Small Business Innovation Research Opportunities SBIR/STTR
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Transcript of Small Business Innovation Research Opportunities SBIR/STTR
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Juan E. Figueroa
Program Director
National Science Foundation
Industrial Innovation and Partnerships
Small Business Innovation Research Opportunities
SBIR/STTR
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The SBIR/STTR Program
Small Business Innovation Development Act of 1982
Congress designated 4 major goals
Stimulate technological innovation in the private sector
Use small business to meet federal R&D needs
Foster and encourage participation by minorities and
disadvantaged persons in technological innovation
Increase private-sector commercialization innovations derived
from federal R&D
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DOD SBIR/STTRHHS SBIR/STTRNASA SBIR/STTRDOE SBIR/STTRNSF SBIR/STTR >$110 M
DHS SBIR USDA SBIRDOC SBIRED SBIREPA SBIRDOT SBIR
SBIR / STTR Participating Agencies
TOTAL ~ $2.2 B Est. FY 2006
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NSF Mission
To promote the progress of science; to
advance the national health, prosperity,
and welfare; and to secure the national
defense
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National Science Foundation
National Science Board
DirectorOffice of the
Inspector GeneralStaff Offices
Directorate forEngineering
Directorate forBiologicalSciences
Directorate forGeosciences
Directorate forComputer and
InformationScience andEngineering
Directorate forMathematicaland Physical
Sciences
Directorate forSocial,
Behavioral,and Economic
Sciences
Office of Polar Programs
Integrative Activities(MRI, STC)
Division of Industrial Innovation Partnership
Directorate forEducation and
HumanResource
Discovery for Innovation
Discovery to Innovation
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Primary Objective NSF SBIR/STTR Program
To increase the incentive and opportunity for
small firms to undertake cutting-edge, high
risk, high quality scientific, engineering,
or science/engineering education research
that would have a high potential economic
payoff if the research is successful.
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All Roles lead to Rome(Private Sector Handoff)
NSF – Discovery FOR InnovationIIP – Discovery TO Innovation
TechnologyMaturity Level
Market Penetration
Re$
ou
rces
Ava
ilab
le
Product Dev
GrowthPublic Sector
Private Sector
AcademicResearch
Basic Research
InitialCommercialization
Mature
Innovation/TranslationalResearch
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NSF is not the Final Customer
NSF is not buying your product/process
or software or your intellectual property
NSF wants to see you successfully
commercialize your high-tech research
You need investment $ beyond NSF
SBIR
Doing Business with NSF
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Funding Criteria Must be high-payback innovations involving high risk and
commercial potential
Demonstrate Strategic Partnerships with Research Collaborators, Customers and Equity Investors
We do NOT fund
Evolutionary optimization of existing products and processes or modifications to broaden the scope of an existing product, process or application
Analytical or “market” studies of technologies
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Get to Rome (Private Sector)
Venture Capital Threshold
Angel Capital Threshold
Strategic Partners Threshold
NSFSBIR/STTRThreshold
Technology Risk
Market Risk
People RiskFinance Risk
FriendsAnd FamilyThreshold
Phase I
Phase II
Phase IIB
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Economic Impact
Jobs and Sales Growth (SBIR)
$283 $655
2934
4229
At the start ofaward
At the time ofsurvey
Sales (inmillion dollars)
Jobs
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NSF Phase IIB Matching Funds Trends
$0
$20,000,000
$40,000,000
$60,000,000
$80,000,000
-0.51.01.52.02.53.03.5
Investment ($) NSF/OII Match ($) Leverage
Investment ($) $10,629,692 $43,514,150 $57,812,521
NSF/OII Match ($) $5,314,846 $14,143,797 $18,389,707
Leverage 2.0 3.1 3.1
2004 2005 2006
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SBIR/STTR Home Page
Juan E. Figueroa
http://www.nsf.gov/eng/iip/sbir/