SOCIALIST REPUBLIC OF VIETNAM HO CHI MINH CITY PEOPLE’S · PDF file 2016. 7....

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Transcript of SOCIALIST REPUBLIC OF VIETNAM HO CHI MINH CITY PEOPLE’S · PDF file 2016. 7....

  • SOCIALIST REPUBLIC OF VIETNAM

    HO CHI MINH CITY PEOPLE’S COMMITTEE

    INVESTMENT MANAGEMENT AUTHORITY (IMA)

    HO CHI MINH CITY ENVIRONMENTAL SANITATION PROJECT - PHASE II

    RESETTLEMENT ACTION PLAN

    (For the Waste Water Treatment Plant)

    [Final draft, September 10.2014]

    Ho Chi Minh City, September 2014

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  • SOCIALIST REPUBLIC OF VIETNAM

    HO CHI MINH CITY PEOPLE’S COMMITTEE

    INVESTMENT MANAGEMENT AUTHORITY (IMA)

    HO CHI MINH CITY ENVIRONMENTAL SANITATION PROJECT - PHASE II

    RESETTLEMENT ACTION PLAN

    (For the Waste Water Treatment Plant)

    CONSULTANCY

    SAIGON WATER, ENVIRONMENT AND

    INFRASTRUCTURE JOINT STOCK COMPANY

    (SAIGON WEICO)

    Ho Chi Minh City, September 2014

  • Resettlement Action Plan for the Waste Water Treatment Plant

    1

    CONTENTS

    GLOSSARY .................................................................................................................... 3

    1. INTRODUCTION ................................................................................................... 6

    1.1. Project overview ...................................................................................................... 6

    1.2. Project Objective ..................................................................................................... 6

    1.3. Project activities ...................................................................................................... 6

    1.4. Objectives and Scope of the Resettlement Action Plan ............................................ 7

    2. IMPACTS OF LAND ACQUISITION .................................................................... 8

    3. LEGAL FRAMEWORK FOR THE RESETTLEMENTACTION PLAN .............. 10

    4. PRINCIPLES AND POLICIES FOR RESETTLEMENT, COMPENSATION AND

    REHABILITATION .............................................................................................. 15

    4.1 General principles .................................................................................................. 15

    4.2 Compensation Policies .......................................................................................... 17

    4.2.1 Compensation Policy for Permanent Impact: ......................................................... 17

    4.2.2 Compensation policy for Temporary Impact during Construction ......................... 21

    4.2.3 Allowances and Rehabilitation Assistance............................................................. 21

    5. ELIGIBILITY CRITERIA AND ENTITLEMENTS ............................................. 24

    6. SOCIOECONOMIC INFORMATION ON AFFECTED POPULATION AND

    COMPLETED CONSULTATION ........................................................................ 25

    6.1 Background ........................................................................................................... 25

    6.2 Social profilesof the affected households and affected companies: ........................ 25

    6.3 Consultation results ............................................................................................... 27

    7. CONSULTATION DURING PROJECT IMPLEMENTATION AND PUBLIC

    DISCLOSURE ...................................................................................................... 30

    7.1 Consultation during project implementation .......................................................... 30

    7.2 Public disclosure ................................................................................................... 32

    8. IMPLEMENTATION ARRANGEMENTS ........................................................... 32

    8.1 Organizational Arrangements ................................................................................ 32

    8.1.1 City level ............................................................................................................... 33

    8.1.2 District level .......................................................................................................... 33

    8.1.3 Ward People’s Committee: .................................................................................... 35

    8.2 Approval of RAP ................................................................................................... 36

    9. GRIEVANCE REDRESS MECHANISM ............................................................. 36

  • Resettlement Action Plan for the Waste Water Treatment Plant

    2

    10. COSTS AND BUDGET ........................................................................................ 38

    11. IMPLEMENTATION PLAN ................................................................................ 40

    12. MONITORING AND EVALUATION .................................................................. 43

    12.1 Purpose. ................................................................................................................. 43

    12.2 Aspects of RAP implementation subject to monitoring .......................................... 43

    12.3 Monitoring methods .............................................................................................. 43

    ANNEX ......................................................................................................................... 47

    ANNEX 1 - Entitlement Matrix ..................................................................................... 47

    ANNEX 2 - List of 63 affected households and 2 companies whose land are affected ... 58

    ANNEX 3 - Social Safeguard Due Diligence Review .................................................... 63

    Conclusions & Recommendations:................................................................................. 76

    ANNEX 4 - Summary of Community Consultations, Meeting Minutes, and List of

    Participants ............................................................................................................ 96

    ANNEX 5 - Questionnaire for Socioeconomic Survey ................................................. 115

    TABLES

    Table 1: Summary table of affected households and asset type......................................... 8

    Table 2: Comparison of Vietnam’s and World Bank’s Policies related to Involuntary

    Resettlement .................................................................................................................. 11

    Table 3: Estimated Compensation Costs ........................................................................ 39

    Table 4: Implementation plan ......................................................................................... 41

    Table 5: Monitoring indicators for the RAP implementation .......................................... 45

  • Resettlement Action Plan for the Waste Water Treatment Plant

    3

    GLOSSARY

    Census and Inventory If the project needs to change the land use or to acquire land for

    project purposes, a census survey of people that will be affected and an Inventory of

    affected assets will be undertaken based on the technical design of the project. The

    Census will include key socioeconomic information of the project affected persons

    (PAPs), such as main occupations, sources of income, and levels of income in order to be

    able to determine vulnerable households as well as to establish baseline data for

    monitoring livelihood restoration of the PAPs. The Inventory will include a detailed

    description of all affected lands, trees, structures, to be acquired permanently or

    temporarily in order to complete the Project; the names of the persons entitled to

    compensation (from the census); and the estimated full replacement costs, etc.

    Compensation (in cash or in kind) for loss of assets and rehabilitation measures to

    restore and improve incomes will be determined in consultation with the PAPs.

    Compensation for loss of assets will be at replacement costs.

    Cut-off-date is the date when the land acquisition purpose (for the WWTP) is officially

    and publicly announced by the Compensation Committee of District 2 People’s

    Committee (in accordance with the letter approving the location of the WWTP by HCMC

    People’s Committee and announcement of land acquisition need (for the WWTP) from

    District 2 People’s Committee. Project affected households and local communities will

    be informed of the cut-off date