Sotomayor, Sonia - Judicial Watch · Sotomayor, Sonia . I . D 2. Report Required by the Ethics ....

D [{]

[{]

5.

2.

Report Required by the Ethics AO JO FINANCIAL DISCLOSURE REPORT in Government Act of 1978 Rev. 11201 I FOR CALENDAR YEAR 2010 (5 U.S.C. app. §§ 101-111)

I. Person Reporting (last name, first, middle initial)

Sotomayor, Sonia

2. Court or Organization

Supreme Court of the United States

3. Date of Report

05/18/2011

4. Title {Article III judges indicate active or senior status; magistrate judges indicate full- or part-time)

Associate Justice

Sa. Report Type {check appropriate type)

D Nomination, Date

Initial Annual

Sb. Amended Report

D Final

6. Reporting Period

1/1/2010

to

12/31/2010

7. Chambers or Office Address

I .First Street, NE

Washington, DC 20543

8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.

Reviewing Officer Date

IMPORT ANT NOTES: The instructions accompanying this form must be followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS, (Reporting individual only; see pp. 9-13 of filing instructions.)

[{] NONE (No reportable positions.)

POSITION NAME OF ORGANIZATION/ENTITY

I.

2.

3.

4.

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 ofjiling instructions.)

[{] NONE (No reportable agreements.)

PARTIES AND TERMS

I.

3.

Sotomayor, Sonia

PAID

Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT

of7 05/18/2011Sotomayor, Sonia

Ill. N 0 N-INVES TMENT INC 0 ME. (Reporting individual and spouse; see pp. 17-24 of filing instructions.)

SOURCE AND TYPE INCOME (yours, not spouse's)

I. 4/29/20 I 0 Book advance from The Knopf Doubleday Group $1,175,000.00

A. Filer's Non-Investment Income

D NONE (No reportable non-investment income.)

2.

3.

4.

B. Spouse's Non-Investment Income - If you were married during any portion of the reporting year, complete this section.

(Dollar amount not required except for honoraria.)

[{] NONE (No reportable non-investment income.)

SOURCE AND TYPE

I.

2.

3.

4.

IV. REIMBURSEMENTS -transportation, lodging,food, entertainment

(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

D NONE (No reportable reimbursements.)

St. Lawrence University 5116/2010

2. 6/4/2010

SOURCE DATES LOCATION

I. Canton, NY

PURPOSE ITEMS OR PROVIDED

Commencement Speaker Transportation and meal

Hostos College New York, NY Commencement Speaker Transportation and meal

3. Bronx Children's Museum 8/14/2010 Bronx, NY Speaker Transportation and meal

4. Cleveland Legal Aid Society 9/9/2010 Cleveland, OH Speaker Transportation and meals

5. New York Historical Society 9/16/2010 New York, NY Speaker at Nueva New Transportation and meals

York Exhibit

6. Fordham Law Film Festival 10/17/2010 New York, NY Speaker Transportation and meal


05/18/2011Sotomayor, Sonia of7

7. University of Paris Ouest 11/17/2010- Paris, France Speaker Transportation, lodging, meals 11/19/2010

2.

5.

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT


V. GIFTS. (Includes those to spouse and dependent children; see pp. 28-31 of filing instructions.)

D NONE (No reportable gifts.)

I.

SOURCE

Robert Berks Einstein Sculpture

DESCRIPTION VALUE

$1,500.00

3.

4.

5.

VI. LIABILITIES. {Includes those of spouse and dependent children; see pp. 32-33 of filing instructions.)

D NONE (No reportable liabilities.)

CREDITOR DESCRIPTION VALUE CODE

I. American Express Retail Credit Card J

2. Discover Retail Credit Card J

3. Visa Retail Credit Card J

4. Master Card Retail Credit Card

C.

(l) (2) (4)



VII. INVESTMENTS and TRUSTS income, value, transactions r1nc1udes those of spouse and dependent children; see pp. 34-60 of ft/inc instructions.) -

D NONE (No reportable income, assets, or transactions.)

A. B. D.

Description of Assets Income during Gross value at end Transactions during reporting period

(including trust assets) reporting period ofreporting period

(2) (1) (2) ( l ) (3) (5)

Place "(X)" after each asset

exempt from prior disclosure

Amount Code I

(A-H)

Type (e.g.,

div., rent,

or int.)

Value

Code2

(J-P)

Value

Method

Code 3

(Q-W)

Type (e.g.,

buy, sell,

redemption)

Date

mmlddlyy

Value

Code2

(J-P)

Gain

Code I

(A-H)

Identity of

buyer/seller

(if private

transaction)

I. Citibank, N.A. Savings E Interest 0 T Open 05105110 L

2. Citibank, N.A. Checking A Interest J T

3. ING Direct F Interest L T

4.

5.

6.

7.

8.

9.

IO.

11.

12.

13.

14.

15.

16.

17.

I. Income Gain Codes: A =$1,000 or less B =$1,001 -$2,500 C =$2,50I -$5,000 b =$5,001 -$15,000 E =$15,001 -S50,000

(See Columns Bl and 04) F =$50,001 -SI00,000 G=SI00,001-$1,000,000 HI =$1,000,00 I -$5,000,000 H2 =More than $5,000,000 2. Value Codes J =$15,000 or less K =$15,001 - $50,000 L=$50,00l -SIOO,OOO M =$100,00I - $250,000

(See Columns Cl and 03) N =S250,00I - $500,000 0 =$500,00 I - $1,000,000 Pl =Si ,000,001 - $5,000,000 P2 =$5,000,001 -$25,000,000 P3 =$25,000,001 -$50,000,000 P4=More than $50,000,000

3. Value Method Codes Q=Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market (See Column C2) U=Book Value V=Other W =Estimated


of7 Sotomayor, Sonia 05/18/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (Jndicate partofreport.)

Additional Information to Part V. GIFTS.

During 2010 many people sent me gifts of books, art, jewelry and trinkets. 1 have no reason to believe that any of those items exceeded the $335.00 limit. If! should learn otherwise, I will amend this form.


of7 Sotomayor, Sonia 05/18/2011

IX. CERTIFICATION.

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory

provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in

compliance with the provisions of S U.S.C. app. § SOI et. seq., S U.S.C. § 7353, and Judicial Conference regulations.

Signature: s/ Sonia Sotomayor

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL

AND CRIMINAL SANCTIONS (S U.S.C. app. § 104)

Committee on Financial Disclosure

Administrative Office of the United States Courts

Suite 2-301 One Columbus Circle, N.E.

Washington, D.C. 20544

3.

3.

Report Required by the Ethics AOlO FINANCIAL DISCLOSURE REPORT in Government Act of 1978 Rev. 112011

FOR CALENDAR YEAR 2010 (5 U.S.C. app. §§ 101-111)

1. Person Reporting (last name, first, middle initial)

Sotomayor, Sonia



3. Date of Report

05/19/2011

4. Title (Article Ill judges indicate active or senior status;

magistrate judges indicate full- or part-time)

Associate Justice

Sa. Report Type (check appropriate type)

D Nomination, Date

D Initial [{] Annual

Sb. [{] Amended Report

D Final

6. Reporting Period

1/1/2010

to

12/31/2010

7. Chambers or Office Address 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance

I First Street, NE with applicable Jaws and regulations.



IMPORT ANT NOTES: The instructions accompanying this form must be followed. Complete all parts,

checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSIT! 0 NS. (Reporting individual only; see pp. 9-13 of filing instructions.)



I.

2.

4.

5.

II. AGREEMENTS. (Reporting individual only; see pp. 14-16 of filing instructions.)

[{] NONE (No reportable agreements.)

PARTIES AND TERMS

I.

2.

4.


Page 2 of7 05119/2011Sotomayor, Sonia

III. N 0 N-INVESTMENT IN CO ME. (Reporting individual and spouse; see pp. 17-24 of filing instructions.)



SOURCE AND TYPE INCOME (yours, not spouse's)

I. 4/29/2010 Book advance from The Knopf Doubleday Group $1,175,000.00

2.

3.

4.

B. Spouse's Non-Investment Income - If you were ma"ied during any portion of the reporting year, complete this section.



SOURCE AND TYPE

I.

2.

3.

4.

IV. REIMBURSEMENTS -transportation, lodging,food, entertainment.



SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

I. St. Lawrence University 5/16/2010 Canton, NY Commencement Speaker Transportation and meal

2. Hostos College 6/4/2010 New York, NY Commencement Speaker Transportation and meal


Cleveland Legal Aid Society 9/9/2010 Cleveland, OH Speaker Transportation and meals


York Exhibit



Page 3 of7 Sotomayor, Sonia 05/19/2011

7. University of Paris Ouest 11/17/2010 - Paris, France Speaker Transportation, lodging, meals 11/19/2010

3.

5.

Page 4of7


Sotomayor, Sonia 05/19/2011



SOURCE DESCRIPTION VALUE

I. Robert Berks Einstein Sculpture

2.

4.

$1,500.00

VALUE CODE

5.

VI. LIABILITIES. (Includes those of spouse and dependent children; see pp. 32-33 of filing instruction°')

D NONE (No reportable liabilities.)

CREDITOR DESCRIPTION

1. American Express Retail Credit Card

2. Discover Retail Credit Card

3. Visa Retail Credit Card

4. Master Card Retail Credit Card

!

I


Page 5 of7 05/19/2011 Sotomayor, Sonia

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of •pouse and dependent children; see PP· 14-60 offiting instructions.)


A. B. c. D.


(including trust assets) reporting period of reporting period

(I) (2) (I) (2) (I) (2) (3) (4) (5)

Place " (X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, I Code 2 Method buy, sell, mm/dd/yy Code 2 Code I buyer/seller

(A-H) or int.) ! (J-P) Code3 redemption) (J-P) (A-H) (if private

______I (Q-W) transaction)

I. Citibank, N.A. Savings E Interest 0 T


3. ING Direct F Interest L T Open 05110110 L

4.

5.

6.

7.

8.

9.

10.

I I.

12.

13.

14.

15.

16.

17.

I. Income Gain Codes: /\ =$ 1,000 or less B =$1,001 -$2,500 C =$2,501 -$5,000 D =$5,001 - $15,000 E =$15,001 • $50,000

(See Columns BI and 04) F =$50,00 I . SI 00,000 G =$100,001 -$1,000,000 HI =$1,000,00 I - $5,000,000 H2 =More than $5,000,000 2. Value Codes J =$15,000 or less K =S 15,001 • $50,000 L =$50,001 -$100,000 M =$100,001 -$250,000

(See Columns Cl and D3) N =$250,001 -$500,000 0 =$500,001 -$1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 - $25,000,000

P3 =$25,000,001 • $50,000,000 P4 =More than $50,000,000 3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market

(See Column C2) U =Book Value V =Other W =Estimated


Page 6of7 Sotomayor, Sonia 05/19/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicatepartofreporL)


During 2010 many people sent me gifts of books, art, jewelry and trinkets. I have no reason to believe that any of those items exceeded the $335.00 limit. If! should learn otherwise, I will amend this form.

of7


Sotomayor, Sonia 05/19/2011

IX. CERTIFICATION.

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et, seq., 5 U.S.C. § 7353, and Judicial Conference regulations.


NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

Committee on Financial Disclosure Adrriinistrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

D

PARTIES

3.

2.

Report Required by the Ethics AOlO FINANCIAL DISCLOSURE REPORT

in Government Act of 1978 Rev. 112011 FOR CALENDAR YEAR 2010 (5 US.C. app. §§ 101-111)

I. Person Reporting (last name, first, middle initial)

Sotomayor, Sonia



3. Date of Report

5/12/2011

4. Title (Article Ill judges indicate active or senior status; magistrate judges indicate full- or part-time)

Associate Justice

Sa. Report Type (check appropriate type)

D Nomination, Date

D Initial [{] Annual

Sb. Amended Report

D Final

6. Reporting Period

1/1/2010

to

12/31/2010

7. Chambers or Office Address

1 First Street, NE


8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.


IMPORTANT NOTES: The i11structions accompanying this form must he followed. Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITI 0 NS. (Reporting individual only; see pp. 9-13 of filing instructions.)



I.

2.

4.

5.

II. AGREEMENTS. (Reporting individual only; see pp.14-16 of filing instructions.j

[ZJ NONE (No reportable agreements.)

AND TERMS

I.

3.

I.

3.

4.

FINANCIAL DISCLOSURE REPORT

Page 2 of7

Name of Person Reporting

Sotomayor, Sonia

Date of Report

5/12/2011

Ill. N 0 N-JNVESTMENT JN C 0 ME. (Reporting individual and spouse; see pp. 17-24 of filing instructions.)



INCOME (yours, not spouse's)

I. 4/29/2010 Book advance from The Knopf Doubleday Group $1,175,000.00

SOURCE AND TYPE

2.

3.

4.

B. Spouse's Non-Investment Income - If you were married during any portion of the reporting year, complete this section.



SOURCE AND TYPE

2.

4.

JV. REIMBURSEMENTS -transportation, lodging,food, entertainment.



LOCATION PURPOSE ITEMS PAID OR PROVIDED

I. St. Lawrence University 5/16/2010 Canton, NY Commencement Speaker Transportation and meal

2. Hostos College 6/4/2010 New York, NY Commencement Speaker Transportation and meal


SOURCE DATES

Cleveland Legal Aid Society 9/9/2010 Cleveland, OH Speaker Transportation and meals


York Exhibit




7. University of Paris Ouest 11/17/2010 - Paris, France Speaker Transportation, lodging, meals 11/19/2010

J





SOURCE DESCRIPTION VALUE

I. Robert Berks Einstein Sculpture $1,500.00

2.

3.

4.

5.

D

VI. LIABILITIES. (Includes those of spouse and dependent children; see pp. 32-33 of filing instructions.)

NONE (No reportable liabilities.)

CREDITOR DESCRIPTION VALUE CODE

I. American Express Retail Credit Card

2. Discover Retail Credit Card

3. Visa Retail Credit Card

4. Master Card Retail Credit Card J

5.

4.

(l)


Page 5 of7 Sotomayor, Sonia 5112/2011

VII. INVESTMENTS and TRUSTS income, value, transactions r1ncludes those of spouse and dependent children; see PP· 34-60 of filing - instructions.)


A. B. c. D.


(including trust assets) reporting period of reporting period

( l ) (2) (2) (1) (2) (3) (4) (5) Place "(X)" after each asset

exempt from prior disclosure

Amount Code l

(A-H)

Type (e.g.,

div., rent,

or int.)

··---- -·--·-'

Value

Code2

(J-P)

Value

Method

Code 3

(Q-W)

Type (e.g.,

buy, sell,

redemption)

Date

mmldd/yy

Value

Code 2 (J-P)

Gain

Code I (A-H)

Identity of

buyer/seller

(if private

transaction)

I. Citibank, N.A. Savings E Interest 0 T


3.

5.

6.

7.

8.

9.

10.

I I.

12.

13.

14.

15.

16.

17.

I. Income Gain Codes: A =$1,000 or less B =Sl,001 -$2,500 c=$2,501 • $5,000 D=$5,001 - $15,000 E =$15,001 - $50,000

(See Columns 81 and D4) F =$50,001 - $!00,000 G =$100,001-$1,000,000 HI =$1,000,001- $5,000,000 H2 =More than $5,000,000 2. Value Codes J=$15,000 or less K=$15,001 -$50,000 L=$50,001 - $100,000 M =$100,00 I - $250,000

(See Columns Cl and 03) N=$250,001 -$500,000 0=$500,001 -$1,000,000 Pl =$1,000,001 -$5,000,000 P2 =$5,000,001 - $25,000,000

P3 =$25,000,001 - S50,000,000 P4 =More than $50,000,000 3. Value Method Codes Q =Appraisal R=Cost (Real Estate Only) S =Assessment T=Cash Market

(See Column C2) U=Book Value V=Other W=Estimated



VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (Indicatepartofreport.)


During 2010 many people sent me gifts of books, art, jewelry and trinkets. I have no reason to believe that any of those items exceeded the $335.00 limit. If I should learn otherwise, I will amend this form.


Page 7 of7 Sotomayor, Sonia 5112/2011

IX. CERTIFICATION.

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.


NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E.

Washington, D.C. 20544

Sotomayor, Sonia - Judicial Watch · Sotomayor, Sonia . I . D 2. Report Required by the Ethics ....

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