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RIIWHS201D - Work safely and follow WHS policies and procedures Assessment Tools – Candidate Guide Candidate Name:

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RIIWHS201D - Work safely and follow WHS policies and proceduresAssessment Tools – Candidate Guide

Candidate Name:

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Copyright SkillsDMC. All rights reserved

SkillsDMC (Resources and Infrastructure Industry Skills Council Ltd)

Tower 1, Level 1, Suite 2, 475 Victoria Avenue, Chatswood, NSW 2067

Telephone: +61 (02) 9324 8600

Facsimile: +61 (02) 9324 8699

Email: [email protected]

Web: www.skillsdmc.com.au

Published by: SkillsDMC (Resources and Infrastructure Industry Skills Council Ltd)

Tower 1, Level 1, Suite 2, 475 Victoria Avenue, Chatswood, NSW 2067 AUSTRALIA

First published: 2015

Disclaimer:SkillsDMC is the owner of all copyright and other intellectual property rights in the products and any modifications made by SkillsDMC to the materials (parent document issued to you at point of sale and as reflected in the invoice). You acknowledge that, apart from the limited licence granted under these Terms of Sale, you have no right, title or interest (including intellectual property rights) in the products. You will do anything reasonably required to give effect to SkillsDMC’s ownership of the products (parent document).

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IntroductionIn preparation for your assessment, the trainer/assessor will advise you of the best approach in readiness for your assessment.

RIIWHS201D - Work safely and follow WHS policies and proceduresYou are now required to show your Assessor that you are competent in the tasks that you have learned. This guide will give you all the information that you will require in order to successfully complete your assessments.

The following pages must be completed, signed and returned to the trainer/assessor.

If you have any queries regarding your assessment, you should contact the trainer/assessor for guidance.

Completing the assessment All sections of the assessment must be completed with an ink pen. Pre–assessment: Make sure you understand the assessment and any appeal processes. Ask the

assessor to explain or clarify any information you do not understand. Both you and the assessor must sign the Pre-assessment form prior to commencing the assessment.

Performance will often need to be demonstrated over a period of time and/or in different locations. More than one assessment of a block of tasks may be necessary. Your assessor may copy any relevant part of a blank assessment tool for re-use, then date it and attach it to the original once completed.

Where appropriate, the assessor may assess your performance across different conditions e.g. wet and dry weather; day and night; different equipment attachments; different materials, etc.

Your assessor may provide suitable breaks if needed in the assessment activity between blocks of tasks.

Outcomes from your theory and other supporting evidence assessments will be reflected in the final assessment summary.

On completing the overall assessment the “Assessment Summary” sheet must be completed by both the candidate and the assessor.

The assessor will communicate any feedback comments to you if required. If the Not Satisfactory box is ticked, the assessor will inform you and possibly your supervisor to

discuss further training needs to be given, to bring you up to a satisfactory level. Prior to commencement, you have the right to appeal under your organisation’s Fair Treatment

policy (or equivalent).

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Marking Guide – Work safely and follow WHS policies and proceduresThe following information outlines the assessment items Candidates will be required to complete for this unit. For each separate assessment method there are acceptable responses recorded and parameters are set in which the assessment context is defined.

Note that some methods require collection of a number of pieces of ‘evidence’ over a period of time. Other methods, such as the theory assessment, will take a limited number of time.

Assessment Method 1Nature of task: Direct Observation and Competency Conversation

Location for assessment: Candidate Workplace

Supervision: Trainer/ Assessor

Commence Date: Complete Date:

Information:

1. Skills need to be applied in the workplace in a variety of circumstances. As such, assessors must ensure that the Candidate can competently and safely undertake the task/s being assessed in different situations and conditions, to industry standards. Sound assessment practice involves the assessor determining that Candidates/employees are able to demonstrate the required level of performance prescribed by the unit of competency consistently, over time, and in a range of workplace conditions/settings.

2. Assessors will evaluate the skills demonstrated by Candidates as specified in the Observation Checklist, (contained in the Assessor Guide).The Assessor will also conduct a competency conversation to determine and record your competence. In other words, these questions guide conversation with you and assist in assessment. The notes taken about this conversation are important evidence for the assessment.

3. The Assessor will provide feedback to you and record results appropriately.4. You and the Assessor should ascertain appropriate times and dates with your Supervisors/ Managers

and plan for the assessment.5. The Assessor should explain the elements of the observation at the pre-assessment and outline how

you will be required to demonstrate competence at the time of the observation.

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Assessment Method 2Nature of task: Theory / Questioning

Location for assessment: Workplace / Own time

Supervision: Trainer / Assessor

Commence Date: Complete Date:

Information:

1. The questions pertaining to this assessment are included in this Candidate Guide.2. The questions and candidate answers are to be submitted to the Assessor as evidence of competency.3. Candidates are required to complete these questions in their own time and to hand back to the

Assessor at the time of final summative assessment.4. The Assessor should provide feedback to the Candidate and record results appropriately on the

Marking Sheet provided (found within the Assessor Guide).

Assessment Method 3Nature of task: Supporting Evidence - Third Party (Supervisor Report)

Location for assessment: Workplace

Supervision: Supervisor

Commence Date: Complete Date:

Information:

1. The Third Party/ Supervisor Report is included in the Candidate Guide.2. Once completed by the workplace Supervisor, this report is to be extracted from the Candidate Guide

and submitted to the Assessor as evidence of competency.3. Candidates are required to have their Supervisor complete this report in the workplace and to hand

back to the Assessor at the time of final summative assessment.4. The Assessor should provide feedback to the Candidate and record results appropriately on the

Marking Sheet provided (found within the Assessor Guide).

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Assessment Method 4Nature of task: Workplace Portfolio (Project)

Location for assessment: Workplace/ Own time

Supervision: Trainer/ Assessor

Commence Date: Complete Date:

Information:

1. Instructions pertaining to the workplace portfolio (Project) are included in this Candidate Guide.2. The pages reflecting the workplace portfolio (Project) results are to be extracted and submitted to the

Assessor as evidence of competency.3. Candidates are required to complete this project in their own time and to hand back to the Assessor at

the time of final summative assessment.4. The Assessor should provide feedback to the Candidate and record results appropriately on the

Marking Sheet provided (found within the Assessor Guide).

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Assessment Summary Cover SheetRIIWHS201D - Work safely and follow WHS policies and procedures

Candidate AssessorCandidate name:

(Print)

Candidate comments:

Assessor name:

(Print)

Assessor comments:

Co-AssessorCo-Assessor Assessor name:

(Print)

Co-Assessor comments:

Candidate information

Any documentation provided as evidence must be prepared by you to a satisfactory standard and be in accordance with workplace/site policy and procedures, and industry standards.

If collecting material for an assessment portfolio, please ensure that the confidentiality of colleagues, workers and other persons is protected, and block out any sensitive information.

If you have any doubts regarding confidentiality and privacy issues, contact the organisation concerned.

(Signature)

(Date)

(Signature)

(Date)

Candidate Declaration:

I declare that all work submitted for assessment has been completed by me, that all work has been attributed in the references provided for each item and that the intellectual property of authors is acknowledged.

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Where work has been completed as part of a group activity, the work of each individual has been recognised.

Assessment Method 2 Theory – QuestioningThe following questions form part of your final Assessment in gaining competency in the following unit;

RIIWHS201D - Work safely and follow WHS policies and procedures

Q1. At work you are responsible for the well-being and safety of yourself and fellow workers.

True

False

Q2. All The aim of the Company policies and procedures is to ____________?

A. Provide safe systems of work and instructions for all tasks carried out on site

B. Identify, assess and manage site hazards

C. Have all incidents reported and investigated

D. All of the above

Q3. You must carry out a Job Hazard Analysis (JHA) for every task you undertake.

True

False

Q4. From the list below, place the steps of a JHA in the correct order.

A. Determine control measures

B. Sign onto the JHA

C. Identify the hazards

D. Nominate responsible persons

E. Review the JHA

F. Break the job into steps

Q5. Relevant policies and procedures should always be applied when isolating and accessing plant?

True

False

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Q6. A ‘Take 5’ is a risk management tool that requires you to spot the hazard, assess the risk, and make the appropriate changes.

TrueFalse

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The following questions form part of your final Assessment in gaining competency in the following unit;

RIIWHS201D - Work safely and follow WHS policies and procedures

Q7. When mounting and dismounting machinery or ladders you must ____________?

A. Face towards the machine or ladder

B. Maintain three (3) points of contact

C. Face towards and maintain three (3) points of contact

D. Face away and maintain three (3) points of contact

Q8. Who must you notify immediately if any significant changes occur in your required work duties?

A. Maintenance

B. Supervisor

C. Control room

D. Other workmates

Q9. What type of sign is pictured below?

A. Danger

B. Prohibitory

C. Information

D. Warning/Caution

Q10. Barricading and signage can be moved if it is in the way of any work you are doing.

True

False

Q11. Double adapters or “piggy back plugs” can be used if there are not enough electrical outlet sockets available on the job.

True

False

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The following questions form part of your final Assessment in gaining competency in the following unit;

RIIWHS201D - Work safely and follow WHS policies and procedures

Q12. You must have a current and appropriate drivers licence to drive/operate vehicles or mobile equipment on the site?

True

False

Q13. The isolation of systems should be conducted by authorised personnel who have the required qualifications/training in the specific functions of the systems they are to isolate.

True

False

Q14. It is your duty of care to wear PPE in accordance with site rules and signage.

True

False

Q15. It the responsibility of your workplace to maintain your PPE

True

False

Q16. Good housekeeping involves which of the following?

A. Clearing away unused equipment and material

B. Rolling up hoses

C. Returning tools to correct locations

D. Putting waste into appropriate bins

E. Cleaning up spillages as they occur

F. Keeping access ways clear

G. All of the above

Q17. What must you have before handling or using any hazardous substance?

A. A permit

B. Correct PPE

C. SDS for the substance

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D. JHA

The following questions form part of your final Assessment in gaining competency in the following unit;

RIIWHS201D - Work safely and follow WHS policies and procedures

Q18. Prior to any work in a confined space, signs and protective barriers must be erected and tagging procedures applied.

True

False

Q19. If a permit is required for any task that you are carrying out, you must obtain the necessary permit(s) _______________ work on the task.

A. within 1 hour of starting

B. before finishing

C. after finishing

D. before starting

Q20. A Working at Height Permit must be in place to cover any work undertaken at heights in excess of 2 metres?

True

False

Q21. Fall arrest equipment must be worn where there is the potential for you to fall more than ______?

A. 5 metres

B. 4 metres

C. 3 metres

D. 2 metres

Q22. Wherever possible you should use ____________ to assist you whenever carrying out manual handling activities.

A. a back support

B. a supervisor

C. quick movements

D. mechanical means

Q23. Safe manual handling practices only applies to lifting objects?

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True

False

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The following questions form part of your final Assessment in gaining competency in the following unit;

RIIWHS201D - Work safely and follow WHS policies and procedures

Q24. Anchor points used for restraint should be __________?

A. waist height or higher

B. knee high

C. behind you

D. at your feet

Q25. How can you dispose of hazardous substances?

A. In designated containers

B. Down a sink

C. Down stormwater drains

D. In rubbish bins

Q26. Every person working on a piece of equipment must attach a lock and Personal Protection Tag before commencing work and any authorised person can remove the lock and tag to put the equipment back into service?

True

False

Q27. What is about to occur if you hear one short horn blast from a heavy vehicle or mobile equipment?

A. Machine is to move forward

B. Machine is to stop

C. Machine is to start up in 5 seconds

D. Machine is to reverse

Q28. When working in the vicinity of an excavator/hydraulic shovel, you hear one long blast. What does this indicate?

A. Machine is to move forward

B. Machine is repositioning, or slewing to the right, or executing a 360° turn

C. Truck is in the right loading position

D. Truck is loaded

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The following questions form part of your final Assessment in gaining competency in the following unit;

RIIWHS201D - Work safely and follow WHS policies and procedures

Q29. You know a blast is scheduled for 10am, but you don’t know the current time. You hear the radio in your vehicle giving notice that blasting is about to commence. What must you do?

A. Finish off the work you are doing, as it will only take a few minutes to complete

B. Take your time; there is no need to hurry; they won’t blast until you leave

C. Acknowledge the warning system, quickly leave the area, and follow blasting procedures

D. None of the above

Q30. A fire warning siren is activated and your fire emergency procedures state you have to evacuate. Pick the correct procedures from the list below and place them in the order they should be followed.

A. Run and panic

B. Don’t follow exit/route procedures get out the quickest way

C. Report to the muster station and wait for the fire warden

D. Before evacuating move to the locker room and retrieve personal items

E. Tell other personnel on your way out that an evacuation is in process

F. Evacuate the area calmly

Q31. .It is a legislative requirement for a workplace to train all site personnel in emergency evacuation procedures?

True

False

Q32. If you are a new employee on site, you are not required to know the site emergency response plans and procedures?

True

False

Q33. What three (3) things are required for combustion?

A. Oxygen, Fuel, Heat

B. Oxygen, Fuel, Air

C. Fuel, Heat, Flammable substance

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The following questions form part of your final Assessment in gaining competency in the following unit;

RIIWHS201D - Work safely and follow WHS policies and procedures

Q34. What are the methods for extinguishing a fire?

A. Starvation

B. Smothering

C. Cooling

D. All of the above

Q35. A portable fire extinguisher can be used to attempt to put out a tyre fire?

True

False

Q36. The correct way to use a fire extinguisher is to:

Pull the lock pin Aim nozzle low at the base of the fire Squeeze the handle Sweep from side to side

True

False

Q37. On discovering a fire, what three things must you do as a first response?

A. Run for your life

B. Call for assistance

C. Try to fight the fire

D. Raise the alarm

E. Run and tell others in the area

F. Assess the danger to yourself and others

Q38. On hearing an emergency evacuation alarm in the workplace; you evacuate by which means?

A. Evacuate following procedures, routes and exit points to your nominated muster areas

B. Evacuate following your mate, through any areas that will give you the quickest way out

C. Evacuate by the quickest means and report to any muster area

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D. None of the above

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The following questions form part of your final Assessment in gaining competency in the following unit;

RIIWHS201D - Work safely and follow WHS policies and procedures

Q39. Select the things that you should do to prevent the effects of heat related illness.

A. Drink lots of alcohol, and caffeine after work

B. Drink lots of water/fluids before and whilst you are working

C. Adjust work rates and increase breaks where necessary

D. Take off your shirt/and hat when it becomes too hot in the middle of the day

E. Adjust work patterns so that strenuous physical work is done in the cooler parts of the day

Q40. Washing your hands thoroughly is an important part of personal hygiene. Select the situations when you should wash your hands.

A. Before eating

B. After going to the toilet

C. After using chemicals

D. After handling oil/fuel and soils

Q41. What action should you take in the event of suffering fatigue symptoms?

A. Keep on working until the shift break

B. Stop and have a rest

C. Call up for a cup of coffee

D. Notify supervisor

Q42. Depending on your work duties, you can be allowed on the work site if you are affected by drugs or alcohol?

True

False

Q43. If you refuse to undertake a drug and alcohol test it may be recorded as a positive result.

True

False

Q44. An incident has the potential to cause?

A. Injury or death

B. Illness

C. Damage or loss

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D. All of the above

The following questions form part of your final Assessment in gaining competency in the following unit;

RIIWHS201D - Work safely and follow WHS policies and procedures

Q45. Every incident or injury should be reported, including near misses.

True

False

Q46. Gathering and displaying incident and injury statistics are an important part of improving workplace health and safety

True

False

Q47. Place the Hierarchy of Controls in the correct order of effectiveness.

A. Personal Protective Equipment

B. Engineering Controls

C. Elimination

D. Administrative Controls

E. Substitution

F. Isolation

Q48. When completing an incident report you should state the facts relating to the incident and indicate what you believe caused the incident.

True

False

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Assessment Method 3 Supporting Evidence - Supervisor Testimony

Assessment Method 3 Supporting Evidence - Supervisor Testimony

Unit of Competency: RIIWHS201D - Work safely and follow WHS policies and procedures

Employee Name:

Employee’s start date with organisation:Manager Name:

Workplace & Address:

To form part of the process of gathering evidence of competence the Assessor is seeking ‘Supervisor Testimony’ from the Candidate’s line manager. As part of the assessment for the unit listed above, the ‘Performance and Knowledge’ required for this unit has been mapped to the Foundation skills required for this unit.

Do you believe the Candidate displays the following skills to perform their job tasks to industry standards to meet the following:

Satisfactory ()

Communication (verbal and non-verbal) and Interpersonal Skills to:

source, interpret, clarify and apply site safety information listen carefully to health and safety instructions and information respond to and clarify information and directions carry out work instructions that complies with WHS policies and procedures identify and report on WHS issues to appropriate personnel recognise and follow procedure to respond to alarms complete workplace reporting procedures

Yes

No

Reading skills to read, understand and apply relevant documentation such as:

site drug and alcohol policy site safety requirements and WHS & isolation policies and procedures health and safety instructions and information hazardous substances procedures safety data sheets (SDS) information and their application

Yes

No

Numeracy skills to:

safety data sheets (SDS) information and their application health and safety instructions and information hazardous substances procedures

Yes

No

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Assessment Method 3 Supporting Evidence - Supervisor Testimony

Do you believe the Candidate displays the following skills to perform their job tasks to industry standards to meet the following:

Satisfactory ()

Writing skills to complete:

workplace reporting procedures report on WHS issues to appropriate personnel

Yes

No

Learning skills to recognise and respond to:

source, interpret, clarify and apply site safety information listen carefully to health and safety instructions and information respond to and clarify information and directions carry out work instructions that comply with WHS policies and procedures select, wear and care for personal protective equipment for all activities that

require personal protective equipment apply safe lifting and manual handling techniques identify and report on WHS issues to appropriate personnel recognise and follow procedure to respond to alarms complete workplace reporting procedures participate in procedures for workplace management of others (e.g. consultation,

safety representatives, committees, dispute resolution) determine potential of biological effects (e.g. circadian rhythms, sleep, alertness,

fatigue, stress, effects of heat stress and hypothermia)

Yes

No

Any other comments:

Candidate Signature:

Manager Signature:

Date:

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Assessment Method 3 – Other Supporting EvidenceCandidate Name:

Assessor Name:

Evidence is required to be collected that demonstrates a candidate’s competency in this unit. Evidence must be relevant to the roles within this sector’s work operations

Other Assessment Evidence: Assessment ComponentMap to relevant assessment component

Satisfactory ()

Other 3rd party report

Details:

Other 3rd party verification of employee performance

Yes

No

Induction / Employer Training Program(s)

Details:

Candidate has participated in Employer Induction / training program(s)

Yes

No

Relevant licence / certificate

Details:

Relevant licences/certificates sighted and endorsed

Yes

No

Work log book / Equipment use log

Details:

Log book sighted and endorsed

Yes

No

Training record book

Details:

Training record sighted and endorsed

Yes

No

Feedback to Candidate:

Candidate Signature: Date:

Assessor Signature: Date:

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Assessment Method 4 Workplace Portfolio (Project)RIIWHS201D - Work safely and follow WHS policies and procedures

You are required to research your workplace to assemble a portfolio of evidence that demonstrates you can;

apply personal safety measures; and apply operational safety measures; and maintain personal wellbeing; and report incidents

Please attach all relevant documentation that would require and outline the work activity you would perform explaining how the attached documentation would support you.

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Additional SectionThis section provides scope for you to add supplementary assessment items. It can be used to customise additional assessment methods and/or contextualised questions.

The Context of AssessmentThe RTO/Compliance Manager should take time to consult with the candidate’s site to determine the information that will complete the list below. Each of the assessment methods in this Guide should then be conducted using this list as a reference. This will help to ensure that the assessment process is consistent with the organisation’s/site’s work context.

Where assessment is being conducted in a simulated environment, the RTO should complete this page based on the documentation, policies, procedures and equipment that are used in the simulated environment. Further information about appropriate simulated assessment environments can be found in the SkillsDMC Companion Volume: Implementation Guide, available from www.skillsdmc.com.au.

The Assessor using this document should take time to familiarise themselves with the items in the list below. Where this is not possible, the Assessor should consider working with an Industry Subject Matter Expert from the organisation/site who is already familiar and experienced with the items listed.

Specific company policies that must be assessed against:

Specific company procedures (including work procedures) that must be assessed against:

Specific legislative/regulatory/statutory documentation that must be adhered to during the assessment:

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Additional ItemsCandidate Name:

Assessor Name:

Evidence

Satisfactory ()

Yes No

Feedback to Candidate:Workplace project comments:

Candidate Signature: Date:

Assessor Signature: Date:

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RTO Name here

RTO ID Number here

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