SMC Group Companies-

SMC Investments & Advisors Limited (Part of SMC Global Securities Limited.)

About SMC Group

Established in 1990, diversified financial services company in India offering servicesacross brokerage (across the asset classes of equities (cash and derivatives),commodities and currency), investment banking, wealth management, distribution ofthird party financial products, research, financing, depository services, insurancebroking (Life & non- Life), clearing services, mortgage advisory , alternate investmentfund (AIF) and real estate advisory services to corporate, institutional, high net worthindividuals and other retail clients.

SMC is a member of all the leading Equity, Commodities, Derivatives, Currency andSpot Commodity Exchanges of India.

Headquartered in Delhi with regional offices at Mumbai, Kolkata, Chennai,Ahmadabad, Hyderabad, Bangalore , Jaipur & overseas office at Dubai.

Workforce of more than 3000+ employees, 2400+ registered sub-brokers, 13000independent distributors and authorized persons spread across over 500cities/towns in India.

SMC in Numbers

Our Offerings

Equities &

Debt

STP, MMIS Mutual Funds PMS (Plain, Quant)NCD’s / Bonds

Equity Fixed Income Commodity CurrencyArbitrage Services

Trading&

Hedging

Loan AdvisoryLoan against Shares/MFLoan against prop.IPO FinancingESOP FundingBuyer’s CreditSuppliers CreditInst. Credit Soln.

Credit Solutions

&Financings

Multi Asset class Investment Solutions to manage portfolios through dynamic asset allocation

Alternative Investments

Private EquityReal Estate AdvisoryStructured Products (Equity,

Debt & Gold linked notes)

Estate PlanningOffshore advisory & trading\Wills

Investment BankingInsurance – Life & GeneralOffshore advisory &

trading

Wealth Transmission& Protection

Specialized Services

Group Offerings

FINANCING

•ARBITRAGE

•EQUITY BROKERAGE

•F&O TRADING& CLEARING

•DEPOSITORY PARTICIPANT •COMMODITY

BROKERAGE

• RESEARCH SERVICES

•INSURANCE DISTRIBUTION

•DISTRIBUTION OF FINANCIAL PRODUCTS

•NRI BUSINESS•INSTITUTIONAL DESK

•NBFC

•ONLINE TRADING

•WEALTH MANAGEMENT SERVICES

•INVESTMENT BANKING

•CURRENCY BROKERAGE

•CORPORATE HEDGING DESK

•REAL ESTATE ADVISORY

•NATIONAL PENSION SYSTEM

•SMC IM+ REALTY FUND

•SMC INSURANCE POS

SMC Journey So Far

•LOAN ADVISORY

Core Values

To be a highly admired & respected InvestmentManagement & Advisory Company in terms ofits professional work-force, robust processes,sound systems & extensive & innovativeproduct range backed by above-averageinvestment performance and trusted advice.

To be a leader in Wealth Enhancement &Preservation in India by seekingsustainable healthy investmentopportunities & to do with an unrelentingcommitment to service excellence.

OUR VISION OUR MISSION

Core Values

Our Approach

Holistic Wealth Management

Client centric approach

Leverage SMC Group Capabilities

A Long Term Partnership

Flexibility to seize shorter term marketopportunities

RELIABILITY

TRUST PLANNING

BRAND PILLARS

EXECUTION EFFIECIENCYINNOVATION

Chairman’s ProfileChairman’s Profile

Mr. Aggarwal is a Fellow Member of The Institute of CharteredAccountants of India (ICAI) with over two decades ofexperience in the securities market & financial services. Hisleadership qualities help him manage control & supervise alarge number of businesses in the capital & commoditymarket segments. He got the prestigious “EntrepreneurExcellence Award 2016” from PHD Chamber of Commerce

Vice President, PHD Chamber of Commerce and Industry Former National President of CPAI Member, BSE Board Advisory Committee, MCX-SX Board Advisory

Committee, NCDEX Board Advisory Committee. MCX Board AdvisoryCommittee, Regional Advisory Committee of NSE

Member of Copper Advisory Group & Sensex Advisory Group of DGCX. Director of PHDCCI & also a Member of the Working Committee of

PHDCCI Former Chairman, Capital Market Committee of PHDCCI & Former

Chairman of Banking Committee & Commodities Exchange Task Forceof PHDCCI. Former Chairman, Legal & Technical Guidance Committee of (ANMI), Former Co-Chairman, All India Business Development Committee of

ANMI. Member, National Executive Committee on Financial Markets of the

CII.

Mr. D. K. AGGARWAL CMD SMC Investments & Advisors

Sr. Vice President- PHDCCICMD- SMC Capitals Ltd.

President- SMC Global Securities Ltd.Chairman - SMC Comtrade Ltd.

Chairman – SMC Real Estate Advisors Pvt. Ltd.

Director- SMC Comex International DMCC (Dubai)

Membership of Professional Bodies & Institutions-

Our Management

Mr. S.S BansalDirector , CFO & Principal Officer

SMC Investments & Advisors

Mr. S. S. Bansal is a law graduate and fellow member of theInstitute of Chartered Accountants of India (ICAI). He haswide and rich experience of more than 20 years on thematters regulating the securities market, consultancy forfinancial management, corporate governance, corporatelaw and tax planning.

Mr. Bansal has also developed good financial planning skillsand advise high net worth clients on investment ideas andassist them in their portfolio management and taxplanning.

Our Management

Mr. Kumar has applied & implemented best practices fromhis work experience of over 25yrs from internationalmarkets to Indian financial markets. He has worked in toppositions at organizations such as Merrill Lynch in the U.S.and Edelweiss & ASK Raymond James in India,Academically, he is highly qualified equipped with a MBAin Marketing from Carlson School of Management,University of Minnesota, USA, MBA in Finance fromMontclair State University, USA & Executive Management

from Wharton, USA.

Mr. Maneesh KumarChief Executive Officer

Wealth SMC Investments & Advisors

Our Management

Mr. Ayush Aggarwal is a Whole-Time Director of SMC RealEstate Advisors Private Limited and a Director in MoneywiseFinvest Limited (a wholly owned subsidiary Company of SMCGlobal Securities Limited). He is taking care of SMC’s realestate advisory business, research division and SMC’sMortgage business. He also oversees the digital initiatives andsocial media strategy of the group. Mr. Aggarwal is a commercegraduate from the University of Delhi and has completed hisPost Graduate Program in Family Managed Business (PGP-FMB) from SP Jain Institute of Management & Research,Mumbai. He is also the member of young business leaderforum (YBLF) of PHD Chamber of Commerce & Industry. Mr. Ayush Aggarwal

Director (SMC GROUP)

Our Leverages

SMC in Presence

Let’s Connect

SMC Investments and Advisors Limited11/5B, Pusa RoadNew Delhi � 110005Tel: +91 11 40815200Fax: 011-25814716 E-Mail: contactus@smcinvestments.co.in

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