Status of Financial Regulatory Leadership Changes as of ......Mar 01, 2019  · The Department of...

8
© 2019 Davis Polk & Wardwell LLP | 450 Lexington Avenue | New York, NY 10017 Chairman Powell As of March 1, 2019 Status of Financial Regulatory Leadership Changes Federal Reserve Vice Chairman FDIC OCC Comptroller Otting Chairman Clayton Commissioner Peirce Commissioner Jackson Commissioner Roisman Chairman Tarbert Commissioner Behnam Commissioner Berkovitz CFTC Commissioner Stump Commissioner Quintenz SEC Treasury Secretary Mnuchin Under Secretary for International Affairs Malpass Deputy Secretary Muzinich Under Secretary for Domestic Finance CFPB OCC Comptroller Otting Director Gruenberg Chairman McWilliams Governor Bowman Governor Brainard Governor Governor Under Secretary for Terrorism and Financial Intelligence Mandelker Commissioner Director Kraninger CFPB Director Kraninger Vice Chairman for Supervision Quarles Vice Chairman Clarida Chairman Giancarlo

Transcript of Status of Financial Regulatory Leadership Changes as of ......Mar 01, 2019  · The Department of...

Page 1: Status of Financial Regulatory Leadership Changes as of ......Mar 01, 2019  · The Department of the Treasury. Secretary: Deputy Secretary: Secretary Steven T. Mnuchin. Appointed

© 2019 Davis Polk & Wardwell LLP | 450 Lexington Avenue | New York, NY 10017

Chairman Powell

As of March 1, 2019

Status of Financial Regulatory

Leadership Changes

Federal Reserve

Vice Chairman

FDIC

OCC Comptroller Otting

Chairman Clayton

Commissioner Peirce

Commissioner Jackson

Commissioner Roisman

Chairman Tarbert

Commissioner Behnam

Commissioner Berkovitz

CFTC

Commissioner Stump

Commissioner Quintenz

SEC

Treasury

Secretary Mnuchin

Under Secretary for International Affairs Malpass

Deputy Secretary Muzinich

Under Secretary for Domestic Finance

CFPBOCC

Comptroller Otting

Director Gruenberg

Chairman McWilliams

Governor Bowman

Governor Brainard

Governor Governor

Under Secretary for Terrorism and Financial Intelligence Mandelker

CommissionerDirector

Kraninger

CFPBDirector Kraninger

Vice Chairman for Supervision Quarles

Vice Chairman Clarida

Chairman Giancarlo

Page 2: Status of Financial Regulatory Leadership Changes as of ......Mar 01, 2019  · The Department of the Treasury. Secretary: Deputy Secretary: Secretary Steven T. Mnuchin. Appointed

Board of Directors:

Chairman Jelena McWilliamsTerm as Chairmanexpires November 2023Term as Director expires 2024Appointed by Pres. Trump

Comptroller of the Currency Joseph M. OttingAppointed by Pres. Trump

Federal Deposit Insurance Corporation

Ricardo R. DelfinDirector, Office of Complex Financial Institutions

Doreen R. Eberley Director, Division of Risk Management Supervision

Bret D. Edwards Director, Division of Resolutions & Receiverships

Charles YiGeneral Counsel

1

Craig R. JarvillDirector, Division of Finance

DirectorMartin J. Gruenberg*Term expires December 2018Appointed by Pres. Obama

Vice Chairman

As of March 1, 2019

Consumer Financial Protection Bureau Director Kathleen L. KraningerAppointed by Pres. Trump

Select Division Directors, Senior Staff and General Counsel:

Chad R. DavisDeputy to the Chairman for External Affairs

Arleas Upton KeaDeputy to the Chairman and Chief Operating Officer

Travis HillSenior Advisor to the Chairman

Brandon MilhornChief of Staff

Arthur J. MurtonDeputy to the Chairman for Policy

*Under Section 2(c)(3) of the Federal Deposit Insurance Act, each appointed member may continue to serve after the expirationof the term of office to which such member was appointed until a successor has been appointed and qualified.

Page 3: Status of Financial Regulatory Leadership Changes as of ......Mar 01, 2019  · The Department of the Treasury. Secretary: Deputy Secretary: Secretary Steven T. Mnuchin. Appointed

Select Division Directors and General Counsel:

Governors:

Vice ChairmanRichard H. Clarida

Term as Vice Chairman expires 2022

Term as Governor expires 2022

Appointed by Pres. Trump

Matthew J. EichnerDirector, Division of Reserve Bank Operations and Payment Systems

Michael S. Gibson Director, Division of Supervision and Regulation

Thomas Laubach Director, Division of Monetary Affairs

Andreas W. Lehnert Director, Division of Financial Stability

Board of Governors of the Federal Reserve System

Chairman Jerome H. Powell

Term as Chairman expires 2022

Term as Governor expires 2028Appointed by Pres. Obama

Appointed as Chairman by Pres. Trump

GovernorMichelle W. Bowman

Term expires 2020

Appointed by Pres. Trump

2

As of March 1, 2019

Mark E. Van Der WeideGeneral Counsel

Vice Chairman for Supervision Randal K. Quarles

Term as Vice Chairman for Supervision expires 2021

Term as Governor expires 2032

Appointed by Pres. Trump

Governor LaelBrainard

Term expires 2026

Appointed by Pres. Obama

Governor Governor

Page 4: Status of Financial Regulatory Leadership Changes as of ......Mar 01, 2019  · The Department of the Treasury. Secretary: Deputy Secretary: Secretary Steven T. Mnuchin. Appointed

Division Directors and General Counsel:

Stephanie AvakianCo-Director, Division of Enforcement

Dalia BlassDirector, Division of Investment Management

Peter DriscollDirector, Office of Compliance Inspections and Examinations

Chyhe K. BeckerActing Director, Division of Economic and Risk Analysis

U.S. Securities and Exchange Commission

ChairmanJay Clayton

Republican

Term expires June 2021

Appointed by Pres. Trump

Commissioner Robert J. Jackson Jr.

Democrat

Term expires June 2019

Appointed by Pres. Trump

Robert B. StebbinsGeneral Counsel

3

Steven R. PeikinCo-Director, Division of Enforcement

William H. HinmanDirector, Division of Corporation Finance

CommissionerHester M. Peirce

Republican

Term expires June 2020

Appointed by Pres. Trump

Brett W. RedfearnDirector, Division of Trading and Markets

Commissioners:

As of March 1, 2019

CommissionerCommissionerElad Roisman

Republican

Term expires June 2023

Appointed by Pres. Trump

Page 5: Status of Financial Regulatory Leadership Changes as of ......Mar 01, 2019  · The Department of the Treasury. Secretary: Deputy Secretary: Secretary Steven T. Mnuchin. Appointed

Division Directors and General Counsel:

Commissioners:

Brian A. BusseyDirector, Division of Clearing and Risk

Matthew B. KulkinDirector, Division of Swap Dealer and Intermediary Oversight

James McDonaldDirector, Division of Enforcement

Amir Zaidi Director, Division of Market Oversight

Commodity Futures Trading Commission

ChairmanJ. Christopher Giancarlo

Republican

Term expires April 2019

Appointed by Pres. Obama

Appointed as Chairman by Pres. Trump

Daniel J. DavisGeneral Counsel

4

Commissioner Rostin Behnam

Democrat

Term expires June 2021

Appointed by Pres. Trump

As of March 1, 2019

Commissioner Dawn DeBerry Stump

Republican

Term expires 2022

Appointed by Pres. Trump

Commissioner Brian D. Quintenz

Republican

Term expires April 2020

Appointed by Pres. Trump

CommissionerDan M. Berkovitz

Democrat

Term expires 2023

Appointed by Pres. Trump

ChairmanHeath P. Tarbert

Republican

Term expires April 2024

Nominated by Pres. Trump

Page 6: Status of Financial Regulatory Leadership Changes as of ......Mar 01, 2019  · The Department of the Treasury. Secretary: Deputy Secretary: Secretary Steven T. Mnuchin. Appointed

Under Secretaries and General Counsel:

David Malpass

Under Secretary for International Affairs

The Department of the Treasury

Secretary: Deputy Secretary:

SecretarySteven T. Mnuchin

Appointed by Pres. Trump

Deputy Secretary Justin George Muzinich

Appointed by Pres. Trump

Brent J. McIntosh General Counsel

5

Under Secretary for Domestic Finance

Sigal Mandelker

Under Secretary for Terrorism and Financial Intelligence

As of March 1, 2019

Page 7: Status of Financial Regulatory Leadership Changes as of ......Mar 01, 2019  · The Department of the Treasury. Secretary: Deputy Secretary: Secretary Steven T. Mnuchin. Appointed

Select Senior Deputy Comptrollers:

Office of the Comptroller of the Currency

Comptroller:

Comptroller Joseph M. Otting

Appointed by Pres. Trump

Term expires 2022

6

Toney M. BlandSenior Deputy Comptroller for Midsize and Community Bank Supervision

Jonathan GouldChief Counsel and Senior Deputy Comptroller

Grovetta GardineerSenior Deputy Comptroller for Bank Supervision Policy(effective March 2, 2019)

As of March 1, 2019

Senior Deputy Comptroller for Large Bank Supervision

Morris MorganSenior Deputy Comptroller and Chief Operating Officer

Page 8: Status of Financial Regulatory Leadership Changes as of ......Mar 01, 2019  · The Department of the Treasury. Secretary: Deputy Secretary: Secretary Steven T. Mnuchin. Appointed

Consumer Financial Protection Bureau

Acting Deputy Director Brian Johnson

7

David SilbermanAssociate Director, Division of Research, Markets and Regulations

Mary McLeod General Counsel

Anthony WelcherPolicy Associate Director, Division of External Affairs

Eric BlankensteinPolicy Associate Director, Division of Supervision, Enforcement and Fair Lending

Christopher D’AngeloAssociate Director, Division of Supervision, Enforcement and Fair Lending

Sheila M. GreenwoodPolicy Associate Director, Division of Consumer Education and Engagement

Gail HillebrandAssociate Director, Division of Consumer Education and Engagement

Brian JohnsonPrincipal Policy Director

Zixta MartinezAssociate Director, Division of External Affairs

Kirsten SuttonChief of Staff

Tom PahlPolicy Associate Director, Division of Research, Markets and Regulations As of March 1, 2019

Select Division Directors, Senior Staff and General Counsel:

Director:

DirectorKathleen L. Kraninger

Appointed by Pres. Trump

Deputy Director: