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    Receiver DesignTutorial

    James B. Offner(Author)

    Harris Corporation

    Government Communications Systems Division

    2400 Palm Bay Rd

    Palm Bay, Florida 32905

    AbstractNumerous interrelated trade-offs are undertaken for

    any receiver or receive chain design, which must be jointly

    optimized for the intended operational environment. Some of

    the requirements resulting from this environment are: noise

    figure (NF), input 3rd order intercept point (IP3), input 1dB

    compression point (P1dB), dynamic range, input desensitization

    level, non-damage input power, out-of-band (OOB)

    interference rejection, gain and output power. This paper

    focuses on these requirements and the subtleties associated

    with achieving them.

    Keywords-receiver; receive chain; frequency plan; spur

    analysis; spur; cascade analysis; Out-of-band; interference;

    noise source; AGC; ALC; Monte-Carlo; intermodulation

    I. INTRODUCTION

    Receive (Rx) chain design is grouped into six key areaslisted below, which are then expanded and treated morefully.

    1. Frequency planning / spurious (spur) analysis2. Cascade analysis of device Gains, NFs, IPs, P1dBs

    and damage levels3. Non-standard noise sources other than from cascade

    (wideband amplifier, image, LO, and reciprocal

    mixing)4. Out-of-band interference rejection5. Automatic Gain or level Control (AGC, ALC)6. Statistical parameter variation, gain alignment and

    compensationMany of these topics are interrelated, where optimization

    of one area often negatively impacts one or more of the

    others. An optimized receiver design globally optimizes all

    six key design areas with equally weighted margins across

    all parameters.

    II. FREQUENCY PLANNING /SPURANALYSIS

    One of the first things to do for any Rx chain design is to

    develop a frequency plan and perform a spur analysis (SA)on that plan. The frequency planning process determines theRF, IF, and LO frequency ranges. Usually the RF is givenfor a receiver, but sub-bands of RF may be more palatable todeal with by using a switched filter bank. Without the aid ofa good frequency planning tool, this can be a timeconsuming, bring me a rock exercise, where the optimumplan may not be discovered or worse, the complexity, costand performance are subpar. All Rx chains are susceptible toin-band and OOB spurious responses, which must be

    managed to provide robust performance in a receiverintended for hostile signal and interference environments.

    Filter quantity and complexity, as well as gain and phaselinearity, are directly impacted by the frequency plan. The

    number of filters in a RF switched filter bank for a widebandreceiver can be influenced by the IF selection, and an IFswitched filter bank (selectable IFs after the first conversionstage) can reduce the RF filter quantity. Also, multipleconversion stages may reduce the total filter count and areoften necessary to meet spur requirements for widefrequency ranges and large ratios of RF to final IF.

    A frequency planning tool facilitates finding an IF that isspur free or exhibits the lowest spur levels possible, giventhe input signal and interferer levels, selected mixer spurresponses, and required bandwidths (BW) or tuning range ateach mixer port. More than one IF may be usable for a givenconversion stage and the best one will optimize all of theabove parameters as a group. Once a frequency plan is

    chosen, it can be further refined by modeling actual RF andIF filter responses and performing a SA given the RF, LOand IF frequency ranges developed using the frequencyplanning tool. The SA takes into account the filters rejectionof OOB input levels, which can significantly improve theresulting output spur levels that are caused from these OOBinput frequencies. The process of frequency planning andevaluating the plan via SA can be iterative, where thefrequency plan may need updating based on SA results.

    Down converters (DC) are either non-inverting (NIDC)using a low-side LO (1x-1), or inverting (IDC) using a high-side LO (-1x1), where 1x1 represents the MxN mixingproduct of M x Fin plus N x FLO at the IF output. An IDCoften times yields better spur performance but at the price of

    a higher frequency LO and greater LO phase noise. Primaryspurs to manage for either DC are those with M=-N, whichincludes the image response. The image response is removedby filtering or using an image reject mixer or both.

    Spur management consists of four primary controls:

    Signal powerat the mixer input: determined by gaindistribution and required NF

    OOB power at the mixer input: determined byfiltering and influenced by frequency plan

    LO power: higher levels (within limits of chosenmixer) raises the mixers input IP, and hence, lowersspur levels, however, it does not increase P1dBsignificantly [1].

    Mixer type: class I, II and III (+7 dBm, +17 dBm and+27 dBm nominal LO drive levels) for low, mediumand high mixer input IP

    The measured power in a given spur will vary as

    (P[MxN])dB = (PRF)dB x |M|, (1)

    where PRF is the change in input RF power of the signal

    producing the spur [2] [3]. At higher input powers (positive

    978-1-61284-080-2/11/$26.00 2011 IEEE

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    PRF) the spur level increases. The ratio of spur power to

    input RF power varies as

    (R[MxN])dB = (PRF)dB x (|M|1). (2)

    Additionally, [2] states that for doubly balanced diode

    mixers, the LO drive level can also be taken into account to

    predict changes in spur levels from measured values as

    (R[MxN])dB = (|M|1) [PRF - PLO], (3)

    where PLO is the change in LO power. Spur levels decrease

    for lower input powers (negative PRF) and higher LO

    power (positive PLO).

    Single vs. dual or triple conversion depends on the BW

    required at each mixer port: a tracking filter or switched

    filter bank may allow a dual conversion, where triple would

    otherwise be necessary. The choice of an IF frequency may

    be dictated by component capability (i.e., performance and

    cost). A trade-off must be made between continuous tuning

    with increased intermod (IM) levels for tracking filters vs.fixed-tuned filter quantity in a filter bank when dealing with

    high power inputs.

    Some final notes on frequency conversion:

    Harmonics of the LO should be filtered, otherwise aSA for each LO harmonic as the actual LOfrequency should be performed with the desiredinput and output frequency ranges (this type of SAshould also be done when using sub-harmonicmixers).

    Assess the MxN mixer spurs resulting in a dual orhigher conversion from LO#1 leakage through thefirst conversion stage and mixing with LO#2 in the

    second mixer (a 1x1 CW product could exist,which requires significant IF filtering if notdiscovered during the frequency planning stage).

    For multi-stage conversions, assess spurs that areOOB at the 1st stage IF but higher than the in-bandrequirement. These spurs may become in-band at thefinal output IF. For example: two relatively poorspurs, a -1x2 produced in the 1st conversion stageand a -1x3 in the 2nd stage, can combine to becomein-band at the final IF output.

    When de-hopping a spread waveform, better spurperformance is usually obtained by de-hopping withthe highest frequency LO (smallest percentage BW)

    III. CASCADE ANALYSIS.

    When beginning a new receiver/Rx chain design, a

    rough cascade analysis is usually done first, which is

    followed by the other key design areas, the exact order

    dictated by overall requirements. Once a top level gain/loss

    (G/L) budget has been done, with the resulting gain

    distribution satisfying the basic in-band NF, IP,

    compression (P1dB), and non-damage requirements, then

    approximate levels will be known at the mixers. With these

    levels in hand, a frequency plan/spur analysis can be

    performed or updated with more accurately predicted spur

    levels. As the design progresses, more detail is added to the

    cascade analysis, such as actual part values, gain variation

    due to device tolerance and gain versus frequency and

    temperature (see the final section below for an expanded

    discussion on parameter variation, alignment and

    compensation). Space limitations prohibit deriving and

    detailing the equations used to obtain overall performance

    values for a string of cascaded devices which make up a

    subsystem. However, most of these equations are readily

    available in the literature and on web sites [4].

    Some commercially available analysis programs

    estimate the overall P1dB of a subsystem by approximating

    the Pout vs Pin compression curve using individual device

    PSAT and P1dB values. P1dB of a subsystem is not a fixed or

    typical number of dBs below its IP3 as is often used in

    approximations for an individual device, the cascading

    mechanism and equations being different for the two

    parameters. Input IP3 degrades two to three times faster

    than does P1dB (in dBm) with additional devices of equal

    contribution. The relative softness or hardness of thecompression curve depends on = PSAT P1dB of the

    device. s greater than 3 dB yield soft curves and are

    indicative of low power solid state devices and high power

    traveling wave tubes (TWT). High power solid state PAs

    (SSPA), linearized TWTs, and mixers have s on the order

    of 1 dB, representing a hard curve. A piece-wise linear

    curve is approached as tends to 0 dB , where device gain is

    constant below an input power of PSATGain (small signal)

    and output power is constant above. This is not realistic for

    any device and care must be exercised when using a

    program which models compression using the method. If

    the value is set arbitrarily too low or a default value near 0

    dB is used, the resulting prediction for P 1dB will be too highand possibly not discovered until test.

    Power levels at which damage occurs throughout the Rx

    chain should be determined using the compression

    characteristics of each device and not their linear gains. For

    specified high level, non-damage inputs an input limiter

    may be necessary to protect the front end. However, even

    though the front end is protected, its saturated output level

    may not protect downstream components, and a lower

    power downstream limiter may also be required to protect

    components from high saturation levels of preceding stages.

    When assessing damage levels throughout the Rx chain,

    keep in mind that the PSAT and P1dB values used in the

    analysis for the basic G/L distribution are worst-case (lowerbound) values and a higher bound set of values is needed for

    the non-damage assessment. When a device is guaranteed to

    provide minimum values, it will by definition exceed those

    values most of the time. As a result, when using the min

    values, maintain at least 2 or 3 dB of damage margin.

    Receivers typically work over a large range of input

    powers and often receive simultaneous in-band signals,

    some of which are at the very bottom of the power range

    while at the same time others exist at the upper end. This

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    scenario stresses the receivers sensitivity and power

    handling capability at the same time; high power can cause

    suppression of small signals, reducing S/N and removing

    AM, and it also creates IMs, which may fall on a weak

    desired signal. This is the near-far problem of receiving

    weak distant signals in the face of strong, local in-band

    interferers. The interferer may only be in-band at RF or

    through the first IF, but the receiver must remain linear

    wherever the interferer exists. SFDR3 (3rd order spur free

    dynamic range) is a figure of merit that gives the difference

    (in dB) between a threshold level PT and the CW carrier

    power that causes a single 3rd order IM to equal the noise

    power in a given BW. This parameter is defined by the

    receiver NF, IP3 and noise power BW as

    SFDR3 = (IIP3 NFBW + 174)POffset, (4)

    where IIP3 is the input IP3 in dBm, both NF and BW are in

    dB, and POffset is the difference in dB between PT and the

    noise power in BW [5]. This equation is usually shown with

    POffset = 0 dB. However, it could be set to 10 dB (e.g.) toaccount for a minimum signal-to-noise (S/N) necessary in

    BW, raising the minimum useful signal level and reducing

    the dynamic range. Note that the IM power in BW will

    reduce the minimum S/N to 7 dB in this example.

    There are several dynamic range definitions, and it is not

    always clear which one is invoked when a specification

    simply states that the receiver dynamic range must exceed a

    certain value. Some of these definitions are:

    SFDR3 (as defined above) SFDR2: 2nd order SFDR, the difference between a

    threshold level PT and the CW carrier level thatcauses a sum or difference frequency to equal the

    noise power in a given BW. Many times PT is setequal to the noise power in BW.

    P1dB PNOISE: distance between the input P1dB pointand the noise power in a given BW referred to thereceivers input

    PDESENSITIZATION PNOISE: difference between theinput power which causes a specified amount ofdegradation (desensitization) and the noise power ina given BW referred to the receivers input

    PCAR_MAXPNOISE: difference between the maximuminput carrier power for some specified degradationand the noise power in a given BW referred to thereceivers input

    PCAR_MAX PCAR_MIN: difference between themaximum and minimum input carrier powers forspecified degradation(s)

    Instantaneous SFDR3same as SFDR3 but with allvariable gain amps and attenuators fixed to respondto strong and weak signals with the same gains.

    IV. NOISE POWER.

    Several additional noise sources should be considered

    beyond those typically assessed in a generic cascade

    analysis. While noise floor and noise power within the noise

    bandwidth (NBW) are important parameters to determine,

    maintaining their values within acceptable limits does not

    necessarily guarantee adequate system performance without

    also evaluating and controlling these additional sources

    discussed below.

    A. Total Noise PowerTotal noise power from amplifiers over their individual

    NBWs, can be much greater than the single fixed NBW

    used for system evaluation. Crystal filters commonly

    employed at lower frequency IFs can have 3 dB BWs which

    are a tiny fraction of the IF amplifier(s) NBW. For example,

    consider a 10 KHz crystal filter used in a 21.4 MHz IF strip

    with amplifiers having significant gain out to 300 MHz. The

    noise power over 300 MHz is 45 dB greater than that over

    10 KHz and could easily compress or saturate the output of

    an IF strip with relatively high gain and low P 1dB. Even if

    the total (average) noise power is below P1dB, the 3 noise

    peaks for additive white Gaussian noise (AWGN) are 9.5

    dB higher given N0 = 2 [6]:

    Pn (3) = [3(N0)]2 BW (5)

    = 9 N0 BW, (6)

    where N0 is noise density (W/Hz) and BW is in Hz. These

    peaks can get clipped, making it no longer AWGN. It is

    important to realize that noise saturation can occur even

    though the signal is far below P1dB.

    B.Image NoiseImage noise, without proper filtering prior to each mixer,

    can increase the standard cascaded NF by up to 3 dB for

    each conversion stage. To sufficiently lessen the impact of

    image noise, an image reject filter must be placed close tothe mixers input. It is not sufficient to provide image

    rejection to signals only (i.e., input filter followed by gain

    prior to the mixer). The wideband response of the amplifiers

    will fold over their noise generated at the image frequency

    into the IF and can impact the system, even though the

    image signals and noise prior to the filter have been

    adequately suppressed.

    C. Wideband, Unfiltered LO NoiseLO noise leaks through the mixer to the IF (LO-IF

    isolation) and adds to the cascaded noise floor. The LO

    chains output noise density at the input to the mixer LO

    port must be assessed. High gains in the LO chain followedonly by a low pass filter (LPF) to remove harmonics

    guarantee additional noise will be added to the IF, degrading

    the NF predicted by the cascade analysis. A bandpass filter

    (BPF) or highpass filter (HPF)

    D.Reciprocal mixingReciprocal mixing occurs as a result of the transfer of

    the LOs phase noise to each of the receive signals (in dBc)

    via the convolution process of the mixer. Degradation to a

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    weak signal can occur when high and low power in-band

    signals are present that are closely spaced in frequency. The

    added phase noise from the LO on the high power signal

    may cover up the nearby lower power signal, significantly

    reducing its S/N. For extremely large dynamic ranges

    (PCAR_MAX PCAR_MIN), the AWGN of the LO may also

    reduce the S/N of weak signals, independent of frequency

    separation. The equivalent C/kT of the weak receive signal

    in the presence of a large tone from reciprocal mixing is [7]:

    ( ) {(

    ) *( ) +

    } (7)

    .The (C/kT)LO term is either the LO carrier to noise density,

    when assessing LO AWGN impacts, or it is the single side

    band phase noise at a given frequency offset in dBc. Each

    term above is in dB and must be converted to watts to do the

    calculation and then back to dB again (10 log X) to give the

    equivalent C/kT result in dB-Hz.

    V. OUT-OF-BAND INTERFERENCE.

    There are several mechanisms by which strong OOB

    interferers at the input can degrade the performance of the

    Rx chain and are similar in nature to how large in-band

    signals degrade performance. The mitigation approach for

    most of these involves filtering and higher intercept and

    compression point devices. Since most microwave filters

    have a re-entrant passband (PB) at 2Fo or 3Fo, an additional

    low pass filter (LPF) should also be used to ensure signals

    in one of these unprotected PBs dont degrade performance.

    The filters ultimate rejection, which is limited by leakage

    around it and isolation of its individual elements, is anotherreason to use additional filters, especially with very high

    power OOB interferers. The magnitude of an OOB

    interferer can be 200 V/m in accordance with MIL-STD-

    461/464, incident power levels from some radar systems can

    be orders of magnitude greater, and local TV stations can

    have EIRPs up to 5 MW in the UHF frequency range.

    A. Spurious ResponsesSpurs in-band to the IF output can also result from high

    power OOB interferers (includes image spurious response).

    The power at some OOB frequencies may be many 10 s of

    dBs above the strongest desired in-band signals at the mixer,

    which can produce very high spur levels relative to the

    weaker desired signals. For example, consider a -3x2 spurwhere the OOB interferer power is filtered to not exceed the

    mixers P1dB point of 0 dBm at its input (60 dB above a

    desired -60 dBm signal). The mixer data sheet shows the

    -3x2 spur level to be -50 dBc for an input of -10 dBm. For

    the interferer level of 0 dBm, the spur relative to the

    interferers power increases by 20 dB to -30 dBc in

    accordance with (IAW) (2) (i.e., P x (|M|-1) = [0 dBm

    (-10 dBm)] x (3-1)). The desired signal is 60 dB below the

    OOB interferer, so the spur level with respect to the desired

    carrier rises 60 dB to +30 dBc. Obviously, keeping the OOB

    power just below the mixers P1dB point is not sufficient.

    Additional input filtering is needed to drop the spur power

    to at least 30 dB below the minimum desired signal level.

    While this requires a 60 dB spur level reduction, it only

    requires 20 dB of additional filter rejection. Recall the

    earlier spur level discussion: absolute spur power at IF

    (dBm) resulting from an OOB interferer varies IAW (1) as

    P x |M|. Here we see that for a 3xN spur, an OOB power

    change of only 20 dB yields the 60 dB spur reduction.

    B. CompressionCompression of the front end and down-stream IF

    components can occur until sufficient rejection is provided.

    Compression from a large signal produces small signal

    suppression of weak signals resulting in receiver

    desensitization. The effective gain of a compressed stage is

    reduced, degrading its ability to keep weak signals above

    the noise floor of succeeding stages. For QAM signals, the

    distance between the inner and outer points of theconstellation become compressed, causing degradation.

    A weak signal experiences reduced gain from two

    factors when passing through a stage that is driven into

    compression by a large signal: device gain compression and

    small signal suppression. Gain compression is determined

    from the typical Pout vs. Pin curve as measured with the large

    signal causing the compression. Small signal suppression is

    an additional amount of up to 6 dB that only happens to

    weak signals [8]. Gain seen by the weak (suppressed) signal

    is given below where compression is < 4 dB:

    GSUPPRESSED_SIGNAL GSS (small signal)GC

    (compression) (small signal suppression). (8)

    For a device at or driven beyond saturation (i.e., > 4 dB

    compression), the suppressed signal gain is:

    GSUPPRESSED_SIGNAL GSS10 dBP, (9)

    where P is the amount the interferer power is above PSAT at

    the input, and the 10 dB is comprised of 4 dB (compression

    at saturation) and 6 dB (max small signal suppression). The

    total gain reduction, GR, of a stage is:

    GR 0 to 4 dB (compression)

    + 0 to 6 dB (suppression) +

    P, (10)

    where P only applies for a device at or beyond saturation.

    A rule of thumb to ensure the gain seen by a weak signal is

    not degraded more than 1 dB is to keep large signals 2 to 3

    dB below input P1dB.

    C. 3rdOrder IntermodsIMs (in-band) that result from OOB carriers can

    dominate over those created solely from in-band carriers.

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    The IM level depends on the IP3 of each stage and the

    carrier levels throughout the chain, which depends not only

    on the in-band G/L of each stage but also filter rejection. As

    a result it is a little more involved to calculate the IM ratio

    (IMR), the IM level compared to the desired carrier, than for

    a standard in-band cascade. The individual IM generating

    carrier levels can have different values at the Rx chain input

    and typically experience different rejection amounts. Two-

    tone and three-tone IM levels generated in any stage are

    calculated as described below, with carrier levels defined at

    the same location as IP3 (input or output).

    Two-tone IMs are those generated from two carriers with

    power in Watts defined as follows [9, 10]:

    2

    3

    2

    2

    1

    )2( 21 IP

    PPP

    FFIM

    and

    2

    3

    2

    21

    )2( 12IP

    PPP

    FFIM

    (11)

    where P1 and P2 are the power in Watts at frequencies F1

    and F2, respectively, and IP3 is the 3rd order intercept point

    in watts of the device creating the IMs.For powers in dBm, the equations become:

    321)2( 2221 IPPPP FFIM (12)

    321)2( 2212 IPPPP FFIM (13)

    The 2-tone IMs are 6 dB lower in power than an IM

    resulting from three carriers (3-tone IM), when the same

    individual carrier power is used in both cases. The power in

    a 3-tone IM is defined below [9, 10]:

    23

    321

    )(

    4

    321IP

    PPPP

    FFFIM

    W (14)

    3321)( 26321 IPPPPP FFFIM dBm (15)

    Management of these IMs is accomplished by filter

    rejection, device IP3 and gain, and judicious gain

    distribution throughout the Rx chain, especially through the

    first mixer stage. For very large input levels additional

    filters may be necessary to improve the ultimate rejection of

    the front-end filter(s).

    D.Harmonics2nd harmonic generation within the IF strip is a spurious

    mechanism that is often overlooked. RF input frequenciesthat are offset from the tuned RF frequency by the IF

    become in-band at the IF in two ways:

    Mixer 2x-2 (or -2x2) spur from RF input and 2nd harmonic of IF/2

    Both produce CW tone spurs for BPSK modulation (i.e.,

    0/180 becomes 0/360).

    The 2nd harmonic is 6 dB below 2nd order IMs (i.e.,

    F1+F2, F2-F1) and experiences a 2:1 reduction (dBm) with

    lower interferer levels [11].

    Pspur= Pint(IP2Pint)6 dB

    = 2PintIP26 dB (16)

    A HPF or BPF is used in the IF strip to mitigate for less than

    octave instantaneous IF BWs, but high IP2H (2nd harmonic

    IP) is the only mitigation approach for larger BWs.A similar effect occurs for 3rd harmonic generation

    within the IF strip, where RF input frequencies that are

    offset from the tuned RF frequency by 2/3 the IF become in-

    band at the IF in two ways:

    Mixer 3x-3 (or -3x3) spur from RF input and 3rd harmonic of IF/3 (i.e., IF2/3 IF)

    In this case the 3rd harmonic is 9.5 dB below 3rd order two-

    tone IMs and experience a 3:1 reduction (dBm) with lower

    interferer levels [10, 11].

    Pspur= Pint2(IP3Pint)9.5 dB

    = 3Pint2IP39.5 dB (17)

    These spur generating frequencies are more easily filtered at

    RF and in the IF strip than the IF offsets for 2 nd harmonic

    generation. Higher IP3H devices also help to mitigate.

    VI. AGC/ALC.

    Automatic Gain or Level Control is employed in many

    receivers as a means to increase dynamic range and hold

    input power to the demodulator constant. There are two

    main types of AGC by location:

    Post-demod: reacts to the demodulated signal level(coherent AGC) + noise and any interference, primarily within the data filter BW. This type

    responds to the desired signal and is relativelyinsensitive to undesired signals and interference (dueto the narrow data filter BW). The demod must belocked to the signal for a meaningful output to exist,and the AGC gain is typically at maximum prior tolock (no signal present).

    Pre-demod: reacts to Signals + Noise + Interferers +Distortion products (spurs/IMs) in the wider IF BW prior to the AGCs detector. This type is used tomitigate front end compression, desensitization, orsmall signal suppression at the expense of NFdegradation. The benefits of its use are a trade-offbased on the EMI/RFI environment.

    Either type can be an analog (continuously variable

    attenuation/gain) or digital (step attenuator) implementation.Any AGC can be captured by or AGC on undesired

    power. Strong OOB signals can easily exceed the weakest

    desired signal power at the AGC detector due to insufficient

    ultimate rejection of filters. An additional narrowband filter

    may be necessary to prevent capture by undesired signals.

    Total noise power can also capture a pre-demod AGC.

    The IF BW can be many times larger than the occupied BW

    of the desired signal, which affects the accuracy of the

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    AGC. As the desired signal level approaches the total power

    in the noise at the AGC detector, the gain control of the

    AGC stops responding to the signal and maintains the S+N

    constant, which is dominated by the total noise power. As a

    result the signal continues to drop and eventually falls below

    the operational range of the demod, even though adequate

    S/N in the NBW may be present. This effect limits the

    useful range of pre-demod AGCs from the maximum signal

    level down to a level above the total noise power, which

    typically is adequate to prevent compression.

    Another example of AGC noise capture comes from the

    earlier noise power discussion. Here a high gain IF strip has

    multiple gain stages with a narrowband XTAL filter after

    the first stage to limit IM generation. An AGC detector at

    the end of this IF strip can easily be captured by noise with

    filter-to-amp NBW ratios of 40 dB to 50 dB.

    One final note concerns AGC control (or variable gain)

    elements. Some voltage variable attenuators have the

    undesirable characteristic that their input IP3 and P1dB do

    not remain constant as their attenuation is varied. Worse,

    some can exhibit both increasing and decreasing values (i.e.,their behavior is not monotonic). This makes it difficult to

    predict overall receiver performance with one gain setting.

    Input power levels must be swept (especially for devices

    which are not monotonic) to exercise the AGC control

    element while checking for compression and IMs. PIN

    diode attenuators typically do not share this behavior.

    VII. DEVICE PARAMETERVARIATIONS,ALIGNMENT, AND

    GAIN COMPENSATION.

    Parameters should be evaluated over statistical

    tolerances, and frequency and environmental variations via

    Monte-Carlo (MC) simulations with gain alignment and

    compensation applied for each trial of random gain settings.Gain tolerance build up should be removed, and gain

    compensation applied, often throughout the Rx chain for

    best performance.

    MC analysis is necessary to even find the worst-case (or

    3) performance condition for anything other than a simple

    Rx chain which does not use gain alignment, compensation,

    or AGC. When an analysis is done using nominal values,

    actual performance can be several dB (e.g., 5 dB) worse

    than predicted, yielding production problems. On the other

    hand, designing with absolute worst-case values

    (simultaneously) will produce units that exceed

    requirements by as much as 8 dB (depending on the

    parameter and gain distribution), which leads to an over-designed unit and higher production costs. MC analysis can

    make the difference between being able to produce a unit at

    a reasonable cost versus a no bid for a very difficult set of

    requirements.

    Once a MC analysis has been completed, the Rx chain

    should be evaluated at the condition which yielded the 3

    performance for any parameter(s) that are non-compliant.

    Often the offending part revealed is not the same as that

    shown under nominal or even absolute simultaneous worst-

    case condition (i.e., all high or low gains). Then optimize

    the gain distribution and/or other parameters, as appropriate

    (e.g., increase IP of the actual dominate component), and re-

    run the analysis.

    VIII. CONCLUSION.

    Six key Rx chain design areas (spurious, cascaded

    elements, non-standard noise, OOB interference, AGC, and

    MC analysis) have been presented with several subtleties of

    each discussed. The approach has been somewhat a design

    check-list of topics to address for receiver design. The

    importance of MC analysis to achieve a realizable design

    that is cost effective cannot be understated.

    Author. James B. Offner is an RF

    Systems Engineer with Harris

    Corporation in Melbourne, FL with

    over 30 years of experience, working

    on large multidiscipline programs

    from mission requirements

    determination and system analysisthrough HW/SW implementation. He has contributed to the

    development of mobile tactical and large fixed strategic

    satcom terminals, and recently was the RF System Architect

    /Analyst for the Armys strategic MET terminal

    development. He has performed analysis for development of

    Navy shipboard terminals, operating with heavy EMI/cosite

    interference and has developed analysis programs in use at

    Harris for RF subsystem design. He was the Chief Systems

    Engineer for the development of a vehicular, on-the-move

    communication system, via aircraft relay, using multiple

    phased array antennas. Jim earned his B.S.E.E. from

    Michigan State University in 1977.

    REFERENCES

    [1] Daniel Cheadle, Selecting Mixers for Best InteremodPerformnace, 1993 Watkins-Johnson Co. Catalog Article

    [2] William F. Egan, Practical RF System Design, Wiley-Interscience, 2003, pp. 171-180.

    [3] Stephen A. Mass, Microwave Mixers, Artec House, 1996,pp. 151-154.

    [4] William F. Egan, Practical RF System Design, Wiley-Interscience, 2003, pp. 49-53 and 91-122.

    [5] William F. Egan, Practical RF System Design, Wiley-Interscience, 2003, pp. 137-139.

    [6] John G. Proakis, Digital Communications, McGraw-Hill,1983, pp. 93.

    [7] Jim Offner, Internal Harris document, 2011.

    [8] Robert M. Gagliardi, Satellite Communications, VanNostrand Reinhold, 1984, pp. 201-203.

    [9] Stephen A. Mass, Microwave Mixers, Artec House, 1996,pp. 154-158.

    [10] Hinrich Heynisch, Useful Design Criteria Predict TWTIntermod, MICROWAVES, March 1980

    [11] Keneth A. Simons, The Decibel Relationships BetweenAmplifier Distortion Products, Proceedings of the IEEE,VOL. 58, NO. 7, July 1970