Simonds Dana B · 2020. 3. 11. · AVIS BUDGET GROUP INC GENERAL DESCRIPTION OF THIS BUSINESS Auto...
Transcript of Simonds Dana B · 2020. 3. 11. · AVIS BUDGET GROUP INC GENERAL DESCRIPTION OF THIS BUSINESS Auto...
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STATEMENT OF ECONOMIC INTERESTS
COVER PAGE
FEB 1 1 2015
Date Received Official Use Only
Please type or pdnt in ink.
NAME OF FILER (LAST) (FIRST) (MIDDLE)
SIMONDS DANA BEERNINK
1. Office, Agency, or Court
Agency Name (Do not use acronyms)
Sonoma County Superior Court
Division, Board, Department, District, if applicable Your Position
Criminal Judge
~. If filing for multiple positions, list below or on an attachment (Do not use acronyms)
Jurisdiction of Office (Check at least one box) [] State
[] Multi-County
[]c~ty of
Position:
~Judge or Court Commissioner (Statewide Jurisdiction)
I~’~ounty of Sonoma
[] Other
Type of Statement (Check at least one box),
[] Annual: The period covered is January 1, ~ through December 31, ".z30-~3:
The period covered is I I
[] Assuming Office: Date assumed I I
j through
[] Leaving Office: Date Left I / (Check one)
O The period covered is January 1, 2013, through the date of leaving office.
0 The period covered is I I , through the date of leaving office.
[] Candidate: Election year and office sought, if different than Part 1:
Schedule Summary Check applicable schedules or "None."
[] Schedule A-I - Investments - schedule attached
[] Schedule A-2 - Investments - schedule attached
[] Schedule B - Real Properly - schedule attached
None
¯ Total number of pages including this cover page: .~3 ~
[] Schedule C - Income, Loans, & Business Positions - schedule attached
[] Schedule D - Income - Gifts - schedule attached
[] Schedule E - Income - Gifts - Travel Payments - schedule attached
.or.
I have used all reasonable diligence in preparing this statemenL herein and in any attached schedules is Me and complete. I acknowledge t]
I certify under penalty of perjury under the laws of the State of Califoml
Date Signed 02/11/2015 si
FPPC Form 700 (2013/2014) FPPC Advice Emall: [email protected]
FPPC Toll-Free Helpline: 866/275-3772 www.fppc.(a.gov
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SCHEDULE A-1 Investments
Stocks, Bonds, and Other Interests (Ownership Interest is Less Than 10%)
Do not attach brokerage or financial statements.
¯ NAME OF BUSINESS ENTITY
Apple In GENERAL DESCRIPTION OF THIS BUSINESS
Name
Computer/Software
FAIR MARKET VALUE
[] $2,000 - $10,000
[] $1oo, ool - $~,ooo,ooo [] $10,001 - $100,000
[] Over $1.000,000
NATURE OF INVESTMENT
(Oe~’ibe) [] Partnemhip O Income Received of $0 - $499
NAME OF BUSINESS ENTITY
AVIS BUDGET GROUP INC GENERAL DESCRIPTION OF THIS BUSINESS
Auto rental
FAIR MARKET VALUE
[] $2,ooo - $1o,ooo [] $100,001 - $1,000,000
[] $10,001 - $100,000
[] Over $1,000,000
NATURE OF INVESTMENT
(Desc~be)
[] Padnership 0 Income Received of $0 - $499
0 Income Received of $500 or More (Re/x~f on Schedule C)
IF APPLICABLE, UST DATE:
I L I I !1~ DISPOSE’D__.~ ACQUIRED
NAME OF BUSINESS ENTITY
CABLEVISION SYS NY GP A GENERAL DESCRIPTION OF THIS BUSINESS
Cable TV
FAIR MARKET VALUE
[] $2,000 - $10,000
[] $100,001 - $1.000.000
[] $10,001 - $100,000 [] Over $1,000,000
NATURE OF INVESTMENT
(Desa~be) [] PartnerShip O Income Received of $0 - $499
O Income Received of $500 or More (Report on Schedule C)
IF APPLICABLE, UST DATE:
/1~ ACQUIRED DISPOSEd -
NAME OF BUSINESS ENTITY
CONOCOPHILLIPS GENERAL DESCRIPTION OF THIS BUSINESS
Energy
FAIR MARKET VALUE
[] $2,000 - $10,000 [] $1D0,001. $1,000,000
[] $10,001 - $100,000 [] Over $1,000,000
NATURE OF INVESTMENT
[] Padnership O Income Received of $0 - $499 0 Income Received of $500 or More (Report on Schedule C)
IF APPLICABLE, LIST DATE:
ACQUIRED " u DISPOSED
0 Income Received of $500 or More ~eporf on Schedule
IF APPLICABLE, LIST DATE:
ACQUIRED DISPOSED" u" ¯
NAME OF BUSINESS ENTITY
COMCAST CORP NEW CL A GENERAL DESCRIPTION OF THIS BUSINESS
Cable TV
FAIR MARKET VALUE
[] $2,0~X) - $10,000
[] $1oo, ool - $1.ooo,ooo
[] $10.001 - $100,000
[] Over $1.000,000
NATURE OF INVESTMENT
(De=c~be) [] Partnership O Income Received of $0 - $499
0 Income Received of $500 or More (Report on Schedule
IF APPUCABLE, LIST DATE:
ACQUIRED DISPOSED~ ~’
NAME OF BUSINESS ENTITY
GOLDMAN SACHS GROUP INC GENERAL DESCRIPTION OF THIS BUSINESS
Financial FAIR MARKET VALUE
[] $~o~ - slo.ooo [] $~oo,ooI - $1.ooo,ooo
NATURE OF INVESTMENT
[] Stock [] Other
[] $1o,ool. $~oo.ooo [] Over $1.000,000
(De~dbe)
[] Partnership O Income Received of $0 - $499
0 Income Received of $500 or More [Report on Schedule
IF APPLICABLE. LIST DATE:
/ I t~l, I Idlt~ ACQUIRED- t\ DISPOSEDV~"
Commen~:
FPPC Form 700 (2013/2014) FPPC Advice Emil: [email protected]
FPPCTolI-Free Helpllne: 866/275-3772 www.fppc.ca.gov
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SCHEDULE A-1 Investments
Stocks, Bonds, and Other Interests (Ownership Interest is Less Than 10%)
Do not attach brokerage or financial statements.
Name
Dana B. Simonds
NAME OF BUSINESS ENTITY
GOOGLE INC CLASS i GENERAL DESCRIPTION OF THIS BUSINESS
TECH
FAIR MARKET VALUE
I-] $2,ooo - $1o,ooo [] $100,001 o $I.000.000
[] $10,OOl - $1OO,000
[] Over $1,000,000
NATURE OF INVES1701ENT
[] Stoc~ [] Other
[] Partnership O Income Received of $0 - $499
NAME OF BUSINESS ENTITY
SANOFI GENERAL DESCRIPTION OF THIS BUSINESS
Pharmaceuticals
FAIR MARKET VALUE
[] $2,ooo - $1o,ooo
[] $1oo,ool. $1,ooo,ooo
[] $1o,ool - $1oo,ooo [] Over $1,000,000
NATURE OF INVESTMENT [] sto~ [] [] Partnerstdp O In.me R~ ~ $0 - ~99
O Income Received of $500 or More (Repod on Schedule
IF APPUCABLE, UST DATE:
ACQUIRED DISPOSED /
NAME OF BUSINESS ENTITY
jOHNSON & JOHNSON GENERAL DESCRIPTION OF THIS BUSINESS
PHARMACEUTICALS
FAIR MARKET VALUE
[] $2,0OO - $10,000
[] sioo.ooi - $I,OOO.Ooo [] $10,OOl - $100,000
[] Over $1,000,000
NATURE OF ~NWS~ENT [] sto~ [] [] Padnership O Income Received of $0 - $499
0 Income Received of $500 or More (Report on Schedule
IF APPUCABLE, UST DATE:
~_____L. ~
! l ACQUIR]E~-- DISPOSE/~
NAME OF BUSINESS ENTITY
LEUCADIA NATIONAL CORP GENERAL DESCRIPTION OF THIS BUSINESS
Diversified financial services FAIR MARKET VALUE
[] $2,ooo - $1o,ooo [] $100,001 - $1,0oo,0oo
NATURE OF INVESTMENT
[] $10,001 - $1OO,000
[] Over $1,000,000
[] Padnership O Income Received of $0 - $499 O Income Received of $500 or More (Report on Schedule C)
IF APPLICABLE, UST DATE:
! ~1~1~ i,. ACQUIRED’" DISPOSED
O Income Received of $500 or More I’Report on schedule
IF APPUCABLE, LIST DATE:
ACQUIRED DISPOSED
NAME OF BUSINESS ENTITY
JPMORGAN CHAS 5.45% PFDPFD DUE 02/05 GENERAL DESCRIPTION OF THIS BUSINESS
Diversified Financial Services
FAIR MARKET VALUE [] $2,000 - $1o, ooo [] $1oo, ool - $1.ooo,ooo
[] $10,ool - $1oo,000
[] Over $1,000,000
NATURE OF INVESTMENT
[] st~ [] o~. [] Padnership O Income Received of $0 - $499
O Income Received of $500 or More (Report on Schedule 0
IF APPUCABLE, UST DATE:
ACQUIRED" =’ DISPOSED~’"
NAME OF BUSINESS ENTITY
LIBERTY MEDIA CORP SER A GENERAL DESCRIPTION OF THIS BUSINESS
Media
FAIR MARKET VALUE
[] S2,Ooo- SlO,Ooo [] $100,001 - SI,0oo,Ooo
NATURE OF INVESTMENT
[] $1o,ool - $1oo,ooo [] Over Sl,OOO,OOO
(De~dbe) [] Partnership O Income Received of $0 - $499
O Income Received of $500 or More (Report on Schedule C)
IF APPLICABLE, LIST DATE:
ACQUIRED DISPOSED
Comments: Page 2 * Duplicates represent separate blocks of equities 2/2015
FPPC Form 700 (2013/2014)
FPPC Advice Emaih [email protected]
FPPCTolI-Free Helpllne: 866/275-3772 www.fppc.ca.gov
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SCHEDULE A-1 Investments
Stocks, Bonds, and Other Interests (Ownership Interest is Less Than 10%)
Do not attach brokerage or financial statements.
Name
Dana SImonds
NAME OF BUSINESS ENTITY
MICROSOFT CORP GENERAL DESCRIPTION OF THIS BUSINESS
Software
FAIR MARKET VALUE
[] $2,ooo - $1o,00o [] $1oo,ool - $1.ooo.ooo
~7] $10,001 - $100,000 [] Over $I,000,000
NATURE OF INVESTMENT
[] st~ [] ~er (De~dbe)
[] Padnership O Income Received of $0 - $499
NAME OF BUSINESS ENTITY
AWILCO DRILLING Itd GENERAL DESCRIPTION OF THIS BUSINESS
Energy
FAIR MARKET VALUE
[] $2,o00 - $1o,00o [] $Ioo,ool - $1,ooo,o00
[] $1o,ool. $1oo,o0o
[] Over $I,O0O,OO0
NATURE OF INVESTMENT
[] Stack [] Other (Desc~be)
[] Padnership O Income Received of $0 - $499
O Income Reneb,’ed of $500 or More fRepo~1 on Schedule
IF APPLICABLE, UST DATE:
i i~- i ~4~ ACQUIRED DISPOSED
NAME OF BUSINESS ENTITY
PHILLIPS 66 GENERAL OESCRIPTION OF THIS BUSINESS
Oil, Gas & Consumable Fuels
[] $1o,ool - $100,00o [] Over $1,000,000
FAIR MARKET VALUE
[] $2.000 - $10.000
[] $1oo.ooi - $1.o00.ooo
NATURE OF INVESTMENT’
[] sto~ [] ~er [] Pertners~ip O Income Rec~ved of $0 - $499
O Income Received of $500 or Mo~e (Report on Schedule
IF APPUCABLE, LIST DATE:
I I ACQUIRED DISPOSED
0 Income Received of $500 or More (Reporf on Schedule
NAME OF BUSINESS ENTITY b,
WELLS FARGO & CO 18WTSWARRANTS EX
IF APPLICABLE, LIST DATE:
I I 1=s . ACQUIRED DISPOSED
NAME OF BUSINESS ENTITY
STARZ SER A SER A GENERAL DESCRIPTION OF THIS BUSINESS
Media
FAIR MARKET VALUE
[] $2,000 - $10,000
[] $I00.001 - $1,000,000
[] $10,001 - $100,000
[] Over $I,000,000
NATURE OF INVESTMENT
[] st~ [] o~ [] Partnership 0 Income Received of $0 - $499
O Income Received of $500 or More (Report on Schedule
IF APPLICABLE, UST DATE:
~ i~ ~ I.~ ACQUIRED DISPOSED
GENERAL DESCRIPTION OF THIS BUSINESS
Financial FAIR MARKET VALUE
[] $~o00 - $1o,00o [] $100,001 - $1,000.000
[] $10,001 - $100,000
[] Over $1,0O0,000
NATURE OF INVESTMENT Wan’a-" [] stack [] Other n~
(Oeso~be)
[] partnership O Income Received of $0 - $499
NAME OF BUSINESS ENTITY
WELLS FARGO BAN 7.5% PFDPFD SER L LD GENERAL DESCRIPTION OF THIS BUSINESS
Commercial Banks
FAIR MARKET VALUE
[] $2,000 - $10.000
[] $IOO,OOI. $1,ooo.o00
O Income Received of $500 or More (Report on Schedule C)
IF APPUCABLE, US’I" DATE:
I 1~ I I~ ACQUIRED " DISPOSED
NATURE OF INVESTMENT
[] $1o.ool - $100,ooo [] Over $1,000,000
(Oe~rtbe)
[] Partnership O Income Rec~ved of $0 - $499 O Income Rec~ved of $500 or More (Report on Schedule C)
IF APPLICABLE, UST DATE:
ACQUIRED DISPOSED
Comments: Page 3 * Duplicates represent separate blocks of equities
FPPC Form 700 (2013/2014) FPPC Advice Emaih [email protected]
FPPCTolI-Free Helpline: 866/275-377;l www.fppc.ca.gov
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SCHEDULE A-1 Investments
Stocks, Bonds, and Other Interests (Ownership Interest is Less Than 10%)
Do not attach brokerage or financial statements.
NAME OF BUSINESS ENTITY
WINTHROP REAL 9.25% PFDPFD SER D GENERAL DESCRIPTION OF THIS BUSINESS
[] $1o,ool [] Over
Real Estate Investment Trusts (REITs) FAIR MARKET VALUE
[] $2,000 - $10,000
[] $1~,ooI - $I,ooo,o~
NATURE OF INVESTMENT
(Deu:~be)
[] Partnership O Income Received of $0 - $499 O Income Received of $500 or More (Repod on $chedu/e C)
IF APPLICABLE, UST DATE:
ACQUIRED DISPOSED
NAME OF BUSINESS ENTITY
ZOETIS INC GENERAL DESCRIPTION OF THIS BUSINESS
Pharmaceuticals
FAIR MARKET VALUE
[] $2,000 - $10.000
[] $100.001 - $1.000.000
NATURE OF INVESTMENT [] Stock [] Other
[] $~o.ooI. $IOO.~O [] Over $I,OOO.OOO
(Desa~be) [] Pa,-tnership O Income Received of $0 - $499
O Income Received of $500 or More (Report on Schedule
IF APPUCABLE. UST DATE:
ACQUIRED DISPOSED
NAME OF BUSINESS ENTITY
Name
Dana B. Simonds
NAME OF BUSINESS ENTITY
WYNDHAM WORLDWIDE CORP GENERAL DESCRIPTION OF THIS BUSINESS
Hotels, Restaurants & Leisure FAIR MARKET VALUE
[] $2.ooo - $Io,ooo [] $Io.ooi - $~oo,ooo [] $100.001 - $I.000.0o0 [] Over $1.000.000
NATURE OF INVESTMENT
[] st~ [] (Describe)
[] Padnership O Income Received of $0 - $499 O Income Received of $500 or More (Report on Schedule C~.
IF APPLICABLE, LIST DATE:
ACQUIRED DISPOSED
NAME OF BUSINESS ENTTrY
ATWOOD OCEANICS INC GENERAL DESCRIPTION OF THIS BUSINESS
Energy Equipment & Services
FAIR MARKET VALUE
[] $2,o~ - $1o,ooo [] $1o,ooi. $I~,~o [] $100.001 - $1.000.000 [] Over $1.000.000
NATURE OF IESTMENT
(Desmbe)
[] Partnership O Income Received of $0 - $499 O Income Received of $500 or More (Repon’ on Schedule C/
IF APPLICABLE, LIST DATE:
ACQUIRED ~ DISPOSED
BERKSHIRE HATHAWAY B NEWCLASS B GENERAL DESCRIPTION OF THIS BUSINESS
Diversified Financial Services FAIR MARKET VALUE
[] $~,ooo - $Io,ooo [] $~o.oo~ - $Ioo,ooo [] $100,001 - $I,000.000 [] Over $1.000.000
NATURE OF INVESTMENT [] st~ [] [] Padnemhip 0 Income Received of $0 - $499
O Income Received of $500 or More (Repot o~ ScheduJe C)
IF APPLICABLE, LIST DATE:
NAME OF BUSINESS ENTITY
WASTE MANAGEMENT INC DEL GENERAL DESCRIPTION OF THIS BUSINESS
Commercial Services & Supplies
FAIR MARKET VALUE
[] $2.o~ - $1o,ooo [] $Io,ooI. $IOO.~O [] $100.001 - $1.000.000 [] Over $1.000.000
NATURE OF INVESTMENT [] Stock [] Other
[] Padnership (~) Income Received of $0 - $499 O Income Received of $500 or More (Repot1 on Schedule C)
IF APPUCABLE, LIST DATE:
ACQUIRED DISPOSED
Commen~:
FPPC Form 700 (2013/2014) FPPC Advice Email: [email protected]
FPPCTolI-Free Helpline: 866/275-3772 www.fppc.ca.gov
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SCHEDULE A-1 Investments
Stocks, Bonds, and Other Interests (Ownership Interest is Less Than 10%)
Do not attach brokerage or financia/ statements.
Name
Dana B. Simonds
NAME OF BUSINESS ENTITY
ISHARES RUSSELL VALUE MIDCAP VALUE GENERAL DESCRIPTION OF THIS BUSINESS
Mid-Cap Value ETF
FAIR MARKET VALUE
[] $2,o00. $~o,ooo [] $100,001 - $I,000,000
[] $1o,ool - $1oo,ooo [] Over $1,ooo,00o
NATURE OF INVESTMENT
[] sto~ [] [] Partnership O Income Received of $0 - $499
O Income Received of $500 or More (Repotf or= S~edu/e C)
IF APPUCABLE, UST DATE:
,.= ACQUIRED DISPOSED
NAME OF BUSINESS ENTITY
ISHARES MSCI EMRG MKT ETF (EEM) GENERAL DESCRIPTION OF THIS BUSINESS
Diversified Emerging Mkts
FAIR MARKET VALUE
[] S2,000 - $10,000 [] $10,001 - $100,000
[] $1oo.ool - $I.O00,o~ [] Over $1.00o.ooo
NATURE OF INVESTMENT
(Des~be)
[] Partnership O Income Received of $0 - $499 O Income Received of $500 or More (Report on Schedule C]
IF APPLICABLE. UST DATE:
ACQUIRED DISPOSED
NAME OF BUSINESS ENTITY
DIREXION SHS ETF DAILY REAL EST (DRN) GENERAL DESCRIPTION OF THIS BUSINESS
Tmding-Leveraged Equity
FAIR MARKET VALUE
[] $2.000 - $10,000 [] $10,001 - [] $100,001 - $1,000,000 [] Over $1,000,000
NATURE OF INVESTMENT [] Stock [] Other
(Des~be) [] Partnership O Income Received of $0 - $499
0 Income Received of $500 or More (Repo~ on Schedule C)
NAME OF BUSINESS ENTITY
IF APPLICABLE, LIST DATE:
.... ACQUIRED DISPOSED
NAME OF BUSINESS ENTITY
ISHARES RUSSELL GROWTH MIDCAP ETF GENERAL DESCRIPTION OF THIS BUSINESS
Mid-Cap Growth
FAIR MARKET VALUE
[] $2,000 - $10,000 [] $1oo.ool - $I,O00.o~
[] $10,001 - $100,000
[] Over $1,000,000
NATURE OF INVESTMENT
[] Stock [] Other
[] Pa..tnership (3 Income Received of $0 - $499 0 Income Received of $500 or More (Repo,’t o. Schedule C)
IF APPLICABLE, UST DATE:
ACQUIRED DISPOSED
ISHARES RUSSELL MIDCAP VALUE ETF GENERAL DESCRIFRON OF THIS BUSINESS
Mid-Cap Value FAIR MARKET VALUE
[] $2,0o0 - $IO,OOO [] $1oo,ool -
[] $10,001 - $100,000 [] Over $tooo.ooo
NATURE OF INVESTMENT
(Dasc~be) [] Partnership 0 Income Received of $0 - $499
NAME OF BUSINESS ENTITY
0 Income Received of $500 or More (Repo~ on Schedule C)
IF APPLICABLE, UST DATE:
ACQUIRED DISPOSED
VANGUARD FINANCIALS GENERAL DESCRIP3"]ON OF THIS BUSINESS
Financial FAIR MARKET VALUE
[] $2,000 - $10.000 [] $100,001 - $1,000,000
NATURE OF INVESTMENT
[] Stock [] Other
[] $10,001 - $100,000
[] Over $1,000,000
(Describe)
[] Partnership 0 Income Received of $0 - $499
0 Income Received of $500 or More (Report on Schedule C)
IF APPLICABLE, LIST DATE:
ACQUIRED DISPOSED
Comments: Page 5
FPPC Form 700 (2013/2014) FPPC Advice Emaih [email protected]
FPPCTolI-Free Helpline: 866/275-3772 www.fppc.ca.gov
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SCHEDULE A-1 Investments
Stocks, Bonds, and Other Interests (Ownership Interest is Less Than 10%)
Do not attach brokerage or financial statements.
NAME OF BUSINESS ENTITY
VANGUARD TOTAL STOCK MKT GENERAL DESCRIPTION OF THIS BUSINESS
Large Blend
FAIR MARKET VALUE
[] $2,000 - $10,000
[] $I00,001 - $I,000,000
[] $10,001 - $100,000
[] Over $1,000,000
NATURE OF INVESTMENT
[] stoc~ [] ot~or (Des~:~be)
[] Padners~ip O Income Received of $0 - $499
Name
Dana B. Simonds
NAME OF BUSINESS ENTITY
CGM REALTY FUND GENERAL DESCRIPTION OF THIS BUSINESS
[] $10,001 - $100,000 [] Over $1,000,000
Real Estate FAIR MARKET VALUE
[] $2,ooo - slo,ooo [] $Ioo.om - $i,ooo,ooo
O Income Received of $500 or More (Repo~ on Schedule C)
IF APPLICABLE, LIST DATE:
I___/,# I I ’~ ACQUIRED " DISPOSED "
NAME OF BUSINESS ENTITY
COHEN & STEERS REALTY SHARES GENERAL DESCRIPTION OF THIS BUSINESS
Real Estate
FAIR MARKET VALUE
[] $2,000 - $10.000
[] $100,001 - $1,000.000
[] $10,001 - $100,000
[] Over $1,000,000
NATURE OF INVESTMENT
[] Stock [] Other
[] Partner~ip 0 Income Received of $0 - $499 O Income Received of $500 or More (Repotf on Schedule C)
IF APPLICABLE, UST DATE:
l i "~ 1__..d_~_ ACQU,RED D~SPOSED
NAME OF BUSINESS ENTITY
NATURE OF INVESTMENT
[] sto~ [] ~e~ (Describe)
[] Partnership O Income Received of $0 - $499 0 Income Received of $500 or More (Repoff on Schedule
IF APPLICABLE, UST DATE:
I i~ I I~ ACQUIRED DISPOSED
NAME OF BUSINESS ENTITY
FIDELITY SLCT TECHNOLOGY PORTFOLIO GENERAL DESCRIPTION OF THIS BUSINESS
[] $I0,001 - $100,000
[] Over $1,000,000
Technology
FAIR MARKET VALUE
[] $2,000 - $t0,000
[] $100,001 - $1.000.000
NATURE OF INVESTMENT
[] s~o~ [] O~e, , (Desc~be)
[] Pa~nership O Income Received of S0 - $499 O Income Received of $500 or More ~’eport on ,Schedule
IF APPLICABLE. LIST DATE:
I 1.=~.= I._._=/_.~ ACQUIRED DISPOSED
ISHARES TR DOW JONES US ETF GENERAL DESCRIPTION OF "rills BUSINESS
Large Blend FAIR MARKET VALUE
[] $2,ooo - $Io,ooo [] $1oo,oo~ - $I,OOO,OOO
[] $10,001 - $I00,000
[] Over $1.ooo.ooo
NATURE OF INVESTMENT
[] Partnership 0 Income Received of $0 - $499 O Income Received of $500 or More (Repo,,’t on Schedule C)
IF APPUCABLE, LIST DATE:
i i~.. i i.~_ ACQUIRED DISPOSED
NAME OF BUSINESS ENTITY
ISHARES TR RUSSELL 2000 ETF GENERAL DESCRIPTION OF THIS BUSINESS
[] $10,001 - $100,000
[] Over $1,000.000
Small Blend FAIR MARKET VALUE
[] s2.ooo. SlO,OOo [] $100,001 - $1,000,000
NATURE OF INVESTMENT
(Desa~be) [] Partnership O Income Received of $0 - $499
O Income Received of $500 or More (Report on Schedule C]
IF APPLICABLE, UST DATE:
ACQUIRED DISPOSED
Comments: Page 6
FPPC Form 700 (2013/2014) FPPC Advice Emaih [email protected]
FPPCTolI-Free Helpline: 866/275-3772 www.fppc.ca.gov
-
SCHEDULE A-1 Investments
Stocks, Bonds, and Other Interests (Ownership Interest is Less Than 10%)
Do not attach brokerage or tinancial statements.
Name
Dana B. Simonds
¯ NAME OF BUSINESS ENTITY
ISHARES TR RUSSELL 2000 VALUE ETF GENERAL DESCRIPTION OF THIS BUSINESS
Small Value
FAIR MARKET VALUE
[] $2,ooo - $~o,ooo [] $1~o,oo~ -
[] $~o,oo~ - $~oo,ooo [] Over $1,0oo, ooo
NATURE OF INVESTMENT
[] st~ [] ~er (De~:~be)
[] Padnorship O Income Received of $0 - $499 O Income Received of $500 or More (Report on Schedule
IF APPUCABLE, LIST DATE:
ACQUIR~ proposeD ¯ NAME OF BUS’NESS E~,mT¥
VANGUARD INTL GROVVTH FD INVESTOR S
NAME OF BUSINESS ENTITY
S P D R S&P 500 ETF TR EXPIRING 01122/211 GENERAL DESCRIPTION OF THIS BUSINESS
Large Blend
FAIR MARKET VALUE
[] $2,ooo. [] $1oo, ool - stOOD, ODD
[] $10,001 - $100,000 [] Over $1,000,000
NATURE OF INVESTMENT
(Describe) [] Partnership O Income Received of $0 - $499
(3 Income Received of $500 or More (Report on Schedule
IF APPLICABLE, LIST DATE:
ACQUIRED DISPOSED
NAME OF BUSINESS ENTITY
COSTCO WHSL CORP NEW GENERAL DESCRIPTION OF THIS BUSINESS
Foreign Large Growth
FAIR MARKET VALUE
[] $2.000. $1o,ooo [] $1oo.ool - StOOD,ODD
[] $10,001 - $100,000
[-1 Over $1,000,000
NATURE OF INVESTMENT
(De.be) [] Partnership O Income Received of $0 - $499
GENERAL DESCRIPTION OF THIS BUSINESS
Food & Staples Retailing
FAIR MARKET VALUE
[] $2,000 - $1o,ooo [] $1o,ool. $1oo,ooo
[] $100,001 - $1,o00,000 [] Over $1,000,000
NATURE OF INVESTMENT
[] Stack [] Other (Descdbe)
[] Partnership (3 Income Received of $0 - $499 0 Income Received of $500 or More ~Repo~t on Schedule
IF APPUCABLE, UST DATE:
ACQUIRED - DISPOSED 7-
¯ NAME OF BUSINESS ENTITY
DIRECTV GENERAL DESCRIPTION OF THIS BUSINESS
Media FAIR MARKET VALUE
[] sz, ooo. [] $~oo,oo~ - $t.ooo.ooo
[] $10,001 - $100,000 [] Over $1,000,000
NATURE OF INVESTMENT
(Describe)
[] Partnership O Income Received of $0 - $499 O Income Received of $500 or More (Repo~ o~ Schedule
ACQU,REO o,sPOSEO
0 Income Received of $500 or More (Repo,’t on ,Schedule C)
IF APPUCABLE, UST DATE:
i i 1~~ i ACQUIRED DISPOSED
¯ NAME OF BUSINESS ENTITY
DISNEY WALT CO GENERAL DESCRIPTION OF THIS BUSINESS
Media FAIR MARKET VALUE
[] $2,000 o $10,000
[] $1oo,oo~ - StooD,ODD [] $10,001 - $100,000
D Over $1,000,000
NATURE OF INVESTMENT
[] Partnership O Income Received of $0 - $499 0 Income Received of $500 or More (Repo~ on Schedule C)
IF APPUCABLE, LIST DATE:
ACaU,REO D,SPOSEO
Comments: Page 7
FPPC Form 700 (2013/2014) FPPC Advice Email: [email protected]
FPPCTolI-Free Helpline: 866/275-3772 www.fppc.ca.gov
-
SCHEDULE A-1 Investments
Stocks, Bonds, and Other Interests (Ownership Interest is Less Than 10%)
Do not attach brokerage or financial statements.
Name
Dana B. Simonds
¯ NAME OF BUSINESS ENTI’Pt’
FOREST CITY ENT CL A GENERAL DESCRIPTION OF THIS BUSINESS
Real Estate Management & Development
FAIR MARKET VALUE
[] $2,000 - $10,000 [] $10,001 - =100,000
[] $100,001 - $1,000,000 [] Over $~,000,000
NATURE OF INVESTMENT
[] sto~ [] [] Padnership O Income Received of $0 - $499
¯ NAME OF BUSINESS ENTITY
ENCANA GENERAL DESCRIPTION OF THIS BUSINESS
Capital Markets
FAIR MARKET VALUE
[] $2,ooo. $1o,ooo [] $1o0,0oi - $I,OOO,0OO
[] $10,001 - $100,000
[] Over $1,000,000
NATURE OF INVESTMENT
[Describe)
[] Partnership O Income Received of $0 - $499
O Income Received of $500 or More (Repod on Schedule C}
IF APPLICABLE, UST DATE:
ACQUIRED DISPOSED
NAME OF BUSINESS ENTITY
GOOGLE INC CLASS A GENERAL DESCRIPTION OF THIS BUSINESS
Intemet Software & Services
FAIR MARKET VALUE
[] $2,000 - $10,000
[] $100,001 - $1,000,000
[] $10,001 - $100,000
[] c~ $~,ooo, ooo
NATURE OF INVESTMENT
[] Stock [] Other (Deso~be)
[] Partnership O Income Received of $0 - $499 O Income Received of $500 or More (Repotf on Schedu~ C)
0 Income Received of $500 or More (Rmx~ on Sch~ufe C)
IF APPUCABLE, UST DATE:
ACQUIRED DISPOSED
NAME OF BUSINESS ENTITY
GOLDMAN SACHS GROUP INC GENERAL DESCRIPTION OF THIS BUSINESS
Capital Markets
FAIR MARKET VALUE
[] $2,000 - $10,000
[] $100,001 -
[] $10,001 - $100,000 [] Over $1,000,000
NATURE OF INVESTMENT
[] stoc~ [] Other [] Partnership O Income Received of $0 - $499
0 Income Recei~d of $500 or More (Report on Schedu/e C)
IF APPLICABLE, UST DATE:
ACQUIRED DISPOSED
NAME OF BUSINESS ENTITY
GRAHAM HOLDINGS CO GENERAL DESCRIPTION OF THIS BUSINESS
Diversified Consumer Services FAIR MARKET VALUE
[] s2,ooo. SlO,OOO [] SlO.OOl - SlOO,OOO [] $10o,ool o $1,ooo,ooo [] Over $1,000,000
NATURE OF INVESTMENT
(Des=be) [] Partnership 0 Income Received of $0 - $499
O Income Received of $500 or More (Report on Schedule C)
IF APPLICABLE, LIST DATE:
ACQUIRED DISPOSED
IF APPLICABLE, LIST DATE:
ACQ RED o,sPosED ¯ NAME OF BUSINESS ENTITY
GRAMERCY PPTY TR INC REIT GENERAL DESCRIPTION OF THIS BUSINESS
Real Estate Investment Trusts (REITs) FAIR MARKET VALUE
[] $2,000 - $10,000 [] $10,001 - $100,000
[] $I00.001 - $1,000,000 [] Over $1.000.000
NATURE OF INVESTMENT
[] Stock [] Other {Describe)
[] Padnershtp 0 Income Received of $0 - $499 O Income Received of $500 or More (Report on Schedu/e C)
IF APPLICABLE, LIST DATE:
ACQUIRED DISPOSED
Comments: Page 8
FPPC Form 700 (2013/2014) FPPC Advice Emaih [email protected]
FPPCTolI-Free Helpline: 866/275-3772 www.fppc.ca.gov
-
SCHEDULE A-1 Investments
Stocks, Bonds, and Other Interests (Ownership Interest is Less Than 10%)
Do not attach brokerage or financial statements. Dana B. Simonds
NAME OF BUSINESS ENTITY
HOMEFED CORP NEW GENERAL DESCRIPTION OF THIS BUSINESS
Real Estate FAIR MARKET VALUE
[] =2,000 - =10,OOO
[] $1oo,oo~ - $1,ooo,ooo [] $1o,ool - $1oo,ooo [] Over $1,oo0,000
NATURE OF INVESTMENT
[] Partnership O Income Received of $0 - $499
NAME OF BUSINESS ENTITY
JPMORGAN CHASE & CO GENERAL DESCRIPTION OF THIS BUSINESS
Diversified Financial Services FAIR MARKET VALUE
[] S2,OO0 - $10,OO0 [] $10,001 - $100,OO0
[] $~oo.ool - $1.ooo.ooo [] Over $1.ooo, ooo
NATURE OF INVESTMENT
[] Stock [] Other (Describe)
[] padnership O Income Received cA" $0 - $499 O Income Received of $500 or More (Report on Schedu;e C)
IF APPUCABLE, UST DATE:
ACQUIRED DISPOSED
NAME OF BUSINESS ENTITY
LEUCADIA NATIONAL CORP GENERAL DESCRIPTION OF THIS BUSINESS
Diversified Financial Services
FAIR MARKET VALUE
[] $2.000 - $10,OO0
[] $100.001 - $1,000.000
NATURE OF INVESTMENT
[] stock [] om~
[] $10,001 - $100,000
[] Over $1,OO0.ooO
(De~albe) [] Partnership 0 Income Received of $0 - $499
0 Income Received of $500 or More (Report on Schedule
IF APPUCABLE, UST DATE:
/ _"~
ACQUIRED DISPOSED
NAME OF BUSINESS ENTITY
LIBERTY INTERACTIVE A SERIES A GENERAL DESCRIPTION OF THIS BUSINESS
Intemet & Catalog Retail
O Income Received of $500 or More (Repoe on Schedule C)
IF APPLICABLE, LIST DATE:
ACQUIRED DISPOSED
NAME OF BUSINESS ENTITY
LIBERTY’GLOBAL INC CL AF GENERAL DESCRIPTION OF THIS BUSINESS
Media FAIR MARKET VALUE
[] $2,000 - $10,000
[] $1oo.ool - $1,ooo.ooo
[] $10,001 - $100,000
[] Over $1,000,00O
NATURE OF INVESTMENT
(Describe) [] Partnership O Income Received of $0 - $499
O Income Received of $500 or More (Repo~ on 3chedu/e C)
IF APPUCABLE, LIST DATE:
ACQUIRED DISPOSED
NAME OF BUSINESS ENTITY
LIBERTY INTERACTIVE CP ASER A LIBERTY GENERAL DESCRIPTION OF THIS BUSINESS
FAIR MARKET VALUE
[] $2,00o - SlO,ooo [] $1oo,ool - $1.ooo.ooo
[] $10,001 - $100,000
[] Over $1,ooo.ooo
NATURE OF INVESTMENT
[] s1~ [] om~ (De=o~be)
[] Padnership O Income Received of $0 - $499 O Income Received of $500 ot More (Repot on Schedule C)
IF APPLICABLE, US]" DATE:
ACQUIRED DISPOSED
Intemet & Catalog Retail
[] $10,001 - $100,000
[] Over $~.ooo.ooo
FAIR MARKET VALUE
[] $2.000 - $10,000
[] $100,001 - $1.000.000
NATURE OF INVESTMENT
[] Partnership O Income Received of $0 - $499 O Income Received of $500 or More (Repo~ on Schedule
IF APPUCAJ3LE, LIST DATE:
I ,e_ ACQUIRED DISPOSED
Comments: Page 9
FPPC Form 700 (2013/2014) FPPC Advice Emalh [email protected]
FPPCTolI-Free Helpllne: 866/275-3772 www.fppc.ca.gov
-
SCHEDULE A-1 Investments
Stocks, Bonds, and Other Interests (Ownership Interest is Less Than 10%)
Do not attach brokerage or financial statements.
NAME OF BUSINESS ENTITY ¯ NAME OF BUSINESS ENTITY
LIBERTY MEDIA CORP SER A GENERAL DESCRIPTION OF THIS BUSINESS
Media FAIR MARKET VALUE
[] $2,000 - S10,O00
[] $1oo,ool - $1,ooo,ooo [] $I0,001 - $I00,000
[] Over $1,000,000
NATURE OF INVESTMENT
[] Stock [] Other (Der, o~be)
[] Partnership O Income Received of $0 - $499 O Income Rec~ved of $500 or More (Rep~ on Schedule
IF APPLICABLE. UST DATE:
ACQUIRED DISPOSED
NAME OF BUSINESS ENTITY
MERCURY" GENERAL CORP GENERAL DESCRIPTION OF THIS BUSINESS
Insurance
FAIR MARKET VALUE
[] $2,000 - $10,000
[] $100.001 - $1,000,000
[] $10,001 - Sl00.000
[] Over Sl,ooo.ooo
Name
Dana B. Simonds
MC DONALDS CORP GENERAL DESCRIPTION OF THIS BUSINESS
Hotels, Restaurants & Leisure FAIR MARKET VALUE
[] $2.ooo - $1o,ooo [] $Io,oo~ - $~oo,ooo [] $1oo,ooI - $1,ooo,ooo [] Over $I,OOO,OOO
NATURE OF INVESTMENT [] sto= []
(Describe) [] Padnership O Income Received of $0 - $499
O Income Rec~ved of $500 or More (Report on Schedule C]
IF APPLICABLE, U~,~)ATE:
ACQUIRED DISPOSED
¯ NAME OF BUSINESS ENTITY
SHAW COMMUN INC CL B F NON VOTING GENERAL DESCRIPTION OF THIS BUSINESS
Media
FAIR MARKET VALUE
[] s2.ooo - slo,ooo [] slo,oo~ - s~oo,ooo [] $100.001 - $1,000,000 [] Over $1.000.000
NATURE OF INVESTMENT
[] sto~ [] o~,,," [] Partnership O Income Received of $0 - $499
O Income Received of $500 or More (Report o~ Sc~ed~e C)
IF APPLICABLE, UST DATE:
ACQUIRED DISPOSED
NATURE OF INVESTMENT
[] st~ [] (Desc~be)
[] Partnership O Income Received of $0 - $499 O Income Received of $500 or More (Report on Schedu/e C)
IF APPUCABLE, UST DATE:
/ /11 / ACQUIRED DISPOSED
NAME OF BUSINESS ENTITY
PRICESMART INC GENERAL DESCRIPTION OF THIS BUSINESS
Food & Staples Retailing
FAIR MARKET VALUE
[] S2,000 - SlO,O00 [] $10,001 - Sl00.000
[] $100,001 - $1,000,000 [] Over $1,000,000
NATURE OF INVESTMENT
[] st~ [] o~- ¯ (Desc~b~)
[] Partnership O Income Received of $0 - $499 O Income Received of $500 or More (Report on Schedule C]
IF APPLICABLE, LIST DATE:
/ /1I / i.m ACQUIRED DISPOSED
¯ NAME OF BUSINESS ENTITY
STARZ SER A SER A GENERAL DESCRIPTION OF THIS BUSINESS
Media FAIR MARKET VALUE
[] $2,000 - $10,000
[] $100.001 - $1,000,000
[] $10,001 - $100.000
[] Over $1,000,000
NATURE OF INVESTMENT
(Des(~be)
[] Partnership O Income Received of $0 - $499
0 Income Received of $500 or More (Report on Schedute C)
IF APPUCABLE" LIST DATE:
i 1._1~_ i /1~ ACQUIRED DISPOSED
Comments: Page 10
FPPC Form 700 (2013/2014) FPPC Advice Emaih [email protected]
FPPCTolI-Free Helpline: 866/Z75-3772 www.fpp¢.ca.gov
-
SCHEDULE A-1 Investments
Stocks, Bonds, and Other Interests (Ownership Interest is Less Than 10%)
Do not attach brokerage or financial statements.
Name
Dana B. Simonds
’NAME OF BUSINESS ENTITY
WELLS FARGO & CO 18WTSWARRANTS EX GENERAL DESCRIPTION OF THIS BUSINESS
Warrant EXP 10/28/18 FAIR MARKET VALUE
[] $2,ooo - $1o,00o [] $1oo,ooI - $I.ooo,o~
[] $4o,00~ - $100,00o [] O~r $1,00o, ooo
NATURE OF INVESTMENT Warrant
(De=~tbe)
[] Partnership 0 Income Received of $0 - $499 O Income Received of $500 or More i’Repod on Sct~edu~e C~
IF APPLICABLE, mmsT DATE:
ACQUIRED DISPOSED
NAME OF BUSINESS ENTITY
BERKSHIRE HATHAWAY B NEWCLASS B GENERAL DESCRIPTION OF THIS BUSINESS
Diversified Financial Services
FAIR MARKET VALUE
[] $2,000 - $10,000
[] $100.001 - $1.000.000
[] $10,001 - $100.000
[] Over $1,000.000
NATURE OF INVESTMENT [] Stock [] Other
[] Partnership O Income Received of $0 - $499 0 Income Received of $500 or More (Rep~ on Schedule C)
IF APPUCABLE, UST DATE:
ACQU,RED D,SPOSED NAME OF BUSINESS ENTITY
NAME OF BUSINESS ENTITY
WELLS FARGO 5.125% PFDPFD GENERAL DESCRIPTION OF THIS BUSINESS
Commercial Banks
FAIR MARKET VALUE
[] $2,o00 - $1o,00o [] $~oo,ool - $I,OOO,00o
[] $10.001 - $100,000
[] Over $1,00o, ooo
NATURE OF INVESTMENT
[] Stock [] Other (De~ttbe)
[] Partnership O Income Received of $0 - $499 O Income Received o/$500 or More (Repor~ on
IF APPLICABLE, LIST DATE:
I L ACQUI~O_.~__ I /~’ DISPOSED
NAME OF BUSINESS ENTITY
CUBIST PHARMACEUTICALS GENERAL DESCRIPTION OF THIS BUSINESS
Biotechnology
FAIR MARKET VALUE
[] $2.000 - $10,000 [] $’~00,ool - $1,00o,00o
[] $10,001 - $100,000
[] Over $1,ooo,00o
NATURE OF INVESTMENT
[] st~ [] Othe~ [] Partnership O Income Received of $0 - $499
O Income Received of $500 or More ~Report on Schedule
IF APPLICABLE, UST DATE:
ACQUIRED DISPOSED
ISHARES RUSSELL GROWTH MIDCAP ETF GENERAL DESCRIPTION OF "rills BUSINESS
Midcap Growth FAIR MARKET VALUE
[] $2,ooo - $1o.00o [] $1oo.oo~ - $I.o00,00o
[] $10,OOl - $100,ooo
[] Over $1,00o,ooo
NATURE OF INVESTMENT
[] st~ [] [] Partnership O Income Received of $0 - $499
NAME OF BUSINESS ENTITY
ISHARES RUSSELL VALUE MIDCAP ETF GENERAL DESCRIPTION OF THIS BUSINESS
Midcap Value
FAIR MARKET VALUE
[] $2,000 - $10,000
[] $100.001 -
O Income Received of $500 or More [Repot on Schedule
IF APPLICABLE, UST DATE:
I L _’1~1( i ACQUIRED DISPOSED -- ’~
NATURE OF INVESTMENT
[] $10,001 - $100,000
[] Over $1.000.000
(Des~be) [] Partnership O Income Received d $0 - $499
O Income Received of $500 or More (Repo~ on Schedule
IF APPLICABLE, UST DATE:
ACQUIRED DISPOSED
Comments: Page 11
FPPC Form 700 (2013/2014) FPPC Advice Email: [email protected]
FPPC Toll-Free Helpline: 866/275-3772 www.fppc.ca.gov
-
SCHEDULE A-1 Investments
Stocks, Bonds, and Other Interests (Ownership Interest is Less Than 10%)
Do not attach brokerage or financial statements.
Name
NAME OF BUSINESS ENTITY
ISHARES S&P 500 VALUE GENERAL DESCRIPTION OF THIS BUSINESS
Large Cap Value
FAIR MARKET VALUE
[] $2,000 - $I0,000
[] $100,001 - $I,0O0,000
[] $10,001 - $100,000 [] Over $1,ooo,ooo
NATURE OF INVESTMENT
(Desc~be)
[] Partnership O Income Received of $0 - $499
NAME OF BUSINESS ENTITY
ISHARES TR RUSSELL 2000 ETF GENERAL DESCRIPTION OF THIS BUSINESS
Small Blend FAiR MARKET VALUE
[] $2,ooo - $1o,ooo [] $1oo,ooI - $I,OOO,OOO
[] $10,001 - $100,000 [] Over $1,0o0,0O0
NATURE OF INVESTMENT
[] Stock [] Other (Desczibe)
[] Partnership O Income Received of $0 - $499
O Income Received of $500 or More (Repod on Schedule
IF APPLICABLE, UST DATE:
ACQUIRED DISPOSED
NAME OF BUSINESS ENTITY
ISHARES TR RUSSELL 2000 GROWTH ETF GENERAL DESCRIPTION OF THIS BUSINESS
Small Growlh
FAIR MARKET VALUE
[] =2,000 - $10,000
[] $1oo, oo~ - $1,ooo, ooo
[] $10,001 - $100,000
[] Over $1,000,000
NATURE OF INVESTMENT
(De.be)
[] Padners.hip O Income Received of $0 - $499 O Income Received of $500 or More (Repod on Schedule
IF APPI..ICABLE, LIST DATE:
ACQUIRED DISPOSED
NAME OF BUSINESS ENTITY
O Income Received of $500 or More (Report on Schedule
IF APPLICABLE, UST DATE:
ACQUIRED DISPOSED m
NAME OF BUSINESS ENTITY
ISHARES TR RUSSELL 2000 VALUE ETF GENERAL DESCRIPTION OF THIS BUSINESS
Small Value
FAIR MARKET VALUE
[] $2.000 - $10,000
[] $100,001 - $1.000,000
[] S10,001 - $100.000
[] Over $1,ooo.ooo
NATURE OF INVESTMENT
[] Stock [] Other (Desc~be)
[] Parlnership ~ Income Received of $0 - $499 O Income Received of $500 or More (Report on Scl~edule C/
IF APPLICABLE, UST DATE:
ACQUIRED DISPOSED
S P D R S&P 500 ETF TR EXP 01122/2118 GENERAL DESCRIPTION OF THIS BUSINESS
Large Blend
FAiR MARKET VALUE
[] $2,000 - $10,000
[] $100,001 - $1,000.000
[] $10,001 - $100,0O0
[] over Sl,0oo,ooo
NATURE OF INVESTMENT
[] Stock [] Other
[] Partnership O Income Received of $0 - $499
NAME OF BUSINESS ENTITY
CGM REALTY FUND GENERAL DESCRIPTION OF THIS BUSINESS
Real Estate FAiR MARKET VALUE
[] $~ooo - $Io,0oo [] $100.001 - $1,000,00o
O Income Received of $500 or More (Report
IF APPUCABLE, UST DATE:
ACQUIRED DISPOSED
NATURE OF INVESTMENT
[] Stock [] Other
[] slo,OOl. SlOO.OOO [] Over $1.ooo.ooo
(Describe) [] Partnership 0 Income Received of $0 - $499
O Income Received of $500 or More (Report on Schedule C]
IF APPUCABLE, LIST DATE:
ACQUIRED DISPOSED
Comments: Page 12
FPPC Form 700 (2013/2014) FPPC Advice Emaih [email protected]
FPPCTolI-Free Helpline: 866/275-3772 www.fppc.ca.gov
-
SCHEDULE A-1 Investments
Stocks, Bonds, and Other Interests (Ownership Interest is Less Than 10%)
Do not attach brokerage or financial statements.
¯ NAME OF BUSINESS ENTITY
DODGE & COX INTL STOCK FUND GENERAL DESCRIPTION OF THIS BUSINESS
Foreign Large Blend
FAIR MARKET VALUE
[] $2,ooo - $1o,ooo
[] $1oo, ool - $1,o0o,o00 [] $10,0Ol - $10O,000 [] Over $1,000,000
NATURE OF [] sto= []
(Desoibe)
[] Partnership O Income Received of $0 - $499
0 Income Received of $500 or More (Repod on Schedule C)
IF APPUCABLE, UST DATE:
ACQUIRED DISPOSED
¯ NAME OF BUSINESS EhfflTY
VANGUARD TOTAL STOCK MKT GENERAL DESCRIPTION OF THIS BUSINESS
Large Blend
FAIR MARKET VALUE
[] $2,000 - $10,000
[] $100.001 - $1.00O,000
NATURE OF INVESTMENT [] Stock [] Other
[] $10,0Ol ~ $10O,000
[] Over $1,0o0,000
(De~) [] Padnership O Income Received of $0 - $499
0 Income Received of $500 or More (Report on Schedule
IF APPUCABLE, UST DATE:
ACQUIRED DISPOSED
¯ NAME OF BUSINESS ENTITY ¯
DIREXION SHS EXCH TRD FDDAILY REAL E*
FAIR MARKET VALUE
[] $2,00o - SlO,0oO
[] $100,001 - $1.00O,00o
GENERAL DESCRIPTION OF THIS BUSINESS
Tmding-Leveraged Equity (3X)
[] $1o,0ol - $10o,ooo [] Over $1,0O0,0o0
Name
Dana B. Simonds
¯ NAME OF BUSINESS ENTrrY
ISHARES RUSSELL VALUE MIDCAP GENERAL DESCRIPTION OF THIS BUSINESS
[] $1o,ool - $1oo,ooo [] Over $1,0o0,0oo
Mid Value
FAIR MARKET VALUE
[] S2,00O - $10,000
[] $1oo,ool - $I,O~O, o0o
NATURE OF INVESTMENT [] Stock [] Other
(Des~be) [] Padnership O Income Received of $0 - $499
0 Income Received of $500 or More (Repod on Schedule C)
IF APPLICABLE, LIST DATE:
/ /_’~ I I1~ ACQUIRED DISPOSED "~
NAME OF BUSINESS ENTITY
ORACLE CORPORATION GENERAL DESCRIPTION OF THIS BUSINESS
[] $10,001 - $10o,0o0 [] Over $1,0oo,0o0
Software
FAIR MARKET VALUE
[] $2,00O - $10,000
[] $1oo.ool - $1.o0o.ooo
NATURE OF INVESTMENT
[] Partnership 0 Income Received of $0 - $499
NATURE OF INVESTMENT
[] Stock [] Other
[] Partnership 0 Income Received of $0 - $499 O Income Received of $500 or More (Report on Schedule C)
IF APPLICABLE, UST DATE:
ACQUIRED DISPOSED
0 Income Received of $500 or More (Rep~ on $chedute C)"
IF APPLICABLE. LIST DATE:
ACQUIRED DISPOSED
NAME OF BUSINESS ENTITY
ISHARES RUSSELL VALUE MIDCAP GENERAL DESCRIPTION OF THIS BUSINESS
Mid Value FAIR MARKET VALUE
[] $2,o0o - SlO,OOO [] SI00.001 - $I,00o,000
[] $10.001 - $100,000
[] Over $1,0oo.ooo
NATURE OF INVESTMENT
(De=:~be)
[] Padnership 0 Income Received of $0 - $499
0 Income Received of $500 or More (Repod on Schedule C)
IF APPUCABLE, LIST DATE:
ACQU,RED D,SPOSED
Comments: Page 13 * Duplicates represent separate blocks of equities
FPPC Form 700 (2013/2014) FPPC Advice Emaih advice@fppc, ca.gov
FPPCTolI-Free Helpline: 866/Z75-3772 www.fppc.ca.gov
-
SCHEDULE A-I Investments
Stocks, Bonds, and Other Interests (Ownership Interest is Less Than 10%)
Do not attach brokerage or financial statements.
Name
Dana B. Simonds
NAME OF BUSINESS ENTI’rY
CGM REALTY FUND* GENERAL DESCRIPTION OF THIS BUSINESS
Real Estate FAIR MARKET VALUE
[] $2,ooo - $1o,o0o [] $1oo,ooi - $I,OOO,OOO
[] $1o,ool - $10o,ooo [] Over $1,ooo.ooo
NATURE OF INVESTMENT
[] Stock [] Other (Desoibe)
[] Partnership O Income Received of $0 - $499
NAME OF BUSINESS ENTIP(
FIDELITY SLCT BIOTECH PORT GENERAL DESCRIPTION OF THIS BUSINESS
Biotechnology
FAIR MARKET VALUE
[] $2,0oo - $1o.ooo [] $1oo, ool - $1.ooo,ooo
[] $IO,0OI. $Ioo,ooo [] Over $I.OO0,O00
NATURE OF INVESTMENT
[] Stock [] Other (Desaibe)
[] Padnershlp O Income Received of $0 - $499 O Income Received of $500 or More {Repotf on sc~edu~ C)
IF APPUCABLE, UST DATE:
ACQUIRED ~ DISPOSED
NAME OF BUStNESS ENTTTY
JANUS TWENTY FD CL T GENERAL DESCRIPTION OF THIS BUSINESS
Large Growth
FAIR MARKET VALUE
[] $2,000 - $10,0O0
[] $100,001 - $1.000.000
[] $10,001 - $1OO.OO0
[] Over $1,000.000
NATURE OF INVESTMENT
[] sto~ [] [] Padners~ip O Income R~ M $0 - ~99
O In~e Re~ ~ $500 ~ M~ (R¢~ on S~u~ C)
IF APPLICABLE, UST DATE:
ACQUIRED DISPOSED
O Income Received of $500 or More ~Report on Schedule
NAME OF BUSINESS ENTITY
DIREXION SHS EXCH TRD FDDAILY REAL E*
IF APPUCABLE, UST DATE:
ACQUIRED DISPOSED
NAME OF BUSINESS ENTITY"
SCHWAB 1000 INDEX FUND GENERAL DESCRIPTION OF THIS BUSINESS
Large Blend
FAIR MARKET VALUE
[] $2,000 - $10,0OO
[] $1oo,ooi - $I,O0o,ooo [] $10,0Ol - $100,000
[] Over $1.0o0,000
NATURE OF INVESTMENT
[] Stock [] Other
[] Padnership O Income Received of $0 - $499 O Income Received of $500 or More (Report on Schedule C)
IF APPUCABLE, UST DATE:
ACQU,RED o,sPOSEO
GENERAL DESCRIPTION OF THIS BUSINESS
Trading-Leveraged Equity (3X) FAIR MARKET VALUE
[] $2,000 - $10,000 [] $10,001. $100,0O0 [] $100.001 - $I,00O,0OO [] Over $I,OO0.0O0
NATURE OF INVESTMENT
(De=a~be) [] Partnership O Income Received of $0 - $499
NAME OF BUSINESS ENTITY
ISHARES RUSSELL MIDCAP VALUE ETF * GENERAL DESCRIPTION OF THIS BUSINESS
Mid-Cap Value
FAIR MARKET VALUE
[] $2,ooo. $IO.0oo [] $I00,001 - $1,0oo,000
0 Income Received of $500 or More (Repo~ on 3cheduJe C)
IF APPLICABLE, UST DATE:
I /1~" ACQUIRED
/ /~ DISPOSED
NATURE OF INVESTMENT
[] $10.OOl - $100,000
[] Over $1,0O0,000
(Desc~e)
[] Padnership O Income Received of $0 - $499 0 Income Received of $500 or More (Repot/on Schedule C)
IF APPUCABLE, LIST DATE:
ACQUIRED DISPOSED
Comments: Page 14 * Duplicates represent separate blocks of equities
FPPC Form 700 (2013/2014) FPPC Advice Emaih advice@fl)pc.ca.gov
FPPCTolI-Free Helpline: 866/275-3772 www.fpp¢.ca.gov
-
SCHEDULE A-I Investments
Stocks, Bonds, and Other Interests (Ownership Interest is Less Than 10%)
Do not attach brokerage or financial statements.
¯ NAME OF BUSINESS ENTITY ¯
ISHARES TR RUSSELL 2000 GROWTH ETF * GENERAL DESCRIPTION OF THIS BUSINESS
Small Growth FAIR MARKET VALUE
[] $2,ooo - $~o,ooo [] $1oo,ool. $1,ooo,ooo
[] $~o,oo~ - $1oo,ooo [] Over $1,000,000
NATURE OF INVESTMENT
[] Stock [] Other (Der~dbe)
[] Partnership O Income Received of $0 - $499 O Income Received of $500 or Mo~e (Report on Schedu/e C)
IF APPLICABLE, UST DATE:
ACQUIRED DISPOSED
¯ NAME OF BUSINESS ENTITY
ISHARES RUSSELL VALUE MIDCAP VALUE * GENERAL DESCRIPTION OF THIS BUSINESS
[] $10,001 - $100,000
[] Over $1,000.000
Mid-Cap Value
FAIR MARKET VALUE
[] $2,000 - $10,000
[] $100,001 - $1,000,000
NATURE OF INVESTMENT
[] sto~ [] Oth,, [] Partnership O Income Received of $0 - $499
O Income Received of $500 o~ More (Repo~ on Schedule C)
Name
Dana B. Simonds
NAME OF BUSINESS ENTITY
PROSHS ULTRASHORT MSCI Japan GENERAL DESCRIPTION OF THIS BUSINESS
Trading-inverse Equity
FAIR MARKET VALUE
[] $2.ooo - $1o,ooo [] $~oo,ool - $1,ooo,ooo
[] $10,001. $100,000
[] Over $1,000,000
NATURE OF INVESTMENT
[] stoc. [] (Desa’~be)
[] Padnership O Income Received of $0 - $499 0 Income Received of $500 or More (Report on ,~.hedul~ C)
IF APPUCABLE, UST DATE:
, ACQUIRED DISPOSED
NAME OF BUSINESS ENTITY
VANGUARD TOTAL STOCK MKT * GENERAL DESCRIPTION OF THIS BUSINESS
Large Blend
FAIR MARKET VALUE
[] $2,ooo - $1o,ooo [] $1oo,ool - $1,0oo,ooo
[] SlO.OOl - $10o, ooo [] Over $1,000,000
NATURE OF INVESTMENT
[] Stock [] Other
[] Partnership 0 Income Received of $0 - $499 0 Income Received of $500 or More (Report on Sche
-
SCHEDULE A-1 Investments
Stocks, Bonds, and Other Interests (Ownership Interest is Less Than 10%)
Do not attach brokerage or financial statements.
Name
Dana B. Simonds
NAME OF BUSINESS ENTITY
ISHARES S&P 500 VALUE S&P 500 VALUE * GENERAL DESCRIPTION OF THIS BUSINESS
Large Value
FAIR MARKET VALUE
[] $2,ooo - $1o,ooo [] $1oo,ool - $~,ooo,o0o
[] $10,001 - $10O,000
[] Over $1,oo0,0o0
NATURE OF INVESTMENT
(Deso’ibe) [] Paxtnemhip O Income Received of $0 - $499
O Income Received of $500 or More (Report on Schedule C/
IF APPUCABLE, UST DATE:
ACQUIRED DISPOSED
NAME OF BUSINESS ENTITY
FIDELITY MAGELLAN FUND GENERAL DESCRIPTION OF THIS BUSINESS
Large Growth
FAIR MARKET VALUE
[] $2,000 - $10,000
[] $t00,001 - $1,000,000
[] $1o.ool - $10o, ooo [] Over $1,000,000
NATURE OF INVESTMENT
[] Stock [] Other (De.be)
[] Padnershlp O Income Received of $0 - $499 O Income Received of $500 or More (Report on Schedule C)
IF APPLICABLE, UST DATE:
ACQUIRED DISPOSED
NAME OF BUSINESS ENTITY
JANUS TWENTY FD CL T" GENERAL DESCRIPTION OF THIS BUSINESS
Large Growth
FAIR MARKET VALUE
[] $~ooo - [] $IOO.OO~ - $1,o0o.ooo
[] $10,001 - $100,000
[] Over $1,000,000
NATURE OF INVESTMENT
(De.be) [] Partnership O Income Received of $0 - $499
0 Income Received of $500 or More (Repo,’t on Schedule 0
IF APPLICABLE, LIST DATE:
ACQUIRED DISPOSED
NAME OF BUSINESS ENTITY
ISHARES TR RUSSELL 2000 VALUE ETF * GENERAL DESCRIPTION OF THIS BUSINESS
Small Value
FAIR MARKET VALUE
[] $2,000 - $I0,0O0 [] $IO0,O01 - $1,ooo,ooo
[] $IO,OOl. $10o,ooo
[] Over $1,000,000
NATURE OF INVESTMENT Stock [] Other
(Des~ibe) [] Partnership O Income Received of $0 - $499
O Income Received of $500 or More (Repot/on Schedule O
IF APPUCABLE, LIST DATE:
ACQUIRED DISPOSED
NAME OF BUSINESS ENTITY
FIDELITY SLCT BIOTECH PORT GENERAL DESCRIPTION OF THIS BUSINESS
Biotechnology
FAIR MARKET VALUE
[] $2,00o - $10,000
[] $100,001 - $I.OOO,O0o [] $10,001 - $10o.000
[] Over $1,000,000
NATURE OF INVESTMENT
[] Partnership O Income Received of $0 - $499 O Income Received of $500 or More (Report on Schedule
IF APPUCABLE, LIST DATE:
ACQUIRED DISPOSED
NAME OF BUSINESS ENTITY
SCHWAB 1000 INDEX FUND GENERAL DESCRIPTION OF THIS BUSINESS
Large Blend
FAIR MARKET VALUE
[] $2,ooo - $1o,ooo [] $100.001 - $I,000.00o
NATURE OF INVESTMENT
[] sto~ [] o=or
[] $10,0ol - $100.000
[] Over $1,000,000
(Describe)
[] Padnership O Income Received of $0 - $499 0 Income Received of $500 or More [Report on Sc.hedule C)
IF APPUCABLE, LIST DATE:
ACQUIRED DISPOSED
Comments: Page 16 * Duplicates represent separate blocks of equities
FPPC Form 700 (2013/2014) FPPC Advice Emalh [email protected]
FPPCTolI-Free Helpline: 866/275-377Z www.fppc.ca.gov
-
SCHEDULE A-1 Investments
Stocks, Bonds, and Other Interests (Ownership Interest is Less Than 10%)
Do not attach brokerage or financial statements.
Name
Dana B. Simonds
NAME OF BUSINESS ENTITY
i Bonds GENERAL DESCRIPTION OF THIS BUSINESS
Government Bonds FAIR MARKET VALUE
[] S2,000 - SlO,O00
[] $Ioo,ool - Sl,OOO, OOO [] $I0,001 - $100,000
[] Over $I,000,000
NATURE OF INVESTMENT- -
[] Stock [] Other uonos (Der, oibe)
[] Partnership O Income Rec~ved of $0 - $499
NAME OF BUSINESS ENTITY
Vanguard Windsor Fund Investor Shares GENERAL DESCRIPTION OF THIS BUSINESS
Value Blend
FAIR MARKET VALUE
[] $2,000 - $10.000
[] $~00,001 - $I,000,000
[] $10,001 - $100,000
[] Over $I,000,000
NATURE OF INVESTMENT
(Describe) [] Padners~ip O Income Received of $0 - $499
O Income Received of $500 or More fRepo~ on .schedu/e C)
IF APPLICABLE. LIST DATE:
ACQUIRED DISPOSED
NAME OF BUSINESS ENTITY
Vanguard 500 Index Fund Admiral Shares GENERAL DESCRIPTION OF THIS BUSINESS
Large Blend
FAIR MARKET VALUE
[] $2,000 - $10,000
[] $100,001 - $1.000.000
[] $10,001 - $I00,000 [] Over $I,000.000
NATURE OF INVESTMENT
(Desc~a) [] Padners~ip O Income Received of $0 o $499
O Income Received of $500 or More (Report on Schedule C]
IF APPUCABLE, LIST DATE:
ACQUIRED DISPOSED
NAME OF BUSINESS ENTITY I~
Vanguard International Growth Fund Admiral Sh
0 Income Received of $500 or More (Report on Schedule
IF APPLICABLE, UST DATE:
ACQUIRED DISPOSED
NAME OF BUSINESS ENTITY
Vanguard Intermediate-Term Tax-exempt Fund GENERAL DESCRIPTION OF THIS BUSINESS
Muni-bonds
FAIR MARKET VALUE
[] $2,000 - $10,000
[] $100.001 - $1,000,000
[] $10,001 - $100,000
[] Over $1,000,000
NATURE OF II’@~ESTMENT Bonds [] st~ [] ~=
(Desc~e) [] Partnership O Income Received of $0 - $499
O Income Received of $500 or More (Report" on Schedule O
IF APPLICABLE, UST DATE:
, , , ACQUIRED DISPOSED
NAME OF BUSINESS ENTITY
Vanguard Limited-Term Tax-Exempt Fund Inves GENERAL DESCRIPTION OF THIS BUSINESS GENERAL DESCRIPTION OF THIS BUSINESS
International Growth FAIR MARKET VALUE
[] $2.0o0 - $~o,ooo [] $1oo,ool - $1.ooo.ooo
[] $~o.ool - s~oo,ooo [] over $1,ooo.ooo
NATURE OF INVESTMENT
(Detc~be)
[] Padnership O Income Received of $0 - $499
O Income Received of $500 or More (Relx~ on ,~hedu/e C)
IF APPLICABLE, UST DATE:
ACQUIRED DISPOSED "’"
Muni-bonds FAIR MARKET VALUE
[] $2,000 - $I0,000
[] $100,001 - $1,000,000
[] $~o,ool. $1oo,ooo [] Over $1,ooo.ooo
NATURE OF INVESTMENT nonds [] Stock [] Other "’
(Desoibe)
[] Padners,hip 0 Income Received of $0 - $499 0 Income Received of $500 or More (Repo~ ~ Schedule C)
IF APPUCABLE. UST DATE:
/ , ACQUIRED DISPOSED
Comments: Page 17 * Duplicates represent separate blocks of equities
FPPC Form 700 (2013/2014) FPPC Advice Emaih [email protected]
FPPCTolI-Free Helpline: 866/275-3772 www.fppc.ca.gov
-
SCHEDULE A-1 Investments
Stocks, Bonds, and Other Interests (Ownership Interest is Less Than 10%)
Do not attach brokerage or financial statements.
Name
Dana B. Simonds
NAME OF BUSINESS ENTITY
Vanguard U.So Growth Fund Investor Shares GENERAL DESCRIPTION OF THIS BUSINESS
Large Growth
FAIR MARKET VALUE
[] $2,ooo - $1o,ooo [] $100,001 - $1,000,000
[] $10,001 - [] Over $1,000,000
NATURE OF INVESTMENT
[] Stock [] Other (De~dbe)
[] Pannership O Income Received of $0 - $499 O Income Received of $500 or More (Repod on Schedule
IF APPUCABLE, UST DATE:
ACQUIRED DISPOSED
NAME OF BUSINESS ENTITY
Gametrics GENERAL DESCRIPTION OF THIS BUSINESS
Biotech
FAIR MARKET VALUE
[] $2,000 - $1D,000
[] $100.001 - $1,000.000
[] $10,001 - $100,000
[] Over $1.000.000
NATURE OF INVESTMENT [] sto= [] ~er [] Partnemhip O Income Received of $0 - $499
O Income Received of $500 or More (Repo~ on Schedule C)
IF APPUCABLE, UST DATE:
Acou,RED DISPOSED NAME OF BUSINESS ENTITY
SIMS/Signature Place, LP GENERAL DESCRIPTION OF THIS BUSINESS
Real Estate FAIR MARKET VALUE
[] $2.000 - $10,000
[] $100,001 - $1,000,000
[] $10.001 - $100.000
[] Over $~,ooo, ooo
NATURE OF INVESTMENT ..... [] Stock [] Other Limlma Partnership
[] Padnership O Income Received of $0 - $499 O Income Received of $500 or More (Repo~ on Schedule C;
IF APPLICABLE, LIST DATE:
ACQUIRED DISPOSED
NAME OF BUSINESS ENTITY
WestAmerica Banex~r~oration GENERAL DESCRIPTION OF THIS BUSINESS
Financial FAIR MARKET VALUE
[] $2,ooo - $1o,ooo
[] $100,001 - $1,00o,000
[] $10,0Ol - $100,000
[] Over $1,000,000
NATURE OF INVESTMENT
(Des~be] [] Partnership 0 Income Received of $0 - $499
0 Income Received of $500 or More (Report on Schedule
IF APPLICABLE, LIST DATE:
ACQUIRED DISPOSED
NAME OF BUSINESS ENTITY
SIMA Lakeshore, LLC GENERAL DESCRIPTION OF THIS BUSINESS
Real Estate
FAIR MARKET VALUE
[] $2,000 - $10,000
[] $100,001 - $1.000,000
[] $10,001 - $100,000
[] Over $1,000,000
NATURE OF INVESTMENT ..... [] Stock [] Other LimKea
(D~aibe) [] P~ip 0 In.me R~v~ ~ $0 - ~99
~ In.me R~ved
IF APPUCABLE, UST DATE:
ACQUIRED DISPOSED
NAME OF BUSINESS ENTITY
Goldman Sachs GR 4% PFD SERD GENERAL DESCRIPTION OF THIS BUSINESS
Preferred stock FAIR MARKET VALUE
[] $2.000 - $10,000
[] $100,001 - $1,000,000
NATURE OF INVESTMENT
[] ~o= [] o=er
[] $10,001 - $100,000
[] Over $1,000,000
(Des=be)
[] Partnership 0 Income Received of $0 - $499 0 Income Received of $500 or More (Repo~ ~n Schedule C)
IF APPLICABLE, UST DATE:
ACQUIRED DISPOSED
Comments: Page 18 * Duplicates represent separate blocks of equities
FPPC Form 700 (2013/2014) FPPC Advice Emaih [email protected]
FPPCTolI-Free Helpline: 866/275-3772 www, fppc.ca.gov
-
SCHEDULE A-1 Investments
Stocks, Bonds, and Other Interests (Ownership Interest is Less Than 10%)
Do not attach brokerage or financial statements.
Name
Dana B. Simonds
NAME OF BUSINESS ENTITY
Liberty Interactive A Series A GENERAL DESCRIPTION OF THIS BUSINESS
Digital Commerce
FAIR MARKET VALUE
[] $2,000 - $10,000
[] $100,001 - $1,000,000 [] $10,001 - $100.OO0
[] Over $I,OOO.OO0
NATURE OF INVESTMENT
[] Stock [] Other [DeK~ibe)
[] Partnership O Income Received of $0 - $499
NAME OF BUSINESS ENTITY
Liberty Tripadvisor Hldg Ser A GENERAL DESCRIPTION OF THIS BUSINESS
Online travel
FAIR MARKET VALUE
[] S2,000 - $10.000
[] $1oo,ooi - $1,0OO,000 [] $~o,oo4 - $4oo,ooo [] Over $1,000,000
NATURE OF INVESTMENT
[] Stock [] Other (Desoibe)
[] Partnership O Income Received of $0 - $499 O Income Received of $500 or More (Report on Schedule C)
IF APPLICABLE, UST DATE:
I I _t~ I 11~_ ACQUIRED DISPOSED
NAME OF BUSINESS ENTITY
Pulse Seismic In F GENERAL DESCRIPTION OF THIS BUSINESS
Seismic data for energy exploration
FAIR MARKET VALUE
[] $2.ooo. $1o,ooo [] $1o.ool - $1oo.ooo [] $1oo,oot - $1.ooo.0oo [] Over $t,ooo, ooo
NATURE OF INVESTMENT
[] Padnemhip O Income Received of $0 - $499 O Income Received of $500 or More (Report on S~edule C)
IF APPLICABLE, LIST DATE:
ACQUIRED DISPOSED
NAME OF BUSINESS ENTITY
Wells Fargo 5.125 PFD Due 11/20/99 GENERAL DESCRIPTION OF THIS BUSINESS
Preferred financial stock FAIR MARKET VALUE
[] $2.000 - $I0,000 [] $I0.001 - $100,000
[] $100,001 - $1,0OO.000 [] ~ $I,000,000
NATURE OF ~%T~thEerNT Preferred stock [] Stock
(De.be) [] Partnership O Income Received of $0 - $499
O Income Received of $500 or More (Rep~t on Schedule C)
IF APPLICABLE, LIST DATE:
ACQUIRED DISPOSED
O Income Received ~f $500 or More ~Report on Sct~dule CJ
IF APPLICABLE, LIST DATE:
ACQUIRED DISPOSED
NAME OF BUSINESS ENTITY
Reading International A Class A GENERAL DESCRIPTION OF THIS BUSINESS
Real Estate
FAIR MARKET VALUE
[] $2,000 - $10,000
[] $100.001 - $1,000,000
[] $10,001 - $1OO,000
[] Over $1,000,000
NATURE OF INVESTMENT
[] Stock [] Other
[] Padnerz~ip O Income Received of $0 - $499 O Income Received of $500 or More ,Weport on Schedule C]
IF APPUCABLE, UST DATE:
ACQUIRED DISPOSED
NAME OF BUSINESS ENTITY
Callon Pete C 10% PFD SerA GENERAL DESCRIPTION OF THIS BUSINESS
Energy Preferred Stock FAIR MARKET VALUE
[] $2,000 o $10,000 [] S10.001 - $100,000 [] $10o,0ol - $1,000,0o0 [] Over $I.OOO,OO0
NATURE OF INVESTMENT-- - - [] stoc~ [] Other P’rm’errea stock
(De=~zibe) [] Partnership 0 Income Received of $0 - $499
O Income Received of $500 or More (Repot/on Schedule C)
IF APPLICABLE, UST DATE:
ACQUIRED DISPOSED
Comments: Page 19 * Duplicates represent separate blocks of equities
FPPC Form 700 (2013/2014) FPPC Advice Emall: advice@fpp," ca,l~ov
FPPCTolI-Free Helpline: 866/275-3772 wwwofpw.ca.8ov
-
SCHEDULE A-1 Investments
Stocks, Bonds, and Other Interests (Ownership Interest is Less Than 10%)
Do not attach brokerage or financial statements.
Name
Dana B. Simonds
¯ NAME OF BUSINESS ENTITY
Crimson Wine Group GENERAL DESCRIPTION OF THIS BUSINESS
Wine
FAIR MARKET VALUE
[] $2,000 - $10,000
[] $1oo,ool. $1,ooo,ooo
[] $10,OOl - $1OO,OOO
[] o~r $1,ooo,oo0
NATURE OF INVESTMENT
[] st~ [] ~e~ (De~:~be)
[] Padnership O Income Received of $0 - $499
NAME OF BUSINESS ENTITY
Deere & Co GENERAL DESCRIPTION OF THIS BUSINESS
Industrial Equipment
FAIR MARKET VALUE
[] $2,0OO - =10,000
[] $1oo,ooi - $1,0oo,ooo
[] $1o,ool - $1oo,ooo
[] Over $1,000,000
NATURE OF INVESTMENT
[] Stack [] Other (Describe)
[] Padnership O Income Received of $0 - $499 O Income Received of $5OO or More (Repod on Schedule
IF APPLICABLE, UST DATE:
ACQUIRED DISPOSED
NAME OF BUSINESS ENTITY
Equity Commonwe 6.5%PFD Conv SerD GENERAL DESCRIPTION OF THIS BUSINESS
REIT
FAIR MARKET VALUE
[] $2.000 - $10,OO0
[] $100,001 - $1,000,000
[] $10,001 - $100,000
[] Over $1,000,000
NATURE OF INVESTMENT ¯ [] Stack [] Other Convertible preferred stock
(Desc~be) [] Padners~fp O Income Received of $0 - $499
0 Income Received of $500 or More (Reporf on Schedule
IF APPLICABLE, UST DATE:
ACQUIRED ~ DISPOSED
¯ NAME OF BUSINESS ENTITY
IBM GENERAL DESCRIPTION OF "THIS BUSINESS
Business Machines
FAIR MARKET VALUE
[] $2,ooo - $~o,ooo [] $1oo,ool - $1,oo0,ooo
[] $I0,001 - $I00,000
[] Over $1,000,000
NATURE OF INVESTMENT
(Oes~be)
[] Partnership O Income Received of $0 - $499 O Income Received of $500 or More (Repo~ on 3chedule C)
IF APPLICABLE, UST DATE:
0 Income Received of $500 or More (Report on Schedule
IF APPLICABLE, LIST DATE:
ACQUIRED DISPOSED
NAME OF BUSINESS ENTrW
Google IN CICNon-Voting GENERAL DESCRIPTION OF THIS BUSINESS
Technology
FAIR MARKET VALUE
[] $2,000 - $~o, o0o [] $1oo, ool - $1.ooo,ooo
[] $IO,ooi - $~oo,~o [] Over $I,~O,~O
NATURE OF INVESTMENT
(D~be) [] Padnership O Income Received of $0 - $499
O Income Received of $500 or More (Report on Schedule
IF APPUCABLE, LIST DATE:
ACQUIRED DISPOSED
NAME OF BUSINESS ENTITY
Liberty Broadband CI A GENERAL DESCRIPTION OF THIS BUSINESS
internet
FAIR MARKET VALUE
[] $2,000. $1o,ooo [] $1OO,OOl - $1.0OO.0OO
NATURE OF INVESTMENT [] sto~ [] o=~
[] $10.ool - $100.000
[] Over s~,ooo, ooo
[] Partnership 0 Income Received of $0 - $499 0 Income Received of $500 or More (Report on Schedule C)
IF APPLICABLE, LIST DATE:
ACQUIRED DISPOSED
Comments: Page 20 * Duplicates represent separate blocks of equities
FPPC Form 700 (2013/2014) FPPC Advice Emaih [email protected]
FPPCTolI-Free Helpline: 866/275-3772 www.fppc.ca.gov
-
SCHEDULE A-1 Investments
Stocks, Bonds, and Other Interests (Ownership Interest is Less Than 10%)
Do not attach brokerage or financial statements.
Name
Dana B. Simonds
NAME OF BUSINESS ENTITY
Liberty Broadband CL C GENERAL DESCRIPTION OF THIS BUSINESS
Telecommunications
FAIR MARKET VALUE
[] $2,000 - $10,000
[] $1oo,ooi - $i,ooo.ooo [] $10,001 - $100,000
[] Over $1,000,000
NATURE OF INVESTMENT
[] Stock [] Other (Der~dbe)
[] Partnership O Income Received of $0 - $499 O Income Received of $500 or More {Repod on, Sc~edu~s C)
IF APPLICABLE. UST DATE:
ACQUIRED DISPOSED
1," NAME OF BUSINESS ENTITY
Weight Watchem GENERAL DESCRIPTION OF THIS BUSINESS
Health services
FAIR MARKET VALUE
[] $2,000 - $1o,ooo [] $ioo, ooI - $I,OOO,OOO
[] $1o, ool - $1oo, ooo [] Over $1.000.000
NATURE OF INVESTMENT
(Describe) [] Padnership O Income Received of $0 - $499
O Income Received of $500 or More (RepoJ~ on S~edule C)
IF APPLICABLE, LIST DATE:
, ...... ACQUIRED DISPOSED
NAME OF BUSINESS ENTITY
GENERAL DESCRIPTION OF THIS BUSINESS
FAIR MARKET VALUE
[] $2.000 - $1o,ooo [] $1oo.ool - $I,OOO,OOO
NATURE OF INVESTMENT
[] s=~ [] o=~
[] $10,001 - $100,000 [] Over $1,000,000
(De=~dbe)
[] Partnership O Income Received of $0 - $499 O Income Received of $500 or More (Repo~f on S~edule C)
IF APPIJCABLE, LIST DATE:
ACQUIRED DISPOSED
g" NAME OF BUSINESS ENTITY
Loews Cor~ GENERAL DESCRIPTION OF THIS BUSINESS
Entertainment
FAIR MARKET VALUE
[] $2,000 - $10,000 [] $1oo,ool - $1,ooo,ooo
[] $10,001 - $100,000
[] Over 11,000,000
NATURE OF INVESTMENT [] Stock [] Other
(Describe) [] Partnership 0 Income Received of $0 - $499
O Income Received of $500 or More fRepod on $chedu/e C)
IF APPUCABLE. UST DATE:
ACQUIRED DISPOSED
NAME OF BUSINESS ENTITY
GENERAL DESCRIPTION OF THIS BUSINESS
FAIR MARKET VALUE
[] $2,000 - $10,000
[] $100,001 - $1,000,000
[] $Io.ooI. $1oo, ooo [] Over $I,OOO,OOO
NATURE OF INVESTMENT
[] Partnership 0 Income Received of $0 - $499 O Income Received of $500 or More (Re, poe on Schedule
IF APPLICABLE, LIST DATE:
ACQUIRED DISPOSED
NAME OF BUSINESS ENTITY
GENERAL DESCRIPTION OF THIS BUSINESS
[] $10,001 - $1oo,o00 [] C~r $1.000,000
FAIR MARKET VALUE
[] $2,000 - $10,000
[] $100,001 - $1,000,000
NATURE OF INVESTMENT [] sto= []
(Desc~be)
[] Partnership O Income Received of $0 - $49g
O Income Received of $500 or More (Re/x~ on Schedule 0
IF APPLICABLE, UST DATE:
ACQUIRED DISPOSED
Comments: Page 21 * Duplicates represent separate blocks of equities
FPPC Form 700 (201312014) FPPC Advice Email: [email protected]
FPPCTolI-Free Helpline: 8661275-377Z www.fppc.ca.gov
-
SCHEDULE A-2 Investments, Income, and Assets
of Business Entities/Trusts (Ownership Interest is 10% or Greater)
Name
Simonds Investments LLC Name
3335 Scrub Oak Ave., Santa Rosa, CA 95404 Address (Business Address Acceptable)
Check one [] Trust, go to 2 [] Bu~ness EnVy, complete fhe box, then go to 2
GENERAL DESCRIPTION OF THIS BUSINESS
FAIR MARKET VALUE IF APPUCABLE, LIST DATE:
~]$0 - $1,999 $2,ooo- $1o,0oo I I_!~_ .. i._.j i_~ $10,001 - $100,000
ACQUIRED DISPOSED
$1oo,oo~ - $1,o0o,o0o [] Over $1,ooo,ooo
NATURE OF INVESTMENT
[] Partnership [] So/e Propdeto,’ship []
YOUR BUSINESS POSITION
[] $o - $499
[] ssoo. $1,oo0
Check one box:
[] $10.001 - $10O,000
[] OVER $100,000
[] INVESTMENT [] REAL PROPERTY
2274 Claibome Circle, Santa Rosa, CA 95403 Name of Business Entity, if Investment, or , _ Assessor’s Parcel Number or Street Address of Reaa e’ropem/
Rental home Description of Business Activity or City or Other Predse Loea~on of Real Property
Simonds Investments II LLC Name
3335 Scrub Oak Ave., Santa Rosa, CA 95404 Address (Business Address Acceptable)
Check one [] Trust, go to 2 [] Business Erdity. complete the box, then go to 2
GENERAL DESCRIPTION OF THIS BUSINESS
FAIR MARKET VALUE IF APPLICABLE, UST DATE:
[] $0 - $1,999
[] $2.o0o - $1o.ooo / I..~__ I i~1~ I J $10,001 - $100,000 ACQUIRED
DISPOSIng)
[] $1oo,ool - $1,ooo,o0o [] Over $I,000,000
NATURE OF INVESTMENT
[] Partnership [] Sole Propdetorship []
YOUR BUSINESS PosmoN
[] $0 - $499 [] ssoo. $1,ooo [] $I,OOl - $1o,ooo
[] $1o,0ol - $10o,ooo [] OVER $1oo,ooo
[] None
Innovative Pedodontics and Implantology, John Flinter, Daniel O’Donnell, Charles P. De La Forest, Joe Piasta
FAIR MARKET VALUE IF APPUCABLE, LIST DATE: [] $2,ooo - $1o,ooo [] S10,001 - S10o,0oO I~ ’l~ , I
[] $10o,o01 - $1,o0o,o0o ACQUIRED DISPOSED
[] Over $1,000,000
NATURE OF INTEREST [] Prope~ Owner~ip/Deed of Trust [] Stock ~1 Padnership
[] Leasehold [] Other , Yrz, remaining
[] Check box if additional schedules reporting investments or real property are attached
Check one box: ,
[] INVESTMEN~ [] REAL PROPERTY 2213 Mendocino Ave., Santa Rosa, CA 95403 Name of Business Entity. if Investment, or Assessor’s Parcd Number or Street Address of Real Property
Office building DescdpUon of Business Activity or
FAIR MARKET VALUE IF APPLICABLE, LIST DATE: [] $2,000 - $10,000 [] $10,001 - $100,000 / / ~1_ / / 0
[] $100,001 - $1,00O,000 ACQUIRED DISPOSED
[] Over Sl,000,0o0
NATURE OF INTEREST [] Propedy Ownership/Deed of Trust
[] Leasehold . [] Other Yrs. remaining
[] Stock [] Partnership
[] Check box if additional schedules reporting investments or real property are attached
Commen~: FPPC Form 700 {2013/2014) Sch. A-2
FPPC Advice Emalh [email protected] FPPCTolI-Free Helpline: 866/275-3772 www.fppr.ca.gov
-
SCHEDULE A-2 Investments, Income, and Assets
of Business Entities/Trusts (Ownership Interest is 10% or Greater)
Name
James A. Simonds, D.M.D. Name
2213 Mendocino Ave, Santa Rosa, CA 95403 Address (Business Address Acceptable)
Check one [] Trust, go to 2 [] Bu~ness En~ty, complete the box. then go to 2
GENERAL DESCRIPTION OF THIS BUSINESS
Periodontal dental pract~e~
FAIR MARKET VALUE IF APPLICABLE, UST DATE:
[~$0 - $1,999 $2,000 - $10,000 I I ’1~ ..___/ I._~_.
~1~__1 $10,001 - $100,000 ACQUIRED DISPOSED
$100,001 - $1,000,000
[] Over $I,OOO.OOO
NATURE OF INVESTMENT [] Paltnemhip [] Sole Propdetomhip [] Independent Contractr
Other
YOUR BUSINESS POSITION Periodontist
[] $0 - $499 [] $500. $1,o0o [] $1.ooi - StO,OOO
[] N~o
Innovativ
Check one box:
[] $10,001 - $100,000 [] OVER $100,000
Pedodontics and Implantolog),
[] INVESTMENT [] REAL PROPERTY
Name of Business Entity, if Investment, or Assessor’s Parcel Number or Street Address of Real Properly
Descdp(ion of Business Activity or C~ or Other Precise Loca~o~ of Rea~ Property
Simonds Investments LLC Name
3335 Scrub Oak Ave., Santa Rosa, CA 95404 Address (Business Address Acceptable)
Check one [] Tmst, go to 2 [] Business Entity, complete the box, then go to
GENERAL DESCRIPTION OF THIS BUSINESS
FAIR MARKET VALUE
[] $0- $1,999
~[_~_] $2,000 - $10.000 $10,001 - $100,000
[]~ $100,1~1 - Over $1.000,000
IF APPUCABLE, LIST DATE:
ACQUIRED DISPOSED
NATURE OF INVESTMENT
[] Partnership [] So~e Proprietorship []
YOUR BUSINESS PosmoN
[] $0 - $499 [] $500 - $1,000
[] 11,ooi - $IO,OOO
"-] None
Bodega Bay and Beyond
Check one box:
FAIR MARKET VALUE IF APPUCABLE, UST DATE:
~ S2,000 - $10,000 $10,001 - $100,000 / ! 1~ / / ~ [] $100,001 - $1,000,000 ACQUIRED DISPOSED
[] Over $1,000,000
NATURE OF INTEREST [] Propedy Ownership/Deed of Trust [] Stock [] Partnership
[] Leasehold [] Other Ym. remaining
[] Check box if additional schedules reporting investments or real property are attached
[] $10,001 - $100,000
[] OVER $100,000
[] INVESTMENT [] REAL PROPERTY
841 Gull Dr., Bodega Bay, CA 94923 Name of Business Entity, if Investment, or Assessor’s Parcel Number or Street Address o~ Real Property
Vacation Rental Description of Business Activity or C~ or Other Precise Location of Rea~ Property
FAIR MARKET VALUE IF APPLICABLE, LIST DATE:
F~! $2,o0o - Sl0,00o SlO,OOl - $1oo,ooo _.__/.___.] ’l~ I
[] $1oo,0ol - $1,o0o,0oo ACQUIRED DISPOSED
[] over $1.o00.o0o
[] Pa~nership NATURE OF INTEREST [] Property Ownership/Deed of Trust [] Stock
[] Leasehold [] Other, Yrl. remaining
[] Check box if additional sdledules reporting investments ix real property are attached
Commen~: FPPC Form 700 (2013/2014) Sch. A-2
FPPC Advice Emalh [email protected] FPPCTolI-Free Helpline: 866/275-3772 www.fppc.ca.gov