PHl) Ll)C so 12APPENDIX 12

BAo cAo K~T QuA GIAO D!CH CO PHIEUICHLYNG cHi QUY COA NGU'O'I NOI BO vA NGU'O'ICO LIEN QUAN

REPORT ON RESUL TS OF TRANSACTION IN SHARES/FUND CERTIFICA TES OF INTERNALPERSON AND AFFILIATED PERSONS

(Ban hBnh «em theo Thong tir so 155/20 15/TT-BTC ngay 06 thang 10 nem 2015 cue BOTei chinhhuang dan cong bo thong tin tren tni twang cturnq khoan)

(Promulgated with the Circular No 155/2015/TT-BTC on October 06, 2015 of the Ministry of Financeguiding the Information disclosure on securities markets)

CONG HOA XA HOI CHU NGHIA VIt;T NAMDQc I~p - TI:" do - Hanh phuc

THE SOCIALIST REPUBLIC OF VIETNAMIndependence - Freedom - Happiness

Ha NOi, ngay 27 thang 12 nam 2018, day month year .

sAo cAo K~T QuA GIAO D!CH co PHI~U/CHLrNG CHI QUY CUA NGU'cYl NOI ao CUA CONGTY DAI CHUNG, NGU'cYl NOI ao CUA:QUY £lAI CHUNG vA NGU'cYl co LIEN QUAN CUA NGU'cYl

NOI eoREPORT ON RESUL TS OF TRANSACTION IN SHARES/FUND CERTIFICA TES OF INTERNAL

PERSON OF PUBLIC COMPANY, INTERNAL PERSON OF PUBLIC FUND AND RELATEDPERSONS OF INTERNAL PERSON

Kinh gUi: - Uy ban Ch(mg khoan Nha nuoc- SO' Giao dich chling khoan- Ccnq'ty Co phan Bau tu tai chinh Hoang Minh,

1. Thong tin ve ca nhan/to chuc thuc hien giao d!chl Inf~rmation on individual/ organization.'

- HQva ten ca nhan/Ten to chuc/ Name of individual/organization: Nguyen Yen DOng

- Ouoc tich/ Nationality: Vi~t Nam

- So CMND, HO chieu, The can cuoc (doi voi ca nhan) hoac So Giay chunq nhan dang k'1 doanh

nqhiep, Giay phep hoat dong hoac giay to phap 1'1tuO'ng duO'ng (doi voi to chuc), nqay cap, noi capl

10 card/Passport No. (in case of individual) or Certificate of business registration No. (in case of

organization), date of issue, place of issue: C1500419 do CI,lC quen Iy xuat nh?p centi cap ngay

15/04/2016.

- Dia chi lien he/8!a chi tru SO' chinhl Address So 9SC pho Tue TTnh, phucyng Nguyen Du, qu$n Hai

Ba Tmng, Ha NOi

- Bien thoail Telephone: .' Fax: ........... Email: . Website: .

- Chlic vu hien nay tqi cong ty dqi ch(mg, cong ty quan 1'1quy (neu c6) ho$c moi quan he vai cong ty

'Ii! .Ii 'I' .I, I

i:, I

dai chunq, cong ty quan Iy quy/ Current position in, the public company, the fund managementcompany (if any) or relationship with th~ PUblic'co't,pany, the fund management company: Thanh vienHoi 66ng ouen tri 60c lap ;,'. : ~i 1. ~ ,1;[ .

~, ~ .:

- Chuc Vl,Jtal cong ty dai chunq, conq ty q~ah'ly i~~y t~i nga/dang ky giao dich (neu c6)/ Posittion in. ; , ,\. ',' -,

the public company, the fund managem~nt cpmPfr(W ~:t registration date (if any): ... va nqay khong.~ ::. . . j -, ~, : ,

con la ngU'<Yinoi bo hoac ngU'<Yic6 lien'quan cua ;rig!ir<Y:[:noi'bQ cua cong ty dai chunq, cong ty quan Iyquy: ,,(neu ro Iy do) */ and datf(oh whiba,is'lno I,onger internal person or related person of

:' 't. ~~:, , ..internal person of the public company, th~ furtd m'anagemert company'

* M/.)c nay chi dent: cho truotu; bop cht;h het t00i han 6~(lg ky giao oich, 66i tU'Q'ng6ang ky khongcon la ngU'oi noi bO hose nqiro! co lien 'q'Uan·CUangU'oi no! b(J cue coru; ty aei ctuuiq, coru; ty ouen 1'1quijl This item is only for cases not yetr~gistration deadli~e of transaction, the registrant is no longerthe internal person or related person of /rit~rnal person of the public company, the fund management

f( .company

2. Thong tin ve ngU'<Yinoi bO cLla cong ty dC3ichung/quy d?i chung la ngU'<Yic6 lien quan cLla canhan/to chuc thllc hi$n giao djch (60i vai, twong hQ'p ngU'oi thl,fc hi~n giao dich la ngU'oi co lien quancua ngU'oi noi bo cua cong ty 6~i chu(lg/quy a~i chung)/ Information about internal person of thepublic company/public fund is related person of trading individual/organization (in case trader isrelated person of internal person of the p~blic company/public fund):

I

- Ho va ten ngU'<Yinoi bO/ Name of internal person.

- Quoc tich/ Nationality'

- So CMND, HO chieu, The can cU'ac/ 10 card/Passport No.:tI

- Dia chi thU'<Yngtru/ Permanent address

- Dien thoai lien h$/ Address, Fax: Email:

- Chuc Vl,JtC3icong ty dC3ichung, cong tx'quan Iy quy tC3in'gay ca nhan/to chuc neu tC3iml,JC1 dang kygiao djch/ Posittion in the public company, the fund management company at date on which individual/ organization referred to in paragraph 1 to regi'ster the transaction: ...

- Chuc vu hi$n nay tai cong ty dC3ichung, cong ty quan Iy quy/ Currently posittion in the publiccompany, the fund management company:

- M6i quan h$ giCPa ca nhan/to chuc thllc hi$n giao dich vai ngU'<Yi noi bO/ Relationship ofindividual/organization executing transaction with internal person::? .- s6 IU'O'ng,ty Ie co phieu/chung chi quy ma ngU'o'i noi bo dan'g nc'!lmgiCP(neu c6)/ Number, ownershipproportion of shares held by the internal (if any),

3, Ma chung khoan giao dich/ Securities c;de' KfF

4. Cac tai khoan giao djch c6 co phieu~chung chi quy n~u tC3iml,JC3/Trading account number withshares/fund certificates mentioned above: 008C006999 tC3icong ty chung khoan/ In securities

company Agriseco , ,\ ; I

5, s6 1U'Q'ng,ty 1$co phieu/chung chi quy nc'!lmgiCPtmac khi thllc hi$n giao dich/ Number, ownershipproportion of shares/fund certificates held before transaction: 50.000 c6 phieu

6. So 1U'Q'ngco phieu/chung chi quy dang ~y mua/ban/cho/du'Q'c cho/tang/dU'Q'c tang/thua ke/chuyennhU'O'ng/nhan chuyen nhU'Q'ng/ Numbe'r or ~hare~/fund certificates registered to purchase/ sale/ give/be given/ donate/ be donated /inherit/ tfansferl transferred:' 50.000 c6 phieu

, I

7, So 1U'Q'ngco phieu/chung chi quy:da 'giao 'dich (m~a/ban/cho/dU'Q'C cho/tang/dU'Q'c tang/thuake/chuyen nhU'Q'ng/nhan chuyen nhU'Q',ng/h'oandoi) **/ {'Jumber of shares/fund certificates traded

:i

I. "I

, .

(purchase/ sale/ give/ be given/ donate/. be dbnated /)~herit/ transfer! transferred/swap): 50.000 co. .; , ~:'I'Iphieu '<~: I

8. s6 IUQ'ng, ty I¢ co phieu/chuno chi q'uy narn giCr s~u khhhl,fc hien giao dichl Number, ownership

proportion of shares/fund certificates held after executing transaction: 0 c6 phieu

9. Phu'onq thuc giao dichl Mode of transaction: ,.:.k:.J;,.~....kr1l..: ' .-

10. Thai gian thuc hien giao dichl .Trensection period: ILl' ngaylfrom 17/12/2018 dEln ngaylto

27/12/2018.

** (Trang tmang hop kh6ng thuc .'cA NH.AN/TO CHlrC BAo etc»hi¢n het s6 luO'ng dang ky, nguai NGU'CYIDU'Q'C UY QUY~N CONG BO THONG TINn6i bol nguai co lien quan phai qiai NAME OF R,EPORTING ORGANIZA TION/trinh nguyen nhan.)," (In case of INDIVIDUAL! PERSONS AUTHORIZED TO DISCLOSEfailing to execute full registered INFORMA TlONnumber, the internal person/ related (Ky, ghi roho ten, aong dau - neu co)person of internal person shall need (Signature, full name and seal - in case of organization)

to explain the reasons.)

NGUYEN YEN DONG

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