Sandra D OConnor Financial Disclosure Report for 2009

8/3/2019 Sandra D OConnor Financial Disclosure Report for 2009

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, 4 0 t o FINANCIAL DISCLOSURE REPORT R e p o r t R e q u i r e d ~ t h e E t h i c sin Government Act of l978R oy . 1 / 2010 FOR CALENDAR YEAR 2009 (5 u.s .c , app. ) ~" IO1-111)

!. P e r s o n R e p o r t i n g ( t z t s t n a m e . f i r s t , m i d d l e n i t i a l ~ 7. C o u r t o r O r g a n i z a t i o n 3. Date of R e p o r tO CO N N O R, SA N D RA D . SU P R E M E C OU R T OF U NIT E D ST AT E S 04/09/2010

4 . T i t l e { A r t i c l e i l l j u d g e s i n d i c a t e a c t i v e o r s e n i o r s t a t u s ; 5 a . R e p o r t T y p e ( c h e c k a p p r o p r i a te t y p e ) ! 6 . R e p o r t i n g P e r io dm a g i s l ra t c j u d g e s i n d i c a t e f u l ~ - o r p a r t - t i m e ) [ ] Nomina t ion , D a : e 0 1 , " 0 1 1 2 0 0 9Associa te Justice (Rot. ) [] Initial [] A ..... t [] Final to1 2 / 3 t / 2 0 0 95b. [] Amended R epor t

7. Cha mber~ or Office Address 8 . O n t h e b a s i s o f t h e I n f o r m a t i o n ~ : o n t a l n e d i n t h i s R e p o r t a n d an ym o d R i c a tl o n s p e r t n i n i n g t h e r e t o , i t i s , i n m y o p i n i o n , i n c o m p l i an c e1 FIRST STRE ET. N.E. with applicable I~ws and regulations.W A S H ~ G T O N , D .C . 2 0 5 4 3

R e v i e w i n g O f f i c er D a t e

I M P O R T A N T N O T E S : T h e i n s t r u c ti o n s a c c o m p a n y i n g t h i s f or m m u s t b e f i d lo w e d . C o m p l e te a l l p a r t ~ .checking the NO NE box for each part where you ba reno reportable infortnat ion. Sign on la~tpage .

I . P O S I T I O N S . ~ , , ~ o , ,i , g indir . idual onty ; see pp. 9-1 J o]- f i l ing ins truct ions . )l----] N O N E ( N o reportable positions.) - .

POSITION NAME OF OI2,GANIZA.TION/EN~ITYI. Boa rd Merabe r The Na tiona l Constitu tion Center

2. Member The Ro ckefe l l er Foundation, Board of nrrastees3 . Member, Advisory Board Smith sonian Na t iona l M useum o f Na tu r a l H is to ry

4. Board Member ABA Centr a l Europe an and Eura s ian Law Init i a t ive Co unc i l5. Member Advisory Commission ABA Standing Commit t e e on t t~e Law Libra ry o f Co ngr e ss6 Board Nlember A B A M us e um o f L a w7 . Co-Cha ir . National Advisory. Cotmcil Campa ign f o r th e C iv ic Mi~s iou o f Scho o l s8. Member Center fbr Stra tegic & Interna tiona l Studies (CSIS), Commission on SmartPower9. Chance l lor Co l l e ge o f W i l li am and Mary

1 0 . Member, Advisory Board The He nry Clay Center for Sta temanship

I l. Special Advisor ABA R u l e o f Law Ini ti a t ive1 2 . l lon~rary Ch airperson MacAr thu r Fou nda t ion . Neuro sc ienc e and Law Progr am

1 3. Honorary Chair Colonia l Wil l iamsburg Foundation. Nationa l Advisory Committee

1 4. Honorary Board Chair People of ,America Foundation1 5. Board Member Randal l Lineback Breed Associat ion

1 6 . Itonorary Board Member Smithsonian A~socia tes Advisory Council


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F I N A N C I A L D I SC L O S U R E R E P O R T [~lme o[Pe ....Reporting [ Date olRcportP a g e 2 o f I 1 o co ~No ~ SAND ~ O. I 0 4 / 0 9 / 2 0 1 01 7 . Member Am e f i c ~ f o r Ge n e r a t io n a l ~u i u , B o a r d o ~T ~s t e e s1 8 . Board Member Wil l i~a H. Rehnquis t Center1 9 . Cha i r Eme6~ o f t h e Jud ic i a l Adv isoD B oard & Co unse l o r on Exec . Amefic~ Society o f Internat ional LawCouncil

2 0 . Advisor Aspen lnsti tu te s Justice and Socie ty Program2 l. Commissioner Nat i ona l Pa rks Second Ce nm~ Co mmiss ion2 2 . Member Alzhe imegs S t udy Group2 3 . Adv i so~ Bo~ d Membe r B~II Lane Center for the Study of the N orth American West a t Stanford2 4 . Adv i so~ Bo~ d Membe r Stanford University , Center on Eth ics2 5 . Adv i so~ Bo~ d Membe r Citizenship Counts2 6 . S ~c i a l Ad v i s o r San&a D ay OConnor P ro j ec t on t he S~a t e o f t h e Jud i c i~2 7 . Spe c ia l A dviso r O u r Co~ ts P ro je ct2 8 . Special Advisor OConnor Home Projec t2 9 . Cha i r o f ~ e Bo ~d o f D i rec t o r s iCivics3 0 . Cha ir o f th e Adviso r Committe e O Co nno r Judicia l Se le c tio n Initia tive3 I. Adv i so~ Bo~ d Membe r Lloyd N. Cua l e r Cen t e r f o r t h e Rul e o f Law a t t h e Sa l zburg Globa l Seminar3 2 . Honora~ Ch air of ~he C entennia l Exhibit Arizona Wome ns t lef it age F rai l3 3 . H on o r a ~ M e m b e r Board for the Foundation for the Future .

I I . A G R E E M E N T S . :Repo r t ing ind iv idua l o , l y : seepp . 14ol6 o f f c l ing b,s t ruc t lo , s . )NONE (No reportable agreements.)

D A T E pARTIES AND TERMSI.2 .3 .


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F IN A N C I A L D I S C L OS U R E R E PO R T ~ .... fl ..... R e p o r t i a g Dat~otR~por,Page 3 of 1 1 O C O N ~ O a , S A N D R A D . 0 4 / 0 9 / 2 0 1 0

I I I . N O N - IN V E S T M E N T I N C O M E . t R o ~ , o , , , ,z i ,d i , . , d , ~ ! ., d ~ p o u ~ e : s o , p , . ! r -Z A . F i le r s N o n -In ves tm en t In co m e[---] NONE (No reportable non-investment income.)

DATE S0[.rR...CE AND TYPE {yours, not spouses)1.01/09/09 Random House - roya l t y S697.662 .0 4 /06/0 9 Ea ston Pre s~ ,"M B l, Inc. - Bo ok Signa tures $1,000.003.05/04/09 Easton Press/M Bl , Inc. - Book Signa tures $2,300.004 . 07 / 20 / 09 Random Hogtie - roya l ty $844.75

B . S p o u s e s N o n - I n v e st m e n t I n c o m e - I f you were married during any por t ion of the repor t ing year , c t~raple te this sectian.( D o l l a r a m o u n t n o t r e q u i r e d e x ~ p t . l b r h o n o r a r i a . )

~ (No reportable income.)ONE non-investmentDATE SOURCE AND TYPE

1 .2 .3 .4.

IV. REIMBURSEMENTS ...... ~ , ....io., ~ ou ~ ,,~,.,,,o,~ ...,..~ i .....( [ n c l u d e s t h o : ~ e t o s p o u s e a n d d e p e n d e n t c h t l d r e n . " s e e p p . 2 5 . 2 7 ~ ! - fi [ i n g i t d t r u c t i o n s , )

~J N O N E ( N o reportable reimbursen~ents.)SOURCK DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

I. S e ~ A l~ h e d S c h e d a l e IV

3 .4.5.


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F I N A N C I A L D I S C L O S U R E R E P O R T ~ .....f P .....Rgpor~ing D ~ , e , ,[ R e p o t ,P a g e 4 o f [ 1 O C O N N O R , S A N D R A D . 0 4 / 0 9 1 2 0 1 0

~ NONE (No reportable gq~ts.)~ O U R C E D E S C R I P T I O N V A L U E

1.2 .3.4 .5.

~ NONE ~ro reportable liabilities,)C R E D I T O P , DESCRIPTION VALUE CODE

I.2 .3 .4 .5.


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FINANC [AL DISCLOSURE REPORT ] ~ . . . . . ~ e ~ r ~ o ~ a , p o r t t~ [P a g e 5 o f 1 1 I OCONr~O~ SAm~,, D.VI 1 . IN VE ST M EN TS a nd TRU ST S - i .. ... ... ~ , , . , ~ . . . . . . . no.s et .ctu, te, , t,o~.~ of sp . . . . . . dependent children; see p p . 3 4 - 6 0 of filing

~ N O N E (No reportable income, assets, or transactions.)-- A . B . C . D .D e s c r i p t i o n o f A s ~ l $ I n c o m e d ~ i n g G ro s s v a l u e a t e n d T r a n s a c t i o n s d u r i n g r e p o s i n g p e r i o d{ i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d ofre~a~ng per iod

[ la ~ " ( X ) " a R e r e a c h a s s e t A m o u n t T~e (e.g ., V a l u e V a l u e Ty~ (e.g .. [ D a t e Value Ga in I d e n t i t ye x e m p t f r o m p r i o r d s c l o s u r e C ~ e I d i v . , r e n t , C~ e 2 M eth o d b ~ y , ~ e l l . ]mm/d~ [ C~ l e 2 [ Code I b u y e r / s e f i e r( A - H ) o r i n t . ) [ ( J - P ) C ~e ~ r e d e m p t i o n ) :. ( J - I ) I ( A - H } ( i f p f i v a ~ e

1. B~an Ca ve (Pens ion P I~ ) D Distribution2 . G Distribution Cl o s ed 1 2 1 1 6 / 0 9 N See Foo tno te I3 . Fennemore Craig (Pension Plan) F Distribution Clos ed 1 2 / 1 7 / 0 9 N See Foo tno t e 24. AZ Elec ted Of f ic ia l s Re tirement C Pension J " T5. Checking Account: Suntrust Bank, A I n t e r e s t KWash ing ton , DC6. Checking Acco nnts - Capito l One C I n t e r e s t N T See Foo tno t e 3Washington, D. C.7 . Oil and Gas Roya l ty f rac tiona l interest , A Royalty J WPanola Cty., TX8. Oil and Gas Roya l ty f rac tiona l interest , A Royalty J WPanola Cty, TX9 . Char l e s S~hwab Cash & Money Marke t A Dividend J T

Fund1 0 . Tucson Ar iz ona Wa te r Sy s t em Bonds D I n t e r e s t M TI 1 . Veashingto n Suburban Sanitary Distr ic t B I n t e r e s t L TBondz1 2 . Computershare C Distribution Cl o s e d 9 / 2 3 , 0 9 J See Foo tno t e41 3 . AES Corp. None K T1 4. American lntI Group, Inc. None So l d 0 3 , 2 4 . , 0 9 J1 5 . Amgen, Inc. None L T16 . AOL, Inc. None J T Spinoff 1 2 / 0 9 1 0 9 J(from line 72)

1 7 . So ld 1 2 1 0 9 / 0 9 J( p a r t )


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F IN A N C I A L D I S C L O S U R E R EP O RT ]~ .... fP ..... R e p o r t i n g D a t e o f R e p o r tPage 6 oF 1 i I o.co,,~o~ sA~v i i . I N V E S T M E N T S a n d T R U S T S - i .o~, , . . t . , . t . . . . . . no. , a.ct~aes tno~e q ~p ...... g dwendent children: see pp. 34-60 qfiling ingruclions.)

N O N E (No reportable income, assets, or transactions.)D e s c r i p t i o n o f As~ts G r o s s v a l u e a t e n d ~ t a n s a c t i o n s d u t : n g r e p , a n h ~ g p e r i o d0ncludmgtmsl assets) reposing peri~ [ o fr e~a ingF ~ V " ,

P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g . . Value Va lue Y ~ e ( e .g . , D a ~ e ~ V a l u e G a i n ] d e m i t y o fe x e m p t f ro m p r i o r d i s c lo s u r e C o d e I d i v . , r e n t , C o d e 2 M e th o d b u y , s e l l , m~d& }T Code 2 C ~ e I b u y e f f ~ e l l e r(A-t[) o r int .} (J -P ) Code 3 r ed em p t i o n ) ~ { J - P ] (AdO (ffpnvate

1 8 . Baker ! lughes inc. A Dividend K T So ld 03~6109( P ~ )1 9 . B uy 04130,09 J(addl)

~ 2 0 . Baxter International B Dividend L T So l d 03 / 26 / 09 K(pan}2 1 . B B &$ Co~ o r a t io n A Dividend K T Buy 04i30/092 2 . Cadence Des i gn Sys t em None K T Buy 04/01/09 J2 3 . Capita l One F inancia l Corp. A Dividend K T2 4 . Cardina l Hea l th A Dividend K T2 5 . Carefusion Corp. None J T Spinoff 0 9 , 0 1 / 0 9 J(from line 24)2 6 . Cit igmup A D ivide nd So ld 0 5 / 1 3 , 0 9 J

2 7 . Citrix Syste ms Inc. None J T2 8 . C0mcast Corp. A Dividend K T2 9 . Cm3pater Sciences Corp. None K T3 0 . C0mpuware None K T3 1 . Did;cover F inancia l Senices A Dividend J T3 2 . Dupont (E.I.) C Dividend L T

3 3 . Eaton Co rporation A Dividend K T B uy 0 4 1 0 1 / 0 0 J3 4 . Ebay Inc. None K T


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N a m e o f P e r s o n R e p o r t in g D a t e o f R e p o r tFINANCIAL DISCLOSURE REPORT o c o ~ ,~ o R , S A N t m _ , , o~9 /2o~oP a g e 7 o f 1 1 D .

V I I . I N V E S T M E N T S a n d T R U S T S - ~ , . . . . . . . t,,,. t . . . . . . . lion , ( Inc ludes those o f sp . . . . . . . l dependent eh ih lren; see pp . 34-60 o f f i l ing ins truc t ion , . )N O N E (N o reportable income, assets, or transactions.)

A . B . C . D .D e s c l 6 p t i o n o f A s s e t s I n c o m e d u r i n g i G r o s s v a l u e a t e n d j " r r a n s a c t i o r ~ d u r i n g r c p o n i n g p e r i o d( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d I o f ~ p o n i n g p e r i o d~) (2) ..... : It) t_G) "I i t ) (2) (J> (4) I .... O) "P l a c e " ( X ) " a f t e r e a c h a s s e t . A m o u n t T y p e ( c g . , . V a l u e [ V a h t c T y p e ( e g ., D a t e ! V a l u e Gain_ I d e n t i t y o f

e x e m p t f r o m p r i o r d i s cl o s u r e C o d e I d i v . r e n t . C o d e 2 M e th o d i b u y . s e l l, nu~dd/yy Co de 2 Code I buyer/seller( A - I t ) o r in t . ) ( J - P ) C o d e 3 , redemp,ion, i ( J - P l (A-| ) ( i f p r i v a , e( Q - W ) I

3 5 . E r i c s s o n T e l A D P . - A Dividend K T3 6 . Exxon Mobil B Dividend L T

3 7 . FedEx Corp A Dividend K T! 3 8 . Genera l Elec tr ic A Divktend K T

3 9 . Glaxosmit hk l ine PLC ADRF None K T B uy 0 8 / 0 4 1 0 9

l 4 0 . t l anesbrands None K T4. I . Hewl e t t -Pa cka rd Co . ,, \ Dividend L T

4 2 . Hi t ach i L tdAdr New None So l d 08/04/09

4 3 . Home De pot Inc. B Dividend K T4 4 . L.egg Maso n Inc. A Dividend K. T B uy 03/31i09 J(addl)

i45. Liberty Media H olding None K T

4 6 . /vlerck & Co. Inc. New A Div ideud K T Buy 03/31/09 J4 7 . B uy 05/01 /09 J(addl )4 8 . B uy 0 5 1 0 1 / 0 9 J(addl)4 9 . Millipore None K T

5 0 . Molex Inc. LTD A Dividend K T5 1 . Motoro t a , Inc. A Dividend K T

I. Income Gain Codes: A =S 1 .0 (J0 o r I~ B =$ I ,~ ) I - $ 2 ,50 0 C =$2,501 - 55,U00 D ~$5.001 - S I 5,000 12 =$1 5.O01 - $~tLt ln0


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F IN A N C IA L D I S C L O S U R E R EP OR T ~ , ~ e o f P e . . . . ~ e p o r , l o ~ Ia g e 8 o f 1 1 O C O N N O R . , S A N D R A I ). 0 4 / 0 9 / 2 0 1 0VII. I N V E S T M - E N T S a n d T R U S T S - i .......... t.,, tr . . . . . t lan$ ( Includes th , , se of sp . . . . . . d d e p e n d e n t c h i l d r e n ; s e e p p . 3 1 - 6 0 o f ] i li n g i n , tr u c t i o n r . )

NONE (No reportable income, assets, or transactions.)A. : B. C. D

D e s c r i p t io n o f A s s e ~ s i I n c o m e d u r i n g G r o s s v a l u e a t e n d T r a n s a c t i o n ~ d u r i n g r e p o t t i n g p e r i o d( i n c l u d i n g t r u s t a ~ e t ~ ) ! r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o dU) 1~-) (l ! (2 ) U) (2 ~Value V a l u e T y p e ( e . g . . D a t e V a l u e G a i n I d e n t i~ y o fP l a c e " ( X ) " a f t e r e a c h ~ e t . A . m o u n ! T y p e { e . g . .e x c m p ~ f r o m p r i o r d i s c l o s u r e : C o d e I d i v . , r e n t , C o d e 2 M e th o d b u y . ~a l l . m m / d d / y y C ( ~ l e 2 C o d e I ! buyer/seller( A - H ) o r i n t . ) ( J - P ) C o d e 3 r e d e m p t i o n ) ( J - P ) ( A - t l J i ( i f p r i v a t e

( Q - W ) t ...... t i or t ) ___i5 2 . Nes t l e SA B Dividend K T So l d 03/26/09

5 3 . New s Corp. LTD CL A A D iv idend K. T B uy 04/01/09

! 5 4 . Nokia Co rp. Spon ADR F None K T B uy 1 1 1 0 2 / 0 9 K5 5 . N ov a a i s A G -A D R A Dividend K T

5 6 . Occidenta l Pc te Corp. A Dividend K T

5 7 . Onu~icom Group B Dividend L T S o ld 08 ; 0 4 i 0 9 K(part)5 8 . Panasonic Corp. AD R A Dividend K T

5 9 . Pitney Bo wes, l?ne. A Dividend J T B uy 04/0! /09 J6 0 . Saao f i -Aven t i s -ADR B Dividend K T

6 1 . Sam Lee Co rp. C Dividend L T

6 2 . Saul Centers Inc. B Dividend K T

6 3 . Schlumbcrger Ltd. A Dividend L T B u y 0 3 / 2 6 1 0 9(addl )6 4 . Sigma Aldrich Corp. A Dividend K " F So l d 03/26/09( p a ~ t )6 5 . So l d 0 8 , 0 4 / 0 9(part)6 6 . Soaoco Produc t s Co . B Dividend K T

6 7 . Sony Corp. A.DR A Dividend K T6 8 . Sprint Nextel Corp. Nnne K T


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FINANCIAL DISCLOSURE REPORT [ N .... f P ..... R e p o r t i n g I { ) a t e a f I ~ . p o r tP a g e 9 o f 1 1[ O C O N N O R , S A N D R A D . I

0 4 / 0 9 1 2 0 1 0

VII. INVESTM ENTS and TRUSTS - ;~c ...... t , o , tr . . . . . . tight (Includes those of sp . . . . . . d d e p e n d t n t c h i l d r e n : , e e p p . 3 4 - 6 0 o / f! l in g i n s t r u c t i o n s . )[- - -] N O N E (No repo r table inconze , a s se t s , or t ransact ions . )

D e s c r i p t i o n o f A s s e t s I I n c o m e d u r i n g G ro s s v a l u e a t e n d T r a n s a c t i o n s d u r i n g r e l x ) ~ i n g p e r i o d( i n c l u d i n g t r u s t a s s e t s ) [reporting peric, d o f r e p o r t i n g p e r i o dV ~ a c e " ( X ) " a f t . . . . ch . . .. [ A . _ . _ m ~ o _ u n , t ] T y p e ( e . g . , V a l u e V a l u e Typc(e.g, Date Value : Gain l d c n t i t y o t "

e x e m p t f r o m p r io r d i s c l o s u re ~ . u t m e ~ I d i v . , r e n t , C o d e 2 i M e t ho d buy,~ell, m m i d t ~ " y . / Code 2 I Coda I( A - I I ) _ J

o r i n t . ) ( . I - P ) i Coda3 r e d e m p t i o n ) ( . L p ) ( A - I t l ( i f p r i v a t e( Q - W ) t r a r t s e c h o n )

6 9 . St. Paul Trave lers Cos A Dividend K T[ II

7 0 . Sun Microsystems Inc. None So l d 04/24/09 J

7 1 . S ~a n t e c C o r p. Non~ K T B uy 11i02/09i K7 2 . TimeWa mer, Inc. A Dividend K T7 3 . Tyco E lec tronics Ltd. A Dividend K T B uy 03/26/09 J(addl )

7 4 . Union Pacif ic Corp. A Dividend L T7 5 . Wachovia Corp B Dividend M e r g e d 0 1 / 0 2 1 0 9 K(with l ine 76)7 6 . Wel l s Fa rgo & Co A Dividend L T B uy 0 3 , 3 1 / 0 9 K(addl )7 7 . " ,Vest Pharmaceu tical Seccices B Dividend L T7 8 . XeroxCorp . A Dividend K T B uy 0 4 1 0 1 ! 0 9 K

7 9 . Z/miner Holdings None J T8 0 . Dodge & Co x Ba l anced Fund - Acc t . I None O T See Foo tno te 1 ,2 & 58 1 . Dodge & Co x Ba l anced Fund - Acc t . 2 None C l o s ed 1 2 / 1 7 / 0 9 See Foo tno t e 58 2 .


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F IN A N C IA L D I S C L OS U R E R E P OR T Iag e l0 of 11 o , c o N r ~ o a , S A N D a A O . 0 , ~ / o g n 0 ~V II I. A D D I TI ON A L I N F O R M A T I ON O R E X" P LA N A T IO N S .

FOOT NOT E S

(!) My spou se w as a partner in the Bryan Cave law f irm. The indicated value o f this entry was the va lue of a pension plan adminis tered hy Th e Vangua rd Group.Due to th e de a th o f my spouse in Novembe r 2009 , t h e se f unds we r e t r ans f e r red to th e D odge & C ox Ba l anc ed Fund - Acc t . 1 .(2) My spouse v,.a . s a principa l in the l aw f irm of Fennemore , Craig, van Amman & U daH, P. C. (now Fennemore Craig, P. C.) until Dece mber 31, 1981. Theindica ted va lue fo r th is entry was the v a lue of h is interest in the f irms pension plan administered by Char les Schw ab Trust Company. Du e to the dea th of myspouse in Novembe r 2009 , t h e se f und~ w e r e t r ans f e r red to th e Do dge & Cox Ba l anc ed Fund - Acc t . 1 .(3 ) Chew Chas e Ba nk changed i t s name t o Cap i t o l One .(4 ) Principa l Financia l Group l if e insurance pol icy he ld f rom mauy years by spouse wa s conve l~ed to stock in Computershare and then st~It l and c losed ou t.(5) Dodge & Co x Ba l anced Fund - Acc t . 2 was c l o s ed f o t l awing t he dea t h o f spous e .


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Dite o f Rt[mr t IINANCIAL DISCLOSURE REPORT N .... f P ..... R e p o r t i n g ~OtO Ia g e 1 1 o f " 1 1 OCONNOI~ , SANDRA D .IX. C E R T I F I C A T I O N .

I cerl i fy Cha t a l l informa t ion given above ( including informat ion pertaining to my spou se and minor or dependent chi ldren, I f any) Isaccu ra t e , t ru e , and comple t e t o t he bes t o f my know ledge and be l i e f , and tha t any in formal l on not repor t ed ~as w i t hhe ld because i t met appl i cab le s t a t u t or3 ,provisiom permit t ing non-disclosure.l f ur t he r ce r t if y t ha t e a rned income f rom o u t s ide employmen t and ho nora r ia and t he ac cep t ance o f g i f ts 5~ h t ch h av e been repor t ed a re incompl i ance wi t h t h e p rov i s i ons o f 5 U .S .C. app . 501 e t . s eq . , 5 U .S .C. 7 353 , and Jud i c i a l Con f e rence r egu l a t i ons .

S i g n a t u r e

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y ,4 d ~ D W I L F U L L Y F A L S I F I E S O R F A I L S T O F IL E T i ll s R E P O R T M A Y B E S U B J E C T T O C I V I LAND CRIMINAL SANCT IONS ( 5 U .S , C . app . 1 0 4 )

F I L IN G I N S T R U C T I O N SM ail s igned o rig ina l and 3 a ddi tiona l copies t o :

Commi t t e e o n F in anci a l D i s cLo su r eAdminis tra t ive Off ice o f t h e U ni t ed St a t e s Co ur t sSui t e 2 - 30 1One Co lumbus C i rc l e , N .E .W ash ing t on , D .C . 2 0544


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F i n a nc ia l D i sc l o s u r c R e p o r t - 2 0 0 9S a n dm D a y O C o n n o rIV. Reimbursements ofTransportation, Lodging, Food, Entertainment

1. Jazz at Lincoln Center J a n u a ry 2 . N e w Y o r k , N e w Y o r kInterview taping(Transportation and meals for sell)

2. A m e r ic a n B a r A s s o c ia t i o n January 7. Phoenix, ArizonaSection of Litigation Leadership Participation and address at the ABA Section of LitigationLeadership Meeting(Transportation and meals for self)

3. N a t i o n a l P a r k S e c o n d C e n t u ry J a n u a r y 2 6 - 2 8 . Y e l l o w s t o n e N a t io n a l P a r kCommission Participation in Commission meetings(Transportation, lodging and meals for sell)4. N a t io n a l C o w b o y P o e t ry J a n u a ry 2 8 - 3 0 . E l k o , N e v a d a

~ ( 3 a t h e r in g / S a l l y S e a r l e A d d re s s a n a u d i e nc e o f t h e N a t i o n a l C o w b o y P o e t r y G a t h e r in g ; a n da d d re s s a n a u d ie n c e a t t h e G r e a t B a s in C o l l e g e(Transportation, lodging and meals for self)

I 5. I Co u r t o f Appe a l s t br th e F i f t h February l - 3. New Orleans, LouisianaCircuit Sit with the Fifth Circuit Court of Appeals Panel(Transportation, lodging and meals for sell)6. College of William and Mary February 6-8. Williamsburg, VirginiaParticipation in Charter Day activities as Chancellor

(Transportation, lodging and meals for sell)7. Am ~e n b e rg F oun d a t ion February 9 - 11. Palm Springs, CaliforniaPa r t ic i p a t ion i n A~ me nbe r g Fonnda t i on Co n f e r enc e(Transportation, lodging, and meals for sel08. University of Arizona, February 19 - 20. Tucson, ArizonaTeach at the University of Arizona(Lodging and meals tbr sell)9. [ ,e a rn ing C en t e r February 25. St. Louis, MissouriReception and formal ribbon cutting ceremony at Learning CenterDinner remarks

(Lodging and meals for self)10. University of Missouri l,aw February 26 - 27. Columbia, MissouriS c h o o l ; Visit with student groups, attend reception and deliver the Nelson

i Lecture at the Law Schools symposium.~ ( T r a n s p o r ta t i o n , l o d g i n g a n d m e a l s f o r s e l f )


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l 1 . R o c k e f e l l e r F o u n d a t io n B o a r d M a rc h 3 - 5 . N e w Y o r k , N e w Y o r kParticipation in Board meetings~ (T r an spo r t a t io n , mea l s , l o d g in g f o r s e l f )12 . Abraham Lincoln Presidential March 5. Chicago, IllinoisL i b ra r y F o u n d a t io n Participation in portrait unveiling. Brief remarks.

(Transportation, lodging and meals for self)l 3 . N a t i o n a l P a r k S e c o n d C e n t u ry M a r c h 1 8 - 2 0 . G e t t y s bu r g N a t io n a l P a r kCommission Participation in Commission meetings(Transportation, lodging and meals for self)14 . Alzheimers Study Group M a r c h 2 4 . W a s h i ng t o n , D . C .Participation in release of Alzhcimers Study Groups report releaseand testimony before the Senate Special Committee on Aging(Transportation for self)15. Pepperdine University March 27. Los Angeles, CaliforniaParticipation in a panel discussion for the William French SmithLe c t u r e S e r ie s

(Transportation, lodging and meals for self)1 6. U n it e d S t a t e D e p a r tm e n t o f S t a t e March 28 - April 3. Slovenia and CroatiaParticipation with U. S. Embassy staff on visits to the judicial anddignitaries of Slovenia and Croatia

(Transportation, lodging and meals for self)1 7 . ~ F l o r id a L a w R e l a t e d E d u c a t io n April 6 - 7. Tallahassee, Floridai Association Visit Florida State University College of LawA d d r e s s t h e F l o r id a S t a t e L e g i s l a t u reR e c e p t io n h o s t e d b y F l o r id a B a r A s s o c i a t io nV is it D e e k l a k e M id dl e S c h o o l(Lodging and meals for self)18. U .S . C o a s t G u a r d A c a d e m y A p r il 8 - 1 0 . N e w L o n d o n , C o n n e c t ic u tr V i si t A c a d e m y a n d v a r io u s s t u d e n t c la s s e s .~Deliver the Hedrick Fellowship Address

(Transportation, lodging and meals for sell)19 . S t . J o s e p h C o u n t y B a r April 21. South Bend, Indiana

A s s o c i a t i o n D e l i v e r l u n c h e o n a d d r e s s(Transportation, lodging and meals for self)2 0 . Indiana University-Purdue A p r il 2 3 - 2 4 . F o r t W a y n e , I n dia n aUniversity Visit student class; deliver the Omnibus Lecture(Transportation and meals for self)2 1 . C e n t e r f o r W o m e n i n L a w Apr i l 28 - 3 0 . Aus t i n , T e xa sUniversity of Texas School of Participation in Womens Power Summit on Law & Leadership,L a w / M ik e M y e rs g i v e r e m a r k s(Transportation, lodging and meals for self)22 . A me rican Ba r A sso cia tio n ...........M a y 6 - 8. C h a r l o t te , N o r th C a r o l in a


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Participation in ABA Presidential Commission on Fair andImpartial State Courts, give keynote address(Transportation, lodging and meals fbr self)

2 3 . t Court of Appeals for the Fourth May 13-15. New Orleans, LouisianaCircuit Sit with the Fourth Circuit Court of Appeals Panel. (Lodging and meals for self)

2 4 . College of William and Mary May 15-17. Williamsburg, VirginiaParticipation in Commencement activities as Chancellor(Transportation, lodging and meals for self)

2 5 . Los Angeles Rotary Club May 21-22. Los Angeles, CalitbrniaGive luncheon remarks - receive the Person of the Century Award(Transportation, lodging and meals [br self)

2 6. National Park Second Century June 1-4. Great Smoky Mountains National ParkCommission Participation in Commission meetings

i (Transportation, lodging and meals for self)2 7 . R.adcliffInstitute June 5. Cambridge, Massachusetts

Participation in Radcliffe Commemorative Service, AwardsSymposium and give alumni Luncheon remarks(Transportation, lodging and meals for self)

i~ 8. R a n c h o L a P u e r t a , M e x ic o June 13-15. Tecate, MexicoParticipation in discussions and give remarks(Transportation, meals and lodging for self)

2 9 . R .o c k e f e l l e r F o u n d a t io n B o a rd June 16-18. Tarrytown, New YorkParticipation in Board meetings(Transportation, meals and lodging for self)

3 0 . R .a ndo m H o u s e June 22-24. New York, NewMeet with Random House personnel, television and radioappearances to promote new book(Transportation, meals and lodging tor self)

3 l . Aspen Ideas Festival June 28 - July 2. Aspen, ColoradoParticipate in interviews and panel discussions(Transportation, meals and lodging for sell)

3 2 . U t a h S t a t e B a r A s s o c ia t io n July 17 - 20, Sun Valley, IdahoAddress Bar Association members(Transportation, meals and. lodging Ibr sell)

3 3 . U S S t a t e D e p a rt m e n t September 2 - 6, Helsinki, FinlandParticipate in Seminar sponsored by State Department;Visit and address Finlands Supreme Administrative Court;Seminar at Helsinki University.(Transportation, meals and lodging for self)


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3 4 . S e a t t l e L i b ra r y F o u n d a t io n S e p t e m b e r 1 2 - 1 4 . S e a t t le , W a s h i n g t o nSeattle Library Foundation dinner; give remarks at the eveningpublic talk for the Seattle Library Foundation.(Transportation and meals for sell)

~ R o a n o k e C o l le g e S e p t e m b e r 1 6 - 1 7 . R o a n o k e , V i rg i n iaVisit law class for Q&A session; luncheon \vith faculty, studentleaders and community representatives; give Constitution Dayaddres s .(Transportation, lodging and meals for self)

3 6. . W e s t V i r g in ia I ndepe nden t S e p t e m b e r 2 0 - 2 1 . M o r g a n t o w n , W e s t V ir g in iaJudicial Commission!State of Attend West Virginia Independent Judicial Commission meetingWest Virginia (Transportation, lodging and meals for self)

3 7 . ~ A n n e n be r g F ou n d a t ion September 24, Philadelphia, PennsylvaniaS p e a k e r a t th e m e m o r ia l s e r v ic e f o r L e n o r e A n n e n b e rg ;(Transportation, meals, and lodging tbr self)

3 8. Joint Symposium of the South S e p t e m b e r 3 0 - C h a r l e s t o n , S o u t h C a r o l in aC a r o l i na a n d N o r th C a r o l i na Received the Bissell Award and participate in symposium;W o m e n L a ~ 3 , e rs A s s o c i a t io n (Transportation, meals and lodging for self)3 9 . C o l l e g e o f W il l im n & I V l a r y October 2-3, Williamsburg, VirginiaParticipate in dedication ceremony, in events surrounding judicialc on f e r enc e and add r e s s s t ud en t s

(Transportation, meals and lodging for self)40. Sixth Circuit Court of Appeals I October 13-14. Cincinnati, Ohio

Sit with the Sixth Circuit Court of Appeals Panel(Transportation, lodging and meals for self)41 . National Association of Women Oc t ob e r 15 , M e m p h i s , T e n n e s s e eJ u d g e s A n n u a l C o n f e re n c e , p a rt ic i pa t e a s a l u n c h e o n s p e a k e r(Transportation and meals for self)4 2 . Ninth Circuit Court of Appeals O c t o b e r 1 9 - 2 0 , T e m p e a n d T u c s o n , A riz o n aSit with the Ninth Circuit Court of Appeals Panel

(Transportation, lodging and meals tbr self)4 3 . S t a t e U n i v e r s it y o f N e w Y o r k N o v e m b e r 4 , N e w Y o r k C it y , N e ~ v Y o rkReceived an honorary degree from Binghamton Universitya d d re s s a ud i e n c e( T r a n s po r t a t io n , a c c o m ~ n o d a t io n s a n d m e a l f o r s e l f )44 . University of Oxford N o v e m b e r 3 0 - D e c e m b e r 6 , O x f o r d, E n g l a ndB r a s e n o s e C o l l e g e Participate in lecture series, engaged in exchanges with students

and faculty in classroom settings( T r a n s po r t a t io n , a c c o m m o d a t io n s a n d m e a l s f o r s e l f )

Sandra D OConnor Financial Disclosure Report for 2009

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