Robert B King Financial Disclosure Report for 2009

8/3/2019 Robert B King Financial Disclosure Report for 2009

http://slidepdf.com/reader/full/robert-b-king-financial-disclosure-report-for-2009 1/11

, ~ o I o I FINANCIAL DISCLOSURE REPO RT R e p o r t R e q u i r e d b y t h e E t h i c sin Government Act of 1978

R e ~ . . 1 / 2 0 1 0 FOR CALENDAR YEAR 2009 ( 5 u . s .c . ~ , p p . § § 1 6 ~ - ~ t l )

l , P e r s o n R e p o r t in g ( i n s ( name, first~ middle initial) 2 . Cour t o r Organ izat ion 3 . Da t e o f Re p o r t

King, Robert B. U.S. Court of Appeals, 4th Circuit 04/26/2010

,1. T i t l e (Article l l l judges indicate active or senior status; 5a. Report Type (check appropriate type) 6. Reporting Periodmagistrate judges indicate full- or part-t ime)

[-’-] Nomirmtion, Date 01/01/2009U. S. Circuit Judge- Active

~--~[] Initial [] Annual [] Final to

! 2/3112009

5b. [-"-] i ~Ament l~d Re port

7. Chambers or Office Ad dress 8. On the basis of the information contained in this Report and anymodifications perla ining there to, i t is , in m y opinion , in compliance

300 Virginia Slreet, East with appl icable lnws and regu lat ions.

Suite 7602

.Charleston, WV 25301Reviewing Officer Date

IMPORT ANT N OTES: The instructions accompanying this form must be followed. Complete all parts,

checking the NONE box for each port where you hav e no reportable information. Sign on lastpage.

~ N ON E ( N o reportable positions.) :

P OS I T I ON N A M E O F ORGANIZATION/ENTITY

I. Vice Chilean, Board of Directors WVU College of Law Alumni Ass~iation

2.

3 .

A ~ I~ IL /V IEN /~ . (Reporang in aivid,,at o,t,.; seepp I4.16 4~li,,g i ....... lions.)"

~ NON E 6Vo reportable agreements.)

D A T E PARTIES AND TE~S

1.

2.



Iam e of Person Reporting Date of Report

P a g e F I N A N C I A L 2 o f 8DISCLOSURE REPORT

King, Robert B. 0 4 1 2 6 / 2 0 1 0

1 1 1 . N O N - I N V E S T M E N T I N C O M E . (Re~,orn.g

A, Filer’s Non-Investment Income

N O N E (No reportable non-investment income.)

D A T E SOURCE AND TYPE I N C O M e .: (yours, not spouse’s)

1.

2.

4.

B . S p o u s e ’ s N o n - I n v e s tm e n t In c o m e - If you were married during any portton of the reporting year, complete this section.

{Dollar omot~nl not required except for honoraria)

N O N E (No reportable non-investment income.)

D A T E SOURCE AND TYPE

1 .

2

3.

~’~v. R E I M B U R S E M E N T S - - , , a , , ~ , o r , , a o , , , ~oUgi,.g, yood.

(Includes those to spo use an~ dependent children, see pp. 25-27 oj./iling i~tructio~ ) ̄ ̄

N O N E (No reportable reimbursements.)

~ ~ I ,O CAT IO N PU~OSE I T E M S PA I D O R P R O V I D E D

2.

3,

4.

5.



Iam e of Person Rep~tling Date o f ReportFINANCIAL DISCLOSURE REPORT [ King, Robert B.

0 4 / 2 6 / 2 0 1 0age 3 of 8

Vo GIFTSo (l.clude$ those to spouse and depgnde~ ch~dren; see pp. 2&31 of f!ling ~strucffom.)

NO~ ~o reportable g~s.) .....

~ D~SC~P~~ON ~

t.

2.

3.

4.

5.

V 1 . L I A B 1 L I T I E S . ¢l.ct.des ,hosc of tO ...... d dependent children; seeptx 32-33 offtling instruaions.)

[ ~ ] N O N E (No reportable liabilities.)

CREDITOR DESCRIPTION VALUE CODE

I. United Bank Real Estate Loan (rental (investment) property in Morgantown, WV / M

Proper ty so ld 7117/09

2. United Bank Real Estate Loan residential property in Lewisburg, WV N

3,

4.

5.



FINANCIAL Ia m e o f P e r s o n R e p o r t i n g]

D a t e o f R e p o r tDISCLOSURE REPORT

i ~ng, Robe~ B. [

04/26/2010a ge 4 o f 8

V I I . I N V E S T M E N T S a n d T R U S T S -,’noodle, . ~ . e . ~ . o . ~ o c n o . ~ a . c t ~ a e ~ , h o s ¢ o I ~ r ..... nd dependent childrem see pp. 34-60 of filing ins.uctions.)

NONE (No reportable income, assets, or ~ansactionsO

A. B. C . ~ D .~c~pfio~ of Assets I l ~ c o m e d u ~ n g G ro s s v ~ l u ~ a t ¢ ~ d [ T~n~ctions during r~ing

(including ~t assets)~

reining pefi~ ~ of ~poa~g period

Place"(X)"aficrCach~set A .... II

T~¢.g., [Value I Value ! Ty~(e. g., Date Value ~ Gain Identity of

e x e m p t fr o m p r i o r d i ~ l o s u m ~ C~e I d iv. . rent , [ C~ e 2 Me~od buy. ~II. m~dW yy C~c 2 t code 1 b u y e r / s e l l e r

[ (A-H) [ o r i n t . ) ( J - P ) Code3 r e d e m p t i o n ) (J-P) ~ (A-tl) ( i f p r i v a t e

Cisco Systems lnc, (commo n) None K T B uy 09/14/09 J

3 ~ Proctor & G~ble Co~ (common) B Dividend L T B ay 08 /06 /~(addq)

4. lntel Co~. (common) B Dividend L T

5 . Microsoft Colp. (common ) I 3 Dividend L T B uy 08/28/09 J(addq)

6. RF Micro Devices Inc. (common) None K T

7, Snn Micro Systems Inc. (common) None K T

8 , Morgan Stanley Co. (common) C Dividend L T B uy 08/06/09 J

(add’l)

9. Starbucks Corp. (comm on) A Dividend K T Sold 03/17/09 K A(part)

10 . Legg Mason Partners Appreciation Fund A Distribution K T

I 1 . Legg Mason Special Investment Trust A Distribution K T

12 . /,,egg Ivlason Value Trust A Distribution ! K- T

1 3 . Legg iVlason Growth Trust A Distribution K T

I4 Legg Mason American Leading Companies A Distribution J T

15 . Legg Mason Emerging Markets Tn~st B Distribution K T

1 6 . Legg Mason International Equity Trust 1 3 Distribution K T

1 7 . Legg Mason Small- Cap Value Trust B Distribution J T



FINANCIAL DISCLOSURE REPORT [ N ... . fP ..... a ~ p o r t i . g [

P a g e 5 o f 8I King, Robert B.

[

04/26/2010

V I I . I N V E S T M E N T S a n d T R U S T S - t , c o , ~ e . ~ t ~ , . 1 , ~ a , a ~ a , , ~ o . ~ , o / ~ . . . .. . a dependent chUd~n; set p p . 3 4 - 6 0 of filing

N O N E (No reportable income, a~sets, or transactions.)

D~cription &Assets I n c o m e d u r i n g G ro s s v a l u e a t e n d Tmn~ctions during reporting ~ri~

.............of reposing ped~ ~

e x e m p t f r o m p r io r d i s c l o s u r e Code I d iv.. r~t. C~e 2 Me~od~ buy. sell. ~ga~ C~e 2 C~e I { buyer/seller(A-H ) [ o r in t .) ( J - P ) [ C~ 3 I redemption) [ ( J - P ) (A-H) I ( i f p r i v a t e

1 8 . Logg M~on Parmem Aggressive Growth A D,s~nbu~,on K T~ u n d

1 9 . Lcgg M~on Opportunffy Tms~ B ’ D istribution J

2 0 . Legg Mason P~rmers Fundnmcnml Value B Distribution KFund

2 1 . Royce Pennsy lvan ia Mul l F~d A Distribution J

~ 2 2 . RoyceTotal Return Fund A Dist~bution J T

2 3 . Royce Tms~bares Fund A Distribution ] ._ T

2 4 . Dell Computer Co~. (common) None J T

2 5 . E.I. DuPont De Nemours & Co. (common) A Dividend J T

2 6 . Federal Home Loan CoO. (common) A I D ividend Sold 1 2 / 1 0 / 0 9 J A

2 7 . Mineral interests, Tyler County, WV See

below a. b, c, d, e

2 8 . a. East Resources Inc. B Royalty J W

1 2 9 . b. Ergon Oil Purchasing None J W

~ 3 0 . c. Dominion Appalachian Dev. Inc. A Royalty J W

3 1 . d. BD O il Gathering Co~. A Royalty J W

3 2 . e. Texas Keystone. Inc. A Royalty J W

3 3 . Mineral lnteresk% I.)oddridgc Coanly, WV N one J W

3 4 . Mineral Interests. Wctzel CounD ’. WV N o u c J. , - W



FINANCIAL Name of ]:’el’son Reporting Dale 0f Repor~DISCLOSURE R EPOR T

] King, Robert B.

04/26/2010age 6 of 8

NONE ~o reportable income, ~sets, or ~ansactions.)

D¢~rlption of Asse~ ~ Income during j Gross value at end ~ T~n~ctions during r~ing

(including I~st assets) ~ re~in8~ri~

~

of repoaing period

cxemptfmmpdordisclosum C~e I j div.,rent, C~e2 Mel~ I buy, sell, .m~d~)3 [ C~e2 C~e I buyer/ se l ler

~’; ~A-H) ~[

or int . ) ~ (I-P)

c M e ( Q ~ , ~ ~ 3 ~

r e d e m p t i o n ) ~ ___~1..~ (J-P) (A-H)

3 5 . TimeW~er Cable Inc. (comm on) A D i v i d e n d K ’T Spinoff ~/02/09 J

( f r o m l in e 1 )

3 6 . XC~’~ Ener~ Inc. (common) A D i v i d e n d J T B u y 08/06/09 J

3 7 . Appli~ Materials Inc. (comm on)

A D i v i d e n d 3 T B u y 08/28/09 J

3 8 . AT&T Inc, (common) A D i v i d e n d J T B u y 08/28/09

3 9 . AT&T Inc. (common) A D i v i d e n d 3 T B u y ! 0 / t 5 2 0 9 ~( a d d ’ l )

4 0 . Chesapeake Energy Co~. (comm on) A D i v i d e n d J T B u y 08/28/09 J

4 1 . Petroleum Developm~t Co~. (common) N o n e . B u y 108/28/09 J

4 2 . Petroleum Developm ent Co~. (comm on) N o n e : : S o l d] 1 0 / 1 5 / 0 9

J

4 3 . B r is to l M y e r s S q u i b b (c o m m o n ) N o n e J T B u y 09i14/09 J

4 4 . A]23 Syslems Inc. (comm on) N o n e J T B u y 09/24/09 J

45 . AOL Inc. (comm on) N o n e J ~ " " T Spinoff 12/15/09 J:’ ’ ( f r o m l in e l )

46. R e n t a l ( i n v es m a e n t ) P r o p e n y / M o r g a n t o w n D R e n t S o l d 07/17/09 M G :.IEN]AC LLCW V (Appraisal 2004) M o r g a n t o w n , W V



FINANCIAL DISCLOSURE REPORT I ~ " ’ ~ o f P e r ~ o ~ , R ~ p o ~ J ~ , g

of 8 I obert B..

]

04/26/2010

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.



FINANCIAL Ia m e o f P e r s o n R e p o r t i n g D a t e o f R e p o r tDISCLOSURE REPORT

[ K ing, Robert B.04/26/2010age 8 of 8

IX . CERTIFICATION. .

I cert ify that al l information given above (including information pertaining to m y spouse and minor or d ependent children, if any) isaccurate, true, and com plete to the best of my knowledge and belief, and that any information not reported was w ithheld because it met applicable sta tutoryprovisions permitting non-disclosure.

! fur ther cer tify that earned income from outside employment and honoraria and the acceptance of g ifts which have been reported are incompliance witi~ the provisions of 5 U .S.C. app. § 501 et . seq., 5 U.S,C. § 7353, and Judicial Conference regulations.

NO TE: AN Y INDIVIDUA L WHO KN OWIN (~LY AND W ILFULLY FALSIFIES OR FAILS TO FILE TH IS REPORT MAY BE SUBJECT TO CIVILAN D CRIN~IIN AL SAN CTIONS (5 U.S.C. app. § 104)

F IL IN G I N S T R U C T I O N S

Mail signcd origina! and 3 additional copies to:

Comm it tee on Financia l Disc losureAd ministrative Office of the United States CourtsSuite 2-30 IOne Columbus Ci rc le , N.E .W ashing ton , D.C. 20544



UNITED STATES COURT OF APPEALS

FOR THE FOURTH CIRCUIT

The Robert C. Byrd United States Courthouse

300 Virginia Street, Suite 7602Charleston, West V irginia 25301

ROBERT BRUCE KINGUnited States Circuit Judge

June 17, 2010

The Ho norable Bobby R. Baldock

Chair, Com mittee on Financial Disclosure

Judicial Conference of the Un ited S tatesSuite 2-301One C olumbus C ircle, N.E.Washington, D.C. 20544

Re: 2009 Financial Disclosure Report

Your Letter of June 8, 2010

Dear Judge Baldock:

I write in response to your letter of June 8, 2010, concerning m y 2009 report,

which w as subm itted on A pril 26, 2010.

First, I appreciate and thank you for your advice with respect to the disclosure

of our persona l residen ce m ortgage. I also appreciate your referring me to, page 32 ofthe f i ling instructions, and I now recognize that the second bullet point supports yourstatement.

Second, with respect to Part VII, page 5, lines 31 - 34 of my 2009 report, Irespond to yo ur letter as follows:

Lines 33 and 34: The identification mineral interests in

"Doddridge County, WV" (line 33) and "Wetzel County, WV" (line 34)was made to satisfy the request made in your earlier letter of July 20,

2009 (concern ing m y 2008 report), to "disclose all cities or coun ties ofWest Virginia in which each of these interests are located." The 2008

report had identified mineral interests as being in "Tyler and

other counties, WV, and those "other counties" are Doddridge andWe tzel. You will note that Ty ler Coun ty, WV is also identified on line



The Honorable Bobby R. Baldock

June 17, 2010

Page 2

27, with related cross-references to lines 28 through 32. In sum, Isubm it that l ines 33 and 34 com ply with yo ur request of July 20, 2009,and with the filing instructions.

Line 31: The identification of BD Oil Gathering Corp. is made in Line

31 to identify the entity from which received inroyalties in 2009, on certain of her mineral interests. In further

assessing this disclosure, ! note that this entity wa s not identified on myreports for 2005 through 2008, although had received small

royalty payments from BD Gathering in those years. Her payments

from BD Gathering in those four years were as follows:

2005

2006

2007

2008

Prior to 2005, did not receive royalty payments from BD

Gathering.

Line 32: The identification of Texas Keystone, Inc. on Line 32 of the

2009 report reflects the first occasion has received royalty

payments from that entity. The sum received by her in 2009 waswhich should be reflected by the income code of"B." Line

32 is thus erroneous in reflecting the income code of "A" ($1,000 or

less). An "X" in column A might have been appropriate (see page 42 of

the filing instructions).

Third, I have ascertained that an additional entity made small royalty paymentsto on h er m ineral interests in the years 2005 through 2008. More specifically,Petroedge Resources (WV ) LLC m ade royalty payments to her as follows:

2005 (using the nam e "Petrolux, Agent")2006

20072008

In about 2008, Petroedge apparently changed its name to Quest Eastern Resource. has never receivedroyally payments from any such entity.



The Honorable Bobby R. Baldock

June 17, 2010

Page 3

Fourth, I appreciate your patience and assistance with respect to my reports.For the record, I hereby confirm that :~:, 5~1 is sentimentally attached to these minor

mineral interests, which she acquired on the death of iii ] and which werepassed through to her from ! ] For that reason, she has no desire to

relinquish these interests, which have become a complicating factor in the preparationof these reports.

Finally, if my reports should be mo re formally am ended, I will be pleased to doso. In any event, this letter should also be considered as an amendment to all such

reports as are relevant. Furthermore, it may be fully released to the public with my

consent.

If there are further questions or comments, please let me know.

RBK!kss

Robert B King Financial Disclosure Report for 2009

Documents

Transcript of Robert B King Financial Disclosure Report for 2009