SEC News Digest, November 22, 2000 · The release can be accessed on the Commissions web site at...
Transcript of SEC News Digest, November 22, 2000 · The release can be accessed on the Commissions web site at...
SEC NEWS DIGEST
issue 2000-224November 22 2000
COMMISSION ANNOUNCEMENTS
COMMISSION MEETINGS
Following is schedule of Commission meetings which will be conducted under provisions
of the Government in the Sunshine Act Meetings will be scheduled according to the
requirements of agenda items under consideration
Meetings will be held in the Commission Meeting Room Room 1C30 at the Commissions
headquarters building 450 Fifth Street N.W Washington D.C Visitors are welcome at
all open meetings insofar as space is available Persons wishing to photograph or
videotape Commission meetings must obtain permission in advance from the Secretary of
the Commission Persons wishing to tape record Commission meeting should notify the
Secretarys office 48 hours in advance of the meeting
Any member of the public who requires auxiliary aids such as sign language interpreter or
material on tape to attend public meeting should contact Rochelle Franks Office of
Administrative and Personnel Management to make arrangements Ms Franks can be
reached at TTY number 202 942-9558 If you are calling from non-TTY number
please call the Relay Service at 1-800-877-8339
OPEN MEETING WEDNESDAY NOVEMBER 29 2000 1000 A.M
The subject matter of the open meeting will be
The Commission will hear oral argument on an appeal by Seaboard Investment Advisers
Inc and Eugene Hansen together Respondents as well as the Division of
Enforcement from an administrative law judges initial decision
The law judge found that the United States District Court for the Eastern District of
Virginia had issued an order with Respondents consent without admitting or denying
liability permanently enjoining the Respondents from violating Sections 2061 2062and 2064 of the Investment Advisers Act of 1940 and Advisers Act Rule 2064-
1a5 and from violating an earlier Commission Order Making Findings and Imposing
Remedial Sanctions and Cease and Desist Order On the basis of the injunction the law
judge revoked the registration of Seaboard and suspended Hansen from being associated
with an investment adviser for period of twelve months
Among the issues likely to be argued are the following
whether the record establishes that the Respondents were permanently
enjoined from violating antifraud provisions of the securities laws and from
violating an earlier Commission cease-and-desist order and
if so what sanction if any is appropriate in the public interest
For further information contact Alissa Baum at 202 942-0923
CLOSED MEETING WEDNESDAY NOVEMBER 29 2000- 1100A.M
The subject matter of the closed meeting scheduled for Wednesday November 29 will
be Post argument discussion and an Opinion
CLOSED MEETING THURSDAY NOVEMBER 30 2000- 1100 A.M
The subject matter of the closed meeting scheduled for Thursday November 30 will be
Institution and settlement of injunctive actions and Institution and settlement of
administrative proceedings of an enforcement nature
At times changes in Commission priorities require alterations in the scheduling of
meeting items For further information and to ascertain what if any matters have been
added deleted or postponed please contact The Office of the Secretary at 202 942-
7070
COMMISSION RELEASES FINAL RULE REVISIONS ON AUDITORINDEPENDENCE
On November 21 the Commission released revisions of its auditor independence rules
The release can be accessed on the Commissions web site at
hitp //www sec gov/rules/final/3 3-7919 htm Press Rel 2000-177
ENFORCEMENT PROCEEDINGS
IN THE MATTER OF RALPH LEBLANC
On November 21 an administrative law judge issued an initial decision In the Matter of
Ralph LeBlanc The Division of Enforcement Division alleged that from 1992
through February 1996 Respondent LeBlanc participated in the offer and sale of Alpha
NEWS DiGEST November 22 2000
Diversified industries Inc Alpha common stock which was penny stock as defined
by the Securities Exchange Act of 1934 Exchange Act and Rules thereunder and that
through that period Respondent LeBlanc was presidentand chairman of the board of
directors of Alpha The Division further alleged that on September 10 1997 the Securities
and Exchange Commission Commission commenced an action cyhieSified
1ndustnes Inc. et al Civil Action No 97-2814 E.D La in the United States District
Court for the Eastern District of Louisiana and on March 26 1999 the Court entered
judgment enjoining Respondent LeBlanc from future violations of Section 17a of the
Securities Act of 1933 and Section 10b of the Exchange Act and Rule lOb-S thereunder
The administrative law judge found that Respondent LeBlanc had been so enjoined and
that it was in the public interest that he be barred from participatingin an offering of
penny stock
Consequently in the initial decision pursuant to Section 15b6 of the Exchange Act
Respondent Ralph LeBlanc was barred from participatingin an offering of penny stock
Initial Decision No 174 File No 3-10065
NASD CENSURE AND FINE OF KEITH PERKiNS SUSTAINED
The Commission sustained the disciplinaryaction the National Association of Securities
Dealers Inc NASD imposed on Keith Perkins general securities representative
The NASD had found that Perkins violated Conduct Rule 2110 by creating and
submitting false expense receiptsfor reimbursement of costs he did not incur The
NASD had censured Perkins and imposed $7500 fine Rel 34-43599 File No 3-
10109
SEC SUES JEFFREY LEACH HUBERT LEACH AND LMC ASSETS CORP FOR
FRAUDULENT MINI TENDER OFFERS
The Commission today announced the filing of lawsuit against Jeffrey Leach his
brother Hubert Leach both of whom are residents of Philadelphia Pennsylvania and
LMC Assets Corp for fraud in connection with three mini tender offers The complaint
alleges that Jeffrey and Hubert Leach president and former vice-president of LMC
Assets made millions of dollars in unlawful profits and caused investors to suffer
millions of dollars in losses by making fraudulent mini tender offers for shares of
Fleming Companies Inc Fruit of the Loom Ltd and Mattel Inc Mini tender offers
are offers for less than five percent of class of securities registered with the
Commission The fraudulent offers were made through two shell corporations that
Jeffrey Leach created and controlled defendant LMC Assets and Carnegie Investment
Management Ltd Cayman Islands company that recently filed petition for
bankruptcy
The complaint alleges that all three tender offers were fraudulent for several reasons
including
NEWS DIGEST November 22 2000
The offering documents contained material omissions and false statements about the
offerors intent in making the offer its ability to pay for the tendered shares and
other material matters
The defendants made numerous false and misleading statements outside of the offering
documents in particular they made many false promises to tendering shareholders that
they would be paid for their shares typically by date certain and simply never paidfor many shares tendered
The defendants structured the offers without the use of any escrow account or
independent receiving agent and failed to disclose that they could not pay for the
shares thus they gained control of the shares before payment and obtained the
equivalent of an unsecured loan and free call option on the tendered shares Thedefendants then used the unpaid-for shares as collateral to receive millions of dollars
in cash from margin loans and to engage in extremely risky margin trading schemes
The defendants engaged in other practices that are specifically unlawful in
connection with tender offers For example the defendants unlawfully amended the
Mattel offer by changing the offering price but failing to give shareholders sufficient
time to consider the amended offer The defendants also unilaterally and illegally
amended the Fruit of the Loom offer five weeks after its purported closing and
coerced shareholders into accepting significantly lower price or the return of their
shares And in connection with all three offers the defendants failed to pay for or
return the shares promptly after the close of each offer
The Commissions complaint seeks to permanently enjoin Jeffrey Leach Hubert Leachand LMC Assets from violating Sections 10b and 14e of the Securities Exchange Act
of 1934 and Rules lOb-5 and 14e-1 thereunder The complaint also seeks disgorgementof all ill-gotten gains and losses avoided prejudgment interest and civil monetarypenalties against the defendants
Jeffrey Leach et at Civil Action No 00 CV5928 USDC ED Pa LR-16807
INVESTMENT COMPANY ACT RELEASES
PMC CAPITAL INC ET AL
An order has been issued on an application filed by PMC Capital Inc et at under the
Investment Company Act The order permits business development companyBDC to engage in loan origination agreement with an affiliated real estate investment
trust REIT investment management agreements between the REIT and subsidiaries
of the BDC and the establishment of special purpose entities owned by the BDC andthe REIT to engage in joint loan securitizations Ret IC-24743 November 21
NEWS DIGEST November 22 2000
SELFREGULATO ORGANIZATIONS
APPROVAL OF PROPOSED AMENDMENTS TO THE OPTIONS INTERMARKET
LiNKAGE PLAN
The Commission approved an amendment to the Options Intermarket Linkage Plan
Linkage Plan submitted pursuant to Rule 11 Aa3-2 under the Securities Exchange Act
of 1934 by the Philadelphia Stock Exchange to add the Phix as participantto the
Linkage Plan Re 34-43 573
The Commission approved an amendment to the Options Intermarket Linkage Plan
Linkage Plan submitted pursuantto Rule II Aa3-2 under the Securities Exchange Act of
1934 by the Pacific Exchang to add the PCX as participant to the Linkage Plan Re
34-43574
ACCELERATED APPROVAL OF PROPOSED RULE CHANGES
The National Securities Clearing corporationfiled proposed rule change SR-NSCC
00-11 under Section 19bl of the Exchange Act The Commission approved on an
accelerated basis the proposed rule change which modifies NSCCs rules and procedures
pertaining to account transfers in its Automated Customer Account Transfer Service
Publication of the notice and order is expected in the aLReiste during the week of
November 27 Rel 34-43 597
The Commission granted accelerated approval to proposed rule change submitted by
the National Association of Securities Dealers through its wholly owned subsidiary
NASD Regulation inc SRNASD-00-58 under Rule 19b-4 of the Securities Exchange
Act of 1934 relating to member firm transactions with association employees
Publication of the proposal is expected in the aiReisi during the week of
November 20 Re 34-43580
The Commission approved proposed rule change SR-NASD-00-15 filed by the
National Association of Securities Dealers that amends NASD Rule 2520 Margin
Requirements to revise the margin requirements for certain options and warrants
Publication of the order is expected in the Federal Regisir during the week of
November 20 Re 34-43581
SECURITIES ACT REGISTRATiONS
The following registration statements have been filed with the SEC under the Securities Act
of 1933 The reported information appears as follows Form Name Address and Phone
Number if available of the issuer of the security Title and the number and/or face amount
NEWS DiGEST November 22 2000
of the securities being offered Name of the managing underwriter or depositor ifapplicable File number and date filed Assigned Branch and designation if the statementis New Issue
Registration statements may be obtained in person or by writing to the Commissions PublicReference Branch at 450 Fifth Street N.W Washington D.C 20549 or at the followingmail box address publicinfosec.gov In most cases this information is also availableon the Commissions website www.sec.gov
S-3 GOLDMAN SACHS GROUP INC 85 BROAD ST NEW YORK NY 10004 212 902-1000
1000000 $85625000 COllION STOCK FILE 33349958 NOV 15BR
S-3 SCANA CORP 1426 MAIN ST BOX 764 COLUMBIA SC 29201 803 2179000
300000000 $300000000 COIvll1ON STOCK FILE 33349960 NOV 15BR
5-8 TECHNE CORP /MN/ 614 MCKINLEY PL MINNEAPOLIS MN 55413612 3798854 1500000 $146390625 CO4ON STOCK FILE 33349962
NOV 15 BR
S-3 CENTEX CORP BOX 199000 2728 HARWOOD DALLAS TX 75201214 9815000 $1100000000 COIII1ON STOCK FILE 33349966 NOV15
BR
SB-2 SUPERLOTTO WS INC 4275 EXECUTIVE SQ SAN DIEGO CA 92037858 5462807 5000000 $500000 COMMON STOCK FILE 33349968NOV 15 NEW ISSUE
S-8 SEACOAST BANKING CORP OF FLORIDA 815 COLORADO AyE BOX 9012STUART FL 34994 561 2874000 400000 $9750000 COMMON STOCKFILE 33349972 NOV 15 BR
S-3 TRITON PCS HOLDINGS INC 375 TECHNOLOGY DRIVE MALVERN PA 19355610 6515900 300000000 $300000000 COr1ON STOCK FILE 333-49974
NOV 15 BR
S-8 LINCOLN ELECTRIC HOLDINGS INC 22801 ST CLAIR AyE CLEVELAND OH44117
216 4818100 500000 $8781250 COMMON STOCK FILE 333-49976NOV 15 BR
s-8 NETWORK ENGINES INC 61 PLEASANT STREET RANDOLPH MA 02368781 961-4400 1710929 $25877801.13 COMMON STOCK FILE 333-49978
NOV 15 BR
NEWS DIGEST November 22 2000
S-3 TRANSWITCH CORP IDE THREE ENTERPRISE DRIVE SHELTON CT 06484
203 929-8810 460000000 $460000000 COON STOCK FILE 333-
49980NOV 15 BR
-8 CANTEK LTD INDUSTRIAL ZONE P0 BOX 631
MIGDAL HAEMEK oll_972_6_6440521 ISRAEL 10556 L3 00000 1473128
$4699278.30 COI1ON STOCK FILE 333-49982 NOV 15 BR
S-8 COVAD CO1UNICATIONS GROUP INC 2330 CENTRAL EXPRESSWAY SANTA
CLARA CA
95050 408 844-7500 $6529606.06 COON STOCK FILE 33349984
NOV 15 BR
S8 SIEBEL SYSTEMS INC 1855 SOUTH GRANT STREET SAN MATEO CA 94402
650 295-5000 486523 $3488661.82 COON STOCK FILE 333-49986
NOV 15 BR
S-B WEST POINTE BANCORP INC 5701 WEST MAIN STREET BELLEVILLE IL 62226
618 2345700 50000 $1905761 COON STOCK FILE 333-49990
NOV 15 BR
-8 INKINE PHABMACEUTICAL CO INC 1720 WALTON RD SUITE 200 BLUE BELL
F-
19422 610 260-9350 400000 $283000 COON STOCK FILE 333-
49992NOV 15 BR
s-8 AVI BIOPHARMA INC ONE SW COLUMBIA STE 1105 PORTLAND OR 97258
503 227-0554 250000 $1640625 COON STOCK FILE 333-49994
NOV 15 BR
5-8 AVI BIOPHARMA INC ONE SW COLUMBIA STE 1105 PORTLAND OR 97258
503 227-0554 1866667 $10325919.42 COON STOCK FILE 333-
9996NOV 15 BR
S-3 FUSION NETWORKS HOLDINGS INC 8115 NW 29TH ST MIAMI FL 33122
305 477-6701 8782432 $7986640.16 COON STOCK FILE 333-
49998
NOV 15 BR
s-8 HOUSEHOLD INTERNATIONAL INC 2700 SANDERS RD PROSPECT HEIGHTS IL
60070847 564-6996 12000000 $601875600 COON STOCK FILE 333-
50000NOV 15 BR
s-3 HMG WORLDWIDE CORP 475 TENTH AVE 12TH FLOOR NEW YORK NY 10018
212 736-2300 700000 $1750000 cOON STOCK FILE 333-50002
NOV 15 BR
S-B LANDAMERICA FINANCIAL GROUP INC 101 GATEWAY CTR PKWAY GATEWAY ONE
RICHMOND VA 23235 804 267-8000 8000000 $8000000
OTHER SECURITIES INCLUDING VOTING TRUST FILE 333-50004 NOV 15
BR
NEWS DIGEST November 22 2000
S-8 MARIMBA INC 440 CLYDE AyE MOUNTAIN VIEW CA 94043 650 930-5282$5903715 COMMON STOCK FILE 33350006 NOV 15 ERS-B EXACTECH INC 4613 NW 6TH ST GAINESVILLE FL 32609 352 377-1140720041 $7460859.20 COMMON STOCK FILE 33350010 NOV 15 BR
S-B TUPPERWARE CORP 14901 ORANGE BLOSSOM TRAIL ORLANDO FL 32802407 8265050 $4000000 COMMON STOCK FILE 33350012 NOV 15BR
S-S EARTH SCIENCES INC 8100 SOUTHPARK WAY B-2 LITTLETON CO 80120303 73417 $420948 COMMON STOCK FILE 33350014 NOV 15BR
S-3 PENN TREATY AMERICAN CORP 3440 LEHIGH ST ALLENTOWN PA 18103610 9652222 $75 000 000 COMMON STOCK FILE 33350016 NOV 15BR
S-4 HILB ROGAL HAMILTON CO /VA/ 4235 INNSLAKE DR GLEN ALLEN VA23060
804 7476500 3000000 $122062500 COMMON STOCK FILE 333-50018
NOV 15 BR
S-3 ARONEX PHARMACEUTICALS INC 8707 TECHNOLOGY FOREST PLACE THEWOODLANDSTX 77381 281 3671666 $24000000 COMMON STOCK FILE 333-50020NOV 15 BR
S-3 PROFESSIONAL DETAILING INC 10 MOUNTAINVIEW ROAD UPPER SADDLERIVER NJ
07458 201 258-8450 1131194 $130511508 COMMON STOCK FILE33350024 NOV 15 BR
S-i ALLIED RISER COIIIV11JNICATIONS CORP 1700 PACIFIC AyE STE 4Qo DALLASTX
75201 214 210-3000 150000000 $150000000 STRAIGHT BONDS11892000 $44595000 COMMON STOCK FILE 33350026 NOV 15 BR
S-3 NORDSTROM INC 1617 SIXTH AVENUE SUITE 500 SEATTLE WA 98101206 628-2111 2537000 $45 031 750 COMMON STOCK FILE 333-50028
NOV 15 BR
S-8 AMERUS LIFE HOLDINGS INC 699 WALNUT STREET DES MOINES IA 50309515 362-3600 1600000 $43344000 COMMON STOCK FILE 333-50030
NOV 15 BR
S-3 DEVON ENERGY CORP/DE 20 BROADWAy STE 1500 OKLAHOMA CITY OK73102
405 2353611 FILE 33350034 NOV 16 BR
NEWS DIGEST November 22 2000
S-3 DEVON ENERGY CORP/DE 20 BROADWAY STE 1500 OKLAHOMA CITY OK
73102405 235-3611 760000000 $352738800 STRAIGHT BONDS FILE
33350036 NOV 16 BR
5-8 AEROGEN INC 1310 CORONADO DR SANTA CLARA CA 95054 408 543-2400
6581867 $67523285 COON STOCK FILE 33350038 NOV 16 BR
RECENT 8K FILINGS
Form 8-K is used by companies to file current reports on the following events
Changes in Control of Registrant
Acquisition or DispqSitiOflof Assets
BankruptCy or Receivership.
Changes in Registrants Certifying Accountant
Other Materially Important Events
ResigntiOflSof Registrants
Directors
Financia Statements and Exhibits
Changein Fiscal Year
RegulationFD Disclosure
The following companies have filed8-K reports
for the date indicated and/or amendments to 8-K reports
previously filed responding to the item.slof the form specified 8-K reports may be obtained in person
or by writing to the Commis5io5 Public Reference Branch at 450 Fifth Street N.W Washington D.C
20549 or at the following e-mil box address publicinfOsec.govIn most cases this information is
also available on the Commissions website www.sec.goV
DATE COMMENT
DE11/20/00
DE07/14/00
TX11/09/00
TX11/10/00
WA11/09/00
11/16/00
11/20/00
MN11/20/00
DE11/16/00
DE12/31/00
DE09/18/00 AMEND
DE11/21/00
CA11/16/00
NV11/17/00
CO11/20/00
CO11/17/00
DE11/16/00
MD11/20/00
item
item
Item
item
item
Item
item
Item
item
STATE BK ITEM NO
CODENAME OF ISSUER
ACCEL INTERNATIONAL CORP
ACCRUE SOFTWARE INC
ACE CASH EXPRESS INC/TX
ACE CASH EXPRESS INC/TX
ACTIVE VOICE CORP
ADVANTA BUSINESS RECIEVABLES CORP
ADVANTA BUSINESS RECIEVABLES CORP
AG-CHEM EQUIPMENT CO INC
AIR PRODUCTS CHEMICALS INC /DE/
ALAMO GROUP INC
ALEXION PHARMACEUTICALS INC
AMERICAN RESTAURANT GROUP INC
AMERICAN RIVER HOLDINGS
AMERISTAR CASINOS INC
ANYTHING INTERNET CORP
APPLIED MEDICAL DEVICES INC
APTA HOLDINGS INC
ARDEN REALTY INC
XX
NEWS DiGEST November 22 2000
NAME OF ISSUER
ARDEN REALTY LIMITED PARTNERSHIPARMITEC INCAT PLAN INCATWOOD OCEAjIIC5 INCAUBURN NATIONAL BANCORPORATION INCAURORA BIOSCIENCES CORPAUTOTOTE CORP
AVOCENT CORPBALANCED CARE CORPBANC ONE AUTO GRANTOR TRUST 1997-BBANC ONE HELOC TRUST 1998-1BANC ONE HELOC 1999-1BANK OF AMERICA MORTGAGE SECURITIES
INC
BANK ONE TEXAS NATIONAL ASSOCIATIONBEBE STORES INCBECTON DICKINSON COBIODELIVERY SCIENCES INTERNATIONAL
INC
BIOGAN INTERNATIONAL INCBIOSOURCE INTERNATIONAL INCBLUEFLy INC
BOMBARDIER CAPITAL MORTGAGE SECURITIZATION CORP
BOMBARDIER CAPITAL MORTGAGE SECURITIZATION CORP
BOMBARDIER CAPITAL MORTGAGE SECURITIZATION CORP
BOMBARDIER CAPITAL MORTGAGE SECURITIZATION CORP
BOMBARDIER CAPITAL MORTGAGE SECURITIZATION CORP
BOMBARDIER CAPITAL MORTGAGE SECURITIZATION CORP
BOMBARDIER CREDIT RECEIVABLES CORPBOMBARDIER CREDIT RECEIVABLES CORPBRISTOL RETAIL SOLUTIONS INCBUREAU OF NATIONAL AFFAIRS INCBUSINESS MALL COM INCC-PHONE CORP
CALIFORNIA COASTAL COMMUNITIES INCCAMINUS CORPCELEXX CORP
CENTERPOINT PROPERTIES TRUSTCENTEX CORP
CENTRAL VERMONT PUBLIC SERVICE CORPCERTRON CORPCHAMPION ENTERPRISES INCCHANCELLOR GROUP INC/CHEVY CHASE AUTO RECEIVABLES TRUST
19972
CHURCHILL DOWNS INCCIRCUIT RESEARCH LABS INCCITICORP MORTGAGE SECURITIES INC
STATE 8K ITEM NOCODE 123456789 DATE COMMENT
11/20/00
08/O6/9 AMEND
11/17/00 AMEND11/21/00
11/22/00
11/16/00
09/06/00 AMEND11/03/00
11/15/00
11/20/00
11/20/00
11/20/00
11/21/00
11/20/00
11/20/00
11/20/00
11/20/00
08/01/00 AMEND11/16/00
11/20/00
10/31/00
VT10/31/00
10/31/00
VT10/31/00
10/31/00
VT10/31/00
10/31/00
10/31/00
11/06/00
11/10/00
1i/20/oo
11/20/00
11/21/00
08/30/00 AMEND11/21/00
11/17/00
11/17/00
11/16/00
09/18/00 AMEND11/21/Qo
10/11/00
11/20/00
09/08/00 AMEND06/15/00 AMEND11/21/00
MD
DE XX
TX
DE
DE
DE
DE
DE
NY
OH
OH
DE
NJ
IN
DE
DE
NY
VT
DE
DE
DE
DE
NV
NY
DE
DE
NV
MD
NV
VT
CA
MI
NV
MD
KY
AZ
DE
10 NEWS DIGEST November 22 2000
CLEVELAND CLIFFS INC
COACHMEN INDUSTRIES INC
COLLEGIATE PACIFIC INC
COMPUTER ASSOCIATES INTERNATIONAL
NC
COOPER INDUSTRIES INC
CPS AUTO RECEIVABLES TRUST 1998-4
CROSS TIMBERS OIL CO
CSB BANCORP INC /OH
CTC CO1UNICATIONS GROUP INC
CWABS INC
CWABS INC
CWNBS INC
CYPOST CORP
DAISYTEK INTERNATIONAL CORPORATION
/DE/
DEAN FOODS CO
DEERE CO
DEERE JOHN CAPITAL CORP
DEMANDSTAR CON INC
DEUTSCHE FLOORPLAN RECEIVABLES
DEUTSCHE RECREATIONAL ASSET FUNDING
CORP
DEVX ENERGY INC
DIAL CORP /NEW/
DIGEX INC/DE
DIGITAL BRIDGE INC
DIGITAL ISLAND INC
DLJ COMMERCIAL MORT COMM NOR PASS
HR CERT SEP 2000-CF1
DLJ COMMERCIAL MORT COMM NOR PASS
HR CERT 2000-CKP1
DOUBLECLICK INC
SPIRE COMMUNICATIONS INC
EBENX INC
EMPIRE OF CAROLINA INC
EOP OPERATING LTD PARTNERSHIP
EUROTELECON COMMUNICATIONS INC
EXCALIBUR TECHNOLOGIES CORP
EXIDE CORP
FARMER MAC MORTGAGE SECURITIES CORP
FARMER MAC MORTGAGE SECURITIES CORP
FARMER MAC MORTGAGE SECURITIES CORP
FIFTH THIRD BANCORP
FINANCIAL ASSET SECURITIES CORP
FINANCIAL INTRANET INC/NY
FIRST ALLIANCE CORP /DE/
FIRST MIDWEST BANCORP INC
FIRST NATIONAL BANK OF ATLANTA
FIRST NATIONAL BANK OF ATLANTA
FIRST UNION COMMERCIAL MORTGAGE SEC
URITIES INC
FIRST USA BANK NATIONAL ASSOCIATION
FLEET CREDIT CARD MASTER TRUST II
STATE BK ITEM NO
CODEDATE CO4ENT
11/16/00
10/06/00
09/07/00 AMEND
11/21/00
11/21/00
10/15/00
10/25/00
11/17/00
11/14/00
11/16/00
11/17/00
10/30/00
10/24/00 AMEND
10/25/00
11/21/00
11/21/00
11/21/00
11/20/00
10/31/00
10/31/00
11/10/00
11/21/00
11/17/00
09/19/00 AMEND
09/15/00 AMEND
11/10/00
DE 11/07/00
09/24/00 AMEND
11/17/00
08/29/00 AMEND
11/17/00
11/15/00
11/17/00
11/20/00
10/25/00
11/13/00
11/13/00
11/13/00
11/20/00
11/17/00
11/15/00
11/13/00
11/16/00
08/31/00
11/17/00
11/20/00
11/10/00
NY 11/15/00 AMEND
NPHE OF ISSUER
OH
IN
DE
DE
OH
CA
DE
OH
DE
DE
DE
DE
DE
DE
DE
DE
DE
FL
DE
NV
DE
DE
DE
NV
DE
DE
DE
DE
MN
DE
DE
DE
DE
DE
DE
DE
OH
DE
NV
DE
DE
NC
ii NEWS DIGEST November 22 2000
NAME OF ISSUER
FORD CREDIT AUTO LOAN MASTER TRUSTFOREST OIL CORPFORTUNE NATURAL RESOURCES CORPFRONTIER ADJUSTERS OF AMERICA INCGENERAL MOTORS CORPGENESEE WYOMING INCGENZYME CORP
GEORGIA PACIFIC CORPGLOBAL MED TECHNOLOGIES INCGLOBALNET INC
GLOBALSTAR LP
GLOBALSTAR TELECOMMUNICATIONS LTDGOAMERICA INCGOURMET GROUP INCGREY GLOBAL GROUP INCGULFMARK OFFSHORE INCHALLWOOD ENERGY CORPHANOVER COMPRESSOR COHARCOURT GENERAL INCHARLEY DAVIDSON CREDIT CORPHARLEY DAVIDSON CREDIT CORPHARPAI-is ENTERTAINMENT INCHEALTH PAR INC
HEALTHEXTRAS INCHI SHEAR INDUSTRIES INCHNC SOFTWARE INC/DE
HOMECOM COMMUNICATIONS INCHOUSEHOLD CONSUMER LOAN TRUST 1996-
HOUSEHOLD CONSUMER LOAN TRUST 1996-
HOUSEHOLD FINANCE CORP HOUSEHOLD CONSUMER LN TRUST 1995-1
HUGHES ELECTRONICS CORPIASIS HEALTHCARE CORPIDAHO POWER COIMH ASSETS CORPIMPAC SECURED ASSETS CORPIMX PHARItkCEUTICALS INCINDYMAC ABS INCINDYMAC MBS INC
INFORMATION
INTERNET COM
INTERNET COM CORPINTUIT INC
INVERNESS MEDICAL TECHNOLOGY INC/DEISLE OF CAPRI CASINOS INCITT INDUSTRIES INCJAYARK CORP
JLK DIRECT DISTRIBUTION INCKAISER GROUP INTERNATIONAL INCKASPER LTDKENSEY NASH CORPKEVCO INC
STATE 8K ITEM NOCODE DATE COMMENT
10/31/00 AMEND11/17/00
11/20/00
11/20/00
11/20/00
11/03/00
11/20/00
11/17/00
11/20/00
05/30/00 AMEND11/17/00
11/17/00
11/07/00
09/28/00 AMEND11/13/00
11/20/00
09/08/00
09/30/00
11/17/00
11/30/00
11/30/00
11/13/00
11/03/00
11/21/00
11/21/00
09/22/00 AMEND
11/14/00
11/14/00
DE ii/14QO
11/15/go
11/20/00
11/21/00
11/21/00
11/21/00
11/21/00
11/20/go
11/20/00
10/30/go
11/06/00
09/08/00
09/08/00 AMEND11/15/00
11/01/go AMEND10 29/00
11/in/go
11/13/go
11/21/00
11/17/go
11/20/00
09/01/00 AMEND11/20/00
DE
NY
DE
AZ
DE
DE
MA
GA
CO
NV
DE
DE
DE
NV
DE
DE
DE
DE
DE
NV
NV
DE
DE
DE
DE
DE
DE
DE
HOLDINGS INCCORP
DE
DE
DE
ID
DE
CA
UT
DE
DE
DE
DE
DE
DE
DE
IN
DE
PA
DE
DE
DE
TX
12 NEWS DIGEST November 22 2000
NA OF ISSUER
KEYS PAN CORP
KEYSPAN CORP
KOALA CORP /CO/
LAHAINA ACQUISITIONS INC
LAKEHEAD PIPELINE CO LP
LEAPNET INC
LECTEC CORP /NNLOPAL SPACE COMMUNICATIONS LTD
LUCAS EDUCATIONAL SYSTEMS INC
LUCENT TECHNOLOGIES INC
LUCENT TECHNOLOGIES INC
MANUFACTURED HOUS CONT SEN SUB PASS
THR CERT SERIES 2000B
MARVEL ENTERPRISES INC
MAX INTERNET COMMUNICATIONS INC
MENA CORP
MCMORAN EXPLORATION CO /DE/
MDU RESOURCES GROUP INC
MED WASTE INC
MEDICAL ASSURANCE INC
MEDIX RESOURCES INC
MERCANTILE CREDIT CARD MASTER TRUST
MERRILL LYNCH CO INC
METALLURG HOLDINGS INC
METALLURG INC
METRIS MASTER TRUST
METRIS RECEIVABLES INC
METRO ONE TELECOMMUNICATIONS INC
METROPOLITAN MORTGAGE SECURITIES
CO INC
MGIC INVESTMENT CORP
MICRO LINEAR CORP /CA/
MID AMERICA BANCORP/KY/
MINNESOTA MINING MANUFACTURING CO
MITY ENTERPRISES INC
MMCA AUTO OWNER TRUST 1997-1
ICA AUTO OWNER TRUST 1998-1
T1CA AUTO OWNER TRUST 1999-1
101CA AUTO OWNER TRUST 1999-2
MNCA AUTO OWNER TRUST 2000-1
MMCA AUTO RECEIVABLES TRUST
MORGAN COMMERCIAL MORTGAGE FINA
NCE CORP
NATIONAL CITY CREDIT CARD MASTER TR
UST
NAT IONAL DATA CORP
NATIONWIDE FINANCIAL SERVICES INC/
NEIMAN MARCUS GROUP INC
NEMATRON CORP
NETGATEWAY INC
NETSALON CORP
NEW ENGLAND POWER CO
NEW VISUAL ENTERTAINMENT INC
NISOURCE INC/DE
11/16/00
10/17/00
11/21/00
11/20/00
11/20/00
11/17/00
11/21/00
11/16/00
11/10/00
11/20/00
11/13/00
11/10/00
11/17/00
11/17/00
09/30/00
11/17/00
11/16/00
11/20/00 AMEND
11/16/00
11/15/00
11/20/00
11/16/00
11/15/00
11/15/00
11/15/00
11/15/00
11/15/00
11/15/00
11/15/00
11/15/00
11/22/00
11/14/00
11/14/00
11/21/00
11/17/00
11/21/00
11/17/00
11/21/00
STATE 8K ITEM NOCODE DATE COMMENT
NY 11/08/00
NY 11/20/00
CO 11/17/00
CO 11/21/00
DE 11/16/00
DE 11/17/00
MN 11/17/00
DO11/17/00
DE 11/15/00
DE 11/13/00
DE 11/21/00
TN 11/07/00
DE
NV
MD
DE
DE
DE
DE
CO
NY
DE
DE
DE
DE
DE
OR
WA
WI
DE
KY
DE
UT
DE
DE
DE
DE
DE
DE
DE
DE
DE
DE
MI
DE
NA
UT
DE
13 NEWS DIGEST November 22 2000
NAME OF ISSUER
NORCAL WASTE SYSTEMS INC CA
NORTHEAST INDIANA BANCORP INC DE
NORTHEAST PENNSYLVANIA FINANCIAL CO DE
RE
NXGEN NETWORKS INC
OHIO CASUALTY CORP
OLD KENT FINANCIAL CORP /MI/
ONYX SOFTWARE CORP/WA
ON2COM INC
OPENWAVE SYSTEMS INC
OPTION ONE MORTGAGE ACCEPTANCE CORP
ORIX CREDIT ALLIANCE RECEIVABLES 20
00 CORP
OZ CON
PAN WESTERN ENERGY CORP
PANERA BREAD CO
PARTNERS FIRST CREDIT CARD MASTER
RU ST
PATAPSCO BANCORP INC
PCC GROUP INC
PEAPOD INC
PEOPLES BANK CREDIT CARD MASTER TRU CT
ST
PEREGRINE SYSTEMS INC
PHAR MOR INC
PHILIP MORRIS COMPANIES INC
PHOENIX RESOURCES TECHNOLOGIES INC
PHOTON DYNAMICS INC
PLANETCAD INC
POGO PRODUCING CO
POGO PRODUCING CO
POGO PRODUCING CO
POINT WEST CAPITAL CORP
PREMIER NATIONAL BANCORP INC
PRIME RECEIVABLES CORP
PROCTER GAMBLE CO
PROFESSIONALS GROUP INC
REGISTRY MAGIC INC
RESIDENTIAL ACCREDIT LOANS INC
RESIDENTIAL ASSET MORTGAGE PRODUCTS
INC
RESIDENTIAL FUNDING MORTGAGE SECURI
TIES INC
RESIDENTIAL FUNDING MORTGAGE SECURI
TIES INC
RIGHT START INC /CA
SALISBURY BANCORP INC
SAMUELS JEWELERS INC
SANGUINE CORP
SATX INC
SELECT THERAPEUTICS INC
SHORE FINANCIAL CORP
SOLECTRON CORP
SPECIALTY EQUIPMENT COMPANIES INC
STATE 8K ITEM NOCODE DATE CONT
11/21/00
11/21/00
11/10/00
11/13/00
11 07 00
09/07/00 AMEND
10/31/00
11/03/00 AMEND
11/20/00
11/22/00
11/10/00
11/21/00
11/14/00
11/19/00
11/19/00
11/19/00
11/16/00
11/20/00
11/15/00
11/20/00
11/21/00
11/06/00
11/21/00
11/20/00
DE 10/24/00
DE 11/20/00
10 10 00
11/20/00
11/17/00
06/08/00 AMEND
11/14/00
11/03/00
11/20/00
11/21/00
11/21/00
NV
OH
MI
WACO
DE
DE
DE
OK
DE
DE
11/15/00
11/17/00
11/20/00
11/20/00
11/03/00
11/20/ 00
10/30/00
11/30/ 00
11/08/00
07/31/00
11/11/00
11/17/00
MD
CA
DE
DE
PA
VA
NV
CA
DE
DE
DE
DE
DE
NY
DE
OH
MI
FL
DE
DE
CA
CT
DE
NV
NV
DE
VA
DE
DE
14 NEWS DiGEST November 22 2000
STRUCTURED ASSET MORTGAGE INVESTMEN
TS INC
STRUCTURED ASSET SECURITIES CORP
STRUCTURED PRODUCTS CORP
STRUCTURED PRODUCTS CORP
TBM HOLDINGS INC
TELCOM SEMICONDUCTOR INC
TELECOMMUNICATION SYSTEMS INC IFA
TELECORP TRITEL HOLDING CO
TELEPHONE DATA SYSTEMS INC /DE/
TEPADYNE INC
TEXAS PASTERN TRANSMISSION CORP
TEXAS INSTRUMENTS INC
TICKETMASTER ONLINE CITYSEARCH INC
TIDEWATER INC
TORVEC INC
TOSCO CORP
TPI LAND DEVELOPMENT III LIMITED PA
RTNERSHI
TRUSTCO BANK CORP
Ii LIQUIDS INC
UNITEt STATES CELLULAR CORP
UNITED STATIONERS INC
UNIVERSAL CORP /VA/
USBANCORP INC /PA/
CORP /PA/
VA LINUX SYSTEMS INC
VANDERBILT MORT Fl INC MAN HO CO
SE SU PAS TM CE SE 2000A
VANDERBILT MORT FIN INC SEN SUB
AS THR CERT SER 2000
VERITAS SOFTWARE CORP /DE/
VPN COMMUNICATIONS CORP
WACHOVIA CREDIT CARD MASTER TRUST
WALKER CO
WHITNEY INFORMATION NETWORK INC
WORLD DIAGNOSTICS INC
WORLD FINANCIAL NETWORK NATIONAL BA
NK
XDOGS CON INC
XEROX CORP
ZIASUN TECHNOLOGIES INC
ZIPLINK INC
ZOLTEK COMPANIES INC
STATE 8K ITEM NO
CODEDATE COENT
DE
11/16/00
11/20/00
11/20/00
11/10/00
11/15/00
11/15/00
11/13/00
11/20/00
11/16/00
10/31/00
11/20/00
11/21/00
11/21/00
11/14/00
10/25/00
11/09/00
11/21/00
11/16/00
11/20/00
11/21/00
11/21/00
11/21/00
11/17/00
11/16/00
11/07/00
TN 11/07/00
11/17/00
11/06/00
08/31/00
11/21/00
09/30/00
10/26/00
11/15/00
11/17/00 AMEND
10/31/00
11/03/00
11/17/00
11/06/00
NME OF ISSUER
11/21/00
DE
DE
DE
FL
DE
DE
MADE
DE
DE
DE
NY
NV
AZ
NY
DE
DE
DE
VAPA
PA
DE
TN
AMEND
DE
NV
NC
CO
DE
OH
CO
NY
NV
DE
DE
NEWS DiGEST November 22 2000