downloaded free of charge from the DStan web site by visiting http://dstan.uwh.diif.r.mil.uk for those with rli access or https://www.dstan.mod.uk

Message: anything that can be manufactured has the potential to be counterfeited

➢ Invoked in contracts and applies to electronics and all materiel including food, clothing, munitions, weapons, vehicles, tanks, ships, airplanes etc.

➢ Being revised to includes obsolescence management ➢ Requires that the Supplier has processes to mange anti-counterfeit management and

appoints a management representative ( typically the Quality manager with support from Engineering)

➢ Does not mandate compliance to specific standards but expects awareness and compliance to the most relevant standards

➢ Currently audited by MOD auditors – no Third Party certifications mandated yet. ➢ CAWG members have collaborated to produce the free anti-counterfeit awareness training

video see https://www.youtube.com/watch?v=YwFUGeuZspg➢ May eventually become a EN document in Europe for use by NATO countries

• Counterfeit Avoidance Maturity model version 2 ➢ Audit checklist for supplier to ‘self certify’ their ability to comply with DEF-STAN 05-135 or

for use by MOD auditors when they conduct audits.

What is the outcome?

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ISO publications for all industries , see brochures and

http://www.iso.org?utm_source=publication&utm_medium=pdf&utm_campaign=counterfeit-brochure-en/

➢ ISO 12931, Performance criteria for authentication solutions used to combat counterfeiting of material goods

➢ ISO 16678, Guidelines for interoperable object identification and related authentication systems to deter counterfeiting and illicit trade

➢ ISO 28000, Specification for security management systems for the supply chain➢ ISO 22000, Food safety management systems – Requirements for any organization in the food

chain➢ ISO/TS 16791, Health informatics – Requirements for international machine-readable coding

of medicinal product package identifiers➢ ISO 17367, Supply chain applications of RFID — Product tagging➢ ISO/IEC 20243 (English only), Information Technology – Open Trusted Technology Provider,

TM Standard (O-TTPS) – Mitigating maliciously tainted and counterfeit products➢ ISO/IEC TR 24729-1, Information technology – Radio frequency identification for item

management – Implementation guidelines – Part 1 : RFID-enabled labels and packaging supporting ISO/IEC 18000-6C.

➢ ISO 22380 , Security and resilience – Authenticity, integrity and trust for products and documents – General principles for product fraud risk and countermeasures – in development

The Semiconductor Industries Association (SIA) states that special tracking schemes for electronics are not practical for their large volume industry and recommend instead that their components should always be purchased from franchised sources or direct from the manufacturer.

What is the outcome?

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International anti-counterfeit standards for supply chains

SAE

IEC

TC107 WG3

G-14 AAQSC

IEC TS62668-2

G19A

IEC TS62668-1

for Avionics

OEMS

G19AD G19C

AS6171with 16 Test

Methods

AS6496Franchised distributor

AS6301AS6462

audit checklists

G19CI

AS5553electronic

component

G21

AS6174 for

materiels

IECQ

AS9100 rev D clause 8.1.4

OD3702traceability

audit for any

industry

IECQ WG6

ISO9000 clause 6 risk assessment

AS6081for non-

franchised buys for

Distributors

G19CI

IDEA STD 1010 visual

inspection

Trade Body e.g.

BEAMA

JESD243 for

manufacturers

ISO TC176

JEDEC

IEC TS62239-1

for Avionics

OEMs

TC107 WG5

ISO standards

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New IECQ OD3702 Traceability audit now published

Free to download ,see http://www.iecq.org/publications/rules-procedures/

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New IECQ OD3702 Traceability audit can be applied throughout any part of the supply chain

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AVIONICS supply chains and contract flow-down:

USA Military

UK Military

DFARS in

contracts

DEF STAN 05-135

anti-counterfeit , electronics

and materials

DFAR 252.246.7007 electrical and SAE AS6171

OEM AS9100

rev D clause 8.1.4

SAE AS5553

flow-down to

suppliers

OEM suppliers:

AS9100 preferred

SAE AS6496Franchised distributors

ARP 6178, SAE AS6081

non-franchised distributor

SAE AS6174 Materials

General USA

Avionics Customer

Anti-C flowdown

AS5553

General EU or Far

East Avionics

customer

Anti-C flow-down IEC

TS62668-1 and IEC TS 62668-2

ARP 6328 or IEC/TS

62668-2 risk assessment

orSAE AS6171

ARP 6328 or IECTS 62668-

2 risk assessment

and orSAE AS6171

NEW DFAR252.246.7008

Trusted suppliers

NATODirective referring to

external standards

IECQ New OD 3702

traceability audit for any

industry

SAE AS6174 Materials

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Essential elements of all external standards• Key requirement is to have a descending order priority where at least 80% or

more parts and materials are purchased:

➢ Directly from the original manufacturer

➢ Or from their franchised or authorised distributors preferably AS9120 with SAE AS6494 compliance

Then purchase the balance

➢ From SAE AS6081 certified non-franchised electronic distributors with traceability in the supply chain

• Invoke standard PO notes stating you will not accept counterfeit or fraudulent recycled components

• Publish your anti-counterfeit plan to protect your business

• Request that your subcontract assemblers and custom suppliers publish their anti-counterfeit plans for your review/approval

• Minimise your untraceable Broker Buys and include special anti-counterfeit mitigation testing ( per IEC TS 62668-2 or SAE AS6171 for electronics) on those orders

• Report as necessary

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Third party anti-counterfeit certifications as of 2017

SAE PRI:

• SAE AS5553: 1 Avionics OEM

NQA:

• SAE AS6081: 8 or more non-franchised distributors

IECQ:

• IEC TS 62239-1 ECMP: 23 certificates where one of the requirements is that the OEM manages an anti-counterfeit management plan to an external standard, e.g. SAE AS5553, IEC TS 62668-1 etc.

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New IECQ Avionics User Forum (AUF)• IECQ is establishing this new AUF which will have Technical Forums:

➢ TF06 for obsolescence and anti-counterfeit management

➢ Convenor : Graham Goring

• These TFs will discuss user technical issues only, for example:

• conduct anonymous surveys for benchmarking activities

• critique external standards, looking for gaps etc

• invite tool providers and supply chain providers to present etc.

• discuss major issues effecting all users etc.

• Membership is restricted to:

• Avionics OEMs,

• Technical experts from air-framers,

• STACK members,

• IEC TC107 members,

• SAE APMC members etc.

➢ Contact Jo Vann or Graham Goring if you wish to participate

➢ Meeting April 16th at BSi London , WEBEX will be provided

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Reference Material

See following slides which are included for reference purposes.

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Avionics Supply chain

AS/EN/JISQ9100

Avionics OEM

AS/EN/JISQ9110

OEM stock sent out to suppliers ,

should have AS/EN/JISQ 9120

IEC/TS 62239-1 ECMP with anti-counterfeit plan

compliant to DFAR , DEF STAN, SAE AS5553A and

IEC/TS 62668-1

SAE AS5553 and AS6462 audit

checklist

IEC/TS 62668-1

Avionics subcontractor

AS/EN/JISQ9100

IEC/TS 62239-1 ECMP with SAE AS5553A plan

PCB assembly subcontractor

ISO9001 and/or AS/EN/JISQ

9100

Franchised Distributor

ISO9001 and/or AS/EN/JISQ

9120

SAE AS6496

SAE AS6081 optional, more testing may be

needed

Non-franchised distributor

ISO9001

AS/EN/JISQ9120

ARP 6178

IEC/TS 62668-2 non-franchised component risk

assessment

Avionics OEM managed ECMP

and SAE AS5553A plan

Trusted supplier?

Yes

No

Broker

DFARS 252.246.7007

252.246.7008

DEF STAN 05-125

Is order traceable?

Request waiver to DFAR traceability

requirement

No

YES

IECQ OD7302 Traceability audit

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Anti-counterfeit standards summaryStandard Market sector Description Comments

ISO9001 General industry General Quality management system

Clause 6 Risk Assessment and management requires all users to assess risks and mitigate. Although counterfeit is not mentioned, it is a major risk to a business and requires assessment and mitigation. Another risk is Obsolescence

JESD 243 Semiconductor original component manufacturer(OCM), Aftermarket suppliers, Hybrid microcircuit market

Counterfeit Electronic Parts:Non-Proliferation for Manufacturers

For OCMs to consider for ISO9001 clause 6 risk mitigation and management

IDEA-STD-1010

Any industry Visual inspection method for detecting counterfeit and fraudulent components

Excellent procedure whereby operators can be certified to the process. Based on photographs of good and bad parts. Fundamental to other SAE standards for visual inspection. See http://www.idofea.org/

IECQ OD3702 Any industry or market Traceability audit for materials, electronics, and mechanicalcomponents

Released. Can be used to support ISO9001 clause 6 for counterfeit mitigation and AS9100 clause 8.1.4. for any part of the supply chain

Page 20: Supplier anti-counterfeit requirements March 2018 · 2018. 6. 7. · Counterfeit components Counterfeit wires (CALCE 2015): Counterfeit parts are on the rise, Paul Romano, Fusion

Anti-counterfeit standards summaryStandard Market

sectorDescription Comments

AS/EN/JISQ9100 Avionics OEMS General Quality Management System All Avionics OEMs are expected to operate to this standard which is currently at rev D which includes anti-counterfeit requirements for material, mechanical and electrical components on clause 8.1.4 . This is a ‘game changer’ for avionics industry

SAE AS5553 General industry for OEMS but mainly used by Avionics OEMs

Set of 11 mandatory detailed requirements for how to buy, manage, and dispose of electronic components with reporting mechanisms when counterfeits are found

Currently at revision B. Can be used to satisfy AS9100 rev D electrical component anti-counterfeit requirements. Another revision is planned, rev C to align it better with DFAR 252.246.7008. Mandated by most USA Prime Contractors.

SAE AS6174 General industry but mainly used by Avionics OEMs

For material and mechanical components. Similar to SAE AS5553 for the procurement, management and disposal of electronic components but modified

Can be used to satisfy AS9100 rev D anti-counterfeit requirements. Materials normally are not received with Certificates of Conformance or Packing slips so traceability has to be demonstrated by other means, e.g. source control drawings, testing etc.

USA DFAR 252.246.7007 and 252.246.7008 (new in 2016)

Military USsupply chain to large OEMs and their suppliers

Set of mandatory detailed requirements for how to buy, manage, and dispose of electronic components with reporting mechanisms when counterfeits are found for USA Military supply chains. Industry is asking for 252.246.7008 to be modified.

Used in US Military contracts. Can use SAE AS5553 and/or IEC/TS 62668-1 and IEC/TS 62668-2 to comply but there are additional measures: (1) No co-mingling of returned stock with fresh new stock etc. SAE AS5553 will be revised to add some of these extra requirements.

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Anti-counterfeit standards summaryStandard Market

sectorDescription Comments

UK Defence Standard 05-135

UK Militarysupply chain OEMs

General overall anti-counterfeit requirements

Used in UK Military contracts. Part of the UK Counterfeit Avoidance Maturity model which is used to assess how ‘counterfeit aware’ suppliers are. Can use SAE AS5553 and/or IEC/TS 62668-1 and IEC/TS 62668-2 to comply or IECQ OD3702

IEC TS 62668-1 Avionics OEMs or any high reliability industry

Anti-counterfeit requirements for the purchase and management of electrical components, management of the products IP and control of spares and repairs

Allows the use of SAE AS5553 plans for components coming into a business. Considered to provide a more ‘holistic’ approach to Avionics anti-counterfeit as covers spares and repairs operations. Preferred by European Prime contractors and suppliers.

IEC TS 62668-2 Avionics OEMs or any high reliability industry

Risk assessment of electrical components purchased from non-franchised sources

Complements SAE AS5553 and IEC/TS 62668-1 and advises on typical test methods without being overly prescriptive. Refers to SAE AS6171 test methods

ARP 6328 General industry but mainly used by Avionics OEMs

Risk assessment to accompany SAE AS5553 when revision B is published.

Contains updated SAE 5553A annexes for SAE AS5553B which will have no annexes

AIR 6273 Terms, Definitions, and Acronyms-Counterfeit Materiel or Electrical, Electronic and Electromechanical Parts

In ballot

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Anti-counterfeit standards summaryStandard Market sector Description Comments

SAE AS6496 Franchised distributor for any industry but especially for high reliability, Aerospace and Defence market

Fraudulent/Counterfeit Electronics parts: Avoidance,Detection, Mitigation and Disposition-Authorised/Franchised Distribution

Released 2014. Useful for any industry

SAE AS6171 Avionic or high reliability Component Test Houseswho work with non-franchised distributors to supply untraceable components

16 Test Methods Standards; Counterfeit Electronic Parts and risk assessment process

Contains extensive risk mitigation process for those industries subject to legal liabilities. Very complicated and will be expensive to implement. Excellent deterrent. Ultimate testing regime with preselected testing methods and sample sizes Not known who will request this. Use of critical parts

AS6081 Non-franchised distributors for medium to high reliability market

Fraudulent/Counterfeit Electronics parts: Avoidance, Detection, Mitigation and Disposition- Distributors; Counterfeit Electronic Parts: Avoidance Protocol, Distributors

Parts are offered by non-franchised distributors with some basic testing which Avionics OEMs need to review in their application risk assessment process. For Avionics users, considered an input into SAE AS5553 or IEC/TS 62668-2 risk assessment

ARP 6178 For OEMs in any industry to remotely risk assess Non-franchised distributors

Fraudulent/Counterfeit Electronic Parts: Tool for Risk Assessment of Distributors

Very useful Excel spread-sheet with macro to remotely audit non-franchised distributors. Considered an input into SAE AS5553 or IEC/TS 62668-2 risk assessment. Could be tailored for any industry.

Page 23: Supplier anti-counterfeit requirements March 2018 · 2018. 6. 7. · Counterfeit components Counterfeit wires (CALCE 2015): Counterfeit parts are on the rise, Paul Romano, Fusion

Anti-counterfeit standards summaryStandard Market

sectorDescription Comments

AS6462A Auditing bodies and OEMS for self assessment

AS5553A Counterfeit Electronic Parts: Avoidance, Detection, Mitigation and Disposition Verification Criteria

Audit checklist for SAE AS5553A for use by OEMs and Third party auditing bodies.

AS6301 Auditing bodies and OEMS for self assessment

AS6081 Fraudulent/Counterfeit Electronics parts: Avoidance, Detection, Mitigation and Disposition-Distributors Verification criteria

Audit checklist for AS 6081 Issued in 2014

NIGP 111 Any industry,used by distributors when shipping off the shelf components

Guidelines for the format of Packing Slips

ECIA best practices available free from: http://www.ecianow.org/standards-practices/general-best-practices-guidelines/Suitable for demonstrating supply chain traceability – request that all product shipped to you follows NIGP111.

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IECQ anti-counterfeit audit programs Standard IECQ OD

documentDescription Comments

SAE AS5553 IECQ OD 706-1 Ed.1 IECQ Operational Document 706-1 - IECQ Counterfeit Avoidance Programme (IECQ CAP) Assessment, Evidence of Compliance Summary and Assessment Reporting Form (SAE AS 5553A)

For SAE AS5553 revision A for OEMs producing electronic assemblies Note that new clients should be assessed to SAE AS5553 revision B published 12th Sept 2016

IECQ OD 706-1 Ed.2 IECQ Operational Document 706-1 - IECQ Counterfeit Avoidance Programme (IECQ CAP) Assessment, Evidence of Compliance Summary and Assessment Reporting Form (SAE AS 5553B)

For SAE AS5553 revision B

SAE AS6081 IECQ OD 706-2 Ed.1 IECQ Operational Document 706-2 - IECQ Counterfeit Avoidance Programme (IECQ CAP) Assessment, Evidence of Compliance Summary and Assessment Reporting Form (SAE AS 6081)

For SAE AS6081 2012 for non-franchised distributors

IEC TS 62668-1 IECQ OD 706-3 Ed.1 IECQ Counterfeit Avoidance Programme (IECQ CAP) Assessment, Evidence of Compliance Summary and Assessment Reporting Form (IEC-TS 62668-1 Ed.3)

For IEC/TS 62682-1 edition 3 2016-04 for Avionics OEMs producing electronic assemblies

- OD3702 Traceability audit for any industry

Released

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Anti-counterfeit Third Party Auditing Bodies

IECQ

WG6SAE

PRI

AS5553electronic

components for OEMs

AS6081for non-

franchised buys for

Distributors

IEC TS62668-1

for Avionics

OEMS

OD3702traceability

audit for any industry

➢ PRI, see http://p-r-i.org/other-programs/caap/ for the CAAP program ➢ NQA see https://www.nqa.com/en-us/certification/standards/as-6081

for their AS 6081 program➢ IECQ see http://www.iecq.org/workgroups/wg06/ where Certifying

Bodies around the globe are listed at webpage: http://www.iecq.org/members/certification/cb-list_location.htm which includes: BSi, DNV, VDE, CEPREI, NQA, SGS, TUV, LCIE

IEC TS62239-1

ECMP for OEMs

OEMs

DFAR in draft

NQA

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Third Party auditingIECQ WG6 has developed Third Party audit schemes for ( see http://www.iecq.org/publications/rules-procedures/ )

➢ SAE AS5553A, OD 706-1 for any OEM in medium to high reliability industries

➢ SAE AS6081, OD706-2 for non-franchised distributors in medium to high reliability industries

➢ IEC TS 62668-1, OD706-3 for Avionics OEMs

➢ OD3702 Traceability audit for any type of electrical component or materiel for any industry targeted at ISO9001 Clause 6 risk mitigation and AS9100 clause 8.1.4

Benefit of IECQ audit schemes:

• On-line certificates viewable by any one

• Audits are available in your local language, please contact your IECQ CB, see http://www.iecq.org/members/bodies/mb-list.htm

• e.g. LCIE, DKE, DANSK, CNCA, JISC, BSI for BEC

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Standardsmap

IEC/TS

62668-1

OEM shall protect

their IP

OEM shall use

components which

have IP rights

OEM shall have

an anti-counterfeit

process

OEM shall have

AS/EN/JISQ 9100

process to audit

their suppliers

OEM AS/EN/JISQ

9100 purchase

processes based

on traceability

OEM AS/EN/JISQ

9100 process shall

avoid unapproved

Brokers

OEM purchase

process for

untraceable

components

OEM Repair and

Rework to AS/EN/

JISQ 9110

OEM to report

incidents of

counterfeit iaw

local law

(1) For

components

purchased coming

into their business

(2) For their

products and

spares going out

of their business

SAE AS

5553A Plans

SAE ARP6178

Tool to assess

Distributors

Suppliers to have

anti-counterfeit

plans reviewed by

OEM

Purchase from

OCM or their

Franchised

Distributors

Purchase US

Trusted foundry/

QSLD Supplier as

required

Purchase from

Franchised

Aftermarket

manufacturer

Purchase from

non Franchised

Distributors

IEC/TS

62688-2

IDEA-STD-1010

OEM shall

document search

for traceable

alternatives

If none found use

non conformance

for risk

assessment

IEC/TS 62239-1

search for

traceable

alternatives

OEM to apply for a

registered

trademark and

logo

OEM to apply for

patents etc. WIPO

Consider redesign

using traceable

components

SAE AS 6081

for non-

franchised

distributors

SAE AS 6171

component

test methods

JEDEC/IEC

Semiconductor

test methods

SAE AS 6174

for Mechanical

parts and

materials

OCM to apply for

registered

trademark and

logo

OCM to apply for

patents etc. SEMI T20, SEMI

T20.1, SEMI

T20.2

USA DMEA

AS/EN/JISQ

9120 for

Distributors

ECIA NIGP113,

NIGP109,

NIGP 107

IDEA-ICE-3000

OEM IP Design

control

FAA FAR 43, FAR

145, FAA 20-62D

EASA

requirements

Europe: OHIM and

Europa webpage

US Patent and

Trademark Office

China patent and

trademark office

Japan patent

Office

AS/EN/

JISQ9110

OEM shall audit all

suppliers

SAE AS6496

for Franchised

Distributor

SAE AS6462 for

SAE AS5553 audit

criteria

DLA Qualified

Supplier

Distributor List

(QSLD)

SAE AS6301

Audit criteria for

SAE AS6081

AS/EN/

JISQ9100 or

ISO9001 for

Suppliers

OEM to train for

anti-counterfeit

awareness

iNEMI calculators

for non-franchised

distributors

DFAR

252.246.7007

252.246.7008

USA Military

customers

USA Civil

customers

IECQ OD

3702

Traceability

audit

ECIA NIGP111

Packing slips

ISO/IEC 31010

Risk assessment

SAE AS 6171/1

optimised test

strategy

Page 28: Supplier anti-counterfeit requirements March 2018 · 2018. 6. 7. · Counterfeit components Counterfeit wires (CALCE 2015): Counterfeit parts are on the rise, Paul Romano, Fusion

Access to referenced standards

• For the IEC see

➢ IEC webstore https://webstore.iec.ch/

• For IECQ and the assessment schemes and audit checklists

➢ http://www.iecq.org/index.htm

• SAE AS5553A for Electronic components

➢ See http://www.sae.org/

Page 29: Supplier anti-counterfeit requirements March 2018 · 2018. 6. 7. · Counterfeit components Counterfeit wires (CALCE 2015): Counterfeit parts are on the rise, Paul Romano, Fusion

Anti-counterfeit summary 2017

Contact information:

Jo Vann, TC107 WG3 Anti-counterfeit convenor,

CEO- Component Technology ,

GE Aviation Systems Ltd.,

T +44 (0)1242 632927

F +44 (0)1242 661151

E [email protected]

www.ge.com/aviation