O U R CLIENTS

O U R SOLUTIONS

O U R STORY

SOFTWARE

REAL-TIME PORTFOLIO MANAGEMENT, RISK & REGULATORY SOLUTIONS

FOR INSTITUTIONAL INVESTMENT FIRMS

WORLDWIDE

BY THE

150+p r o d u c t s c o v e r e d85%

MORE THAN

of Imagine clients run or build applications with the

Imagine Financial Platform

Stress testing tools can shock up to

FACTORS17

NUMBERS

RISK-MANAGED CLIENT ASSETS

$5 TRILLION

ready-to-go interfaces

O V E R 250

WITH TERMS & CONDITIONS

11,000,000VALUATIONS & RISK ANALYTICS

OVERACTIVE SECURITIES

THOUSANDS

MILLIONS

HUNDREDSREAL-TIME

TRADES PER DAY

POSITIONS & ACCOUNTS

HIGH VOLUMES SUPPORTED

HUNDREDS of

RISK and P&L ANALYTICS

OUR STORY / 1 WHO WE SERVE / 2 REAL-TIME RISK & COMPLIANCE / 3MARGIN SERVICE / 4 APPLICATION SERVICES PROVIDER / 5FINANCIAL PLATFORM / 6DATA MANAGEMENT / 7RISK AGGREGATION / 8LIQUID ALTERNATIVES SOLUTION / 9CONSULTING SERVICES / 10WHAT CLIENTS SAY / 11INDUSTRY RECOGNITION / 12

SOFTWARE

Imagine Software, Inc. | 22 Cortlandt St., 32nd floor | New York, NY 10007 | 1-212-317-7600 (voice) | www.ImagineSoftware.com

Imagine Software provides real-time portfolio, risk management and regulatory solutions for the world’s leading banks, broker dealers, hedge funds, pension funds, funds of funds and asset managers. Founded in 1993, Imagine delivers institutional-grade functionality and broad cross-asset instrument support for businesses of all size and complexity. Financial professionals around the globe rely on Imagine to launch tailored products, enter new markets, adjust business strategies and scale for growth. Contact us for more information at sales@imaginesoftware.com

OURSTORYImagine helps financial firms of all sizes and complexity successfully navigate market risk, improve portfolio performance, deliver operational efficiencies and provide regulatory transparency – all from one integrated platform.

Real-Time Financial Risk Management

Whether your goal is to improve portfolio performance, monitor

and report global limits, perform stress tests, aggregate firm-wide

risk or deliver enhanced transparency, Imagine creates the integrated

solutions that fit your firm. Clients have access to live P&L and can

manage risk from anywhere in the world – intra-day, all day.

World-Class Technology Platform Imagine delivers the sophisticated and easy-to-use technology

that drives entire front-to-back office operations across portfolio

and risk management, operations and compliance. Our clients

use Imagine as a full-service cloud-based ASP and an enterprise

installation – we support all proprietary needs.

Imagine Software is a leading provider of real-time portfolio, risk & regulatory management solutions for institutional investment firms worldwide.

1 / IMAGINE SOFTWARE

BANKS

Imagine provides institutional-grade

functionality and the broad cross-

asset instrument coverage that

supports every level of the firm and

effortlessly scales for growth. From

trading to operations to compliance

and more, Imagine is the front-to-

back-office engine that firms rely on

for comprehensive risk management.

BROKERAGE FIRMSBroker-dealers turn to Imagine for

our ability to deliver real-time pricing,

exposures and risk management for

the fastest-moving markets, trade-

by-trade and tick-by-tick – and for

solutions that enhance trade

reporting, performance and more.

HEDGE FUNDSImagine was the first to develop a

comprehensive compliance solution

for hedge funds facing increasing

regulatory scrutiny. Working directly

with our clients, Imagine created

a technology solution that simultaneously

tracks real-time limits, performs stress

tests and captures risk across all

portfolios.

WHO WE SERVE

FUNDS OF FUNDSFor funds that may not have direct

access to position-level data, the

Imagine Risk Aggregation Solution

(RAS) allows firms to view, compare

and report risk exposures across all

underlying funds and investments.

PENSION FUNDSWith Imagine’s advanced data and

analytics, pension funds can monitor

investment, regulatory and demographic

trends – or any other selected field –

that impacts a plan portfolio. Imagine

sources underlying data directly from

administrators and prime brokers.

ASSET MANAGERSImagine’s time-to-market in installing

proper and relevant portfolio and risk

management systems is second to

none. We have managed hundreds

of integrations and built thousands

of ready-to-go interfaces with leading

third-party systems to facilitate the

smooth transfer of data.

IMAGINE SOFTWARE / 2

3 / IMAGINE SOFTWARE

RRC can calculate hundreds of real-time risk and P&L analytics on millions of trades per day on,hundreds of thousands of positions across thousands of accounts. Keeping Risk Managers informed of their client’s exposurestick by tick and trade by trade.

FAST AND COMPREHENSIVE RISK ANALYSISThe Imagine RRC solution gives managers the ability to view intra-

day risk across positions, identify distressed situations,

drill down to spot problem accounts and take immediate steps to

reset portfolio risk.

w Achieve rapid real-time processing and risk aggregation

across portfolios

w Simultaneously track regulatory limits and investment risk

to remain in compliance

w Identify potential breaches of capital utilization and perform

institutional-grade due diligence across all asset classes

THE IMAGINE REAL-TIME ADVANTAGEImagine delivers a tangible benefit for financial firms

worldwide with our ability to combine user-defined analytics

and highly-customizable aggregation rules into a configurable

solution. We provide risk managers with a single tool to

investigate, identify and correct risk across the portfolio.

SIMULTANEOUSLY CONDUCT CRITICAL FUNCTIONS w Perform account triage with full drill down into suspect

positions and trades

w Set limits for user-defined analytics and multiple levels of

aggregation

w Quickly address client-driven changes across all variables

w Configure accounts with limit alerts and prevent further trades

w Integrate Imagine’s metrics for “what-if” scenarios

w Perform pre-trade risk compliance checks based on liquidity,

factor exposure or any user-defined need

w Access Imagine’s margin engine

w Expand your real-time environment as needed

w Deliver timely and well-presented transparency reports

REAL-TIME RISK & COMPLIANCE

The Imagine Real-Time Risk & Compliance (RRC) solution supports clearing houses, prime brokers and asset managers working in high-speed and high-volume environments.

“Imagine came highly

recommended by a pioneer of the

mainland financial services industry

and, after using the system, it is clear why.

Imagine’s highly flexible and extensible risk

management system is years ahead of what is

offered by most local vendors. This ability to scale

is an essential element for us, along with Imagine’s

capacity to support risk analysis and valuations encompassing the global derivatives market...”

KONG WEI CHENGVICE GENERAL MANAGER

GF SECURITIES | CHINA

MARGIN SERVICE

The Imagine Margin Service is a complete state-of-the-art solution for both buy- and sell-side institutions, bringing automation, flexibility, and transparency unavailable in legacy implementations. Many methodologies and regimes are supported, including regulatory, exchange and easily-customized house rules.

IMAGINE SOFTWARE / 4

ReportAggregatorAssembles a set of dashboardswith detailed report results

Imagine Margin ServerExecutes the margin plan

DatabaseStores all results for execution requests

CalculatorLibraryPlug & play calculator library stores functionsregistered with themargin server

Client PortfolioRequest a margin calculation

Margin OptionsA tree document that describesall available margin options

OptimizerOptimize how the portfolio should be allocated to the margin plans

The Imagine Margin Service is a managed solution that reduces overhead and operational costs. It is a hosted service that includes all the necessary data and exchange interfaces needed to compute margin requirements using best practice workflows. The comprehensive service delivers complete transparency and intra-day analytics with unparalleled flexibility.

INTRA-DAY ADVANTAGEPortfolio managers can help clients avoid untimely margin calls, especially in fast-moving markets. Managers can quickly perform account triage for clients with margin at risk. • Full intra-day and end-of-day margin calculation

• Real-time monitoring of margin excess

• Plug-and-play style rule updates create efficient workflow administration

UNPRECEDENTED TRANSPARENCYOur margin reports break down every component of every margin calculation. Advanced margin visualizations allow users to explore margin data more intuitively. Custom reporting supports compliance and regulatory needs.

ATTRIBUTION Imagine’s margin attribution methodology enables drill-down to the position level, showing every position’s individual contribution to the total portfolio margin, handling offsetting positions.

SCALABLE & EXTENSIBLEThe margin calculators are easy to modify and create when methodologies change. Imagine’s flexible technology platform enables margin requirements to be integrated with risk analytics, such as stress tests, sensitivities and Value at Risk.

FUNCTIONALITYThe Margin Service is a flexible solution with configurable Margin Plans that calculate any waterfall of margin methodologies and roll them back up into a total portfolio margin. The house rule engine also supports customized margin rules and grids. The imagine margin service can model any regulatory, exchange or prime broker margin requirement.

APPLICATION SERVICES PROVIDER

With real-time pricing, security master, corporate actions processing, derived market data and 24/7 connectivity, Imagine’s ASP provides rapid, risk-free deployment of software technology, data and a full suite of services across departments and users.

A FULLY-SCALABLE SOLUTION — INTRA-DAY, EVERY DAY

The Imagine ASP solution is user friendly and provides

institutional-grade technology with broad asset class instrument

support. Our cloud-based solution can be accessed anywhere

in the world, at any time— and delivers live P&L and the ability

to manage multiple trading strategies.

w Achieve transparency through powerful and customizable risk

reporting capabilities

w Gain operational efficiencies with a hosted, integrated

system that is expertly maintained, upgraded and retains the

highest security standards worldwide

w Make informed investment decisions and confidently

manage risk

HANDS-ON DEVELOPMENT

Imagine is the only provider that manages the full chain of its hosted

solution— from software research and development to client

implementation and daily business operations. The firm’s expert

technical teams build, maintain and manage the state-of-the-art

technology and have extensive experience integrating Imagine

with all front- to back-end solutions.

INTEGRATED DATA MANAGEMENT SERVICES

Imagine’s data team processes thousands of instrument updates

and corporate actions daily. From real-time ticking market prices,

yield curves, volatility surfaces and correlations, to global security

master and corporate actions processing, Imagine delivers all

the data and services (such as end-of-day marks, archiving, rate

resets, etc.) needed for proper investment management.

5 / IMAGINE SOFTWARE

The Imagine Application Services Provider (ASP) platform is a responsive solution for firms looking to upgrade their real-time portfolio management, risk and regulatory reporting capabilities. Imagine removes the burden of maintaining the world-class technology that financial services firms need to scale for growth.

“I’m continually impressed with the speed at which Imagine is able to add coverage and capabilities, as well

as its flexibility in creating new solutions that make it easy to slice and dice data

so my team can quickly see the possibilities across all of our holdings

and make more informed decisions.” HENDERSON GLOBAL INVESTORS

FINANCIAL PLATFORM

For complex business needs, clients access Imagine’s full range of custom applications and utilize our technology in a limitless manner to develop dedicated APIs and interfaces for proprietary system functionalities.

COMPREHENSIVE CROSS-ORGANIZATION SOLUTIONS

Clients looking to develop solutions for ever-more-complex

business needs tap directly into IFP’s full range of products,

services and applications that can be tailored for every client.

IFP makes building financial applications fast and easy:

w IFP provides standards-based APIs including web services,

JavaScript, Java and C# that deliver up-to-the-second data.

w Imagine supports proprietary institutional systems and works

closely with administrators worldwide.

w Clients have access to Imagine’s full-spectrum support and

consulting teams for daily and strategic developments.

The Imagine Financial Platfrom (IFP) is a cloud-based environment that provides users with programmatic access to Imagine’s risk and portfolio management analytics and data universe through standards-based web and desktop technologies.

of IMAGINE’s clients are deploying unique custom apps that cover the full range

of risk, portfolio management and

compliance operations.

85%

IMAGINE SOFTWARE / 6

SECURITY

MASTER

DERIVED

MARKETDATA

CLIENT

DATA(optional)

DATAUNIVERSE

MAR

KET

DATA

ENGINERISK & PORTFOLIO

APPs & APIs

DATA MANAGEMENT

7 / IMAGINE SOFTWARE

IMAGINE delivers real-time data on every listed product globally and the ability to aggregate firm-wide risk exposures, intra-day, all day.

w Global Security Masterw Real-Time Market Dataw Historical Time Seriesw Correlations & Betasw Cross Asset Global Market Curves

Volatility • FX • Interest Rates • Dividends • Credit

w Fully-Hosted Rapid Application Development Toolkit (Cloud)

w Programmatic Access to Analytics, Portfolios, Market Data

w Plug & Play Apps Downloaded or Built with Rapid Deployment

w Unlimited Platform Access (Software, Browser, Mobile)

w Real-Time, Multi-Asset, Multi-Strategy Portfolio & Risk Management

w Books and Recordsw Risk Analytics (Fairs, Greeks, Stress Tests,

VaR, Custom...)w Business Inteligence Dashboardsw Reporting

w Daily P&L and Position Maintenance w Corporate Actions Processingw IT Securityw Redundancy / Disaster Recoveryw Software Release Managementw Network and Database Administrationw Managed Third-Party Interfaces

Sof

tware Data

Platform Service

s

Imagine supplies secure and reliable market data to facilitate pricing, valuations, risk management and compliance reporting.

COMPREHENSIVE DATA MANAGEMENT

Imagine ensures that the data required to make informed

investment decisions is accurate, readily available and delivered

directly through real-time data feeds.

From real-time ticking market prices, yield curves, volatility

surfaces and correlations, to global security masters and

corporate actions processing, Imagine delivers all the data and

services (such as end-of-day marks, archiving, rate resets, etc.)

needed for investment management, as part of the comprehensive

hosted ASP solution.

Imagine Data Center

Imagine provides cost-effective access to the data needed for all

day-to-day operations so clients can make immediate and sound

investment decisions – and deliver timely regulatory reports.

Global Security Master

Accurate global security terms and conditions for listed

securities and their derivatives, convertible bonds, fixed-income

instruments, credit indices and foreign exchange products.

Real-Time Risk Analytics and P&L

All of Imagine’s functionality is updated in real-time as market prices

tick, trades are executed and your assumptions change.

Operational & Strategic Efficiency

Imagine delivers software, data and services from a single

integrated platform and frees up clients’ internal resources to focus

on strategic demands.

w Global Security Masterw Real-Time Market Dataw Historical Time Seriesw Correlations & Betasw Cross Asset Global Market Curves

Volatility • FX • Interest Rates • Dividends • Credit

IMAGINE SOFTWARE / 8

The Risk Aggregation Solution (RAS) provides a comprehensive snapshot of firm-wide risk.

REVEAL YOUR TRUE RISK EXPOSURE

RAS gives financial firms that invest across multiple funds and

asset classes the ability to provide internal and external

stakeholders with meaningful risk reporting and transparency.

By independently sourcing, verifying, aggregating and normalizing

the fund-level data that investors typically cannot access —

then applying common sets of risk exposures and scenarios —

Imagine’s RAS provides a world-class framework for

comprehensive risk analyses.

RELIABLE FUND-LEVEL DATA

Imagine’s RAS sources the underlying funds’ position-level data

directly from administrators and prime brokers. Our data analyses

and slice-and-dice capabilities enable clients to:

w Calculate VaR across all underlying funds and at the total fund

level using a single methodology

w Conduct scenario and what-if analyses to assess potential

changes in risk levels

w Provide consistent sets of risk exposures and risk scenarios

IMAGINE’S RISK AGGREGATION TRACK RECORD

Imagine has more than two decades of real-time portfolio and

risk management experience working with financial institutions

worldwide. Our innovative data visualization is coupled with our

seamless loading of fund data and professional reporting

capabilities to produce an easy-to-use product for manging

complex financial data.

The Risk Aggregation Solution (RAS) provides a comprehensive snapshot of firm-wide risk.

RISK AGGREGATION

The Imagine Risk Aggregation Solution (RAS) provides clients who do not have direct access to position-level data with the ability to view, compare and report risk exposures and analyses across all underlying funds and investments.

9 / IMAGINE SOFTWARE

Imagine delivers the ability to simultaneously track real-time limits, perform stress tests and capture risk across the entire portfolio to spot and correct compliance breaches.

Whether for Form PF, OPERA, 40 Act, AIFMD and newly-emerging

reporting requirements, Imagine’s technology platform can

automatically track and report firm-wide, country, sector and

industry limits, perform pre-trade compliance, deliver breach

notifications – and update as needed for the evolving rules.

Imagine’s Liquid Alternatives Solution puts time-sensitive

information right at the manager’s fingertips in a customized

dashboard that provides the ability to perform a range of

essential functions:

w Drill down to see and correct real-time limits breaches

w Create alerts for positions that are nearing limits

w Track trades that keep the fund in compliance

w Create a watch list to capture risk across the entire portfolio

w Stress the portfolio to see how market events can impact

performance

COMPREHENSIVE AND INTERACTIVE SOLUTION

Imagine Software manages and processes data on every listed

product globally and integrates it with our flexible portfolio and

risk management system. The result is a highly interactive

limits-monitoring tool that enables a fund, global administrator,

custodian or investor to keep track of positions, portfolio

restrictions, market risk and exposures.

LIQUID ALTERNATIVES SOLUTION

Asset managers of all sizes and complexity use the Liquid Alternatives Solution to expand into new markets and meet a range of regulatory demands with our comprehensive limits and tracking tools.

When Arrowgrass was

spun out of the bank (Deutsche Bank),

we performed our due diligence and

researched other options but quickly realized

that our old friends at Imagine were still providing

the best solution to meet our needs. All these years

later, I still trust them to look after us and help us

manage our portfolios and minimize risk with their

system and services.

HENRY KENNERCEO

ARROWGRASS CAPITAL PARTNERS | USA

IMAGINE SOFTWARE / 10

CONSULTING SERVICES

As business models evolve, companies tap into Imagine’s consulting expertise to support cross-organizational needs and ensure that every strategic development is explored to the fullest.

BUSINESS ANALYSIS

Business leaders planning for the future work with our consulting

team to identify strategic needs, and Imagine delivers best-

practice recommendations, training and custom application

development. These services address client-specific requirements

—all while optimizing efficiencies across the firm.

CUSTOM DEVELOPMENT

Clients often identify the need for advanced customizations to take

full advantage of the extensible Imagine Trading System. Imagine’s

consulting team offers a variety of bespoke solutions to address a

full range of operational and strategic needs.

IMPLEMENTATION AND TRAINING

From onboarding through every facet of our clients’ strategic

development, Imagine is dedicated to ensuring that company

visions become reality through best-practices leadership, efficient

technologies and applications, product implementation, training

and support at every level.

Imagine Software’s consulting team works hand-in-hand with clients to ensure they derive the best value from our deep resources and targeted business solutions. Our global consulting team supports the full range of our clients’ business opportunities during the entire lifecycle of the relationship.

Client Expansion

Long-Short SupportA client began using Imagine to support the portfolio and risk management needs of its long-short business.

Expansion & DevelopmentThe client expanded with a global macro strategy and additional offices.

Imagine created proprietary functionality and APIs that improved the processes for real-time risk analyses, added support to optimize specific strategies and automated manual tasks to mitigate errors.

Worldwide Risk ManagementThe client now uses Imagine as its cen-tralized portfolio and risk management system for its worldwide operations.

Startup(T)

Developing Fund (T+2Y)

Mature Fund (T+5Y & Beyond)

11 / IMAGINE SOFTWARE

“Imagine can easily aggregate extremely complex

positions, capture risk, and manage derivatives, allowing us to successfully generate the returns expected by our

Wealth Defender investors.” DAN BOSSCHER

PORTFOLIO MANAGER AT

PERENNIAL VALUE, AUSTRALIA

WHAT CLIENTS SAY“For asset managers who do not have a traditional

risk management background, or even for those

that do, Imagine can help to efficiently monitor and

assess risks, such as breaches in real-time and

easily evaluate exposures, conduct stress testing,

and measure VaR. These are essential capabilities for firms looking to build investor confidence.”

CHUDE CHIDI-OFONG CHIEF OPERATING OFFICER LEDBURY CAPITAL PARTNERS LLP | UK

“SkyBridge became the

first customer to sign

up for Imagine’s new Risk

Aggregator product. Given

that risk management is so

critical to our business, we

evaluated the product and

several alternatives

very closely. It quickly became apparent that Imagine’s aggregation offering was the most sophisticated and flexible solution on the market.”

TATIANA SEGALCHIEF RISK OFFICER | SKYBRIDGE CAPITAL | USA

“We performed our due diligence and researched other

options but quickly realized that our old friends at Imagine

were still providing the best solution to meet our needs.

All these years later, I still trust them to look after us and help us manage our portfolios and minimize risk with

their system and services.”

HENRY KENNERCEO | ARROWGRASS CAPITAL PARTNERS | UK

“We are delighted with the integration of

Imagine as our primary risk system and

Trading Screen as our major Order

Management System. We needed to ensure seamless connec-tivity, and the Imagine and Trading

Screen teams successfully

launched full STP.”

ELAINE DAVISCHIEF OPERATING OFFICER

NINE MASTS | HONG KONG

“Imagine’s highly flexible and extensible risk management system is

years ahead of what is offered by most local vendors. This ability to scale is an essential element for us, along with

Imagine’s capacity to support risk analysis and valuations

encompassing the global derivatives market.”

KONG WEI CHENGVICE GENERAL MANAGER OF RISK DEPARTMENT GF SECURITIES | CHINA

IMAGINE SOFTWARE / 12

RECOGNITIONImagine is celebrating our 25th Anniversary by continuing to innovate. We are proud of our long track record for creating the most advanced risk technology, and we thank our clients for working with us to create remarkable risk management solutions, including our Real-Time Risk & Compliance (RRC) product.

INDUSTRY

INNOVATIVE

POWERFUL

DISTINCT

BROAD

STATE OF THE ART

1st Cloud PMS/OMS 1st Institutional Finance Apps

Most Advanced & Flexible Risk Analytics Peerless Real-Time System and Solutions

Global Footprint Work with All Leading Primes, Fund Admins, Exchanges, Data Vendors, Aggregators and O/EMS

Modern Technology Stack Advanced Agile SDLC Best-of-Breed Libraries & Utilities

Extensive & Tenured Subject Matter Expertise Across Finance, Operations, Software Engineering

LONDON1st Floor, 30-31 HaymarketLondon, UKSW1Y 4EXTel: 44 20 7440 0700

HONG KONG13/F, Tesbury Centre28 Queen’s Road EastHong KongTel: 852 3929 2288

SYDNEYLevel 361 York StreetSydney NSW 2000Tel: 61 2 9350 8800

Corporate Headquarters

NEW YORK22 Cortlandt Street32nd Fl. New York, NY 10007Tel: 1 212 317 7600

CLEVELAND600 East Granger RdSuite 130Brooklyn Heights, OH44131Tel: 1 646 827 4431

CONTACT US