Stanwood R Duval Jr Financial Disclosure Report for 2009

8/3/2019 Stanwood R Duval Jr Financial Disclosure Report for 2009

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, ~ o 1 o ] FINANCIAL DISCLOSURE REPORT Report Required by lhe Eth~ e v . 1 / 2 0 : 0 ] FOR CALENDAR YEAR 2009 ( 5 U . S ,C . o p p . . " t O l - 1 1 1 )

I, Person Reporting (last name, f~st, m iddle initial) 2. Court or Organization 3. Date of Report

Duva], Stanwood R.. U. S, District Court, Eastern District of Louisiana 04/29/2010,

4. Title (Afliele III judges indicate active or senior stains; 5a, Report Type (cheek appropriate type) 6. Reporting PeriodmagtstFate judges indicate f~ll- or parl-time) ] Nominatinn, Date 01/01/2009

U.S. District Judge - Senior Status [] lnilial [] Annual [] Final t, ~12131120095b. [] Amended Reporl

7. Chambers or Office Address g. On the basis of the Inform.orion contained in this Reporl and anymodifications pertaining thereto, it is, in my opinion) in complianceU. S. District Cour~ with applicable laws and regulations.500 Poydras St., R.m. C-368New Orleans, LA 70130 Reviewing Officer Date

, r M P O R T A N T N O T E S : The instructions accompanying this" form must be follorved. Complete all parts,checking the NONE box for each part where you have no reportable information. Sign on last page.

I . P O S I T I O N S . ~ R e ~ , o . ~ n ~ individual onO,: see pp. 9-13 of filing instructions.]D N O N E (No repor table p os i t ions .)

p OSITION NAME OF ORGANIZATION/~NTITYI. Board Member Covenant House, Non-Profit Organization


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FINANCIAL DISCLOSURE REPORT ~a~.eo~P .....ReportingPage 2 of 7 D ~ . a l , S t ~ n w o o d R .

II I. NO N-INVESTM ENT IN COME. cn,vo-~,gA. Filers Non-Investment Income

N O N E (No reportable non-investment income.).DATE SOURCE AND TYPE , I N C O M E(yours. not spouses)

1.2.

3.

4.

B. Spouses N on-Investment Income - l .t ~u ,ere marricd during an),por~ion of the reporting y~nr, complet thB $ctior~( D o l l a r a r n o u t l l n o t r e q u i r e d e x c e p t f o r hont~roria.)

N O N E (No reportable non-investment income.)D AT E SOURCE AND TYPE

I.

3.

4.

IV. REIM BURSEM ENTS -,~o.,~ ..... ~ o . , ~ o ~ x l . x , y o o ~ , . . , . ~ , o i . . . . . , .( I n c l u d e s t h o s ~ t o a T ~ o u . ~ e a n d d e p e t ~ d e n t c 1 ~ H d r e n : s ~ e p p 2 5 . 2 7 q [ f l ~ n g i n x t r u c t i o n ~ . )

~ (No reportableONE reimbursemenls.)SOURCE .D ~TE S ]~OCATION PURPOSE ITEMS PAID OR PROVIDED

I. Donald "B oysic" Bollinger Augusl 14 -I 8, 2009 Argenlina Hunting Irip Travel, food and lodging

2. Arlen "Benny" Cenac, Jr. Augus128 - Panama Fishing trip Travel, food and lodgingSeptember 2, 2 0 0 93. American Bar Association October 29-31,2009 San Francisco, CA Participate on Class Action Travel, food and lodgingpanel

5.


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INamef P e r s o n R e p o r t in g D a l e o f R t p n r tPageFINANCIAL3 of 7 DISCLOSURE REPORT 1. Ou ,.ai. St.n,~ooa R. 0 v 2 9 : ; 0 ~ 0Vo G IFWS, (thee,des those to sp ...... d dependent children; see pp. 28-31 of.filing instructions.)

N O N E (No reportable gifts.)SOI.JRCE DESCRIPTION VALUE

I.2.3 .4.5.

V I . L I A B I L I T I E S . a,c~,ae,,,o,, oy,po ....a dependent children: S e e p p . 3 2 - 3 3 . f ~ l i n g[~] N O N E (N o reportable liabilities.)

CREDITOR ,DESCRIPTION1.2.3.4.5.


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FINANCIAL DISCLOSURE REPORT N . .. .. fP . .. .. Reportlng D=le0fRepor{Page 4 of 7 O u v a ~ , s t a , ,, , o o , ~ R . 0 , ~ 2 9 / 2 0 ~ 0

N O N E (No reportable income, assets, or transactions.)

Description of A~ets Income du~ng Gross value at end T~n~ctions dunng fc~ft~ng ~fiod(including tmsl asse~) repoaing period of rcponing period ...................-~ (~) O) I ~) O} ~2) ~ (3) (~1 ( 5 )

Place "(X)" after each as~l Amount Type (e.g., Value I Value Type (e.g,, Date ~ Value Gain Identityexempt from prior disclosure C~e I div., rcnt. Code 2 ~1 Method buy, sell, mm/d@y~ C~c 2 C~e I buycrlseller(A-H) or inl.) (JP) I~ Code 3 rcdcmplion) I ~ (J-P) (A-H) (ifprivale

i. Parcel #2, Tc~bonne Parch, LA None J W~ 2 . Whitney Bank (Account) A lmercst K T

3. Judicial & J uslice Fed. Credit Union A Interest J T(Account)4. Fordochc, Inc. E Dividend Sold 6/I 8/09 K D Fordochc, Inc.

5. Mineral Intercsl #1, Tc~ebonnc Parish, LA B Renl J W

6. Mine~l lntc~sl #2, Te~bonne P~ish, LA None J W

8. -W el~s Fargo (fo~erly ~own ~ W achoviaSwe~ Account

9. -PAl

1 0 , -HIO B uy 1 I 1 4 1 0 9 J(addl)-EOD

1 2 . -G F A F X

1 3 . -CIBFX1 4 . -EAAF X

1 5 . -FFALX

1 6 . - I ~ M X X Sold 12/7/09(part)1 7 . - K M P B uy 12/7 /09


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FINANCIAL DISCLOSURE REPORTPage 5 of 7

VII. IN VE STMEN TS and TRUSTS - i ........ I.e,, ...... ;o.. (Includes tl .... of .~p ......d dependent children see pp. 34-60 of fili.g inxtrt, ction*.)[ N O N E (No reportable income, assets, or transactions.)A. B. C. I D.

Dcsc~pllon Of ASSetS Income during Gross v~luc al end [ Tra~ct~ons during re.flingperiod( ~ n c l u d i n g l ~ S ~ a s s c l s ) r ~ p o ~ i n g p c r i o d of r~o~in8 period ......... ~- ..........

placc"{X)"aficrc~cha~ct Amount[ T~(c.g,, Valu~ [ Value T~pc(c.g., [ D~t~ ~ V~luc Gain l d c n l i l y o fC~e I[ div., rcnL Code 2 Mlhofl buy, sell. ]mm/d~yy Code 2 C~e I [ buycr/scllcr

18. - USBL

1 9 . - AGG (X) $ccnotc PartVlllB uy I 1 / 4 1 0 9 J See note Par~ Vlll2 0 . - LQD (X) ( a d d l )

21. - EFA (X ) S e e n o l c Pan VIII

22. - SPY {X) See note Pan Vlll

23. I R . A # 2 A Dividend M T

24. .Black.rock Fundamental Growth

25. -Black.rock G lobal Allocation

26. -Black.rock Global Smallcap C+

27 . -Van Kampen Comstock Fund+Class C

28. -Blackrock Managed Inc.

29. Merrill Lynch CMA Account A Interest L T See note Part VIII

I. Incomc Gain Codes: A =$1.00O or less2. Value C~es J =$1 ~.~ or less K -$15.O01 - $50.~ L =$50,~1 - $100,0~ M =$100.~11 - $250.000


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FINANCIAL DISCLOSURE REPORT I N .... fP ..... Reporting DalePage 6 of 7I ~)uw~, stanwooa R.

0 ~ / 2 9 / 2 0 ~ 0

VIII. ADDITIONAL INFORMATION OR EX PLANATIONS. l,,di~,top,,,qR,~o,L)

S ECTION : I V . - RE I MBURS EMEN TSLine I - Donald "B oys~e" Bo[finger is a fife long friend of mine. I h~ve always reeused myself from any cases involving Donald B ollinger or any ofhi~companies.Line 2 - Arlen "Benny" Cenac, Jr. is a life long friend of mine. 1 have always recused myself from any cases involving Arlcn Cenac or any of his companies.

SECTION : VI I. - INVE STMEN TS AN D TRUSTSLine 19 - AG G in IRA #1 acq uired 10/13/08, bul not reporled in 2008Line 20 - LQD in IRA #1 acquired 10113/08, but not reported in 2008Line 21 - E FA in IRA #1 acq uired 10/13/08, but not reporled in 2008Line 22 - SPYin IRA #1 acquired 10/13/08, bul not reported in 2008Line 25 - Merrill Lynch CMA Account a! year end 2008 (line 27) should have refleclcd ~ value of"L" and Ihe value of IRA 0"3 (line 28) should have been zero.All the Stock in IRA#3 was sold February 15, 2008 and added to Ihe CMA Account in 2008 (See lines 28-90 on 2008 Report for stock that have now beenremoved).


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FINANCIAL DISCLOSURE REPORT I N .... f P ~ r ~ a . R e p o r t in g Dal, o/ReportPage 7 of 7 / Dural, Stanwood R. 0 4 / 2 9 1 2 0 t 0IX. CERTIFICATION.

1 certify that all information given above {including information pertaining to my spouse and minor or dependent children, if an)) isaccurate, true, and com plete to the best of my know ledge and belief, and that any information not reported was w ithheld because it met applicable statutoryprovisions permitting non-disclosure.

I further certify that earned income from outside employment and h onoraria and the acceptance of giRs which hav e been reported are incompliance with the provisions of 5 U.S.C. app. 501 el. seq., 5 U.S.C. 7 353 , and Judicial Conference regulations.

Si

N O T E : A N Y I N D I V ID U A L W I tO K N O W I N G L Y A N D W t L F U L L Y F A L SI F IE S a t A I L S T O F I L E T Il lS R E P O R T M A Y B E S U B J E C T T O C IV I LAN D CRIMINAL SANCTIO N S (5 U.S .C. app. 104)

FILING INSTRUCTIONSMail signed original and 3 additional copies to:

Comm ittee on F inancial D isclosureAdm inistrative O ffice of the United States CourtsSuite 2-301One Columbus Circle, N.E.W ashington, D .C. 20544

Stanwood R Duval Jr Financial Disclosure Report for 2009

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