Superintendent's List for Locked-In Retirement Account (LIRA) · PDF fileSuperintendent's List...
Transcript of Superintendent's List for Locked-In Retirement Account (LIRA) · PDF fileSuperintendent's List...
Superintendent's List for Locked-In Retirement Account (LIRA)
Note: Financial Institution authorized to sell respective contracts under the Pension Benefits Act, S.N.B. 1987 as of the report date, 2012/12/20
Sorted by Financial Institution
Justice and Attorney General
Office of the Superintendent of Pensions
Page 1
Contract Name
InstitutionBroker
CCRA NumberNB Number
AGF Trust CompanyAGF Investments Inc.
- RSP 403-002AGF Group of Funds Retirement Savings Plan NBC0022- RSP 403-010Harmony Retirement Savings Plan NBC0199
AGF Trust CompanyPFSL Investments Canada Ltd.
- RSP 403-009Primerica Concert Retirement Savings Plan NBC0195Assumption Mutual Life Insurance Company
Assumption Mutual Life Insurance Company- RSP 110-009Assumption Life locked-in retirement account NBC0526
B2B TrustcoB2B Bank
- RSP 417-026B2B Bank Retirement Savings Plan NBC0593B2B Trustco
B2B Bank Intermediary Services Inc.- RSP 417-028B2B Bank Intermediary Services Inc. Retirement Savings Plan NBC0594
B2B TrustcoB2B Trustco
- RSP 417-013B2B Bank Financial Services Inc. Retirement Savings Plan NBC0058- RSP 417-019B2B Bank Securities Services Inc. Retirement Savings Plan NBC0305- RSP 417-024Counsel Portfolio Services Inc. Retirement Savings Plan NBC0498
B2B TrustcoMackenzie Financial Corporation
- RSP 417-002Mackenzie Retirement Savings Plan NBC0242B2B Trustco
Quadrus Investment Services Ltd.- RSP 417-025Quadrus Retirement Savings Plan NBC0517
BMO Trust CompanyBMO Investments Inc.
- RSP 527-002BMO Mutual Funds Retirement Savings Plan NBC0093
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Superintendent's List for Locked-In Retirement Account (LIRA)
Note: Financial Institution authorized to sell respective contracts under the Pension Benefits Act, S.N.B. 1987 as of the report date, 2012/12/20
Sorted by Financial Institution
Justice and Attorney General
Office of the Superintendent of Pensions
Page 2
Contract Name
InstitutionBroker
CCRA NumberNB Number
BMO Trust CompanyBMO Nesbitt Burns Inc.
- RSP 527-010BMO Nesbitt Burns Retirement Savings Plan NBC0051BMO Trust Company
BMO Trust Company- RSP 527-047BMO Group Retirement Services Group RSP NBC0569- RSP 527-048BMO GRS Group Retirement Savings Plan (Advisor Offer) NBC0573- RSP 527-043BMO InvestorLine Group RSP NBC0367- RSP 527-009BMO Investorline Retirement Savings Plan NBC0392- RSP 527-003BMO Mutual Funds Group Retirement Savings Plan NBC0094- RSP 527-011BMO Nesbitt Burns Group Retirement Savings Plan NBC0366- RSP 527-014The Trust Company of Bank of Montreal Retirement Savings Plan NBC0308
BMO Trust CompanyGuardian Group of Funds Ltd.
- RSP 527-006BMO Retirement Savings Plan NBC0390- RSP 527-016Guardian Group of Funds Ltd. Self-Directed Retirement Savings Plan NBC0207
BMO Trust CompanyThe Bank of Montreal
- RSP 527-044Advisor's Advantage Trust Retirement Savings Plan NBC0391Canadian Imperial Bank of Commerce
Canadian Imperial Bank of Commerce- RSP 338-005CIBC Deposit LIRA NBC0017
Canadian Western BankCanadian Western Bank
- RSP 387-001Branch Guaranteed RSP NBC0474- RSP 387-006Deposit Broker Guaranteed RSP NBC0473
Canadian Western TrustATB Securities Inc.
- RSP 418-037ATB Securities Inc. Self-Directed RSP NBC0547Canadian Western Trust
Canadian Western Trust- RSP 418-003Canadian Western Trust Company Guaranteed RSP NBC0376
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Superintendent's List for Locked-In Retirement Account (LIRA)
Note: Financial Institution authorized to sell respective contracts under the Pension Benefits Act, S.N.B. 1987 as of the report date, 2012/12/20
Sorted by Financial Institution
Justice and Attorney General
Office of the Superintendent of Pensions
Page 3
Contract Name
InstitutionBroker
CCRA NumberNB Number
Canadian Western TrustCanadian Western Trust
- RSP 418-001Canadian Western Trust Company Self-Directed RSP NBC0375Canadian Western Trust
Odlum Brown Limited- RSP 418-025Odlum Brown Limited Self-Directed Retirement Savings Plan NBC0546
Canadian Western TrustQtrade Asset Management Inc.
- RSP 418-041Qtrade Asset Management Inc. Self-Directed Retirement Savings Plan NBC0419Canadian Western Trust
Qtrade Investor Inc.- RSP 418-040Qtrade Investor Inc. Self-Directed Retirement Savings Plan NBC0420
Canadian Western TrustRaymond James Ltd.
- RSP 418-058Raymond James Ltd. Self-Directed Retirement Savings Plan NBC0548Central 1 Credit Union
Central 1 Credit Union- RSP 115-006B.C. Central Credit Union Self-Directed Retirement Savings Plan NBC0144- RSP 115-001B.C. Central Retirement Savings Plan NBC0142
CIBC Mellon Trust CompanyCIBC Mellon Trust Company
- RSP 524-016CIBC Mellon - General Retirement Savings Plan NBC0273- RSP 524-029Manulife Financial Group Retirement Savings Plan NBC0534- RSP 524-026Manulife Financial Group Retirement Savings Share Ownership Plan NBC0407
CIBC Mellon Trust CompanyIntegra Capital Management Corporation
- RSP 524-014Integra Retirement Savings Plan NBC0264CIBC Trust Corporation
Canadian Imperial Bank of Commerce- RSP 322-025President's Choice Financial Retirement Savings Plan NBC0265
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Superintendent's List for Locked-In Retirement Account (LIRA)
Note: Financial Institution authorized to sell respective contracts under the Pension Benefits Act, S.N.B. 1987 as of the report date, 2012/12/20
Sorted by Financial Institution
Justice and Attorney General
Office of the Superintendent of Pensions
Page 4
Contract Name
InstitutionBroker
CCRA NumberNB Number
CIBC Trust CorporationCIBC Asset Management Inc.
- RSP 322-030Renaissance Investments Retirement Savings Plan NBC0394CIBC Trust Corporation
CIBC Investor Services Inc.- RSP 322-012CIBC Investor Services Inc. Self-Directed Retirement Savings Plan NBC0182
CIBC Trust CorporationCIBC Securities Inc.
- RSP 322-015CIBC Group RSP NBC0156- RSP 322-017CIBC Mutual Funds Retirement Savings Plan NBC0041
CIBC Trust CorporationCIBC SI/ISI
- RSP 322-018CIBC Personal Portfolio Services Retirement Savings Plan NBC0254CIBC Trust Corporation
CIBC Trust Corporation- RSP 322-003CIBC Trust Self-Directed Retirement Savings Plan NBC0148
CIBC Trust CorporationCIBC World Markets Inc.��
- RSP 322-010CIBC Wood Gundy Self-Directed Retirement Savings Plan NBC0043Citi Trust Company Canada
Empire Life Investments Inc.- RSP 637-002Empire Life Mutual Funds Retirement Savings Plan NBC0584
Coastal Community Credit UnionCoastal Community Credit Union
- RSP 436-001Coastal Community Credit Union RSP NBC0559Computershare Trust Company of Canada
Canaccord Genuity Corp.- RSP 574-503Canaccord Genuity Corp. Self-Directed Retirement Savings Plan NBC0351
Computershare Trust Company of CanadaCredential Securities Inc.
- RSP 574-572Credential Securities Inc. Self-Directed Retirement Savings Plan NBC0503
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Superintendent's List for Locked-In Retirement Account (LIRA)
Note: Financial Institution authorized to sell respective contracts under the Pension Benefits Act, S.N.B. 1987 as of the report date, 2012/12/20
Sorted by Financial Institution
Justice and Attorney General
Office of the Superintendent of Pensions
Page 5
Contract Name
InstitutionBroker
CCRA NumberNB Number
Computershare Trust Company of CanadaUnion Securities Ltd.
- RSP 574-272Union Securities Limited Retirement Savings Plan NBC0355Computershare Trust Company of Canada (Toronto)
BBS Securities Inc.- RSP 574-620BBS Securities Inc. Self-Directed Retirement Savings Plan NBC0597
Computershare Trust Company of Canada (Toronto)Caldwell Securities Ltd.
- RSP 574-244Caldwell Securities Ltd. Retirement Savings Plan NBC0329Computershare Trust Company of Canada (Toronto)
Edward Jones- RSP 574-599Edward Jones Self-Directed Retirement Savings Plan NBC0539
Computershare Trust Company of Canada (Toronto)GMP Securities L.P.
- RSP 574-470GMP Securities L.P. Self-Directed Retirement Savings Plan NBC0435Computershare Trust Company of Canada (Toronto)
Jones Gable & Company Ltd.- RSP 574-196Jones Gable & Company Ltd. Self-Directed Retirement Savings Plan NBC0590
Computershare Trust Company of Canada (Toronto)Macquarie Private Wealth Inc.
- RSP 574-512Macquarie Private Wealth Inc. Self-Directed Retirement Savings Plan NBC0369Computershare Trust Company of Canada (Toronto)
Open Access Limited- RSP 574-527Open Access Limited Individual Retirement Savings Plan NBC0380
Computershare Trust Company of Canada (Toronto)Penson Financial Services Canada Inc.
- RSP 574-529Penson Financial Services Canada Inc. Retirement Savings Plan NBC0484Computershare Trust Company of Canada (Toronto)
PI Financial Corp.- RSP 574-279PI Financial Corp. Self-Directed Retirement Savings Plan NBC0596
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Superintendent's List for Locked-In Retirement Account (LIRA)
Note: Financial Institution authorized to sell respective contracts under the Pension Benefits Act, S.N.B. 1987 as of the report date, 2012/12/20
Sorted by Financial Institution
Justice and Attorney General
Office of the Superintendent of Pensions
Page 6
Contract Name
InstitutionBroker
CCRA NumberNB Number
Computershare Trust Company of Canada (Toronto)Questrade Inc.
- RSP 574-571Questrade Inc. Self-Directed Retirement Savings Plan NBC0499Computershare Trust Company of Canada (Toronto)
Sprott Asset Management Inc.- RSP 574-606Sprott Asset Management L.P. Retirement Savings Plan NBC0557
Computershare Trust Company of Canada (Toronto)Sprott Private Wealth L.P.
- RSP 574-518Sprott Private Wealth L.P. Self-Directed Retirement Savings Plan NBC0379Computershare Trust Company of Canada (Toronto)
Stone & Co. Limited- RSP 574-580Stone & Co. Limited Self-Directed Retirement Savings Plan NBC0513
Concentra Financial Services AssociationConcentra Financial Services Association
- RSP 584-001Concentra Financial Retirement Savings Plan NBC0445Concentra Trust
Atlantic Baptist Foundation- RSP 145-682Atlantic Baptist Foundation Retirement Savings Plan NBC0455
Concentra TrustConcentra Financial Services Association
- RSP 145-005Concentra Financial Self-Directed Retirement Savings Plan NBC0462Concentra Trust
Credential Asset Management Inc.- RSP 145-664Credential Asset Management Multiple Fund Retirement Savings Plan NBC0453
Concentra TrustCredit Unions
- RSP 145-001Credit Union Deposit Program Retirement Savings Plan NBC0447- RSP 145-658Credit Union Retirement Savings Plan NBC0452
Concentra TrustCrocus Investment Fund
- RSP 145-646Crocus Investment Fund Retirement Savings Plan NBC0451
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Superintendent's List for Locked-In Retirement Account (LIRA)
Note: Financial Institution authorized to sell respective contracts under the Pension Benefits Act, S.N.B. 1987 as of the report date, 2012/12/20
Sorted by Financial Institution
Justice and Attorney General
Office of the Superintendent of Pensions
Page 7
Contract Name
InstitutionBroker
CCRA NumberNB Number
Concentra TrustGrowthWorks Ltd.
- RSP 145-703GrowthWorks-Matrix Retirement Savings Plan NBC0458Concentra Trust
ING Direct Funds Limited- RSP 145-680Ing Direct Funds Limited Self-Directed Retirement Savings Plan NBC0454
Concentra TrustJovFunds Management Inc.
- RSP 145-695JovFunds Self-Directed Retirement Savings Plan NBC0525Concentra Trust
Northwest & Ethical Investments L.P. - RSP 145-723Northwest & Ethical Investments L.P. Retirement Savings Plan NBC0537
Concentra TrustSaskWorks Venture Fund Inc.
- RSP 145-687SaskWorks Venture Fund Inc. Retirement Savings Plan NBC0589Concentra Trust
Sterling Mutuals Inc.- RSP 145-690Sterling Mutuals Inc. Self-Directed Retirement Savings Plan NBC0571
Co-operators Life Insurance CompanyCo-operators Life Insurance Company
- RSP 144-007Co-operators Life Ins. Co. Deferred Annuity Contract NBC0292- RSP 144-008Co-operators Life Ins. Co. Group RSP NBC0293- RSP 144-010Co-operators Life Ins. Co. Restricted Contribution Group RSP NBC0294- RSP 144-013Versatile Asset NBC0196- RSP 144-014Versatile Asset II NBC0295- RSP 144-016Versatile Asset III NBC0389- RSP 144-018Versatile Portfolios NBC0400
CUMIS Life Insurance CompanyCUMIS Life Insurance Company
- RSP 149-005Locked-in Retirement Account, Group RSP NBC0112
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Superintendent's List for Locked-In Retirement Account (LIRA)
Note: Financial Institution authorized to sell respective contracts under the Pension Benefits Act, S.N.B. 1987 as of the report date, 2012/12/20
Sorted by Financial Institution
Justice and Attorney General
Office of the Superintendent of Pensions
Page 8
Contract Name
InstitutionBroker
CCRA NumberNB Number
Desjardins Financial SecurityDesjardins Financial Security
- RSP 111-112Desjardins Financial Security Guaranteed Investment Funds Plan - Helios RSP NBC0523- RSP 111-041Placement flexibile-CRI NBC0050
Desjardins Financial Security Life Assurance CompanyDesjardins Financial Security Life Assurance Company
- RSP 111-043Locked-in Retirement Account NBC0023- RSP 111-072National Savings Contract NBC0165
Desjardins Trust Inc.Acadia Financial Services Inc.
- RSP 168-116Acadia Financial Services LIRA NBC0425Desjardins Trust Inc.
Acadia Investments Inc.- RSP 168-089Acadia Investment Fund LIRA NBC0125
Desjardins Trust Inc.Desjardins Financial Security Investments Inc.
- RSP 168-134Desjardins Financial Security Investments Inc. RSP NBC0505Desjardins Trust Inc.
Desjardins Trust Inc.- RSP 168-074Acadia Life Locked-In Retirement Account NBC0020- RSP 168-136Caisses / Credit Unions RSP NBC0512- RSP 168-007Desjardins Funds and Guaranteed Investment RSP NBC0514- RSP 168-066Desjardins Securities Inc. Self-Directed RSP NBC0383- RSP 168-118Letko Brosseau Inc. RSP NBC0476- RSP 168-025Self-Managed RSP NBC0515
Desjardins Trust Inc.SFL Investments
- RSP 168-137SFL Investments RSP NBC0518First Calgary Financial Credit Union Ltd.
First Calgary Financial Credit Union Ltd.- RSP 519-001Locked-In Retirement Savings Plan NBC0187
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Superintendent's List for Locked-In Retirement Account (LIRA)
Note: Financial Institution authorized to sell respective contracts under the Pension Benefits Act, S.N.B. 1987 as of the report date, 2012/12/20
Sorted by Financial Institution
Justice and Attorney General
Office of the Superintendent of Pensions
Page 9
Contract Name
InstitutionBroker
CCRA NumberNB Number
Household Trust CompanyHousehold Trust Company
- RSP 329-001Household Trust Locked-in Retirement Account NBC0080HSBC Bank Canada
HSBC Bank Canada- RSP 337-001HSBC Bank Canada Retirement Savings Plan NBC0110
HSBC Trust Company (Canada)HSBC Global Asset Management (Canada) Limited
- RSP 544-008HSBC Pooled Funds Retirement Savings Plan NBC0297HSBC Trust Company (Canada)
HSBC Investment Funds (Canada) Inc.- RSP 544-004HSBC Mutual Funds Retirement Savings Plan NBC0111
HSBC Trust Company (Canada)HSBC Securities (Canada) Inc.
- RSP 544-010HSBC InvestDirect Self-Directed Retirement Savings Plan NBC0288HSBC Trust Company (Canada)
HSBC Trust Company (Canada)- RSP 544-009HSBC Trust Company (Canada) Retirement Savings Plan NBC0434- RSP 544-001HSBC Trust Company Retirement Savings Plan NBC0296
HSBC Trust Company (Canada)National Bank Financial Inc.
- RSP 544-011National Bank Financial Inc. Self-Directed Retirement Savings Plan NBC0289Industrial Alliance Insurance and Financial Services Inc.
Industrial Alliance Insurance and Financial Services Inc.- RSP 104-040IA Clarington GIF Individual Variable Annuity Contract NBC0585- RSP 104-042IAG Savings and Retirement Plan NBC0577- RSP 104-013Industrial Alliance Insurance and Financial Services Inc. Group Retirement Savin NBC0364
Industrial Alliance Pacific Insurance and Financial ServicesIndustrial Alliance Pacific Insurance and Financial Services
- RSP 230-095IAG Savings and Retirement Plan NBC0578
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Superintendent's List for Locked-In Retirement Account (LIRA)
Note: Financial Institution authorized to sell respective contracts under the Pension Benefits Act, S.N.B. 1987 as of the report date, 2012/12/20
Sorted by Financial Institution
Justice and Attorney General
Office of the Superintendent of Pensions
Page 10
Contract Name
InstitutionBroker
CCRA NumberNB Number
Industrial Alliance Trust Inc. (IAT)FundEX Investments Inc.
- RSP 575-011FundEX Investments Inc. Retirement Savings Plan NBC0574Industrial Alliance Trust Inc. (IAT)
IA Clarington Investments Inc. - RSP 575-005IA Clarington Investments Inc. Retirement Savings Plan NBC0472
Industrial Alliance Trust Inc. (IAT)Industrial Alliance Securities Inc.
- RSP 575-003Industrial Alliance Securities Inc. Retirement Savings Plan NBC0466Industrial Alliance Trust Inc. (IAT)
Investia Financial Services Inc.- RSP 575-007Investia Financial Services Inc. Retirement Savings Plan NBC0538
ING Bank of CanadaING Bank of Canada
- RSP 545-001ING DIRECT Retirement Savings Plan for Locked-In Pension Transfers NBC0286Investors Group Trust Co.
London Life Insurance Company- RSP 193-067Christian Labour Association of Canada GRSP NBC0561- RSP 193-065London Life Trusteed Group Retirement Savings Plan NBC0489- RSP 193-066London Life Trusteed Group Retirement Savings Plan (2) NBC0482
Investors Group Trust Co. Ltd.Investors Group Financial Services Inc.
- RSP 193-029Investors Group Financial Services Locked-in Retirement Account NBC0006Knights of Columbus
Knights of Columbus- RSP 196-005Locked-in Retirement Account NBC0109
LBC TrustLBC Trust
- RSP 211-002Laurentian Bank of Canada Retirement Savings Plan NBC0481LBC Trust
Return on Innovation Management Inc.- RSP 211-084Return on Innovation Fund Inc. Retirement Savings Plan NBC0558
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Superintendent's List for Locked-In Retirement Account (LIRA)
Note: Financial Institution authorized to sell respective contracts under the Pension Benefits Act, S.N.B. 1987 as of the report date, 2012/12/20
Sorted by Financial Institution
Justice and Attorney General
Office of the Superintendent of Pensions
Page 11
Contract Name
InstitutionBroker
CCRA NumberNB Number
League Savings & Mortgage CompanyLeague Savings & Mortgage Company
- RSP 421-001League Savings & Mortgage Locked-in Retirement Account NBC0035London Life Insurance Company
London Life Insurance Company- RSP 202-116Flexible Investment Group Retirement Savings Plan NBC0213- RSP 202-051Freedom Funds LIRA NBC0011- RSP 202-123London Life Broker Sponsored Group Retirement Savings Plan NBC0368- RSP 202-121London Life Group Retirement Savings Plan NBC0358- RSP 202-128London Life Preferred Series 2 Segregated Funds RSP NBC0586- RSP 202-127London Life Segregated Funds RSP NBC0543- RSP 202-053Performer and Enhanced Performer Group RSP NBC0160
Manulife Trust CompanyManulife Private Wealth, a Division of Manulife Asset Management Ltd.
- RSP 642-001Manulife Private Wealth Retirement Savings Plan NBC0595Natcan Trust Company
Natcan Trust Company- RSP 525-001Natcan Trust Company Locked-in Retirement Account NBC0078
Natcan Trust CompanyNational Bank Direct Brokerage Inc.
- RSP 525-026National Bank Direct Brokerage Inc. Retirement Savings Plan NBC0404Natcan Trust Company
National Bank Financial Inc.- RSP 525-025National Bank Financial Inc. Self-Directed Retirement Savings Plan NBC0508
Natcan Trust CompanyNational Bank Financial Ltd.
- RSP 525-024National Bank Financial Ltd. Self Directed Retirement Savings Plan NBC0507Natcan Trust Company
National Bank Securities Inc.- RSP 525-029National Bank Securities Inc. Registered Retirement Savings Plan NBC0432
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Superintendent's List for Locked-In Retirement Account (LIRA)
Note: Financial Institution authorized to sell respective contracts under the Pension Benefits Act, S.N.B. 1987 as of the report date, 2012/12/20
Sorted by Financial Institution
Justice and Attorney General
Office of the Superintendent of Pensions
Page 12
Contract Name
InstitutionBroker
CCRA NumberNB Number
Natcan Trust CompanyNational Bank Trust Inc.
- RSP 525-035Private Investment Management Locked-in Retirement Account NBC0439Natcan Trust Company
NBCN Inc.- RSP 525-018Natcan Trust Company Self-Directed Locked-in Retirement Savings Plan NBC0304
National Bank of CanadaNational Bank of Canada
- RSP 330-001Locked-in Retirement Account NBC0077Olympia Trust Comapny
Olympia Trust Comapny- RSP 542-001Olympia Trust Company Self-Directed Retirement Savings Plan NBC0599
Peace Hills Trust Peace Hills Trust
- RSP 424-001Peace Hills Trust Retirement Savings Plan NBC0483Primerica Life Insurance Company of Canada
Primerica Life Insurance Company of Canada- RSP 528-001Primerica Common Sense Funds Retirement Savings Plan NBC0271
RBC Life Insurance CompanyRBC Life Insurance Company
- RSP 442-016RBC Guaranteed Investment Funds NBC0493SSQ, Life Insurance Company Inc.
SSQ, Life Insurance Company Inc.- RSP 219-022SSQ Retirement Savings Plan NBC0541- RSP 219-014SSQ Retirement Savings Plan NBC0536
Standard Life Trust CompanyStandard Life Trust Company
- RSP 437-004Standard Life Mutual Funds Ltd. NBC0260State Farm International Life Insurance Company Ltd.
State Farm International Life Insurance Company Ltd.- RSP 269-023Flex-5 Plus (Policies C07049, C94049, C89059) NBC0501
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Superintendent's List for Locked-In Retirement Account (LIRA)
Note: Financial Institution authorized to sell respective contracts under the Pension Benefits Act, S.N.B. 1987 as of the report date, 2012/12/20
Sorted by Financial Institution
Justice and Attorney General
Office of the Superintendent of Pensions
Page 13
Contract Name
InstitutionBroker
CCRA NumberNB Number
State Street Trust Company CanadaRussell Investments Canada Ltd.
- RSP 565-011Russell Investments Retirement Savings Plan NBC0527State Street Trust Company Canada
Sentry Select Capital Corp.- RSP 565-007Sentry Select Retirement Savings Plan NBC0490
Sun Life Assurance Company of CanadaCI Investments Inc.
- RSP 272-133SunWise Elite RSP NBC0506- RSP 272-139SunWise Essential Series 2 Segregated Funds (base contract) RSP NBC0591- RSP 272-140 SunWise Essential Series 2 Segregated Funds (income class) RSP NBC0592- RSP 272-137SunWise Essential Series Retirement Savings Plan NBC0562
Sun Life Assurance Company of CanadaSun Life Assurance Company of Canada
- RSP 272-070Canadian Dental Group RSP NBC0233- RSP 272-068Sun Life of Canada Specimen Group RSP NBC0262- RSP 272-134Sun Life Superflex Annuity RSP NBC0496- RSP 272-075SunSpectrum Interest Account Retirement Savings Plan NBC0393
Sun Life Financial Trust Inc.Sun Life Assurance Company of Canada
- RSP 570-004Sun Life Financial Trust Inc. Group RSP NBC0309Sun Life Financial Trust Inc.
Sun Life Investment Services (Canada) Inc.- RSP 570-043SLF Investments Retirement Savings Plan NBC0598
The Bank of Nova Scotia Trust Company (Scotiatrust)Bank of Nova Scotia and Scotia Securities Inc.
- RSP 520-005Scotia Locked-in Retirement Account NBC0019The Bank of Nova Scotia Trust Company (Scotiatrust)
Dundee Private Investors Inc.- RSP 520-017Dundee Private Investors Inc. Self-Directed Retirement Savings Plan NBC0582
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Superintendent's List for Locked-In Retirement Account (LIRA)
Note: Financial Institution authorized to sell respective contracts under the Pension Benefits Act, S.N.B. 1987 as of the report date, 2012/12/20
Sorted by Financial Institution
Justice and Attorney General
Office of the Superintendent of Pensions
Page 14
Contract Name
InstitutionBroker
CCRA NumberNB Number
The Bank of Nova Scotia Trust Company (Scotiatrust)DWM Securities Inc.
- RSP 520-015DWM Securities Inc. Self-Directed Retirement Savings Plan NBC0581The Bank of Nova Scotia Trust Company (Scotiatrust)
Scotia Capital Inc.- RSP 520-004Scotia Self-Directed Locked-in Retirement Account NBC0399
The Bank of Nova Scotia Trust Company (Scotiatrust)Scotia Private Client Group
- RSP 520-014Scotia Retirement Savings Plan NBC0348The Canada Life Assurance Company
The Canada Life Assurance Company- RSP 125-102Canada Life Generations NBC0267- RSP 125-115Canada Life Preferred Series 2 Segregated Funds RSP NBC0588- RSP 125-114Canada Life Segregated Funds RSP NBC0544- RSP 125-095Canada Life Universal Group RSP NBC0510- RSP 125-055Comprehensive Annuity Policy NBC0069
The Canada Trust CompanyAssante Capital Management Ltd.
- RSP 521-124Assante Capital Management Ltd. Retirement Savings Plan NBC0318The Canada Trust Company
Assante Financial Management Ltd.- RSP 521-126Assante Financial Management Ltd. Retirement Savings Plan NBC0319
The Canada Trust CompanyBluMont Capital Corporation
- RSP 521-092BluMont Capital Corporation Retirement Savings Plan NBC0388The Canada Trust Company
CI Investments Inc.- RSP 521-107CI Investments Insight Program Retirement Savings Plan NBC0263- RSP 521-024CI Investments Retirement Savings Plan NBC0136
The Canada Trust CompanyFidelity Investments Canada ULC
- RSP 521-049Fidelity Investments Canada Retirement Savings Plan NBC0179
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Superintendent's List for Locked-In Retirement Account (LIRA)
Note: Financial Institution authorized to sell respective contracts under the Pension Benefits Act, S.N.B. 1987 as of the report date, 2012/12/20
Sorted by Financial Institution
Justice and Attorney General
Office of the Superintendent of Pensions
Page 15
Contract Name
InstitutionBroker
CCRA NumberNB Number
The Canada Trust CompanyFidelity Investments Life Insurance Company
- RSP 521-156Fidelity Investments Life Insurance Company Group General Retirement Savings NBC0464The Canada Trust Company
Fidelity Retirement Services Company of Canada Limited- RSP 521-076Fidelity Retirement Services Company of Canada Limited Group General RSP NBC0463
The Canada Trust CompanyGlobal Maxfin Investments Inc.
- RSP 521-163Global Maxfin Investments Inc. Retirement Savings Plan NBC0520The Canada Trust Company
Goodman & Company, Investment Counsel Ltd.- RSP 521-121Dynamic Mutual Funds Ltd. Locked-In Retirement Account NBC0280
The Canada Trust CompanyManulife Asset Management Limited
- RSP 521-141Manulife Mutual Funds Retirement Savings Plan NBC0361The Canada Trust Company
Manulife Bank of Canada- RSP 521-160Manulife Bank of Canada Retirement Savings Plan NBC0478
The Canada Trust CompanyManulife Securities Incorporated
- RSP 521-142Manulife Securities Incorporated Self-Directed RSP NBC0362The Canada Trust Company
Manulife Securities Investment Services Inc.- RSP 521-143Manulife Securities Investment Services Inc. Self-Directed RSP NBC0363
The Canada Trust CompanyMGI Financial Inc.
- RSP 521-034MGI Financial Self-Directed Retirement Savings Plan NBC0535The Canada Trust Company
Partners in Planning Financial Services Ltd.- RSP 521-165PIP Self-Directed Retirement Savings Plan NBC0568
21of
Superintendent's List for Locked-In Retirement Account (LIRA)
Note: Financial Institution authorized to sell respective contracts under the Pension Benefits Act, S.N.B. 1987 as of the report date, 2012/12/20
Sorted by Financial Institution
Justice and Attorney General
Office of the Superintendent of Pensions
Page 16
Contract Name
InstitutionBroker
CCRA NumberNB Number
The Canada Trust CompanyTD Asset Management Inc.
- RSP 521-138TD Future Builder Group Retirement Savings Plan NBC0337- RSP 521-004TD Mutual Funds Retirement Savings Plan NBC0157
The Canada Trust CompanyTD Waterhouse (Canada) Inc.
- RSP 521-008TD Waterhouse Self-Directed Retirement Savings Plan NBC0107The Canada Trust Company
TD Waterhouse Institutional Services- RSP 521-075TD Waterhouse Institutional Services Self-Directed Retirement Savings Plan NBC0385
The Canada Trust CompanyTD Waterhouse Private Investment Counsel Inc.
- RSP 521-015TD Waterhouse Private Investment Counsel Retirement Savings Plan NBC0119The Canada Trust Company
TD Waterhouse Private Trust- RSP 521-154TD Waterhouse Private Trust Retirement Savings Plan NBC0416
The Canada Trust CompanyThe Canada Trust Company
- Self- Directed Retirement Savings Plan NBC0021The Canada Trust Company
TheToronto-Dominion Bank- RSP 521-005TD Canada Trust Retirement Savings Plan NBC0036- RSP 521-006TD Employee Future Builder Group RSP NBC0567
The Canada Trust CompanyTricycle Asset Management Corp.
- RSP 521-129Tricycle Capital Corporation Self-Directed Retirement Savings Plan NBC0290The Canada Trust Company
Worldsource Financial Management Inc.- RSP 521-101Worldsource Financial Management Inc. Self-Directed Retirement Savings Plan NBC0230
The Empire Life Insurance CompanyThe Empire Life Insurance Company
- RSP 157-182Class Plus 2 Retirement Savings Plan NBC0601
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Superintendent's List for Locked-In Retirement Account (LIRA)
Note: Financial Institution authorized to sell respective contracts under the Pension Benefits Act, S.N.B. 1987 as of the report date, 2012/12/20
Sorted by Financial Institution
Justice and Attorney General
Office of the Superintendent of Pensions
Page 17
Contract Name
InstitutionBroker
CCRA NumberNB Number
The Empire Life Insurance CompanyThe Empire Life Insurance Company
- RSP 157-180Elite Investment Program NBC0284- RSP 157-177Elite XL Investment Program NBC0285- RSP 157-181Empire Class Segregated Finds NBC0497
The Equitable Life Insurance Company of CanadaThe Equitable Life Insurance Company of Canada
- RSP 159-024Equitable Life Pivotal Solutions Retirement Savings Plan NBC0492The Great-West Life Assurance Company
Investors Group- RSP 178-054Flexible Accumlation Annuity Investors Group Series NBC0257
The Great-West Life Assurance CompanyThe Great-West Life Assurance Company
- RSP 178-047Flexible Accumulation Annuity NBC0226- RSP 178-058Great-West Life Preferred Series 2 Segregated Funds RSP NBC0587- RSP 178-057Great-West Life Segregated Fund Investors Group Series RSP NBC0551- RSP 178-056Great-West Life Segregated Funds RSP NBC0545
The Independent Order of ForestersThe Independent Order of Foresters
- RSP 189-002Forester Annuity Plus NBC0102- RSP 189-003Forester Growth Funds Plus NBC0291
The Manufacturers Life Insurance Company (Manulife Financial)The Manufacturers Life Insurance Company (Manulife Financial)
- RSP 206-045GRO-Group Retirement Savings Plan NBC0421- RSP 206-061Manulife Guaranteed Interest Contract RSP NBC0377- RSP 206-064Manulife Guaranteed Investment Funds Select (GIF Select) NBC0553- RSP 206-065Manulife PensionBuilder Retirement Savings Plan NBC0570- RSP 207-052Maritime Life Elite Portfolio (MLEP) Locked-In Retirement Account NBC0386- RSP 207-031Maritime Life Synchrony Funds Locked-In Retirement Account NBC0342
The Royal Trust CompanyAEGON Fund Management
- RSP 254-516imaxx Retirement Savings Plan NBC0357
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Superintendent's List for Locked-In Retirement Account (LIRA)
Note: Financial Institution authorized to sell respective contracts under the Pension Benefits Act, S.N.B. 1987 as of the report date, 2012/12/20
Sorted by Financial Institution
Justice and Attorney General
Office of the Superintendent of Pensions
Page 18
Contract Name
InstitutionBroker
CCRA NumberNB Number
The Royal Trust CompanyBrigata Capital Management Inc.
- RSP 254-546Brigata Capital Management Inc. Retirement Savings Plan NBC0530The Royal Trust Company
Bullion Management Services Inc.- RSP 254-527Bullion Management Services Inc. Retirement Savings Plan NBC0583
The Royal Trust CompanyEdgePoint Wealth Management Inc.
- RSP 254-552EdgePoint Wealth Management Inc. RSP NBC0579The Royal Trust Company
Fidelity Clearing Canada ULC- RSP 254-554Fidelity Clearing Canada ULC Group Retirement Savings Plan NBC0552
The Royal Trust CompanyFiera Capital Corporation
- RSP 254-483Fiera Capital Corporation Retirement Savings Plan NBC0580The Royal Trust Company
Franklin Templeton Investments Corp.- RSP 254-416Franklin Templeton Investments Retirement Savings Plan NBC0116
The Royal Trust CompanyGluskin Sheff & Associates Inc.
- RSP 254-391Gluskin Sheff & Associates Inc. Retirement Savings Plan NBC0576The Royal Trust Company
I.A. Michael Investment Counsel Ltd.- RSP 254-489I.A. Michael Investment Counsel Ltd. Retirement Savings Plan NBC0575
The Royal Trust CompanyLouisbourg Investments Inc.
- RSP 254-556Louisbourg Investments Inc. Retirement Savings Plan NBC0555The Royal Trust Company
MacDougall, MacDougall & MacTier Inc.- RSP 254-403MacDougall, MacDougall & MacTier Inc. Retirement Savings Plan NBC0564
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Superintendent's List for Locked-In Retirement Account (LIRA)
Note: Financial Institution authorized to sell respective contracts under the Pension Benefits Act, S.N.B. 1987 as of the report date, 2012/12/20
Sorted by Financial Institution
Justice and Attorney General
Office of the Superintendent of Pensions
Page 19
Contract Name
InstitutionBroker
CCRA NumberNB Number
The Royal Trust CompanyMarquest Investment Counsel Inc.
- RSP 254-417Marquest Investment Counsel Inc. Locked-In Retirement Account NBC0245The Royal Trust Company
MD Management Ltd.- RSP 254-014Canadian Medical Association Retirement Savings Plan NBC0134
The Royal Trust CompanyPhillips, Hager & North Investment Management Ltd.
- RSP 254-559Phillips, Hager & North Investment Management Ltd. Retirement Savings Plan NBC0556The Royal Trust Company
RBC Dominion Securities Inc.- RSP 254-497RBC Dominion Securities Inc. Self-Directed Retirement Savings Plan NBC0063
The Royal Trust CompanyRBC Investor Services Trust
- RSP 254-533RBC Investor Services Trust Retirement Savings Plan NBC0509The Royal Trust Company
RBC Phillips, Hager & North Investment Counsel Inc.- RSP 254-548RBC Phillips, Hager & North Investment Counsel Inc. RSP NBC0560
The Royal Trust CompanyRBC Private Counsel (USA) Inc.
- RSP 254-565RBC Private Counsel (USA) Inc. Retirement Savings Plan NBC0600The Royal Trust Company
Sun Life Global Investments (Canada) Inc.- RSP 254-561Sun Life Global Investments (Canada) Inc. Retirement Savings Plan NBC0563
The Royal Trust CompanyThe Royal Trust Company
- RSP 254-396Burgundy Asset Management Retirement Savings Plan NBC0323- RSP 254-474Highstreet Asset Management Retirement Savings Plan NBC0412- RSP 254-514Invesco Retirement Savings Plan NBC0344- RSP 254-355Mackie Research Capital Corporation Retirement Savings Plan NBC0470- RSP 254-511MD Private Trust Company Retirement Savings Plan NBC0325- RSP 254-488Montrusco Bolton Investments Inc. Retirement Savings Plan NBC0533
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Superintendent's List for Locked-In Retirement Account (LIRA)
Note: Financial Institution authorized to sell respective contracts under the Pension Benefits Act, S.N.B. 1987 as of the report date, 2012/12/20
Sorted by Financial Institution
Justice and Attorney General
Office of the Superintendent of Pensions
Page 20
Contract Name
InstitutionBroker
CCRA NumberNB Number
The Royal Trust CompanyThe Royal Trust Company
- RSP 254-522RBC Asset Management Inc. Retirement Savings Plan NBC0408- RSP 254-378RBC Direct Investing Inc. Retirement Savings Plan NBC0343- RSP 254-381Royal Bank of Canada NBC0359- RSP 254-007Royal Trust Personal Trust Services NBC0572- RSP 254-457SEI Investments Canada Company Group Retirement Savings Plan NBC0418- RSP 254-456SEI Investments Canada Company Retirement Savings Plan NBC0417
The Royal Trust CompanyValue Partners Investments Inc.
- RSP 254-536Value Partners Investments Inc. Retirement Savings Plan NBC0479The Royal Trust Company
Wave Cycle Mutual Funds Ltd.- RSP 254-547Wave Cycle Mutual Funds Ltd. Retirement Savings Plan NBC0532
The Royal Trust Corporation of CanadaThe Royal Trust Corporation of Canada
- RSP 255-007Royal Trust Personal Trust Services Retirement Savings Plan NBC0167The Standard Life Assurance Company of Canada
The Standard Life Assurance Company of Canada - RSP 267-051Ideal Segregated Funds Contract - LIRA NBC0328- RSP 267-052Ideal Term Fund Policy - LIRA NBC0423
The Standard Life Assurance Company of Canada (Standard Life Canada)The Standard Life Assurance Company of Canada (Standard Life Canada)
- RSP 267-047Group Retirement Solutions - association-sponsored: guaranteed & pooled funds NBC0565- RSP 267-044Group Retirement Solutions - association-sponsored: guaranteed funds NBC0566- RSP 267-046Group Retirement Solutions - employer-sponsored: guaranteed & pooled funds� NBC0127- RSP 267-042Group Retirement Solutions - employer-sponsored:guaranteed funds�� NBC0126- RSP 267-019Tri-Plan Group RSP NBC0037
The Wawanesa Life Insurance CompanyThe Wawanesa Life Insurance Company
- RSP 291-003Wawanesa Life Insurance Company LIRA NBC0225
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Superintendent's List for Locked-In Retirement Account (LIRA)
Note: Financial Institution authorized to sell respective contracts under the Pension Benefits Act, S.N.B. 1987 as of the report date, 2012/12/20
Sorted by Financial Institution
Justice and Attorney General
Office of the Superintendent of Pensions
Page 21
Contract Name
InstitutionBroker
CCRA NumberNB Number
Toronto Mutual Life Insurance CompanyCI Investments Inc.
- RSP 276-008Individual Variable Annuity Contract for C.I.Segregated Funds NBC0202Transamerica Life Canada
Transamerica Life Canada- RSP 214-026Transamerica Guaranteed Investment Funds (TGIF) NBC0549- RSP 214-027Transpac NBC0550
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