Service-oriented sharing of energy in wireless access ...

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HAL Id: hal-01423091 https://hal.archives-ouvertes.fr/hal-01423091 Submitted on 28 Dec 2016 HAL is a multi-disciplinary open access archive for the deposit and dissemination of sci- entific research documents, whether they are pub- lished or not. The documents may come from teaching and research institutions in France or abroad, or from public or private research centers. L’archive ouverte pluridisciplinaire HAL, est destinée au dépôt et à la diffusion de documents scientifiques de niveau recherche, publiés ou non, émanant des établissements d’enseignement et de recherche français ou étrangers, des laboratoires publics ou privés. Distributed under a Creative Commons Attribution - NonCommercial - NoDerivatives| 4.0 International License Service-oriented sharing of energy in wireless access networks using shapley value Wilfried Yoro, Tijani Chahed, Mamdouh Tabach, Taoufik En-Najjary, Azeddine Gati To cite this version: Wilfried Yoro, Tijani Chahed, Mamdouh Tabach, Taoufik En-Najjary, Azeddine Gati. Service-oriented sharing of energy in wireless access networks using shapley value. Computer Networks, Elsevier, 2017, 113 (February 2017), pp.46-57. 10.1016/j.comnet.2016.11.010. hal-01423091

Transcript of Service-oriented sharing of energy in wireless access ...

Page 1: Service-oriented sharing of energy in wireless access ...

HAL Id: hal-01423091https://hal.archives-ouvertes.fr/hal-01423091

Submitted on 28 Dec 2016

HAL is a multi-disciplinary open accessarchive for the deposit and dissemination of sci-entific research documents, whether they are pub-lished or not. The documents may come fromteaching and research institutions in France orabroad, or from public or private research centers.

L’archive ouverte pluridisciplinaire HAL, estdestinée au dépôt et à la diffusion de documentsscientifiques de niveau recherche, publiés ou non,émanant des établissements d’enseignement et derecherche français ou étrangers, des laboratoirespublics ou privés.

Distributed under a Creative Commons Attribution - NonCommercial - NoDerivatives| 4.0International License

Service-oriented sharing of energy in wireless accessnetworks using shapley value

Wilfried Yoro, Tijani Chahed, Mamdouh Tabach, Taoufik En-Najjary,Azeddine Gati

To cite this version:Wilfried Yoro, Tijani Chahed, Mamdouh Tabach, Taoufik En-Najjary, Azeddine Gati. Service-orientedsharing of energy in wireless access networks using shapley value. Computer Networks, Elsevier, 2017,113 (February 2017), pp.46-57. �10.1016/j.comnet.2016.11.010�. �hal-01423091�

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Service-oriented Sharing of Energy in WirelessAccess Networks Using Shapley Value

Wilfried Yoro∗, Mamdouh El Tabach∗, Taoufik En-Najjary∗, Azeddine Gati∗, Tijani Chahed†∗Orange Labs, Chatillon, France

† Institut Mines-Telecom, Telecom SudParis, UMR CNRS 5157 SAMOVAR, Evry, FranceEmail: {wilfried.yoro, mamdouh.eltabach, taoufik.ennajjary, azeddine.gati}@orange.com

[email protected]

Abstract—We investigate in this paper the sharing of energyconsumption among service categories in the access of a wirelessnetwork. We focus on the fixed component of the energy con-sumption, which is known to be significantly larger than the load-dependent variable component, and propose its sharing amongthe service categories based on coalition game concept, the Shap-ley value. We consider five service categories, two large players:streaming and web browsing, and three smaller ones: download,voice and other minor services, and compare our proposal withtwo other sharing methods: uniform and proportional whichfollows the same traffic proportions. Our results, applied on areal dataset extracted from an operational network in Europe,show that our proposal is more fair both towards small servicesin that it reduces their shares in comparison to the uniformapproach and towards larger services as it reduces their sharesin comparison with the proportional one. Indeed, our Shapley-based model accommodates both short term network behavior,in which the fixed energy component is independent of the trafficload, and longer term behavior, in which it varies with the loadand infrastructure. Uniform sharing accounts only for the shortterm, and the proportional one only for the longer term.

Index Terms—Energy consumption, Service-oriented, Mobilenetworks, Shapley value.

I. I NTRODUCTION

A CCORDING to Cisco [1], overall IP traffic will grow at acompound annual growth rate of23 percent from2014 to

2019. In order to face the Internet’s growth, Internet providersupgrade their networks so as to keep up or improve the usersperceived Quality of Experience. This leads to an increase inpower consumption, resulting in turn in two main challenges:economical, as operators margin is decreasing and ecological,in a context aiming at reducing greenhouse gas emissions.Thus the research in green networking has fostered a numberof investigations. For instance, Debaillie et al. [2] and Vuetal. [3] propose models for assessing the energy consumptionof the mobile access network. Vu et al. [4] and Jada et al. [5]introduce models for optimizing the energy consumption ofthe mobile access. Bianzino et al. [6] and McLauchlan et al.[7] discuss the main trends in the fields of green networkingand green energy.

If modeling the energy consumption of network elementsis important for optimization sake, investigations are moreand more focusing on the energy impact of services on thenetwork. In fact, knowing the energy consumption induced byservices should help in the eco-design of applications. Indeed,

in order to reduce the energy consumption of the network, apromising way consists in optimizing the energy consumed bythe network elements to offer a given service. To do so, oneneeds a model to assess the energy consumption induced byservices so as to measure the energy efficiency gain related togreen techniques. For example, the model can be implementedin a Life Cycle Assessment (LCA) software. A LCA softwareallows users to evaluate, compare and track the environmentalperformance of products, using notably steps suggested byISO14040 which specifies the principles and the frameworkapplicable to realize LCA, Ines et al. [8].

To date, the existing models assess mostly the energyconsumption for some specific applications (we will report onsome of them in section II). We propose in this work a modelfor sharing the global energy consumption of a mobile accessnetwork among the providedservices. By ”sharing”, we meanthe sharing of the responsibility of the energy consumptionbetween the different service providers using the network.Ineffect, traffic in the network originates from different serviceproviders, such as Google, Youtube, voice calls, etc. We groupin this paper services into five categories: streaming, web,download, voice and other minor services. We call each servicecategory a player. We propose to share the responsibility ofthe network’s energy consumption between these players. Theplayers’ responsibility may represent their contributionin thenetwork’s carbon footprint for example.

We focus specifically on the fixed component of energyconsumed in a mobile access network and its sharing be-tween different service categories. We consider several servicecategories representing players of different sizes, largeandsmall, in terms of traffic loads. We decompose the energy intovariable versus fixed components and share the former in amanner that is proportional to the traffic proportion of eachservice category. As of the latter, we propose an approachbased on coalition game concept, the Shapley value [9].

We consider two settings: one with a constant networkinfrastructure and one with an evolving one, over a largertime scale, in terms of additional and/or changing equipmentso as to keep up with an increase in the traffic load. In theformer setting, energy consumption as well as traffic load shallbe considered as constant, whereas in the latter setting, theywould both increase.

We study two variants of the sharing models: one whereno service category is mandatory and one with mandatory

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player(s) which reflects the realistic case where some operatorsmay be legally mandated by the state to offer a certain service,such as voice.

Unlike an equal sharing of the fixed energy that is unfairtowards players with small traffic load, and a sharing pro-portional to the traffic load that puts too much weight onthe players with large volume of traffic, our Shapley-basedmodel is a trade-off for all the players in that it puts lessweight on small players than equal sharing, and less weighton big players than proportional sharing. Our results encouragehence the transport of services with small traffic as well as theintroduction of novel ones, and also acknowledge the role ofservices with large traffic as major drivers for network activityand increased deployment.

The remainder of this paper is organized as follows. Insection II, we review some literature related to the assessmentof energy consumption per service category. In section III,wedescribe our Shapley-based models for sharing the fixed com-ponent of the energy consumption among service categories.We discuss some implementation issues of the Shapley-basedmodel and how we tackle these issues in section IV. In sectionV, we run numerical applications, comparing our Shapley-based proposal to uniform as well as proportional sharing ofenergy, on a real dataset taken from an operational Europeannetwork transporting three main service categories: streaming,browsing and download, in addition to voice and other minorservices. Eventually, section VI concludes the paper.

II. RELATED WORK.

Marquet et al. [10] investigate the energy consumption ofinformation and communication technology services and CO2emission at life-cycle of the equipment, including negative andpositive impacts: positive impact refers to potential gains dueto dematerialization, such as physical transport substitution.Negative impact refers to CO2 emissions notably. The modelfor assessing the end-to-end energy consumption of a serviceis based on the notion of consumption rate, i.e., the energyconsumed per unit of service, for example kWh/hour/user.However, no distinction is made between fixed and dynamicenergy consumption components.

Jalali et al. [11] discuss an energy model in order to estimatethe energy consumption of cloud applications, and is appliedto the case of sharing photos on Facebook. The model consistsin determining the energy consumed per bit on a device, thenmultiplied by the traffic volume of the service. Only the loaddependent power component is considered, the fixed powercomponent is ignored since it is independent of services.

Preist et al. [12] provide a statistical model to calculatethe overall energy output required for a digital service, froma Datacenter to the end user, using Monte Carlo analysis.No information is given about the nature of the energyconsumption, fixed, dynamic or both.

To date, the investigations in the literature related to mod-eling the energy consumption of services are based on inputsthat are very difficult or even impossible to measure. Marquetet al. [10] and Jalali et al. [11] cited above base their modelon the energy consumed per transmitted bit of the service by

the equipment implied on the path of the service flow. Thisapproach has several limits. Firstly, it allows modeling muchmore the energy consumed by an application than the oneconsumed by a service. Secondly, it is quite impossible tomeasure the energy consumed per bit of service, as most of thetime network equipment serve several services simultaneously.In order to overcome this complexity, the authors mostlyrefer to the power consumption models of the constructorswhich do not reflect the reality of the field. We propose tobase our model on realistic inputs, i.e., the traffic volumesorproportions of the service categories.

Depending on which network segment is considered, one ofthese component is preponderant over the other. For example,the energy consumption in the core of the network is largelyload-dependent because routers energy consumption variessignificantly with utilization, while it is largely independentof the load in the RAN because the access is typically under-loaded (typicallyρ < 50% so as not to exceed some operatingload threshold). Fig. 1 shows the power consumption of anoperating 4G base station versus its traffic load. These valuescome from traffic and power measurement probes installed inOrange France’s network. At10% of load, the fixed powerconsumption represents91% of the base station total powerconsumption.

600

800

1000

1200

0% 25% 50% 75% 100%Traffic load

eNod

eB p

ower

con

sum

ptio

n (W

att)

Fig. 1. Power consumption of a 4G base station.

III. M ODELING OF THE ENERGY CONSUMPTION SHARING.

A. Description of the system.

A wireless network is composed mainly of three segments,the access, the transport and the core, [13], [14], runningpossibly several technologies: 2G, 3G and 4G, as shown inFig. 2.

The Radio Access Network is the segment of the mobilenetwork interfacing the end-users and the mobile core network.The GSM EDGE Radio Access Network is composed ofthe Base Transceiver Station (BTS) and the Base StationController (BSC). A BTS implements minimum shift keyingmodulation for GSM and phase shift keying modulation forEDGE. It provides essentially voice services. The controller isin charge of the radio resource management and implements

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Fig. 2. The system.

resource allocation algorithms. A BSC implements Time Di-vision Multiple Access which consists in dividing the radioresource into8 time slots allocated to users.

The UMTS Terrestrial Radio Access Network is composedof the NodeB and the Radio Network Controller (RNC).The NodeB implements hyper phase shift keying modulationand provides voice and data services. The RNC, as withGSM, is in charge of the management of the radio resourceand implements Wideband Code Division Multiple Access asresource allocation algorithm.

The eNodeB hosts both the base station and the controllerfunctions in a single equipment, for LTE networks. OrthogonalFrequency Division Multiplex is the modulation technologyand Orthogonal Frequency Division Multiple Access the re-source allocation algorithm. LTE provides data services only.

Alongside with the network elements on a site, there arethe equipment of the Technical Environment composed of thecooling system, the rectifiers and the backup battery.

Traffic and energy measurements are regularly made on thenetwork for management and investigation purposes. Thesemeasures will feed our models in the numerical applications.

B. Energy consumption model

Let us first consider a radio access network with only oneradio technology (homogeneous network) transporting a setN of N service categories, consuming energyE to be sharedamong the provided service categories. As stated earlier, theenergy consumed by the access equipment is composed ofa variable and a fixed components, denoted byEv andEf ,respectively. Then we have

E = Ev + Ef (1)

Denoting byEi the energy consumption induced by servicecategoryi, with variable and fixed componentsEv

i andEfi ,

respectively,

Ei = Evi + Ef

i (2)

We first focus on the variable component of the energyconsumption of service categoryi. Let us denote byvi thetraffic volume of service categoryi.

Evi = ϕi × Ev (3)

whereϕi is the share of service categoryi in Ev, given by :

ϕi =vi∑N

k=1vk

(4)

As of the fixed energy component :

Efi = φi × Ef (5)

whereφi is the share of service categoryi in Ef .Unlike the variable component of the energy consumption,

that is, as shown above, proportional to the traffic proportions,we propose in this work to determineφi using the Shapleyvalue.

We begin by giving some introductory material on theShapley value concept, [9], [15]. This mathematical tool hasa number of applications in telecommunications, [16]–[18].

C. Shapley value

1) Cooperative game theory: In game theory, a cooperative game (or coalitional game)is a game which allows grouping of players within so-calledcoalitions, thanks for instance to the possibility of externalenforcement of cooperative behavior (e.g., through contractlaw). These are opposed to non-cooperative games in whichthere is no possibility to forge alliances. Cooperative gamesare typically analyzed in the framework of cooperative gametheory, which focuses on predicting which coalitions will form,the joint actions that groups take and the resulting collectivepayoffs. It is opposed to non-cooperative game theory whichfocuses on predicting individual players actions and payoffsand analyzing Nash equilibriums.

In cooperative game theory, there are two types of solutionconcepts. The unobjectionable solutions and the equitablesolutions. The former guarantees a sharing between the playerssuch that any coalition (grouping of players) cannot increaseits gain by leaving the coalition composed of all the players,called the grand coalition. Such solutions include the core. Thecore is the set of imputations under which no coalition has avalue greater than the sum of its members’ payoffs. Therefore,no coalition has incentive to leave the grand coalition andreceive a larger payoff. An imputation is a solution of thecooperative game that exactly splits the total value of thegrand coalition among the players, such that no player receivesless than what he could get on his own. A solution is avector of RN that represents the allocation to each player,with N the number of player. Equitable solutions take intoaccount some consideration of equity between players. Suchsolutions include the Shapley value. In this paper, we areconsidering the sharing of the responsibility of the network’senergy consumption between the players in a fair way, andhence the use of the Shapley value concept.

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2) Shapley value definition and properties: The Shapley value is a cooperative game concept used forsharing a common gain between the members of a coalition,in a fair way. The fairness of the Shapley value comes fromthe fact that the payoff of each player in the common gainis proportional to its contribution in the coalition’s gain. Letus consider a gameξ(N,V ) with N denoting the number ofplayers andV the characteristic function associating to eachcoalition of the game a value. A coalition is a set of playersthat cooperate so as to improve their revenue. The grandcoalition consists of all the players. There areN ! possiblescenarios of constructing the grand coalition.

Let Sσi denote the largest coalition not containing yet player

i in the construction of the grand coalition with regard toscenarioσ. We define the incremental cost vector associatedto the scenarioσ by:

cσinc = (cσinc({1}), · · · , cσinc({i}), · · · , c

σinc({N})) (6)

wherecσinc({i}) = V (Sσi ∪ {i}) − V (Sσ

i ), i.e., the marginalcontribution of player i inV (Sσ

i ∪ {i}).The Shapley valuexShapley is the arithmetic mean of

the incremental cost vectors associated to the scenarios ofconstructing the grand coalition,

xShapley =1

N !

σ

cσinc (7)

The Shapley value derived from the following axioms (φi

is the payoff of playeri) :

• Efficiency Axiom:∑

i∈N φi(V ) = V (N )• Symmetry Axiom: If player i and playerj are such

that V (S ∪ {i}) = V (S ∪ {j}) for every coalition S notcontaining playeri and playerj, thenφi(V ) = φj(V ).

• Dummy Axiom: If player i is such thatV (S) = V (S ∪{i}) for every coalitionS not containingi, thenφi(V ) =0.

• Additivity Axiom: If u andv are characteristic functions,thenφ(u+ v) = φ(v + u) = φ(u) + φ(v).

D. Game without mandatory players

As stated earlier, the game is characterized byξ(N,V ), withN the number of players andV the characteristic function.The characteristic function allocates to each coalition a cost,corresponding to a fraction of the fixed energy consumption.

Let S denote a coalition of sizes, with s = |S|, |.| thecardinal function. In the sequel, the payoffs of the playersandvalues of the coalitions are normalized by the fixed energyconsumption of the network, unless otherwise stated.

V (S) =

∑s

k1=1vk1,S

∑CsN

j2=1

∑s

k1=1vk1,Sj2

(8)

The value of coalitionS is the ratio of its traffic volumeversus the traffic volume of all the coalitions of same size asS, whose number isCs

N . vk,S is the traffic volume of thekth

player of coalitionS.The intuition behind the characteristic function can be seen

as follows: the value of a coalition should be a function of the

traffic volume and the number of services, as the fixed energycan be shared equally among the players when considering it isconstant, or shared proportionally to the traffic volumes whenconsidering it is load-dependent. Then, when considering onlycoalitions having the same number of members, we fix thevariable related to the number of services, and so the value ofa coalition should be only proportional to its traffic volume.Thus, the value of a coalition is the ratio of its traffic volumeversus the traffic volume of the coalitions having the samenumber of members as the given coalition. This explains thecharacteristic function we defined.

Now that the characteristic function of the game is de-termined, we use the Shapley value concept to compute thepayoffs of the players. According to Shapley, the payoffφi ofplayer i is:

φi(V, S) =1

N !

N∑

s=1

(N − s)!(s− 1)!

Cs−1

N−1∑

j1=1

δ({i}, S) (9)

whereδ({i}, S) = V (Sj1,{i})−V (Sj1,{i}\{i}) is the marginalcontribution of playeri, in coalitionS. It represents the costgained or lost by the coalitionS with the entry of playeri.

The computational complexity of (9) grows exponentiallyin the number of service categories, which could represent anobstacle for being implemented. We hence propose a closed-form expression for the Shapley value computation, derivedfrom (9).

Let pi denote the traffic proportion of playeri: pi =vi

vt.

The Shapley value ofi is then:

φi(N, pi) = (

N∑

s=1

1

sCsN

)pi

+ (

N∑

s=2

(Cs−2

N−1− Cs−1

N−1)Cs−2

N−2

Cs−1

N−1Cs−2

N−1sCs

N

)(1− pi) (10)

The derivation of this expression is found in Appendix A.

E. Game with a mandatory player

Let us now consider a game with a mandatory player. Asstated above, this is the case for instance when an operatorhas the obligation, by the state, to offer a given service,notably voice, when deploying a given network infrastructure.A mandatory player is such that there can not exist anycoalition without him.

Let us denote byi∗ the mandatory player ando a nonmandatory player. The characteristic function of the game isdefined as follows:

V (S) =

∑s

k1=1vk1,S

∑CsN

j2=1

∑s

k1=1vk1,Sj2

1i∗∈S (11)

φi∗ andφo of the mandatory playeri∗ and a non mandatoryplayero, respectively, are obtained by (9).

The closed-form expression of the Shapley value of themandatory player is :

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φi∗(N, pi∗) = (N∑

s=1

1

sCsN

)pi∗ + (N∑

s=2

Cs−2

N−2

Cs−1

N−1sCs

N

)(1− pi∗)

(12)The derivation of this expression is found in Appendix B-A.The closed-form expression of the Shapley value of a non

mandatory player is :

φo(N, pi∗, po) = (

N∑

s=2

(Cs−2

N−1− Cs−1

N−1)Cs−2

N−2

Cs−1

N−1Cs−2

N−1sCs

N

)pi∗

+ (

N∑

s=2

Cs−2

N−2

Cs−1

N−1sCs

N

)po

+ (N∑

s=3

(Cs−2

N−1− Cs−1

N−1)Cs−3

N−3

Cs−1

N−1Cs−2

N−1sCs

N

)(1− pi∗ − po) (13)

The derivation of this expression is found in Appendix B-B.

F. Game with only mandatory players

Let consider a game where all players are mandatory. Theclosed-form Shapley value of a player is given by:

φk(N) =1

N(14)

The derivation of this expression is found in Appendix C.Thus, in the special case where all the players are manda-

tory, the fixed energy consumption is uniformly distributedamong the service categories, whatever the traffic volumeproportions. The uniform model is a special case of theShapley-based model.

It is worth to note that the closed-form equations aresimplification of the Shapley value equation, reducing sig-nificantly the computational complexity of the algorithm, butwe lose at the same time the generality of the Shapley valueequation. Indeed, since the closed-form equations come fromthe replacement of the characteristic functionV in the Shapleyequation (Eqn. (9)) by its analytical expressions we definedinour work, these equations are therefore specific to the gamewe investigate.

G. Heterogeneous radio access network model

When the network is composed of several access technolo-gies, the sharing of the energy consumption is done per radiotechnology, then we deduce the overall sharing consideringallthe technologies.

Let T denote the set of radio technologies,Ft the setof services served by the sub-network associated with radiotechnologyt, Ev

t (Eft ) the variable (fixed) energy consumption

of the sub-networkt, vi,t the traffic volume of service categoryi on sub-networkt. The total network energy consumption(variable and fixed) induced by the servicei is :

Ei =∑

t∈T

(vi,t∑

k∈Ftvk,t

Evt + φi,t E

ft ) (15)

If θt is the share of the variable component of the energyconsumption, then :

Ei =∑

t∈T

(θtvi,t∑

k∈Ftvk,t

+ (1− θt) φi,t) Et (16)

H. Case of evolving network infrastructure

Over long periods of time, typically on the order of years,the network infrastructure needs to be upgraded in order tokeep up with traffic load increase, as depicted in Fig. 3.

Fixed energy consumption

of the network

Traffic evolution

of the network

0 1 2 3 4 5Upgrade epochs

Fig. 3. Evolution of the traffic load and network infrastructure.

When there are several upgrade levels to be modeled, theshare of a service category in the fixed energy consumption ofthe network is derived from its shares per technology and perupgrade level. LetL denote the set of upgrade levels,vi,t,l thetraffic volume of the service categoryi on the sub-networktconsidering the upgrade levell, Ev

t,l (Eft,l) the variable (fixed)

energy consumed by the sub-networkt on the upgrade levell.

Ei =∑

l∈L

t∈T

(vi,t,l∑

k∈Ftvk,t,l

Evt,l + φi,t,l E

ft,l) (17)

The traffic variations impact strongly the network upgrade,and so one needs to make again a fair sharing of energy andequipment costs, that take into account this aspect. For thispurpose, one can consider the variations of traffic,δv, insteadof the traffic volumes,v, in the model.

Ei =∑

l∈L

t∈T

(δvi,t,l∑

k∈Ftδvk,t,l

Evt,l + φi,t,l E

ft,l) (18)

IV. I MPLEMENTATION ISSUES

Fig. 4 shows the runtime (in second) of two algorithmsfor the computation of the Shapley values of the servicecategories, one using (9) - denoted by Classical - and the otherusing the closed-form expression (10) - denoted by Optimized.

The algorithm using the closed-form expression (10) hasa runtime almost independent of the number of service cate-gories in the network (less than1 second for up to50 servicecategories, the maximum number of service categories wemeasure in the considered network), while the algorithm using(9) has a computational complexity growing exponentially in

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0

100

200

300

0.08

0.10

0.12

0.14

0.16

Classical algorithm

Optim

ized algorithm0 10 20 30 40 50

Number of categories of service

Run

time

(s)

Fig. 4. Runtimes of the classical-based and closed-form-based Shapley valuealgorithms.

the number of service categories, does not converge and hassome resource limitation from a certain number of servicecategories (depending on the hardware and software envi-ronment). This comes from that (9) computes the marginalcontribution of each service category in allN ! scenariosof constructing the grand coalition, whilst the closed-formexpressions we derive from (9) are simple linear functions ofthe traffic proportions, which can be written in the followinggeneral forms:

φi(N, pi) = A(N)pi +B(N) (19)

for (10),φi∗(N, pi∗) = C(N)pi∗ +D(N) (20)

for (12) and

φo(N, pi∗, po) = E(N)pi∗ + F (N)po +G(N) (21)

for (13), where A(N), C(N), E(N), F (N) represent theimpact of traffic proportions in the sharing of the fixed energyconsumption, andB(N), D(N), G(N), the lower bounds ofthe players’ share in the fixed energy consumption.

For example, for N = 5, φi(pi) = A(5)pi +B(5) = 0.417 pi + 0.117. As depicted in Figs. 5 and 6,A(N), B(N), C(N), D(N), G(N) are asymptotically equiv-alent to 1/N . E(N), F (N) tend faster to 0. That is(10),(12) and (13) become respectivelyφi(N, pi) = 1+pi

N,

φi∗(N, pi∗) = 1+pi∗

Nand φo(N) = 1

Nfor large number of

services.It is worth to note thatφi(pi) = A(2)pi + B(2) = pi for

N = 2, which means the Shapley-based model is equivalentto a proportional distribution when considering just2 servicecategories, if none is considered as a mandatory service.

In addition, besides the simplification of the computationalcomplexity, the closed-form expressions give the lower bound

of the players’ share in the fixed energy consumption. Con-sidering for instance the scenario without a mandatory player,and considering 5 service categories, the minimum share of aservice category isB(5) = 12%.

Fig. 6 shows that the lower bound of the share of a servicecategory depends on the number of categories defined in themodel. Considering again the scenario without a mandatoryplayer, the minimum share of a player is maximal whenconsidering 5 service categories (12%) and minimal with 2service categories (0%).

0.00

0.25

0.50

0.75

1.00

0 10 20 30 40 50Number of categories of service

Impa

ct o

f tra

ffic

prop

ortio

ns o

n pl

ayer

s’ r

espo

nsab

ilitie

s

1/N

A(N)

C(N)

E(N)

F(N)

Fig. 5. Impact of traffic proportions in the fixed energy sharing.

0.0

0.1

0.2

0.3

0.4

0.5

0 10 20 30 40 50Number of categories of service

Low

er b

ound

on

play

ers’

res

pons

abili

ties

1/N

B(N)

D(N)

G(N)

Fig. 6. Lower bounds of the players’ share in the fixed energy consumption.

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7

V. NUMERICAL APPLICATIONS

We now turn to the evaluation of our Shapley-based sharingmodel of energy between different service categories. We con-sider Orange France’s network. The period of the study coverstwo years representing a mature 2G/3G network with earlyLTE deployments and associated traffic increase. We measureall voice and data services that are transmitted in the networkwith the following segmentation for the service categories: twolarge ones, namely streaming and web browsing, and threesmaller ones: download, voice and other minor services. Fig.7 shows their traffic proportions as taken from the real dataset.We consider just the traffic and energy consumption of the 3Gsub-network (the network of NodeBs and RNCs).

Voice

9%

Download

13%

Others Data

13%

Web

30%

Streaming

35%

Fig. 7. Traffic proportions per service category.

The variable component of the energy consumption isshared proportionally to the traffic loads, as this component isload-dependent. This implies that data services induced90%of the UMTS Terrestrial Radio Access Network (UTRAN)variable energy consumption. These services are dominatedby Over The Top (OTT) actors like Google.

A. Performance metric

In order to quantify the comparative performance betweenthe three sharing strategies, i.e., Shapley-based, uniform andproportional, we develop next several metrics and show thatthe third one will be the one we will use in our performanceevaluation.

Let S denote the set of strategies of the players.S ={u, p, s} with u denoting the uniform model,p the propor-tional model, ands the Shapley-based model. Each player hasthree strategies he can play. LetN denote the set of players,xki the fixed energy share of playeri when playing strategyk.

Let x̃i denote the minimum share of playeri, with regard toits strategies.

x̃i = min((xki )k∈S) (22)

x̃ = (x̃i)i∈N is the vector of minimum shares of the players.Let rki denote the regret of playeri, playing strategyk. It isthe difference between its share when playing strategyk andits minimum share.

rki = xki − x̃i (23)

rk = (rki )i∈N is the regret vector of the players when strategyk is chosen.

1) Pareto-dominant strategy:A strategyk maximizes thesatisfaction of the players if it is Pareto-dominant, that is, theassociated regret vector,rk, is such that:

rki ≤ rk′i ∀ i ∈ N , ∀ k′ ∈ S (24)

and

∃ i .s.t rki < rk′i (25)

We show that no strategy among the three we consider isPareto-dominant. Let assume that such a strategy exists. Let kandk′ be two given strategies.k is a Pareto dominant strategyimplies that

∑N

i=1xki <

∑N

i=1xk′i =⇒ 1 < 1. This absurd

result shows the non existence of a Pareto dominant strategyin this game. We thus turn to the social welfare strategy, whichminimizes the mean regret of the players.

2) Social welfare strategy:A strategy k maximizes thesatisfaction of the players if it minimizes their mean regretwith regard to the others strategies. However, all the strategiesoffer the same mean regret to the players, as shown next. LetRk denote the cumulative regret of the players, given strategyk.

Rk =∑N

i=1rki

Rk =∑N

i=1xki − x̃i

Rk =∑N

i=1xki −

∑N

i=1x̃i

Rk = 1−∑N

i=1x̃i

Rk = 1 −∑N

i=1x̃i shows the cumulative regret of the

players is independent of the strategy, then all the strategieshave the same mean regret, hence the need to look for anotherorder relation onS.

3) The strategy of the minimum variance:A strategy kmaximizes the satisfaction of the players if it minimizes thevariance of the associated regret vector,rk, with regard to theother strategies. By minimizing the variance of the regrets,the strategyk minimizes the difference between the regrets ofsatisfied and those of unsatisfied players. A player is satisfiedwhen its regret is lower than the mean regret of the players,and is unsatisfied otherwise.

var(rk) = min((var(rk′))k′∈S) (26)

The idea of the ”satisfaction function of the minimumvariance” is as follows: Every player has a preferred sharingmodel, which corresponds to the model that assigns him itslowest responsibility in the fixed energy consumption. Whenimplementing a sharing model, a player has a regret corre-sponding to the difference between its responsibility given theimplemented sharing approach and its lowest responsibility.Given that all the players have the same mean regret whateverthe sharing model, their aim is then to minimize the differencesbetween their regrets, hence the minimization of the varianceof their regrets. The sharing model that minimizes the varianceof their regrets, maximizes their satisfaction.

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%

26%

35%

20%

24%

30%

20%

17%

13%

20%

17%

13%

20%

15%

9%

Streaming Web Download Others Data Voice

Pla

yers

’ res

pons

abili

ties

Uniform sharing

Shapley−based sharing

Proportional sharing

Fig. 8. Sharing of the fixed energy using three approaches: uniform,proportional and Shapley.

B. Energy sharing without a mandatory service category

We now turn to the fixed component of the energy consump-tion and show in Fig. 8 the sharing achieved by our Shapley-based proposal along with two other approaches: uniformsharing between the different service categories, independentlyof their traffic loads as on the short term the fixed energyconsumption is independent of the network traffic load. Anda proportional sharing which follows the traffic proportions ofthe service categories, given that traffic increase over a largertime scale causes network upgrades that in turn augment thefixed energy consumption.

It is worth to notice in the figure that the uniform approachfavors ”big services” (in terms of load) while ”small ones” arefavored by the proportional sharing. Our Shapley-based modelachieves actually a trade-off among all the players, takinginto consideration the double behavior of the fixed energy asit varies or not with the traffic load according to the timescale, unlike the uniform sharing that accounts only for theshort term, and the proportional approach for the longer term.Indeed ”big players”, namely streaming and web services, havea lower impact in the network fixed energy consumption thanthey would have had with a proportional approach, as wellas ”small players”, namely voice, download and other minorservices with regard to a uniform sharing.

This is a good trade-off for streaming and web services asit does not penalize them a lot and acknowledges the fact thatthey are major drivers for network activity, and is also a goodtrade-off for services with small loads as it does not makethem too much responsible of the fixed energy consumptionand encourages their transport as well as introduction of yetnew, small ones.

The trade-off offers by our Shapley-based model to all theplayers results in the maximization of their satisfaction forthis sharing model, as illustrated in Fig. 9. Maximizing the

20.63

14.14

82.03

Uniform sharing Proportional sharing Shapley−based sharing

Pla

yers

’ sat

isfa

ctio

ns

Fig. 9. Players’ satisfactions per sharing approaches.

satisfaction is equivalent to reducing the differences betweenthe highest and the lowest regrets of the players.

Based on our Shapley-based model, data services represent85% of the UTRAN fixed energy consumption, versus15%for voice service. We deduce that data services represent0.91θ3G + 0.85(1 − θ3G) of the total energy consumption(fixed and variable) of the 3G RAN. Typicallyθ3G = 0.2because the access is under-loaded (sayρ = 25%), finallydata services represent86% of the total RAN energy con-sumption. We consider the power consumption model of thebase station in Fig. 1, i.e.,P (ρ) = 0.62(1+ ρ). For ρ = 25%,θ3G = 0.775−0.62

0.775= 0.2.

C. Energy sharing with a mandatory service category: voice

We now turn to the case where the voice service is manda-tory due to legal constraints. In this scenario, voice is notconsidered in the selection of the best sharing approach sinceit is a mandatory player, then must play whatever the sharingmodel.

Based on Fig. 10, the best sharing model can not be theproportional approach as the regret of big services is very high.Uniform sharing is also eliminated because it induced higherregrets for all the players with regard to the Shapley-basedmodel. The Shapley-based sharing appears as the strategy thatminimizes the difference between the players regrets, and thusmaximizing their satisfaction, as depicted in Fig. 11.

It is worth to notice that the Shapley-based model takesinto account the mandatory nature of the voice service by aug-menting significantly its share in the fixed energy consumption(from 15% to 29%). This results in a significant reduction ofthe impact of data services on the total energy consumptionof the network. Data services represent now57% of the totalenergy consumption, that corresponds to a decrease of29%compared to the scenario where voice is not a mandatoryplayer.

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920

%

19%

35%

20%

19%

30%

20%

17%

13%

20%

17%

13%

20%

29%

9%

Streaming Web Download Others Data Voice

Pla

yers

’ res

pons

abili

ties

Uniform sharing

Shapley−based sharing

Proportional sharing

Fig. 10. Sharing of the fixed energy - voice a mandatory player.

29.71

12.34

47.45

Uniform sharing Proportional sharing Shapley−based sharing

Pla

yers

’ sat

isfa

ctio

ns

Fig. 11. Players’ satisfactions per sharing approaches - voice a mandatoryplayer.

It is a good outcome that the responsibility of the mandatoryplayer, voice service in this work, in the network’s fixed en-ergy consumption significantly increases because the operatorwould be mandated by the government to implement and offerit on a national basis. And so, to offer this service, the operatorwould need to deploy a network and dimension it in such away so as to reach all the citizens of the given country. In thiscase, the network can be seen as initially deployed to transportprimarily this service, and so it is natural that it would sharea large part of the responsibility of the energy consumption(yet not all of it since it is sharing the infrastructure withsubsequent services).

D. Case of evolving network infrastructure

We now study the case where the network infrastructureis upgraded due to a traffic increase. Fig. 12 shows realmeasurements for the traffic volumes of the same servicecategories over two periods of time corresponding to twonetwork upgrade levels, termed levels1 and 2 in the figure.We consider only the3G traffic and2 upgrade levels.

35%

39%

30% 32

%

13%

13%

13%

12%

9%

4%

Streaming Web Download Others Data Voice

Traf

fic p

ropo

rtio

ns

Level 1

Level 2

Fig. 12. Traffic per service category - case of evolving network infrastructure.

The sharing of the variable component of the energyconsumption follows here too the traffic proportions, and sothe corresponding figure is omitted. For the fixed componenthowever, Fig. 13 shows the new sharing based on (10), at eachlevel, considering both the traffic volumes and the variationsof traffic, at level2.

Considering the traffic volumes puts the weight on bigservices, while considering the traffic variations puts theweight on service categories whose traffic increases rapidly,taking into account the impact of traffic increase on thenecessity of upgrading the network infrastructure (addingofnew equipment in the network), that is itself responsible ofanincrease in the energy consumption, both fixed and variable.

Note that the traffic increase is correlated with the trafficvolumes in the studied network. This results in a similarsharing (in terms of weights) of the fixed energy consumptionamong the services when considering either traffic volumes ortraffic variations.

VI. CONCLUSION

We investigated in this work the sharing of the energyconsumed by a wireless access network among the providedservice categories. We focused on the two energy components:small, load-dependent variable one and significantly largerfixed one (since the RAN is most of the time under-loadedwith traffic load ρ < 50%), load-independent over the shortterm but load-dependent over longer period of time (typicallyyears). The former is to be shared among the different service

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%

30%

28%

24% 25

%

25%

17%

17%

17%

17%

16% 17

%

15%

12% 13

%

Streaming Web Download Others Data Voice

Pla

yers

’ res

pons

abili

ties

Level 1

Level 2 (increasing traffic)

Level 3 (absolute traffic)

Fig. 13. Sharing of the fixed energy - case of evolving networkinfrastructure.

categories according to their load proportions. As of the fixedcomponent, it can be shared in a variety of ways: the simplestone being an equal share between the players - this is unfairtowards players with small traffic loads. Another one is asharing proportional to the traffic loads - this puts too muchweight on the players with large volumes of traffic, which area major driving force for the network to be operating.

We proposed in this paper a third approach, based on theShapley value, which put less weight on small players thanequal sharing, and less weight on big players than proportionalsharing. This is appreciable as it encourages transport andintroduction of small services, and acknowledges the role oflarger services as major drivers for network activity.

We considered two settings: one with constant networkinfrastructure and one with evolving network infrastructureover longer periods of time. Moreover, we considered the caseof mandatory services wherein some service categories arelegally obliged to be provided, such as voice service in severaldeployed operator networks.

Our next work will focus on the end-to-end path, fromthe content location in a datacenter for instance to the enduser, and on the quantification as well as the sharing of thetotal energy consumption, again, among the different servicecategories in the overall network.

APPENDIX ACLOSED-FORM SHAPLEY VALUE OF A PLAYER IN A GAME

WITHOUT MANDATORY PLAYERS

The characteristic function of the game without a mandatoryplayer is as follows:

V (S) =

∑s

k1=1vk1,S

∑CsN

j2=1

∑s

k1=1vk1,Sj2

The value of a coalitionS is the ratio of the traffic volumeof that coalition and the traffic volume of all the coalitions

having the same size asS, whose number isCsN , and size is

s. vk,S is the traffic volume of thekth element of the coalitionS.The marginal contribution of playeri is the gain or loss of thecoalition S due to the entry of playeri in the coalition. It isdetermined as follows:

V (S)− V (S\{i}) =

∑s

k1=1vk1,S

∑CsN

j2=1

∑s

k1=1vk1,Sj2

∑s−1

k2=1vk2,S\{i}

∑Cs−1

N

j4=1

∑s−1

k2=1vk2,Sj4

Then,

Cs−1

N−1∑

j1=1

V (Sj1)− V (Sj1\{i}) =

∑Cs−1

N−1

j1=1

∑s

k1=1vk1,Sj1,{i}

∑CsN

j2=1

∑s

k1=1vk1,Sj2

∑Cs−1

N−1

j1=1

∑s−1

k2=1vk2,Sj1

\{i}

∑Cs−1

N

j4=1

∑s−1

k2=1vk2,Sj4

Cs−1

N−1is the number of coalitions of sizes containing

playeri,∑Cs

N

j2=1

∑s

k1=1vk1,Sj2

and∑C

s−1

N

j4=1

∑s−1

k2=1vk2,Sj4

arerespectively the traffic volumes of the coalitions of sizes ands−1. They are constant for a given coalition sizes, hence wecan get them out of the sum over coalitions of same size.∑C

s−1

N−1

j1=1

∑s

k1=1vk1,Sj1,{i}

is the sum of the traffic volumesof the coalitions of sizes containing playeri. vk,Sj,{i}

is thetraffic volume of thekth element of thejth coalition of sizes containing playeri. Playeri of course is present in all theCs−1

N−1coalitions, while each other player is present inCs−2

N−2

coalitions. In fact there areCs−2

N−2coalitions of sizes with

both playeri and a given playerk.∑C

s−1

N−1

j1=1

∑s−1

k2=1vk2,Sj1

\{i} is the sum of the traffic volumesof the coalitions of sizes−1 not containing playeri. vk,Sj\{i}

is the traffic volume of thekth element of thejth coalition ofsize |Sj | not containing playeri. |.| is the cardinal function.Similarly, a given playerk appears inCs−2

N−2coalitions among

the Cs−1

N−1coalitions of sizes − 1, derived from theCs−1

N−1

coalitions of sizes containingi.Then we have:

Cs−1

N−1∑

j1=1

V (Sj1)− V (Sj1\{i}) =

Cs−1

N−1vi + Cs−2

N−2

∑Nk3=1k3 6=i

vk3

Cs−1

N−1

∑N

k4=1vk4

Cs−2

N−2

∑Nk3=1k3 6=i

vk3

Cs−2

N−1

∑N

k4=1vk4

φi(v) =1

N !

N∑

s=1

(N − s)!(s− 1)!

Cs−1

N−1vi + Cs−2

N−2

∑Nk3=1k3 6=i

vk3

Cs−1

N−1

∑N

k4=1vk4

−1

N !

N∑

s=1

(N − s)!(s− 1)!

Cs−2

N−2

∑Nk3=1k3 6=i

vk3

Cs−2

N−1

∑N

k4=1vk4

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11

CsN =

N !

s!(N − s)!=⇒ (N − s)!(s− 1)! =

N !

sCsN

Hence,

φi(v) =1

vT(

N∑

s=1

1

sCsN

)vi

+1

vT(

N∑

s=2

(Cs−2

N−1− Cs−1

N−1)Cs−2

N−2

Cs−1

N−1Cs−2

N−1sCs

N

)(vt − vi)

Let pi denote the traffic proportion of playeri.

pi =vivT

φi(N, pi) = (

N∑

s=1

1

sCsN

)pi

+ (

N∑

s=2

(Cs−2

N−1− Cs−1

N−1)Cs−2

N−2

Cs−1

N−1Cs−2

N−1sCs

N

)(1− pi)

APPENDIX BGAME WITH A MANDATORY PLAYER

A. Closed-form Shapley value of the mandatory player

Let i∗ denote the mandatory player. The value of a coalitionwith the mandatory player is :

V (S) =

∑s

k1=1vk1,S

∑CsN

j2=1

∑s

k1=1vk1,Sj2

1i∗∈S

The payoff of the mandatory player is :

φi∗(v) =1

N !

N∑

s=1

(N − s)!(s− 1)!

Cs−1

N−1∑

j1=1

V (Sj1,{i∗})

In fact V (S\{i∗}) = 0 ∀ S

Cs−1

N−1∑

j1=1

V (Sj1,{i}) =

∑CS−1

N−1

j1=1

∑s

k1=1vk1,Sj1,{i}

∑CsN

j2=1

∑s

k1=1vk1,Sj2

Cs−1

N−1∑

j1=1

V (Sj1,{i}) =Cs−1

N−1vi + Cs−2

N−2

∑N

k3=1,k 6=i vk3

Cs−1

N−1

∑N

k4=1vk4

φi∗(v) =1

N !

N∑

s=1

(N − s)!(s− 1)!Cs−1

N−1vi∗ + Cs−2

N−2

∑N

k3=1,k 6=i∗ vk3

Cs−1

N−1

∑N

k4=1vk4

Hence,

φi∗(v) =1

vT(

N∑

s=1

1

sCsN

)vi∗ +1

vT(

N∑

s=2

Cs−2

N−2

Cs−1

N−1sCs

N

)(vT − vi∗)

φi∗(N, pi∗) = (N∑

s=1

1

sCsN

)pi∗ + (N∑

s=2

Cs−2

N−2

Cs−1

N−1sCs

N

)(1− pi∗)

B. Closed-form Shapley value of a non mandatory player

Let o denote a non-mandatory player. The value of acoalition with a non mandatory player and the mandatoryplayer is:

φo(v) =1

N !

N∑

s=1

(N − s)!(s− 1)!

Cs−2

N−2∑

j3=1

V (Sj3,{i∗,o})

−1

N !

N∑

s=1

(N − s)!(s− 1)!

Cs−2

N−2∑

j3=1

V (Sj3,{i∗,o}\{o})

Cs−2

N−2is the number of coalitions of sizes containing both

playersi∗ ando.

V (S)− V (S\{o}) =

∑s

k1=1vk1,S

∑CsN

j2=1

∑s

k1=1vk1,Sj2

∑s−1

k2=1vk2,S\{o}

∑Cs−1

N

j4=1

∑s−1

k2=1vk2,Sj4

Cs−2

N−2∑

j3=1

V (Sj3,{i∗,o})− V (Sj3,{i∗,o}\{o}) =

∑Cs−2

N−2

j3=1

∑s

k1=1vk1,Sj3,{i∗,o}

∑CsN

j2=1

∑s

k1=1vk1,Sj2

∑Cs−2

N−2

j3=1

∑s−1

k2=1vk2,Sj3,{i∗,o}\{o}

∑Cs−1

N

j4=1

∑s−1

k2=1vk2,Sj4

Cs−2

N−2∑

j3=1

V (Sj3,{i∗,o})− V (Sj3,{i∗,o}\{o}) =

Cs−2

N−2vi ∗+Cs−2

N−2vo + Cs−3

N−3

∑Nk5=1

k5 6=i∗,ovk5

Cs−1

N−1

∑N

k4=1vk4

Cs−2

N−2vi ∗+Cs−3

N−3

∑Nk5=1

k5 6=i∗,jvk5

Cs−2

N−1

∑N

k4=1vk4

In the case of a mandatory player, any non mandatory playercan not form a coalition of less than2 members.

φo(v) =

1

N !

N∑

s=2

(N − s)!(s− 1)!

Cs−2

N−2vi ∗+Cs−2

N−2vo + Cs−3

N−3

∑Nk5=1

k5 6=i∗,ovk5

Cs−1

N−1

∑N

k4=1vk4

−1

N !

N∑

s=2

(N − s)!(s− 1)!

Cs−2

N−2vi ∗+Cs−3

N−3

∑Nk5=1

k5 6=i∗,ovk5

Cs−2

N−1

∑N

k4=1vk4

Hence,

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12

φo(v) =1

vT(

N∑

s=2

(Cs−2

N−1− Cs−1

N−1)Cs−2

N−2

Cs−1

N−1Cs−2

N−1sCs

N

)vi∗

+1

vT(

N∑

s=2

Cs−2

N−2

Cs−1

N−1sCs

N

)vo

+1

vT(

N∑

s=3

(Cs−2

N−1− Cs−1

N−1)Cs−3

N−3

Cs−1

N−1Cs−2

N−1sCs

N

)(vT − vi ∗ −vo)

φo(N, pi∗, po) = (

N∑

s=2

(Cs−2

N−1− Cs−1

N−1)Cs−2

N−2

Cs−1

N−1Cs−2

N−1sCs

N

)pi∗

+ (N∑

s=2

Cs−2

N−2

Cs−1

N−1sCs

N

)po

+ (

N∑

s=3

(Cs−2

N−1− Cs−1

N−1)Cs−3

N−3

Cs−1

N−1Cs−2

N−1sCs

N

)(1− pi ∗ −po)

APPENDIX CCLOSED-FORM SHAPLEY VALUE OF A PLAYER IN A GAME

WITH ONLY MANDATORY PLAYERS

Let us consider a game where all players are consideredas mandatory. In this game, only the grand coalition can beformed, whose value isV (N), the fixed energy consumptionto share between services. According to (9), the payoff of aplayerk is:

φk =1

N !(N −N)!(N − 1)!

s is always equal toN and the marginal contribution of anyplayer in the grand coalition is the value of the grand coalitionas all players are mandatory.V (N) − V (N\{k}) = 1, sinceV (N\{k}) = 0, ∀k.

As a reminder, payoffs and values are normalized by thefixed energy consumption, i.e.,V (N).

Hence,

φk(N) =1

N

We showed that the uniform sharing is a special case of theShapley-based sharing, when all the players of the game aremandatory. This ends the proof.

ACKNOWLEDGMENT

Under the framework of Celtic-Plus, the studies of theSooGREEN project have been partially funded by the FrenchDirectorate General for Enterprise (DGE) and the Scientificand Technological Research Council of Turkey (TUBITAK).

c©2016. This manuscript version is made available underthe CC-BY-NC-ND 4.0 license http://creativecommons.org/licenses/by-nc-nd/4.0/

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