Rufon v Genita 5

17
Republic of the Philippines SUPREME COURT Baguio City THIRD DIVISION A.M. No. P-12-3044 April 8, 2013 (Formerly A.M. OCA I.P.I. No. 09-3267-P) JUDGE ANASTACIO C. RUFON, Complainant, vs. MANUELITO P. GENITA, Legal Researcher II, Regional Trial Court, Branch 52, Bacolod City, Respondent. D E C I S I O N PERALTA, J.: This administrative case stemmed froin the Letters of Judge Anastacio C. Rufon 1 (Judge Rufon), dated July 16, 2009, and Mr. Gary G. Garcia 2 (Mr. Garcia), dated August 3, 2009, relative to respondent Manuelito P. Genita's daily time record (DTR) and application for leave for the month of June 2009, addressed to then Court Administrator Jose P. Perez, now a member of this Court. Judge Rufon was the Presiding Judge of the Regional Trial Court (RTC), Branch 52, Bacolod City; Mr. Garcia was the Officer-in-Charge (OIC); while respondent was the Legal Researcher II, same court. In his July 16, 2009 letter, Judge Rufon forwarded respondent's DTR together with his application for leave and medical certificate attached thereto for the month of June 2009, and explained that he did not sign it because the entries in the DTR were not reflective of the true and correct entries appearing in the logbook for the said month. He claimed that while respondent presented a medical certificate showing that he consulted a doctor on the 15th of June where he was diagnosed and treated for diabetes mellitus, hypertension and hypercholesterolemia and was an out-patient, respondent failed to report for work from June 11 to 30, 2009. He, likewise, stated that his application for leave failed to disclose whether respondent was applying for vacation or sick leave. 3 Mr. Garcia, on the other hand, claimed that upon verification, respondent had not been reporting for work but when confronted, he already filed an application for terminal leave. Echoing Judge Rufon, Mr. Garcia explained that while respondent presented a medical certificate to support his application for leave for June 11 to 30, there was no recommendation for an admission to a hospital or to rest for a number of days, causing the disapproval of his application for leave. He also stated that the entries in respondent’s DTR

Transcript of Rufon v Genita 5

Page 1: Rufon v Genita 5

Republic of the PhilippinesSUPREME COURT

Baguio City

THIRD DIVISION

A.M. No. P-12-3044               April 8, 2013(Formerly A.M. OCA I.P.I. No. 09-3267-P)

JUDGE ANASTACIO C. RUFON, Complainant, vs.MANUELITO P. GENITA, Legal Researcher II, Regional Trial Court, Branch 52, Bacolod City, Respondent.

D E C I S I O N

PERALTA, J.:

This administrative case stemmed froin the Letters of Judge Anastacio C. Rufon1 (Judge Rufon), dated July 16, 2009, and Mr. Gary G. Garcia2 (Mr. Garcia), dated August 3, 2009, relative to respondent Manuelito P. Genita's daily time record (DTR) and application for leave for the month of June 2009, addressed to then Court Administrator Jose P. Perez, now a member of this Court. Judge Rufon was the Presiding Judge of the Regional Trial Court (RTC), Branch 52, Bacolod City; Mr. Garcia was the Officer-in-Charge (OIC); while respondent was the Legal Researcher II, same court.

In his July 16, 2009 letter, Judge Rufon forwarded respondent's DTR together with his application for leave and medical certificate attached thereto for the month of June 2009, and explained that he did not sign it because the entries in the DTR were not reflective of the true and correct entries appearing in the logbook for the said month. He claimed that while respondent presented a medical certificate showing that he consulted a doctor on the 15th of June where he was diagnosed and treated for diabetes mellitus, hypertension and hypercholesterolemia and was an out-patient, respondent failed to report for work from June 11 to 30, 2009. He, likewise, stated that his application for leave failed to disclose whether respondent was applying for vacation or sick leave.3

Mr. Garcia, on the other hand, claimed that upon verification, respondent had not been reporting for work but when confronted, he already filed an application for terminal leave. Echoing Judge Rufon, Mr. Garcia explained that while respondent presented a medical certificate to support his application for leave for June 11 to 30, there was no recommendation for an admission to a hospital or to rest for a number of days, causing the disapproval of his application for leave. He also stated that the entries in respondent’s DTR were not reflective of the correct entries as appearing in the office logbook.4

On October 16, 2009, respondent was directed to Comment on the letters within ten (10) days from receipt, but he failed to comply. A trace letter was sent to him with the same directive, but still no such comment.5

In a Resolution6 dated December 15, 2010, the Court required respondent to show cause why he should not be administratively dealt with for refusing to submit his comment despite the OCA’s directive. Respondent was also directed to submit the required Comment within a non-extendible period of five (5) days from receipt with a warning that his failure to comply would compel the Court to decide the complaint against him on the basis of the records at hand. The Court also ordered that another notice be sent to respondent’s residence.

Page 2: Rufon v Genita 5

In compliance with the said directive, respondent submitted a letter explanation dated February 21, 2011 stating that he had already submitted his comment first to Deputy Court Administrator Reuben P. Dela Cruz, dated June 7, 2009,7 and second to then Court Administrator Jose P. Perez.8

Respondent denied that he falsified his DTR. He explained that he indeed consulted his doctor and insisted that he had a recurring sickness that needed medication, but he chose to be an out-patient to save time, money and effort. He claimed that he could not report for work because he was very sick. He admitted that there was a disparity in the entries in his DTR compared to those appearing in the office logbook, but claimed that it was understandable because of the time difference in signing them. He also contended that the case against him is moot and academic, since he already forwarded his DTR to the Court from January 2008 until December 2009 as he already filed his terminal leave; the same had been signed, authenticated and certified by the RTC of Negros Occidental. He also pointed out that he had written Mr. Randy Sanchez of the Leave Section, Office of the Administrative Services, OCA explaining the reasons why complainants did not sign his DTR. He claimed that the complaint was a mere afterthought and filed merely to harass him as he was suspected to be behind a certain Gideon Daga, who filed several administrative cases against complainants.9

In its Report, the OCA found that respondent’s DTR was spurious as he made it appear that he was present from June 1 to 10, 2009, when in fact he was absent as shown by the notation in the logbook made by Mr. Garcia that he did not report for work on those dates. Assuming that he was present, still, with respondent’s admission, there were discrepancies in the times entered in the DTR as opposed to those appearing in the logbook.10 The OCA also found that though respondent indeed applied for sick leave from June 11 to 30, 2009, the same was disapproved because such application was not supported by the medical certificate presented.11 Hence, the disapproval of his application for sick leave was justified. These acts, according to the OCA, constitute gross dishonesty or serious misconduct punishable by dismissal from the service.12 Considering, however, that this is respondent’s first offense, and considering further that he is already retired from the service and needs the necessary finances to defray his medical expenses, the OCA recommended that he be meted the penalty of fine equivalent to his three (3) month’s salary, to be deducted from his retirement benefits.13

The OCA’s findings are well taken.

At the outset, we determine the propriety of Judge Rufon’s disapproval of respondent’s application for sick leave for June 11 to 30, 2009. Although the disapproval per se does not make respondent liable for any administrative offense, the same would make his absences during the aforesaid dates unauthorized.

The rules on application for sick leave are laid down in Memorandum Circular No. 41, Series of 1998, to wit:

Section 53. Applications for sick leave. - All applications for sick leave of absence for one full day or more shall be on the prescribed form and shall be filed immediately upon the employee's return from such leave. Notice of absence, however, should be sent to the immediate supervisor and/or to the agency head. Application for sick leave in excess of five (5) successive days shall be accompanied by a proper medical certificate.

Sick leave may be applied for in advance in cases where the official or employee will undergo medical examination or operation, or be advised to rest in view of ill health duly supported by a medical certificate.

In ordinary application for sick leave already taken not exceeding five days, the head of department or agency concerned may duly determine whether or not the granting of sick leave is proper under the circumstances. In case of doubt, a medical certificate may be required.14

Well settled is the rule that approval of application for sick leave, whether with pay or without pay, is mandatory as long as proof of sickness or disability is attached to the application.15 In this case,

Page 3: Rufon v Genita 5

respondent filed his application for sick leave for June 11 to 30, 2009 supported by a medical certificate dated June 24, 2009 signed by the attending physician stating that respondent consulted him on June 15, 2009 and was diagnosed and treated for diabetes mellitus and hypertension; and that on June 24, respondent again consulted him with the following diagnoses: diabetes mellitus, hypertension, and hypercholesterolemia.16 The statements made by the attending physician only indicate respondent’s consultation on June 15 and 24 and no other. Nowhere in said certificate did the attending physician recommend that respondent needed to rest for the period he claimed to be sick or that he needed to be at the hospital for treatment. Thus, the medical certificate presented by respondent is insufficient to support his application for sick leave for a period of more than two weeks. Judge Rufon is, therefore, justified in disapproving his application for sick leave making his absence during those days unauthorized.

Now on the main issue of whether respondent indeed falsified his DTR for the month of June. Attached to the complaints of Judge Rufon and Mr. Garcia are the office logbook,17 respondent’s DTR18 and application for leave,19 and medical certificate.20

Per respondent’s June 2009 DTR, he claimed that he reported for work on June 1-5 and 8-10, but was on sick leave on June 11 to 30, 2009. Mr. Garcia, who was then the OIC, however, noted in the logbook that respondent did not report for work on the days the latter claimed he was present.

We cannot rely with particularity on the office logbook as basis to determine the accuracy of respondent’s entries in his DTR, because the employees were identified therein by their signatures without their complete name. Neither did the complainants nor respondent pointed to the contested entries. The only clear entry therein was the notation of Mr. Garcia that respondent did not report for work on those dates. In making it appear that he was present from June 1 to 10 but in fact he was not, respondent clearly falsified his DTR. Assuming that he was present on those contested dates, a perusal of the entries made in the logbook and respondent’s DTR would show that the time stated in the DTR did not correspond to any of the times entered therein by any of the employees. This leads to no other conclusion than that respondent did not make truthful entries in his DTR.

We take judicial notice of the fact that in government offices where there are no bundy clocks, it is a matter of practice for employees of these offices that upon arrival at work and before proceeding to their respective workstations, they first sign their names at the attendance logbook and at the end of each month, the employees fill up their DTR reflecting therein the entries earlier made in the logbook.21

Falsification of time records constitutes dishonesty.22 Dishonesty has been defined as "the disposition to lie, cheat, deceive, or defraud; untrustworthiness; lack of integrity; lack of honesty, probity or integrity in principle; lack of fairness and straightforwardness; disposition to defraud, deceive or betray.23

Under the schedule of penalties adopted by the Civil Service, gross dishonesty or serious misconduct is classified as a grave offense and the penalty impossible is dismissal.24 However, such an extreme penalty cannot be inflicted on an erring employee, especially in cases25 where there exist mitigating circumstances which could alleviate his or her culpability.26 Factors such as length of service, acknowledgment of respondent’s infractions and feeling of remorse, and family circumstances, among other things, have had varying significance in the Court’s determination of the imposable penalty.27

Inasmuch as this is respondent’s first offense, it is considered a mitigating circumstance in his favor.28 Moreover, under Section 53 (a) of the Uniform Rules on Administrative Cases in the Civil Service, the physical fitness or unfitness of respondent may be considered a mitigating circumstance in the determination of the penalties to be imposed.29 Records show that respondent already availed of optional retirement and he is in need of financial assistance for his medication for his recurring illness and we deem it proper to exercise liberality in the imposition of penalty. Taking into consideration the circumstances that mitigate respondent’s liability, we adopt the OCA’s recommendation to impose the penalty of fine equivalent to his salary for three (3) months to be deducted from his retirement benefits.

Page 4: Rufon v Genita 5

One final note.

x x x We have repeatedly emphasized that the conduct of court personnel, from the presiding judge to the lowliest clerk, must always be beyond reproach and must be circumscribed with the heavy burden of responsibility as to let them be free from any suspicion that may taint the judiciary. The Court condemns and would never countenance any conduct, act or omission on the part of all those involved in the administration of justice, which would violate the norm of public accountability and diminish or even just tend to diminish the faith of the people in the Judiciary.30

WHEREFORE, premises considered, respondent MANUELITO P. GENITA is GUlLTY of DISHONESTY and is meted the penalty of FINE equivalent to his three (3) months salary to be deducted from his retirement benefits.

SO ORDERED.

DIOSDADO M. PERALTAAssociate Justice

WE CONCUR:

PRESBITERO J. VELASCO, JR.Associate Justice

Chairperson

ROBERTO A. ABADAssociate Justice

JOSE CATRAL MENDOZAAssociate Justice

MARVIC MARIO VICTOR F. LEONENAssociate Justice

Footnotes

1 Rollo, p. 29.

2 Id. at 3.

3 Id. at 29.

4 Letter dated August 3, 2009, id. at 3.

5 Memorandum dated November 13, 2011 of Court Administrator Jose Midas Marquez to Hon. Justice Antonio T. Carpio, id. at 78.

6 Rollo, pp. 49-50.

7 Id. at 53.

8 Id. at 54-55.

Page 5: Rufon v Genita 5

9 Memorandum dated November 13, 2011 of Court Administrator Jose Midas Marquez to Hon. Justice Antonio T. Carpio, id. at 78.

10 Rollo, p. 79.

11 Id. at 80.

12 Id. at 81.

13 Id. at 81-82.

14 Re: Habitual Absenteeism of Ms. Eva Rowena J. Ypil, Court Legal Researcher II, Regional Trial Court, Branch 143, Makati City, A.M. No. 07-2-92-RTC, July 24, 2007, 528 SCRA 1, 6-7; Re: Unauthorized Absences of Karen R. Cuenca, Clerk II, Property Division-Office of Administrative Services, A.M. No. 2005-03-SC, March 15, 2005, 453 SCRA 403, 408.

15 Re: Habitual Absenteeism of Ms. Eva Rowena J. Ypil, Court Legal Researcher II, Regional Trial Court, Branch 143, Makati City, supra, at 7; Re: Unauthorized Absences of Karen R. Cuenca, Clerk II, Property Division-Office of Administrative Services, supra, at 408.

16 Rollo, pp. 31-32.

17 Id. at 4-26.

18 Id. at 30.

19 Id. at 32.

20 Id. at 31.

21 Judge How v. Ruiz, 491 Phil. 501, 508-509 (2005).

22 Office of the Court Administrator v. Isip, A.M. No. P-07-2390, August 19, 2009, 596 SCRA 407, 412.

23 Leave Division, Office of Administrative Services, Office of the Court Administrator v. Gutierrez III, A.M. No. P-11-2951, February 15, 2012, 666 SCRA 29, 35.

24 Re: Alleged Tampering of the Daily Time Records (DTR) of Sherry B. Cervantes, Court Stenographer III, Br. 18, RTC, Manila, Adm. Matter No. 03-8-463-RTC, May 20, 2004, 428 SCRA 572, 576.

25 Leave Division, Office of Administrative Services, Office of the Court Administrator v. Gutierrez III, supra note 23; Office of the Court Administrator v. Isip, supra note 22; Re: Falsification of Daily Time Records of Maria Fe Brooks, 510 Phil. 262 (2005); Re: Alleged Tampering of the Daily Time Records (DTR) of Sherry B. Cervantes, Court Stenographer III, Br. 18, RTC, Manila, supra note 24.

26 Re: Falsification of Daily Time Records of Maria Fe Brooks, supra note 25, at 267.

Page 6: Rufon v Genita 5

27 Office of the Court Administrator v. Isip, supra note 22, at 412.

28 Re: Alleged Tampering of the Daily Time Records (DTR) of Sherry B. Cervantes, Court Stenographer III, Br. 18, RTC, Manila, supra note 24, at 576.

29 Re: Frequent Unauthorized Absences of Ms. Nahren D. Hernaez, A.M. No. 2008-05-SC, August 6, 2008, 561 SCRA 1, 12-13.

30 Re: Falsification of Daily Time Records of Maria Fe Brooks, supra note 25, at 266-267.

Page 7: Rufon v Genita 5

Republic of the PhilippinesSUPREME COURT

Manila

SECOND DIVISION

G.R. No. 172044               February 06, 2013

CAVITE APPAREL, INCORPORATED and ADRIANO TIMOTEO, Petitioners, vs.MICHELLE MARQUEZ, Respondent.

D E C I S I O N

BRION, J.:

We resolve the petition for review on certiorari1filed by petitioners Cavite Apparel, Incorporated ( Cavite Apparel) and Adriano Timoteo to nullify the decision2 dated January 23, 2006 and the resolution3 dated March 23, 2006 of the Court of Appeals ( CA) in C.A.-G.R. SP No. 89819 insofar as it affirmed the disposition4 of the National Labor Relations Commission (NLRC) in NLRC CA No. 029726-01. The NLRC set aside the decision5 of Labor Arbiter (LA) Cresencio G. Ramos in NLRC NCR Case No. RAB-IV-7-12613-00-C dismissing the complaint for illegal dismissal filed by respondent Michelle Marquez against the petitioners.

The Factual Antecedents

Cavite Apparel is a domestic corporation engaged in the manufacture of garments for export. On August 22, 1994, it hired Michelle as a regular employee in its Finishing Department. Michelle enjoyed, among other benefits, vacation and sick leaves of seven (7) days each per annum. Prior to her dismissal on June 8, 2000, Michelle committed the following infractions (with their corresponding penalties):

a. First Offense: Absence without leave (AWOL) on December 6, 1999 – written warning

b. Second Offense: AWOL on January 12, 2000 – stern warning with three (3) days suspension

c. Third Offense: AWOL on April 27, 2000 – suspension for six (6) days.6

On May 8, 2000, Michelle got sick and did not report for work. When she returned, she submitted a medical certificate. Cavite Apparel, however, denied receipt of the certificate.7 Michelle did not report for work on May 15-27, 2000 due to illness. When she reported back to work, she submitted the necessary medical certificates. Nonetheless, Cavite Apparel suspended Michelle for six (6) days (June 1-7, 2000). When Michelle returned on June 8, 2000, Cavite Apparel terminated her employment for habitual absenteeism.

On July 4, 2000, Michelle filed a complaint for illegal dismissal with prayer for reinstatement, backwages and attorney’s fees with the NLRC, Regional Arbitration Branch No. IV.

The LA Ruling

In a decision dated April 28, 2001,8 LA Ramos dismissed the complaint. He noted that punctuality and good attendance are required of employees in the company’s Finishing Department. For this reason, LA

Page 8: Rufon v Genita 5

Ramos considered Michelle’s four absences without official leave as habitual and constitutive of gross neglect of duty, a just ground for termination of employment. LA Ramos also declared that due process had been observed in Michelle’s dismissal, noting that in each of her absences, Cavite Apparel afforded Michelle an opportunity to explain her side and dismissed her only after her fourth absence. LA Ramos concluded that Michelle’s dismissal was valid.9

The NLRC Decision

On appeal by Michelle, the NLRC referred the case to Executive LA Vito C. Bose for review, hearing and report.10 Adopting LA Bose’s report, the NLRC rendered a decision11 dated May 7, 2003 reversing LA Ramos’ decision. The NLRC noted that for Michelle’s first three absences, she had already been penalized ranging from a written warning to six days suspension. These, the NLRC declared, should have precluded Cavite Apparel from using Michelle’s past absences as bases to impose on her the penalty of dismissal, considering her six years of service with the company. It likewise considered the penalty of dismissal too severe. The NLRC thus concluded that Michelle had been illegally dismissed and ordered her reinstatement with backwages.12 When the NLRC denied Cavite Apparel’s motion for reconsideration in a resolution13dated March 30, 2005, Cavite Apparel filed a petition for certiorari with the CA to assail the NLRC ruling.

The CA Ruling

Cavite Apparel charged the NLRC with grave abuse of discretion when it set aside the LA’s findings and ordered Michelle’s reinstatement. It disagreed with the NLRC’s opinion that Michell’s past infractions could no longer be used to justify her dismissal since these infractions had already been penalized and the corresponding penalties had been imposed.

The CA found no grave abuse of discretion on the part of the NLRC and accordingly dismissed Cavite Apparel’s petition on January 23, 2006.14 While it agreed that habitual absenteeism without official leave, in violation of company rules, is sufficient reason to dismiss an employee, it nevertheless did not consider Michelle’s four absences as habitual. It especially noted that Michelle submitted a medical certificate for her May 8, 2000 absence, and thus disregarded Cavite Apparel’s contrary assertion. The CA explained that Michelle’s failure to attach a copy of the medical certificate in her initiatory pleading did not disprove her claim.

The CA agreed with the NLRC that since Cavite Apparel had already penalized Michelle for her three prior absences, to dismiss her for the same infractions and for her May 8, 2000 absence was unjust. Citing jurisprudence, The CA concluded that her dismissal was too harsh, considering her six years of employment with Cavite Apparel; it was also a disproportionate penalty as her fourth infraction appeared excusable.

In its March 23, 2006 resolution,15 the CA denied Cavite Apparel’s motion for reconsideration; hence, Cavite Apparel’s present recourse.

The Petition

Cavite Apparel imputes grave abuse of discretion against the CA when:

1. it did not find that the NLRC committed grave abuse of disretion in setting aside the decision of the CA;

2. it failed to consider Michelle’s four (4) AWOLs over a period of six months, from December 1999 to May 2000, habitual; and

Page 9: Rufon v Genita 5

3. it ruled that the series of violations of company rules committed by Michelle were already meted with the corresponding penalties.16

Cavite Apparel argues that it is its prerogative to discipline its employees. It thus maintains that when Michelle, in patent violation of the company’s rules of discipline, deliberately, habitually, and without prior authorization and despite warning did not report for work on May 8, 2000, she committed serious misconduct and gross neglect of duty. It submits that dismissal for violation of company rules and regulations is a dismissal for cause as the Court stressed in Northern Motors, Inc., v. National Labor Union, et al.17

The Case for the Respondent

Michelle asserts that her dismissal was arbitrary and unreasonable. For one, she had only four absences in her six (6) years of employment with Cavite Apparel. She explains that her absence on May 8, 2000 was justified as she was sick and had sick leave benefits against which Cavite Apparel could have charged her absences. Also, it had already sanctioned her for the three prior infractions. Under the circumstances, the penalty of dismissal for her fourth infraction was very harsh. Finally, as the CA correctly noted, Cavite Apparel terminated her services on the fourth infraction, without affording her prior opportunity to explain.

The Court’s Ruling

The case poses for us the issue of whether the CA correctly found no grave abuse of discretion when the NLRC ruled that Cavite Apparel illegally terminated Michelle’s employment.

We stress at the outset that, as a rule, the Court does not review questions of fact, but only questions of law in an appeal by certiorari under Rule 45 of the Rules of Court.18 The Court is not a trier of facts and will not review the factual findings of the lower tribunals as these are generally binding and conclusive.19 The rule though is not absolute as the Court may review the facts in labor cases where the findings of the CA and of the labor tribunals are contradictory.20 Given the factual backdrop of this case, we find sufficient basis for a review as the factual findings of the LA, on the one hand, and those of the CA and the NLRC, on the other hand, are conflicting.

After a careful review of the merits of the case, particularly the evidence adduced, we find no reversible error committed by the CA when it found no grave abuse of discretion in the NLRC ruling that Michelle had been illegally dismissed.

Michelle’s four absences were not habitual; "totality of infractions" doctrine not applicable

Cavite Apparel argues that Michelle’s penchant for incurring unauthorized and unexcused absences despite its warning constituted gross and habitual neglect of duty prejudicial to its business operations. It insists that by going on absence without official leave four times, Michelle disregarded company rules and regulations; if condoned, these violations would render the rules ineffectual and would erode employee discipline.

Cavite Apparel disputes the CA’s conclusion that Michelle’s four absences without official leave were not habitual since she was able to submit a medical certificate for her May 8, 2000 absence. It asserts that, on the contrary, no evidence exists on record to support this conclusion. It maintains that it was in the exercise of its management prerogative that it dismissed Michelle; thus, it is not barred from dismissing her for her fourth offense, although it may have previously punished her for the first three offenses. Citing the Court’s ruling in Mendoza v. NLRC,21 it contends that the totality of Michelle’s infractions justifies her dismissal.

Page 10: Rufon v Genita 5

We disagree and accordingly consider the company’s position unmeritorious.

Neglect of duty, to be a ground for dismissal under Article 282 of the Labor Code, must be both gross and habitual.22Gross negligence implies want of care in the performance of one’s duties. Habitual neglect imparts repeated failure to perform one’s duties for a period of time, depending on the circumstances.23 Under these standards and the circumstances obtaining in the case, we agree with the CA that Michelle is not guilty of gross and habitual neglect of duties.

Cavite Apparel faults the CA for giving credit to Michelle’s argument that she submitted a medical certificate to support her absence on May 8, 2000; there was in fact no such submission, except for her bare allegations. It thus argues that the CA erred in holding that since doubt exists between the evidence presented by the employee and that presented by the employer, the doubt should be resolved in favor of the employee. The principle, it contends, finds no application in this case as Michelle never presented a copy of the medical certificate. It insists that there was no evidence on record supporting Michelle’s claim, thereby removing the doubt on her being on absence without official leave for the fourth time, an infraction punishable with dismissal under the company rules and regulations.

Cavite Apparel’s position fails to convince us. Based on what we see in the records, there simply cannot be a case of gross and habitual neglect of duty against Michelle. Even assuming that she failed to present a medical certificate for her sick leave on May 8, 2000, the records are bereft of any indication that apart from the four occasions when she did not report for work, Michelle had been cited for any infraction since she started her employment with the company in 1994. Four absences in her six years of service, to our mind, cannot be considered gross and habitual neglect of duty, especially so since the absences were spread out over a six-month period.

Michelle’s penalty of dismissal too harsh or not proportionate to the infractions she commited

Although Michelle was fully aware of the company rules regarding leaves of absence, and her dismissal might have been in accordance with the rules, it is well to stress that we are not bound by such rules. In Caltex Refinery Employees Association v. NLRC24 and in the subsequent case of Gutierrez v. Singer Sewing Machine Company,25 we held that "[e]ven when there exist some rules agreed upon between the employer and employee on the subject of dismissal, x x x the same cannot preclude the State from inquiring on whether [their] rigid application would work too harshly on the employee." This Court will not hesitate to disregard a penalty that is manifestly disproportionate to the infraction committed.

Michelle might have been guilty of violating company rules on leaves of absence and employee discipline, still we find the penalty of dismissal imposed on her unjustified under the circumstances. As earlier mentioned, Michelle had been in Cavite Apparel’s employ for six years, with no derogatory record other than the four absences without official leave in question, not to mention that she had already been penalized for the first three absences, the most serious penalty being a six-day suspension for her third absence on April 27, 2000.

While previous infractions may be used to support an employee’s dismissal from work in connection with a subsequent similar offense,26 we cautioned employers in an earlier case that although they enjoy a wide latitude of discretion in the formulation of work-related policies, rules and regulations, their directives and the implemtation of their policies must be fair and reasonable; at the very least, penalties must be commensurate to the offense involved and to the degree of the infraction.27

As we earlier expressed, we do not consider Michelle’s dismissal to be commensurate to the four absences she incurred for her six years of service with the company, even granting that she failed to submit on time a medical certificate for her May 8, 2000 absence. We note that she again did not report for work on May 15 to 27, 2000 due to illness. When she reported back for work, she submitted the necessary medical certificates. The reason for her absence on May 8, 2000 – due to illness and not for

Page 11: Rufon v Genita 5

her personal convenience – all the more rendered her dismissal unreasonable as it is clearly disproportionate to the infraction she committed.

Finally, we find no evidence supporting Cavite Apparel’s claim that Michelle’s absences prejudiced its operations; there is no indication in the records of any damage it sustained because of Michelle’s absences. Also, we are not convinced that allowing Michelle to remain in employment even after her fourth absence or the imposition of a lighter penalty would result in a breakdown of discipline in the employee ranks. What the company fails to grasp is that, given the unreasonableness of Michelle’s dismissal – i.e., one made after she had already been penalized for her three previous absences, with the fourth absence imputed to illness – confirming the validity of her dismissal could possibly have the opposite effect. It could give rise to belief that the company is heavy-handed and may only give rise to sentiments against it.1âwphi1

In fine, we hold that Cavite Apparel failed to discharge the burden of proving that Michelle’s dismissal was for a lawful cause.28 We, therefore, find her to have been illegally dismissed.

As a final point, we reiterate that while we recognize management’s prerogative to discipline its employees, the exercise of this prerogative should at all times be reasonable and should be tempered with compassion and understanding.29Dismissal is the ultimate penalty that can be imposed on an employee. Where a penalty less punitive may suffice, whatever missteps may be committed by labor ought not to be visited with a consequence so severe for what is at stake is not merely the employee’s position but his very livelihood and perhaps the life and subsistence of his family.30

WHEREFORE, premises considered, the petition is DENIED. The assailed January 23, 2006 decision and March 23, 2006 resolution of the Court of Appeals in CA-G.R. SP No. 89819 are AFFIRMED. Costs against Cavite Apparel, Incorporated.

SO ORDERED.

ARTURO D. BRIONAssociate Justice

WE CONCUR:

ANTONIO T. CARPIOAssociate Justice

Chairperson

MARIANO C. DEL CASTILLOAssociate Justice

JOSE PORTUGAL PEREZAssociate Justice

ESTELA M. PERLAS-BERNABEAssociate Justice

A T T E S T A T I O N

I attest that the conclusions in the above Decision had been reached in consultation before the case was assigned to the writer of the opinion of the Court's Division.

ANTONIO T. CARPIOAssociate JusticeChairperson, Second Division

Page 12: Rufon v Genita 5

C E R T I F I C A T I O N

Pursuant to Section 13, Article Vlll of the Constitution, and the Division Chairperson's Attestation, l certify that the conclusions in the above Decision had been reached in consultation before the case was assigned to the writer of the opinion of the Court's Division.

MARIA LOURDES P. A. SERENOChief Justice

Footnotes

1 Dated May 9, 2006 and filed under Rule 45 of the Rules of Court; rollo pp. 11-29.

2 Id at 11-18; penned by Associate Justice Renato C. Dacudao and concurred in by Associate Justices Lucas P. Bersamin (now a member of this Court) and Celia C. Librea-Leagogo.

3 Id at 9

4 Id at 76-81 and 87-88 respectively. Decision of the NLRC First Division dated May 7, 2003 and its resolution dated March 30, 2005.

5 Id at 57-62 dated April 28, 2001.

6 Id. at 12, 16-17 and 79.

7 Id. at 12, 17, 79 and 186. Cavite Apparel denied receiving Michelle’s medical certificate. See Petition, Cavite Apparel’s Reply, and Annex G-1 of its Position Paper, Annex "A" to the Petition; at 17, 186 and 43, respectively.

8 Supra note 5.

9 Rollo, pp. 61-62.

10 Id. at 77.

11 Id. at 76-80.

12 Ibid.

13 Id. at 87-88.

14 Supra note 2.

15 Supra note 3.

16 Rollo, pp. 18-27.

Page 13: Rufon v Genita 5

17 102 Phil. 958, 960 (1958).

18 DUP Sound Philippines v. Court of Appeals, G.R. No. 168317, November 21, 2011, 660 SCRA 461,467, citingUnion Industries, Inc. v. Vales, 517 Phil. 247 (2006).

19 Iglesia Evangelista Metodista en las Islas Filipinas (IEMELIF), Inc. v. Juane, G.R. Nos. 172447 and 179404, September 18, 2009, 600 SCRA 555, 567.

20 DUP Sound Philippines v. Court of Appeals, supra note 18, at 467; citation omitted.

21 G.R. No. 94294, March 22, 1991, 195 SCRA 606, 613.

22 Nissan Motor Phils., Inc. v. Angelo, G.R. No. 164181, September 14, 2011, 657 SCRA 520, 530.

23 Valiao v. Court of Appeals, 479 Phil. 459, 469 (2004), citing JGB & Associates, Inc. v. NLRC, 324 Phil. 747, 754 (1996).

24 316 Phil. 335, 343-344 (1995).

25 458 Phil. 401, 413 (2003).

26 De Guzman v. National Labor Relations Commission, 371 Phil. 192, 204 (1999), citing Filipro, Inc. v. Hon. Minister Ople, 261 Phil. 104 (1990).

27 Moreno v. San Sebastian College-Recoletos Manila, G.R. No. 175283, March 28, 2008, 550 SCRA 414, 429; citation omitted.

28 Labor Code, Article 277(b).

29 Philippine Long Distance Company v. Torres. G.R. No. 1435511, November 15, 2010, 634 SCRA 538-552.

30 Ibid.