SEC News Digest, 07-27-1990 · See SEC v. Dewani Lauro Karine Product Development Corp., et al ......

8
Issue 90-145 July 27. 1990 ROBERT SICHTA BARRED The Commission instituted public proceedings pursuant to Rule 2(e) of the Commission's Rules of Practice and issued an order making findings and imposing sanctions against Robert D. Sichta, Esq. (Sichta). Predicated on fraud in the IPO of Dewani Lauro Karine Product Development Corporation (Dewani), a Hawaiian penny snoclc company, the Commission's Order finds that Sichta, Dewani's counsel, knowingly prepared Dewani's registration statement filed with the Commission without disclosing the true involvement of its founder and promoter, Laureen K. Farley. Sichta was previously enjoined by the Commission. See SEC v. Dewani Lauro Karine Product Development Corp., et al., (Civil Action No. 90-462 DAE (D.Hawaii) (LR-12SlS) . The Commission determined to accept the respondent's Offer of Settlement in which he neither admits nor denies the Commission's findings and agrees to be denied the privilege of appearing or practicing before the Commission for three years. (ReI. 34- 28234) IAUREEN FARLEY BARRED The Commission instituted public proceedings and issued an order making findings and imposing sanctions against Laureen K. Farley (Farley). Predicated on fraud in the IPO of Dewani Lauro Karine Product Development Corporation (Dewani). a Hawaiian penny stock company, the Commission's Order finds that Farley, while branch manager of Royce Park Investments, Inc.'s Honolulu office, founded, controlled and promoted Dewani without proper disclosure of her involvement in Dewani's registration statement or otherwise. Farley was previously enjoined by the Commission. See SEC v. Dewani Lauro Karine Product Development Corp., et a1., (Civil Action No. 90-462 DAE (D.Hawaii) (LR- 12515). The Commission determined to accept the respondent's Offer of Settlement in which she neither admits or denies the Commission's findings and agrees to be barred for three years from asso,ciating with any broker, dealer, investment company. investment adviser or mun~cipal securities dealer. (Rel. 34-28235) ROYCE PARK INVESTHENTS CENSURED The Co.... public proceedings and issued an order making findings and ission.instituted imposina sanctions against ,Royce Park Investments, Inc. (Royce Park), a Colorado- based broker-dealer. Predicated on fraud in the lPO of Dewani Lauro Karine Product Deve~nt Corporation (Dewani), a Hawaiian penny stock company, the Commission'S Order finds that Royce Park failed to adequately supervise the activities of its HonOlulu branch manager, Laureen K. Farley (Farley). Farley founded, controlled ~nd

Transcript of SEC News Digest, 07-27-1990 · See SEC v. Dewani Lauro Karine Product Development Corp., et al ......

Issue 90-145 July 27. 1990

ROBERT SICHTA BARRED

The Commission instituted public proceedings pursuant to Rule 2(e) of the Commission's Rules of Practice and issued an order making findings and imposing sanctions againstRobert D. Sichta, Esq. (Sichta). Predicated on fraud in the IPO of Dewani Lauro Karine Product Development Corporation (Dewani), a Hawaiian penny snoclc company, the Commission's Order finds that Sichta, Dewani's counsel, knowingly prepared Dewani's registration statement filed with the Commission without disclosing the true involvement of its founder and promoter, Laureen K. Farley. Sichta was previouslyenjoined by the Commission. See SEC v. Dewani Lauro Karine Product Development Corp., et al., (Civil Action No. 90-462 DAE (D.Hawaii) (LR-12SlS) .

The Commission determined to accept the respondent's Offer of Settlement in which he neither admits nor denies the Commission's findings and agrees to be denied the privilege of appearing or practicing before the Commission for three years. (ReI. 34-28234)

IAUREEN FARLEY BARRED

The Commission instituted public proceedings and issued an order making findings and imposing sanctions against Laureen K. Farley (Farley). Predicated on fraud in the IPO of Dewani Lauro Karine Product Development Corporation (Dewani). a Hawaiian pennystock company, the Commission's Order finds that Farley, while branch manager of Royce Park Investments, Inc.'s Honolulu office, founded, controlled and promoted Dewani without proper disclosure of her involvement in Dewani's registration statement or otherwise. Farley was previously enjoined by the Commission. See SEC v. Dewani Lauro Karine Product Development Corp., et a1., (Civil Action No. 90-462 DAE (D.Hawaii) (LR-12515).

The Commission determined to accept the respondent's Offer of Settlement in which she neither admits or denies the Commission's findings and agrees to be barred for three years from asso,ciating with any broker, dealer, investment company. investment adviser or mun~cipal securities dealer. (Rel. 34-28235)

ROYCE PARK INVESTHENTS CENSURED

The Co.... public proceedings and issued an order making findings andission.instituted imposina sanctions against ,Royce Park Investments, Inc. (Royce Park), a Colorado-based broker-dealer. Predicated on fraud in the lPO of Dewani Lauro Karine Product Deve~nt Corporation (Dewani), a Hawaiian penny stock company, the Commission'S Order finds that Royce Park failed to adequately supervise the activities of its HonOlulu branch manager, Laureen K. Farley (Farley). Farley founded, controlled ~nd

promoted Dewani without proper disclosure of her involvement to purchasers of Dewani stock through Royce Park.

The Commission determined to accept the respondent's Offer of Settlement in which Royce Park neither admits nor denies the Commission's findings and agrees to be censured and to comply with certain undertakings. (ReI. 34-28236)

SECoRITlltS·••• •..•.••.•..•..•.•.i.·.•.,,:.:....•.•...:.:..s.....•.......•0.::,·,.,:,.,·,.,:, •. : ; i·:.::~.•,•.•.•.•.•.•.•.•.••.•.•.•..•.:!.••,•.;.i:,;•.•.•.•.•.:.'.: ,.•.••.•. , .••.•..•... ,••,••,••....•.••,;.,.:.;;•.••.1.••.•.••·,;•.••. i :: : i :.;::.,!.~;,::.;,••,I:..:...•... :;.i.: .••,.;,::,!.::,:i.;;.;i.1i .•••.,.,:,.,:.;"'.,:,: :.' .•:.:..•..,:.,.•...:.:,•.:.1,•.1,•.l; .•..•.•.•..••:.:.; :.:.•.•. ...•.• :.:.•.•.•... ;\.; : 1:.11 .• .••. .••.• ·.,; .••.••.·.AC~.'·~.~.IST~~·J:61~.· ,.,· '._,., .•..•..•..•. ·: .•.. ••,:.•.•. .••...•... ..... '.::.:, .. : ."'-:-:-"-::-::-;.:-:::::::.::/;:;:/;:::;",-.' ;::::: :::::::.::::::>::: :-:.--:;;-.;:; ::::::::. ;.:.:.". :.:.:-: .... . ~

The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name,Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities' being offered; Name of the managingunderwriter or depositor (if applicable); File number and date filed; Assigned Branch;and a designation if the statement is a New Issue.

F-& CORPORACIOI IIDUSTRIAL SA.LUIS S A DE C V/ADR/, 60 WALL ST, lEW YORK, IY 102&0 (212) 648-3200 - 10.000.000 ($500.000) DEPOSITARY RECEIPTS FOR COMMOI STOCK. (FILE33-35812 - JUL. 16) (BR. 99 - lEW ISSUE)

F-& CORPORACIOI INDUSTRIAL SAILUIS 5 A DE C Y/ADR/, 60 WALL ST, lEW YORK, IY 102&0 (212) 648-3200 - 10.000.000 ($500.000) DEPOSITARY RECEIPTS FOR COMMOI STOCK. (FILE33-35813 - JUL. 16) (BR. 99)

S-I' TELIETEX LTD, 1460 CLIITOI AVE, BAYSHORE, IY 11706 (516) 6&6-1940 (FILE 33-35901-IY - JUL. 16) (BR. 7)

5-6 IUYEEI TAX EXEMPT UNIT TRUST SERIES 566. 333 WEST WACKER DR. CIO JOHN IUVEEN l CD IIC, CHICAGO, IL 60606 DEPOSITOR: IUVEEN JOHN l CO IIC. (FILE33-35921 - JUL. 20) (BR. 22 - NEW ISSUE)

5-3 GEIERAL ELECTRIC CO, 3135 EASTON TURIPIKE, FAIRFIELD, CT 06431 (203) 373-2431 (FILE33-35922 - JUL. 20) (BR. 13)

5-3 EATON ETI OFFSHORE LTD, EATOI CENTER, CIO EATOI CORPORATIOI. CLEYElAIO, OH 44114 (216) 523-4111 (FILE 33-35923 - JUL. 20) (BR. 13 - lEW ISSUE)

5-3 HIlTOI HOTELS CORP. 9336 CIVIC CTR DR. BEVERLY HILLS, CA 90209 (213) 278-4321 _ 747.500.000 ($307,962,525) STRAIGHT BOlDS. (FILE 33-35951 - JUL. 19) (BR. 12)

5-' FIRST CITIZEIS BANCSHARES IIC IDEI, 239 FAYETTEVILLE ST, RALEIGH, IC 27602 (IU) 755-7000 - 295.515 ($6,341,752) CO-'ISTOeK. (FILE 93-35954 - JUL. 19) (IR. 1)

5-3 WILLAMETTE IIDUSTRIES IIC, 3800 FIRST IITERSTATE TWR. 1300 SW FIFTH AVE, PORTLAND,OR 97201 (503) 227-5581 - 200,000,000 ($200,000,000)FOREIGN GOVERNMEIT AID AGEICY DEBT. (FILE 33-85955 - JUL. 19) (8R. 1 - lEW ISSUE)

5-11 HEALTH EqUITY PROPERTIES IIC, 915 WEST 4TH ST. POBOX 48, WIISTOI SALEM, Ie 27101 (919) 723-7580 - 221,553 ($1,218,541) COMIDI STOCK. (FILE 33-3595& - JUL. 19) (BR. I)

5-1' SB HOLDIIGS IIC. 6717 E CHURCH ST. DOUGLASVILLE. GA 30134 (404) 920-8222 - 150,000($7,500,000) COMIDI STOCK. (FILE 33-35959 - JUL. 19) CBR. 2 - lEW ISSUE)

S-' FRANKLIN ELECTRIC CO IIC, 400 E SPRING ST, BLUFFTOI, II 46714 (219) 824-2900 _ 1.12',148 ($9,358.158.80) COMMON STOCK. (FILE 33-359&0 - JUL. 19) (BR. 8)

S-1 SU~T TECHIOlOGY lie, 150 COOLIDGE AVE, WATERTOWI, MA 02172 (&17) 923-9633 _ 1,183,800 ($19.532.700) COMMOI STOCK. (FILE 33-35961 - JUL. 19) ·(BR. 8)

5-1 GEISTAR EITERPRISES IIC, 525 EAST 100 SOUTH STE 100. SALT LAKE CITY, UT .4102 ('01) 355-0500 - 551,145 ($881,832) COIIDI STOCK. 548.864 ($2,195,456) CO..oI STOCK. (FILE 33-S5914 - JUL. 20) (BR. 4)

1-2 PATRIOT SELECT DIYIDEID TRUST, 211 COIGRESS ST, BOSTOI, MA 02110 (117) 42'-3310 _100,000 ($500,000) PREFERRED STOCK. (FILE SS-35915 - JUL. 19) (8R. 17)

5-1 CARLISLE PLASTICS IIC. OlE UIIOI ST. BOSTOI. MA 02108 (617) 523-0920 - 10,000,000($10.000,000) STRAIGHT BOlDS. 60,000.000 ($60.000,000) STRAIGHT 80NOS. (FILE33-S591& - JUL. 20) (BR. 5)

2 NEWS DIGEST, July 27, 1990

REGISTRATIONS CONT.

5-1 AMERICAI DREDGIIG CO. BEACH & ERIE ST. P 0 80X 190. CAMDEI. IJ 08101 (509) 963-0963 - 683.2'7 ($'.516.158) COMMON STOCK. (FILE 33-35'67 - JUL. 20) (8R. 10)

5-8 CONTEL CORP. 245 PERIMETER CTR PKWY. ATLANTA. GA 30346 (404) 391-8000 _ 1.400.000 ($4'.187.500) CO..a1 STOCK. (FILE 31-15958 - JUL. 20) (BR. 7)

S-I MAGMA POWER CO IIV/. 11770 BERIARDO PlZ COURT. STE 166. SAl DIEOO. CA 12128 .(51') 487-'412 - 1.000.000 ($12.875.000) CO..a1 STOCK. (FILE 33-35969 - JUL. 20)(BR. 8)

S-l CHRYSLER AUTO RECEIVABLES CD. 27777 FRAIKLII RD. SOUTHFIELD. MI 48034 (313) '48-3050 - 1.001.485.974 ($1.001.435.874.11) EqUIPMEIT TRUST CERTIFICATES. (FILE 33-35'70 _JUL. 20) (BR. 11)

s-a lAIC DIE CORP/OH/. 100 E IROAD ST. COLUIBUS. OM 43271 (614) 248-5944 - 300.000.000 ($300.000.000) FOREIGI GOVERlMEIT AID AGEICY DEBT. (FILE 33-35971 - JUL. 20) (BR. 2)

i(-:Icil.jl .•.•.•.•....: .•..•.• ...•·.:.::li:::::9!.ii.;::!I~Dt~I!!.:; . f.""""'·'· .' .·.:·.::.....•.• ..:.......:.·.~ ...·.:.!f.: •.•...•..•. :.:.:.·.1:· ·.:.:.:0.:.:.:

. .:.:.~.:-:.:.:.- ..... ..... - ' ...'.' -".:.;.; ...:.'.:-- .:.:.:. -.".:-: -..::: -;:;:: ~:~:;; -.,", .... ",". ... . ..'.'."

Companies and individuals must report to the Commission within ten days on Schedule l3D if after the acquisition of equity securities of a public company their beneficial interest therein exceeds five percent. Persons eligible to use the short form (Schedule 13G) may in lieu of filing a Schedule 130 file a Schedule l3G within 45 daysafter the end of the calendar year in which the person became subject to Section 13(d)(1). Companies and individuals making a tender offer must have on file at the time the tender offer commences a Schedule l4D-1.

Below is a list of recent filings of Schedules l3D and l4D, which includes the following information: Column 1 - the company purchased (top), and the name of the purchaser; Column 2 - the type of security purchased; Column - 3 - the type of form filed; Column 4 - the date the transaction occurred; Column 5 - the current number of shares (in OOO's) owned-(top) and the current percent owned; Column 6 - the CUSIP number (top) and the percent owned; and Column 7 - the status of the filing, i.e.,new, update or revision.

EVENT SHllS(OOO)/ CUSIP/ FILING NAME AND CLASS OF STOCK/OiNER FORK DATE 'OWNED PRIOR' STATUS

WESTAR CORP COM 2,730 95709710 CLEM BILL M 13D 6/14/90 5.2 0.0 NEW

WESTARCORP COM 2.730 95709710 CLEM DELORIS K l3D 6/14/90 5.2 0.0 NEW

WORKINGMENS CORP COM 102 98138610 FINANCIAL EQUITIES FD ET AL 130 7/13/90 8.5 6.9 UPDATE

ADIA SVCS INC COM 8,190 00687410 ADIA S A 13D 7/25/90 65.7 63.8 UPDATE

AMERICAN NUCLEAR CORP COM 2,300 02866310 NUICEK INC l3D 7/20/90 32.2 0.0 UPDATE

BARTON INDS INC COM 760 06956710 INDA JOHN p.ET AL l3D 5/15/90 6.1 7.7 UPDATE

CAMELOT CORP COM 36,210 13322110 WETTREICH HERITAGE TR ET AL l3D 7/16/90 ·79.0 0.0 NEW •

NEWS DIGEST, July 27, 1990 3

ACQUISITIONS CONT.

COOPER DEV CO COM NEW 236 21665520 SCHNELL MEL 13D 7/16/90 7.2 5.4 UPDATE

CUCOS INC COM 277 22972510 SIEFKEN GERALD EDWARD ET AL 13D 7/ 9/90 14.3 6.8 UPDATE

CUHKINS ENGINE INC COM 800 23102110 KUBOTA LTD 13D 7/16/90 7.8 0.0 NEW

FIRST CONSTITUTION FINL CORP COM 895 31999410 SOUTHN LIFE&HLTH INS ET AL 13D 7/20/90 8.2 6.6 UPDATE

GENERAL EMPLOYMENT ENTERPRIS COM 489 36973010 IMHOFF HERBERT F 13D 7/14/90 30.7 27.5 UPDATE

IPCO CORP COM 916 46261410 LOW ROBERT KETAL 13D 1/ 2/90 18.1 16.6 UPDATE ~-

KEYSTONE CAMERA PRODS KEY B H ASSOCIATES

CORP ET AL

COM 13D 4/25/90

31,223100.0

49339710 85.7 UPDATE

MACK TRUCKS INC REGIE NAT DES USINES

COM RENAULT 14D-1 7/24/90

25,84387.0

55451110 87.0 UPDATE

MID COAST BANCORP COM 15 59526210 WILLIAMSON ROBERT T JR 13D 6/26/90 7.5 6.5 RVSION

NIAGARA EXCHANGE CORP COM 0 65336610 BERKLEY W R CORP 13D 7/23/90 0.0 N/A UPDATE

NICHOlAS LEVIN

APPLEGATE GROWTH JOHN A ET AL

EQ COM 13D 7/18/90

2,21818.7

65369810 19.3 UPDATE

NORTEK INC GAKCO INVESTORS INC ET AL

COM 13D 7/23/90

1,75112.6

65655910 12.0 UPDATE

O.R.S. CORPORATION MAGUIRE FOUNDATION

COM 13D 7/24/90

4,98614.2

67101910 14.5 UPDATE

PACIFIC AGRICULTURAL HLDGS I COM 950 69376110 SPENCER SASH A 13D 9/15/89 4.0 5.1 UPDATE

PHONETEL TECHNOLOGIES INC COM 600 71999210 DEBARTOLO EDWARD J SR ET AL 13D 7/23/90 14.1 0.0 NEW

PHONETEL TECHNOLOGIES INC COM 697 71999210 HENRY GEORGE H ET AL 13D 7/23/90 16.1 0.0 NEW

PRATT HOTEL CORP SIMPSON ARTHUR J JR

COM 13D 6/20/90

8,12116.1

73979310 36.7 UPDATE

REGENCY CRUISES INC LELAKIS ANTONIOS E ET AL

COM 13D 7/24/90

8,02334.4

75884810 32.2 UPDATE

SAl GROUP INC ,T HOOGE HUYS

COM VERZEKERINGEN 13D 7/ 6/90

3,25312.8

78387010 23.0 UPDATE

NEWS DIGEST, July 27, 1990 4

---------------------------------------- --------------- -------- -------

ACQUISITIONS CONT.

SOUTHWESTERN ELEC SVC CO COM 34 84545410STAVISKY THERESA l3D 7/ 5/90 5.2 0.0 NEW

WELLCO ENTERPRISES INC COM 428 94947610HICKORY FURNITURE CO ET AL l3D 7/11/90 49.3 47.8 UPDATE

WESTAR CORP COM 4,260 95709710PIERCE CHARLIE l3D 6/14/90 8.1 0.0 NEW

Form 8-K is used by companies to file current reports on the following events:

Item l. Changes in Control of Registrant.Item 2. Acquisition or Disposition of Assets.Item 3. Bankruptcy or Receivership.Item 4. Changes in Registrant's Certifying Accountant.Item 5. Other Materially Important Events.Item 6. Resignations of Registrant's Directors.Item 7. Financial Statements and Exhibits.

The companies listed below have filed 8-K reports for the date indicated and/oramendments to 8-K reports previously filed, responding to the item(s) of the form specified. Copies of the reports may be purchased from the Commission's Public Reference Room (when ordering, please give the date of the report). An invoice will be included with the requested material when mailed.

STATE 8K ITEM 10. UME OF ISSUER CODE 1 234 5 6 7 8 DATE COMMEn

ACS ENTERPRISES IRC PA X 07/18/90ADVANCED MOIITORING SYSTEMS INC CO 10 ITEMS 07116/90AMERICAN NATIOIAL PETROLEUM CO IDEI DE X 07121190AMERICAN PACIFIC CORPIDE DE X X 07/04/90APPLIED RESEARCH CORP CO X 07119/90ARCHIVE CORP IDEI DE X 05107/90 AMENDARCHIVE CORP IDEI DE X 05107/90 AMENDAS8ESTEC INDUSTRIES INC DE X 07116/90ASPEN WIlD lie CO NO ITEMS 07113/90ATICO FINANCIAL CORP DE X 07/05/10BAICO CEITRAL 1986-A GRAITOR TRUST X 06/30/90BARK OF NEW ENGLAND lEST NA X 07115190BARRINGER RESOURCES IRC DE X 07118/10BETHEL BUCORP ME X X X 07/20/90BOUCHER OEHlKE HOLDIIGS IIC n x 02/23/90 AMEIDBI TRUST 1989 1 CA X X 06/15/90CAMELOT CORP CO X X 07111/90CARE PLUS IIC FL X 07116/10CAROLIIA FREIGHT CORP RC x 07/19/10CATERPILLAR IIC DE X 07118190CIRCADIAI IIC DE X 07l051t0 AMEIDCITICORP DE X 07117/90CITIZERS , SOUTHERI 118t A GRAITOR TRUST GA X X 07/20/10CLIIICAL TECHNOLOGIES ASSOCIATES IIC DE 10 lTE_ 05/111t0 UEIDCID IDRTGAGE IIVESTORS TRUST 3 DE X 06/28/90COMMUNITY IATIOIAL BAICORPORATIOI GA X 06125/iO AMEIDCO_TOCK RESOURCES IIC IV X 07/11110COIIECTICUT BARK , TRUST COIPAI' ,A X 07/15/90

NEWS DIGEST, July 27, 1990 5

---------------------------------------- --------------- -------- -------

8K REPORTS CONT.

STATE 8K ITEM NO. NAME OF ISSUER CODE 1 23.. 5 6 7 8 DATE COMMEn

COROATU. I1C MO X 07119/90

CORDIA CORP X X 07113/90

DESIGIS I1C DE X 07/17190

DIAGNON CORP DE X 07/20/90

EASTLAND FINANCIAL CORPIRII RI X 07118/90..ELECTRIC AVENUE INC X 07/18190

EQUIFAX INC GA X X 07/22190 ESPEY MANUFACTURING ~ ELECTRONICS CORP NY X X 07112190 FIE RESOURCE SYSTEMS TECHNOLOGY INC MO X 07113/90

FALLS CITY INDUSTRIES IIC IV X 05/19190 FAMILY STEAK HOUSES OF FLORIDA IIC FL X X 06/14/10 FBS MORTGAGE CORP MORTGAGE PASS THR CERT IV 10 ITEllS 07112190 FBS MORTGAGE CORP MORTGAGE PASS THR CERT IV 110 ITEllS 07/12/90 FBS MORTGAGE CORP MORTGAGE PASS THR CERT IV 10 If EllS 07/12/90 FBS MORTGAGE CORP MORTGAGE PASS THR eERT IV 10 ITEIIS 07/12190

FIRST AMERICAII CO IIVI IV X 06125/90 FIRST USA CREDIT CARD BACKED 1I0TES SERlE X X 07/16190

FIRST USA CREDIT CARD TRUST 1189-A DE X X 07116190

FIRST USA CREDIT CARD TRUST 198'-8 DE X X 07116/90

FLORIDA POWER ~ LIGHT CO FL X 06115110

FOUR CORP DE X 06/25/10 AMEIID GLENDALE FEDERAL BANK FEDERAL SAVIIIGS BA X X 061221t0 GLEIDALE FEDERAL BAlK FEDERAL SAnlOS 8A X X 06/25,,0

GLENDALE FEDERAL BANK FEDERAL SAVINOS BA X X 06/25/90

FEDERAL SAVINGS 8A )( X 06125190

GMAC MORTGAGE CORP OF IOWA MORT PAS THR NO ITEllS 061251t0 GLENDALE FEDERAL BANK 06l251t0 GMAC MORTGAGE CORP OF IOWA MORT PAS THR 10 ITEMS

10 ITEIIS 06/25/90GMAC MORTGAGE CORP OF IOWA MORT PAS THR PA X 07116/90GOLDEN STATE CAPITAL CORP IDEI DE DE X 01/17/90HEART FED FIIANCIAL CORP TX X X 01106/90HEILEY IITER.ATIOIAl IIC

IV X 07/13190HOLLAND INDUSTRIES INC DE )( X 07120/90HOMECORP INC PA X X 06126/90HOMESTEAD HOLDIIG CORP X 01/16/90IITERNATIOIAL GAMIIG MAIAGEMENT IIC DE X

lITER.ATIOIAL HOLDIIG CAPITAL CORP HI X X 07113/90

IOWA FIRST BANCSHARES CORP IA X 07/16/90

JPS TEXTILE GROUP IIC 10EI DE X 07120190 AMEIDlDDS COMMUNICATIOIS IIC ;MSI TN )( 04/24/90

LEAR SEATING CORP DE X 05/08/90 DE X 07113"0LEE ENTERPRISES INC 07111/.0LIBRARY BUREAU IIC NY X

X X 07120110LOIG ISLA.D LIGHTIIG CO NY

X X X 07111110LUXOR EITERPRISES LTD DE DE X X 07/19/90MARGATE VENTURES I'C Ii.., X X OU15/90MARIIE ~IOlANO AUTOMOTIVE FIIAIiCiAl CORP NY X X 07/15"0.ARIIIE MIDLA.D 1'88-1 CARS R TRUST IY X X 07/15/90MARIIIE MIDlA.D 1989-2 CARS R TRUST .. 07111 itOMED VENTURE I1C AMERICA I1C DE

X X

X 07112/.0MEDICAL MAIAGEME.T OF DE X 01105/90IIE.'Y CORP X 01128190neAL CORP DE

OCCIDEITAl PETROLEUM CORP 10EI DE X 07/191t0

PARTICIPATING DEVELOPMENT FUND 86 CT X X 07/02190 PA X 07/17/90PEIIIS IODDS BAICORP I'C 06180110PERRY DRUG STORES I.e .1 X X

01117110PORTlAID GE.ERAl CORP lOR OR X 07117190PORT LAID GEIERAL ELECTRIC CD 10RI OR

XX

X 07/12/.0PORTSIDUTH SqUARE INC CA X 07/19/90PRlMERICA CORP 'IEWI DE DE X 07/19190PRlMERleA.HOLDIIOSI'C RI X 07111/90PROVIDE.CE EIERGY CORP CO. DE X X 01/28/90PRUDEITIAl HOME IDRTGAGE SECURITIES CD. DE X X 07/12/90PRUDEITIAl HOME IDRTGAGE SECURITIES TN X 03/12/90 AMEID REI CORP USA DE X 07101190RESORT IleOME IIVESTDRS INC DE X X 06/05/.0RIVER OAKS IIDUSTRIES IIC X X 07/23110RJR IAIISCO CAPITAL CORP DE

NEWS DIGEST, July 27, 1990

6

---------------------------------------- --------------- -------- -------

8K REPORTS CONT.

lAME OF ISSUER

RJR IABISCO HOLDIIGS CORP RJR NABISCO HOLDINGS GROUP INC RJR IABISCO I1C ·ROGERS CORPnA' MURPHY IICSACE BROADCASTIIO CORP 10EI ~,.'tlTIFIC RADIO SVSTEMS IIC S~COID BAICORP IIC SECOID IATIOIAL FIIAICIAL CORPSHERWIN WILLIAMS COSIERRA CAPITAL REALTY TRUST VI CO SIERRA CAPITAL REALTY TRUST VIII CO SOUTHEAST BAl. CREDIT CARD TRUST IUO A SOUTHERI LAID & EXPLORATIOI lie SOUTHERI LAID & EXPLORATIOI IIC SPA LADY CORP STATESMAI GROUP IIC STRATEGIC IIFORMATIOI IIC SUI BUCORP I1C TAURUS PETROLEUM IIC ICOI TECO ENERGY INC THREE 0 DEPARTMEITS IICTRAISAMERICA OCCIDEITAL LIFE IISURAICE C TRAVELERS IIIRTOAOE SERVICES IIC TRlDEX CORP UIIDIL CORPUIITED SATELLITE AMERICA IIC UIITED STATES OIL CO UIIVERSAL VOLTROIICS CORP us WEST I1C UTI CHEMICALS IIC VILLAGE FIIAICIAL SERVICES LTD V.X IICWALL TO WALL SOUID & VIDEO I1C WESTERI UIIOI CORP IIYIACTIVE CAPITAL IICAIRFUID II IITERIATIOIAL LIMITED PARTIER AMERICAI BRAIDS IIC 10EI AMERICAI BUSIIESS COMPUTERS CORP AMERICAI LEASING IIVESTORS V-A APACHE IIVESTMEITS IIC ASSIX IITERIATIOIAL IIC BOSTOI CELTICS LIMITED PARTIERSHIP BREMER fINANCIAL CORPORATIOI BROAD I1CCAN VOl RESOURCES CORPCELLCOM CORPCELLULAR COMMUIICATIolS IIC CERAMICS PROCESS SYSTEMS CORPIDEI CLUB us,. IICCOLORADO IATIOIAL BAIKSHARES IIC COMMERCIAL CREDIT COCOMPUTER ASSOCIATES IITERIATIOIAL I1C COPLEY REALTY IICOME PARTIERS 2 CREATIVE COMPUTER APPLICATIolS IIC DEIIEY FRAICES COMPAIIES lie DISCOVERY CAPITAL CORP 01. FIIANCIAL CORPDRIVEFolE I1CDUPOIT E I DE IEIOURS & CD EOIST~ RESOURCES CORP EqUlTAS GROUPEXECUTIVE IATIolAL DEYELOPMEIT CORP

ST .HE 81t ITEM 10.CODE 1 234 5 Ii 7 8 DATE COMMENT

DE It X 07/23190DE X X 07/23/.0DE X X 07/23/10MA X 05127110CO X 071011'0DE X 07109110IV X 07113/90OH It It 07101190VA X 07/02110OM It X 07/19/90III X 06/281.0 AMEIO III X 05129/90 AMElD

X 01/16190IV X X X X X 12/19/89IV It X X X 05/24190DE X 07105190DE X 07109110DE X X 07/09/90PA X 07112/90CO X X 07111/90 AMEID FL X 07/20/90DE X 05122/90CA X X 07120/90IJ X 07119110CT X 05/10190 AMEID IV X X 07l12IS0 DE X X 011/30190DE X 03/07/90 AMEIO DE X X 011121190 CO X X 07121/'0 IV X 07116/.0 DE X X 07118190 DE X OIl/O,/at AMEIO PA X 07/20/90 IV X 07119/90

DE X X X X X 07/03190MA X 05/17190DE X X 07120/.0FL It 07/23190CA X 02/13/90CO X X X 07119190DE X X 07/24/90 DE X 05/24/90 AMEND

X X 07/18/90• X 01118190 AlIENO• 01/251.0 AMENDDE 10 ITEMS DE X X X 07/09/90DE X X 07125190DE X X 07109/90IV X X X 07/17110co X 07/23/90DE X 01/19190DE x X 07113/90MA X 0712""0CA X X 07/09190 AIlEID DE x X 07/06190co X x X X 011281.0

07/18190P. X X 011/29190 A.IDDE X

DE X 07/25/90 OE X X 07/20110

IV X 07/28110 FL 10 ITEMS 05/31/90

NEWS DIGEST, July 27, 1990 7

---------------------------------------- --------------- -------- -------

• •

8K REPORTS CONT.

STATE II ITEM ItO. NAME OF ISSUER CODE 123456 7 8 DATE COIlMENT

I I 07120/90FIRSTCORP INC DE 01/25.110FRAWLEY CORP DE I 07117/10FULTON FINANCIAL CORP PA I

I 07110/10GENETIC ENGINEERING IIC CD II 07.101110GIANT PACIFIC PETROLEUM IIC I

06/25/10GMAC MORTGAGE CORP OF IO.A MORT 'AS THR 10 ITEE 01.125.110GMAC MORTGAGE CORP OF IO.A MORT 'AS THR PA 10 ITEE 01/25/10GMAC MORTGAGE CORP OF IO.A MORT 'AS TN. PA 10 ITEMS 07.120/10GREATBANC I1C DE • • 07112/90HARLEY DAVIDSOI IIC DE 10 nEMS 06121190HIGH EqUITY PARTNERS L P SERIES II DE I

X 07118190HOUSEHOLD IITERIATIOIAL lie DE I 07109.190ILC TECHNOLOGY INC CA I

XX

07117190UFINITY I1C CO • 07113190JAMES RIVER CORP OF VIRGIlIA VA I 07123110LONGWOOD GROUP LTD DE • 07125/90LUKENS !MC .IDE.I DE • • 07126.110IICDOIALDS CORP DE • X 01.107/10 AEIDMERCHANT BANK CORP GA X 07/25/90MERRILL lYICH & CO IIC DE X• MCDINE MANUFACTURING CO .1 X X 07118190

MONOCLONAL AITIBODIES IIC .IDEI DE I X 07111190 MORGAN STAILEY GROUP IIC IDEI DE X I 07124190 MORIINGSTAR FOODS IIC DE • X 07/23/90 NDE ENVIRONMENTAL CORP DE I I X 07110190 NIAGARA EXCHANGE CORP DE X 07123190 IIX 0 TIlE PHARMACEUTICALS LTD X X 07/24190 ON AIR EITERTAIIEIT CORP IV I I • 01130190 ORMAID IIDUSTRIES INC DE x X 01119.190 OUTLOOK IICOIE FUID 10 CA X 07111.190 AIlEID OUTLOOK IICOME FUID 1 CA • 07111190 AEID OUTLOOK IICOME GRO.TH FUND VIII CA X 07111/90 AEID OUTLOOK PEISIOI IIVESTORS CA X 07.111.190 AEID OUTLOOK PROPERTIES FUIO IV CA X 07111.190 AMEID PIEDMOIT FEDERAL CORP DE I X 07/23190 PROFIT TECHNOLOGY IIC DE X 01.129.1'0 AEID RASTRA BUILDIIG SYSTEMS IIC CO X 03/07"0 RAVElS METAL PRODUCTS IIC DE I X 07/05110REGAL IITERIATIOIAL IIC DE I 07.123.190

RITE AID CORP DE I X 07111190 ROBIISOI IUGEIT IIC II X 07112.190

ROCKIOOD HOLDIIG CO PA X 07/20110SALOMOI I1C DE • X X 07/24/90

SCAT HOVERCRAFT IIC FL· • 01121190 DE • • X D3.123.190 A.IDSELECTROIICS I1C

~HAREDATA I1C X 07,09/9u IV • • X X 01121.110SHO.BOAT IICSOUTHERI IE. EIGLAID TELEPHOIE CO CT I X 07111/90

STERLIIG OIL OF OKLAHOMA IIC DE • X 07123.190

SUI UP FOODS I1C CO I 01128/90

TELECREDIT I1C DE I

X 07/22110

TEXACO I1C DE • I 07/24/90

TRIO TECH IITERIATIOIAL CA X 07117/90

USAIR DE X I 07125.190I1C ,IE.'VERIOI lIllIAI CORPORATIOI DE 07/23.1.0

VISIOI Tel I1C DE •1( X 05/07.1.0 AMEID VOlUITEER BAICSHARES IIC 11 07.101190

.ASHIIGTOI BAICORPORATIOI DE •I 07118/90

.EllS REAL ESTATE FUID III L P GA X 06/20.190 AMEID WILSHIRE CEITER BAICORP CA X 01118190

WOLF FIIAICIAL GROUP IIC IV X 07118/10

ViA GROUP I1C DE I X 07110/90

lILA I1C DE I I 07/23190

NEws DIGEST, July 27, 1990 8