ROCKON ENTERPRISES LIMITED · For Rockon Enterprises Limited \c‘.' Kajol Tak (Company Secretary)...
Transcript of ROCKON ENTERPRISES LIMITED · For Rockon Enterprises Limited \c‘.' Kajol Tak (Company Secretary)...
For Rockon Enterprises Limited
\c‘.'
Kajol Tak (Company Secretary)
ROCKON ENTERPRISES LIMITED (Formerly Rockon Fintech Limited) CIN: L65923MH1976PLC019072
Regd Off: E-109, Crystal Plaza, New Link Road, Opp. Infinity Mall, Andheri (W), Mumbai - 400053 Tel.: (022) - 61522222, 615222235 Fax: (022) - 61522234 Email: [email protected] Web-site: www.rockonfintech.com
Date: 19/01/2016
To, Corporate Services Bombay Stock Exchange Ltd.
Corporate Relationship Dept,
1st Floor, New Trading Ring,
Rotunda Building, P. J. Towers,
Dalal Street, Fort, Mumbai — 400 001
BSE Scrip Code No: 531447
Sub: Submission of Shareholding Pattern for the Quarter ended 31.12.2015
Dear Sir/Ma'am,
In terms of regulation 31 (1) (b) of the New listing obligation and disclosure regulation (i.e.
LODR 2015), we are enclosing herewith Shareholding Pattern in the prescribed format for
the quarter ended 31 st December, 2015 for your reference and record
Kindly acknowledge the receipt.
Thanking you,
End: a/a
CIN
: L65
923
MH
197
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Name : Rockon Enterprises Ltd ( Formerly Rockon Fintech Ltd) Script
Code: 531447 Quarter
End : 31st December 2015
Table I - Summary Statement holding of specified securities
Catego
ry
(I)
Category of
shareholder
(II)
Nos. of
shareholder
s
(10)
No. of fully paid
up equity
shares held
(IV)
No. of
Partly paid- ,
up equity
shares
held
(V)
No. of
shares
underlying
Depository
Receipts
(VI)
Total nos.
shares held
(VII) = (IV)+(V)+
(VI)
Shareholding as a
% of total no. of
shares (calculated
as per SCRR,
1957)
(VIII)
As a % of
(A+13-1-C2)
Number of Voting Rights held in each class of securities
(IX) No. of Shares
Underlying
Outstanding
convertible
securities
(including
Warrants)
(X)
Shareholding, as
a % assuming full
conversion of
convertible
securities ( as a
percentage of
diluted share
capital)
(XI). (VII)+(X)
As a % of
(A-4-8-i-C2)
pledged or
Number of Locked in
shares
(XII)
Number of Shares
otherwise
encumbered
(XIII) Number of
equity shares
held in
dematerialized
form
(XIV)
No of Voting Rights Total as a %
of (Af-E34-C) No. (a)
As a % of
total
Shares
held
(b)
No
(a)
As a % of
total Shares
held
(b)
Class eg: X Class eg: y Total
(A) Promoter &
Promoter Group
2 664586 0 0 664586 4.023480281 664586 664586 4.02348028 4.023480281 0 0 0 0 664586
(8) Public 3594 15853104 0 0 15853104 95.97651972 15853104 15853104 95.9765197 95.97651972 0 0 NA 13806495
(C ) Non Promoter -
Non Public NA
(C 1) Shares
underlying DRs
NA NA
(C 2) Shares held by
Employee Trusts
0 0 0 0 0 0 0 0 0 0 0 0 NA 0
Total
3596 16517690 0 0 16517690 100 16517690 0 16517690 100 100 0 0 14471081
For ROCKON ENTERPRISES LIM
Director / Author' ed Signatory
Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
Category & Name of
the shareholders
(I)
PAN
(II)
Nos. of
sharehol
ders
(III)
No. of fully
paid up
equity
shares held
(IV)
Partly
paid-up
equity
shares
held
(V)
No. of
shares
underlying
Depository
Receipts
(VI)
Total nos.
shares held
(VII) =
(IV)+(V)+ (VI)
Shareholding %
calculated as per
SCRR, 1957
Asa %of
(A+B+C2)
(VIII)
Number of Voting Rights held in each
class of securities
(IX)
No. of Shares
Underlying
Outstanding
convertible
securities
(including
Warrants)
(X)
Shareholding , as
a % assuming full
conversion of
convertible
securities ( as a
percentage of
diluted share
capital)
(XI). (VII)+(X)
Asa%of
(A+B+C2)
Number of Locked
in shares
(XII)
Number of Shares
pledged or
otherwise
encumbered
(XIII)
Number of
equity shares
held in
dematerialized
form
(XIV) No of Voting Rights
Total as a %
of Total
Voting
rights
No. (a)
Asa%of
total
Shares
held
(b)
No. (a)
As a %
of total
Shares
held
(b)
Class X Class Y Total
Indian
(a) Individuals / Hindu
Undivided Family
(b) Central Government /
State Government (s)
(c ) Financial Institutions /
Banks
(d ) Any other (specify)
HANDFUL INVESTRADE
PVT LTD
AAACH2O18
Q 605686 0 605686 3.66689289 605686 0 605686 3.66689289 0 3.66689289 0 0 0 0 605686
SHREE NATH
COMMERCIAL AND
FINANCE L
AADCS8871
M
58900 0 58900 0.35658739 58900 0 58900 0.35658739 0 0.35658739 0 0 0 0 58900
Sub -Total (A)(1) 2 664586 0 0 664586 4.02348028 664586 0 664586 4.02348028 0 4.02348028 0 0 0 0 664586
2 Foreign
(a) Individuals (Non-
Resident Individuals/
Foreign Individuals)
(b) Government
0 0 0 0 0 1 1
- —
(c ) Institutions F—CgRaFKal EN E .i-' 1 _---- _
LIN 0 0 0 0
AE cf-A--'
Director I Authoriseu S!patcry
(d) Foreign Portfolio
Investor
0 0 0 0 0 1
(e) Any other (specify)
0 0 0 0 0 J I
Sub Total (A) (2) 0 0 0 0 0 0.00000000 0 0 0 0.00000000 0 0.00000000 0 0 0
Total Shareholding of
Promoter and
Promoter Group
(A). (A)(1)+(A)(2) 2 664586 0 0 664586 4.02348028 664586 0 664586 4.02348028 0 4.02348028 0 0 664586
Details of Shares which
remain unclaimed may
be given hear along
with details such as
number of
shareholders,
outstanding shares
held in
0 0 0 0 0 0 0 0 0 0 0 0 0 0 0
Note:
(1) PAN would not be displayed on website of Stock Exchange(s).
(2) The term "Encumbrance" has the same meaning as assigned under regulation 28(3) of SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011.
For ROCKON ENTERPRISES LIM
N-ca"\\--i Director / Authorised Signatory
Table Ill - Statement showing shareholding pattern of the Public shareholder
Category & Name of
the shareholders
(I)
PAN
(II)
Nos. of
shareho
Iders
(III)
No. of fully
paid up
equity
shares held
(IV)
Partly paid-
up equity
shares held
(V)
No. of
shares
underlying
Depositor
y Receipts
(VI)
Total nos.
shares held
(VII) =
(IV)+(V)+ (VI)
Shareholding
% calculated
as per SCRR,
1957
As a % of
(A+B+C2)
(VIII)
Number of Voting Rights held in each class of
securities
(IX)
No. of
Shares
Underlyin
g Outstandi
ng
convertib
le
securities
(including
Warrants
)
(X)
Total
Shareholding ,
as a %
assuming full
conversion of
convertible
securities ( as a
percentage of
diluted share
capital)
(XI)
Number of Locked
in shares
(XII)
Number of Shares
pledged or
otherwise
encumbered
(XIII) Number of
equity
shares held
in
dematerializ
ed form
(XIV)
No of Voting Rights
Total as a %
of Total
Voting rights
No.
As a % of
total
Shares
held
No. (Not
applicabl
e) (a)
As a % of
total
Shares
held
(Not
applicabl
e)
(b)
Class X Class Y Total
Institutions NA
(a) Mutual Funds NA
0 0 0 0 0 1 NA
(b) Venture Capital Funds
NA
0 0 0 0 0 NA
(c ) Alternate Investment
Funds NA
0 0 0 0 0 NA
(d) Foreign Venture
Capital Investors NA
0 0 0 0 0 NA
NA
(e) Foreign Portfolio
Investors NA
0 0 0 0 0 NA
NA
(f) Financial Institutions/
Banks NA
Other Less then 1% 1 100000 0 100000 0.60541153 100000 0 100000 0.60541153 0 0.60541153 0 0 NA 100000
NA
(g) Insurance Companies NA
0 0 0 0 0 NA
NA
(h) Provident Funds/
Pension Funds NA
0 0 0 0 0 —,-.,-Nr-vmiNAcs I I"
For fi'auKCIN cN 1 rm t ■ iii -)
( i) Any Other (specify) N _ ___-C
0 0 0 0 0 f?rk•
\,A.■• ". N
Director Authorised Signatory
NA
Sub Total (B) (1) 1 100000 0 0 100000 0.60541153 100000 0 100000 0.60541153 0 0.60541153 0 0 NA 100000
NA
2 Central Government/
State Government(s)/
President of India
NA
0 0 0 0 0 NA
NA
Sub Total (B) (2) 0 0 0 0 0 0.00000000 0 0 0 0.00000000 0 0.00000000 0 0 NA 0
NA
3 Non-institutions NA
(a) Individuals NA
i. Individual
shareholders holding
nominal share capital
up to Rs. 2 lakhs. 3444 1979543 0 1979543 11.98438159 1979543 0 1979543 11.98438159 0 11.98438159 0 0 NA 973878
ii. Individual
shareholders holding
nominal share capital
in excess of Rs. 2 lakhs. 0 0 0 0 0 NA
MEENA ARVIND
RAMBHIA
AGIPR248
6D 1 616500 0 616500 3.73236209 616500 0 616500 3.73236209 0 3.73236209 0 0 NA 616500
RAJESH TUKARAM
DAMBRE
AHAPD82
40L 1 171801 0 171801 1.04010307 171801 0 171801 1.04010307 0 1.04010307 0 0 NA 171801
KASHIRAM PUNDALIK
KADAM
AHUPK94
61E 1 373192 0 373192 2.25934740 373192 0 373192 2.25934740 0 2.25934740 0 0 NA 373192
BHAWARPURI B
GOSWAMI
AJCPG347
4B 1 493317 0 493317 2.98659800 493317 0 493317 2.98659800 0 2.98659800 0 0 NA 493317
MANGESH
MADHUKAR DHOTRE
AJPPD829
7E 1 333106 0 333106 2.01666214 333106 0 333106 2.01666214 0 2.01666214 0 0 NA 333106
RAJESHRIBA LALIT
JADEJA
ALLP1061
6P 1 499208 0 499208 3.02226280 499208 0 499208 3.02226280 0 3.02226280 0 0 NA 499208
KETAN JASHWANTLAL
SHAH
AMWPS6
223R 1
187850 0 187850 1.13726556 187850 0 187850 1.13726556 0 1.13726556 0 0 NA 187850
SANDESH BABARAM
MHABDI .
AMZPM1
605Q 1 183555 0 183555 1.11126314 183555 0 183555 1.11126314 0 1.11126314 0 0 NA 183555
WAKIL RAJBHAR
AOSPR91
00E 1 200000 0 200000 1.21082306 200000 0 200000 1.21082306 0 1.21082306 0 0 NA 200000
PRASHANT
SHASHIKANT SAWANT
APMPS40
35A 2
415410 0 415410 2.51494004 415410 0 415410 2.51494004 0 2.51494004 0 0 NA 415410
DHIRENDRA KUMAR
JHA
ATRPJS35
9D 1 780942 0 780942 4.72791292 780942 0 780942 4.72791292 0 4.72791292 0 0 NA 780942
MOHAN KUKREJA
ABKPK133
ON 1 800000 0 800000 4.84329225 800000 0 800000 4.84329225 0 4.84329225 0 0 NA 800000
Wailsioo SUNIL KUKREJA O
ABLPK237
F 1 800000 0 800000 4.84329225 800000 0 800000 4.84329225 0 4.84329225
Pnr PACEON tNTERrRISES
.e<
Director 1 Aut orised
SHYAM LAXMAN
PEDAMKAR
AGGPP84
68F 1 393160 0 393160 2.38023598 393160 0 393160 2.38023598 0 2.38023598 0 0 NA 393160
SACHIN PANACHAND
GALA
AORPG62
50P 1 646238 0 646238 3.91239937 646238 0 646238 3.91239937 0 3.91239937 0 0 NA 646238
SHWETA SHYAM
PEDAMKAR
BGZPP322
1L 1 670117 0 670117 4.05696559 670117 0 670117 4.05696559 0 4.05696559 0 0 NA 670117
GUNVANTI VASANTLAL
SAVLA
BNQPS35
58H 1 289251 0 289251 1.75115891 289251 0 289251 1.75115891 0 1.75115891 0 0 NA 289251
VISHAL SHIVAKANT
MISHRA
BZJPM568
2B 1 594935 0 594935 3.60180510 594935 0 594935 3.60180510 0 3.60180510 0 0 NA 594935
CHANDRAKANT BABU
MOHITE 1 1000744 0 1000744 6.05861958 1000744 0 1000744 6.05861958 0 6.05861958 0 NA 0
Other Less then 1% 15 1094700 0 1094700 6.62744004 1094700 0 1094700 6.62744004 0 6.62744004 0 0 NA 1094700
NA
(b) NBFCs registered with
RBI NA
0 0 0 0 0 NA
NA
(c ) Employee Trusts NA
0 0 0 0 0 NA
NA
(d) Overseas Depositories
(holding DRs)
(balancing figure)
NA
0 0 0 0 0 NA
NA
(e) Any Other (specify) NA
NRI (Repat & Non Repat)
NA
Other Less then 1% 13 12649 0 12649 0.07657850 12649 0 12649 0.07657850 0 0.07657850 0 0 NA 3849
OCB's NA
0 0 0 0 0 NA
Trust NA
0 0 0 0 0 NA
Hindu Undivided Family
NA
Other Less then 1% 32 28120 0 28120 0.17024172 28120 0 28120 0.17024172 0 0.17024172 0 0 NA 28120
Clearing Members NA
0 0 0 0 0 NA
Other Body Corporates
NA
RUPAK DEVELOPERS
PVT LTD
AADCR63
41P 1 344290 0 344290 2.08437136 344290 0 344290 2.08437136 0 2.08437136 0 0 NA 344290
SHREEHARI VINIMAY
PRIVATE LIMITED
AAJCS562
OA 1 210000 0 210000 1.27136422 210000 0 210000 1.27136422 0 1.27136422 0 0 NA 210000
STARTREE DEALCOM
PRIVATE LIMITED
AARCS231
1N 1 193500 0 193500 1.17147131 193500 0 193500 1.17147131 0 1.17147131 0 0 NA 193500
ELLISBRIDGE TRADING
PRIVATE LIMITED
AACCE345
5C 1
496910 0 496910 3.00835044 496910 0 496910 3.00835044 0 3.00835044 0 0 NA
or VC.KoNo ENT SCS NA 1\
496910
LI TEl 0000
NITYADHARA PLAZA
PVT. LTD.
AADCN94
27C 1 210000 0 210000 1.27136422 210000 0 210000 1.27136422 0 1.2713642f
1 0`iv‘'-'\ Director / Authorised Signato
ROCKERS TRADELINK
PRIVATE LIMITED
AAECR29
57A 1
374088 0 374088 2.26477189 374088 0 374088 2.26477189 0 2.26477189 0 0 NA 374088
ASTABHUJA
CONSTRUCTION PVT.
LTD.
AAKCA41
37B 1
200000 0 200000 1.21082306 200000 0 200000 1.21082306 0 1.21082306 0 0 NA 200000
SNOWBLUE STOCKIEST
PRIVATE LIMITED
AARCS228
OG 1
536914 0 536914 3.25053927 536914 0 536914 3.25053927 0 3.25053927 0 0 NA 536914
Other Less then 1% 61 623064 0 623064 3.77210130 623064 0 623064 3.77210130 0 3.77210130 0 0 NA 591664
Market Makers NA
0 0 0 0 0 NA
Employee NA
0 0 0 0 0 NA
Other Directors NA
0 0 0 0 0 NA
NA
Sub Total (B) (3) 3593 15753104 0 0 15753104 95.37110819 15753104 0 15753104 95.37110819 0 95.37110819 0 0 NA 13706495
NA
Total Public
Shareholding (B)=
(B)(1)+(B)(2)+(B)(3) 3594 15853104 0 0 15853104 95.97651972 15853104 0 15853104 95.97651972 0 95.97651972 0 0
NA
13806495
%):
Details of the
shareholders acting as
persons in Concert
including their
Shareholding (No. and
0 0 0 0 0 0 0 0 0 0 0 0 0 0 NA 0
Details of Shares
which remain
unclaimed may be
given hear along with
details such as
number of
shareholders,
outstanding shares
held in
demat/unclaimed
suspense account,
voting rights which
are frozen etc. 0 0 0 0 0 0 0 0 0 0 0 0 0 0 NA 0
Note:
(1) PAN would not be displayed on website of Stock Exchange(s).
(2) The above format needs to be disclosed along with the name of following persons:
Institutions/Non Institutions holding more than 1% of total number of shares.
(3) W.r.t. the information pertaining to Depository Receipts, the same may be disclosed in the respective columns to the extent information available and the balance to be disclosed as held by custodian. A
For ROCKON ENTERPRISES LIM YED
Cv&uL- Director I Autho ed Signatory
Shareholdi
ng %
calculated
as per
SCRR, 1957
As a % of
(A+B+C2)
(VIII)
Number of Voting Rights held in
each class of securities
(IX)
No of Voting Rights
Class X
Total
Shareholding ,
No. of Shares as a %
Underlying assuming full
Outstanding conversion of
convertible convertible
securities securities ( as a
(including percentage of
Warrants) diluted share
capital)
(XI)
Number of Locked
in shares
(XII)
As a % of
total
Shares
held
Number of Shares pledged
or otherwise encumbered
(XIII)
As a % of
total Shares
held (Not
applicable)
Number of
equity shares
held in
dematerialize
d form
(XIV)
(Not
Applicable)
Category & Name
of the
shareholders
(I)
PAN
(II)
Nos. of
sharehold
ers
(III)
No. of fully
paid up
equity
shares held
(IV)
Partly paid-
up equity
shares held
(V)
No. of
shares
underlying
Depository
Receipts
(VI)
Total nos.
shares held
(VII) =
(IV)+(V)+
(VI)
Class Y Total
Total as
a % of
Total
Voting
rights
(X)
No. No. (Not
applicable)
Custodian/DR 1
Holder
Name of DR
Holder (if
available)
Name 1
Name 2
NA
(a)
(i)
NA
NA
NA
NA
Employee Benefit
Trust (under SEBI
(Share based
Employee Benefit)
Regulations, 2014)
Name
NA
NA
NA
2
Total Non-
Promoter- Non
Public
Shareholding (C)=
(C)(1)+(C)(2)
NA
Note:
(1) PAN would not be displayed on website of Stock Exchange(s).
(2) The above format needs to disclose name of all holders holding more than 1% of total number of shares
(3) W.r.t. the information pertaining to Depository Receipts, the same may be disclosed in the respective columns to the extent information available
Table IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholder
For ROCKON__ENTERPRISE0 t aitTED
\cxtr\ Director I Ruth rised Signatory