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STOCK BROKING FIRMS

Presented by: Group 12

Arnab Das (09DF012)

Sudip Kumar Das (09DF058)Jitendar Parsad (09DF024)

Radha Krishna Patro (09DF043)

Pallab Sen (09DF036)

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Introduction

Stock market 

A stock market may be a physical place,

sometime known as a stock exchange, where

brokers gather to buy and sell stocks and othersecurity.

Electronic trading that take place overcomputer and telephone line is stock or share

trading. In fact, in many market around the worldstock trading is handled electronically. SEBIgoverns the Indian stock market.

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Reason for investing in stock market

Maximum return in minimum tenure.

Its fast cash and allows for quick liquidation

(you can convert it to cash easily)

Very minimum time to trade unlike selling

property or a business.

Wealth maximization.

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Stock broker

Stock broker is a member of a recognized

stock exchange, who buy, sells or deals insecurities on behalf of its clients. To work

as a stock broker registration with SEBI is

mandatory.

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Who can become a stock broker in

India?

An individual, firm or a corporate can become

trading member (broker) of a stock exchange.

For membership at national stock exchange, a

minimum paid up equity capital of Rs30 lacs is

required for corporate .

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Duty to the investor

Faithfull to the client.

Issue to his client a contact note.

Should not disclose or discuss with any otherperson details of investment and transaction

of client.

Should not mislead clients. Should avoid dealing with a client who is a

defaulter.

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Indias top 10 stock broking firms

ICICI direct.com

India Infoline

Kotak Securities Ltd.

Share Khan Indiabulls

Motilal Oswal

Bajaj Capital

SMC

Angel Broking

Reliance Money

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&

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About SMC

SMC Group, a leading financial services provider in India isa vertically integrated investment solutions company, witha pan-India presence. SMC has expanded its domestic aswell as international operations.

Promoters were Subhash Agarwal &Mahesh Gupta.

Has a customer base of more than 550000.

SMC has entered into a 50:50 joint venture with SanlamGroup, one of the largest listed financial services group inSouth Africa for setting up wealth Management and Asset

Management business in India. Strong presence in the business with rich experience of 

over 20 years

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Achievements

2nd largest distributors of Initial Public Offerings (IPOs)in Retail in India (Source: Prime Data Rankings, Dec2008)

4th largest broking house of India in terms of trading

terminals (Source: Dun and Bradstreet, 2008) 5th largest sub-broker network in the country (Source:

Dun and Bradstreet, 2007)

Received Major Volume Driver award from BSE for 3

years consecutively (2004-05, 2005-06 and 2006-07) Nominated among the top 3, in the CNBC Optimix

Financial Services Award 2008 under the NationalLevel Retail Category

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