Spalding Top Ten List ANTEC 2013

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    Troubleshooting Single-Screw

    Extrusion Top 10 L ist

    Mark A. Spalding

    The Dow Chemical Company, Midland, MI

    Gregory A. Campbell

    Castle Research, Jonesport, ME

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    GoalsProvide a list of practices and skills

    that every single-screw extrusion

    engineer should know.

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    Top Ten

    List

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    1. Know how to calculate the expected

    rate for a single-screw extruder.

    Calculation of the rotational and pressure flows in the

    metering channel.

    The metering channel controls the rate.

    Calculation routines are available from SPE or you can easily

    construct a spreadsheet.

    Estimate the pressure profile.

    Campbell, G.A. and Spalding, M.A., Analyzing and Troubleshooting Single-Screw Extruders,

    Hanser Publications, Munich, 2013.

    Hopper

    Meter

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    1. Know how to calculate the expected

    rate for a single-screw extruder.

    0

    4

    8

    12

    16

    20

    0 4 8 12 16 20 24

    Axial Position, diameters

    Pressure,M

    Pa

    Solids

    ConveyingMelting Metering

    Proper operation

    Improper operation

    771 kg/h

    544 kg/h

    152 mm diameter extruder

    100 rpm screw speed

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    2. Channels that are designed to

    operate full must be pressurized.

    Channels that are only partially filled operate at

    zero pressure.

    Partially filled channels create stagnation zones.

    Stagnation zones will cause some resin to

    degrade.

    Degradation products will eventually contaminate

    the final product.

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    2. Channels that are designed to

    operate full must be pressurized.

    Flight TipsStagnant and

    Degraded Resin

    Resin Flow

    RegionFlow Direction

    Film Sample

    Hyun, K.S., Spalding, M.A., and Powers, J., "Elimination of a Restriction at the Entrance of Barrier

    Flighted Extruder Screw Sections," SPE-ANTEC Tech. Papers, 41, 293 (1995).

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    3. The flight radii should be between

    0.5 and 2.5 times the channel depth.

    Small flight radii create a stagnant region

    between the flight edge and the screw root.

    The stagnant region will cause the resin to

    degrade and result in degradation products

    in the final product. Barrel Interface

    Screw Root

    Degradation

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    3. The flight radii should be between

    0.5 and 2.5 times the channel depth.

    The degradation at the flight radii were caused by low

    flow or stagnant regions due to Moffat eddies.

    x

    y

    0.8 0.9 1.00.0

    0.1

    0.2

    y

    x

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    3. The flight radii should be between

    0.5 and 2.5 times the channel depth.

    Injection

    Molded Part

    Flight radii design.R2

    HR1

    0.5 < < 2.5R

    HMitigates Moffat Eddies

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    4. Melting of the resin is the primary

    method for mixing.

    The best mixing occurs in the melt film between

    the solid bed and the barrel wall.

    The shear stress is very high in the melt film.

    A secondary mixing section is generally needed

    for most applications.Melt film

    Melt pool Barrel side

    Screw side Solid bed

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    4. Melting of the resin is the primary

    method for mixing.

    100 parts white ABS to

    1 part black ABS.

    Single-flighted screw.

    Benkreira, H., Shales, R.W., and Edwards, M.F., Mixing on Melting in Single-Screw Extrusion, I nt. Polym.

    Process., 7, 126 (1992).

    Campbell, G.A. and Spalding, M.A., Analyzing and Troubleshooting Single-Screw Extruders, Hanser

    Publications, Munich, 2013.

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    5. All screws will discharge solid resin

    if the screw is rotated fast enough.

    As a screw is rotated faster, a speed will be reached

    where solid resin is discharged with the extrudate.

    Solids in the extrudate can look like a poorlymixed system.

    A secondary mixer or a solids trap is needed for

    most applications.

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    5. All screws will discharge solid resin

    if the screw is rotated fast enough.

    Hopper

    Discharge

    Cross-sectional

    view of the extrudateExtrude mixture with 99

    parts white pellets with 1

    part black pellets.

    View extrudate sections.

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    5. All screws will discharge solid resin

    if the screw is rotated fast enough.

    Mixing Flight

    Clearance, (u + )

    In Flute

    Out Flute

    Mixing

    Flight

    Wiper

    Flight

    Flow

    a) axial mixer

    Wiper

    Flight

    Mixing

    Flight

    b) mixer cross section

    Flow

    Maddock-style mixers are

    excellent secondary mixers

    for trapping and dispersing

    solid polymer fragments.

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    6. High-performance screws use

    specially designed channels to trap

    and melt solids.

    High-performance screws can operate at higher

    screw speeds, higher rates, and lower discharge

    temperatures as compared to a conventional

    screw with a mixer.

    High-performance screws have deeper metering

    channels.

    Several different types of high-performance

    screws are available.

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    6. High-performance screws use

    specially designed channels to trap

    and melt solids.

    Common commercially available high-performance screws that

    employ this technology include:

    Wave screws.

    Energy Transfer (ET) screws.

    Fusion screws.

    DM2 screws.

    Campbell, G.A. and Spalding, M.A., Analyzing and Troubleshooting Single-Screw Extruders,

    Hanser Publications, Munich, 2013.

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    6. High-performance screws use

    specially designed channels to trap

    and melt solids.

    A B A

    B

    A

    B

    A

    B

    A

    B

    Flow

    Flight Undercuts

    Channel Peaksa) ET Section

    b) Channel Cross

    Section

    Barrel

    Screw

    Vbx

    Vbz

    Barrel

    Screw

    Barrel

    Screw

    Vbx

    Vbz

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    6. High-performance screws use

    specially designed channels to trap

    and melt solids.

    30 rpm

    33 kg/h

    60 rpm

    62 kg/h

    90 rpm

    85 kg/h

    120 rpm

    110 kg/h

    150 rpm

    135 kg/h

    30 rpm

    33 kg/h

    60 rpm

    62 kg/h

    90 rpm

    85 kg/h

    120 rpm

    110 kg/h

    150 rpm

    135 kg/h

    ET

    Screw

    ConventionalScrew

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    7. Injection molding screws use the

    same design principles as screws

    for extruders.

    All channels must operate full and under

    pressure.

    Operational rate is calculated using the mass of

    the parts and runner system, the plasticating

    time, and the screw speed.

    Rotational and pressure flow rates are calculated just

    like the procedure for extruders.

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    8. Flow surging is most often caused

    by a temperature control problem in

    the feed section.

    203.2 mm

    diameterextruder.

    HIPS resin

    Two-stagescrew.

    0

    5

    10

    15

    20

    25

    0 200 400 600 800 1000

    Time, minutes

    Pressure,MPa

    0

    200

    400

    600

    800

    1000

    1200

    1400

    MotorCurrent,A

    CurrentCurrent

    P1

    P1

    P2

    Extruder Discharge

    Pump Inlet

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    8. Flow surging is most often caused

    by a temperature control problem in

    the feed section.

    Instability wascaused by a high

    temperature at the

    screw surface.

    0

    200

    400

    600

    800

    1000

    1200

    1400

    0 10 20 30 40 50 60

    Time, minutes

    MotorCurrent,A

    80

    120

    160

    200

    240

    280

    320

    360

    Screw

    Speed,rpm

    Screw Speed

    Motor Current

    Cooling On CoolingOff

    Cooling On

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    9. The first-stage metering section of a

    two-stage screw must control the rate.

    Two-stage extruders typically operate at a rate that is 1.1 to

    1.3 times the rotational flow rate of the first-stage meter.

    A negative pressure profile exists in the first-stage

    meter.

    Vent flow will occur if the second stage limits rate.

    Vent flow can also occur if the vent diverter is not

    designed properly.

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    9. The first-stage metering section of a

    two-stage screw must control the rate.

    0

    4

    8

    12

    16

    0 6 12 18 24 30 36

    Pressure,M

    Pa

    Axial Position, diameters

    Vent Opening

    Proper operation,

    no vent flow.

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    9. The first-stage metering section of a

    two-stage screw must control the rate.

    0

    4

    8

    12

    16

    0 6 12 18 24 30 36

    Pressure,M

    Pa

    Axial Position, diameters

    Vent Opening

    Proper operation,

    no vent flow.

    Vent Flow

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    9. The first-stage metering section of a

    two-stage screw must control the rate.

    A vent diverter is positioned in the vent opening to tuck

    molten resin back into the screw channel.

    If the diverter is not installed, installed improperly, or

    not designed properly, then flow of resin out the vent

    opening is likely.

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    9. The first-stage metering section of a

    two-stage screw must control the rate.

    Vent diverter

    Barrel

    Vent

    Diverter

    Vent

    Opening

    Screw

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    10. The first time a screw is installed

    into an extruder, both the screw and

    barrel should be at room temperature.

    If the screw has the correct outside diameter and

    it is not bent, then it should slide easily into the

    barrel.

    Never force a screw into a barrel.

    Never install for the first time a cold screw into ahot barrelthe hot barrel is oversize (thermal

    expansion)the screw may slide in easily, but

    could expand to bind with the barrel.

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    SummaryA list of ten top practices and skills

    were presented.

    Single-screw extrusion engineers

    should be aware of these practices

    and skills.Campbell, G.A. and Spalding, M.A., Analyzing and Troubleshooting Single-

    Screw Extruders, Hanser Publications, Munich, 2013.