Roger L Gregory Financial Disclosure Report for 2009

8/3/2019 Roger L Gregory Financial Disclosure Report for 2009

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I a o 1 0 FINANCIAL DISCLOSURE REPORT in Government Act t~1978~. 1 /2o~o FOR CALEND~ YEAR 2009 ~ u . s . c , a p p , ~ 1 o 1 - 1 1 1 )I. Pcrson Reporting (laxt name, first, middle initial) 2. Coati or Organization 3. Date of Repor tGregory, Roger L. US Coart of Appeals - 4th Cir. 05 /14 /2010

4. Title (Article III judges indicate active or senior stat~; 5a. Report Type (check appropriate lype) 6. Reporting Periodmagistrate judges indicate full- or pa rt-tim~) [] Nomination, Date 0 1 / 0 1 / 2 0 0 9

Article llI Judge- Active [] Initial [] Annual [] Final to12/31/20095b. [] Amended Report

7. Chambera or Office Address 8. On th e basis of th e inf or mation tunta ined in tbi~ Repor t and anymodifications pertaining thereto, it is, in my opinion, in compliance1000 East ]V[ain Strect with applicable laws and regulations.Suite 212Richmond, VA 23219-3517 Reviewing Officer Date

I M P O R T A N T N O T E S : The instructions accompanying this form mast be followevL Complete all parts,checking the NONE box for each part where you have no reportable information. Sign on lastpage.

I . P O S I T I O N S . ~ S e ~ o r , i . g individual onl)7 seepp. 9-13 of filing instruction&)D N O N E (No reportablepositions.)

POSITION NAM E OF OR GA NI Z ATI ON/E NTI TYI. Director ChildFund, International formerly Christian Childrens Fund

2. Trustee Virginia Historical Society

3. Trustee University o f Richmond

I I . A G R E E M E N T S . (Reporltng individual onlyi see pp, 14-16 of filing tnstructions,) i" .7] N O N E ( No re p o r t a b l e a g re e m e n t s .) "

PARTIES AND TE~S r..I.


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FINAN CIAL DISCLOSURE REPORT N . ~ e o f P , ~ o . R e p o . tn ~ D , t , o r a , p 0 ~ ]Iage 2 of 6 G r e g o r y , R o g e r L . 0 5 1 1 4 / 2 O I 0l I I . N O N - IN V E S T M E N T I N C O M E . ~ R e r o r a n g l n a ~ Z . ~ . , p o , s~ ; ~ r r . 17-24ofJdinglnstr~ctlons.)A. Fliers Non-Investment Income

NONE (No reportable non-investment income.)DATE S O U R C E A N D T Y P !~ INCOME(yours. not spouses)

I.

B . S p o u s e s N o n - In v e s t m e n t I n c o m e - if ) ,ou were married dttring anypo rtion of the reporting.lear, complete lhis sectlon.( D o l l a r a m m t n t n o t r e q u i r e d e x c e p t fo r h o n o r a r i a . )[--] N O N E (No reportable non- investment income.)

D A T E SOURCE AND TYPE1. 2009 Philip Morris, Incorporated (Altria Group, Inc.)

I V . R E I M B U R S E M E N T S - , ,a . , ,ort~, io~, Io agi , g ,~ooa , entertainment.( I n c lu d e s t h o s e t ~ ~ T , o u s e a n d d e p e n d e n t c h i l d r e n ; ~ e e p p . 2 5 - 2 7 o f f d i n g i r t ~ tr u c t i o n ~ .)

D N O N E (No reportable re imbursenlents .)SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

1 . Fisk University Ja n. 1 4, 20 09 - Ja n. Na shville, "IN Keynote Speaker Travel, Lodging, Meal1 5 , 2 0 0 92. Univ. of Pennsylvania Law Ja n. 22, 20 0 9 Pennsylva nia , PA Mo o t Co urt Co mpetitio n TravelSchool3. Omega Psi Phi, Inc. April 4, 2009 - April Orlando, FL Keynote Speaker Travel, Lodging, Meal5, 20094. ABA Standing Committee on April 24, 2009 - April Chicago, IL ABA Committee Meeting Travel, Lodging, Meat, ParkingGavel Awa rds Final Judging 25, 20095. ABA Division for Public Edu. Oct. 16, 2009 - Oct. Chica go , IL AB A Co mmittee Meeting TravelMileage, Lo dging, Meals, Parking1 8 , 2 0 0 9


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FINANCIAL DISCLOSURE REPORT r~ ....P .... Reporting Date of R~potl[

Page 3 of 6 Gregory, Roger L. 05/14/2010

~ N O N E (No repor table g~s. )S O U R C E D E S C R I P T I O N VALUE

I.2.3.4,5.

[~] N O N E (No repo rtable liabilities.)C R E D 1 T O R D E S C R I P T I O N V A L U E C O D E

I.2.3.4.5.


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FINAN CIAL DISCLOSURE REPORT N a ~ e o f P e r s o n R e p o r t in g I D a t e o l " R p o r tPage 4 of 6 Gregory, Roger L. I 05/ ,4 /2010VII. INVESTMENTS and TRUSTS -i

NONE (No reportable income, assets, or transactions.)A. B. I C. D.D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g I G r o s s v a lu e a t e n d T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d(including trust asse~) r e p o r t i n g p e r i o d [ o f r e p o r t i n g p e r i o d~i~- (2) ! (i) I (2) O) --~)-- (3) : (4) ( s )P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t I T ~ ( e , g ., Value I Value T y p e ( e . g ., Date Value Gain I d e n t i t y o fCode I ] div., rent, Code 2 [ Melhod buy. sell. mm/dd/yy Code 2 Code I buyer/sellerx e m p t f r o m p r i o r d i s c l o s u r e ( A - 1 t ) orint.) ( J - P ) Code3 r e d e m p t i o n ) ( J - P ) . (A-H) ( i f p r i v a t o( Q - W ) I i t r a n s a c t i o n )

1 . Suntrust Bank Interest Checking A Interest J T2. Prudential Insurance Annuity None K T3. Philip Morris Profit Sharing Plan (401K) None N T See Note4. ManuLife Financial - Common Stock B Dividend K T5. New Yo rk Life IRA - Fixed Annuity A Interest J T6. RiverSource Life Insurance Company IRA A Interest K TFixed7. Consolidated Bank & Trust A Interest J T8. John llanco ck Life Ins. - term & who le life None K Tpolicy9, New York Life Ins. Co. - term & who le life None J Tpolicy

1 0 . Intel Corp.- Commo n Stock A Dividend J TI1 . Call Federal Credit Union A Interest J T1 2 . Kraft Foo ds, Inc. - Common Stock A Dividend J T1 3 . Metropolitan Life Ins. Co.-whole life policy None Redeemed 06/06/09 M G See Explanation

1 4 . Metropolitan L ife Control Accout C Interest M T Open 0 6/29/0 9 M1 5 . SunTrust Money Market Account A Interest M T Open 0 9/0 4/0 9 M1 6 . John H ancock Safe Access Account A Interest J T Open 07/01/09 M1 7 . Altria Group, Incorporated Commo n Stock A Dividend J T See Explanation

I. Income Gain A = $ 1 . 0 0 0 o r l e s s B ~$1,001 - $2.500 C =$2.501 - $5,000 D = $ 5 , 0 O I - $ 1 5 f ~ 0 0 E = $ 1 S , 0 0 1 - $ S 0 , 0 0 0(See Colurrms B I and D4) F - $ 5 t 1 . ~ 0 1 - $ I 0 0 . 0 0 0 G ~$100.001 - $1,000.000 I I I ~ $ 1 , 0 C O . 0 0 1 - $ 5 , 0 0 0 . f l 0 0 H2 =More than $5.000,0002. Value Codes J -$1L000 or less K =$ 1~ .001. $5 0,000 L ~ $ 5 0 . 0 0 1 - $ 1 0 0 , 0 0 0 M =$I 00,001. $250,000(See Columns CI and D3) N - $ 2 5 0 , 0 0 1 o $ 5 0 0 , 0 0 0 O ~$500.001. $1,000,000 PI ~$1,000,001 - $5,000,000 P 2 ~ $ 5 , 0 ( ~ 0 . 0 0 1 - $ 2 5 , 0 0 0 . 0 0 0P : ] - $ 2 5 , 0 0 0 , 0 0 1 - $ 5 0 , 0 0 0 . 0 0 0 P4 =More than $50.000,0003. Value Method Codes Q -Appraisal R = Co st (Rea l Estale Onlyl S -Assessment T ,=Cash Market{ S e e C o L u m n C 2 ~ U =Book Value V =Other W ~ E s ~ i m a to d .....................................


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FINANCIAL DISCLOSURE REPORT N , m e o f P e r s o n R e p o r t i n g D a t e o f R e p o r tPage 5 of 6 Gregory, Roger L. 05/14/2010VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

VII. Investments and TrustsItem #3: ] owned the Metropolitan Life Whole Life Policy. : J The death proceeds were paid to me on June 29. 200 9.Item # 13: ] owned the Philip Morris Profit Sharing Plan (401K), j The (401 K) account was transferred to me as ofthe date of her death~Item #17 : As I previously explained in S~ction V lll of my 20 06 Financial Disclosure Report, prior to 200 6, I was reporting the Altria Group, Inc. stockseparately, but stopped listing it separately Philip Mo rris Profi t Sharing Plan (40 1K ). Because ] is no w deceased, l have resumed l ist ing theAltria Group, Inc. stock separately in Section VII~ ...................


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FINANCIAL DISCLOSURE REPORT N ~ , e o f P c .o , R e p o ~ . ~ I ~ . t e o t R e p o aPage 6 of 6 ~ r c g o r y , R o g e r L.

I0 S / 1 4 / 2 0 1 0

IX. CERTIFICATION.I certify that a ll information given a bove (including Informa tion pertaining to my spouse and minor o r dependent children, If any) Is

accurate, true, and complete to the best of my know ledge and belief~ a nd that any Information no t reported was withheld because it met applicable statutoryprovisions permitting non-disclosure.! further certify that earned income from outside employment and ho noraria and the a cceptance o f gifts which have been reported are Incompliance with the provisions of 5 U.S.C. app. 501 et. seq, 5 U.S.C. 7353, and Judidal Conference regulations.

Signatt

NOT E : A NY IND IV ID U A L W H O K NOW INGLY A ND W ILF U LLY F A LS II T E~OR F A ILS T O F ILE T H IS R E POR T M A Y B E S U B J E C T T O C IV ILAND CR12dlNAL SANCTIONS {5 U.S.C. app.. 1 04)

FILING INSTRUCTIONSMail signed original a nd 3 additional co pies to:

Committee on Financial DisclosureAdministrative Office o f the U nited States Cou rtsSuite 2-30 1One Columbus Circle, N.E.Washington, D.C. 20544


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S E L F I N I T IA T E DAMENDMEN TUnited States Court of Appeals

for the Fourth CircuitCHAMBERS OF LEWIS ~.. POWELL, JR. U.S. COURTHOUSE

ROGER L. GREGORY 1000 [.A.ST MAIN STREET. SUITE ~ I 2UNITED STATES CIRCUIT JUDGE RICHHOND, VIRIGINIA ~32 [ 9-35 I 7

May 14, 2010

Mr. George D. ReynoldsOJP-ATJDAdministrative Office of the U.S. CourtsThurgood Marshall Federal Judiciary Bldg.One Columbus Circle, N.E.Washington, D.C . 20544Dear Mr. Reynolds:

Attached to this letter is the list of payment made to acharitable organization in lieu of honoraria and theconfidential list of recipient of payment made to a charitableorganization in lieu of honoraria.

If you need further information, please contact me at thenumber listed above.Sincerely,

R L G / t s b . - _ ~ _ ~ _

.5 ~


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LIST OF PAYMENT MADE TO A CHARITABLE ORGANIZATION IN LIEU OF HONORARIA

SOURCE DATE AMOUNTOmega Psi Phi Fraternity, Inc. I 11/21/09 500.00


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CONFIDENTIAL LIST OF RECIPIENT OF PAYMENT MADE TO A CHARITABLEORGANIZATION IN LIEU OF HONORARIAR E C I P I E N T DATE AMOUNT

Virginia State University 11/21/09 500.00

Roger L Gregory Financial Disclosure Report for 2009

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