Security in Canada’s North Looking Beyond Arctic Sovereignty

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Report  November 2010 Security in Canada’s North Looking Beyond  Arctic Sovereignty NATIONAL SECURITY AND PUBLIC SAFETY

description

This report examines three dimensions of security in the North—Arctic security, Northern security, and community security—in order to provide a more comprehensive picture of the security challenges in Canada’s North.The Conference Board of Canada, 44 pages, November 2010Report by Bjorn RuttenDocument Highlights:There is a lack of knowledge about the threats and vulnerabilities within the various regions of the North, particularly in light of the increase in economic activity. We need to know more about the threats and vulnerabilities associated with the medium- and long-term consequences of climate change, industrial accidents and other man-made disasters on land and at sea, organized crime, terrorism, infectious disease outbreaks, and natural disasters.Security in Canada’s North: Looking Beyond Arctic Sovereignty examines three dimensions of security in the North—Arctic security, Northern security, and community security—in order to provide a more comprehensive picture of the security challenges in Canada’s North. The report argues that of the three principal concepts, community security is the relevant for Northerners, who see the community—rather than the individual, state, or the nation—as the most vital referent object of security.The Centre for the North’s (CFN) portal provides access to reports, news and information. It also facilitates networking among registered users and offers up-to-date information on CFN’s research and projects.

Transcript of Security in Canada’s North Looking Beyond Arctic Sovereignty

Page 1: Security in Canada’s North Looking Beyond Arctic Sovereignty

Report  November 2010

Security in Canada’s NorthLooking Beyond 

Arctic Sovereignty

NatioNal Security aNd Public Safety

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Preface

This report examines three dimensions of security in the 

North—Arctic security, Northern security, and commun-

ity security—in order to provide a more comprehensive 

picture of the security challenges in Canada’s North. The 

research found that, of these three, community security 

is the most important for Northerners. The people of the 

North see the community—rather than the individual, 

the state, or the nation—as the primary referent object 

of living a secure life. 

Security in Canada’s Greater North cannot be 

adequately understood through Southern conceptions 

of security alone. This report develops the concept of 

community security primarily based on interviews with 

Northerners (public officials, private sector executives, 

and researchers). 

Security in Canada’s North: Looking Beyond Arctic Sovereignty

by Bjorn Rutten

About The Conference Board of CanadaWe are:

 � The foremost independent, not-for-profit, applied 

research organization in Canada.

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for specific interests.

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for services to the private and public sectors.

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ducting, publishing, and disseminating research; 

helping people network; developing individual 

leadership skills; and building organizational 

capacity.

 � Specialists in economic trends, as well  

as organizational performance and public  

policy issues.

 � Not a government department or agency, 

although we are often hired to provide  

services for all levels of government.

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Conference Board, Inc. of New York, which 

serves nearly 2,000 companies in 60 nations 

and has offices in Brussels and Hong Kong.

©2010 the conference board of canada*Published in Canada • All rights reservedAgreement No. 40063028*Incorporated as AERIC Inc.

Forecasts and research often involve numerous assumptions and data sources, and are subject to inherent risks and uncertainties. This information is not intended as specific investment, accounting, legal, or tax advice.

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coNteNtS

executive Summary . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . i

chapter 1—Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1

chapter 2—Canada’s Security and the Arctic. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2Sovereignty-Related Considerations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3

The Delimitation of Maritime Boundaries  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6

Arctic Geopolitics: Diplomacy and Military Might  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10

Arctic Governance and Cooperation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12

chapter 3—Northern Security . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15Security Challenges in the Greater North . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15

Climate Change and Security  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 16

Economic Development and Crime. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 17

Governance Challenges . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18

chapter 4—Community Security . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 20Security From a Northerner’s Perspective. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 20

Placing Community Security in Perspective . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 21

Socio-Economic Development  . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 23

Environment. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 23

Health. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 24

Public Safety and Security. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 25

Political Governance . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 25

chapter 5—Conclusion . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 26

appendix a—Bibliography . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 28

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The National Security and Public Safety staff would like to thank the investors and roundtable members of the 

Centre for the North for their commitment, collaboration, and support. This research report would not have been 

possible without their investment, and it benefited greatly from members’ comments on an early draft version.

Writing a report like this one is a collective effort. The author would like to thank Barbara van Haute, George 

Kolisnek, and Ashley Sisco for their research contributions and insightful comments. Most importantly, the author 

owes a debt of gratitude to the following interviewees, who provided invaluable insights into security issues in the 

North and the perspectives of Northerners: Nick Arnatsiaq, Clive Archer, Chris Burn, Eric Bussey, Michael Byers, 

Julia Christensen, Jennifer Dagg, Bruce Donaldson, Vince Hawkes, Gunhild Hoogensen, Robert Huebert, Tom 

Kontra, George Lindsey, Don McRae, Steve McVarnock, Randy Ottenbreit, Donat Pharand, John Sutherland,  

and Jo-Ann Toulouse.  

In addition, the author would like to thank Derrick Hynes, John Neily, and Gilles Rhéaume for their experienced 

guidance and comments along the way.

about the ceNtre for the NorthThe Centre for the North is a major, five-year research initiative of The Conference Board of Canada. The Centre brings together Aboriginal leaders and representatives of businesses, governments, and community organizations to change the conversation about Canada’s North—and ultimately, to provide insights into how sustainable prosperity can be achieved in the North.

The Centre for the North is guided by the following founding principles: � The Centre is “North-centric.” It examines all issues from a Northern perspective, seeks to maximize Northern

engagement, and prioritizes Northern interests. � The Centre takes a “holistic” and action-oriented approach. It explores the full range of Northern challenges

and opportunities, and offers strategies that will lead to action. � The Centre considers not just the territorial North, but also the Northern regions of the seven provinces with

boundaries that stretch into the North. � The Centre takes a short- to long-term perspective, identifying immediate and future issues and actions.

Acknowledgements

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ceNtre for the North MeMberSThe Conference Board of Canada is grateful to the investors and roundtable members of the Centre for the North that, through their membership, support the Centre’s research program.

(Note: The findings and conclusions of this report are entirely those of The Conference Board of Canada, not of the Centre investors and roundtable members.)

Agnico-Eagle Mines LimitedArctic Co-operatives LimitedBell CanadaBHP Billiton Diamonds Inc.BMO Financial GroupCanada Border Services AgencyCanada Mortgage and Housing CorporationCanadian Institutes of Health ResearchCanadian Northern Economic Development AgencyDe Beers Canada Inc.Department of National DefenceEnbridge Inc.First AirG13 UniversitiesGalin FoundationGolder Associates Ltd.Government of the Northwest TerritoriesHealth CanadaHuman Resources and Skills Development CanadaHydro-QuébecIGLOOIndian and Northern Affairs CanadaMinistère des ressources naturelles et de la faune

du Québec

MTS Allstream Inc.Northwestel Ontario Ministry of Municipal Affairs and HousingOntario Ministry of Northern Development, Mines

and ForestryPrivy Council OfficeProvince of ManitobaPublic Health Agency of CanadaRBCRTL Robinson Enterprises Ltd.Saskatchewan Ministry of First Nations and Métis RelationsSaskPowerSaskTelScotiabankScotia Capital Inc.SNC-Lavalin Inc.TD Bank Financial Group TD Securities Inc.TransCanada PipeLines LimitedTransport CanadaWalter & Duncan Gordon FoundationYukon Economic Development

Acknowledgements

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The current discourse on security in Canada’s 

North, though colourful, is incomplete. The 

media contribute to this phenomenon by focus-

ing their attention largely on a limited number of issues, 

such as Canadian Arctic sovereignty and militarization,1 

Canada’s ability to monitor and control increased offshore 

economic activity,2 and dramatic Arctic search-and-rescue 

missions.3 Further, media reports tend to focus exclusively 

on issues related to the Arctic region, thereby neglecting  

1 Akin, “PM Renews ‘Use It or Lose It’ Vow.”

2 Boswell, “Environment, Sovereignty Focus of New Arctic Marine Rules.”

3 Canadian Press, “Teen Hunter Trapped Alone.”

important southern areas of the territories and the  

northern regions of many provinces. This “Southern” 

view of security needs to be refreshed. A richer public 

conversation is required.

While the security issues noted above are important to 

Northerners, they are typically less important than com-

munity-level concerns. Northerners tend to see the issue 

of security through a different lens than Southerners. To 

those living in the North, security concerns are likely to 

focus on the capacity of communities to meet the basic 

needs of their inhabitants and to become more resilient. 

The introduction of the “community” dimension to this 

important security discourse demonstrates the need for a 

more comprehensive assessment of security in Canada’s 

North. Such an assessment should—at the minimum—

include the following key elements:

 � arctic Security—the legal and geostrategic challenges 

that influence Canada’s security posture and policy 

in the Arctic region and its ability to protect Arctic 

territory, people, and environment from remote 

threats and undesired influences;

 � Northern Security—the resilience of people, infra-

structure, and the environment, and their protection 

from the widest possible range of threats and hazards 

across the Greater North; and

 � community Security—the social, economic, political, and 

physical capacity of a community to address threats to, 

and fulfill opportunities for meeting, the basic needs of 

its inhabitants and to become more resilient.

Security in Canada’s NorthLooking Beyond  Arctic Sovereignty

executive SuMMary

at a Glance � To those living in the North, security concerns

tend to focus on the capacity of communities to meet the basic needs of their inhabitants and to become more resilient.

� Of the three principal concepts of security in Canada’s North, that of community security is the least well understood.

� This report offers the concept of community security as a catalyst for a broader and more North-centric conversation about security.

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arctic Security

Arctic security is a thoroughly researched and generally 

well-understood concept. The efforts by various militaries 

to increase and demonstrate their Arctic operating capabil-

ities are predominantly viewed as a symptom of military 

due diligence, and the likelihood of armed conflict over 

Arctic interests is deemed to be low. There are, however, 

some important challenges facing Canada, including 

legal, economic, and geostrategic security concerns  

and diplomatic challenges. Given the wide international 

interest in the Arctic Ocean and the diversity of opinion 

on Arctic sovereignty among major economic and military  

powers, it is in Canada’s interest to: 

 � promote the United Nations Convention on the  

Law of the Sea (UNCLOS) as the definitive  

mechanism to resolve remaining boundary  

disputes in the Arctic region;

 � seek the support of international entities (such  

as the Arctic Council) for its Arctic policies;

 � pursue binding and coordinated Arctic shipping 

regulations;

 � cooperate with other Arctic countries to improve 

enforcement of shipping and environmental  

regulations; and 

 � fulfill the promise of greater cooperation made  

to indigenous peoples across Canada’s North  

and the wider Arctic region.

NortherN Security

Northern security is not as well understood. Specifically,  

there is a lack of knowledge about the threats and  

vulnerabilities within the various regions of the North, 

particularly in light of the increase in economic activity. 

We need to know more about the threats and vulnerabil-

ities associated with the medium- and long-term conse-

quences of climate change, industrial accidents and other 

man-made disasters on land and at sea, organized crime,  

terrorism, infectious disease outbreaks, and natural dis-

asters. As a first step, Canada should:

 � undertake dedicated and comprehensive threat 

assessments in the various regions of the North; 

 � identify and analyze the specific threats faced by 

Northerners, critical infrastructure in the North, 

and the Northern environment; and 

 � determine the various regions’ ability to address 

these threats. 

More work is needed to deepen and broaden our understanding of the community dimension of security in canada’s North .

coMMuNity Security

Of the three principal concepts of security in Canada’s 

North, that of community security is the least well 

understood. It is, however, the most relevant for 

Northerners, who see the community—rather than  

the individual, state, or the nation—as the most vital 

referent object of security. This report does not provide  

a conclusive definition of the concept of community 

security or an exhaustive list of its component parts. 

Rather, it offers the concept of community security as a 

catalyst for a broader and more North-centric conversa-

tion about security (and safety). This concept is based on  

conversations and interviews with Northerners as part of  

several research projects conducted by the Centre for the  

North. “Community security” includes the capacity of a  

community to recognize and address threats to, and to 

fulfill opportunities for meeting, its inhabitants’ basic 

needs and developing a basic level of resiliency. This 

report gives only a rudimentary description of the con-

cept. More work is needed to deepen and broaden our 

understanding of the community dimension of security 

in Canada’s North. Specifically, the development of a 

set of clear indicators that assess the security needs, 

capacity, and resilience of a given community would 

allow for better understanding of the concept. With  

this understanding in place, decision-makers in the 

North would be better equipped to address the threats  

to their communities.

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Many Canadians have only a limited under-

standing of the security issues facing 

Canada’s North. And what understanding 

they do have is formed primarily by media reports that  

tend to focus on a limited number of issues (such as  

potential military disputes over the Arctic and its 

resources). The geographic scope of discussions on  

the North also tends to be limited to the Arctic. Many  

issues of significance to the three territories—Yukon, the 

Northwest Territories, and Nunavut—and the Northern 

regions of several provinces are excluded. 

The members of The Conference Board of Canada’s 

Centre for the North firmly believe that the debate 

about security in the North cannot be complete without 

adequate consideration of the distinct perspectives  

of Northerners and the local context of their culture, 

socio-economic development, and environment. As 

a first step toward remedying this perceived gap, the 

Centre members commissioned a foundational research 

project designed to identify:

 � the main elements of a more comprehensive picture 

of security, as it relates to Canada’s North;

 � gaps in our understanding of the issues; and

 � opportunities for increasing our understanding as it 

relates to each element. 

The report is based on an extensive literature review; 

interviews with key public officials, academics, and 

numerous interviews with other public and private 

sector executives, both within and outside the North; 

and numerous interviews with public and private sector 

individuals from communities across the Greater North. 

The findings are compelling and provide ample cause 

and motivation for further research by the Centre for 

the North and others.

The three basic elements of security in Canada’s North, 

as identified in this report, are Arctic security, Northern 

security, and community security. On one side we have 

the sovereignty-related challenges—Arctic security; on 

the other, the widely held concerns among Northerners 

about the sustainability and resiliency of communities— 

community security. In between lies Northern security— 

the need to improve the resilience of people and  

protect them—as well as critical infrastructure and  

the environment—from the widest possible range of 

threats and hazards across the Greater North. 

Introduction

chaPter 1

chapter Summary � The three basic elements of security in Canada’s

North are Arctic security, Northern security, and community security.

� The debate about security in the North cannot be complete without adequate consideration of the distinct perspectives of Northerners and the local context of their culture, socio-economic development, and environment.

� This report is based on numerous interviews with public and private sector individuals from communities across the Greater North.

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The geostrategic importance of the Arctic has 

increased in recent years as the region has 

become more accessible and as vast natural 

resources have been discovered beneath the Arctic 

Ocean seabed. Geostrategic concerns now range from 

climate change and energy security to environmental 

protection and the potential of foreign militaries—or 

even international terrorists and criminal groups—to 

operate freely across the Arctic region.

The disagreements over the extent of sovereignty rights 

in the Arctic are fuelled to a large degree by concerns 

over economic security. Arctic and non-Arctic states are 

asserting their interest in securing free access to northern 

navigation routes that connect the Atlantic and Pacific 

oceans and in claiming rights to the natural resources of 

the Arctic Ocean. 

the international governance structure for the arctic region is only in its infancy .

The legal mechanism established under the United Nations 

Convention on the Law of the Sea1 for claims relative 

to the Arctic Ocean is expected to eventually resolve most 

of the boundary issues that exist today.2 The results may 

not, in all cases, come out in Canada’s favour.3 

Furthermore, the international governance structure for 

the Arctic region is only in its infancy. The existing 

Arctic shipping guidelines of the International Maritime 

Organization are non-binding, as are the statements of  

1 United Nations “Convention on the Law of the Sea” [hereinafter UNCLOS].

2 For more information, see International Boundaries Research Unit, Durham University, “Maritime Jurisdiction and Boundaries.”

3 Kraska, “International Law and International Security in the Northwest Passage.”

Canada’s Security and the Arctic

chaPter 2

chapter Summary � The international governance structure for

the Arctic region is only in its infancy.

� The Northwest Passage could eventually provide a shorter route for international shipping than currently exists, but the risks and costs could outweigh the benefits over the foreseeable future.

� Canada’s economic security could be affected by the outcome of legal disputes concerning sovereign rights over natural resources above and below the seabed of the Arctic Ocean.

� Climate change is one of the most pervasive threats in the North—one that will stretch the capacity of individual organizations and jurisdictions to respond to the security and safety-related consequences.

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the Arctic Council. The five nations that share the Arctic 

shelf (Russia, Denmark, Norway, the United States, and 

Canada) have shown little interest in broadening the 

mandate of the Council to include military and security 

matters, or to expand its membership; and they oppose 

the creation of any alternative or additional multilateral 

rule-making bodies. 

It remains to be seen whether current approaches and 

institutions can provide effective solutions to traditional, 

economic, and environmental security challenges based on 

a meaningful representation of legitimate interests of the 

international community and Arctic indigenous peoples.  

SovereiGNty-related coNSideratioNS

The Northwest Passage, a term used to describe a set of 

navigation routes linking the Atlantic and Pacific oceans 

via the Canadian archipelago, could eventually shorten 

the maritime routes between major commercial centres. 

But the risks of navigating the Arctic seas and the high 

cost of ice-capable ships could outweigh the benefits 

over the foreseeable future.4 (See Exhibit 1.)

once established, state sovereignty comes with a duty to provide security for the people who occupy the land .

The Arctic Ocean and land mass represent a huge ter-

ritory with an abundance of coveted natural resources 

(including oil, gas, metals, minerals, timber, and fish) 

that are becoming increasingly accessible due to the 

warming effects of climate change and advances  

in exploration and exploitation technology. Rising 

prices for metals, minerals, and hydrocarbons provide 

an additional incentive for Arctic and non-Arctic states 

to direct their attention to this region, and for Arctic 

coastal states to determine, seek formal recognition  

of, and assert their sovereign rights in the Arctic. 

4 Ebinger and Zambetakis, “The Geopolitics of Arctic Melt.”

Sovereignty and its component parts (e.g., jurisdiction) 

can be defined as the (legal) competence of states in 

respect of a particular territory (i.e., land area, airspace, 

and territorial sea).5 It is the prerequisite for the provision 

of basic security, as it establishes the international recog-

nition of a state’s authority over a given territory and the 

associated respect for its terrestrial borders and maritime 

boundaries. Once established, state sovereignty comes 

with a duty to provide security for the people who 

occupy the land.6 

SovereiGNty over arctic iSlaNdSCanada bases its sovereignty over its Arctic islands (the 

Canadian Arctic archipelago) on arguments of historic 

title and possession, including:

 � the acquisition of “Rupert’s Land and the North 

Western Territory” from the Hudson’s Bay Company 

in 1870; 

 � the transfer of “all British possessions on the American 

continent not hitherto annexed to any colony” by the 

United Kingdom in 1880; and 

 � the “presence of Inuit and other indigenous peoples 

since time immemorial” and their self-determined 

will to be governed by Canada.7

5 Brownlie, Principles of Public International Law, 107–08.

6 International Commission on Intervention and State Sovereignty, The Responsibility to Protect, para. 2.15.

7 Côté and Dufresne, The Arctic: Canada’s Legal Claims; Foreign Affairs and International Trade Canada, Statement on Canada’s Arctic Foreign Policy.

exhibit 1Northern Routes Shorten Shipping Distances

Source: Hugo Alenius, UNEP/GRID-Arendal.

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Currently, there are no direct threats to Canada’s sover-

eignty and jurisdiction related to the land areas of the 

Canadian Arctic archipelago, with the exception of Hans 

Island. Although this dispute with Denmark appears to be 

headed toward a cooperative agreement,8 neither country 

has so far abandoned its claim to the island. 

SovereiGNty over arctic WaterSAn issue that requires closer examination is that of the 

extent of Canada’s sovereign rights over marine territory—

above and below the seabed. “This includes the waters 

off the Canadian Arctic coasts—especially the Northwest 

Passage, a set of waterways through the Canadian Arctic 

Archipelago—as well as the submerged parts that form 

the continental shelf, and particularly the continental shelf 

beyond 200 nautical miles,” says Kristin Bartenstein, a 

professor of international law in the Faculty of Law at 

the University of Laval.9 

In particular, there are countries that take legal positions 

that, if validated, would prevent Canada from: 

 � interdicting navigation by unwanted vessels through 

its Arctic waters or the overflight of unwanted aircraft 

through its Arctic airspace; 

 � freely enacting and enforcing laws that address  

the risks of increased commercial and military  

navigation and other activity in parts of the 

Canadian Arctic Archipelago; and

 � exploring and exploiting natural resources in a 

promising section of the Beaufort Sea and on  

the seabed of parts of the Lomonosov Ridge.

NorthWeSt PaSSaGeIn principle, Canada’s sovereignty over the waters that 

make up the Northwest Passage in the Canadian Arctic 

Archipelago is undisputed. What is under dispute,  

however, is to what degree Canada’s sovereignty is  

limited by international law and the rights of others. 

Canada deems the waters between its Arctic islands to 

be “internal waters,” based on a theoretical line drawn 

around the outer limits of the Canadian archipelago.  

8 Donat Pharand. In-person interview with The Conference Board of Canada. April 12, 2010.

9 Bartenstein, “Use It or Lose It.”

The “straight baseline” method that determines the extent 

of internal waters is defined in Article 7 of the United 

Nations Convention on the Law of the Sea (UNCLOS), 

which also determines that states can exercise the same 

sovereignty rights (i.e., unqualified sovereignty) over 

their so defined internal waters as they exercise over  

their land territory. This interpretation would allow 

Canada to decide which vessels would be allowed to 

navigate through the Passage (see Exhibit 2) and give 

Canada the power to bar unwanted aircraft from entering 

the airspace above the Passage. It would also give Canada  

the sovereign right to adopt and enforce laws and regula-

tions as it deems appropriate, such as those enshrined in 

the Arctic Waters Pollution Prevention Act (AWPPA) and 

the regulations that formally established the Northern 

Canada Vessel Traffic Services (NORDREG) Zone10 

under the Canada Shipping Act. The latter requires all 

foreign vessels that travel through the Passage and the 

Canadian Arctic Archipelago to register with and provide 

information to the Canadian Coast Guard.11 

What is under dispute is to what degree canada’s sovereignty is limited by international law and the rights of others .

Some states, most notably those of the European 

Union,12 hold the legal opinion that the “Northwest 

Passage” through the Canadian archipelago is simply 

part of Canada’s territorial sea and does not qualify as 

internal waters. According to this interpretation, Canada 

would have to respect the right of “innocent passage” of 

foreign vessels and the extent of its authority to regulate 

activity in this area would be prescribed by Article 21 

(“Laws and regulations of the coastal State relating to 

innocent passage”) of UNCLOS.13  

10 Northern Canada Vessel Traffic Services Zone Regulations.

11 Boswell, “Environment, Sovereignty Focus of New Arctic Marine Rules.”

12 Commission of the European Communities, Communication From the Commission to the European Parliament and the Council.

13 UNCLOS, part II, s. 3, “Innocent Passage in the Territorial Sea.”

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The United States, which has not yet ratified UNCLOS, 

also contests the legality of the baselines drawn by 

Canada, and it further claims that the territorial sea of the 

Canadian archipelago includes an “international strait.”  

UNCLOS defines an international strait as a connection 

between two parts of the high seas (or exclusive economic  

zones). Classifying the Northwest Passage as an inter-

national strait would give any country the right of transit 

passage14—including free navigation and overflight 

for their militaries—thereby constraining even further 

Canada’s rights to regulate activity and increasing the 

freedom of use for other countries. Canada would only 

have the prescriptive jurisdiction defined in Article 42 

14 UNCLOS, part III, s. 2, “Transit Passage.”

(“Laws and regulations of States bordering straits relating 

to transit passage”) of UNCLOS. Most legal experts agree 

that customary international law would require that the 

Northwest Passage be used as an international shipping 

route before it can be deemed an international strait. Very 

few ships have made the transit, so that requirement has  

probably not been fulfilled. However, the warming effects 

of climate change may in time change that situation. In 

any case, the U.S. disagrees with most experts on this 

point and interprets customary law in such a way that 

the Northwest Passage requires only the “potential” to 

be used as an international shipping route in order to be 

deemed an international strait.

exhibit 2Shipping Routes Through the Canadian Arctic Archipelago

Source: geology.com.

ARCTIC OCEAN

Beaufort Sea

Labrador Sea

Hudson Bay

Baffin Bay

Chukchi Sea

Bering Sea

Gulf ofAlaska

ICELANDGREENLAND

CANADA

ALASKA(USA)

RUSSIA

Arctic Circle

Legend

Shipping routes

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Another difference among legal experts concerns the 

Northwest Passage and the applicability and scope of 

Article 234 (“Ice-covered areas”) of the Law of the Sea 

Convention. This provision was inspired by Canada’s 

AWPPA15 and gives coastal states the right to: 

. . . adopt and enforce non-discriminatory laws 

and regulations for the prevention, reduction, and 

control of marine pollution from vessels in ice-

covered areas within the limits of the exclusive 

economic zone, where particularly severe climatic 

conditions and the presence of ice covering such 

areas for most of the year create obstructions or 

exceptional hazards to navigation, and pollution 

of the marine environment could cause major 

harm to or irreversible disturbance of the eco-

logical balance.

The applicability of AWPPA in the Canadian archipelago  

is therefore supported by Article 234 (“Ice-covered areas”)  

of UNCLOS, but the warming effects of climate change 

may make the provision relatively unreliable in the future,  

as it applies only to areas that are covered by ice “for 

most of the year.” The United States argues that  

Article 234 does not apply to international straits,  

and it therefore asserts the right of unfettered transit 

passage and rejects Canada’s right to enact regulations 

under Article 234 for the set of waterways that make up 

the Northwest Passage.16

the deliMitatioN of MaritiMe bouNdarieS

excluSive ecoNoMic ZoNeCanada’s sovereign rights to the natural resources of  

the Arctic Ocean and its seabed derive mainly from the 

recognition in UNCLOS of the right of coastal states to  

enforce an exclusive economic zone (EEZ) based on their 

continental shelf but which can extend no further than 

200 nautical miles from a defined coastal baseline.17 

15 European Commission—Maritime Affairs and Fisheries, Legal Aspects of Arctic Shipping.

16 See earlier section, “Northwest Passage.”

17 UNCLOS, part V.

Canada’s claimed exclusive economic zone is stated in 

section 13 of the country’s Oceans Act. The rights con-

ferred upon Canada in the EEZ, based on its continental 

shelf, include:

. . . sovereign rights for the purpose of exploring  

and exploiting, conserving and managing the nat-

ural resources, whether living or non-living, of the 

waters superjacent to the seabed and of the seabed 

and its subsoil, and with regard to other activities 

for the economic exploitation and exploration of 

the zone, such as the production of energy from 

the water, currents, and winds.18 

The economic impacts arising from such sovereign rights 

over resources in the EEZ cannot be underestimated. One 

has only to look at the petroleum development off the 

coast of Newfoundland19 to appreciate the historical, 

current, and potential future economic importance of 

such rights. 

both the u .S . and canada claim the same territory north of the alaska–yukon border as their territorial seas and exclusive economic zones .

There is an ongoing disagreement between Canada and 

the U.S. over their common maritime boundary in the 

Beaufort Sea. Canada argues that the boundary follows 

the 141st meridian of longitude, which is an extension 

of the Alaska–Yukon border. The U.S., however, says the 

boundary is farther east along a line drawn equidistant 

between two headlands jutting northward into the Beaufort 

Sea. (See Exhibit 3.) Both countries claim the territory 

between these two lines as part of their territorial seas and 

exclusive economic zones—mainly because initial studies 

suggest that the seabed in the disputed region is rich with 

oil and gas reserves. Both sides have issued exploration 

licences for the area.20 

18 UNCLOS, part V, art. 66, para. 1.

19 Newfoundland and Labrador, Petroleum Development.

20 Boswell, “Canada Non-Committal Over U.S. Position.”

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exteNded coNtiNeNtal ShelfArctic coastal states (Canada, United States, Russia, 

Denmark, and Norway) are carrying out research to 

determine if they can gain additional sovereign rights in 

the Arctic Ocean beyond 200 nautical miles. Under the 

UNCLOS legal regime, it is possible to claim such rights 

based on extended continental shelves up to a maximum 

range of 350 miles. Countries must submit evidence sup-

porting their claims to the dedicated Commission on the 

Limits of the Continental Shelf (CLCS).21 Their claims, 

if validated, will allow them to explore and exploit the 

resources of the seabed and subsoil of their extended 

continental shelf but not, however, the marine life above 

the seabed. Canada’s continental shelf (beyond the EEZ) 

is estimated by Natural Resources Canada to represent 

“an area of about 1.5 million square kilometres on the 

Atlantic and Arctic coasts.”22

canada ratified uNcloS in 2003 and therefore has until 2013 to submit scientific, technical, and legal details substantiating claims to an extended continental shelf .

Russia, Denmark, and Canada all have a keen interest in 

the Lomonosov Ridge which is an undersea mountain 

chain stretching across the North Pole from Ellesmere 

Island to central Siberia. This ridge is believed to contain 

vast reserves of hydrocarbons that could be developed 

in the future. All three countries have signed UNCLOS, 

and now they have to stake claims to their portions of the 

ridge based on their continental shelves. Countries have  

10 years from the coming into force of UNCLOS to sub-

mit their claims. Canada ratified UNCLOS in 2003 and 

therefore has until 2013 to submit scientific, technical, 

and legal details substantiating its claims. Denmark must 

submit in 2014, while Russia has until 2011 to resubmit 

its claims. Russia was quick to submit a claim in 2001, but  

the CLCS was not satisfied with the scientific evidence 

and asked Russia to resubmit. Since then, Russia has 

21 UNCLOS, part VI, art. 76, para. 8. Submissions made so far can be accessed on the Commission’s website at www.un.org/depts/los/clcs_new/commission_submissions.htm.

22 Fisheries and Oceans Canada, “Canada’s Ocean Estate.”

been engaged in extensive geological research. Canada 

and Denmark collaborated on their geological research 

in 2007, and Canada and the United States did so in 

2008 and 2009.23 Their claims, however, are likely to 

conflict—with each other’s and with the Russian claim. 

Geostrategic considerationsGeostrategic considerations play a key role in determining 

Canada’s challenges with respect to security in the Arctic, 

and they also help to explain some of the opposition to 

Canada’s legal and policy positions. For example, foreign 

submarines could travel freely and submerged through the 

Northwest Passage if certain legal positions on Canada’s 

sovereign rights in the Arctic Ocean are not validated and 

enforcement capabilities are not put in place. While this 

kind of unfettered foreign military access to the waters 

of the Northwest Passage (and its airspace) may not have  

23 Fisheries and Oceans Canada, “Canada’s Submission to the Commission.”

exhibit 3Disputed Waters in the Beaufort Sea

Source: Ottawa Citizen.

ARCTIC OCEAN

BeaufortSea

Chukchi Sea

Bering Sea

Gulf ofAlaska

CANADA

RUSSIA

ALASKA(USA)

YUKON

NORTHWESTTERRITORIES

NUNAVUT

Disputed waters

International boundaries

Legend

200-nautical mile limit (370 km)

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a direct effect on the security of the Arctic population  

in particular, it could affect the strategic position of 

Canada’s military and its allies. In recognition of the 

growing need for a military presence and effective  

monitoring in the North, Norway has already moved  

its military operations centre from a southern location 

near Stavenger to Reitan in the north of the country.24 

This confirms the region’s strategic importance not  

only to Norway, but also to NATO.

Canada’s economic security is another factor in geo-

strategic considerations that could be affected by the 

outcome of the legal disputes concerning sovereign rights 

over natural resources above and below the seabed of the 

Arctic Ocean. For the private sector, however, “the key 

factors are costs of development and the price cycle of 

oil and gas,” as most of the reserves lie in existing and 

recognized exclusive economic zones.25 At this point, 

the motivation in the oil and gas community to develop 

known Arctic reserves (on land and at sea) is low given 

the existence of more cost-effective alternatives, both in 

North America and abroad. While licence applications 

may be filed and certain exploration projects undertaken, 

significant development activity does not seem to be on 

the horizon just yet. 

licence applications may be filed and certain exploration projects undertaken, but significant oil and gas development activity does not seem to be on the horizon just yet .

Canada also hopes to benefit from potential commercial 

shipping in the area, but the size of the benefit will depend 

on the extent of its sovereign rights over the territory and 

the cost-risk-benefit assessment of shipping companies 

that could lead to decisions against using the hazardous 

and largely uncharted northern navigation routes. 

24 Emmerson, The Future History of the Arctic, 121–22.

25 Yalowitz and others, The Arctic Climate Change and Security Policy Conference, 13; Potts and Schofield, “Current Legal Developments.” Quoted in Ebinger and Zambetakis, “The Geopolitics of Arctic Melt,” 1221.

In addition, Donat Pharand—Professor Emeritus of 

International Law at the University of Ottawa and 

a founding member of the Canadian Council on 

International Law—emphasizes that “Canada’s exclusive  

control of all the waters of its archipelago could constitute 

an important contribution to the fight against international 

terrorism.”26 He believes that “unrestricted freedom of 

navigation [in the Northwest Passage] could well bring 

dangerous visitors and catastrophic consequences . . . .”27 

in 2008, a russian expedition team made headlines in canada and around the world by placing a russian flag on the seabed at the North Pole .

Canada, the United States, Russia, Denmark (via 

Greenland), and Norway (via the Spitsbergen, or 

Svalbard, Archipelago) all have Arctic lands bordering 

on the Arctic Ocean. These Arctic coastal states are often 

referred to as the “Arctic Five.” (See Exhibit 4.) They 

are the only countries that can lay claim to extended 

continental shelves in the Arctic Ocean, and all are now  

engaged in determining their rights and territorial bound-

aries in the Arctic Ocean. All five have developed dedi-

cated Arctic policies and have begun to strengthen their 

military capabilities in the North to varying degrees.28 

Russia has significant economic and national security 

interests in the Arctic. In 2008, a Russian expedition 

team made headlines in Canada and around the world 

by placing a Russian flag on the seabed at the North 

Pole; and Russia regularly conducts long-range bomber 

exercises near Canadian airspace in the Arctic. Both 

Russia and the United States occasionally move to  

demonstrate their operational capabilities in the High 

Arctic by conducting exercises involving planes, ships, 

and submarines. The Arctic waters are important to 

26 Pharand, “Canada’s Arctic Sovereignty,” 5.

27 Ibid.

28 For an assessment and overview of recent developments among the Arctic Five, see Conley and Kraut, U.S. Strategic Interests in the Arctic. See also Emmerson, The Future History of the Arctic, 122–24.

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Russia’s nuclear deterrent, which relies heavily on its  

nuclear submarines and has grown increasingly significant  

as the country’s conventional capabilities have diminished.  

Furthermore, Russia views the Arctic as its most important 

strategic (economic) resource base29; it asserts exclusive 

jurisdiction over the Northeast Passage, and it lays claim 

to the entire Lomonosov Ridge. 

freedom of navigation and overflight is the point on which the u .S . and canadian positions most significantly diverge .

Canada and the United States share a strategic interest 

in the Arctic, which is illustrated by their successful and 

recently broadened30 partnership in NORAD, the joint 

North American Aerospace and Defence Command. The  

United States recognizes the significance of the Arctic for  

its energy security and the need for balancing its economic 

and environmental interests.31 But it also has a number 

of “hard” security interests in the Arctic, including  

“missile defence and early warning, deployment of sea  

and air systems for strategic sealift, strategic deterrence,  

maritime presence, and maritime security operations;  

and ensuring the freedom of navigation and oversight.”32 

It is the last point—freedom of navigation and overflight— 

on which the U.S. and Canadian positions most signifi-

cantly diverge, with Canada insisting that the waters 

of the Northwest Passage are internal and subject to 

Canadian sovereign control. 

Cleo Paskal, an Associate Fellow at Chatham House  

in London,33 and a recent Canadian Senate Committee 

report34 both argue that the current U.S. position that 

29 The “National Security Strategy of the Russian Federation Until 2020 (NSS)” was announced on May 13, 2009. It is cited in Conley and Kraut, U.S. Strategic Interests in the Arctic.

30 In 2006, a maritime warning element was added to NORAD’s surveillance capability.

31 Conley and Kraut, U.S. Strategic Interests in the Arctic.

32 The White House, National Security Presidential Directive 66 and Homeland Security Directive 25.

33 Paskal, Global Warring, 123.

34 Standing Senate Committee on Fisheries and Oceans, Controlling Canada’s Arctic Waters.

the Northwest Passage is an international strait runs 

counter to efforts to ensure the security of North America, 

as it prevents the United States’ neighbour and trusted 

ally, Canada, from effectively controlling access to the 

North American continent. Paskal says the U.S. position 

is based on commercial interests.35 Others argue that it is 

mainly military interests that determine the United States’  

position. They say Washington’s efforts to have the 

Northwest Passage deemed an international strait  

bolsters U.S. claims to the right to freely use straits  

and channels around the world for navigation and  

overflight by its military.36 

Non-Arctic states have also intensified their efforts to 

define their concerns and assert their interests in the 

Arctic region, which range from climate change and  

35 Paskal, Global Warring, 124.

36 Canadian Arctic Resources Committee, “The Question of Sovereignty.”

exhibit 4Five Countries Border Arctic Ocean

Source: Hugo Alenius, UNEP/GRID-Arendal.

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environmental pollution to international trade and security. 

Most non-Arctic states share the position that no country 

or group of countries (i.e., the Arctic Five) should have 

sovereignty over the Arctic Ocean and that any newly 

opened routes through the Arctic Ocean should be free 

for all countries to use.37 One of the legal arguments 

brought forward is that much of the seabed of the Arctic 

Ocean should be considered international and designated 

a “common heritage of mankind” under the Declaration of 

Principles Governing the Seabed38 and UNCLOS.39 This 

would mean that no state could exercise sovereignty over 

this area and that any exploitation of resources would have 

to be carried out “for the benefit of mankind as a whole.”40

one of the legal arguments is that much of the seabed of the arctic ocean should be considered international and designated a “common heritage of mankind .”

The European Union’s High Representative for 

the Common Foreign and Security Policy and the 

Commission have clearly stated the EU’s economic and 

security interests in the Arctic: “There is an increasing 

need to address the growing debate over territorial claims 

and access to new trade routes by different countries [that] 

challenge Europe’s ability to effectively secure its trade 

and resource interests in the region and may put pressure 

on its relations with key partners.”41 The Commission 

concludes that, “On the whole, Arctic challenges and 

opportunities will have significant repercussions on the 

life of European citizens for generations to come.”42

37 Commission of the European Communities, Communication From the Commission to the European Parliament and the Council, 2; Jakobson, China Prepares for an Ice-Free Arctic.

38 United Nations General Assembly, 2749 (XXV).

39 UNCLOS, part XI, art. 136. (The United Nations Convention on the Law of the Sea was opened for signing on December 10, 1982. UNCLOS would take effect when at least 60 countries had ratified the agreement. That occurred on November 16, 1994, when Guyana became the 60th state to sign on to UNCLOS.)

40 UNCLOS, part XI, art. 140.

41 European Council, “Climate Change and International Security.”

42 Commission of the European Communities, Communication From the Commission to the European Parliament and the Council, 2.

Linda Jakobson, an international expert on security in the 

Asia-Pacific region, expects export-dependent China to 

intensify its engagement in political discussions about the 

Arctic and to assert its claims to the right of free passage 

and resource extraction in the Arctic Ocean in the near 

future.43 Other trading nations, such as Taiwan and 

India, stand to benefit from Arctic shipping routes, as 

does South Korea where many ice-capable vessels are 

built.44 In addition to its interest in new trade routes, 

Japan is looking to secure international fishing rights 

for its fisheries’ industry, which depends to a significant 

degree on fishing in waters far from home and therefore 

the right of access to international waters.

arctic GeoPoliticS: diPloMacy aNd Military MiGht

Canada has made the enhancement of the strategic  

and operational capabilities of its three militaries in the 

Arctic a priority, as evidenced by a number of funding 

announcements.45 In August 2010, Canada held a military 

exercise—“Operation Nanook”—in the Arctic. According 

to Defence Minister Peter MacKay, the main objective 

was to assert Canada’s sovereignty in the North.46

Rob Huebert, an Associate Professor of Political Science 

at the University of Calgary and Arctic security expert, 

says he is concerned about the increasingly serious tone 

heard from defence and foreign affairs organizations in 

Arctic countries. He notes that these countries are con-

ducting more Arctic military exercises and enhancing 

their Arctic military capabilities.47 Michael Byers, a 

professor of law at the University of British Columbia, 

interprets this military buildup as a response “to the 

constabulary responsibilities that come with a newly 

opened coastline” rather than “a military buildup that’s 

43 Jakobson, China Prepares for an Ice-Free Arctic.

44 Ebinger and Zambetakis, “The Geopolitics of Arctic Melt.”

45 Government of Canada, Canada’s Northern Strategy—Our North, Our Heritage, Our Future, 10; Prime Minister’s Office, “Prime Minister Announces Expansion.”

46 CBC News, “Operation Nanook Continues in Pond Inlet.”

47 Robert Huebert. In-person interview with The Conference Board of Canada. April 8, 2010.

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directed at state threats in the Arctic.” Nevertheless,  

he cautions that if “. . . you talk about [the risk of] conflict, 

it can become self-fulfilling.”48 On the other hand, Huebert  

argues that “if you refuse to react to what your neighbours 

are doing in terms of a buildup, you risk leaving yourself 

vulnerable in future disagreements and conflicts.”49 

Despite some occasional rhetoric suggesting otherwise,  

Canada’s military is not particularly concerned about 

Russia’s efforts to increase its Arctic military capacity.50 

In general, the Russian efforts are viewed as part of mil-

itary due diligence among the Arctic Five to be prepared 

to operate in the Arctic environment and to maintain a 

balance of military power between East and West. In fact, 

in August 2010, Canadian and U.S. Air Force personnel—

under NORAD—conducted their first-ever joint exercise 

with the Russian Federation Air Force designed to deal 

with international air-terrorism. 

it is not the military attack that planners are most worried about but the loss of control over strategic navigation routes, infrastructures, and energy reserves .

The militaries of the Arctic Five continue to train with 

the goal of improving their ability to respond to Arctic 

security threats. But the scenarios chosen for these 

training exercises tend not to be based on any military 

confrontation; instead, they are based on the potential 

need for armed forces to respond to terrorist attacks, 

sabotage, disasters, or various types of non-military 

sovereignty challenges.51 It is not the military attack 

that planners are most worried about—it is the loss of 

control over strategic navigation routes, infrastructure, 

and energy reserves.52

Past state behaviour suggests that the likelihood of Arctic  

coastal states resorting to armed confrontation over 

boundary disputes in the Arctic region is low. In 2008,  

48 Canadian Press, “Arctic Sees Military Buildup.”

49 Huebert, in-person interview.

50 Canadian Press, “Russia’s Arctic Policy No Cause for Alarm.”

51 Rice, “Four Selected Intrusion Scenarios,” 65–78.

52 Emmerson, The Future History of the Arctic, 124.

the five Arctic coastal states issued the Ilulissat 

Declaration. The document expressed their commitment 

to the legal framework that governs the Arctic Ocean, 

promised cooperation on Arctic issues with each other 

and other states, and committed themselves to the “orderly 

settlement of any possible overlapping claims.”53 

Significant divergence of interests exists between arctic and non-arctic states .

In August 2010, Canada released a statement on Arctic 

foreign policy in which it identified the engaging of 

neighbours to seek to resolve boundary issues as a 

focus area for its international efforts.54 The United 

States government has expressed its commitment to 

“strengthen institutions for cooperation among the eight 

Arctic nations (the United States, Canada, Denmark, 

Finland, Iceland, Norway, Russia, and Sweden)” and 

“to continue to cooperate with other countries on Arctic 

issues.”55 In September 2010, Russia and Norway con-

cluded an agreement on the maritime boundary in the 

Barents Sea, ending a dispute that had lasted 40 years.56 

While the member states of the Arctic Council seem  

to be moving toward greater cooperation, significant 

divergence of interests exists between Arctic and non-

Arctic states over the accessibility of the Arctic Ocean 

and its seabed, regulation of navigation and economic 

activity, and the question of how the Arctic region 

should be governed. Some observers predict that this 

could lead to serious diplomatic confrontations once the 

climatic, technological, economic, and legal conditions 

are right for allowing countries to fully capitalize on the 

opportunities in the Arctic.57 

53 Arctic Ocean Conference, “The Ilulissat Declaration.”

54 Foreign Affairs and International Trade Canada, Statement on Canada’s Arctic Foreign Policy.

55 The White House, National Security Presidential Directive 66 and Homeland Security Directive 25.

56 Harding, “Russia and Norway Resolve Arctic Border Dispute.”

57 Ebinger and Zambetakis, “The Geopolitics of Arctic Melt.”

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arctic GoverNaNce aNd cooPeratioN

Existing governance arrangements (such as those pro-

vided through the Arctic Council and the International 

Maritime Organization) are deficient in that they lack the 

capacity to produce binding rules that can be enforced.

The Arctic Council is the only intergovernmental forum 

that brings together the eight “Arctic” member states 

(Norway [Svalbard Islands/Spitsbergen], Denmark 

[Greenland], Iceland, Sweden, Canada, Russia, the 

United States, and Finland) specifically to examine and  

discuss Arctic issues. The Council is also the only forum  

where Arctic indigenous associations and representatives 

can participate in such high-level discussions.

However, the ability of the Arctic Council to deal effect-

ively with current and future disputes in the region is 

questionable—mainly because its consensus-based reso-

lutions are non-binding and the mandate of the Council 

does not allow members to address security issues. The 

Council has also been criticized for excluding “nations 

with legitimate interests.”58 China recently asked to be 

granted permanent observer status59 but was turned down 

(as were the European Union, South Korea, and Italy). 

The current permanent observers are France, Germany, 

Poland, Spain, the Netherlands, the United Kingdom, and 

a number of international and non-governmental organiz-

ations. China, Italy, and South Korea continue to hold the 

status of ad hoc observers and must ask for permission to 

attend meetings that they are interested in. 

the ability of the arctic council to deal effectively with current and future disputes in the region is questionable .

While the Arctic Council members realize that many of  

the transnational issues in the Arctic require cooperation  

with other Arctic and non-Arctic countries, most Council  

58 Conley and Kraut, U.S. Strategic Interests in the Arctic, 14.

59 Schiller, “China Warming Up to Be an Arctic Player.“

members have tended to oppose any changes to the 

Council’s mandate,60 and they have been reluctant to 

negotiate a dedicated international regime for the Arctic 

as has been proposed by some non-Arctic countries. 

The Ilulissat Declaration in particular underlines the 

fact that the Arctic Five see no need for a new inter-

national regime.61  

Most arctic council members have tended to oppose any changes to the council’s mandate .

The Arctic Council’s 2009 Arctic Marine Shipping 

Assessment62 includes recommendations for harmon-

ized regulations and technology transfer between Arctic 

states and across the Arctic region. However, in many 

areas, binding agreements and resource commitments 

are still missing. The guidelines for ships operating in 

Arctic ice-covered waters, prepared by the International 

Maritime Organization,63 are less stringent than the 

rules that Canada envisages for the waterways of the 

Northwest Passage, are recommendatory in nature, and 

have been criticized for a number of shortcomings.64 

Donald McRae, law professor at the University of Ottawa  

and an expert on the Arctic, calls on Arctic nations to 

agree on a consistent set of stringent and enforceable 

rules and regulations to manage the security, public 

safety, and environmental risks of economic activity—

such as shipping, fishing, and oil exploration—in the 

Arctic Ocean.65 The lack of consistent environmental 

60 For Canada’s position, see Foreign Affairs and International Trade Canada, Statement on Canada’s Arctic Foreign Policy, 23–25. For the U.S. position, see The White House, National Security Presidential Directive 66 and Homeland Security Directive 25.

61 Arctic Ocean Conference, “The Ilulissat Declaration.”

62 Arctic Council, Arctic Marine Shipping Assessment 2009 Report.

63 International Maritime Organization, Guidelines for Ships Operating in Arctic Ice-Covered Waters.

64 VanderZwaag and others, Governance of Arctic Marine Shipping, 19.

65 Don McRae. In-person interview with The Conference Board of Canada. April 14, 2010.

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protection standards has already raised concerns about 

the expected increase in offshore drilling and the potential 

for oil spills to travel across international boundaries.66 

Canada would benefit from taking a regional and 

cooperative approach to providing safety and environ-

mental protection in the Arctic Ocean—common rules 

would ensure a consistent level of protection across all 

areas of the Arctic Ocean67 and enable the more effect-

ive and efficient use of expensive resources, such as 

ice-breakers, surveillance aircraft, and satellite-based 

observation systems. A promising step in this direction 

has been the negotiations among Arctic Council member 

states on a regional search-and-rescue agreement, which 

Russia said it expected to be signed in the spring of 

2011.68 Canadian Vice-Admiral Bruce Donaldson says, 

“There are national interests to be protected, but many of 

the challenges can only be fully addressed by all affected 

parties working together to meet common goals, set com-

mon standards, and achieve a shared vision of security.”69

cooperation with indigenous peoples who have been living in the arctic for generations is becoming increasingly important .

In the context of wide international interest in the 

Arctic Ocean and the diversity of opinion between 

major economic and military powers around the world, 

it is in Canada’s interest to promote the United Nations 

Convention on the Law of the Sea (UNCLOS) as the 

definitive mechanism to resolve remaining boundary  

disputes in the Arctic region; seek support for its  

Arctic policies in international entities, such as the 

Arctic Council; pursue binding and coordinated Arctic 

shipping regulations; and cooperate with other Arctic 

countries to improve enforcement of environmental 

regulations. In August 2010, Canada released a carefully  

66 CBC News, “Oil Spill Raises Arctic Offshore Drilling Concerns.”

67 Granatstein, “Does the Northwest Passage Still Matter?”

68 BarentsObserver.com, “Arctic Countries to Sign Joint Agreement.”

69 Vice-Admiral Bruce Donaldson. Phone interview with The Conference Board of Canada. April 12, 2010.

worded Arctic foreign policy statement that favours 

“agreements” and “coordination” among the Arctic  

Five and relegates cooperation with other countries  

and forums to the domain of non-committal “dialogue” 

and “research.” The policy takes a three-pronged 

approach to Arctic governance, which includes: 

 � bilateral negotiations (particularly with the  

U.S.) on issues of common interest;

 � agreement and policy coordination among the  

Arctic Five; and

 � policy dialogue, development of guidelines on  

select topics, and research through the Arctic 

Council and other multilateral institutions.70

Cooperation with indigenous peoples who have  

been living in the Arctic for generations is becoming 

increasingly important—both for governments and 

private enterprises that intend to seek out economic 

opportunities in the Arctic. Respect for their cultures, 

recognition of their traditional ways of life (including 

subsistence hunting), and respect for self-government 

rights are required to operationalize public policies and  

business strategies. Indeed, the right of indigenous peoples  

to consultation on matters that can affect their culture and  

traditional way of life is increasingly being recognized 

by the courts. In the summer of 2010, for example, the 

Nunavut Court of Justice granted an injunction against a 

seismic testing project that could have affected the trad-

itional hunting grounds of five indigenous communities. 

The court based its decision not only on the potential 

loss of marine mammals as a traditional food source, 

but also on the potential “loss of culture.”71 The Inuit 

in Greenland, Northern Canada, Alaska, and Chukotka 

(Russia)—through the Circumpolar Council—made a  

declaration on Arctic sovereignty in April 2009 that  

asserted their rights under the United Nations 

Declaration on the Rights of Indigenous Peoples 

(UNDRIP)72 to “freely determine [their] political 

status, freely pursue [their] economic, social, cultural, 

70 Foreign Affairs and International Trade Canada, Statement on Canada’s Arctic Foreign Policy.

71 Qikiqtani Inuit Association v. Canada (Minister of Natural Resources).

72 United Nations, “United Nations Declaration on the Rights of Indigenous Peoples.”

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and linguistic development, and freely dispose of [their] 

natural wealth and resources.”73 The Circumpolar 

Council represents all Inuit peoples across the Arctic at 

the Arctic Council, where it holds the status of permanent  

participant. The Declaration on the Establishment of the  

Arctic Council (The Ottawa Declaration, 1997) provides  

that “the category of Permanent Participation is created 

to provide for active participation and full consultation  

with the Arctic indigenous representatives within the 

Arctic Council.”74 While the Circumpolar Council 

acknowledges that it has “a direct and meaningful seat”  

at discussion and negotiating tables of the Arctic Council,  

it says problems remain, including the following:

 � The rights of indigenous peoples receive insufficient 

mention in the 2008 Ilulissat Declaration made by 

the five Arctic coastal states.

 � The discussions of Arctic sovereignty at the Arctic 

Council lack references “to existing international 

instruments that promote and protect the rights of 

indigenous peoples.”

 � The Arctic Five have “neglected to include Inuit in 

Arctic sovereignty discussions in a manner compar-

able to Arctic Council deliberations.”75

73 Inuit Circumpolar Council, A Circumpolar Inuit Declaration on Sovereignty in the Arctic.

74 Arctic Council, “Declaration on the Establishment of the Arctic Council.”

75 Inuit Circumpolar Council, A Circumpolar Inuit Declaration on Sovereignty in the Arctic.

In 2007, Russia and Norway signed the Treaty Between

the Kingdom of Norway and the Russian Federation

Concerning Maritime Delimitation and Cooperation

in the Barents Sea and the Arctic Ocean.76 And in 

September 2010, the foreign ministers of the two 

nations outlined the lessons and experiences provided 

by the treaty. In an opinion piece in a Canadian national 

newspaper, they offered advice on how best to resolve 

maritime disputes, and they called for increased cooper-

ation.77 The ministers highlighted the Arctic Council 

as an arena “where eight Arctic states meet at the pol-

itical and expert levels”—but they did not mention the 

indigenous peoples of the Arctic nor identify them as a 

necessary party to include in the “creative discussions 

that are required to reach solutions.” There is an oppor-

tunity for Canada to foster greater cooperation with 

Arctic indigenous peoples and to open up the possibility  

of using their unique traditional knowledge and expertise  

to create and implement more effective international 

norms and agreements.78 

76 Government of Norway, Treaty Between the Kingdom of Norway and the Russian Federation.

77 Lavrov and Støre, “Canada, Take Note.”

78 In A Circumpolar Inuit Declaration on Sovereignty in the Arctic, the Inuit expressed their readiness to partner with Arctic states.

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Security challeNGeS iN the Greater North

While the existing and potential future 

challenges to Canada’s sovereignty in  

the Arctic have received a fair amount  

of attention and are relatively clear, other security  

challenges in the Greater North are not as well defined  

or understood. Canada would benefit greatly from a 

comprehensive threat and vulnerability assessment that 

takes regional differences in the Greater North into 

account, examines all hazards, and considers the  

linkages between economic development and security. 

Northern communities differ significantly in the maturity of their socio-economic development .

Northern security extends well beyond issues related to 

Canada’s sovereignty. It includes the protection of people, 

infrastructure, and the environment against all hazards 

in Canada’s Greater North. It is also about mitigation, 

emergency response, and recovery when major natural 

or human-caused incidences occur. While there are 

some threats—such as forest fires and floods—that are 

well known, there are other threats—such as pandemics, 

industrial accidents, organized crime, illegal trafficking in 

drugs and people, and (eco-)terrorism—whose particular 

significance and consequences in the North are less well 

known. Furthermore, there is a lack of understanding of 

the vulnerabilities associated with these threats to critical 

infrastructure (particularly energy-related infrastructure), 

Northern communities, and the environment. 

threatS aNd vulNerabilitieSThe Greater North is highly diverse in terms of geography 

and climate, and Northern communities differ significantly  

in the maturity of their socio-economic development and, 

therefore, the nature of the threats that they face. Cities 

that have benefited from resource development, such 

Northern Security

chaPter 3

chapter Summary � Northern security extends well beyond issues

related to Canada’s sovereignty. It includes the protection of people, infrastructure, and the environment against all hazards in Canada’s Greater North.

� Northerners are concerned that the security implications of the effects of climate change and the resulting broad range of economic development activity have not been assessed in a comprehensive way.

� Megaprojects and other types of economic development in the Greater North have brought valuable goods and money to the region—but have also resulted in a variety of illegal activities.

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as Fort McMurray, face different security threats than 

smaller and more isolated communities, such as those 

that lie at the northern edge of the Canadian Arctic. 

Interviews with some 30 subject-matter experts and 

Northern leaders have shown that a comprehensive 

assessment of the security risks that could affect the 

people, critical infrastructure, and the environment of 

the North continues to be lacking. This rings particularly  

true with respect to the long-term consequences of climate  

change and the potential effects of increasing economic 

development activities on the security of Northerners 

and their environment.

cliMate chaNGe aNd Security

Climate change has begun to reduce the environmental 

impediments to operations in the North and sparked  

private sector interest in exploring opportunities for 

shipping, oil and gas, and mining. Northerners are  

concerned that the security implications of the effects 

of climate change and the resulting broad range of eco-

nomic development activity have not been assessed in a 

comprehensive way. While the current (and some future  

potential) effects are known and the implications relatively  

clear, others are less certain.

Navigation in the arctic is particularly challenging—it is not very well mapped and conditions keep changing .

The warming effects of climate change on permafrost 

soil have started to endanger the stability of pipelines 

and other essential infrastructure, such as roads that 

connect Northern communities to the outside world  

or provide access to remote commercial facilities in  

the Greater North.1 

Increased shipping in and through the Arctic would 

inevitably lead to a greater probability of accidents,  

pollution, and negative effects on marine life in the 

Arctic Ocean. On July 16, 2010, two ice-rated tankers  

1 Alfred Wegener Institute, “Will the Permafrost Soils in Alaska and Siberia Thaw?”

registered to a Russian company collided while attempting 

to navigate the Northeast passage between Murmansk and 

Chukotka in Russia’s Far East. They were under escort of 

two Russian nuclear powered ice-breakers. While it was 

reported that there was no leakage of their loads of diesel 

fuel, Russian officials conceded that the collision occurred 

in difficult ice conditions exacerbated by poor visibility.2 

Navigation in the Arctic is particularly challenging 

because the region is not very well mapped and condi-

tions keep changing, partly due to the fluctuation of 

extreme temperatures. Another example of the chal-

lenges of navigating Arctic waters came in August 

2010 when a cruise ship ran aground after hitting an 

unmapped rock approximately 55 nautical miles west  

of Kugluktuk, Nunavut.3

the increase in transit traffic is hard to predict, but shipping companies that already supply Northern communities can be expected to pick up more business .

The opening of the Northwest Passage due to melting sea 

ice has some observers speculating that it might eventu-

ally become a viable navigation route for commercial 

shipping, mainly because it is significantly shorter than 

currently used routes between major commercial centres. 

However, a recent survey by Frédéric Lasserre of Laval 

University suggests that international shipping companies 

may not be as interested in using the Northwest Passage 

as these observers believe.4 Others have raised similar 

doubts.5 The concrete increase in transit traffic is hard 

to predict, but shipping companies that already supply 

Northern communities can be expected to pick up more 

business as economic activity on land increases.

The number of military naval vessels traversing the Arctic 

Ocean is believed to be on the rise, given the strategic 

importance of the region. The number of scientific mis-

sions and expeditions into the Arctic Ocean has already 

2 BarentsObserver.com, “Arctic Oil Tankers Collided.”

3 Canadian Press, “Cruise Ship Exploring Northwest Passage Runs Aground.”

4 Weber, “Cold Shoulder: Little Shipping Interest in Ice-Free Northwest Passage.”

5 Ebinger and Zambetakis, “The Geopolitics of Arctic Melt.”

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started to increase. Cruise ships are increasingly sailing 

to Arctic waters during summer months. Marine traffic 

to an increasing number of offshore infrastructures used 

for the exploration of oil and gas fields can be expected to 

increase as well. Oil companies are considering invest-

ments in the exploration of the Arctic seabed and have 

applied for drilling licences in the Beaufort Sea and the 

eastern Arctic waterway of the Davis Strait. Extracting 

oil and gas in the Arctic Ocean has particular challenges 

that have raised concern about an elevated potential for 

accidents and oil spills that could be difficult to respond 

to and clean up.6  

rarely is additional funding provided to address the increase in criminal activity that comes with new-found wealth .

One of the greatest challenges of dealing with the con-

sequences of climate change and the implications of 

aggressive economic development in the North may prove 

to be the already limited capability of local and federal 

governments to respond to the threats they will increas-

ingly face, and a lack of resources to properly respond to 

those threats. The expected increase in human activity in 

the North, combined with the evolving effects of climate 

change, will make the public safety and emergency man-

agement resource gap an increasingly pressing concern.7

ecoNoMic develoPMeNt aNd criMe

Across the Greater North, planned “megaprojects” and  

other economic activities mean growth potential for the 

participating companies and the promise of opportunity 

for local communities. But these projects also increase 

the likelihood of criminal activity when Northern 

employees return home to their communities with sig-

nificant amounts of money in their pockets. While the 

corporations that are developing the sites are expected 

6 CBC News, “Oil Spill Raises Arctic Offshore Drilling Concerns.”

7 Regan Watts. In-person interview with The Conference Board of Canada. May 31, 2010.

to provide security for their facilities, there is rarely any 

adjustment to the policing reference level for the com-

munities in the vicinity of those facilities—no additional 

funding is provided to address the increase in criminal 

activity that comes with the new-found wealth.8 

Current and future economic development activities and 

opportunities include natural resource extraction, con-

struction of various forms of infrastructure, and electricity 

generation and transmission. Many of the projects that 

are currently under way or planned can be characterized 

as “megaprojects” due to their size, the effort required to 

bring them to operation, and the prospective high rate of 

return on investment.  

the drug trade has become a significant problem in Northern communities .

Megaprojects and other types of economic development 

in the Greater North have brought valuable goods and 

cash to the region but have also resulted in a variety 

of illegal activities. Organized crime has arrived in 

Northern communities, mainly in the form of street or 

youth gangs based on those in the South. This criminal 

activity has gained from economic development, and 

organized crime is focusing its recruitment efforts on the  

local youth and on residents of correctional facilities who  

eventually will return to Northern communities. The drug  

trade (involving, for example, the use of small planes for  

drop-in operations) has become a significant problem in 

Northern communities.9

Smugglers and organized crime groups, such as human 

traffickers and drug dealers, may increasingly see access  

to North America through the North as a business 

opportunity. The relative isolation of the many small 

communities will be a deterrent in the near term, but as 

time passes and increased numbers of people arrive in 

8 Sgt. Steven McVarnock. Phone interview with The Conference Board of Canada. April 26, 2010.

9 Vince Hawkes. Phone interview with The Conference Board of Canada. April 23, 2010.

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the Arctic as a result of economic growth and resource 

exploitation, these types of activities are likely to 

increase if no action is taken.10

Terrorist groups may also view the newly opened north-

ern access to North America as viable routes for moving 

people and weapons, as the northern border will be harder 

to control than borders further south. Meeting this chal-

lenge would require a high degree of cooperation and 

trust among the five Arctic nations and other countries 

dealing with the threat of terrorism.11 

GoverNaNce challeNGeS

Canadian efforts to provide comprehensive security and 

public safety in all regions of the Greater North have been 

encumbered by a shortage of locally available resources 

and shortcomings in governance. 

Most regions in the Greater North do not have the resources needed to deal effectively with a range of current and future security challenges .

What has become evident is that most regions in the 

Greater North do not have the resources needed to deal 

effectively with a range of current and future security  

challenges, including organized crime, drug abuse, and 

street gangs controlled from the South.12 There are 

insufficient police services to respond to emergencies, 

and the ones that are in place have an overwhelming 

workload.13 For example, in addition to their regular 

duties in most communities policed by the RCMP in 

Nunavut, Mounties frequently act as social services rep-

resentatives and parole officers. The Ontario Provincial 

Police (OPP) is regularly called to assist First Nations 

10 Michael Byers. In-person interview with The Conference Board of Canada. February 12, 2010; Robert Huebert. In-person interview with The Conference Board of Canada. April 8, 2010.

11 Huebert, in-person interview.

12 Hawkes, phone interview.

13 McVarnock, phone interview.

police services on major crimes, and it does so without 

the funding required to pay for the additional specialized  

policing services that the OPP provides. Two interviewees  

stated that some communities in Northern Ontario lack 

the ability to maintain infrastructure and equipment 

that were purchased through capital funding. The assets 

deteriorate quickly due to the lack of operations and 

maintenance funding.14

the canadian forces have an ever-increasing role in the partnerships required to provide security in the North .

Emergency management personnel tend to be based in 

major cities in the South, and they must monitor security  

risks and vulnerabilities not only in the North but in the 

Southern regions of their overall jurisdictions as well. 

Capacity to deal with security challenges in much of the 

Greater North is limited, and public safety resources, such 

as search and rescue equipment and personnel, are gen-

erally located far away. 

The Canadian Forces have an ever-increasing role in 

the partnerships required to provide security in the 

North.15 Most federal agencies—with the exception 

of the RCMP—lack a broad and distributed presence 

in the Arctic and frequently depend on the Canadian 

Forces for transportation to and from Arctic locations. 

While this would change somewhat if the Canadian 

government decided to equip other departments to be 

able to operate more independently in the Arctic, the 

armed forces will continue to play a central role. Other 

countries already train their armed forces to respond 

to particular security challenges that require military 

skill sets and equipment. Energy security, for example, 

has become a major concern for Arctic countries, as 

disruptions to the continuous functioning of the related 

infrastructures could have serious consequences for their 

national economies. As a consequence, Norway has 

14 Tom Kontra. Phone interview with The Conference Board of Canada. April 23, 2010; Hawkes, phone interview.

15 McVarnock, phone interview.

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recently begun to train its Special Forces teams in the 

skills and tactics required to recapture offshore oil-drilling 

platforms should they be hijacked by eco-terrorists or 

other criminal elements. 

But while the Canadian Forces may for the moment be  

the best equipped to operate in the Arctic, there are  

several security and control tasks related to border 

control, environment, search and rescue, and infrastruc-

ture that require the involvement of other responsible 

government departments and agencies. The Standing 

Senate Committee on Fisheries and Oceans recently 

recommended that the Canadian Coast Guard be better  

equipped to address Northern security challenges, and it  

said that would involve the Coast Guard having a year-

round Northern operation that is actually administered in  

the North. The committee also recognized the role of the  

territorial governments and the federal departments of  

Indian and Northern Affairs, Fisheries and Oceans, 

Environment Canada, Natural Resources, Foreign 

Affairs and International Trade, and Transport 

Canada.16 (Public Safety Canada was curiously 

missing from the list despite its broad responsibility  

for the coordination of national security, emergency 

management, intelligence, and corrections.)

16 Standing Senate Committee on Fisheries and Oceans, Controlling Canada’s Arctic Waters.

Climate change is judged by many to be one of the most  

pervasive threats—one that will stretch the capacity of 

individual organizations and jurisdictions to respond to 

the security and safety-related consequences. We know 

that the warming effect of climate change is most pro-

nounced in the Arctic and that the consequences could 

alter the entire region in a fundamental and unpreced-

ented way.17 In recent years, the interrelationships 

between climate change and security have become the 

theme of many discussions, publications, and confer-

ences in security circles18 that highlight the need for a 

holistic policy response that integrates different levels of 

government and divergent priorities between departments 

and agencies. 

In Canada, too, there is a strong need to improve policy 

integration, cooperation, and information sharing among 

the various territorial, provincial, federal, and local gov-

ernments, and to raise the degree of coordination among 

different departments and agencies on Arctic policy.19 

17 Lemmen and others, From Impact to Adaptation.

18 See Bjorn Rutten, The Threat of a Changing Climate; also Yalowitz and others, The Arctic Climate Change and Security Policy Conference, 13.

19 Standing Senate Committee on Fisheries and Oceans, Controlling Canada’s Arctic Waters, iii.

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While most casual observers tend to associate 

security in the North with Arctic geopol-

itics, defence, and economic development, 

Northerners themselves have made clear that their con-

ception of security is quite different. Interviews with a 

diverse group of Northerners show that their focus is on  

the capacity of local communities to provide residents 

with the basic necessities of life (e.g., water, food, shelter)  

and to enable them to develop a basic level of resiliency—

regardless of whether the identified dangers to the com-

munity are external (security threats) or internal (safety 

threats). The largely artificial distinction between public  

safety and security has no practical value to them. Given 

that capacity building in Northern communities is fre-

quently led, funded, and facilitated from the outside, 

the threat of a lack of capacity can be considered by 

Northerners to be external (and therefore largely out-

side of their control). It is not surprising that Northern 

communities view this problem through a “community 

security” lens.

Northerners’ focus is on the capacity of local communities to provide residents with the basic necessities of life and a basic level of resiliency .

Security froM a NortherNer’S PerSPective

In our interviews with researchers, Northern community  

representatives, and corporate entities regarding their 

interpretations of “security” in Canada’s North, it 

became apparent that the traditional interpretations  

of security promoted by academics and policy-makers 

have little relevance to the experience of a Northerner. 

Although each interviewee stressed different challenges 

to, and opportunities for, security, each focused on com-

munity-specific threats and opportunities, rather than on 

those that might be considered personal or national in 

Community Security

chaPter 4

chapter Summary � Northerners are more concerned with the

direct, local, and immediate threats to their community’s sustainability and resiliency than they are with threats whose effects are primarily indirect, remote, and in the future.

� Communities will not be able to thrive unless a basic capacity to meet security needs and build resiliency is provided at the community level.

� Northerners are concerned about the growing potential for environmental accidents caused or aggravated by economic development activity and the inability to respond to such disasters in a timely fashion.

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scope. Interviewees confirmed what researchers of the  

International Polar Year GAPS (Gas, Arctic Peoples, 

and Security) initiative1 and others have noted—namely 

that Northerners (and Canada’s Northern indigenous 

people in particular) see their “community,” rather than 

the individual or the state, as being the primary referent 

object of living a secure life. 

This may be explained in part by the fact that, for gener-

ations, people in the North—particularly in the Canadian 

Arctic and in other remote Northern regions—have had 

to rely on their communities or bands for survival in a 

hostile environment. Harsh climatic conditions and great 

distances between areas of human activity have required 

Northerners to focus on their immediate environment and 

made questions of national scope less relevant. Today, 

Northerners have greater access to goods and services 

from the South, but many issues have not changed. 

Northerners still face the challenges of low population 

density, great distances between communities, and harsh 

climatic conditions. 

Northerners now have greater access to goods and services from the South, but many issues have not changed, such as great distances and harsh climatic conditions .

Northerners are more concerned with the direct, local, 

and immediate threats to their community’s sustain-

ability and resiliency than they are with threats whose 

effects are primarily indirect, remote, and in the future. 

Northerners believe that their ability to prevent security 

incidents from within (e.g., criminalization and radical-

ization of youths) and to recover from the potentially  

1 “GAPS” (Gas, Arctic Peoples, and Security) is a fully endorsed International Polar Year (IPY) project and is funded through the Canadian and Norwegian IPY programs. GAPS is a multinational, multidisciplinary initiative that aims to examine the scope and range of human security in the Arctic. GAPS specifically focuses on the impacts of oil and gas activity on climate change and on Arctic peoples, in order to identify and document threats and coping strategies from multiple security perspectives (in Arctic communities and among Arctic researchers). GAPS aims to deliver this knowledge, in cooperation with Arctic communities, to other Arctic communities and to the human security policy and academic communities.

catastrophic consequences of security incidents depends 

on the capacity of their communities to provide or attract  

the infrastructure, expertise, and funding required for:

 � delivering health, education, public safety, and 

environmental protection services;

 � promoting socio-economic development; and 

 � building effective community governance. 

This report does not claim to provide a definitive definition 

of the concept of “community security” or an exhaustive 

list of its component parts. Rather it offers the concept of 

community security as a catalyst for a broader and more 

“North-centric” conversation about security (and safety) 

in the North based on conversations and interviews with 

Northerners in the context of several research projects 

conducted by the Centre for the North. One of these 

projects is looking at the conditions of and determinants 

for “thriving communities.” The conclusions that can be 

drawn from this research include the one that communities 

will not be able to thrive unless a basic capacity to meet 

security needs and build resiliency is provided at the 

community level.

PlaciNG coMMuNity Security iN PerSPective

The concept of “community security” proposed in this 

report draws on relevant aspects of both human secur-

ity and societal security, but better captures the specific 

security concerns of Northern communities2 in order to 

address this distinctly Northern perspective.3

The concept of human security, with its focus on people 

(as opposed to territories) and their basic needs (as 

opposed to armaments), more closely aligns with these 

Northern perspectives on security. However, it still falls 

short because the referent object remains the nation rather  

than the community—the indicators developed in the 1994  

2 For the purpose of this project, a Northern community is defined as a settled group of 100 residents or more congregated in Canada’s North.

3 Duhaime, “Sustainable Development: Questioning the Concept,” 11–45; Zellen, On Thin Ice.

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United Nations Human Development Report are designed 

to “provide an early warning of whether a country [. . .] is 

heading toward social disintegration and possible national 

breakdown.”4 Moreover, this definition was originally 

designed for developing nations in crisis, especially those 

that have suffered violent conflict (such as Afghanistan, 

Angola, Haiti, Iraq, Mozambique, Myanmar, Sudan, and 

Zaire) as opposed to developing regions of a developed 

nation, such as Canada’s North.5 Consequently, while 

some indicators of human security (e.g., food security, 

job and income security) might be relevant to Northern 

communities, other indicators (e.g., human rights viola-

tions, ethnic or religious conflicts) are less relevant.6

More research is needed to confirm the suggested elements of community security and determine their impact on the security and resilience of Northern communities .

The concept of societal security originated in Scandinavia.  

“A civil and civilian concept that potentially covers all 

non-military risks and threats to society,” it was part 

of the updating and reorganizing of the “total defence” 

concept used during the Cold War and is designed for  

domestic policy-making by developed states.7 The defin-

ition put forth by Esther Brimmer, Director of Research 

at the Center for Transatlantic Relations (Paul H. Nitze  

School of Advanced International Studies, Johns Hopkins 

University), does reflect some of the specific security  

inter ests of Northerners, including those related to 

cohesion (democracy, rule of law and civil liberties, 

education, welfare, and pluralism) and physical protec-

tion (infrastructure, public health, natural disaster relief, 

environmental quality, and anti-terrorism measures).8

4 United Nations Development Programme, Human Development Report 1994, 38.

5 Ibid., 42–43.

6 Ibid., 38.

7 Bonin and others, Focal Report 2.

8 Brimmer, “From Territorial Security to Societal Security,” 31.

However, societal security also ultimately focuses on the  

nation (i.e., society as a whole) rather than on individual  

communities. The concept also:

 � presupposes homogeneous socio-economic develop-

ment across society, as well as a relatively mature 

national crisis- and risk-management organization 

and infrastructure; 

 � provides advice that is narrowly directed at the  

challenges of cooperation and coordination of  

local and national resources; and

 � focuses on threats to “critical societal functions” 

(similar to Canada’s critical infrastructure sectors) 

but provides no tools to identify specific threats to 

diverse and geographically dispersed communities.

SuGGeSted eleMeNtS of coMMuNity SecurityIt is proposed that “community security” includes the 

capacity of a community to recognize and address 

threats to, and fulfill opportunities for, meeting its 

inhabitants’ basic needs and developing a basic level  

of resiliency, including the capacity to:

 � promote socio-economic development;

 � protect the environment; 

 � provide health services;

 � provide public safety and security; and

 � establish effective governance. 

Further research is required to confirm these elements  

and determine their impact on the security and resilience  

of Northern communities. There may be a requirement 

for other capacities that have not yet been identified. It 

is important to keep in mind that these capacities have 

been determined largely based on information from 

interviews with Northerners and Northern researchers. 

What follows is a discussion of the identified capacities. 

The discussion is not intended to be exhaustive; rather, 

it is intended to broaden and deepen the conversation 

about capacity for security and resiliency at the com-

munity level in Canada’s North. 

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Socio-ecoNoMic develoPMeNt

Socio-economic security emerged as the key (and perhaps  

the broadest) component of community security, encom-

passing adequate social infrastructure (e.g., schools and  

skills training, housing, counselling services, social 

assistance) and a healthy economy. Risks to Northern 

communities include: 

 � a lack of economic diversity (and thus, job and  

skill shortages); 

 � housing affordability, shortages, crowding, and  

poor conditions; 

 � limited access to education, health, and social services; 

 � lack of critical (water, energy, transportation,  

communication) infrastructure; 

 � loss of culture and traditional way of life, due to rad-

ical socio-economic and demographic changes; and

 � higher rates of drug-related and violent crimes, which 

represent risks to the socio-economic development of 

many Northern communities.9

In some Northern communities affected by megaprojects, 

too great a focus is placed on economic development 

rather than community development. Consequently, 

infrastructure that supports the community lags behind 

that which facilitates commercial projects. Many remote 

communities, particularly in the Far North, lack adequate 

banking as well as credit and investment facilities. For  

example, residents of Baker Lake in Nunavut must rely 

on ATMs and the local grocery store to obtain cash 

because there is no local bank.10

Northerners feel some deaths could be prevented if Northern communities had better access to search and rescue services .

Findings from an integrated Working Group for a Nunavut 

Suicide Prevention Strategy, published in 2010, determined  

that “people’s living situations [in Nunavut] have changed 

rapidly and radically; that as a result, the traditional ways 

are breaking down; and that Inuit today are straddling  

9 Sisco and Stonebridge, Toward Thriving Northern Communities.

10 CBC News, “No Bank in Baker Lake Despite Mining Boom.”

two cultures and facing unique challenges.”11 One of the 

most devastating manifestations of issues related to culture 

loss is “the unprecedented number of suicides and suicide 

attempts in recent decades, largely among youth.” 12 

eNviroNMeNt

Environmental security concerns in Northern commun-

ities are related primarily to harsh weather conditions 

and remoteness of location, climate change, and the 

harm inflicted on the environment by natural and man-

made disasters. Compared with the South, the North is 

vast, comprising 80 per cent of Canada’s land mass but 

only 7 per cent of its population.13 The relative remote-

ness of some communities, combined with the colder 

temperatures, wilderness conditions, and the challenges 

that are increasingly emerging from climate change  

represent major environmental threats to Northerners. 

For example, harsh weather conditions and “[t]hin ice 

[are] claiming the lives of . . . hunters every year.”14 

Northerners feel some of these deaths could be prevented 

if Northern communities had better access to search and 

rescue services. However, the SAR teams are stationed 

far from most of Canada’s remote or hard-to-reach areas.  

And while they may be trained in Arctic rescue, they 

aren’t located there. As Exhibit 5 shows, the majority 

of SAR technicians are stationed in Canada’s southern 

regions. Canadian Forces Base (CFB) Trenton, for 

example, which commands search and rescue in the 

vast majority of Canada’s North, is closer to Quito, 

Ecuador, than it is to the Canadian military base at 

Alert, Nunavut. 

Northerners who were interviewed for this project 

expressed concern about the growing potential for 

environmental accidents caused or aggravated by 

economic development activity and the inability to 

11 Bobet, Towards the Development of a Nunavut Suicide Prevention Strategy.

12 Ibid.

13 Based on data from Statistics Canada, “Profile for Canada, Provinces, Territories, Census Divisions, and Census Subdivisions, 2006 Census.”

14 Sisco and Stonebridge, Toward Thriving Northern Communities; The Great Warming, “Interview With Sheila Watt-Cloutier.”

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respond to such disasters in a timely fashion, given the 

limited access to emergency services in some Northern 

communities. (They also expressed similar concerns 

regarding natural disasters.)

health

According to some interviewees, economic development  

is frequently initiated in Northern communities without 

provision of the necessary essential health services. 

Generally, research participants viewed this as an out-

come of poor policy planning and coordination at and 

between all levels of government. The “[l]ack of local 

hospitals and shortage of health professionals, and food 

and water security issues are all contributing factors 

to poor health outcomes in Northern communities.”15 

Community representatives did not make reference to 

local concerns regarding contaminants in traditional or 

“country” food sources, but researchers in the natural  

15 Sisco and Stonebridge, Toward Thriving Northern Communities.

exhibit 5Search and Rescue Technicians in Canada

Source: The Centre for the North (The Conference Board of Canada).

Comox, BCCold Lake, AB

Winnipeg, MB

Trenton, ON

Bagotville, QC

Goose Bay, NL

Gander, NL

Greenwood, NS

VictoriaSRR

TrentonSRR

HalifaxSRR

434

17

29

4

4

12

27

Legend: Search and rescue regions (SRR) and search and rescue technicians

Trenton SRR Halifax SRRVictoria SRRNorth–South boundaryNumber of SAR techs43

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sciences have noted that they are finding increased levels  

of various carcinogens and other contaminants, such as  

methyl mercury, in Northern marine and wildlife.16 

Indeed, a forthcoming Conference Board of Canada 

report notes that “country food is often contaminated 

with toxins that global atmospheric and oceanic currents 

bring to the Arctic, including persistent organic contamin-

ants (e.g., PCBs, DDT, chlordale, and toxaphene), heavy 

metals (e.g., arsenic, cadmium, lead, nickel, mercury), 

sulphur and nitrogen compounds, radioactive contamina-

tion, and oil pollution. These toxins then enter the food 

chain and threaten the wildlife as well as the people who 

depend on hunting, fishing, and gathering for their major 

food sources.”17 Further, food security is an especially 

prevalent concern among Northern communities without 

outbound road access because food staples arrive only by 

air—and air transport is dependent on favourable weather 

conditions. Moreover, the cost of flying in goods inflates 

the cost of food staples, making them less affordable.18  

Public Safety aNd Security

Community representatives noted that access to reliable 

and immediate emergency and police services in Northern 

communities is often challenged by both the limited size 

16 Alaska Native Science Commission, “Transboundary Arctic Contamination.”

17 Sisco and Stonebridge, Toward Thriving Northern Communities.

18 Ibid.

of police units and the long distances between specialized 

police and other emergency responders. Interviewees in 

the Northern communities all shared a concern about pub-

lic safety, particularly with regards to high rates of crime. 

According to statistics from the 2006 census, Northern 

regions have much higher crime rates than seen in the 

South.19 Further, these higher crime rates in the North 

have been linked to “rapid, large-scale population growth 

in some, largely resource-based, communities, as well as 

low education and employment.”20  

Political GoverNaNce

Community representatives and Northern researchers 

have all noted that local governance is often adequate in 

terms of its commitment to the security of the community. 

However, intergovernmental relations and jurisdictional 

barriers often inhibited the capacity of local governments 

and community members to address common security 

concerns. A lack of intergovernmental communications 

and consultations has, in some instances, led to juris-

dictional overlap and conflict that can slow approval 

processes and inhibit the overall effectiveness of policy 

development and implementation.21

19 Ibid.; Human Resources and Skills Development Canada, “Security—Crime Rates.”

20 Sisco and Stonebridge, Toward Thriving Northern Communities.

21 Ibid.

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This report examined three dimensions of security 

in the North—Arctic security, Northern security,  

and community security—in order to provide a 

more comprehensive picture of the security challenges  

in Canada’s North. Arctic security refers to the protection  

of Canada’s sovereignty and of its Arctic territory, people,  

and environment from remote threats and undesired 

influences. Northern security includes the protection 

and resilience of people, critical infrastructure, and the 

environment against all threats and hazards. The third 

dimension—community security—is the most important  

for Northerners. They see the community—rather than 

the individual, the state, or the nation—as the primary 

referent object of living a secure life. Community secur-

ity includes the capacity of a community to recognize 

and address threats to, and fulfill opportunities for, 

meeting its inhabitants’ basic needs and developing  

a basic level of resiliency.

the third dimension—community security—is the most important for Northerners .

Security in Canada’s Greater North cannot be adequately 

understood through Southern conceptions of security 

alone. We need to build a lens that takes the local and 

regional particularities in the North into account and 

allows us to factor in the cultural and socio-economic 

development context in all its diversity across the 

Greater North. This report develops the concept of  

community security, based primarily on interviews with 

Northerners (public officials, private sector executives, 

and researchers). More work is needed to deepen and 

broaden our understanding of the community dimension 

of security in Canada’s North. Specifically, this concept 

could be better understood via a comprehensive and 

region-specific threat assessment in the North and the 

Conclusion

chaPter 5

chapter Summary � This report examines three dimensions of

security in the North in order to provide a more comprehensive picture of the security challenges facing Canada’s North.

� Security in Canada’s Greater North cannot be adequately understood through Southern conceptions of security alone.

� More work is needed to deepen and broaden our understanding of the community dimension of security in Canada’s North.

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development of a set of clear indicators that identify and 

measure the security needs and the capacity to provide 

security and build resilience of a given community in 

these regions. This broadened understanding and future 

defined set of indicators could be used to enhance our 

understanding of the essential elements that determine 

the resilience of that community. 

As the level of community security within the hundreds 

of communities in Canada’s North is better understood, 

this knowledge will better guide the development of pub-

lic policies, strategies, and programs that can address the 

greatest threats to the security and resilience of Canada’s 

Northern communities. 

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